-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OtzoP+LSHnt66UxK2VlcyQawUettGoSgmy9h0O+6vK5tZN5e0BAtaX9RYlacKLb5 Ho6ynX0UIbpDkO9iUkSTJw== 0001196664-09-000001.txt : 20090604 0001196664-09-000001.hdr.sgml : 20090604 20090604142656 ACCESSION NUMBER: 0001196664-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090603 FILED AS OF DATE: 20090604 DATE AS OF CHANGE: 20090604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMASCH JAMES G CENTRAL INDEX KEY: 0001196664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 09873835 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLC SYSTEMS INC CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 FORGE PK CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 5085418800 MAIL ADDRESS: STREET 1: 10 FORGE PARK CITY: FRANKLIN STATE: MA ZIP: 02038 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-06-03 0 0000879682 PLC SYSTEMS INC PLCSF 0001196664 THOMASCH JAMES G C/O PLC SYSTEMS INC. 10 FORGE PARK FRANKLIN MA 02038 0 1 0 0 Senior Vice President & CFO Stock Option (Right to Buy) 0.56 2009-06-03 4 D 0 72500 D 2010-10-26 Common Stock 72500 0 D Stock Option (Right to Buy) 0.81 2009-06-03 4 D 0 35000 D 2011-01-07 Common Stock 35000 0 D Stock Option (Right to Buy) 0.65 2009-06-03 4 D 0 20000 D 2011-07-29 Common Stock 20000 0 D Stock Option (Right to Buy) 0.56 2009-06-03 4 D 0 75000 D 2011-12-18 Common Stock 75000 0 D Stock Option (Right to Buy) 0.45 2009-06-03 4 D 0 145000 D 2013-03-25 Common Stock 145000 0 D Stock Option (Right to Buy) 0.69 2009-06-03 4 D 0 50000 D 2013-08-05 Common Stock 50000 0 D Stock Option (Right to Buy) 0.81 2009-06-03 4 D 0 125000 D 2014-05-18 Common Stock 125000 0 D Stock Option (Right to Buy) 0.55 2009-06-03 4 D 0 96970 D 2015-05-23 Common Stock 96970 0 D Stock Option (Right to Buy) 0.67 2009-06-03 4 D 0 65000 D 2016-05-16 Common Stock 65000 0 D Stock Option (Right to Buy) 0.64 2009-06-03 4 D 0 65000 D 2017-06-12 Common Stock 65000 0 D Stock Option (Right to Buy) 0.37 2009-06-03 4 D 0 65000 D 2018-06-17 Common Stock 65000 0 D Stock Option (Right to Buy) 0.24 2009-06-03 4 A 0 814470 A 2014-06-02 Common Stock 814470 814470 D The cancelled option was fully vested. On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on October 27, 2000. On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on January 8, 2001. On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 30, 2001. On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on December 19, 2001. On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on March 26, 2003. On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 6, 2003. On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 19, 2004. On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 24, 2005. On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 17, 2006. The cancelled option provided for vesting in three equal annual installments beginning on the one-year anniversary of the date of grant. On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 13, 2007. On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 18, 2008. The option provides for 1/3 of the underlying number of shares to vest on the one-year anniversary of the date of grant and an additional 1/12 of the underlying number of shares to vest at the end of each successive three-month period following the one-year anniversary of the date of grant. On June 3, 2009, the issuer granted the reporting person an option for the same number of shares as were underlying the options that were cancelled on the same date pursuant to the issuer's option exchange program. /s/ James G. Thomasch 2009-06-04 -----END PRIVACY-ENHANCED MESSAGE-----