-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OF7HlXUAnB2i/CteW5qMhAW1XVZsln1XUefJrz4uq97giwkccwBUyoI3V7zwCbFw KI9O1Cdnj2kl6WMdyVIeMw== 0000950134-04-003707.txt : 20040318 0000950134-04-003707.hdr.sgml : 20040318 20040318135213 ACCESSION NUMBER: 0000950134-04-003707 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040317 ITEM INFORMATION: ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040318 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INFOUSA INC CENTRAL INDEX KEY: 0000879437 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 470751545 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-19598 FILM NUMBER: 04677433 BUSINESS ADDRESS: STREET 1: 5711 S 86TH CIRCLE CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4025934500 MAIL ADDRESS: STREET 1: 5711 SOUTH 86TH CIRCLE CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BUSINESS INFORMATION INC /DE DATE OF NAME CHANGE: 19930328 8-K 1 d13779e8vk.htm FORM 8-K e8vk
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SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):
March 17, 2004

infoUSA, Inc.

(Exact name of registrant as specified in its charter)
     
Delaware   0-19598
  		 
 
(State of Formation)   (Commission File Number)

47-0751545

(IRS Employer Identification Number)
     
5711 South 86th Circle, Omaha, Nebraska   68127
  		 
 
(Address of principal executive offices)   (Zip Code)

(402) 593-4500

(Registrants’ telephone number, including area code)

Not applicable

(Former name or former address, if changed since last report)

 

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Item 7. Financial Statements and Exhibits

(c) Exhibits

The following exhibits are furnished pursuant to Item 11:

Ex-99 Memorandum Regarding infoUSA, Inc. 401(k) Plan Blackout Notice.

Item 11. Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans.

The registrant has elected to change the record keeper for the infoUSA, Inc. 401(k) Plan (the “Plan”). As a result of this change, there will be a blackout period in which Plan participants temporarily will be unable to: (1) request a loan or a withdrawal, (2) change their investment elections for new deposits and/or change current investment holdings, or (3) change their current salary deferral percentage. The blackout period is expected to commence at 4:00 pm on March 24, 2004 and is expected to end April 30, 2004.

Pursuant to Section 306 of the Sarbanes-Oxley Act of 2002 and Section 245.104 of the Securities and Exchange Commission’s Regulation BTR, and concurrently with the filing of this current report on Form 8-K, the registrant transmitted a notice of the impending blackout period to the members of its Board of Directors and executive officers. The notice is furnished as Exhibit No. 99 to this current report on Form 8-K.

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  infoUSA, Inc.
(Registrant)
 		  
Date: March 17, 2004  By:   /s/ RAJ DAS    
 
  Raj Das,    
  Chief Financial Officer   
 

 

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EXHIBIT INDEX

     
EXHIBIT    
NUMBER   DESCRIPTION
 
Ex-99
  Memorandum Regarding infoUSA, Inc. 401(k) Plan Blackout Notice.

 

EX-99 3 d13779exv99.txt MEMORANDUM EXHIBIT 99 MEMORANDUM DATE: March 17, 2004 TO: Members of the Board of Directors and Executive Officers FROM: Fred Vakili, Chief Administrative Officer Joey Patterson, Vice President, Human Resources RE: infoUSA, Inc. 401(k) Plan Blackout Notice As a director or executive officer of infoUSA, Inc. ("infoUSA") you are subject to Section 306(a) of the Sarbanes-Oxley Act of 2002, which prohibits certain securities transactions during pension plan blackout periods. Up until this year, blackout restrictions did not impact the infoUSA shares within the infoUSA, Inc. 401(k) plan (the "Plan"). Sarbanes-Oxley requires that shares within the Plan be subject to the blackout restrictions. This memorandum is to notify you of an impending blackout period in connection with a planned change in the record keeper for the infoUSA, Inc. 401(k) Plan. The equity security subject to the blackout period is infoUSA common stock, as held in the Plan. DURING THE BLACKOUT PERIOD, YOU ARE PROHIBITED FROM PURCHASING, SELLING, OR OTHERWISE ACQUIRING OR TRANSFERRING INFOUSA COMMON STOCK OR ITS DERIVATIVES. THIS PROHIBITION APPLIES TO ANY DIRECT OR INDIRECT PECUNIARY INTEREST YOU MAY HAVE IN SUCH SECURITIES, SUCH AS INFOUSA COMMON STOCK HELD BY IMMEDIATE FAMILY MEMBERS LIVING WITH YOU, IN TRUST, OR BY CONTROLLED PARTNERSHIPS OR CORPORATIONS. THIS PROHIBITION ALSO APPLIES WITHOUT REGARD TO WHETHER YOU PARTICIPATE IN THE PLAN OR YOUR TRANSACTIONS ARE INSIDE THE PLAN. Upon termination of the blackout period, you will be permitted to resume transactions in such securities. Please note the following information regarding the upcoming blackout period: o During the blackout period, participants in the Plan will be temporarily unable to request a loan or a withdrawal, change their investment elections for new deposits and/or change current investment holdings, or change their current salary deferral percentage. o The blackout period is expected to commence at 4:00 PM ON MARCH 24, 2004 and is expected to end APRIL 30, 2004. If you have any questions regarding this notice, please contact FIRST NATIONAL BANK OF OMAHA at 1-800-228-4411 ext. 2434, or in writing at 1620 Dodge Street, Omaha, Nebraska 68197. -----END PRIVACY-ENHANCED MESSAGE-----