-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H3dSR0tOIOOyRa+kdBhCsF5JzAhZPXbcipJSwPXa5czgAZCxyVjp6F/GpqvLWGPk v3sukBiEX8dm4QQhqPe8Tw== 0000950005-03-000309.txt : 20030303 0000950005-03-000309.hdr.sgml : 20030303 20030303152110 ACCESSION NUMBER: 0000950005-03-000309 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030303 GROUP MEMBERS: CHARLES H. PHIPPS ("PHIPPS") FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SEVIN ROSEN FUND IV LP CENTRAL INDEX KEY: 0000879427 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: TWO GALLERIA TOWER STREET 2: 13455 NOEL RD SUITE 1670 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727021100 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: T/R SYSTEMS INC CENTRAL INDEX KEY: 0001095594 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 581958870 STATE OF INCORPORATION: GA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57643 FILM NUMBER: 03589271 BUSINESS ADDRESS: STREET 1: 1300 OAKBROOK DR CITY: NORCROSS STATE: GA ZIP: 30093 BUSINESS PHONE: 7704489008 MAIL ADDRESS: STREET 1: 1300 OAKBROOK DR CITY: NORCROSS STATE: GA ZIP: 30093 SC 13G/A 1 p16743_13ga.txt -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response......11 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13G/A INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* T/R Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 87263U 10 2 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) | | Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages CUSIP No. 87263U 10 2 Page 2 of 4 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS Charles H. Phipps ("Phipps") I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 18,334 shares issuable upon exercise of options. -------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 1,548,350 shares, all of which are directly owned by SR OWNED BY IV. Phipps is a general partner of SRB IV, the general EACH partner of SR IV, and may be deemed to have shared REPORTING power to vote these shares. PERSON -------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 18,334 shares issuable upon exercise of options. -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,548,350 shares, all of which are directly owned by SR IV. Phipps is a general partner of SRB IV, the general partner of SR IV, and may be deemed to have shared power to dispose of these shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,566,684 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 4 This Amendment No. 2 amends the Statement on 13(G), as amended by Amendment No. 1 (as amended, the "Original Statement") filed by Sevin Rosen Fund IV L.P., a Delaware limited partnership ("SR IV"); SRB Associates IV L.P., a Delaware limited partnership ("SRB IV"); Jon W. Bayless ("Bayless"); Stephen M. Dow ("Dow"); John V. Jaggers ("Jaggers"); Charles H. Phipps ("Phipps"); and Jennifer Gill Roberts ("Roberts"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons". Only those items as to which there has been a change are included in this Amendment No. 2. Page 4 of 4 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 3, 2003 SEVIN ROSEN FUND IV L.P. /s/ John V. Jaggers By SRB ASSOCIATES IV L.P., --------------------------- Its General Partner Signature John V. Jaggers General Partner SRB ASSOCIATES IV L.P. /s/ John V. Jaggers --------------------------- Signature John V. Jaggers General Partner JON W. BAYLESS /s/ John V. Jaggers --------------------------- Signature John V. Jaggers Attorney-In-Fact STEPHEN M. DOW /s/ John V. Jaggers --------------------------- Signature John V. Jaggers Attorney-In-Fact JOHN V. JAGGERS /s/ John V. Jaggers --------------------------- Signature CHARLES H. PHIPPS /s/ John V. Jaggers --------------------------- Signature John V. Jaggers Attorney-In-Fact JENNIFER GILL ROBERTS /s/ John V. Jaggers --------------------------- Signature John V. Jaggers Attorney-In-Fact -----END PRIVACY-ENHANCED MESSAGE-----