-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DOKDdeKsIRHesl9x1SD9vhD+IGHHex4Jahan73ug5/GIeHHNVh+qvIKV6mHLBXzu ZjV4FcIJroWdiR0gd/nVMw== 0000950005-01-500114.txt : 20010515 0000950005-01-500114.hdr.sgml : 20010515 ACCESSION NUMBER: 0000950005-01-500114 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20010514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEVIN ROSEN FUND IV LP CENTRAL INDEX KEY: 0000879427 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06361 FILM NUMBER: 1632608 BUSINESS ADDRESS: STREET 1: TWO GALLERIA TOWER STREET 2: 13455 NOEL RD SUITE 1670 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727021100 13F-HR 1 p13568-13fhr.txt FORM 13F-HR ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-006 Expires: Estimated average burden hours per response:............24.7 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended 03/31/2001 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. SRB Associates IV L.P. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager Two Galleria Tower 13455 Noel Road, Suite 1670 Dallas, TX 75240 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-06361 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Jan E. Gaulding Vice President & CFO (972) 702-1100 - -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ Jan E. Gaulding ------------------------------------------ Signature Dallas, Texas May 11, 2001 ------------------------------------------ (Place and Date of Signing) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None -------- Form 13F Information Table Entry Total: 4 -------- Form 13F Information Table Value Total: $ 23,585 -------- (thousands) List of Other Included Managers: None SRB ASSOCIATES IV L.P. FORM 13F INFORMATION TABLE Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other ---------------------- Name of Issuer Class CUSIP (x$1000) PrnAmt Prn Call Dscretn Managers Sole Shared None - ---------------------------- -------- --------- --------- --------- --- ---- ---------------- ---------------------- Accrue Software, Inc. Common 04269E107 16 85,511 SH Sole 85,511 0 0 Capstone Turbine Corporation Common 14067D102 9,009 317,503 SH Sole 317,503 0 0 Metawave Communications CorpoCommon 591409107 8,657 1,399,101 SH Sole 1,399,101 0 0 T/R Systems, Inc. Common 87263U102 5,903 1,548,350 SH Sole 1,548,350 0 0 TOTAL 23,585
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