0001209191-20-056462.txt : 20201102 0001209191-20-056462.hdr.sgml : 20201102 20201102181153 ACCESSION NUMBER: 0001209191-20-056462 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201014 FILED AS OF DATE: 20201102 DATE AS OF CHANGE: 20201102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamilton James C CENTRAL INDEX KEY: 0001830755 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38042 FILM NUMBER: 201281536 MAIL ADDRESS: STREET 1: 177 EAST COLORADO BLVD STREET 2: SUITE 700 CITY: PASADENA STATE: CA ZIP: 91105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROWHEAD PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0000879407 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 460408024 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 177 E COLORADO BLVD STREET 2: SUITE 700 CITY: PASADENA STATE: CA ZIP: 91105 BUSINESS PHONE: 626-696-4702 MAIL ADDRESS: STREET 1: 177 E COLORADO BLVD STREET 2: SUITE 700 CITY: PASADENA STATE: CA ZIP: 91105 FORMER COMPANY: FORMER CONFORMED NAME: ARROWHEAD RESEARCH CORP DATE OF NAME CHANGE: 20040112 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE GROUP INC DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE INC DATE OF NAME CHANGE: 19940224 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-10-14 0 0000879407 ARROWHEAD PHARMACEUTICALS, INC. ARWR 0001830755 Hamilton James C 177 EAST COLORADO BLVD SUITE 700 PASADENA CA 91105 0 0 0 1 Senior Vice President Common Stock 125000 D Includes a total of 115,000 shares underlying restricted stock units. 38,750 of these restricted stock units will vest in January 2021, 38,750 will vest in January 2022, 26,250 will vest in January 2023, and 11,250 will vest in January 2024. /s/James Hamilton 2020-11-02