0001209191-17-001605.txt : 20170104 0001209191-17-001605.hdr.sgml : 20170104 20170104202755 ACCESSION NUMBER: 0001209191-17-001605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170101 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROWHEAD PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0000879407 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 460408024 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 1050 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-3400 MAIL ADDRESS: STREET 1: 225 SOUTH LAKE AVENUE STREET 2: SUITE 1050 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: ARROWHEAD RESEARCH CORP DATE OF NAME CHANGE: 20040112 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE GROUP INC DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE INC DATE OF NAME CHANGE: 19940224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GIVEN BRUCE D CENTRAL INDEX KEY: 0001219384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21898 FILM NUMBER: 17508355 MAIL ADDRESS: STREET 1: 4848 LOOP CENTRAL DRIVE STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77081 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-01 0 0000879407 ARROWHEAD PHARMACEUTICALS, INC. ARWR 0001219384 GIVEN BRUCE D 225 S. LAKE AVENUE SUITE 1050 PASADENA CA 91101 0 1 0 0 Chief Operating Officer Common Stock 2017-01-01 4 A 0 380000 0.00 A 773356 D Represents shares underlying a restricted stock unit, which shares will vest in one installment in January 2019. /s/ Bruce Given 2017-01-04