-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ICSJur4/x3pOF9VDoTXSQV7E5aU5XUo67oTz/7SHPIxDdqFzz9Uz3T4gMBEO+3Gr 7xLZ14uhBDKKdeWhHEhn9w== 0001181431-10-056815.txt : 20101119 0001181431-10-056815.hdr.sgml : 20101119 20101119173132 ACCESSION NUMBER: 0001181431-10-056815 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100818 FILED AS OF DATE: 20101119 DATE AS OF CHANGE: 20101119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferrari Mauro CENTRAL INDEX KEY: 0001506045 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21898 FILM NUMBER: 101206631 MAIL ADDRESS: STREET 1: 201 SOUTH LAKE AVENUE CITY: PASADENA STATE: CA ZIP: 91101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROWHEAD RESEARCH CORP CENTRAL INDEX KEY: 0000879407 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 460408024 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 201 SOUTH LAKE AVENUE STREET 2: SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-3400 MAIL ADDRESS: STREET 1: 201 SOUTH LAKE AVENUE STREET 2: SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE GROUP INC DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE INC DATE OF NAME CHANGE: 19940224 3 1 rrd291853.xml STOCK AND OPTION REPORTING X0203 3 2010-08-18 0 0000879407 ARROWHEAD RESEARCH CORP ARWR 0001506045 Ferrari Mauro ARROWHEAD RESEARCH CORPORATION 201 SOUTH LAKE AVENUE, SUITE 703 PASADENA CA 91101 1 0 0 0 Common Stock 19510 D Stock Option granted 01/18/2008 2.87 2008-07-18 2018-01-18 Common Stock 54688 D Stock Option granted 09/01/2010 0.96 2010-09-01 2020-09-01 Common Stock 200000 D Vested 9,396 shares on 07/18/2008, then vested 1,562 shares monthly until 08/18/2010 when Dr. Ferrari joined the Arrowhead Board of Directors. Mauro Ferrari 2010-11-19 -----END PRIVACY-ENHANCED MESSAGE-----