-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SmK4XZ3qpwzR2nrym0vjn7xNVCDZX4BMb3hjNfjgSPFxafaI8qXcrbEv1AZFsc28 MWeRs/E+ov6vkvBX60Ghvw== 0001181431-10-021738.txt : 20100415 0001181431-10-021738.hdr.sgml : 20100415 20100415163904 ACCESSION NUMBER: 0001181431-10-021738 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091116 FILED AS OF DATE: 20100415 DATE AS OF CHANGE: 20100415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Myszkowski Kenneth Allen CENTRAL INDEX KEY: 0001486672 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21898 FILM NUMBER: 10752404 MAIL ADDRESS: STREET 1: ARROWHEAD RESEARCH CORPORATION STREET 2: 201 SOUTH LAKE AVENUE, SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROWHEAD RESEARCH CORP CENTRAL INDEX KEY: 0000879407 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 460408024 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 201 SOUTH LAKE AVENUE STREET 2: SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-3400 MAIL ADDRESS: STREET 1: 201 SOUTH LAKE AVENUE STREET 2: SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE GROUP INC DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE INC DATE OF NAME CHANGE: 19940224 3 1 rrd272688.xml STOCK OPTION GRANT X0203 3 2009-11-16 0 0000879407 ARROWHEAD RESEARCH CORP ARWR 0001486672 Myszkowski Kenneth Allen ARROWHEAD RESEARCH CORPORATION 201 S. LAKE AVE., SUITE 703 PASADENA CA 91101 0 1 0 0 CFO Stock Option 0.70 2010-05-16 2019-11-16 Common Stock 250000 D Stock Option 0.52 2010-04-01 2020-03-04 Common Stock 80000 D Vesting of 125,000 shares begins on May 16, 2010, at which time 15,632 shares vest; the balance vests on the first of each month thereafter in equal monthly installments of 2,604 shares. Vesting of the remaining 125,000 shares begins on August 1, 2010, at which time 15,632 shares vest; the balance vests on the first of each month thereafter in equal monthly installments of 2,604 shares. Vesting in 24 equal monthly installments beginning on 4/01/10. Kenneth Allen Myszkowski 2010-04-12 -----END PRIVACY-ENHANCED MESSAGE-----