0001140361-24-015370.txt : 20240326 0001140361-24-015370.hdr.sgml : 20240326 20240326173343 ACCESSION NUMBER: 0001140361-24-015370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20240322 FILED AS OF DATE: 20240326 DATE AS OF CHANGE: 20240326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YORK CAPITAL MANAGEMENT L P CENTRAL INDEX KEY: 0000879074 ORGANIZATION NAME: STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 24784864 BUSINESS ADDRESS: STREET 1: 350 PARK AVE STREET 2: FL 25 CITY: NEW YORK STATE: NY ZIP: 10022-6022 BUSINESS PHONE: 2123556688 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: FL 25 CITY: NEW YORK STATE: NY ZIP: 10022-6022 FORMER NAME: FORMER CONFORMED NAME: YORK CAPITAL MANAGEMENT L P /NY/ DATE OF NAME CHANGE: 19910912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YORK CREDIT OPPORTUNITIES FUND LP CENTRAL INDEX KEY: 0001460936 ORGANIZATION NAME: STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 24784872 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Capital Management Global Advisors, LLC CENTRAL INDEX KEY: 0001480532 ORGANIZATION NAME: STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 24784863 BUSINESS ADDRESS: STREET 1: 1330 AVENUE OF THE AMERICAS STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: 1330 AVENUE OF THE AMERICAS STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Multi-Strategy Master Fund, L.P. CENTRAL INDEX KEY: 0001713084 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 24784869 BUSINESS ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York European Distressed Credit Fund II, L.P. CENTRAL INDEX KEY: 0001639573 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 24784870 BUSINESS ADDRESS: STREET 1: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 345-943-3100 MAIL ADDRESS: STREET 1: 190 ELGIN AVENUE, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Tactical Energy Fund PIV-AN L.P. CENTRAL INDEX KEY: 0001777593 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 24784867 BUSINESS ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT GLOBAL STREET 2: ADVISORS, LLC, 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT GLOBAL STREET 2: ADVISORS, LLC, 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Credit Opportunities Investment Master Fund, L.P. CENTRAL INDEX KEY: 0001713086 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 24784871 BUSINESS ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2123001300 MAIL ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vrattos William C CENTRAL INDEX KEY: 0001713098 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 24784865 MAIL ADDRESS: STREET 1: YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dinan Management L.L.C. CENTRAL INDEX KEY: 0001713106 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 24784866 BUSINESS ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: C/O YORK CAPITAL MANAGEMENT STREET 2: 767 FIFTH AVE., 17TH FL. CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: York Tactical Energy Fund, L.P. CENTRAL INDEX KEY: 0001763003 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36842 FILM NUMBER: 24784868 BUSINESS ADDRESS: STREET 1: CORPORATION TRUST CENTER STREET 2: 1209 ORANGE STREET CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 212-300-1300 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NextDecade Corp. CENTRAL INDEX KEY: 0001612720 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 465723951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET STREET 2: SUITE 3900 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7135741880 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET STREET 2: SUITE 3900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Harmony Merger Corp. DATE OF NAME CHANGE: 20140703 4 1 form4.xml FORM 4 X0508 4 2024-03-22 0001612720 NextDecade Corp. NEXT 0001480532 York Capital Management Global Advisors, LLC 1330 AVENUE OF THE AMERICAS 20TH FLOOR NEW YORK NY 10019 true true 0000879074 YORK CAPITAL MANAGEMENT L P 350 PARK AVE FL 25 NEW YORK NY 10022-6022 true true 0001460936 YORK CREDIT OPPORTUNITIES FUND LP 767 FIFTH AVENUE 17TH FLOOR NEW YORK NY 10153 true true 0001713086 York Credit Opportunities Investment Master Fund, L.P. C/O YORK CAPITAL MANAGEMENT 767 FIFTH AVE., 17TH FL. NEW YORK NY 10153 true true 0001639573 York European Distressed Credit Fund II, L.P. 190 ELGIN AVENUE, GEORGE TOWN GRAND CAYMAN E9 KY1-9005 CAYMAN ISLANDS true true 0001713084 York Multi-Strategy Master Fund, L.P. C/O YORK CAPITAL MANAGEMENT 767 FIFTH AVE., 17TH FL. NEW YORK NY 10153 true true 0001763003 York Tactical Energy Fund, L.P. 767 FIFTH AVENUE 17TH FLOOR NEW YORK NY 10153 true true 0001777593 York Tactical Energy Fund PIV-AN L.P. C/O YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLC, 767 FIFTH AVE., 17TH FL. NEW YORK NY 10153 true true 0001713106 Dinan Management L.L.C. C/O YORK CAPITAL MANAGEMENT, L.P. 1330 AVENUE OF THE AMERICAS, 20TH FLOOR NEW YORK NY 10019 true true 0001713098 Vrattos William C YORK CAPITAL MANAGEMENT 767 FIFTH AVE., 17TH FL. NEW YORK NY 10153 true false Common Stock, $ 0.0001 par value 2024-03-22 4 M 0 436861 A 57774896 I See notes Common Stock, $ 0.0001 par value 2024-03-22 4 F 0 794 D 57774102 I See notes Series C Warrants 0.01 2024-03-22 4 M 0 436861 D 2024-03-22 2024-03-22 Common Stock, $ 0.0001 par value 436861 0 I See footnotes See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4). See Exhibit 99.1 for text of footnote (5). Exhibit 99.1 (Footnotes) and Exhibit 99.2 (Joint Filer Information and Signatures) are incorporated herein by reference. York Capital Management Global Advisors LLC is the Designated Filer. See Exhibit 99.2 for Signatures 2024-03-26 EX-99.1 2 ef20025089_ex99-1.htm EXHIBIT 99.1
Exhibit 99.1

Name and Address of Reporting Person:
York Capital Management Global Advisors LLC
 
1330 Avenue of the Americas, 20th Floor
 
New York, NY 10019
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Earliest Transaction to be Reported
  
(Month/Day/Year):
March 22, 2024

Footnotes to Form 4

(1) This statement is being filed by the following Reporting Persons: York Capital Management Global Advisors LLC (“YGA”); York Capital Management, L.P. (“York Capital”); York Credit Opportunities Fund, L.P. (“York Credit Opportunities”); York Credit Opportunities Investments Master Fund, L.P. (“York Credit Opportunities Master”); FDAF Dislocated Asset Fund II L.P. (formerly known as York European Fund) (“FDAF Dislocated Asset Fund”); Dinan Management, LLC (“Dinan Management”); York Multi-Strategy Master Fund, L.P. (“York Multi-Strategy”); York Tactical Energy Fund, L.P. (“York Tactical”); York Tactical Energy Fund PIV-AN, L.P. (“York Tactical PIV-AN”);  and William Vrattos.

(2) YGA, the sole managing member of Dinan Management, which is the general partner of each of York Capital, York Credit Opportunities, York Credit Opportunities Master, York Multi-Strategy, York Tactical, and York Tactical PIV-AN (collectively, the “York Funds”), exercises investment discretion over such investment funds and accordingly may be deemed to have beneficial ownership over the shares beneficially owned directly by the York Funds. Mr. Vrattos is Managing Partner and Chief Investment Officer at YGA, and a director of the Issuer.

(3) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of its or his or her pecuniary interest.

(4) On March 22, 2024, YGA exercised on a cashless basis Series C Warrants to purchase 436,861 shares of the Issuer’s common stock on behalf of certain of the Reporting Persons for $0.01 per share in accordance with the Series C Warrant Agreement entered into in connection with the issuance of the Series C Warrants on March 22, 2021. The Issuer withheld 794 shares representing the aggregate exercise price and issued the remaining 436,067 shares as follows: 30,837 to York Capital, 51,395 to York Credit Opportunities, 59,105 to York Credit Opportunities Master, 71,954 to FDAF Dislocated Asset Fund, 41,116 to York Multi-Strategy, 61,675 to York Tactical and 120,779 to York Tactical PIV-AN.

(5) Represents shares directly held following the reported transactions as follows: 6,728,584 by York Capital; 13,226,978 by York Credit Opportunities; 14,270,654 by York Credit Opportunities Master; 3,867,879 by FDAF Dislocated Asset Fund; 14,999,736 by York Multi-Strategy (includes additional 149,853 shares that were previously received upon the conversion of Series C Preferred Stock but not included due to a calculation error); 1,559,527 by York Tactical; and 3,120,744 by York Tactical PIV-AN.


 EX-99.2 3 ef20025089_ex99-2.htm EXHIBIT 99.2
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
York Capital Management Global Advisors, LLC
   
Address of Joint Filer:
1330 Avenue of the Americas, 20th Floor
 
New York, NY 10019
   
Relationship of Joint Filer to Issuer:
Director, 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
March 22, 2024
   
Designated Filer:
York Capital Management Global Advisors, LLC
   
Signature:
  
   
York Capital Management Global Advisors, LLC
  
   
/s/ Brian Traficante    
Name:  Brian Traficante
  
Title:   Chief Operating Officer and General Counsel
  
   
3/26/2024
  
Date
  

Page 1 of 10
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
York Capital Management, L.P.
   
Address of Joint Filer:
1330 Avenue of the Americas, 20th Floor
 
New York, NY 10019
   
Relationship of Joint Filer to Issuer:
Director, 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
March 22, 2024
   
Designated Filer:
York Capital Management Global Advisors, LLC
   
Signature:
  
   
York Capital Management, L.P.
  
By: Dinan Management, L.L.C., its general partner
  
   
/s/ Brian Traficante    
Name:  Brian Traficante
  
Title:   Chief Operating Officer and General Counsel
  
   
3/26/2024
  
Date
  

Page 2 of 10
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
York Credit Opportunities Fund, L.P.
   
Address of Joint Filer:
c/o York Capital Management, L.P.
 
1330 Avenue of the Americas, 20th Floor
 
New York, NY 10019
   
Relationship of Joint Filer to Issuer:
Director, 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
March 22, 2024
   
Designated Filer:
York Capital Management Global Advisors, LLC
   
Signature:
  
   
York Credit Opportunities Fund, L.P.
  
By: York Credit Opportunities Domestic Holdings, LLC, its general partner
  
   
/s/ Brian Traficante    
Name:  Brian Traficante
  
Title:   Chief Operating Officer and General Counsel
  
   
3/26/2024
  
Date
  

Page 3 of 10
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
York Credit Opportunities Investments Master Fund, L.P.
   
Address of Joint Filer:
c/o York Capital Management, L.P.
 
1330 Avenue of the Americas, 20th Floor
 
New York, NY 10019
   
Relationship of Joint Filer to Issuer:
Director, 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
March 22, 2024
   
Designated Filer:
York Capital Management Global Advisors, LLC
   
Signature:
  
   
York Credit Opportunities Investments Master Fund, L.P.
  
By: York Credit Opportunities Domestic Holdings, LLC, its general partner
  
   
/s/ Brian Traficante    
Name:  Brian Traficante
  
Title:   Chief Operating Officer and General Counsel
  
   
3/26/2024
  
Date
  

Page 4 of 10
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
FDAF Dislocated Asset Fund II L.P.
   
Address of Joint Filer:
c/o York Capital Management, L.P.
 
1330 Avenue of the Americas, 20th Floor
 
New York, NY 10019
   
Relationship of Joint Filer to Issuer:
Director, 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
March 22, 2024
   
Designated Filer:
York Capital Management Global Advisors, LLC
   
Signature:
  
   
FDAF Dislocated Asset Fund II L.P.
  
By: FDAF Dislocated Asset Fund II GP Limited, its general partner
  
   
/s/ Brian Traficante    
Name:  Brian Traficante
  
Title:   Chief Operating Officer and General Counsel
  
   
3/26/2024
  
Date
  

Page 5 of 10
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
York Multi-Strategy Master Fund, L.P.
   
Address of Joint Filer:
c/o York Capital Management, L.P.
 
1330 Avenue of the Americas, 20th Floor
 
New York, NY 10019
   
Relationship of Joint Filer to Issuer:
Director; 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
March 22, 2024
   
Designated Filer:
York Capital Management Global Advisors, LLC
   
Signature:
  
   
York Multi-Strategy Master Fund, L.P.
  
By: Dinan Management, L.L.C., its general partner
  
   
/s/ Brian Traficante    
Name:  Brian Traficante
  
Title:   Chief Operating Officer and General Counsel
  
   
3/26/2024
  
Date
  

Page 6 of 10
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
York Tactical Energy Fund, L.P.
   
Address of Joint Filer:
c/o York Capital Management, L.P.
 
1330 Avenue of the Americas, 20th Floor
 
New York, NY 10019
   
Relationship of Joint Filer to Issuer:
Director; 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
March 22, 2024
   
Designated Filer:
York Capital Management Global Advisors, LLC
   
Signature:
  
   
York Tactical Energy Fund, L.P.
  
By: York Tactical Energy Holdings, LLC, its general partner
  
   
/s/ Brian Traficante    
Name:  Brian Traficante
  
Title:   Chief Operating Officer and General Counsel
  
   
3/26/2024
  
Date
  

Page 7 of 10
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
York Tactical Energy Fund PIV-AN, L.P.
   
Address of Joint Filer:
c/o York Capital Management, L.P.
 
1330 Avenue of the Americas, 20th Floor
 
New York, NY 10019
   
Relationship of Joint Filer to Issuer:
Director; 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
March 22, 2024
   
Designated Filer:
York Capital Management Global Advisors, LLC
   
Signature:
  
   
York Tactical Energy Fund PIV-AN, L.P.
  
By: York Tactical Energy Holdings, LLC, its general partner
  
   
/s/ Brian Traficante    
Name:  Brian Traficante
  
Title:   Chief Operating Officer and General Counsel
  
   
3/26/2024
  
Date
  

Page 8 of 10
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Dinan Management, LLC
   
Address of Joint Filer: c/o York Capital Management, L.P.

1330 Avenue of the Americas, 20th Floor
 
New York, NY 10019
   
Relationship of Joint Filer to Issuer:
Director, 10% Owner
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
March 22, 2024
   
Designated Filer:
York Capital Management Global Advisors, LLC
   
Signature:
  
   
Dinan Management, LLC
  
   
/s/ Brian Traficante    
Name:  Brian Traficante
  
Title:   Chief Operating Officer and General Counsel
  
   
3/26/2024
  
Date
  

Page 9 of 10
Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
William Vrattos
   
Address of Joint Filer:
c/o York Capital Management, L.P.
 
1330 Avenue of the Americas, 20th Floor
 
New York, NY 10019
   
Relationship of Joint Filer to Issuer:
Director
   
Issuer Name and Ticker or Trading Symbol:
NextDecade Corporation [NEXT]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
March 22, 2024
   
Designated Filer:
York Capital Management Global Advisors, LLC
   
Signature:
  
   
/s/ William Vrattos    
Name:  William Vrattos
  
   
3/26/2024
  
Date
  

 
Page 10 of 10