0001415889-24-008694.txt : 20240319 0001415889-24-008694.hdr.sgml : 20240319 20240319205148 ACCESSION NUMBER: 0001415889-24-008694 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20240319 FILED AS OF DATE: 20240319 DATE AS OF CHANGE: 20240319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUTTER HILL VENTURES CENTRAL INDEX KEY: 0000879051 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41979 FILM NUMBER: 24765998 BUSINESS ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4154935600 MAIL ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Speiser Michael L CENTRAL INDEX KEY: 0001433644 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41979 FILM NUMBER: 24765996 MAIL ADDRESS: STREET 1: 755 PAGE MILL ROAD, SUITE A-200 CITY: PALO ALTO STATE: CA ZIP: 94304-1005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pullara Samuel J III CENTRAL INDEX KEY: 0001561643 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41979 FILM NUMBER: 24765997 MAIL ADDRESS: STREET 1: 755 PAGE MILL ROAD, SUITE A-200 CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Astera Labs, Inc. CENTRAL INDEX KEY: 0001736297 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 823437062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2901 TASMAN DR. SUITE 205 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-242-7319 MAIL ADDRESS: STREET 1: 2901 TASMAN DR. SUITE 205 CITY: SANTA CLARA STATE: CA ZIP: 95054 3 1 form3-03202024_120338.xml X0206 3 2024-03-19 0 0001736297 Astera Labs, Inc. ALAB 0000879051 SUTTER HILL VENTURES 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 94304 false false true false 0001561643 Pullara Samuel J III 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 94304-1005 0 0 1 0 0001433644 Speiser Michael L 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 94304-1005 0 0 1 0 Series A Preferred Stock Common Stock 864 I By Trust (MLS) Series A Preferred Stock Common Stock 130 I By Trust (SJP) Series A Preferred Stock Common Stock 9672 D Series B Preferred Stock Common Stock 52729 I By Trust (MLS) Series B Preferred Stock Common Stock 1573520 I By Limited Partnership (CHAT) Series B Preferred Stock Common Stock 11295 I By Irrevocable Trust (SCT) Series B Preferred Stock Common Stock 1815 I By Irrevocable Trust (SRT) Series B Preferred Stock Common Stock 127405 D Series B Preferred Stock Common Stock 78061 I By Trust (SJP) Series B Preferred Stock Common Stock 14957606 D Series B Preferred Stock Common Stock 203445 I By SHM Investments, LLC Series C Preferred Stock Common Stock 27093 I By Trust (MLS) Series C Preferred Stock Common Stock 3426 D Series C Preferred Stock Common Stock 3141 I By Trust (SJP) Series C Preferred Stock Common Stock 478056 D Series C Preferred Stock Common Stock 6568 I By SHM Investments, LLC Series D Preferred Stock Common Stock 117405 I By Trust (MLS) Series D Preferred Stock Common Stock 17721 I By Trust (SJP) Series D Preferred Stock Common Stock 1316256 D Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") shall automatically convert into one share of Common Stock on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date. Shares held by a trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Shares held by a trust of which Samuel J. Pullara III is a Trustee. Mr. Pullara disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing directors and members of the management committee of the general partner of SHV. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports. Shares held by a limited partnership of which Michael L. Speiser is a trustee of a trust which is the general partner. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Shares held by an irrevocable trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein. Shares held by Samuel J. Pullara III. Shares held by SHM Investments, LLC ("SHMI"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing members of SHMI. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports. Sutter Hill Ventures, By /s/ Kanwalpreet S. Kalra, Attorney-in-Fact 2024-03-19 Micheal L. Speiser, By /s/ Kanwalpreet S. Kalra, Attorney-in-Fact 2024-03-19 Samuel J. Pullara III, By /s/ Kanwalpreet S. Kalra, Attorney-in-Fact 2024-03-19 EX-24 2 ex24-03202024_120342.htm ex24-03202024_120342.htm

POWER OF ATTORNEY


Know all by these presents, that the undersigned hereby authorizes Christopher J. Basso or Kanwalpreet S. Kalra to execute for and on behalf of the undersigned Forms 3, 4, and 5, and any Amendments thereto for Astera Labs Inc. (the "Company"), and cause such form(s) to be filed with the United States Securities and Exchange Commission pursuant to Section 16(a) of the Securities Act of 1934, relating to the undersigned's beneficial ownership of securities in the Company. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in- fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such a capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of, and transactions in, securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.


In witness whereof, the undersigned has caused this Power of Attorney to be executed as of this 15th day of March, 2024.


SUTTER HILL VENTURES, A CALIFORNIA

LIMITED PARTNERSHIP


/s/ Stefan A. Dyckerhoff

Managing Director of the General Partner



 EX-24 3 ex24-03202024_120343.htm ex24-03202024_120343.htm

POWER OF ATTORNEY


Know all by these presents, that the undersigned hereby authorizes Christopher J. Basso or Kanwalpreet S. Kalra to execute for and on behalf of the undersigned Forms 3, 4, and 5, and any Amendments thereto for Astera Labs Inc. (the "Company"), and cause such form(s) to be filed with the United States Securities and Exchange Commission pursuant to Section 16(a) of the Securities Act of 1934, relating to the undersigned's beneficial ownership of securities in the Company. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in- fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such a capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of, and transactions in, securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.


In witness whereof, the undersigned has caused this Power of Attorney to be executed as of this 15th day of March, 2024.


/s/ Michael L. Speiser



 EX-24 4 ex24-03202024_120344.htm ex24-03202024_120344.htm

POWER OF ATTORNEY


Know all by these presents, that the undersigned hereby authorizes Christopher J. Basso or Kanwalpreet S. Kalra to execute for and on behalf of the undersigned Forms 3, 4, and 5, and any Amendments thereto for Astera Labs Inc. (the "Company"), and cause such form(s) to be filed with the United States Securities and Exchange Commission pursuant to Section 16(a) of the Securities Act of 1934, relating to the undersigned's beneficial ownership of securities in the Company. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in- fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such a capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.


This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of, and transactions in, securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.


In witness whereof, the undersigned has caused this Power of Attorney to be executed as of this 15th day of March, 2024.


/s/ Samuel J. Pullara III