0001225208-13-013878.txt : 20130604
0001225208-13-013878.hdr.sgml : 20130604
20130604172846
ACCESSION NUMBER: 0001225208-13-013878
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130531
FILED AS OF DATE: 20130604
DATE AS OF CHANGE: 20130604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THRESHOLD PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001183765
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943409596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 HARBOR WAY
STREET 2: SUITE 300
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650 474 8200
MAIL ADDRESS:
STREET 1: 170 HARBOR WAY
STREET 2: SUITE 300
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUTTER HILL VENTURES
CENTRAL INDEX KEY: 0000879051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32979
FILM NUMBER: 13892373
BUSINESS ADDRESS:
STREET 1: 755 PAGE MILL RD
STREET 2: SUITE A200
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 4154935600
MAIL ADDRESS:
STREET 1: 755 PAGE MILL RD
STREET 2: SUITE A200
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
doc4.xml
X0306
4
2013-05-31
0001183765
THRESHOLD PHARMACEUTICALS INC
THLD
0000879051
SUTTER HILL VENTURES
755 PAGE MILL RD
SUITE A200
PALO ALTO
CA
94304
1
Common Stock
2013-05-31
4
X
0
801952.0000
1.8600
A
4785597.0000
D
Common Stock
2013-05-31
4
S
0
260592.0000
5.7240
D
4525005.0000
D
Common Stock Warrant
1.8600
2013-05-31
4
X
0
801952.0000
0.0000
D
2008-08-29
2013-08-29
Common Stock
801952.0000
0.0000
D
On May 31, 2013, the reporting person exercised a warrant to purchase shares of the issuer's common stock for $1.86 per share. In accordance with the terms of the warrant, the exercise price was paid on a net basis. The shares reported in column 4 represent the number of shares of common stock withheld by the issuer to pay the exercise price.
/s/ Robert Yin, by power of attorney
2013-06-04