0001225208-13-013878.txt : 20130604 0001225208-13-013878.hdr.sgml : 20130604 20130604172846 ACCESSION NUMBER: 0001225208-13-013878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130531 FILED AS OF DATE: 20130604 DATE AS OF CHANGE: 20130604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THRESHOLD PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001183765 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943409596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 HARBOR WAY STREET 2: SUITE 300 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650 474 8200 MAIL ADDRESS: STREET 1: 170 HARBOR WAY STREET 2: SUITE 300 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUTTER HILL VENTURES CENTRAL INDEX KEY: 0000879051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32979 FILM NUMBER: 13892373 BUSINESS ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4154935600 MAIL ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 doc4.xml X0306 4 2013-05-31 0001183765 THRESHOLD PHARMACEUTICALS INC THLD 0000879051 SUTTER HILL VENTURES 755 PAGE MILL RD SUITE A200 PALO ALTO CA 94304 1 Common Stock 2013-05-31 4 X 0 801952.0000 1.8600 A 4785597.0000 D Common Stock 2013-05-31 4 S 0 260592.0000 5.7240 D 4525005.0000 D Common Stock Warrant 1.8600 2013-05-31 4 X 0 801952.0000 0.0000 D 2008-08-29 2013-08-29 Common Stock 801952.0000 0.0000 D On May 31, 2013, the reporting person exercised a warrant to purchase shares of the issuer's common stock for $1.86 per share. In accordance with the terms of the warrant, the exercise price was paid on a net basis. The shares reported in column 4 represent the number of shares of common stock withheld by the issuer to pay the exercise price. /s/ Robert Yin, by power of attorney 2013-06-04