-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ptwy/GggvVTW+ZDblcOvdCO8fZYBo+kZiAaqoWrSsipPdPoY/MZZKIh1bqvxfq6a LFan+4+KGh66fJ6GjIEPoA== 0000912057-02-005872.txt : 20020414 0000912057-02-005872.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912057-02-005872 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 GROUP MEMBERS: DAVID L. ANDERSON GROUP MEMBERS: G. LEONARD BAKER, JR. GROUP MEMBERS: GREGORY P. SANDS GROUP MEMBERS: JAMES C. GAITHER GROUP MEMBERS: JAMES N. WHITE GROUP MEMBERS: SUTTER HILL ENTREPRENEURS FUND (AI), L.P. GROUP MEMBERS: SUTTER HILL ENTREPRENUERS FUND (QP), L.P. GROUP MEMBERS: TENCH COXE GROUP MEMBERS: WILLIAM H. YOUNGER, JR. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OMNICELL INC /CA/ CENTRAL INDEX KEY: 0000926326 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943166458 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-77982 FILM NUMBER: 02543748 BUSINESS ADDRESS: STREET 1: 1101 EAST MEADOW DR CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6502516100 MAIL ADDRESS: STREET 1: 1101 EAST MEADOW DR CITY: PALO ALTO STATE: CA ZIP: 94303 FORMER COMPANY: FORMER CONFORMED NAME: OMNICELL COM /CA/ DATE OF NAME CHANGE: 20000419 FORMER COMPANY: FORMER CONFORMED NAME: OMNICELL TECHNOLOGIES INC DATE OF NAME CHANGE: 19960807 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUTTER HILL VENTURES CENTRAL INDEX KEY: 0000879051 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4154935600 MAIL ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 SC 13G 1 a2070079zsc13g.htm SC 13G Prepared by MERRILL CORPORATION

 

SEC 1745 (6-01)

 

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

OMB APPROVAL

 

OMB Number: 3235-0145

 

Expires: October 31, 2002

 

Estimated average burden hours per response. . . 14.9

 

 

SCHEDULE 13G

 

 

 

Under the Securities Exchange Act of 1934

(Amendment No. ___________)*

 

 

 

 

Omnicell, Inc.

 

 

(Name of Issuer)

 

 

Common

 

 

(Title of Class of Securities)

 

 

68213N 10 9

 

 

(CUSIP Number)

 

 

December 31, 2001

 

 

(Date of Event Which Requires Filing of this Statement)

 

 

 

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o

Rule 13d-1(b)

o

Rule 13d-1(c)

ý

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

1



 

 

CUSIP No. 68213N 10 9

1.

 

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

 

Sutter Hill Ventures, A California Limited Partnership      77-0287059

 

2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) ý

 

3.

 

SEC Use Only

 

 

4.

 

Citizenship or Place of Organization

California, USA

 

Number of Shares
Beneficially Owned
By Each

Reporting Person With

5.

 

Sole Voting Power
1,211,760

 

6.

 

Shared Voting Power
0

 

7.

 

Sole Dispositive Power
1,211,760

 

8.

 

Shared Dispositive Power
0

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

1,211,760

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


 

11.

 

Percent of Class Represented by Amount in Row (9)

5.6%

 

12.

 

Type of Reporting Person (See Instructions)

PN

 

 

 

2



 

CUSIP No. 68213N 10 9

1.

 

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

 

Sutter Hill Entrepreneurs Fund (AI), L.P.  94-3338942

 

2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) ý

 

3.

 

SEC Use Only

 

 

4.

 

Citizenship or Place of Organization

California, USA

 

Number of Shares
Beneficially Owned
By Each

Reporting Person With

5.

 

Sole Voting Power
11,981

 

6.

 

Shared Voting Power
0

 

7.

 

Sole Dispositive Power
11,981

 

8.

 

Shared Dispositive Power
0

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

11,981

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


 

11.

 

Percent of Class Represented by Amount in Row (9)

0.1%

 

12.

 

Type of Reporting Person (See Instructions)

PN

 

 

 

3



 

CUSIP No. 68213N 10 9

1.

 

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

 

Sutter Hill Entrepreneurs Fund (QP), L.P.  94-3338941

 

2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) ý

 

3.

 

SEC Use Only

 

 

4.

 

Citizenship or Place of Organization

California, USA

 

Number of Shares
Beneficially Owned
By Each

Reporting Person With

5.

 

Sole Voting Power
30,341

 

6.

 

Shared Voting Power
0

 

7.

 

Sole Dispositive Power
30,341

 

8.

 

Shared Dispositive Power
0

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

30,341

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


 

11.

 

Percent of Class Represented by Amount in Row (9)

0.1%

 

12.

 

Type of Reporting Person (See Instructions)

PN

 

 

 

4



 

CUSIP No. 68213N 10 9

1.

 

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

 

David L. Anderson

 

2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) ý

 

3.

 

SEC Use Only

 

 

4.

 

Citizenship or Place of Organization

USA

 

Number of Shares
Beneficially Owned
By Each

Reporting Person With

5.

 

Sole Voting Power
256,029*

 

6.

 

Shared Voting Power
1,254,082**

 

7.

 

Sole Dispositive Power
256,029*

 

8.

 

Shared Dispositive Power
1,254,082**

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

1,510,111

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


 

11.

 

Percent of Class Represented by Amount in Row (9)

7.0%

 

12.

 

Type of Reporting Person (See Instructions)

IN

 

 

*Includes 206,104 shares held in The Anderson Living Trust of which David L. Anderson is trustee and 49,925 shares held by Anvest, L.P. of which David L. Anderson is General Partner. David L. Anderson disclaims beneficial interest in the trust’s and partnership’s shares except as to his pecuniary interest in the trust and the partnership.

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, Sutter Hill Entrepreneurs Fund (AI), L.P. and Sutter Hill Entrepreneurs Fund (QP), L.P., each of which Mr. Anderson is a Managing Director of the General Partner.  David L. Anderson disclaims beneficial interest in these partnership shares except as to his pecuniary interest in the partnerships.

 

5



 

CUSIP No. 68213N 10 9

1.

 

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

 

G. Leonard Baker, Jr.

 

2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) ý

 

3.

 

SEC Use Only

 

 

4.

 

Citizenship or Place of Organization

USA

 

Number of Shares
Beneficially Owned
By Each

Reporting Person With

5.

 

Sole Voting Power
256,029*

 

6.

 

Shared Voting Power
1,254,082**

 

7.

 

Sole Dispositive Power
256,029*

 

8.

 

Shared Dispositive Power
1,254,082**

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

1,510,111

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


 

11.

 

Percent of Class Represented by Amount in Row (9)

7.0%

 

12.

 

Type of Reporting Person (See Instructions)

IN

 

 

* Includes 49,925 shares held by Saunders Holdings, L.P. of which G. Leonard Baker, Jr. is the General Partner. G. Leonard Baker, Jr. disclaims beneficial interest in these partnership shares except as to his pecuniary interest in the partnership. 

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, Sutter Hill Entrepreneurs Fund (AI), L.P. and Sutter Hill Entrepreneurs Fund (QP), L.P., each of which Mr. Baker, Jr. is a Managing Director of the General Partner.  G. Leonard Baker, Jr. disclaims beneficial interest in these partnership shares except as to his pecuniary interest in the partnerships.

 

6



 

CUSIP No. 68213N 10 9

1.

 

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

 

William H. Younger, Jr.

 

2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) ý

 

3.

 

SEC Use Only

 

 

4.

 

Citizenship or Place of Organization

USA

 

Number of Shares
Beneficially Owned
By Each

Reporting Person With

5.

 

Sole Voting Power
314,387*

 

6.

 

Shared Voting Power
1,254,082**

 

7.

 

Sole Dispositive Power
314,387*

 

8.

 

Shared Dispositive Power
1,254,082**

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

1,568,469

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


 

11.

 

Percent of Class Represented by Amount in Row (9)

7.3%

 

12.

 

Type of Reporting Person (See Instructions)

IN

 

*Includes 156,061 shares held by William H. Younger, Jr. as trustee for The Younger Living Trust.

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, Sutter Hill Entrepreneurs Fund (AI), L.P. and Sutter Hill Entrepreneurs Fund (QP), L.P., each of which Mr. Younger, Jr. is a Managing Director of the General Partner.  William H. Younger Jr. disclaims beneficial interest in these partnership shares except as to his pecuniary interest in the partnerships.

 

7



 

CUSIP No. 68213N 10 9

1.

 

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

 

Tench Coxe

 

2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) ý

 

3.

 

SEC Use Only

 

 

4.

 

Citizenship or Place of Organization

USA

 

Number of Shares
Beneficially Owned
By Each

Reporting Person With

5.

 

Sole Voting Power
207,919*

 

6.

 

Shared Voting Power
1,254,082**

 

7.

 

Sole Dispositive Power
207,919*

 

8.

 

Shared Dispositive Power
1,254,082**

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

1,462,001

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


 

11.

 

Percent of Class Represented by Amount in Row (9)

6.8%

 

12.

 

Type of Reporting Person (See Instructions)

IN

 

 

*Includes 30,494 shares held by Tench Coxe in his Keogh account, 68,042 shares held by The Coxe/Otus Revocable Trust, of which Mr. Coxe is trustee, and 34,463 shares held by The Tamerlane Charitable Remainder Unitrust, of which Mr. Coxe is trustee.

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, Sutter Hill Entrepreneurs Fund (AI), L.P. and Sutter Hill Entrepreneurs Fund (QP), L.P., each of which Mr. Coxe is a Managing Director of the General Partner.  Mr. Coxe disclaims beneficial interest in these partnership shares except as to his pecuniary interest in the partnerships.

 

8



 

CUSIP No. 68213N 10 9

1.

 

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

 

Gregory P. Sands

 

2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) ý

 

3.

 

SEC Use Only

 

 

4.

 

Citizenship or Place of Organization

USA

 

Number of Shares
Beneficially Owned
By Each

Reporting Person With

5.

 

Sole Voting Power
4,658

 

6.

 

Shared Voting Power
1,254,082**

 

7.

 

Sole Dispositive Power
4,658

 

8.

 

Shared Dispositive Power
1,254,082**

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

1,258,740

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


 

11.

 

Percent of Class Represented by Amount in Row (9)

5.8%

 

12.

 

Type of Reporting Person (See Instructions)

IN

 

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, Sutter Hill Entrepreneurs Fund (AI), L.P. and Sutter Hill Entrepreneurs Fund (QP), L.P., each of which Mr. Sands is a Managing Director of the General Partner.  Mr. Sands disclaims beneficial interest in these partnership shares except as to his pecuniary interest in the partnerships.

 

9



 

CUSIP No. 68213N 10 9

1.

 

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

 

James C. Gaither

 

2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) ý

 

3.

 

SEC Use Only

 

 

4.

 

Citizenship or Place of Organization

USA

 

Number of Shares
Beneficially Owned
By Each

Reporting Person With

5.

 

Sole Voting Power
11,228

 

6.

 

Shared Voting Power
1,254,082**

 

7.

 

Sole Dispositive Power
11,228

 

8.

 

Shared Dispositive Power
1,254,082**

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

1,265,310

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


 

11.

 

Percent of Class Represented by Amount in Row (9)

5.9%

 

12.

 

Type of Reporting Person (See Instructions)

IN

 

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, Sutter Hill Entrepreneurs Fund (AI), L.P. and Sutter Hill Entrepreneurs Fund (QP), L.P., each of which Mr. Gaither is a Managing Director of the General Partner.  Mr. Gaither disclaims beneficial interest in these partnership shares except as to his pecuniary interest in the partnerships.

 

 

10



 

 

CUSIP No. 68213N 10 9

1.

 

Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)

 

James N. White

 

2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) ý

 

3.

 

SEC Use Only

 

 

4.

 

Citizenship or Place of Organization

USA

 

Number of Shares
Beneficially Owned
By Each

Reporting Person With

5.

 

Sole Voting Power
0

 

6.

 

Shared Voting Power
1,254,082**

 

7.

 

Sole Dispositive Power
0

 

8.

 

Shared Dispositive Power
1,254,082**

 

9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

1,254,082

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


 

11.

 

Percent of Class Represented by Amount in Row (9)

5.8%

 

12.

 

Type of Reporting Person (See Instructions)

IN

 

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, Sutter Hill Entrepreneurs Fund (AI), L.P. and Sutter Hill Entrepreneurs Fund (QP), L.P., each of which Mr. White is a Managing Director of the General Partner.  Mr. White disclaims beneficial interest in these partnership shares except as to his pecuniary interest in the partnerships.

 

 

11



 

Item 1.

 

 

(a)

Name of Issuer
Omnicell, Inc.

 

 

(b)

Address of Issuer’s Principal Executive Offices
1101 East Meadow Drive
Palo Alto, CA 94303

 

Item 2.

 

 

(a)

Name of Person Filing
Exhibit A is hereby incorporated by reference

 

 

(b)

Address of Principal Business Office or, if none, Residence
See Exhibit A

 

 

(c)

Citizenship
See Exhibit A

 

 

(d)

Title of Class of Securities
Common

 

 

(e)

CUSIP Number
68213N 10 9

 

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

N/A

 

 

12



 

Item 4.

Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

 

 

 

(a)

Amount beneficially owned:
See Exhibit A which is hereby incorporated by reference and related pages 2 to 11.

 

 

 

(b)

Percent of class:
See Exhibit A which is hereby incorporated by reference and related pages 2 to 11.

 

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote ___________.

 

 

 

(ii)

Shared power to vote or to direct the vote __________________.

 

 

 

(iii)

Sole power to dispose or to direct the disposition of _________________.

 

 

 

(iv)

Shared power to dispose or to direct the disposition of _______________.

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d3(d)(1).

 

See Exhibit A which is hereby incorporated by reference and related pages 2 to 11. Messrs. Anderson, Baker, Jr., Younger, Jr., Coxe, Sands, Gaither and White are the managing directors of the general partner of Sutter Hill Ventures, A California Limited Partnership, Sutter Hill Entrepreneurs Fund (AI), L.P. and Sutter Hill Entrepreneurs Fund (QP), L.P. and as such share the voting and disposition powers over the shares held by the partnerships. Mr. Anderson is the general partner of Anvest, L.P. and has voting and disposition powers over the shares held by the partnership. Mr. Baker, Jr. is the general partner of Saunders Holdings, L.P. and has voting and disposition powers over the shares held by the partnership. Mr. Coxe, as trustee for The Tamerlane Charitable Remainder Unitrust, has voting and disposition powers over the shares held by the trust.

 

Item 5.

 

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.

Instruction: Dissolution of a group requires a response to this item.

 

N/A

 

Item 6.

 

Ownership of More than Five Percent on Behalf of Another Person.

If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.

 

N/A

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.

 

N/A

 

Item 8.

Identification and Classification of Members of the Group

 

If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group.

 

See Exhibit A

 

Item 9.

Notice of Dissolution of Group

 

Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5.

 

N/A

 

Item 10.

Certification

 

 

(a)

The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

(b)

The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

13



 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us.

 

 

 

SUTTER HILL VENTURES, A California Limited Partnership

 

 

 

 

By:

/s/ William H. Younger, Jr.

 

 

William H. Younger, Jr.

 

Title:

Managing Director of the General Partner

 

 

 

 

Sutter Hill Entrepreneurs Fund (AI), L.P.

 

 

 

 

By:

/s/ William H. Younger, Jr.

 

 

William H. Younger, Jr.

 

Title:

Managing Director of the General Partner

 

 

 

 

Sutter Hill Entrepreneurs Fund (QP), L.P.

 

 

 

 

By:

/s/ William H. Younger, Jr.

 

 

William H. Younger, Jr.

 

Title:

Managing Director of the General Partner

 

 

 

 

/s/ David L. Anderson

 

David L. Anderson

 

 

 

 

/s/ G. Leonard Baker, Jr.

 

G. Leonard Baker, Jr.

 

 

 

 

/s/ William H. Younger, Jr.

 

William H. Younger, Jr.

 

 

 

 

/s/ Tench Coxe

 

Tench Coxe

 

 

 

 

/s/ Gregory P. Sands

 

Gregory P. Sands

 

 

 

 

/s/ James C. Gaither

 

James C. Gaither

 

 

 

 

/s/ James N. White

 

James N. White

 

 

 

14



 

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints G. Leonard Baker, Jr., William H. Younger, Jr., David E. Sweet, as one of them as his true and lawful attorneys-in-fact and agents, with full power of substitution and re substitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Schedule 13G, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitutes, may lawfully do or cause to be done by virtue thereof.

 

                After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

 

2/11/2002

 

 

Date

 

 

 

 

 

 

 

 

/s/ David L. Anderson

 

 

David L. Anderson

 

 

 

 

 

 

/s/ G. Leonard Baker, Jr.

 

 

G. Leonard Baker, Jr.

 

 

 

 

 

 

/s/ William H. Younger, Jr.

 

 

William H. Younger, Jr.

 

 

 

 

 

 

/s/ Tench Coxe

 

 

Tench Coxe

 

 

 

 

 

 

/s/ Gregory P. Sands

 

 

Gregory P. Sands

 

 

 

 

 

 

/s/ James C. Gaither

 

 

James C. Gaither

 

 

 

 

 

 

/s/ James N. White

 

 

James N. White

 

 

15



 

EXHIBIT A TO SCHEDULE 13G—OMNICELL, INC.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Aggregate Number of
Share Beneficially Owned

 

% of
Total Shares

Name of Originator

 

Individual

 

Aggregate

 

 

 

 

 

 

 

 

 

 

 

Sutter Hill Ventures,
A California Limited Partnership

 

1,211,760

 

 

 

 

 

5.6

%

 

 

 

 

 

 

 

 

 

 

David L. Anderson

 

256,029

 Note 2

 

1,510,111

 Note 1

 

1.2

7.0

%

%

 

 

 

 

 

 

 

 

 

 

G. Leonard Baker, Jr.

 

256,029

 Note 3

 

1,510,111

 Note 1

 

1.2

7.0

%

%

 

 

 

 

 

 

 

 

 

 

William H. Younger, Jr.

 

314,387

 Note 4

 

1,568,469

 Note 1

 

1.5

7.3

%

%

 

 

 

 

 

 

 

 

 

 

Tench Coxe

 

207,919

 Note 5

 

1,462,001

 Note 1

 

1.0

6.8

%

%

 

 

 

 

 

 

 

 

 

 

James C. Gaither

 

11,228

 

 

1,265,310

 Note 1

 

0.1

5.9

%

%

 

 

 

 

 

 

 

 

 

 

Gregory P. Sands

 

4,658

 

 

1,258,740

 Note 1

 

0.0

5.8

%

%

 

 

 

 

 

 

 

 

 

 

James N. White

 

0

 

 

1,254,082

 Note 1

 

0.0

5.8

%

%

 

 

 

 

 

 

 

 

 

 

Sutter Hill Entrepreneurs Fund (AI), L.P.

 

11,981

 

 

 

 

 

0.1

%

 

 

 

 

 

 

 

 

 

 

Sutter Hill Entrepreneurs Fund (QP), L.P.

 

30,341

 

 

 

 

 

0.1

%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The address for all of the above is:  755 Page Mill Road, Suite A-200, Palo Alto, CA  94304

 

 

 

 

 

 

 

 

 

 

The partnerships are organized in California. The individuals are all U.S. citizens and residents.

 

 

 

 

 

 

 

 

 

 

None of the above have been convicted in any criminal proceedings nor have they been subject to judgements,  decrees, or final orders enjoining future violations of Federal or State securities laws.

 

 

 

 

 

 

 

 

 

 

All of the parties are individuals or entities in the venture capital business.

 

 

 

 

 

 

 

 

 

 

Note 1:  Includes individual shares plus shares held by the following partnerships in which the reporting person is a Managing Director of the General Partner:  Sutter Hill Ventures, A California Limited Partnership, Sutter Hill Entrepreneurs Fund (AI), L.P. and Sutter Hill Entrepreneurs Fund  (QP), L.P.  The reporting person disclaims beneficial ownership of these partnerships shares except as to his pecuniary interest  in the partnerships.

 

 

 

 

 

 

 

 

 

 

Note 2:  Includes 206,104 shares held in The Anderson Living Trust of which reporting person is trustee and 49,925 shares held by Anvest, L.P.  of which reporting person is General Partner.  The reporting person disclaims beneficial ownership of the trust's and partnership's shares except as to  his pecuniary interest in the trust and the partnership.

 

 

 

 

 

 

 

 

 

 

Note 3:  Includes 49,925 shares held by Saunders Holdings, L.P. of which reporting person is General Partner.  The reporting person disclaims beneficial  ownership of the partnership's shares except as to his pecuniary interest in the partnership.

 

 

 

 

 

 

 

 

 

 

Note 4:  Includes 156,061 shares held in The Younger Living Trust of which reporting person is trustee.The reporting person disclaims beneficial ownership in the trust's shares except as to his pecuniary interest in the trust.

 

 

 

 

 

 

 

 

 

 

Note 5:  Includes 30,494 shares held in a Keogh account for the benefity of reporting person, 68,042 shares held by the Coxe/Otus Revocable Trust, of which  reporting person is trustee, and 34,463 shares held by The Tamerlane Charitable Remainder Unitrust, of which reporting person is trustee.  The reporting person disclaims beneficial ownership in the trusts' shares except as to his pecuniary interest in the trusts.

 

 

16




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