X0202 4/A 2007-09-27 2007-09-27 0 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001324343 Moore, Clayton & Co., Inc. 10757 SOUTH RIVER FRONT PARKWAY SUITE 125 SOUTH JORDAN UT 84095 0 0 1 0 Equus Total Return, Inc. 2007-09-27 2007-09-27 4 S 0 189716 7.74 D 1273252 I See Footnote The securities were previously pledged to the Douglass Trust IV FBO Brooke Douglass and the Douglass Trust IV FBO Sam Preston Douglass Jr. as collateral to secure a certain promissory note and transferred to the Douglass Trust IV FBO Brooke Douglass and the Douglass Trust IV FBO Sam Preston Douglass, Jr. in partial settlement of such notes. The settlement included $1,468,401.84 for the transferred securities and the issuance of additional promissory notes. Kenneth I. Denos 2007-09-27