0001322410-21-000119.txt : 20211001
0001322410-21-000119.hdr.sgml : 20211001
20211001154819
ACCESSION NUMBER: 0001322410-21-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210929
FILED AS OF DATE: 20211001
DATE AS OF CHANGE: 20211001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: des Pallieres Bertrand
CENTRAL INDEX KEY: 0001493101
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00098
FILM NUMBER: 211298766
MAIL ADDRESS:
STREET 1: EQUUS TOTAL RETURN, INC.
STREET 2: 8 GREENWAY PLAZA, SUITE 930
CITY: HOUSTON
STATE: TX
ZIP: 77046
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC.
CENTRAL INDEX KEY: 0000878932
IRS NUMBER: 760345915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: 48TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7135290900
MAIL ADDRESS:
STREET 1: 700 LOUISIANA STREET
STREET 2: 48TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: EQUUS II INC
DATE OF NAME CHANGE: 19970422
4
1
ownership.xml
X0306
4
2021-09-29
1
0000878932
EQUUS TOTAL RETURN, INC.
EQS
0001493101
des Pallieres Bertrand
EQUUS TOTAL RETURN, INC.
C/O 700 LOUISIANA ST. 48TH FLOOR
HOUSTON
TX
77002
0
0
1
0
Common Stock
2021-09-29
2021-09-29
4
S
0
1844259
2.40
D
345433
I
I
Includes 15,000 shares held directly, also includes 145,833 shares held directly by SPQR Capital Holdings S.A. a Luxembourg societe anonyme in which Mr. des Pallieres is a minority stockholder and serves as a director. Also includes 184,600 shares held directly by Lansdowne Capital S.AA., a Luxembourg societe anonyme that is indirectly wholly-owned by Mr. des Pallieres.
/s/ Bertrand des Pallieres
2021-10-01