X0306 4 2019-08-12 0000878932 EQUUS TOTAL RETURN, INC. EQS 0001379846 Tokarz Group Advisers LLC 287 BOWMAN AVE., 2ND FLOOR PURCHASE, NY 10577 true Common Stock, par value $0.001 per share 2019-08-12 4 S 0 608310 1.62 D 3228024 I See Footnote The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person is the investment adviser of MVC and makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest therein. /s/ Michael Tokarz 2019-08-13