0001104659-22-102350.txt : 20220922 0001104659-22-102350.hdr.sgml : 20220922 20220922162758 ACCESSION NUMBER: 0001104659-22-102350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220920 FILED AS OF DATE: 20220922 DATE AS OF CHANGE: 20220922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hixon Phillip D. CENTRAL INDEX KEY: 0001426225 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40432 FILM NUMBER: 221259483 MAIL ADDRESS: STREET 1: 6250 LBJ FREEWAY CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUESDAY MORNING CORP/DE CENTRAL INDEX KEY: 0000878726 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 752398532 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6250 LBJ FREEWAY CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 972-387-3562 MAIL ADDRESS: STREET 1: 6250 LBJ FREEWAY CITY: DALLAS STATE: TX ZIP: 75240 4 1 tm2226429-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-09-20 0 0000878726 TUESDAY MORNING CORP/DE TUEM 0001426225 Hixon Phillip D. 6250 LBJ FWY DALLAS TX 75240 0 1 0 0 EVP, SO & Real Estate Junior Secured Convertible Notes 0.077 2022-09-20 4 A 0 60000 60000 A 2027-12-31 Common Stock 779221 60000 D Subject to adjustment, from time to time, for the issuance of common stock, options or convertible securities and for any stock split, stock dividend, recapitalization or other events as provided in the Junior Secured Convertible Notes. The Junior Secured Convertible Notes will become convertible upon the effectiveness of an amendment to the Company's certificate of incorporation that provides for sufficient authorized shares for conversion. /s/ Jennyfer R Gray as Attorney-in-fact for Phillip D Hixon 2022-09-22