0001104659-22-102349.txt : 20220922
0001104659-22-102349.hdr.sgml : 20220922
20220922162605
ACCESSION NUMBER: 0001104659-22-102349
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220920
FILED AS OF DATE: 20220922
DATE AS OF CHANGE: 20220922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Katz Marc
CENTRAL INDEX KEY: 0001585978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40432
FILM NUMBER: 221259471
MAIL ADDRESS:
STREET 1: 1830 ROUTE 130 NORTH
CITY: BURLINGTON
STATE: NJ
ZIP: 08016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUESDAY MORNING CORP/DE
CENTRAL INDEX KEY: 0000878726
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
IRS NUMBER: 752398532
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 6250 LBJ FREEWAY
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 972-387-3562
MAIL ADDRESS:
STREET 1: 6250 LBJ FREEWAY
CITY: DALLAS
STATE: TX
ZIP: 75240
4
1
tm2226429-3_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-09-20
0
0000878726
TUESDAY MORNING CORP/DE
TUEM
0001585978
Katz Marc
6250 LBJ FWY
DALLAS
TX
75240
0
1
0
0
COO
Junior Secured Convertible Notes
0.077
2022-09-20
4
A
0
250000
250000
A
2027-12-31
Common Stock
3246753
250000
D
Subject to adjustment, from time to time, for the issuance of common stock, options or convertible securities and for any stock split, stock dividend, recapitalization or other events as provided in the Junior Secured Convertible Notes.
The Junior Secured Convertible Notes will become convertible upon the effectiveness of an amendment to the Company's certificate of incorporation that provides for sufficient authorized shares for conversion.
/s/ Jennyfer R Gray as Attorney-in-fact for Marc Katz
2022-09-22