0001104659-22-102349.txt : 20220922 0001104659-22-102349.hdr.sgml : 20220922 20220922162605 ACCESSION NUMBER: 0001104659-22-102349 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220920 FILED AS OF DATE: 20220922 DATE AS OF CHANGE: 20220922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katz Marc CENTRAL INDEX KEY: 0001585978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40432 FILM NUMBER: 221259471 MAIL ADDRESS: STREET 1: 1830 ROUTE 130 NORTH CITY: BURLINGTON STATE: NJ ZIP: 08016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUESDAY MORNING CORP/DE CENTRAL INDEX KEY: 0000878726 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 752398532 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6250 LBJ FREEWAY CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 972-387-3562 MAIL ADDRESS: STREET 1: 6250 LBJ FREEWAY CITY: DALLAS STATE: TX ZIP: 75240 4 1 tm2226429-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-09-20 0 0000878726 TUESDAY MORNING CORP/DE TUEM 0001585978 Katz Marc 6250 LBJ FWY DALLAS TX 75240 0 1 0 0 COO Junior Secured Convertible Notes 0.077 2022-09-20 4 A 0 250000 250000 A 2027-12-31 Common Stock 3246753 250000 D Subject to adjustment, from time to time, for the issuance of common stock, options or convertible securities and for any stock split, stock dividend, recapitalization or other events as provided in the Junior Secured Convertible Notes. The Junior Secured Convertible Notes will become convertible upon the effectiveness of an amendment to the Company's certificate of incorporation that provides for sufficient authorized shares for conversion. /s/ Jennyfer R Gray as Attorney-in-fact for Marc Katz 2022-09-22