0001104659-19-048482.txt : 20190903 0001104659-19-048482.hdr.sgml : 20190903 20190903175529 ACCESSION NUMBER: 0001104659-19-048482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190830 FILED AS OF DATE: 20190903 DATE AS OF CHANGE: 20190903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Steven R CENTRAL INDEX KEY: 0001349005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19658 FILM NUMBER: 191072920 MAIL ADDRESS: STREET 1: 5525 NAKOMA DRIVE CITY: DALLAS STATE: TX ZIP: 75209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUESDAY MORNING CORP/DE CENTRAL INDEX KEY: 0000878726 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 752398532 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6250 LBJ FREEWAY CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 972-387-3562 MAIL ADDRESS: STREET 1: 6250 LBJ FREEWAY CITY: DALLAS STATE: TX ZIP: 75240 4 1 a4.xml 4 X0306 4 2019-08-30 0 0000878726 TUESDAY MORNING CORP/DE TUES 0001349005 Becker Steven R 500 CRESCENT COURT, SUITE 230 DALLAS TX 75201 1 1 0 0 Chief Executive Officer Common Stock 2019-08-30 4 P 0 90000 1.4379 A 1750325 D Non-Qualified Stock Option (right to own) 3.25 2028-09-26 Common Stock 248385 248385 D Non-Qualified Stock Option (right to own) 2.45 2027-09-19 Common Stock 248385 248385 D Non-Qualified Stock Option (right to own) 6.71 2026-09-01 Common Stock 248385 248385 D Non-Qualified Stock Option (right to own) 5.64 2026-02-02 Common Stock 295508 295508 D Non-Qualified Stock Option (right to own) 4.22 2022-07-01 Common Stock 10000 10000 D The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $1.37 to $1.47 per share. The reporting person undertakes to provide to Tuesday Morning Corporation, any security holder of Tuesday Morning Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in Footnote 1. The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. The option was granted to Mr. Becker on September 26, 2018 pursuant to the 2014 LTIP. The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. The option was granted to Mr. Becker on September 19, 2017 pursuant to the 2014 LTIP. The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. The option was granted to Mr. Becker on September 1, 2016 pursuant to the 2014 LTIP. The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. The option was granted to Mr. Becker on February 2, 2016 pursuant to the 2014 LTIP. The option is fully vested and currently exercisable. The option was granted to Mr. Becker on July 1, 2012 pursuant to the Tuesday Morning Corporation 2004 Long-term incentive plan /s/ Steven R. Becker 2019-09-03