0001062993-21-001757.txt : 20210219
0001062993-21-001757.hdr.sgml : 20210219
20210219161432
ACCESSION NUMBER: 0001062993-21-001757
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210209
FILED AS OF DATE: 20210219
DATE AS OF CHANGE: 20210219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Osmium Partners, LLC
CENTRAL INDEX KEY: 0001316729
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19658
FILM NUMBER: 21655735
BUSINESS ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
BUSINESS PHONE: (415) 785-4044
MAIL ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSMIUM CAPITAL LP
CENTRAL INDEX KEY: 0001192534
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19658
FILM NUMBER: 21655736
BUSINESS ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
BUSINESS PHONE: 415-785-4044
MAIL ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Osmium Capital II, LP
CENTRAL INDEX KEY: 0001451006
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19658
FILM NUMBER: 21655737
BUSINESS ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
BUSINESS PHONE: 415-747-8698
MAIL ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSMIUM SPARTAN L P
CENTRAL INDEX KEY: 0001367480
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19658
FILM NUMBER: 21655738
BUSINESS ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
BUSINESS PHONE: 415-747-8698
MAIL ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD
STREET 2: SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Osmium Partners (Larkspur SPV), LP
CENTRAL INDEX KEY: 0001846620
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19658
FILM NUMBER: 21655739
BUSINESS ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD, SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
BUSINESS PHONE: (415) 785-4044
MAIL ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD, SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Osmium Partners (Equation) LLC
CENTRAL INDEX KEY: 0001846618
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19658
FILM NUMBER: 21655740
BUSINESS ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD, SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
BUSINESS PHONE: (415) 785-4044
MAIL ADDRESS:
STREET 1: 300 DRAKES LANDING ROAD, SUITE 172
CITY: GREENBRAE
STATE: CA
ZIP: 94904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lewis John Hartnett
CENTRAL INDEX KEY: 0001386292
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19658
FILM NUMBER: 21655741
MAIL ADDRESS:
STREET 1: 388 MARKET STREET, SUITE 920
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUESDAY MORNING CORP/DE
CENTRAL INDEX KEY: 0000878726
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
IRS NUMBER: 752398532
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 6250 LBJ FREEWAY
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 972-387-3562
MAIL ADDRESS:
STREET 1: 6250 LBJ FREEWAY
CITY: DALLAS
STATE: TX
ZIP: 75240
3
1
form3.xml
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
X0206
3
2021-02-09
0
0000878726
TUESDAY MORNING CORP/DE
TUEM
0001316729
Osmium Partners, LLC
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
0001192534
OSMIUM CAPITAL LP
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
0001451006
Osmium Capital II, LP
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
0001367480
OSMIUM SPARTAN L P
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
0001846620
Osmium Partners (Larkspur SPV), LP
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
0001846618
Osmium Partners (Equation) LLC
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
0001386292
Lewis John Hartnett
300 DRAKES LANDING ROAD
SUITE 172
GREENBRAE
CA
94904
1
0
1
0
Common Stock
1532901
I
By Osmium Capital, LP
Common Stock
670094
I
By Osmium Capital II, LP
Common Stock
801845
I
By Osmium Spartan, LP
Common Stock
20158593
I
By Osmium Partners (Larkspur SPV), LP
Common Stock
52000
I
By John H. Lewis
Warrants
1.65
2021-02-09
2025-12-31
Common Stock
10000000
I
By Osmium Partners (Larkspur SPV), LP
These shares represent shares of restricted stock, all of which vest on the one year anniversary of the grant date, subject to the terms of the Issuer's long-term incentive plan and the applicable award agreement.
The Managing Members of Osmium Partners (Equation) LLC are Osmium Partners, LLC and Tensile Capital Partners Master Fund LP. The general partner of Osmium Partners (Larkspur SPV), LP is Osmium Partners (Equation) LLC.
The general partner of Osmium Capital, LP, Osmium Capital II, LP and Osmium Spartan, LP is Osmium Partners, LLC. LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP, and Osmium Partners (Larkspur SPV), LP, which represents an aggregate of 33,163,433 shares of Common Stock, including warrants to purchase 10,000,000 shares of Common Stock. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Mr. Lewis individually does not own any shares of Common Stock (other than 52,000 shares of restricted stock which vest in January 2022).
Osmium Partners (Equation), as the general partner of Osmium Partners (Larkspur SPV), LP, may be deemed to beneficially own 30,158,593 shares of Common Stock, including warrants to purchase 10,000,000 shares of Common Stock. This Form 3 filing is intended to amend and supplement the Form 3 filing of John H. Lewis filed with the SEC on January 11, 2021.
/s/ John H. Lewis, for (i) himself and (ii) as Managing Member of Osmium Partners, LLC, for itself and as General Partner of Osmium Capital, LP, Osmium Capital II, LP and Osmium Spartan, LP and a Managing Member of Osmium Partners (Equation) LLC
2021-02-19