0001062993-21-001757.txt : 20210219 0001062993-21-001757.hdr.sgml : 20210219 20210219161432 ACCESSION NUMBER: 0001062993-21-001757 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210209 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osmium Partners, LLC CENTRAL INDEX KEY: 0001316729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19658 FILM NUMBER: 21655735 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: (415) 785-4044 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSMIUM CAPITAL LP CENTRAL INDEX KEY: 0001192534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19658 FILM NUMBER: 21655736 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 415-785-4044 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osmium Capital II, LP CENTRAL INDEX KEY: 0001451006 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19658 FILM NUMBER: 21655737 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 415-747-8698 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSMIUM SPARTAN L P CENTRAL INDEX KEY: 0001367480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19658 FILM NUMBER: 21655738 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 415-747-8698 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD STREET 2: SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osmium Partners (Larkspur SPV), LP CENTRAL INDEX KEY: 0001846620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19658 FILM NUMBER: 21655739 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING ROAD, SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: (415) 785-4044 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD, SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osmium Partners (Equation) LLC CENTRAL INDEX KEY: 0001846618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19658 FILM NUMBER: 21655740 BUSINESS ADDRESS: STREET 1: 300 DRAKES LANDING ROAD, SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: (415) 785-4044 MAIL ADDRESS: STREET 1: 300 DRAKES LANDING ROAD, SUITE 172 CITY: GREENBRAE STATE: CA ZIP: 94904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewis John Hartnett CENTRAL INDEX KEY: 0001386292 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19658 FILM NUMBER: 21655741 MAIL ADDRESS: STREET 1: 388 MARKET STREET, SUITE 920 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUESDAY MORNING CORP/DE CENTRAL INDEX KEY: 0000878726 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 752398532 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 6250 LBJ FREEWAY CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 972-387-3562 MAIL ADDRESS: STREET 1: 6250 LBJ FREEWAY CITY: DALLAS STATE: TX ZIP: 75240 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2021-02-09 0 0000878726 TUESDAY MORNING CORP/DE TUEM 0001316729 Osmium Partners, LLC 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 0001192534 OSMIUM CAPITAL LP 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 0001451006 Osmium Capital II, LP 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 0001367480 OSMIUM SPARTAN L P 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 0001846620 Osmium Partners (Larkspur SPV), LP 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 0001846618 Osmium Partners (Equation) LLC 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 0001386292 Lewis John Hartnett 300 DRAKES LANDING ROAD SUITE 172 GREENBRAE CA 94904 1 0 1 0 Common Stock 1532901 I By Osmium Capital, LP Common Stock 670094 I By Osmium Capital II, LP Common Stock 801845 I By Osmium Spartan, LP Common Stock 20158593 I By Osmium Partners (Larkspur SPV), LP Common Stock 52000 I By John H. Lewis Warrants 1.65 2021-02-09 2025-12-31 Common Stock 10000000 I By Osmium Partners (Larkspur SPV), LP These shares represent shares of restricted stock, all of which vest on the one year anniversary of the grant date, subject to the terms of the Issuer's long-term incentive plan and the applicable award agreement. The Managing Members of Osmium Partners (Equation) LLC are Osmium Partners, LLC and Tensile Capital Partners Master Fund LP. The general partner of Osmium Partners (Larkspur SPV), LP is Osmium Partners (Equation) LLC. The general partner of Osmium Capital, LP, Osmium Capital II, LP and Osmium Spartan, LP is Osmium Partners, LLC. LLC. John H. Lewis is the controlling member of Osmium Partners, LLC, and Mr. Lewis may be deemed to have voting and dispositive power with respect to the shares held by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP, and Osmium Partners (Larkspur SPV), LP, which represents an aggregate of 33,163,433 shares of Common Stock, including warrants to purchase 10,000,000 shares of Common Stock. Mr. Lewis disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Lewis is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Mr. Lewis individually does not own any shares of Common Stock (other than 52,000 shares of restricted stock which vest in January 2022). Osmium Partners (Equation), as the general partner of Osmium Partners (Larkspur SPV), LP, may be deemed to beneficially own 30,158,593 shares of Common Stock, including warrants to purchase 10,000,000 shares of Common Stock. This Form 3 filing is intended to amend and supplement the Form 3 filing of John H. Lewis filed with the SEC on January 11, 2021. /s/ John H. Lewis, for (i) himself and (ii) as Managing Member of Osmium Partners, LLC, for itself and as General Partner of Osmium Capital, LP, Osmium Capital II, LP and Osmium Spartan, LP and a Managing Member of Osmium Partners (Equation) LLC 2021-02-19