N-PX 1 lsv-npx2023.htm ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

________

FORM N-PX
________

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act File Number:  811-06400

The Advisors’ Inner Circle Fund
(Exact name of registrant as specified in charter)

________


101 Federal Street
Boston, Massachusetts 02110
 (Address of principal executive offices)

________


Michael Beattie, President
The Advisors’ Inner Circle Fund
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)

________


Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: October 31
Date of Reporting Period: July 1, 2022 to June 30, 2023


Item 1. Proxy Voting Record.




Attached are the proxy voting records for the following funds, each of which
is a series of The Advisors’ Inner Circle Fund:

LSV Conservative Value Equity Fund
LSV Emerging Markets Equity Fund
LSV Global Managed Volatility Fund
LSV Global Value Fund
LSV Small Cap Value Fund
LSV U.S. Managed Volatility Fund
LSV Value Equity Fund



LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3M COMPANY       
Security ID: 88579Y101 Ticker: MMM       
Meeting Date: 09-May-23       
1.1  Elect Thomas K. Brown  Management  For  Voted - For 
1.2  Elect Anne H. Chow  Management  For  Voted - For 
1.3  Elect David B. Dillon  Management  For  Voted - For 
1.4  Elect Michael L. Eskew  Management  For  Voted - For 
1.5  Elect James R. Fitterling  Management  For  Voted - For 
1.6  Elect Amy E. Hood  Management  For  Voted - For 
1.7  Elect Suzan Kereere  Management  For  Voted - For 
1.8  Elect Gregory R. Page  Management  For  Voted - For 
1.9  Elect Pedro J. Pizarro  Management  For  Voted - For 
1.10  Elect Michael F. Roman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
ABBOTT LABORATORIES       
Security ID: 002824100 Ticker: ABT       
Meeting Date: 28-Apr-23       
1.1  Elect Robert J. Alpern  Management  For  Voted - For 
1.2  Elect Claire Babineaux-Fontenot  Management  For  Voted - For 
1.3  Elect Sally E. Blount  Management  For  Voted - For 
1.4  Elect Robert B. Ford  Management  For  Voted - For 
1.5  Elect Paola Gonzalez  Management  For  Voted - For 
1.6  Elect Michelle A. Kumbier  Management  For  Voted - For 
1.7  Elect Darren W. McDew  Management  For  Voted - For 
1.8  Elect Nancy McKinstry  Management  For  Voted - Against 
1.9  Elect Michael G. O'Grady  Management  For  Voted - For 
1.10  Elect Michael F. Roman  Management  For  Voted - For 
1.11  Elect Daniel J. Starks  Management  For  Voted - For 
1.12  Elect John G. Stratton  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
8  Shareholder Proposal Prohibiting Adjustments for       
  Legal and Compliance Costs  Shareholder  Against  Voted - For 

 

1

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ABBVIE INC.       
Security ID: 00287Y109 Ticker: ABBV       
Meeting Date: 05-May-23       
1.1  Elect Robert J. Alpern  Management  For  Voted - For 
1.2  Elect Melody B. Meyer  Management  For  Voted - For 
1.3  Elect Frederick H. Waddell  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Elimination of Supermajority Requirement  Management  For  Voted - For 
5  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
ACUITY BRANDS, INC.       
Security ID: 00508Y102 Ticker: AYI       
Meeting Date: 25-Jan-23       
1.1  Elect Neil M. Ashe  Management  For  Voted - For 
1.2  Elect Marcia J. Avedon  Management  For  Voted - For 
1.3  Elect W. Patrick Battle  Management  For  Voted - For 
1.4  Elect Michael J. Bender  Management  For  Voted - For 
1.5  Elect G. Douglas Dillard, Jr.  Management  For  Voted - For 
1.6  Elect James H. Hance, Jr.  Management  For  Voted - For 
1.7  Elect Maya Leibman  Management  For  Voted - For 
1.8  Elect Laura G. OShaughnessy  Management  For  Voted - For 
1.9  Elect Mark J. Sachleben  Management  For  Voted - For 
1.10  Elect Mary A. Winston  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
AFLAC INCORPORATED       
Security ID: 001055102 Ticker: AFL       
Meeting Date: 01-May-23       
1.1  Elect Daniel P. Amos  Management  For  Voted - For 
1.2  Elect W. Paul Bowers  Management  For  Voted - For 
1.3  Elect Arthur R. Collins  Management  For  Voted - For 
1.4  Elect Miwako Hosoda  Management  For  Voted - For 
1.5  Elect Thomas J. Kenny  Management  For  Voted - For 
1.6  Elect Georgette D. Kiser  Management  For  Voted - For 
1.7  Elect Karole F. Lloyd  Management  For  Voted - For 

 

2

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect Nobuchika Mori  Management  For  Voted - For 
1.9  Elect Joseph L. Moskowitz  Management  For  Voted - For 
1.10  Elect Barbara K. Rimer  Management  For  Voted - For 
1.11  Elect Katherine T. Rohrer  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
AGCO CORPORATION       
Security ID: 001084102 Ticker: AGCO       
Meeting Date: 27-Apr-23       
1.1  Elect Michael C. Arnold  Management  For  Voted - For 
1.2  Elect Sondra L. Barbour  Management  For  Voted - For 
1.3  Elect Suzanne P. Clark  Management  For  Voted - For 
1.4  Elect Bob De Lange  Management  For  Voted - For 
1.5  Elect Eric P. Hansotia  Management  For  Voted - For 
1.6  Elect George E. Minnich  Management  For  Voted - For 
1.7  Elect Niels Porksen  Management  For  Voted - For 
1.8  Elect David M. Sagehorn  Management  For  Voted - For 
1.9  Elect Mallika Srinivasan  Management  For  Voted - For 
1.10  Elect Matthew Tsien  Management  For  Voted - For 
2  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
ALLISON TRANSMISSION HOLDINGS, INC.       
Security ID: 01973R101 Ticker: ALSN       
Meeting Date: 03-May-23       
1.1  Elect Judy L. Altmaier  Management  For  Voted - For 
1.2  Elect D. Scott Barbour  Management  For  Voted - For 
1.3  Elect Philip J. Christman  Management  For  Voted - For 
1.4  Elect David C. Everitt  Management  For  Voted - For 
1.5  Elect David S. Graziosi  Management  For  Voted - For 
1.6  Elect Carolann I. Haznedar  Management  For  Voted - For 
1.7  Elect Richard P. Lavin  Management  For  Voted - Against 
1.8  Elect Sasha Ostojic  Management  For  Voted - For 
1.9  Elect Gustave F. Perna  Management  For  Voted - For 
1.10  Elect Krishna Shivram  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

3

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
ALLY FINANCIAL INC.       
Security ID: 36186C202 Ticker: ALLY       
Meeting Date: 03-May-23       
1.1  Elect Franklin W. Hobbs  Management  For  Voted - For 
1.2  Elect Kenneth J. Bacon  Management  For  Voted - For 
1.3  Elect William H. Cary  Management  For  Voted - For 
1.4  Elect Mayree C. Clark  Management  For  Voted - For 
1.5  Elect Kim S. Fennebresque  Management  For  Voted - For 
1.6  Elect Melissa Goldman  Management  For  Voted - For 
1.7  Elect Marjorie Magner  Management  For  Voted - For 
1.8  Elect David Reilly  Management  For  Voted - For 
1.9  Elect Brian H. Sharples  Management  For  Voted - For 
1.10  Elect Michael F. Steib  Management  For  Voted - For 
1.11  Elect Jeffrey J. Brown  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
ALTRIA GROUP, INC.       
Security ID: 02209S103 Ticker: MO       
Meeting Date: 18-May-23       
1.1  Elect Ian L.T. Clarke  Management  For  Voted - For 
1.2  Elect Marjorie M. Connelly  Management  For  Voted - For 
1.3  Elect R. Matt Davis  Management  For  Voted - For 
1.4  Elect William F. Gifford, Jr.  Management  For  Voted - For 
1.5  Elect Jacinto J. Hernandez  Management  For  Voted - For 
1.6  Elect Debra J. Kelly-Ennis  Management  For  Voted - For 
1.7  Elect Kathryn B. McQuade  Management  For  Voted - For 
1.8  Elect George Munoz  Management  For  Voted - For 
1.9  Elect Nabil Y. Sakkab  Management  For  Voted - For 
1.10  Elect Virginia E. Shanks  Management  For  Voted - For 
1.11  Elect Ellen R. Strahlman  Management  For  Voted - For 
1.12  Elect M. Max Yzaguirre  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  Against  Voted - For 
AMDOCS LIMITED       
Security ID: G02602103 Ticker: DOX       
Meeting Date: 27-Jan-23       
1.1  Elect Robert A. Minicucci  Management  For  Voted - For 

 

4

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Adrian Gardner  Management  For  Voted - For 
1.3  Elect Ralph de la Vega  Management  For  Voted - For 
1.4  Elect Eli Gelman  Management  For  Voted - For 
1.5  Elect Richard T.C. LeFave  Management  For  Voted - Against 
1.6  Elect John A. MacDonald  Management  For  Voted - For 
1.7  Elect Shuky Sheffer  Management  For  Voted - For 
1.8  Elect Yvette Kanouff  Management  For  Voted - For 
1.9  Elect Sarah Ruth Davis  Management  For  Voted - For 
1.10  Elect Amos Genish  Management  For  Voted - For 
2  Approve the 2023 Employee Share Purchase Plan  Management  For  Voted - For 
3  Increase Quarterly Dividend  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
AMERICAN INTERNATIONAL GROUP, INC.       
Security ID: 026874784 Ticker: AIG       
Meeting Date: 10-May-23       
1.1  Elect Paola Bergamaschi Broyd  Management  For  Voted - For 
1.2  Elect James Cole, Jr.  Management  For  Voted - For 
1.3  Elect W. Don Cornwell  Management  For  Voted - For 
1.4  Elect Linda A. Mills  Management  For  Voted - Against 
1.5  Elect Diana M. Murphy  Management  For  Voted - For 
1.6  Elect Peter R. Porrino  Management  For  Voted - For 
1.7  Elect John G. Rice  Management  For  Voted - For 
1.8  Elect Therese M. Vaughan  Management  For  Voted - For 
1.9  Elect Vanessa A. Wittman  Management  For  Voted - For 
1.10  Elect Peter S. Zaffino  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
AMERIPRISE FINANCIAL, INC.       
Security ID: 03076C106 Ticker: AMP       
Meeting Date: 26-Apr-23       
1.1  Elect James M. Cracchiolo  Management  For  Voted - For 
1.2  Elect Robert F. Sharpe, Jr.  Management  For  Voted - For 
1.3  Elect Dianne Neal Blixt  Management  For  Voted - For 
1.4  Elect Amy DiGeso  Management  For  Voted - For 
1.5  Elect Christopher J. Williams  Management  For  Voted - For 
1.6  Elect Armando Pimentel, Jr.  Management  For  Voted - For 
1.7  Elect Brian T. Shea  Management  For  Voted - For 
1.8  Elect W. Edward Walter III  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2005 Incentive Compensation Plan  Management  For  Voted - For 

 

5

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Ratification of Auditor  Management  For  Voted - For 
AMGEN INC.       
Security ID: 031162100 Ticker: AMGN       
Meeting Date: 19-May-23       
1.1  Elect Wanda M. Austin  Management  For  Voted - For 
1.2  Elect Robert A. Bradway  Management  For  Voted - For 
1.3  Elect Michael V. Drake  Management  For  Voted - For 
1.4  Elect Brian J. Druker  Management  For  Voted - For 
1.5  Elect Robert A. Eckert  Management  For  Voted - For 
1.6  Elect Greg C. Garland  Management  For  Voted - For 
1.7  Elect Charles M. Holley, Jr.  Management  For  Voted - For 
1.8  Elect S. Omar Ishrak  Management  For  Voted - For 
1.9  Elect Tyler Jacks  Management  For  Voted - For 
1.10  Elect Ellen J. Kullman  Management  For  Voted - For 
1.11  Elect Amy E. Miles  Management  For  Voted - For 
1.12  Elect Ronald D. Sugar  Management  For  Voted - For 
1.13  Elect R. Sanders Williams  Management  For  Voted - For 
2  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
AMKOR TECHNOLOGY, INC.       
Security ID: 031652100 Ticker: AMKR       
Meeting Date: 16-May-23       
1.1  Elect James J. Kim  Management  For  Voted - For 
1.2  Elect Susan Y. Kim  Management  For  Voted - For 
1.3  Elect Giel Rutten  Management  For  Voted - For 
1.4  Elect Douglas A. Alexander  Management  For  Voted - For 
1.5  Elect Roger A. Carolin  Management  For  Voted - For 
1.6  Elect Winston J. Churchill  Management  For  Voted - Withheld 
1.7  Elect Daniel Liao  Management  For  Voted - For 
1.8  Elect MaryFrances McCourt  Management  For  Voted - For 
1.9  Elect Robert R. Morse  Management  For  Voted - For 
1.10  Elect Gil C. Tily  Management  For  Voted - For 
1.11  Elect David N. Watson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

6

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
ANNALY CAPITAL MANAGEMENT, INC.       
Security ID: 035710839 Ticker: NLY       
Meeting Date: 17-May-23       
1.1  Elect Francine J. Bovich  Management  For  Voted - For 
1.2  Elect David L. Finkelstein  Management  For  Voted - For 
1.3  Elect Thomas Hamilton  Management  For  Voted - For 
1.4  Elect Kathy Hopinkah Hannan  Management  For  Voted - For 
1.5  Elect Michael Haylon  Management  For  Voted - For 
1.6  Elect Martin Laguerre  Management  For  Voted - For 
1.7  Elect Eric A. Reeves  Management  For  Voted - For 
1.8  Elect John H. Schaefer  Management  For  Voted - For 
1.9  Elect Glenn A. Votek  Management  For  Voted - For 
1.10  Elect Vicki Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Decrease in Authorized Common Stock  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
APA CORPORATION       
Security ID: 03743Q108 Ticker: APA       
Meeting Date: 23-May-23       
1.1  Elect Annell R. Bay  Management  For  Voted - Against 
1.2  Elect John J. Christmann IV  Management  For  Voted - For 
1.3  Elect Juliet S. Ellis  Management  For  Voted - For 
1.4  Elect Charles W. Hooper  Management  For  Voted - For 
1.5  Elect Chansoo Joung  Management  For  Voted - For 
1.6  Elect H. Lamar McKay  Management  For  Voted - For 
1.7  Elect Amy H. Nelson  Management  For  Voted - For 
1.8  Elect Daniel W. Rabun  Management  For  Voted - For 
1.9  Elect Peter A. Ragauss  Management  For  Voted - For 
1.10  Elect David L. Stover  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
ARCBEST CORPORATION       
Security ID: 03937C105 Ticker: ARCB       
Meeting Date: 26-Apr-23       
1.1  Elect Salvatore A. Abbate  Management  For  Voted - For 
1.2  Elect Eduardo F. Conrado  Management  For  Voted - Against 

 

7

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Fredrik J. Eliasson  Management  For  Voted - For 
1.4  Elect Michael P. Hogan  Management  For  Voted - For 
1.5  Elect Kathleen D. McElligott  Management  For  Voted - For 
1.6  Elect Judy R. McReynolds  Management  For  Voted - For 
1.7  Elect Craig E. Philip  Management  For  Voted - For 
1.8  Elect Steven L. Spinner  Management  For  Voted - For 
1.9  Elect Janice E. Stipp  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Update the Exculpation Provision  Management  For  Voted - Against 
ARCHER-DANIELS-MIDLAND COMPANY       
Security ID: 039483102 Ticker: ADM       
Meeting Date: 04-May-23       
1.1  Elect Michael S. Burke  Management  For  Voted - For 
1.2  Elect Theodore Colbert  Management  For  Voted - For 
1.3  Elect James C. Collins Jr.  Management  For  Voted - For 
1.4  Elect Terrell K. Crews  Management  For  Voted - For 
1.5  Elect Ellen de Brabander  Management  For  Voted - For 
1.6  Elect Suzan F. Harrison  Management  For  Voted - For 
1.7  Elect Juan R. Luciano  Management  For  Voted - For 
1.8  Elect Patrick J. Moore  Management  For  Voted - Against 
1.9  Elect Debra A. Sandler  Management  For  Voted - For 
1.10  Elect Lei Z. Schlitz  Management  For  Voted - For 
1.11  Elect Kelvin R. Westbrook  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
ARROW ELECTRONICS, INC.       
Security ID: 042735100 Ticker: ARW       
Meeting Date: 17-May-23       
1.1  Elect William F. Austen  Management  For  Voted - Withheld 
1.2  Elect Fabian T. Garcia  Management  For  Voted - For 
1.3  Elect Steven H. Gunby  Management  For  Voted - For 
1.4  Elect Gail E. Hamilton  Management  For  Voted - For 
1.5  Elect Andrew Kerin  Management  For  Voted - For 
1.6  Elect Sean J Kerins  Management  For  Voted - For 
1.7  Elect Carol P. Lowe  Management  For  Voted - For 
1.8  Elect Mary T. McDowell  Management  For  Voted - For 
1.9  Elect Stephen C. Patrick  Management  For  Voted - For 
1.10  Elect Gerry P. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

8

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
AT&T INC.       
Security ID: 00206R102 Ticker: T       
Meeting Date: 18-May-23       
1.1  Elect Scott T. Ford  Management  For  Voted - For 
1.2  Elect Glenn H. Hutchins  Management  For  Voted - Against 
1.3  Elect William E. Kennard  Management  For  Voted - For 
1.4  Elect Stephen J. Luczo  Management  For  Voted - For 
1.5  Elect Michael B. McCallister  Management  For  Voted - For 
1.6  Elect Beth E. Mooney  Management  For  Voted - For 
1.7  Elect Matthew K. Rose  Management  For  Voted - For 
1.8  Elect John T. Stankey  Management  For  Voted - For 
1.9  Elect Cindy B. Taylor  Management  For  Voted - For 
1.10  Elect Luis A. Ubinas  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - For 
AUTONATION, INC.       
Security ID: 05329W102 Ticker: AN       
Meeting Date: 19-Apr-23       
1.1  Elect Rick L. Burdick  Management  For  Voted - For 
1.2  Elect David B. Edelson  Management  For  Voted - For 
1.3  Elect Robert R. Grusky  Management  For  Voted - For 
1.4  Elect Norman K. Jenkins  Management  For  Voted - For 
1.5  Elect Lisa Lutoff-Perlo  Management  For  Voted - For 
1.6  Elect Michael Manley  Management  For  Voted - For 
1.7  Elect G. Mike Mikan  Management  For  Voted - For 
1.8  Elect Jacqueline A. Travisano  Management  For  Voted - Against 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
AUTOZONE, INC.       
Security ID: 053332102 Ticker: AZO       
Meeting Date: 14-Dec-22       
1.1  Elect Michael A. George  Management  For  Voted - For 

 

9

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Linda A. Goodspeed  Management  For  Voted - For 
1.3  Elect Earl G. Graves, Jr.  Management  For  Voted - For 
1.4  Elect Enderson Guimaraes  Management  For  Voted - For 
1.5  Elect Brian Hannasch  Management  For  Voted - For 
1.6  Elect D. Bryan Jordan  Management  For  Voted - For 
1.7  Elect Gale V. King  Management  For  Voted - For 
1.8  Elect George R. Mrkonic, Jr.  Management  For  Voted - For 
1.9  Elect William C. Rhodes, III  Management  For  Voted - For 
1.10  Elect Jill Ann Soltau  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
BANK OF AMERICA CORPORATION       
Security ID: 060505583 Ticker: BAC       
Meeting Date: 25-Apr-23       
1.1  Elect Sharon L. Allen  Management  For  Voted - For 
1.2  Elect Jose E. Almeida  Management  For  Voted - For 
1.3  Elect Frank P. Bramble, Sr.  Management  For  Voted - For 
1.4  Elect Pierre J. P. de Weck  Management  For  Voted - For 
1.5  Elect Arnold W. Donald  Management  For  Voted - For 
1.6  Elect Linda P. Hudson  Management  For  Voted - For 
1.7  Elect Monica C. Lozano  Management  For  Voted - For 
1.8  Elect Brian T. Moynihan  Management  For  Voted - For 
1.9  Elect Lionel L. Nowell, III  Management  For  Voted - For 
1.10  Elect Denise L. Ramos  Management  For  Voted - For 
1.11  Elect Clayton S. Rose  Management  For  Voted - For 
1.12  Elect Michael D. White  Management  For  Voted - For 
1.13  Elect Thomas D. Woods  Management  For  Voted - For 
1.14  Elect Maria T. Zuber  Management  For  Voted - Against 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the Bank of America Corporation Equity       
  Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on Absolute       
  GHG Targets and Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Transition Plan       
  Report for Financing Activities  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding a Racial Equity Audit  Shareholder  Against  Voted - For 

 

10

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
BERKSHIRE HATHAWAY INC.       
Security ID: 084670702 Ticker: BRKA       
Meeting Date: 06-May-23       
1.1  Elect Warren E. Buffett  Management  For  Voted - For 
1.2  Elect Charles T. Munger  Management  For  Voted - For 
1.3  Elect Gregory E. Abel  Management  For  Voted - For 
1.4  Elect Howard G. Buffett  Management  For  Voted - For 
1.5  Elect Susan A. Buffett  Management  For  Voted - For 
1.6  Elect Stephen B. Burke  Management  For  Voted - For 
1.7  Elect Kenneth I. Chenault  Management  For  Voted - For 
1.8  Elect Christopher C. Davis  Management  For  Voted - For 
1.9  Elect Susan L. Decker  Management  For  Voted - Withheld 
1.10  Elect Charlotte Guyman  Management  For  Voted - Withheld 
1.11  Elect Ajit Jain  Management  For  Voted - For 
1.12  Elect Thomas S. Murphy, Jr.  Management  For  Voted - For 
1.13  Elect Ronald L. Olson  Management  For  Voted - For 
1.14  Elect Wallace R. Weitz  Management  For  Voted - For 
1.15  Elect Meryl B. Witmer  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
4  Shareholder Proposal Regarding Climate Report  Shareholder  Against  Voted - For 
5  Shareholder Proposal Regarding Disclosure and       
  Oversight of Climate Change Risks  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Aligning GHG       
  Reductions with Paris Agreement  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Diversity and       
  Inclusion Report  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding Public Positions on       
  Political Speech  Shareholder  Against  Voted - Against 
BERRY GLOBAL GROUP, INC.       
Security ID: 08579W103 Ticker: BERY       
Meeting Date: 15-Feb-23       
1.1  Elect B. Evan Bayh  Management  For  Voted - For 
1.2  Elect Jonathan F. Foster  Management  For  Voted - For 
1.3  Elect Idalene F. Kesner  Management  For  Voted - For 
1.4  Elect Jill A. Rahman  Management  For  Voted - For 
1.5  Elect Carl J. (Rick) Rickertsen  Management  For  Voted - For 
1.6  Elect Thomas E. Salmon  Management  For  Voted - For 
1.7  Elect Chaney M. Sheffield, Jr.  Management  For  Voted - For 
1.8  Elect Robert A. Steele  Management  For  Voted - For 
1.9  Elect Stephen E. Sterrett  Management  For  Voted - For 
1.10  Elect Scott B. Ullem  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

11

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
BEST BUY CO., INC.       
Security ID: 086516101 Ticker: BBY       
Meeting Date: 14-Jun-23       
1.1  Elect Corie S. Barry  Management  For  Voted - For 
1.2  Elect Lisa M. Caputo  Management  For  Voted - For 
1.3  Elect J. Patrick Doyle  Management  For  Voted - For 
1.4  Elect David W. Kenny  Management  For  Voted - For 
1.5  Elect Mario J. Marte  Management  For  Voted - For 
1.6  Elect Karen A. McLoughlin  Management  For  Voted - For 
1.7  Elect Claudia Fan Munce  Management  For  Voted - For 
1.8  Elect Richelle P. Parham  Management  For  Voted - For 
1.9  Elect Steven E. Rendle  Management  For  Voted - For 
1.10  Elect Sima D. Sistani  Management  For  Voted - For 
1.11  Elect Melinda D. Whittington  Management  For  Voted - For 
1.12  Elect Eugene A. Woods  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
BIOGEN INC.       
Security ID: 09062X103 Ticker: BIIB       
Meeting Date: 26-Jun-23       
1.1  Elect Alexander J. Denner  Management  For  Voted - Abstain 
1.2  Elect Caroline D. Dorsa  Management  For  Voted - For 
1.3  Elect Maria C. Freire  Management  For  Voted - For 
1.4  Elect William A. Hawkins  Management  For  Voted - For 
1.5  Elect William D. Jones  Management  For  Voted - Abstain 
1.6  Elect Jesus B. Mantas  Management  For  Voted - For 
1.7  Elect Richard C. Mulligan  Management  For  Voted - Abstain 
1.8  Elect Eric K. Rowinsky  Management  For  Voted - For 
1.9  Elect Stephen A. Sherwin  Management  For  Voted - For 
1.10  Elect Christopher A. Viehbacher  Management  For  Voted - For 
1.11  Elect Susan K. Langer  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
BORGWARNER INC.       
Security ID: 099724106 Ticker: BWA       
Meeting Date: 26-Apr-23       
1.1  Elect Sara A. Greenstein  Management  For  Voted - For 

 

12

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Michael S. Hanley  Management  For  Voted - For 
1.3  Elect Frederic B. Lissalde  Management  For  Voted - For 
1.4  Elect Shaun E. McAlmont  Management  For  Voted - For 
1.5  Elect Deborah D. McWhinney  Management  For  Voted - For 
1.6  Elect Alexis P. Michas  Management  For  Voted - For 
1.7  Elect Sailaja K. Shankar  Management  For  Voted - For 
1.8  Elect Hau N. Thai-Tang  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Just Transition       
  Reporting  Shareholder  Against  Voted - For 
BRANDYWINE REALTY TRUST       
Security ID: 105368203 Ticker: BDN       
Meeting Date: 25-May-23       
1.1  Elect Reginald DesRoches  Management  For  Voted - For 
1.2  Elect James C. Diggs  Management  For  Voted - For 
1.3  Elect H. Richard Haverstick, Jr.  Management  For  Voted - For 
1.4  Elect Terri A. Herubin  Management  For  Voted - Against 
1.5  Elect Joan Lau  Management  For  Voted - For 
1.6  Elect Charles P. Pizzi  Management  For  Voted - For 
1.7  Elect Gerard H. Sweeney  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
BRISTOL-MYERS SQUIBB COMPANY       
Security ID: 110122108 Ticker: BMY       
Meeting Date: 02-May-23       
1.1  Elect Peter J. Arduini  Management  For  Voted - For 
1.2  Elect Deepak L. Bhatt  Management  For  Voted - For 
1.3  Elect Giovanni Caforio  Management  For  Voted - For 
1.4  Elect Julia A. Haller  Management  For  Voted - For 
1.5  Elect Manuel Hidalgo Medina  Management  For  Voted - For 
1.6  Elect Paula A. Price  Management  For  Voted - For 
1.7  Elect Derica W. Rice  Management  For  Voted - For 
1.8  Elect Theodore R. Samuels, II  Management  For  Voted - For 
1.9  Elect Gerald Storch  Management  For  Voted - For 
1.10  Elect Karen H. Vousden  Management  For  Voted - For 
1.11  Elect Phyllis R. Yale  Management  For  Voted - For 

 

13

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Non-Discrimination       
  Audit  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Allowing Beneficial       
  Owners to Call Special Meetings  Shareholder  Against  Voted - Against 
BRIXMOR PROPERTY GROUP INC.       
Security ID: 11120U105 Ticker: BRX       
Meeting Date: 26-Apr-23       
1.1  Elect James M. Taylor Jr.  Management  For  Voted - For 
1.2  Elect Michael Berman  Management  For  Voted - For 
1.3  Elect Julie Bowerman  Management  For  Voted - For 
1.4  Elect Sheryl M. Crosland  Management  For  Voted - For 
1.5  Elect Thomas W. Dickson  Management  For  Voted - For 
1.6  Elect Daniel B. Hurwitz  Management  For  Voted - For 
1.7  Elect Sandra A.J. Lawrence  Management  For  Voted - For 
1.8  Elect William D. Rahm  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
BUILDERS FIRSTSOURCE, INC.       
Security ID: 12008R107 Ticker: BLDR       
Meeting Date: 14-Jun-23       
1.1  Elect Paul S. Levy  Management  For  Voted - For 
1.2  Elect Cory J. Boydston  Management  For  Voted - For 
1.3  Elect James O'Leary  Management  For  Voted - For 
1.4  Elect Craig A. Steinke  Management  For  Voted - Against 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Adoption of Targets       
  to Achieve Net-zero Emissions by 2050  Shareholder  Against  Voted - Against 
CAPITAL ONE FINANCIAL CORPORATION       
Security ID: 14040H105 Ticker: COF       
Meeting Date: 04-May-23       
1.1  Elect Richard D. Fairbank  Management  For  Voted - For 
1.2  Elect Ime Archibong  Management  For  Voted - For 
1.3  Elect Christine R. Detrick  Management  For  Voted - For 
1.4  Elect Ann Fritz Hackett  Management  For  Voted - For 

 

14

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Peter Thomas Killalea  Management  For  Voted - For 
1.6  Elect Eli Leenaars  Management  For  Voted - For 
1.7  Elect Francois Locoh-Donou  Management  For  Voted - For 
1.8  Elect Peter E. Raskind  Management  For  Voted - For 
1.9  Elect Eileen M. Serra  Management  For  Voted - For 
1.10  Elect Mayo A. Shattuck III  Management  For  Voted - For 
1.11  Elect Bradford H. Warner  Management  For  Voted - For 
1.12  Elect Craig Anthony Williams  Management  For  Voted - For 
2  Elimination of Supermajority Requirement  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Amendment to the 2004 Stock Incentive Plan  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
7  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on Board       
  Oversight of Discrimination  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Disclosure of a       
  Board Diversity and Skills Matrix  Shareholder  Against  Voted - For 
CARDINAL HEALTH, INC.       
Security ID: 14149Y108 Ticker: CAH       
Meeting Date: 09-Nov-22       
1.1  Elect Steven K. Barg  Management  For  Voted - For 
1.2  Elect Michelle M. Brennan  Management  For  Voted - For 
1.3  Elect Sujatha Chandrasekaran  Management  For  Voted - For 
1.4  Elect Carrie S. Cox  Management  For  Voted - For 
1.5  Elect Bruce L. Downey  Management  For  Voted - For 
1.6  Elect Sheri H. Edison  Management  For  Voted - For 
1.7  Elect David C. Evans  Management  For  Voted - For 
1.8  Elect Patricia Hemingway Hall  Management  For  Voted - For 
1.9  Elect Jason M. Hollar  Management  For  Voted - For 
1.10  Elect Akhil Johri  Management  For  Voted - For 
1.11  Elect Gregory B. Kenny  Management  For  Voted - For 
1.12  Elect Nancy Killefer  Management  For  Voted - For 
1.13  Elect Christine A. Mundkur  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
CELANESE CORPORATION       
Security ID: 150870103 Ticker: CE       
Meeting Date: 20-Apr-23       
1.1  Elect Jean S. Blackwell  Management  For  Voted - For 
1.2  Elect William M. Brown  Management  For  Voted - For 
1.3  Elect Edward G. Galante  Management  For  Voted - For 
1.4  Elect Kathryn M. Hill  Management  For  Voted - For 

 

15

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect David F. Hoffmeister  Management  For  Voted - For 
1.6  Elect Jay V. Ihlenfeld  Management  For  Voted - For 
1.7  Elect Deborah J. Kissire  Management  For  Voted - For 
1.8  Elect Michael Koenig  Management  For  Voted - For 
1.9  Elect Kim K.W. Rucker  Management  For  Voted - For 
1.10  Elect Lori J. Ryerkerk  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2018 Global Incentive Plan  Management  For  Voted - For 
CENTENE CORPORATION       
Security ID: 15135B101 Ticker: CNC       
Meeting Date: 10-May-23       
1.1  Elect Jessica L. Blume  Management  For  Voted - For 
1.2  Elect Kenneth A. Burdick  Management  For  Voted - For 
1.3  Elect Christopher J. Coughlin  Management  For  Voted - For 
1.4  Elect H. James Dallas  Management  For  Voted - For 
1.5  Elect Wayne S. DeVeydt  Management  For  Voted - For 
1.6  Elect Frederick H. Eppinger  Management  For  Voted - For 
1.7  Elect Monte E. Ford  Management  For  Voted - For 
1.8  Elect Sarah M. London  Management  For  Voted - For 
1.9  Elect Lori J. Robinson  Management  For  Voted - For 
1.10  Elect Theodore R. Samuels, II  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Linking       
  Executive Pay to Maternal Morbidity Metrics  Shareholder  Against  Voted - Against 
CHEVRON CORPORATION       
Security ID: 166764100 Ticker: CVX       
Meeting Date: 31-May-23       
1.1  Elect Wanda M. Austin  Management  For  Voted - For 
1.2  Elect John B. Frank  Management  For  Voted - For 
1.3  Elect Alice P. Gast  Management  For  Voted - For 
1.4  Elect Enrique Hernandez, Jr.  Management  For  Voted - For 
1.5  Elect Marillyn A. Hewson  Management  For  Voted - For 
1.6  Elect Jon M. Huntsman Jr.  Management  For  Voted - For 
1.7  Elect Charles W. Moorman  Management  For  Voted - For 
1.8  Elect Dambisa F. Moyo  Management  For  Voted - For 
1.9  Elect Debra L. Reed-Klages  Management  For  Voted - For 
1.10  Elect D. James Umpleby III  Management  For  Voted - For 

 

16

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect Cynthia J. Warner  Management  For  Voted - For 
1.12  Elect Michael K. Wirth  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Rescission of       
  Majority-Supported Shareholder Proposal  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Medium-Term Scope 3       
  Target  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Recalculated       
  Emissions Baseline  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Formation of       
  Decarbonization Risk Committee  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Just Transition       
  Reporting  Shareholder  Against  Voted - For 
10  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  Against  Voted - For 
12  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
CHUBB LIMITED       
Security ID: H1467J104 Ticker: CB       
Meeting Date: 17-May-23       
1.1  Elect Evan G. Greenberg  Management  For  Voted - For 
1.2  Elect Michael P. Connors  Management  For  Voted - For 
1.3  Elect Michael G. Atieh  Management  For  Voted - For 
1.4  Elect Kathy Bonanno  Management  For  Voted - For 
1.5  Elect Nancy K. Buese  Management  For  Voted - For 
1.6  Elect Sheila P. Burke  Management  For  Voted - For 
1.7  Elect Michael L. Corbat  Management  For  Voted - For 
1.8  Elect Robert J. Hugin  Management  For  Voted - For 
1.9  Elect Robert W. Scully  Management  For  Voted - For 
1.10  Elect Theodore E. Shasta  Management  For  Voted - For 
1.11  Elect David H. Sidwell  Management  For  Voted - For 
1.12  Elect Olivier Steimer  Management  For  Voted - For 
1.13  Elect Frances F. Townsend  Management  For  Voted - For 
1.14  Elect Evan G. Greenberg as Chair  Management  For  Voted - For 
1.15  Elect Michael P. Connors  Management  For  Voted - For 
1.16  Elect David H. Sidwell  Management  For  Voted - For 
1.17  Elect Frances F. Townsend  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits  Management  For  Voted - For 
4  Dividends from Reserves  Management  For  Voted - For 
5  Ratification of Board Acts  Management  For  Voted - For 
6  Election of Statutory Auditors  Management  For  Voted - For 
7  Ratification of Auditor  Management  For  Voted - For 
8  Appointment of Special Auditor  Management  For  Voted - For 
9  Appointment of Independent Proxy (Switzerland)  Management  For  Voted - For 

 

17

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
10  Amendments to Articles (Revision of Law)  Management  For  Voted - For 
11  Amendment to Advance Notice Period  Management  For  Voted - For 
12  Cancellation of Shares  Management  For  Voted - For 
13  Amendment to Par Value  Management  For  Voted - For 
14  Board Compensation  Management  For  Voted - For 
15  Executive Compensation (Binding)  Management  For  Voted - For 
16  Compensation Report (Switzerland)  Management  For  Voted - For 
17  Advisory Vote on Executive Compensation  Management  For  Voted - For 
18  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
19  Shareholder Proposal Regarding Aligning GHG       
  Reductions with Paris Agreement  Shareholder  Against  Voted - Against 
20  Shareholder Proposal Regarding Human Rights Risks       
  and Underwriting Process  Shareholder  Against  Voted - Against 
21  Additional or Amended Proposals  Management  For  Voted - Against 
CISCO SYSTEMS, INC.       
Security ID: 17275R102 Ticker: CSCO       
Meeting Date: 08-Dec-22       
1.1  Elect M. Michele Burns  Management  For  Voted - For 
1.2  Elect Wesley G. Bush  Management  For  Voted - For 
1.3  Elect Michael D. Capellas  Management  For  Voted - For 
1.4  Elect Mark S. Garrett  Management  For  Voted - For 
1.5  Elect John D. Harris II  Management  For  Voted - For 
1.6  Elect Kristina M. Johnson  Management  For  Voted - For 
1.7  Elect Roderick C. McGeary  Management  For  Voted - For 
1.8  Elect Sarah Rae Murphy  Management  For  Voted - For 
1.9  Elect Charles H. Robbins  Management  For  Voted - For 
1.10  Elect Brenton L. Saunders  Management  For  Voted - For 
1.11  Elect Lisa T. Su  Management  For  Voted - For 
1.12  Elect Marianna Tessel  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  Against  Voted - For 
CITIGROUP INC.       
Security ID: 172967424 Ticker: C       
Meeting Date: 25-Apr-23       
1.1  Elect Ellen M. Costello  Management  For  Voted - For 
1.2  Elect Grace E. Dailey  Management  For  Voted - For 
1.3  Elect Barbara J. Desoer  Management  For  Voted - For 
1.4  Elect John C. Dugan  Management  For  Voted - For 
1.5  Elect Jane N. Fraser  Management  For  Voted - For 
1.6  Elect Duncan P. Hennes  Management  For  Voted - For 
1.7  Elect Peter B. Henry  Management  For  Voted - For 

 

18

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect S. Leslie Ireland  Management  For  Voted - For 
1.9  Elect Renee J. James  Management  For  Voted - For 
1.10  Elect Gary M. Reiner  Management  For  Voted - For 
1.11  Elect Diana L. Taylor  Management  For  Voted - For 
1.12  Elect James S. Turley  Management  For  Voted - For 
1.13  Elect Casper W. von Koskull  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2019 Stock Incentive Plan  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on Human       
  Rights Standards for Indigenous Peoples  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
CITIZENS FINANCIAL GROUP, INC.       
Security ID: 174610105 Ticker: CFG       
Meeting Date: 27-Apr-23       
1.1  Elect Bruce Van Saun  Management  For  Voted - For 
1.2  Elect Lee Alexander  Management  For  Voted - For 
1.3  Elect Christine M. Cumming  Management  For  Voted - For 
1.4  Elect Kevin Cummings  Management  For  Voted - For 
1.5  Elect William P. Hankowsky  Management  For  Voted - For 
1.6  Elect Edward J. Kelly, III  Management  For  Voted - For 
1.7  Elect Robert G. Leary  Management  For  Voted - For 
1.8  Elect Terrance J. Lillis  Management  For  Voted - For 
1.9  Elect Michele N. Siekerka  Management  For  Voted - For 
1.10  Elect Shivan S. Subramaniam  Management  For  Voted - For 
1.11  Elect Christopher J. Swift  Management  For  Voted - For 
1.12  Elect Wendy A. Watson  Management  For  Voted - For 
1.13  Elect Marita Zuraitis  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION       
Security ID: 192446102 Ticker: CTSH       
Meeting Date: 06-Jun-23       
1.1  Elect Zein Abdalla  Management  For  Voted - For 
1.2  Elect Vinita K. Bali  Management  For  Voted - For 
1.3  Elect Eric Branderiz  Management  For  Voted - For 
1.4  Elect Archana Deskus  Management  For  Voted - For 
1.5  Elect John M. Dineen  Management  For  Voted - For 

 

19

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Nella Domenici  Management  For  Voted - For 
1.7  Elect Ravi Kumar Singisetti  Management  For  Voted - For 
1.8  Elect Leo S. Mackay, Jr.  Management  For  Voted - For 
1.9  Elect Michael Patsalos-Fox  Management  For  Voted - For 
1.10  Elect Stephen J. Rohleder  Management  For  Voted - For 
1.11  Elect Abraham Schot  Management  For  Voted - For 
1.12  Elect Joseph M. Velli  Management  For  Voted - For 
1.13  Elect Sandra S. Wijnberg  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the 2023 Incentive Award Plan  Management  For  Voted - For 
5  Amendment to the 2004 Employee Stock Purchase Plan  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
7  Shareholder Proposal Regarding Shareholder Approval       
  of Advance Notice Provisions  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
COMCAST CORPORATION       
Security ID: 20030N101 Ticker: CMCSA       
Meeting Date: 07-Jun-23       
1.1  Elect Kenneth J. Bacon  Management  For  Voted - Withheld 
1.2  Elect Thomas J. Baltimore, Jr.  Management  For  Voted - Withheld 
1.3  Elect Madeline S. Bell  Management  For  Voted - For 
1.4  Elect Edward D. Breen  Management  For  Voted - For 
1.5  Elect Gerald L. Hassell  Management  For  Voted - For 
1.6  Elect Jeffrey A. Honickman  Management  For  Voted - For 
1.7  Elect Maritza Gomez Montiel  Management  For  Voted - For 
1.8  Elect Asuka Nakahara  Management  For  Voted - For 
1.9  Elect David C. Novak  Management  For  Voted - For 
1.10  Elect Brian L. Roberts  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Approval of the 2023 Omnibus Equity Incentive Plan  Management  For  Voted - For 
4  Amendment to the 2002 Employee Stock Purchase Plan  Management  For  Voted - For 
5  Advisory Vote on Executive Compensation  Management  For  Voted - For 
6  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
7  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Report on Climate       
  Risk In Employee Retirement Default Options  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding GHG Targets and       
  Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 

 

20

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
CONAGRA BRANDS, INC.       
Security ID: 205887102 Ticker: CAG       
Meeting Date: 21-Sep-22       
1.1  Elect Anil Arora  Management  For  Voted - For 
1.2  Elect Thomas K. Brown  Management  For  Voted - For 
1.3  Elect Emanuel Chirico  Management  For  Voted - For 
1.4  Elect Sean M. Connolly  Management  For  Voted - For 
1.5  Elect George Dowdie  Management  For  Voted - For 
1.6  Elect Fran Horowitz  Management  For  Voted - For 
1.7  Elect Richard H. Lenny  Management  For  Voted - For 
1.8  Elect Melissa B. Lora  Management  For  Voted - For 
1.9  Elect Ruth Ann Marshall  Management  For  Voted - For 
1.10  Elect Denise Paulonis  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Permit Shareholders to Act by Written Consent  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
CONOCOPHILLIPS       
Security ID: 20825C104 Ticker: COP       
Meeting Date: 16-May-23       
1.1  Elect Dennis Victor Arriola  Management  For  Voted - For 
1.2  Elect Jody L. Freeman  Management  For  Voted - For 
1.3  Elect Gay Huey Evans  Management  For  Voted - For 
1.4  Elect Jeffrey A. Joerres  Management  For  Voted - For 
1.5  Elect Ryan M. Lance  Management  For  Voted - For 
1.6  Elect Timothy A. Leach  Management  For  Voted - For 
1.7  Elect William H. McRaven  Management  For  Voted - For 
1.8  Elect Sharmila Mulligan  Management  For  Voted - For 
1.9  Elect Eric D. Mullins  Management  For  Voted - For 
1.10  Elect Arjun N. Murti  Management  For  Voted - For 
1.11  Elect Robert A. Niblock  Management  For  Voted - Against 
1.12  Elect David T. Seaton  Management  For  Voted - For 
1.13  Elect R. A. Walker  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
5  Permit Shareholders to Call Special Meetings  Management  For  Voted - For 
6  Approval of the 2023 Omnibus Stock and Performance       
  Incentive Plan  Management  For  Voted - For 
7  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Retention of Shares       
  Until Normal Retirement Age  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  Against  Voted - For 

 

21

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
10  Shareholder Proposal Regarding Lobbying Activities       
  and Values Congruency  Shareholder  Against  Voted - Against 
COTERRA ENERGY INC.       
Security ID: 127097103 Ticker: CTRA       
Meeting Date: 04-May-23       
1.1  Elect Thomas E. Jorden  Management  For  Voted - For 
1.2  Elect Robert S. Boswell  Management  For  Voted - For 
1.3  Elect Dorothy M. Ables  Management  For  Voted - For 
1.4  Elect Amanda M. Brock  Management  For  Voted - For 
1.5  Elect Dan O. Dinges  Management  For  Voted - For 
1.6  Elect Paul N. Eckley  Management  For  Voted - For 
1.7  Elect Hans Helmerich  Management  For  Voted - For 
1.8  Elect Lisa A. Stewart  Management  For  Voted - For 
1.9  Elect Frances M. Vallejo  Management  For  Voted - For 
1.10  Elect Marcus A. Watts  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Equity Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Methane Emission       
  Disclosures  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with the Paris Agreement  Shareholder  Against  Voted - For 
CUMMINS INC.       
Security ID: 231021106 Ticker: CMI       
Meeting Date: 09-May-23       
1.1  Elect N. Thomas Linebarger  Management  For  Voted - For 
1.2  Elect Jennifer W. Rumsey  Management  For  Voted - For 
1.3  Elect Gary L Belske  Management  For  Voted - For 
1.4  Elect Robert J. Bernhard  Management  For  Voted - For 
1.5  Elect Bruno V. Di Leo Allen  Management  For  Voted - For 
1.6  Elect Stephen B. Dobbs  Management  For  Voted - For 
1.7  Elect Carla A. Harris  Management  For  Voted - For 
1.8  Elect Thomas J. Lynch  Management  For  Voted - For 
1.9  Elect William I. Miller  Management  For  Voted - For 
1.10  Elect Georgia R. Nelson  Management  For  Voted - For 
1.11  Elect Kimberly A. Nelson  Management  For  Voted - For 
1.12  Elect Karen H. Quintos  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 

 

22

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Shareholder Proposal Regarding Plan to Link       
  Executive Compensation to 1.5C Aligned GHG       
  Reductions  Shareholder  Against  Voted - Against 
CVS HEALTH CORPORATION       
Security ID: 126650100 Ticker: CVS       
Meeting Date: 18-May-23       
1.1  Elect Fernando Aguirre  Management  For  Voted - For 
1.2  Elect Jeffrey R. Balser  Management  For  Voted - For 
1.3  Elect C. David Brown II  Management  For  Voted - For 
1.4  Elect Alecia A. DeCoudreaux  Management  For  Voted - For 
1.5  Elect Nancy-Ann DeParle  Management  For  Voted - For 
1.6  Elect Roger N. Farah  Management  For  Voted - For 
1.7  Elect Anne M. Finucane  Management  For  Voted - For 
1.8  Elect Edward J. Ludwig  Management  For  Voted - For 
1.9  Elect Karen S. Lynch  Management  For  Voted - For 
1.10  Elect Jean-Pierre Millon  Management  For  Voted - For 
1.11  Elect Mary L. Schapiro  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Paid Sick Leave  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Shareholder Approval       
  of Advance Notice Provisions  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Third-Party       
  Assessment of Freedom of Association  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding Company Directors       
  Serving on Multiple Boards  Shareholder  Against  Voted - Against 
D.R. HORTON, INC.       
Security ID: 23331A109 Ticker: DHI       
Meeting Date: 18-Jan-23       
1.1  Elect Donald R. Horton  Management  For  Voted - For 
1.2  Elect Barbara K. Allen  Management  For  Voted - For 
1.3  Elect Brad S. Anderson  Management  For  Voted - For 
1.4  Elect Michael R. Buchanan  Management  For  Voted - For 
1.5  Elect Benjamin S. Carson, Sr.  Management  For  Voted - For 
1.6  Elect Maribess L. Miller  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 

 

23

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
DANAHER CORPORATION       
Security ID: 235851102 Ticker: DHR       
Meeting Date: 09-May-23       
1.1  Elect Rainer M. Blair  Management  For  Voted - For 
1.2  Elect Feroz Dewan  Management  For  Voted - For 
1.3  Elect Linda P. Hefner Filler  Management  For  Voted - For 
1.4  Elect Teri L. List  Management  For  Voted - For 
1.5  Elect Walter G. Lohr, Jr.  Management  For  Voted - For 
1.6  Elect Jessica L. Mega  Management  For  Voted - For 
1.7  Elect Mitchell P. Rales  Management  For  Voted - For 
1.8  Elect Steven M. Rales  Management  For  Voted - For 
1.9  Elect Pardis C. Sabeti  Management  For  Voted - For 
1.10  Elect A. Shane Sanders  Management  For  Voted - For 
1.11  Elect John T. Schwieters  Management  For  Voted - For 
1.12  Elect Alan G. Spoon  Management  For  Voted - For 
1.13  Elect Raymond C. Stevens  Management  For  Voted - For 
1.14  Elect Elias A. Zerhouni  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Diversity and       
  Inclusion Report  Shareholder  Against  Voted - Against 
DAVITA INC.       
Security ID: 23918K108 Ticker: DVA       
Meeting Date: 06-Jun-23       
1.1  Elect Pamela M. Arway  Management  For  Voted - For 
1.2  Elect Charles G. Berg  Management  For  Voted - For 
1.3  Elect Barbara J. Desoer  Management  For  Voted - For 
1.4  Elect Jason M. Hollar  Management  For  Voted - For 
1.5  Elect Gregory J. Moore  Management  For  Voted - For 
1.6  Elect John M. Nehra  Management  For  Voted - For 
1.7  Elect Javier J. Rodriguez  Management  For  Voted - For 
1.8  Elect Adam H. Schechter  Management  For  Voted - For 
1.9  Elect Phyllis R. Yale  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 

 

24

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
DELL TECHNOLOGIES INC.       
Security ID: 24703L202 Ticker: DELL       
Meeting Date: 20-Jun-23       
1.1  Elect Michael Dell  Management  For  Voted - Withheld 
1.2  Elect David W. Dorman  Management  For  Voted - For 
1.3  Elect Egon P. Durban  Management  For  Voted - For 
1.4  Elect David J. Grain  Management  For  Voted - For 
1.5  Elect William D. Green  Management  For  Voted - For 
1.6  Elect Simon Patterson  Management  For  Voted - For 
1.7  Elect Lynn M. Vojvodich Radakovich  Management  For  Voted - For 
1.8  Elect Ellen J. Kullman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - For 
DELTA AIR LINES, INC.       
Security ID: 247361702 Ticker: DAL       
Meeting Date: 15-Jun-23       
1.1  Elect Edward H. Bastian  Management  For  Voted - For 
1.2  Elect Greg Creed  Management  For  Voted - For 
1.3  Elect David G. DeWalt  Management  For  Voted - For 
1.4  Elect William H. Easter III  Management  For  Voted - For 
1.5  Elect Leslie D. Hale  Management  For  Voted - For 
1.6  Elect Christopher A. Hazleton  Management  For  Voted - For 
1.7  Elect Michael P. Huerta  Management  For  Voted - For 
1.8  Elect Jeanne P. Jackson  Management  For  Voted - For 
1.9  Elect George N. Mattson  Management  For  Voted - Against 
1.10  Elect Vasant M. Prabhu  Management  For  Voted - For 
1.11  Elect Sergio A. L. Rial  Management  For  Voted - For 
1.12  Elect David S. Taylor  Management  For  Voted - For 
1.13  Elect Kathy N. Waller  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Policy on Freedom of       
  Association  Shareholder  Against  Voted - For 

 

25

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
DEVON ENERGY CORPORATION       
Security ID: 25179M103 Ticker: DVN       
Meeting Date: 07-Jun-23       
1.1  Elect Barbara M. Baumann  Management  For  Voted - For 
1.2  Elect John E. Bethancourt  Management  For  Voted - For 
1.3  Elect Ann G. Fox  Management  For  Voted - Withheld 
1.4  Elect Gennifer F. Kelly  Management  For  Voted - For 
1.5  Elect Kelt Kindick  Management  For  Voted - For 
1.6  Elect John Krenicki, Jr.  Management  For  Voted - For 
1.7  Elect Karl F. Kurz  Management  For  Voted - For 
1.8  Elect Michael N. Mears  Management  For  Voted - For 
1.9  Elect Robert A. Mosbacher, Jr.  Management  For  Voted - For 
1.10  Elect Richard E. Muncrief  Management  For  Voted - For 
1.11  Elect Valerie M. Williams  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Exclusive Forum Provision  Management  For  Voted - Against 
6  Amendment Regarding the Exculpation of Officers  Management  For  Voted - Against 
7  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
DICK'S SPORTING GOODS, INC.       
Security ID: 253393102 Ticker: DKS       
Meeting Date: 14-Jun-23       
1.1  Elect Mark J. Barrenechea  Management  For  Voted - For 
1.2  Elect Emanuel Chirico  Management  For  Voted - For 
1.3  Elect William J. Colombo  Management  For  Voted - For 
1.4  Elect Anne Fink  Management  For  Voted - For 
1.5  Elect Larry Fitzgerald, Jr.  Management  For  Voted - For 
1.6  Elect Lauren R. Hobart  Management  For  Voted - For 
1.7  Elect Sandeep Lakhmi Mathrani  Management  For  Voted - For 
1.8  Elect Desiree Ralls-Morrison  Management  For  Voted - For 
1.9  Elect Lawrence J. Schorr  Management  For  Voted - Withheld 
1.10  Elect Edward W. Stack  Management  For  Voted - For 
1.11  Elect Larry D. Stone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Articles Regarding Officer Exculpation  Management  For  Voted - Against 

 

26

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
DIODES INCORPORATED       
Security ID: 254543101 Ticker: DIOD       
Meeting Date: 23-May-23       
1.1  Elect Elizabeth Bull  Management  For  Voted - For 
1.2  Elect Angie Chen Button  Management  For  Voted - For 
1.3  Elect Warren Chen  Management  For  Voted - For 
1.4  Elect Michael R. Giordano  Management  For  Voted - For 
1.5  Elect LU Keh-Shew  Management  For  Voted - For 
1.6  Elect Peter M. Menard  Management  For  Voted - For 
1.7  Elect Christina Wen-Chi Sung  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
DISCOVER FINANCIAL SERVICES       
Security ID: 254709108 Ticker: DFS       
Meeting Date: 11-May-23       
1.1  Elect Jeffrey S. Aronin  Management  For  Voted - For 
1.2  Elect Mary K. Bush  Management  For  Voted - For 
1.3  Elect Gregory C. Case  Management  For  Voted - For 
1.4  Elect Candace H. Duncan  Management  For  Voted - For 
1.5  Elect Joseph F. Eazor  Management  For  Voted - For 
1.6  Elect Roger C. Hochschild  Management  For  Voted - For 
1.7  Elect Thomas G. Maheras  Management  For  Voted - For 
1.8  Elect John B. Owen  Management  For  Voted - For 
1.9  Elect David L. Rawlinson II  Management  For  Voted - For 
1.10  Elect Beverley A. Sibblies  Management  For  Voted - For 
1.11  Elect Mark A. Thierer  Management  For  Voted - For 
1.12  Elect Jennifer L. Wong  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the 2023 Omnibus Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
DOW INC.       
Security ID: 260557103 Ticker: DOW       
Meeting Date: 13-Apr-23       
1.1  Elect Samuel R. Allen  Management  For  Voted - For 
1.2  Elect Gaurdie E. Banister, Jr.  Management  For  Voted - For 
1.3  Elect Wesley G. Bush  Management  For  Voted - For 
1.4  Elect Richard K. Davis  Management  For  Voted - For 
1.5  Elect Jerri L. DeVard  Management  For  Voted - For 

 

27

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Debra L. Dial  Management  For  Voted - For 
1.7  Elect Jeff M. Fettig  Management  For  Voted - For 
1.8  Elect James R. Fitterling  Management  For  Voted - For 
1.9  Elect Jacqueline C. Hinman  Management  For  Voted - For 
1.10  Elect Luis A. Moreno  Management  For  Voted - For 
1.11  Elect Jill S. Wyant  Management  For  Voted - For 
1.12  Elect Daniel W. Yohannes  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
5  Shareholder Proposal Regarding Virgin Plastic Demand  Shareholder  Against  Voted - Against 
DUPONT DE NEMOURS, INC.       
Security ID: 26614N102 Ticker: DD       
Meeting Date: 24-May-23       
1.1  Elect Amy G. Brady  Management  For  Voted - For 
1.2  Elect Edward D. Breen  Management  For  Voted - For 
1.3  Elect Ruby R. Chandy  Management  For  Voted - For 
1.4  Elect Terrence R. Curtin  Management  For  Voted - For 
1.5  Elect Alexander M. Cutler  Management  For  Voted - For 
1.6  Elect Eleuthere I. du Pont  Management  For  Voted - For 
1.7  Elect Kristina M. Johnson  Management  For  Voted - For 
1.8  Elect Luther C. Kissam IV  Management  For  Voted - For 
1.9  Elect Frederick M. Lowery  Management  For  Voted - For 
1.10  Elect Raymond J. Milchovich  Management  For  Voted - For 
1.11  Elect Deanna M. Mulligan  Management  For  Voted - For 
1.12  Elect Steven M. Sterin  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
DXC TECHNOLOGY COMPANY       
Security ID: 23355L106 Ticker: DXC       
Meeting Date: 26-Jul-22       
1.1  Elect Mukesh Aghi  Management  For  Voted - For 
1.2  Elect Amy E. Alving  Management  For  Voted - For 
1.3  Elect David A. Barnes  Management  For  Voted - For 
1.4  Elect Raul J. Fernandez  Management  For  Voted - For 
1.5  Elect David L. Herzog  Management  For  Voted - For 
1.6  Elect Dawn Rogers  Management  For  Voted - For 
1.7  Elect Michael J. Salvino  Management  For  Voted - For 
1.8  Elect Carrie W. Teffner  Management  For  Voted - For 
1.9  Elect Akihiko Washington  Management  For  Voted - For 
1.10  Elect Robert F. Woods  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

28

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
EASTMAN CHEMICAL COMPANY       
Security ID: 277432100 Ticker: EMN       
Meeting Date: 04-May-23       
1.1  Elect Humberto P. Alfonso  Management  For  Voted - Against 
1.2  Elect Brett D. Begemann  Management  For  Voted - For 
1.3  Elect Eric L. Butler  Management  For  Voted - For 
1.4  Elect Mark J. Costa  Management  For  Voted - For 
1.5  Elect Edward L. Doheny II  Management  For  Voted - For 
1.6  Elect Linnie M. Haynesworth  Management  For  Voted - For 
1.7  Elect Julie Fasone Holder  Management  For  Voted - For 
1.8  Elect Renee J. Hornbaker  Management  For  Voted - For 
1.9  Elect Kim Ann Mink  Management  For  Voted - For 
1.10  Elect James J. O'Brien  Management  For  Voted - For 
1.11  Elect David W. Raisbeck  Management  For  Voted - For 
1.12  Elect Charles K. Stevens III  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
EBAY INC.       
Security ID: 278642103 Ticker: EBAY       
Meeting Date: 21-Jun-23       
1.1  Elect Adriane M. Brown  Management  For  Voted - For 
1.2  Elect Aparna Chennapragda  Management  For  Voted - For 
1.3  Elect Logan D. Green  Management  For  Voted - For 
1.4  Elect E. Carol Hayles  Management  For  Voted - For 
1.5  Elect Jamie Iannone  Management  For  Voted - For 
1.6  Elect Shripriya Mahesh  Management  For  Voted - For 
1.7  Elect Paul S. Pressler  Management  For  Voted - For 
1.8  Elect Mohak Shroff  Management  For  Voted - For 
1.9  Elect Perry M. Traquina  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Equity Incentive Award Plan  Management  For  Voted - For 
6  Amendment Regarding Officer Exculpation  Management  For  Voted - Against 
7  Shareholder Proposal Regarding Right to Call       
  Special Meeting  Shareholder  Against  Voted - For 

 

29

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
ELEVANCE HEALTH, INC.       
Security ID: 036752103 Ticker: ELV       
Meeting Date: 10-May-23       
1.1  Elect Gail K. Boudreaux  Management  For  Voted - For 
1.2  Elect R. Kerry Clark  Management  For  Voted - For 
1.3  Elect Robert L. Dixon, Jr.  Management  For  Voted - For 
1.4  Elect Deanna Strable-Soethout  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Third-Party       
  Political Expenditures Reporting  Shareholder  Against  Voted - Against 
ENERGIZER HOLDINGS, INC.       
Security ID: 29272W109 Ticker: ENR       
Meeting Date: 30-Jan-23       
1.1  Elect Carlos Abrams-Rivera  Management  For  Voted - For 
1.2  Elect Cynthia J. Brinkley  Management  For  Voted - For 
1.3  Elect Rebecca Frankiewicz  Management  For  Voted - For 
1.4  Elect Kevin J. Hunt  Management  For  Voted - For 
1.5  Elect James C. Johnson  Management  For  Voted - For 
1.6  Elect Mark S. LaVigne  Management  For  Voted - For 
1.7  Elect Patrick J. Moore  Management  For  Voted - For 
1.8  Elect Donal L. Mulligan  Management  For  Voted - For 
1.9  Elect Nneka L. Rimmer  Management  For  Voted - For 
1.10  Elect Robert V. Vitale  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2023 Omnibus Incentive Plan  Management  For  Voted - For 
ENTERGY CORPORATION       
Security ID: 29364G103 Ticker: ETR       
Meeting Date: 05-May-23       
1.1  Elect Gina F Adams  Management  For  Voted - For 
1.2  Elect John H Black  Management  For  Voted - For 
1.3  Elect John R. Burbank  Management  For  Voted - For 
1.4  Elect P.J. Condon  Management  For  Voted - For 
1.5  Elect Kirkland H. Donald  Management  For  Voted - For 
1.6  Elect Brian W. Ellis  Management  For  Voted - For 
1.7  Elect Philip L. Frederickson  Management  For  Voted - For 
1.8  Elect M. Elise Hyland  Management  For  Voted - For 

 

30

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.9  Elect Stuart L. Levenick  Management  For  Voted - For 
1.10  Elect Blanche L. Lincoln  Management  For  Voted - For 
1.11  Elect Andrew S Marsh  Management  For  Voted - For 
1.12  Elect Karen A. Puckett  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2019 Omnibus Incentive Plan  Management  For  Voted - For 
6  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
EOG RESOURCES, INC.       
Security ID: 26875P101 Ticker: EOG       
Meeting Date: 24-May-23       
1.1  Elect Janet F. Clark  Management  For  Voted - For 
1.2  Elect Charles R. Crisp  Management  For  Voted - For 
1.3  Elect Robert P. Daniels  Management  For  Voted - For 
1.4  Elect Lynn A. Dugle  Management  For  Voted - For 
1.5  Elect C. Christopher Gaut  Management  For  Voted - For 
1.6  Elect Michael T. Kerr  Management  For  Voted - For 
1.7  Elect Julie J. Robertson  Management  For  Voted - For 
1.8  Elect Donald F. Textor  Management  For  Voted - For 
1.9  Elect Ezra Y. Yacob  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
EVERGY, INC.       
Security ID: 30034W106 Ticker: EVRG       
Meeting Date: 02-May-23       
1.1  Elect David A. Campbell  Management  For  Voted - For 
1.2  Elect Thomas D. Hyde  Management  For  Voted - For 
1.3  Elect B. Anthony Isaac  Management  For  Voted - For 
1.4  Elect Paul Keglevic  Management  For  Voted - For 
1.5  Elect Mary L. Landrieu  Management  For  Voted - For 
1.6  Elect Sandra A.J. Lawrence  Management  For  Voted - For 
1.7  Elect Ann D. Murtlow  Management  For  Voted - For 
1.8  Elect Sandra J. Price  Management  For  Voted - For 
1.9  Elect Mark A. Ruelle  Management  For  Voted - For 
1.10  Elect James Scarola  Management  For  Voted - For 
1.11  Elect C. John Wilder  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

31

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
EXXON MOBIL CORPORATION       
Security ID: 30231G102 Ticker: XOM       
Meeting Date: 31-May-23       
1.1  Elect Michael J. Angelakis  Management  For  Voted - For 
1.2  Elect Susan K. Avery  Management  For  Voted - For 
1.3  Elect Angela F. Braly  Management  For  Voted - For 
1.4  Elect Gregory J. Goff  Management  For  Voted - For 
1.5  Elect John D. Harris II  Management  For  Voted - For 
1.6  Elect Kaisa H. Hietala  Management  For  Voted - For 
1.7  Elect Joseph L. Hooley  Management  For  Voted - For 
1.8  Elect Steven A. Kandarian  Management  For  Voted - For 
1.9  Elect Alexander A. Karsner  Management  For  Voted - For 
1.10  Elect Lawrence W. Kellner  Management  For  Voted - For 
1.11  Elect Jeffrey W. Ubben  Management  For  Voted - For 
1.12  Elect Darren W. Woods  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Formation of       
  Decarbonization Risk Committee  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Retention of Shares       
  Until Normal Retirement Age  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Carbon       
  Capture and Storage  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Methane Emission       
  Disclosures  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding Medium-Term Scope 3       
  Target  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Guyanese       
  Operations  Shareholder  Against  Voted - For 
11  Shareholder Proposal Regarding Recalculated       
  Emissions Baseline  Shareholder  Against  Voted - For 
12  Shareholder Proposal Regarding Audited Report on       
  Asset Retirement Obligations  Shareholder  Against  Voted - For 
13  Shareholder Proposal Regarding Addressing Virgin       
  Plastic Demand  Shareholder  Against  Voted - Against 
14  Shareholder Proposal Regarding Environmental       
  Litigation  Shareholder  Against  Voted - Against 
15  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  Against  Voted - For 
16  Shareholder Proposal Regarding Just Transition       
  Reporting  Shareholder  Against  Voted - For 
17  Shareholder Proposal Regarding Report on       
  Exploration and Production in the Arctic Refuge  Shareholder  Against  Voted - Abstain 

 

32

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
FEDEX CORPORATION       
Security ID: 31428X106 Ticker: FDX       
Meeting Date: 19-Sep-22       
1.1  Elect Marvin R. Ellison  Management  For  Voted - For 
1.2  Elect Stephen E. Gorman  Management  For  Voted - For 
1.3  Elect Susan Patricia Griffith  Management  For  Voted - For 
1.4  Elect Kimberly A. Jabal  Management  For  Voted - For 
1.5  Elect Amy B. Lane  Management  For  Voted - For 
1.6  Elect R. Brad Martin  Management  For  Voted - For 
1.7  Elect Nancy A. Norton  Management  For  Voted - For 
1.8  Elect Frederick P. Perpall  Management  For  Voted - For 
1.9  Elect Joshua Cooper Ramo  Management  For  Voted - For 
1.10  Elect Susan C. Schwab  Management  For  Voted - For 
1.11  Elect Frederick W. Smith  Management  For  Voted - For 
1.12  Elect David P. Steiner  Management  For  Voted - Against 
1.13  Elect Rajesh Subramaniam  Management  For  Voted - For 
1.14  Elect V. James Vena  Management  For  Voted - For 
1.15  Elect Paul S. Walsh  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Amendment to the 2019 Omnibus Stock Incentive Plan  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Report on Racism in       
  Company Culture  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with the Paris Agreement  Shareholder  Against  Voted - For 
FIDELITY NATIONAL FINANCIAL, INC.       
Security ID: 31620R303 Ticker: FNF       
Meeting Date: 14-Jun-23       
1.1  Elect William P. Foley  Management  For  Voted - For 
1.2  Elect Douglas K. Ammerman  Management  For  Voted - For 
1.3  Elect Thomas M. Hagerty  Management  For  Voted - For 
1.4  Elect Peter O. Shea, Jr.  Management  For  Voted - Withheld 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

33

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
FIFTH THIRD BANCORP       
Security ID: 316773100 Ticker: FITB       
Meeting Date: 18-Apr-23       
1.1  Elect Nicholas K. Akins  Management  For  Voted - For 
1.2  Elect B. Evan Bayh, III  Management  For  Voted - For 
1.3  Elect Jorge L. Benitez  Management  For  Voted - For 
1.4  Elect Katherine B. Blackburn  Management  For  Voted - For 
1.5  Elect Emerson L. Brumback  Management  For  Voted - For 
1.6  Elect Linda W. Clement-Holmes  Management  For  Voted - For 
1.7  Elect C. Bryan Daniels  Management  For  Voted - For 
1.8  Elect Mitchell S. Feiger  Management  For  Voted - For 
1.9  Elect Thomas H. Harvey  Management  For  Voted - For 
1.10  Elect Gary R. Heminger  Management  For  Voted - For 
1.11  Elect Eileen A. Mallesch  Management  For  Voted - For 
1.12  Elect Michael B. McCallister  Management  For  Voted - For 
1.13  Elect Timothy N. Spence  Management  For  Voted - For 
1.14  Elect Marsha C. Williams  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
FIRST AMERICAN FINANCIAL CORPORATION       
Security ID: 31847R102 Ticker: FAF       
Meeting Date: 09-May-23       
1.1  Elect Kenneth D. DeGiorgio  Management  For  Voted - For 
1.2  Elect James L. Doti  Management  For  Voted - For 
1.3  Elect Michael D. McKee  Management  For  Voted - For 
1.4  Elect Marsha A. Spence  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2020 Incentive Compensation Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
FOOT LOCKER, INC.       
Security ID: 344849104 Ticker: FL       
Meeting Date: 17-May-23       
1.1  Elect Mary N. Dillon  Management  For  Voted - For 
1.2  Elect Virginia C. Drosos  Management  For  Voted - For 
1.3  Elect Alan D. Feldman  Management  For  Voted - For 
1.4  Elect Guillermo G. Marmol  Management  For  Voted - For 
1.5  Elect Darlene Nicosia  Management  For  Voted - For 
1.6  Elect Steven Oakland  Management  For  Voted - For 
1.7  Elect Ulice Payne, Jr.  Management  For  Voted - For 

 

34

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect Kimberly Underhill  Management  For  Voted - For 
1.9  Elect Tristan Walker  Management  For  Voted - For 
1.10  Elect Dona D. Young  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Amendment to the 2007 Stock Incentive Plan  Management  For  Voted - For 
4  Approval of the 2023 Employee Stock Purchase Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
FORD MOTOR COMPANY       
Security ID: 345370860 Ticker: F       
Meeting Date: 11-May-23       
1.1  Elect Kimberly A. Casiano  Management  For  Voted - For 
1.2  Elect Alexandra Ford English  Management  For  Voted - For 
1.3  Elect James D. Farley, Jr.  Management  For  Voted - For 
1.4  Elect Henry Ford III  Management  For  Voted - Against 
1.5  Elect William Clay Ford, Jr.  Management  For  Voted - For 
1.6  Elect William W. Helman IV  Management  For  Voted - For 
1.7  Elect Jon M. Huntsman, Jr.  Management  For  Voted - For 
1.8  Elect William E. Kennard  Management  For  Voted - Against 
1.9  Elect John C. May  Management  For  Voted - For 
1.10  Elect Beth E. Mooney  Management  For  Voted - For 
1.11  Elect Lynn M. Vojvodich Radakovich  Management  For  Voted - For 
1.12  Elect John L. Thornton  Management  For  Voted - For 
1.13  Elect John B. Veihmeyer  Management  For  Voted - For 
1.14  Elect John S. Weinberg  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Recapitalization  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Child Labor Linked       
  To Electric Vehicles  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Transparency and       
  Minimization of Animal Testing  Shareholder  Against  Voted - Against 
FS KKR CAPITAL CORP.       
Security ID: 302635206 Ticker: FSK       
Meeting Date: 03-Aug-22       
1.1  Elect Barbara Adams  Management  For  Voted - For 
1.2  Elect Michael C. Forman  Management  For  Voted - For 
1.3  Elect Jerel A. Hopkins  Management  For  Voted - For 
2  Authority to Sell or Issue Shares Below Net Asset       
  Value  Management  For  Voted - For 

 

35

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
GENERAL MOTORS COMPANY       
Security ID: 37045V100 Ticker: GM       
Meeting Date: 20-Jun-23       
1.1  Elect Mary T. Barra  Management  For  Voted - For 
1.2  Elect Aneel Bhusri  Management  For  Voted - For 
1.3  Elect Wesley G. Bush  Management  For  Voted - For 
1.4  Elect Joanne C. Crevoiserat  Management  For  Voted - For 
1.5  Elect Linda R. Gooden  Management  For  Voted - For 
1.6  Elect Joseph Jimenez  Management  For  Voted - For 
1.7  Elect Jonathan McNeill  Management  For  Voted - For 
1.8  Elect Judith A. Miscik  Management  For  Voted - For 
1.9  Elect Patricia F. Russo  Management  For  Voted - For 
1.10  Elect Thomas M. Schoewe  Management  For  Voted - For 
1.11  Elect Mark A. Tatum  Management  For  Voted - For 
1.12  Elect Jan E. Tighe  Management  For  Voted - For 
1.13  Elect Devin N. Wenig  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2020 Long-Term Incentive Plan  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Right to Act by       
  Written Consent  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Procurement Targets       
  for Sustainable Materials in Supply Chain  Shareholder  Against  Voted - Against 
GILEAD SCIENCES, INC.       
Security ID: 375558103 Ticker: GILD       
Meeting Date: 03-May-23       
1.1  Elect Jacqueline K. Barton  Management  For  Voted - For 
1.2  Elect Jeffrey A. Bluestone  Management  For  Voted - For 
1.3  Elect Sandra J. Horning  Management  For  Voted - For 
1.4  Elect Kelly A. Kramer  Management  For  Voted - For 
1.5  Elect Kevin E. Lofton  Management  For  Voted - For 
1.6  Elect Harish Manwani  Management  For  Voted - For 
1.7  Elect Daniel P. O'Day  Management  For  Voted - For 
1.8  Elect Javier J. Rodriguez  Management  For  Voted - For 
1.9  Elect Anthony Welters  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Multiple Board       
  Nominees  Shareholder  Against  Voted - Against 

 

36

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Shareholder Proposal Regarding Allowing Beneficial       
  Owners to Call Special Meetings  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
GRAPHIC PACKAGING HOLDING COMPANY       
Security ID: 388689101 Ticker: GPK       
Meeting Date: 24-May-23       
1.1  Elect Michael P. Doss  Management  For  Voted - For 
1.2  Elect Dean A. Scarborough  Management  For  Voted - For 
1.3  Elect Larry M. Venturelli  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
HALLIBURTON COMPANY       
Security ID: 406216101 Ticker: HAL       
Meeting Date: 17-May-23       
1.1  Elect Abdulaziz F. Alkhayyal  Management  For  Voted - For 
1.2  Elect William E. Albrecht  Management  For  Voted - For 
1.3  Elect M. Katherine Banks  Management  For  Voted - For 
1.4  Elect Alan M. Bennett  Management  For  Voted - For 
1.5  Elect Milton Carroll  Management  For  Voted - Against 
1.6  Elect Earl M. Cummings  Management  For  Voted - For 
1.7  Elect Murry S. Gerber  Management  For  Voted - For 
1.8  Elect Robert A. Malone  Management  For  Voted - For 
1.9  Elect Jeffrey A. Miller  Management  For  Voted - For 
1.10  Elect Bhavesh V. Patel  Management  For  Voted - For 
1.11  Elect Maurice Smith  Management  For  Voted - For 
1.12  Elect Janet L. Weiss  Management  For  Voted - For 
1.13  Elect Tobi M. Edwards Young  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to Article Regarding Officer Exculpation  Management  For  Voted - Against 
6  Amendments to the Certificate of Incorporation  Management  For  Voted - For 
HARLEY-DAVIDSON, INC.       
Security ID: 412822108 Ticker: HOG       
Meeting Date: 18-May-23       
1.1  Elect Troy M. Alstead  Management  For  Voted - For 
1.2  Elect Jared D. Dourdeville  Management  For  Voted - For 

 

37

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect James D. Farley, Jr.  Management  For  Voted - For 
1.4  Elect Allan C. Golston  Management  For  Voted - Withheld 
1.5  Elect Sara L. Levinson  Management  For  Voted - For 
1.6  Elect N. Thomas Linebarger  Management  For  Voted - Withheld 
1.7  Elect Rafeh Masood  Management  For  Voted - For 
1.8  Elect Maryrose T. Sylvester  Management  For  Voted - For 
1.9  Elect Jochen Zeitz  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
HCA HEALTHCARE, INC.       
Security ID: 40412C101 Ticker: HCA       
Meeting Date: 19-Apr-23       
1.1  Elect Thomas F. Frist III  Management  For  Voted - For 
1.2  Elect Samuel N. Hazen  Management  For  Voted - For 
1.3  Elect Meg G. Crofton  Management  For  Voted - For 
1.4  Elect Robert J. Dennis  Management  For  Voted - For 
1.5  Elect Nancy-Ann DeParle  Management  For  Voted - For 
1.6  Elect William R. Frist  Management  For  Voted - For 
1.7  Elect Hugh F. Johnston  Management  For  Voted - For 
1.8  Elect Michael W. Michelson  Management  For  Voted - For 
1.9  Elect Wayne J. Riley  Management  For  Voted - For 
1.10  Elect Andrea B. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Approval of the 2023 Employee Stock Purchase Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding Political       
  Contributions and Expenditures Report  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Board Oversight of       
  Staffing and Patient Safety  Shareholder  Against  Voted - Against 
HEWLETT PACKARD ENTERPRISE COMPANY       
Security ID: 42824C109 Ticker: HPE       
Meeting Date: 05-Apr-23       
1.1  Elect Daniel Ammann  Management  For  Voted - For 
1.2  Elect Pamela L. Carter  Management  For  Voted - For 
1.3  Elect Frank A. D'Amelio  Management  For  Voted - For 
1.4  Elect Regina E. Dugan  Management  For  Voted - For 
1.5  Elect Jean M. Hobby  Management  For  Voted - For 
1.6  Elect Raymond J. Lane  Management  For  Voted - For 
1.7  Elect Ann M. Livermore  Management  For  Voted - For 
1.8  Elect Antonio F. Neri  Management  For  Voted - For 
1.9  Elect Charles H. Noski  Management  For  Voted - For 
1.10  Elect Raymond E. Ozzie  Management  For  Voted - For 

 

38

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect Gary M. Reiner  Management  For  Voted - For 
1.12  Elect Patricia F. Russo  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Amendment to the 2021 Stock Incentive Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
HF SINCLAIR CORPORATION       
Security ID: 403949100 Ticker: DINO       
Meeting Date: 24-May-23       
1.1  Elect Anne-Marie N. Ainsworth  Management  For  Voted - For 
1.2  Elect Anna C. Catalano  Management  For  Voted - For 
1.3  Elect Leldon E. Echols  Management  For  Voted - For 
1.4  Elect Manuel J. Fernandez  Management  For  Voted - For 
1.5  Elect Timothy Go  Management  For  Voted - For 
1.6  Elect Rhoman J. Hardy  Management  For  Voted - For 
1.7  Elect R. Craig Knocke  Management  For  Voted - For 
1.8  Elect Robert J. Kostelnik  Management  For  Voted - Against 
1.9  Elect James H. Lee  Management  For  Voted - For 
1.10  Elect Ross B. Matthews  Management  For  Voted - For 
1.11  Elect Franklin Myers  Management  For  Voted - For 
1.12  Elect Norman J. Szydlowski  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
HILLENBRAND, INC.       
Security ID: 431571108 Ticker: HI       
Meeting Date: 24-Feb-23       
1.1  Elect Daniel C. Hillenbrand  Management  For  Voted - For 
1.2  Elect Neil S. Novich  Management  For  Voted - For 
1.3  Elect Kimberly K. Ryan  Management  For  Voted - For 
1.4  Elect Inderpreet Sawhney  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
HOLOGIC, INC.       
Security ID: 436440101 Ticker: HOLX       
Meeting Date: 09-Mar-23       
1.1  Elect Stephen P. MacMillan  Management  For  Voted - For 

 

39

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Sally W. Crawford  Management  For  Voted - For 
1.3  Elect Charles J. Dockendorff  Management  For  Voted - For 
1.4  Elect Scott T. Garrett  Management  For  Voted - For 
1.5  Elect Ludwig N. Hantson  Management  For  Voted - For 
1.6  Elect Namal Nawana  Management  For  Voted - For 
1.7  Elect Christina Stamoulis  Management  For  Voted - For 
1.8  Elect Stacey D. Stewart  Management  For  Voted - For 
1.9  Elect Amy M. Wendell  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2008 Equity Incentive Plan  Management  For  Voted - For 
5  Amendment to the 2012 Employee Stock Purchase Plan  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
HP INC.       
Security ID: 40434L105 Ticker: HPQ       
Meeting Date: 24-Apr-23       
1.1  Elect Aida M. Alvarez  Management  For  Voted - For 
1.2  Elect Shumeet Banerji  Management  For  Voted - For 
1.3  Elect Robert R. Bennett  Management  For  Voted - For 
1.4  Elect Charles Chip V. Bergh  Management  For  Voted - For 
1.5  Elect Bruce Broussard  Management  For  Voted - For 
1.6  Elect Stacy Brown-Philpot  Management  For  Voted - For 
1.7  Elect Stephanie A. Burns  Management  For  Voted - For 
1.8  Elect Mary Anne Citrino  Management  For  Voted - For 
1.9  Elect Richard L. Clemmer  Management  For  Voted - For 
1.10  Elect Enrique Lores  Management  For  Voted - For 
1.11  Elect Judith A. Miscik  Management  For  Voted - For 
1.12  Elect Kim K.W. Rucker  Management  For  Voted - For 
1.13  Elect Subra Suresh  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Right to Act by       
  Written Consent  Shareholder  Against  Voted - Against 
HUNTSMAN CORPORATION       
Security ID: 447011107 Ticker: HUN       
Meeting Date: 21-Apr-23       
1.1  Elect Peter R. Huntsman  Management  For  Voted - For 
1.2  Elect Cynthia L. Egan  Management  For  Voted - For 
1.3  Elect Mary C. Beckerle  Management  For  Voted - For 
1.4  Elect Sonia Dula  Management  For  Voted - For 
1.5  Elect Curtis E. Espeland  Management  For  Voted - For 
1.6  Elect Daniele Ferrari  Management  For  Voted - For 

 

40

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Jeanne McGovern  Management  For  Voted - For 
1.8  Elect Jose Antonio Munoz Barcelo  Management  For  Voted - For 
1.9  Elect David B. Sewell  Management  For  Voted - For 
1.10  Elect Jan E. Tighe  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Reflect Delaware Law Provisions       
  Regarding Officer Exculpation  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
INCYTE CORPORATION       
Security ID: 45337C102 Ticker: INCY       
Meeting Date: 14-Jun-23       
1.1  Elect Julian C. Baker  Management  For  Voted - For 
1.2  Elect Jean-Jacques Bienaime  Management  For  Voted - For 
1.3  Elect Otis W. Brawley  Management  For  Voted - For 
1.4  Elect Paul J. Clancy  Management  For  Voted - For 
1.5  Elect Jacqualyn A. Fouse  Management  For  Voted - For 
1.6  Elect Edmund P. Harrigan  Management  For  Voted - For 
1.7  Elect Katherine A. High  Management  For  Voted - For 
1.8  Elect Herve Hoppenot  Management  For  Voted - For 
1.9  Elect Susanne Schaffert  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2010 Stock Incentive Plan  Management  For  Voted - For 
5  Amendment to the 1997 Employee Stock Purchase Plan  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
INGREDION INCORPORATED       
Security ID: 457187102 Ticker: INGR       
Meeting Date: 19-May-23       
1.1  Elect David B. Fischer  Management  For  Voted - For 
1.2  Elect Paul Hanrahan  Management  For  Voted - For 
1.3  Elect Rhonda L. Jordan  Management  For  Voted - For 
1.4  Elect Gregory B. Kenny  Management  For  Voted - For 
1.5  Elect Charles V. Magro  Management  For  Voted - For 
1.6  Elect Victoria J. Reich  Management  For  Voted - For 
1.7  Elect Catherine A. Suever  Management  For  Voted - For 
1.8  Elect Stephan B. Tanda  Management  For  Voted - For 
1.9  Elect Jorge A. Uribe  Management  For  Voted - For 
1.10  Elect Patricia Verduin  Management  For  Voted - For 
1.11  Elect Dwayne A. Wilson  Management  For  Voted - Against 
1.12  Elect James Zallie  Management  For  Voted - For 

 

41

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of Exclusive Forum Provisions  Management  For  Voted - Against 
6  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - Against 
INTEL CORPORATION       
Security ID: 458140100 Ticker: INTC       
Meeting Date: 11-May-23       
1.1  Elect Patrick P. Gelsinger  Management  For  Voted - For 
1.2  Elect James J. Goetz  Management  For  Voted - For 
1.3  Elect Andrea J. Goldsmith  Management  For  Voted - For 
1.4  Elect Alyssa H. Henry  Management  For  Voted - For 
1.5  Elect S. Omar Ishrak  Management  For  Voted - For 
1.6  Elect Risa Lavizzo-Mourey  Management  For  Voted - For 
1.7  Elect Tsu-Jae King Liu  Management  For  Voted - For 
1.8  Elect Barbara G. Novick  Management  For  Voted - For 
1.9  Elect Gregory D. Smith  Management  For  Voted - For 
1.10  Elect Lip-Bu Tan  Management  For  Voted - For 
1.11  Elect Dion J. Weisler  Management  For  Voted - For 
1.12  Elect Frank D. Yeary  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2006 Equity Incentive Plan  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
6  Shareholder Proposal Regarding Retention of Shares       
  Until Normal Retirement Age  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Third-Party Review       
  for ESG Congruency with Business in China  Shareholder  Against  Voted - Against 
INTERNATIONAL BUSINESS MACHINES CORPORATION       
Security ID: 459200101 Ticker: IBM       
Meeting Date: 25-Apr-23       
1.1  Elect Thomas Buberl  Management  For  Voted - For 
1.2  Elect David N. Farr  Management  For  Voted - For 
1.3  Elect Alex Gorsky  Management  For  Voted - For 
1.4  Elect Michelle Howard  Management  For  Voted - For 
1.5  Elect Arvind Krishna  Management  For  Voted - For 
1.6  Elect Andrew N. Liveris  Management  For  Voted - Against 
1.7  Elect F. William McNabb, III  Management  For  Voted - For 
1.8  Elect Martha E. Pollack  Management  For  Voted - For 
1.9  Elect Joseph R. Swedish  Management  For  Voted - For 
1.10  Elect Peter R. Voser  Management  For  Voted - For 
1.11  Elect Frederick H. Waddell  Management  For  Voted - For 
1.12  Elect Alfred W. Zollar  Management  For  Voted - For 

 

42

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on       
  Effectiveness of Workplace Sexual Harassment and       
  Discrimination Policies  Shareholder  Against  Voted - Against 
INTERNATIONAL PAPER COMPANY       
Security ID: 460146103 Ticker: IP       
Meeting Date: 08-May-23       
1.1  Elect Christopher M. Connor  Management  For  Voted - For 
1.2  Elect Ahmet Cemal Dorduncu  Management  For  Voted - For 
1.3  Elect Ilene S. Gordon  Management  For  Voted - Against 
1.4  Elect Anders Gustafsson  Management  For  Voted - For 
1.5  Elect Jacqueline C. Hinman  Management  For  Voted - For 
1.6  Elect Clinton A. Lewis, Jr.  Management  For  Voted - For 
1.7  Elect D. G. Macpherson  Management  For  Voted - For 
1.8  Elect Kathryn D. Sullivan  Management  For  Voted - For 
1.9  Elect Mark S. Sutton  Management  For  Voted - For 
1.10  Elect Anton V. Vincent  Management  For  Voted - For 
1.11  Elect Raymond Guy Young  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
JAZZ PHARMACEUTICALS PUBLIC LIMITED COMPANY       
Security ID: G50871105 Ticker: JAZZ       
Meeting Date: 28-Jul-22       
1.1  Elect Jennifer E. Cook  Management  For  Voted - For 
1.2  Elect Patrick G. Enright  Management  For  Voted - For 
1.3  Elect Seamus C. Mulligan  Management  For  Voted - For 
1.4  Elect Norbert G. Riedel  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
5  Right to Adjourn Meeting  Management  For  Voted - For 

 

43

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
JOHNSON & JOHNSON       
Security ID: 478160104 Ticker: JNJ       
Meeting Date: 27-Apr-23       
1.1  Elect Darius Adamczyk  Management  For  Voted - For 
1.2  Elect Mary C. Beckerle  Management  For  Voted - For 
1.3  Elect D. Scott Davis  Management  For  Voted - For 
1.4  Elect Jennifer A. Doudna  Management  For  Voted - For 
1.5  Elect Joaquin Duato  Management  For  Voted - For 
1.6  Elect Marillyn A. Hewson  Management  For  Voted - For 
1.7  Elect Paula A. Johnson  Management  For  Voted - For 
1.8  Elect Hubert Joly  Management  For  Voted - For 
1.9  Elect Mark B. McClellan  Management  For  Voted - For 
1.10  Elect Anne Mulcahy  Management  For  Voted - For 
1.11  Elect Mark A. Weinberger  Management  For  Voted - For 
1.12  Elect Nadja Y. West  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Adoption of       
  Mandatory Arbitration Bylaw  Shareholder  Against  Voted - Abstain 
6  Shareholder Proposal Regarding Report on Access to       
  COVID-19 Products  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Prohibiting Adjustments for       
  Legal and Compliance Costs  Shareholder  Against  Voted - Abstain 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
JPMORGAN CHASE & CO.       
Security ID: 46625H100 Ticker: JPM       
Meeting Date: 16-May-23       
1.1  Elect Linda B. Bammann  Management  For  Voted - For 
1.2  Elect Stephen B. Burke  Management  For  Voted - For 
1.3  Elect Todd A. Combs  Management  For  Voted - For 
1.4  Elect James S. Crown  Management  For  Voted - For 
1.5  Elect Alicia Boler Davis  Management  For  Voted - For 
1.6  Elect James Dimon  Management  For  Voted - For 
1.7  Elect Timothy P. Flynn  Management  For  Voted - For 
1.8  Elect Alex Gorsky  Management  For  Voted - For 
1.9  Elect Mellody Hobson  Management  For  Voted - For 
1.10  Elect Michael A. Neal  Management  For  Voted - For 
1.11  Elect Phebe N. Novakovic  Management  For  Voted - For 
1.12  Elect Virginia M. Rometty  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

44

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Revision of       
  Committee Charter to Include Oversight of Animal       
  Welfare  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Right to Call       
  Special Meetings by Beneficial Owners  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Transition Plan       
  Report for Financing Activities  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Board       
  Oversight of Discrimination  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
12  Shareholder Proposal Regarding Absolute GHG       
  Reduction Targets  Shareholder  Against  Voted - Against 
KELLOGG COMPANY       
Security ID: 487836108 Ticker: K       
Meeting Date: 28-Apr-23       
1.1  Elect Stephanie A. Burns  Management  For  Voted - For 
1.2  Elect Steve A. Cahillane  Management  For  Voted - For 
1.3  Elect La June Montgomery Tabron  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Median Gender and       
  Racial Pay Equity Report  Shareholder  Against  Voted - Against 
KEYCORP       
Security ID: 493267108 Ticker: KEY       
Meeting Date: 11-May-23       
1.1  Elect Alexander M. Cutler  Management  For  Voted - For 
1.2  Elect H. James Dallas  Management  For  Voted - For 
1.3  Elect Elizabeth R. Gile  Management  For  Voted - For 
1.4  Elect Ruth Ann M. Gillis  Management  For  Voted - For 
1.5  Elect Christopher M. Gorman  Management  For  Voted - For 
1.6  Elect Robin Hayes  Management  For  Voted - For 
1.7  Elect Carlton L. Highsmith  Management  For  Voted - For 
1.8  Elect Richard J. Hipple  Management  For  Voted - For 
1.9  Elect Devina Rankin  Management  For  Voted - For 
1.10  Elect Barbara R. Snyder  Management  For  Voted - For 
1.11  Elect Richard J. Tobin  Management  For  Voted - For 
1.12  Elect Todd J. Vasos  Management  For  Voted - For 

 

45

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.13  Elect David K. Wilson  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2019 Equity Compensation Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
KYNDRYL HOLDINGS, INC.       
Security ID: 50155Q100 Ticker: KD       
Meeting Date: 28-Jul-22       
1.1  Elect Janina Kugel  Management  For  Voted - For 
1.2  Elect Denis Machuel  Management  For  Voted - For 
1.3  Elect Rahul Merchant  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2021 Long-Term Performance Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
LABORATORY CORPORATION OF AMERICA HOLDINGS       
Security ID: 50540R409 Ticker: LH       
Meeting Date: 11-May-23       
1.1  Elect Kerrii B. Anderson  Management  For  Voted - For 
1.2  Elect Jean-Luc Belingard  Management  For  Voted - For 
1.3  Elect Jeffrey A. Davis  Management  For  Voted - For 
1.4  Elect D. Gary Gilliland  Management  For  Voted - For 
1.5  Elect Kirsten M. Kliphouse  Management  For  Voted - For 
1.6  Elect Garheng Kong  Management  For  Voted - For 
1.7  Elect Peter M. Neupert  Management  For  Voted - For 
1.8  Elect Richelle P. Parham  Management  For  Voted - For 
1.9  Elect Adam H. Schechter  Management  For  Voted - For 
1.10  Elect Kathryn E. Wengel  Management  For  Voted - For 
1.11  Elect R. Sanders Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Report on Nonhuman       
  Primate Transportation  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Risks from       
  Abortion-Related Information Requests  Shareholder  Against  Voted - Against 

 

46

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
LEAR CORPORATION       
Security ID: 521865204 Ticker: LEA       
Meeting Date: 18-May-23       
1.1  Elect Mei-Wei Cheng  Management  For  Voted - For 
1.2  Elect Jonathan F. Foster  Management  For  Voted - For 
1.3  Elect Bradley M. Halverson  Management  For  Voted - For 
1.4  Elect Mary Lou Jepsen  Management  For  Voted - For 
1.5  Elect Roger A. Krone  Management  For  Voted - For 
1.6  Elect Patricia L. Lewis  Management  For  Voted - For 
1.7  Elect Kathleen A. Ligocki  Management  For  Voted - For 
1.8  Elect Conrad L. Mallett, Jr.  Management  For  Voted - For 
1.9  Elect Raymond E. Scott  Management  For  Voted - For 
1.10  Elect Gregory C. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2019 Long-Term Stock Incentive Plan  Management  For  Voted - For 
LENNAR CORPORATION       
Security ID: 526057104 Ticker: LEN       
Meeting Date: 12-Apr-23       
1.1  Elect Amy L. Banse  Management  For  Voted - For 
1.2  Elect Richard Beckwitt  Management  For  Voted - For 
1.3  Elect Theron I. Gilliam  Management  For  Voted - For 
1.4  Elect Sherrill W. Hudson  Management  For  Voted - For 
1.5  Elect Jonathan M. Jaffe  Management  For  Voted - For 
1.6  Elect Sidney Lapidus  Management  For  Voted - For 
1.7  Elect Teri P. McClure  Management  For  Voted - For 
1.8  Elect Stuart A. Miller  Management  For  Voted - For 
1.9  Elect Armando J. Olivera  Management  For  Voted - For 
1.10  Elect Jeffrey Sonnenfeld  Management  For  Voted - Against 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Recapitalization  Shareholder  Against  Voted - For 
LINCOLN NATIONAL CORPORATION       
Security ID: 534187109 Ticker: LNC       
Meeting Date: 25-May-23       
1.1  Elect Deirdre P. Connelly  Management  For  Voted - For 
1.2  Elect Ellen G. Cooper  Management  For  Voted - For 
1.3  Elect William H. Cunningham  Management  For  Voted - For 

 

47

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Reginald E. Davis  Management  For  Voted - For 
1.5  Elect Eric G. Johnson  Management  For  Voted - For 
1.6  Elect Gary C. Kelly  Management  For  Voted - For 
1.7  Elect M. Leanne Lachman  Management  For  Voted - For 
1.8  Elect Dale LeFebvre  Management  For  Voted - For 
1.9  Elect Janet Liang  Management  For  Voted - For 
1.10  Elect Michael F. Mee  Management  For  Voted - For 
1.11  Elect Lynn M. Utter  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2020 Incentive Compensation Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
LOCKHEED MARTIN CORPORATION       
Security ID: 539830109 Ticker: LMT       
Meeting Date: 27-Apr-23       
1.1  Elect Daniel F. Akerson  Management  For  Voted - For 
1.2  Elect David B. Burritt  Management  For  Voted - For 
1.3  Elect Bruce A. Carlson  Management  For  Voted - For 
1.4  Elect John Donovan  Management  For  Voted - For 
1.5  Elect Joseph Dunford Jr.  Management  For  Voted - For 
1.6  Elect James O. Ellis, Jr.  Management  For  Voted - For 
1.7  Elect Thomas J. Falk  Management  For  Voted - For 
1.8  Elect Ilene S. Gordon  Management  For  Voted - For 
1.9  Elect Vicki A. Hollub  Management  For  Voted - For 
1.10  Elect Jeh C. Johnson  Management  For  Voted - For 
1.11  Elect Debra L. Reed-Klages  Management  For  Voted - For 
1.12  Elect James D. Taiclet  Management  For  Voted - For 
1.13  Elect Patricia E. Yarrington  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Report on Human       
  Rights Impact Assessments  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Aligning       
  Value Chain GHG Reductions with Paris Agreement  Shareholder  Against  Voted - For 
LOUISIANA-PACIFIC CORPORATION       
Security ID: 546347105 Ticker: LPX       
Meeting Date: 28-Apr-23       
1.1  Elect Jose A. Bayardo  Management  For  Voted - For 

 

48

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Stephen E. Macadam  Management  For  Voted - Against 
2  Ratification of Auditor  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
LOWE'S COMPANIES, INC.       
Security ID: 548661107 Ticker: LOW       
Meeting Date: 26-May-23       
1.1  Elect Raul Alvarez  Management  For  Voted - For 
1.2  Elect David H. Batchelder  Management  For  Voted - For 
1.3  Elect Scott H. Baxter  Management  For  Voted - For 
1.4  Elect Sandra B. Cochran  Management  For  Voted - For 
1.5  Elect Laurie Z. Douglas  Management  For  Voted - For 
1.6  Elect Richard W. Dreiling  Management  For  Voted - For 
1.7  Elect Marvin R. Ellison  Management  For  Voted - For 
1.8  Elect Daniel J. Heinrich  Management  For  Voted - For 
1.9  Elect Brian C. Rogers  Management  For  Voted - For 
1.10  Elect Bertram L. Scott  Management  For  Voted - For 
1.11  Elect Colleen Taylor  Management  For  Voted - For 
1.12  Elect Mary Elizabeth West  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
LYONDELLBASELL INDUSTRIES N.V.       
Security ID: N53745100 Ticker: LYB       
Meeting Date: 19-May-23       
1.1  Elect Jacques Aigrain  Management  For  Voted - For 
1.2  Elect Lincoln Benet  Management  For  Voted - For 
1.3  Elect Robin Buchanan  Management  For  Voted - For 
1.4  Elect Anthony R. Chase  Management  For  Voted - For 
1.5  Elect Robert W. Dudley  Management  For  Voted - For 
1.6  Elect Claire S. Farley  Management  For  Voted - For 
1.7  Elect Rita Griffin  Management  For  Voted - For 
1.8  Elect Michael S. Hanley  Management  For  Voted - For 
1.9  Elect Virginia A. Kamsky  Management  For  Voted - For 
1.10  Elect Albert Manifold  Management  For  Voted - For 
1.11  Elect Peter Vanacker  Management  For  Voted - For 
2  Ratification of Board Acts  Management  For  Voted - For 
3  Accounts and Reports  Management  For  Voted - For 
4  Appointment of Dutch Statutory Auditor  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
6  Advisory Vote on Executive Compensation  Management  For  Voted - For 
7  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

49

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Cancellation of Shares  Management  For  Voted - For 
MANPOWERGROUP INC.       
Security ID: 56418H100 Ticker: MAN       
Meeting Date: 05-May-23       
1.1  Elect Jean-Philippe Courtois  Management  For  Voted - For 
1.2  Elect William A. Downe  Management  For  Voted - For 
1.3  Elect John F. Ferraro  Management  For  Voted - For 
1.4  Elect William P. Gipson  Management  For  Voted - For 
1.5  Elect Patricia Hemingway Hall  Management  For  Voted - For 
1.6  Elect Julie M. Howard  Management  For  Voted - For 
1.7  Elect Ulice Payne, Jr.  Management  For  Voted - For 
1.8  Elect Muriel Penicaud  Management  For  Voted - For 
1.9  Elect Jonas Prising  Management  For  Voted - For 
1.10  Elect Paul Read  Management  For  Voted - For 
1.11  Elect Elizabeth P. Sartain  Management  For  Voted - For 
1.12  Elect Michael J. Van Handel  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
MARATHON PETROLEUM CORPORATION       
Security ID: 56585A102 Ticker: MPC       
Meeting Date: 26-Apr-23       
1.1  Elect J. Michael Stice  Management  For  Voted - For 
1.2  Elect John P. Surma  Management  For  Voted - For 
1.3  Elect Susan Tomasky  Management  For  Voted - For 
1.4  Elect Toni Townes-Whitley  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Repeal of Classified Board  Management  For  Voted - For 
5  Elimination of Supermajority Requirement  Management  For  Voted - For 
6  Change in Maximum Board Size  Management  For  Voted - For 
7  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Amendment to       
  Clawback Policy  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding Just Transition       
  Reporting  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Audited Report on       
  Asset Retirement Obligations  Shareholder  Against  Voted - For 

 

50

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
MCDONALD'S CORPORATION       
Security ID: 580135101 Ticker: MCD       
Meeting Date: 25-May-23       
1.1  Elect Anthony G. Capuano  Management  For  Voted - For 
1.2  Elect Kareem Daniel  Management  For  Voted - For 
1.3  Elect Lloyd H. Dean  Management  For  Voted - For 
1.4  Elect Catherine Engelbert  Management  For  Voted - For 
1.5  Elect Margaret H. Georgiadis  Management  For  Voted - For 
1.6  Elect Enrique Hernandez, Jr.  Management  For  Voted - For 
1.7  Elect Christopher Kempczinski  Management  For  Voted - For 
1.8  Elect Richard H. Lenny  Management  For  Voted - For 
1.9  Elect John Mulligan  Management  For  Voted - For 
1.10  Elect Jennifer Taubert  Management  For  Voted - For 
1.11  Elect Paul S. Walsh  Management  For  Voted - For 
1.12  Elect Amy Weaver  Management  For  Voted - For 
1.13  Elect Miles D. White  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Policy on Use of       
  Medically-Important Antibiotics in the Beef and       
  Pork Supply Chain  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Compliance With WHO       
  Guidelines on Medically-Important Antimicrobials in       
  Supply Chain  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
10  Shareholder Proposal Regarding Transparency Report       
  on Global Public Policy And Political Influence  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Disclosure of Animal       
  Welfare Indicators  Shareholder  Against  Voted - Against 
MCKESSON CORPORATION       
Security ID: 58155Q103 Ticker: MCK       
Meeting Date: 22-Jul-22       
1.1  Elect Richard H. Carmona  Management  For  Voted - For 
1.2  Elect Dominic J. Caruso  Management  For  Voted - For 
1.3  Elect W. Roy Dunbar  Management  For  Voted - For 
1.4  Elect James H. Hinton  Management  For  Voted - For 
1.5  Elect Donald R. Knauss  Management  For  Voted - For 
1.6  Elect Bradley E. Lerman  Management  For  Voted - For 
1.7  Elect Linda P. Mantia  Management  For  Voted - For 
1.8  Elect Maria Martinez  Management  For  Voted - For 
1.9  Elect Susan R. Salka  Management  For  Voted - For 

 

51

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect Brian S. Tyler  Management  For  Voted - For 
1.11  Elect Kathleen Wilson-Thompson  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2022 Stock Plan  Management  For  Voted - For 
5  Amendment to the 2000 Employee Stock Purchase Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding 10b5-1 Plans  Shareholder  Against  Voted - For 
MEDICAL PROPERTIES TRUST, INC.       
Security ID: 58463J304 Ticker: MPW       
Meeting Date: 25-May-23       
1.1  Elect Edward K. Aldag, Jr.  Management  For  Voted - For 
1.2  Elect G. Steven Dawson  Management  For  Voted - For 
1.3  Elect R. Steven Hamner  Management  For  Voted - Against 
1.4  Elect Caterina A. Mozingo  Management  For  Voted - For 
1.5  Elect Emily W. Murphy  Management  For  Voted - For 
1.6  Elect Elizabeth N. Pitman  Management  For  Voted - For 
1.7  Elect D. Paul Sparks, Jr.  Management  For  Voted - For 
1.8  Elect Michael G. Stewart  Management  For  Voted - For 
1.9  Elect C. Reynolds Thompson, III  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
MEDTRONIC PLC       
Security ID: 585055106 Ticker: MDT       
Meeting Date: 08-Dec-22       
1.1  Elect Richard H. Anderson  Management  For  Voted - For 
1.2  Elect Craig Arnold  Management  For  Voted - For 
1.3  Elect Scott C. Donnelly  Management  For  Voted - For 
1.4  Elect Lidia L. Fonseca  Management  For  Voted - For 
1.5  Elect Andrea J. Goldsmith  Management  For  Voted - For 
1.6  Elect Randall J. Hogan, III  Management  For  Voted - For 
1.7  Elect Kevin E. Lofton  Management  For  Voted - For 
1.8  Elect Geoffrey Straub Martha  Management  For  Voted - For 
1.9  Elect Elizabeth G. Nabel  Management  For  Voted - For 
1.10  Elect Denise M. O'Leary  Management  For  Voted - For 
1.11  Elect Kendall J. Powell  Management  For  Voted - Against 
2  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
5  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
6  Authority to Repurchase Shares  Management  For  Voted - For 

 

52

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
MERCK & CO., INC.       
Security ID: 58933Y105 Ticker: MRK       
Meeting Date: 23-May-23       
1.1  Elect Douglas M. Baker, Jr.  Management  For  Voted - For 
1.2  Elect Mary Ellen Coe  Management  For  Voted - For 
1.3  Elect Pamela J. Craig  Management  For  Voted - For 
1.4  Elect Robert M. Davis  Management  For  Voted - For 
1.5  Elect Thomas H. Glocer  Management  For  Voted - For 
1.6  Elect Risa Lavizzo-Mourey  Management  For  Voted - For 
1.7  Elect Stephen L. Mayo  Management  For  Voted - For 
1.8  Elect Paul B. Rothman  Management  For  Voted - For 
1.9  Elect Patricia F. Russo  Management  For  Voted - For 
1.10  Elect Christine E. Seidman  Management  For  Voted - For 
1.11  Elect Inge G. Thulin  Management  For  Voted - For 
1.12  Elect Kathy J. Warden  Management  For  Voted - For 
1.13  Elect Peter C. Wendell  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Access to       
  COVID-19 Products  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Third-Party       
  Political Expenditures Reporting  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Congruency Report of       
  Partnerships with Certain Organizations  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
META PLATFORMS, INC.       
Security ID: 30303M102 Ticker: META       
Meeting Date: 31-May-23       
1.1  Elect Peggy Alford  Management  For  Voted - Withheld 
1.2  Elect Marc L. Andreessen  Management  For  Voted - For 
1.3  Elect Andrew W. Houston  Management  For  Voted - For 
1.4  Elect Nancy Killefer  Management  For  Voted - For 
1.5  Elect Robert M. Kimmitt  Management  For  Voted - For 
1.6  Elect Sheryl K. Sandberg  Management  For  Voted - For 
1.7  Elect Tracey T. Travis  Management  For  Voted - Withheld 
1.8  Elect Tony Xu  Management  For  Voted - For 
1.9  Elect Mark Zuckerberg  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

53

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Shareholder Proposal Regarding Report on Government       
  Takedown Requests  Shareholder  Against  Voted - Against 
4  Shareholder Proposal Regarding Recapitalization  Shareholder  Against  Voted - For 
5  Shareholder Proposal Regarding Human Rights Impact       
  Assessment  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Report on Content       
  Management in India  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with Net-Zero Emissions Commitment  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Report on Risks from       
  Abortion-Related Information Requests  Shareholder  Against  Voted - For 
10  Shareholder Proposal Regarding a Report on the       
  Efficacy of Enforcement of Content Policies  Shareholder  Against  Voted - For 
11  Shareholder Proposal Regarding Targets and Report       
  on Child Safety Impacts  Shareholder  Against  Voted - For 
12  Shareholder Proposal Regarding Calibrating       
  Executive Pay to Externalized Costs  Shareholder  Against  Voted - Against 
13  Shareholder Proposal Regarding Assessment of Audit       
  and Risk Oversight Committee  Shareholder  Against  Voted - For 
METLIFE, INC.       
Security ID: 59156R108 Ticker: MET       
Meeting Date: 20-Jun-23       
1.1  Elect Cheryl W. Grise  Management  For  Voted - For 
1.2  Elect Carlos M. Gutierrez  Management  For  Voted - For 
1.3  Elect Carla A. Harris  Management  For  Voted - For 
1.4  Elect Gerald L. Hassell  Management  For  Voted - For 
1.5  Elect David L. Herzog  Management  For  Voted - For 
1.6  Elect R. Glenn Hubbard  Management  For  Voted - For 
1.7  Elect Jeh C. Johnson  Management  For  Voted - For 
1.8  Elect Edward J. Kelly, III  Management  For  Voted - For 
1.9  Elect William E. Kennard  Management  For  Voted - For 
1.10  Elect Michel A. Khalaf  Management  For  Voted - For 
1.11  Elect Catherine R. Kinney  Management  For  Voted - For 
1.12  Elect Diana L. McKenzie  Management  For  Voted - For 
1.13  Elect Denise M. Morrison  Management  For  Voted - For 
1.14  Elect Mark A. Weinberger  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
MGIC INVESTMENT CORPORATION       
Security ID: 552848103 Ticker: MTG       
Meeting Date: 27-Apr-23       
1.1  Elect Analisa M. Allen  Management  For  Voted - For 

 

54

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Daniel A. Arrigoni  Management  For  Voted - For 
1.3  Elect C. Edward Chaplin  Management  For  Voted - For 
1.4  Elect Curt S. Culver  Management  For  Voted - For 
1.5  Elect Jay C. Hartzell  Management  For  Voted - For 
1.6  Elect Timothy A. Holt  Management  For  Voted - For 
1.7  Elect Jodeen A. Kozlak  Management  For  Voted - For 
1.8  Elect Michael E. Lehman  Management  For  Voted - For 
1.9  Elect Teresita M. Lowman  Management  For  Voted - For 
1.10  Elect Timothy J. Mattke  Management  For  Voted - For 
1.11  Elect Sheryl L. Sculley  Management  For  Voted - For 
1.12  Elect Mark M. Zandi  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
MICRON TECHNOLOGY, INC.       
Security ID: 595112103 Ticker: MU       
Meeting Date: 12-Jan-23       
1.1  Elect Richard M. Beyer  Management  For  Voted - For 
1.2  Elect Lynn A. Dugle  Management  For  Voted - For 
1.3  Elect Steven J. Gomo  Management  For  Voted - For 
1.4  Elect Linnie M. Haynesworth  Management  For  Voted - For 
1.5  Elect Mary Pat McCarthy  Management  For  Voted - For 
1.6  Elect Sanjay Mehrotra  Management  For  Voted - For 
1.7  Elect Robert E. Switz  Management  For  Voted - For 
1.8  Elect MaryAnn Wright  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Amendment to the 2007 Equity Incentive Plan  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
MOLSON COORS BEVERAGE COMPANY       
Security ID: 60871R209 Ticker: TAP       
Meeting Date: 17-May-23       
1.1  Elect Roger G. Eaton  Management  For  Voted - For 
1.2  Elect Charles M. Herington  Management  For  Voted - For 
1.3  Elect H. Sanford Riley  Management  For  Voted - Withheld 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
MORGAN STANLEY       
Security ID: 617446448 Ticker: MS       
Meeting Date: 19-May-23       
1.1  Elect Alistair Darling  Management  For  Voted - For 
1.2  Elect Thomas H. Glocer  Management  For  Voted - For 

 

55

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect James P. Gorman  Management  For  Voted - For 
1.4  Elect Robert H. Herz  Management  For  Voted - For 
1.5  Elect Erika H. James  Management  For  Voted - For 
1.6  Elect Hironori Kamezawa  Management  For  Voted - For 
1.7  Elect Shelley B. Leibowitz  Management  For  Voted - For 
1.8  Elect Stephen J. Luczo  Management  For  Voted - For 
1.9  Elect Judith A. Miscik  Management  For  Voted - For 
1.10  Elect Masato Miyachi  Management  For  Voted - For 
1.11  Elect Dennis M. Nally  Management  For  Voted - For 
1.12  Elect Mary L. Schapiro  Management  For  Voted - For 
1.13  Elect Perry M. Traquina  Management  For  Voted - For 
1.14  Elect Rayford Wilkins Jr.  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Right to Call       
  Special Meeting  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
NAVIENT CORPORATION       
Security ID: 63938C108 Ticker: NAVI       
Meeting Date: 25-May-23       
1.1  Elect Frederick Arnold  Management  For  Voted - For 
1.2  Elect Edward J. Bramson  Management  For  Voted - For 
1.3  Elect Anna Escobedo Cabral  Management  For  Voted - For 
1.4  Elect Larry A. Klane  Management  For  Voted - For 
1.5  Elect Michael A. Lawson  Management  For  Voted - For 
1.6  Elect Linda A. Mills  Management  For  Voted - For 
1.7  Elect John F. Remondi  Management  For  Voted - For 
1.8  Elect Jane J. Thompson  Management  For  Voted - For 
1.9  Elect Laura Simone Unger  Management  For  Voted - For 
1.10  Elect David L. Yowan  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
NETAPP, INC.       
Security ID: 64110D104 Ticker: NTAP       
Meeting Date: 09-Sep-22       
1.1  Elect T. Michael Nevens  Management  For  Voted - For 
1.2  Elect Deepak Ahuja  Management  For  Voted - For 
1.3  Elect Gerald D. Held  Management  For  Voted - For 
1.4  Elect Kathryn M. Hill  Management  For  Voted - For 
1.5  Elect Deborah L. Kerr  Management  For  Voted - For 
1.6  Elect George Kurian  Management  For  Voted - For 

 

56

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Carrie Palin  Management  For  Voted - For 
1.8  Elect Scott F. Schenkel  Management  For  Voted - For 
1.9  Elect George T. Shaheen  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
NEXSTAR MEDIA GROUP, INC.       
Security ID: 65336K103 Ticker: NXST       
Meeting Date: 15-Jun-23       
1.1  Elect John R. Muse  Management  For  Voted - For 
1.2  Elect I. Martin Pompadur  Management  For  Voted - Against 
2  Repeal of Classified Board  Management  For  Voted - For 
3  Adoption of Federal Forum Provision  Management  For  Voted - Against 
4  Amendment to Articles to Reflect New Delaware Law       
  Provisions Regarding Officer Exculpation  Management  For  Voted - Against 
5  Charter Amendments to Eliminate Certain Provisions       
  that are No Longer Effective or Applicable  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
7  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
8  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
9  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
NEXTERA ENERGY, INC.       
Security ID: 65339F101 Ticker: NEE       
Meeting Date: 18-May-23       
1.1  Elect Nicole S. Arnaboldi  Management  For  Voted - For 
1.2  Elect Sherry S. Barrat  Management  For  Voted - For 
1.3  Elect James L. Camaren  Management  For  Voted - For 
1.4  Elect Kenneth B. Dunn  Management  For  Voted - For 
1.5  Elect Naren K. Gursahaney  Management  For  Voted - For 
1.6  Elect Kirk S. Hachigian  Management  For  Voted - For 
1.7  Elect John W. Ketchum  Management  For  Voted - For 
1.8  Elect Amy B. Lane  Management  For  Voted - For 
1.9  Elect David L. Porges  Management  For  Voted - For 
1.10  Elect Dev Stahlkopf  Management  For  Voted - For 
1.11  Elect John Arthur Stall  Management  For  Voted - For 
1.12  Elect Darryl L. Wilson  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Disclosure of a       
  Board Diversity and Skills Matrix  Shareholder  Against  Voted - For 

 

57

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
NRG ENERGY, INC.       
Security ID: 629377508 Ticker: NRG       
Meeting Date: 27-Apr-23       
1.1  Elect E. Spencer Abraham  Management  For  Voted - For 
1.2  Elect Antonio Carrillo  Management  For  Voted - For 
1.3  Elect Matthew Carter, Jr.  Management  For  Voted - For 
1.4  Elect Lawrence S. Coben  Management  For  Voted - For 
1.5  Elect Heather Cox  Management  For  Voted - For 
1.6  Elect Elisabeth B. Donohue  Management  For  Voted - For 
1.7  Elect Mauricio Gutierrez  Management  For  Voted - For 
1.8  Elect Paul W. Hobby  Management  For  Voted - For 
1.9  Elect Alexandra Pruner  Management  For  Voted - For 
1.10  Elect Anne C. Schaumburg  Management  For  Voted - For 
2  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Ratification of Auditor  Management  For  Voted - For 
NUCOR CORPORATION       
Security ID: 670346105 Ticker: NUE       
Meeting Date: 11-May-23       
1.1  Elect Norma B. Clayton  Management  For  Voted - For 
1.2  Elect Patrick J. Dempsey  Management  For  Voted - For 
1.3  Elect Christopher J. Kearney  Management  For  Voted - For 
1.4  Elect Laurette T. Koellner  Management  For  Voted - For 
1.5  Elect Michael W. Lamach  Management  For  Voted - For 
1.6  Elect Joseph D. Rupp  Management  For  Voted - For 
1.7  Elect Leon J. Topalian  Management  For  Voted - For 
1.8  Elect Nadja Y. West  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
OFFICE PROPERTIES INCOME TRUST       
Security ID: 67623C109 Ticker: OPI       
Meeting Date: 13-Jun-23       
1.1  Elect Donna D. Fraiche  Management  For  Voted - For 
1.2  Elect Barbara D. Gilmore  Management  For  Voted - For 
1.3  Elect John L. Harrington  Management  For  Voted - For 
1.4  Elect William A. Lamkin  Management  For  Voted - For 
1.5  Elect Elena B. Poptodorova  Management  For  Voted - For 
1.6  Elect Jeffrey P. Somers  Management  For  Voted - For 

 

58

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Mark A. Talley  Management  For  Voted - For 
1.8  Elect Jennifer B. Clark  Management  For  Voted - For 
1.9  Elect Adam D. Portnoy  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
OLD REPUBLIC INTERNATIONAL CORPORATION       
Security ID: 680223104 Ticker: ORI       
Meeting Date: 25-May-23       
1.1  Elect Barbara A. Adachi  Management  For  Voted - For 
1.2  Elect Charles J. Kovaleski  Management  For  Voted - Withheld 
1.3  Elect Craig R. Smiddy  Management  For  Voted - For 
1.4  Elect Fredricka Taubitz  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to Articles Limiting the Liability of       
  Officers  Management  For  Voted - Against 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
ORACLE CORPORATION       
Security ID: 68389X105 Ticker: ORCL       
Meeting Date: 16-Nov-22       
1.1  Elect Awo Ablo  Management  For  Voted - For 
1.2  Elect Jeffrey S. Berg  Management  For  Voted - For 
1.3  Elect Michael J. Boskin  Management  For  Voted - For 
1.4  Elect Safra A. Catz  Management  For  Voted - Withheld 
1.5  Elect Bruce R. Chizen  Management  For  Voted - For 
1.6  Elect George H. Conrades  Management  For  Voted - Withheld 
1.7  Elect Lawrence J. Ellison  Management  For  Voted - For 
1.8  Elect Rona Fairhead  Management  For  Voted - For 
1.9  Elect Jeffrey O. Henley  Management  For  Voted - For 
1.10  Elect Renee J. James  Management  For  Voted - For 
1.11  Elect Charles W. Moorman IV  Management  For  Voted - Withheld 
1.12  Elect Leon E. Panetta  Management  For  Voted - Withheld 
1.13  Elect William G. Parrett  Management  For  Voted - For 
1.14  Elect Naomi O. Seligman  Management  For  Voted - Withheld 
1.15  Elect Vishal Sikka  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 

 

59

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ORGANON & CO.       
Security ID: 68622V106 Ticker: OGN       
Meeting Date: 06-Jun-23       
1.1  Elect Carrie S. Cox  Management  For  Voted - For 
1.2  Elect Alan Ezekowitz  Management  For  Voted - For 
1.3  Elect Helene D. Gayle  Management  For  Voted - For 
1.4  Elect Deborah Leone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
OWENS CORNING       
Security ID: 690742101 Ticker: OC       
Meeting Date: 20-Apr-23       
1.1  Elect Brian D. Chambers  Management  For  Voted - For 
1.2  Elect Eduardo E. Cordeiro  Management  For  Voted - For 
1.3  Elect Adrienne D. Elsner  Management  For  Voted - For 
1.4  Elect Alfred E. Festa  Management  For  Voted - For 
1.5  Elect Edward F. Lonergan  Management  For  Voted - For 
1.6  Elect Maryann T. Mannen  Management  For  Voted - For 
1.7  Elect Paul E. Martin  Management  For  Voted - For 
1.8  Elect W. Howard Morris  Management  For  Voted - For 
1.9  Elect Suzanne P. Nimocks  Management  For  Voted - For 
1.10  Elect John D. Williams  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Stock Plan  Management  For  Voted - For 
6  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
7  Amendment Regarding Exclusive Forum Provisions  Management  For  Voted - Against 
PACCAR INC       
Security ID: 693718108 Ticker: PCAR       
Meeting Date: 25-Apr-23       
1.1  Elect Mark C. Pigott  Management  For  Voted - For 
1.2  Elect Dame Alison J. Carnwath  Management  For  Voted - For 
1.3  Elect Franklin Lee Feder  Management  For  Voted - For 
1.4  Elect R. Preston Feight  Management  For  Voted - For 
1.5  Elect Kirk S. Hachigian  Management  For  Voted - For 
1.6  Elect Barbara B. Hulit  Management  For  Voted - For 
1.7  Elect Roderick C. McGeary  Management  For  Voted - For 
1.8  Elect Cynthia A. Niekamp  Management  For  Voted - For 
1.9  Elect John M. Pigott  Management  For  Voted - For 

 

60

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect Ganesh Ramaswamy  Management  For  Voted - For 
1.11  Elect Mark A. Schulz  Management  For  Voted - Against 
1.12  Elect Gregory M. Spierkel  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with the Paris Agreement  Shareholder  Against  Voted - For 
PARKER-HANNIFIN CORPORATION       
Security ID: 701094104 Ticker: PH       
Meeting Date: 26-Oct-22       
1.1  Elect Lee C. Banks  Management  For  Voted - For 
1.2  Elect Jillian C. Evanko  Management  For  Voted - For 
1.3  Elect Lance M. Fritz  Management  For  Voted - For 
1.4  Elect Linda A. Harty  Management  For  Voted - For 
1.5  Elect William F. Lacey  Management  For  Voted - For 
1.6  Elect Kevin A. Lobo  Management  For  Voted - For 
1.7  Elect Joseph Scaminace  Management  For  Voted - For 
1.8  Elect Ake Svensson  Management  For  Voted - For 
1.9  Elect Laura K. Thompson  Management  For  Voted - For 
1.10  Elect James R. Verrier  Management  For  Voted - For 
1.11  Elect James L. Wainscott  Management  For  Voted - For 
1.12  Elect Thomas L. Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
PFIZER INC.       
Security ID: 717081103 Ticker: PFE       
Meeting Date: 27-Apr-23       
1.1  Elect Ronald E. Blaylock  Management  For  Voted - For 
1.2  Elect Albert Bourla  Management  For  Voted - For 
1.3  Elect Susan Desmond-Hellmann  Management  For  Voted - For 
1.4  Elect Joseph J. Echevarria  Management  For  Voted - For 
1.5  Elect Scott Gottlieb  Management  For  Voted - For 
1.6  Elect Helen H. Hobbs  Management  For  Voted - For 
1.7  Elect Susan Hockfield  Management  For  Voted - For 
1.8  Elect Dan R. Littman  Management  For  Voted - For 
1.9  Elect Shantanu Narayen  Management  For  Voted - For 
1.10  Elect Suzanne Nora Johnson  Management  For  Voted - For 
1.11  Elect James Quincey  Management  For  Voted - For 
1.12  Elect James C. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

61

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Intellectual Property  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
PHILIP MORRIS INTERNATIONAL INC.       
Security ID: 718172109 Ticker: PM       
Meeting Date: 03-May-23       
1.1  Elect Brant (Bonin) Bough  Management  For  Voted - For 
1.2  Elect Andre Calantzopoulos  Management  For  Voted - For 
1.3  Elect Michel Combes  Management  For  Voted - For 
1.4  Elect Juan Jose Daboub  Management  For  Voted - For 
1.5  Elect Werner Geissler  Management  For  Voted - For 
1.6  Elect Lisa A. Hook  Management  For  Voted - For 
1.7  Elect Jun Makihara  Management  For  Voted - For 
1.8  Elect Kalpana Morparia  Management  For  Voted - For 
1.9  Elect Jacek Olczak  Management  For  Voted - For 
1.10  Elect Robert B. Polet  Management  For  Voted - For 
1.11  Elect Dessislava Temperley  Management  For  Voted - For 
1.12  Elect Shlomo Yanai  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Nicotine Levels in       
  Tobacco Products  Shareholder  Against  Voted - Against 
PHILLIPS 66       
Security ID: 718546104 Ticker: PSX       
Meeting Date: 10-May-23       
1.1  Elect Gregory J. Hayes  Management  For  Voted - For 
1.2  Elect Charles M. Holley, Jr.  Management  For  Voted - For 
1.3  Elect Denise R. Singleton  Management  For  Voted - Against 
1.4  Elect Glenn F. Tilton  Management  For  Voted - For 
1.5  Elect Marna C. Whittington  Management  For  Voted - For 
2  Repeal of Classified Board  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Virgin Plastic Demand  Shareholder  Against  Voted - Against 

 

62

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
PPL CORPORATION       
Security ID: 69351T106 Ticker: PPL       
Meeting Date: 17-May-23       
1.1  Elect Arthur P. Beattie  Management  For  Voted - For 
1.2  Elect Raja Rajamannar  Management  For  Voted - For 
1.3  Elect Heather B. Redman  Management  For  Voted - For 
1.4  Elect Craig A. Rogerson  Management  For  Voted - For 
1.5  Elect Vincent Sorgi  Management  For  Voted - For 
1.6  Elect Linda G. Sullivan  Management  For  Voted - For 
1.7  Elect Natica von Althann  Management  For  Voted - For 
1.8  Elect Keith H. Williamson  Management  For  Voted - For 
1.9  Elect Phoebe A. Wood  Management  For  Voted - For 
1.10  Elect Armando Zagalo de Lima  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
PRINCIPAL FINANCIAL GROUP, INC.       
Security ID: 74251V102 Ticker: PFG       
Meeting Date: 16-May-23       
1.1  Elect Jonathan S. Auerbach  Management  For  Voted - For 
1.2  Elect Mary Elizabeth Beams  Management  For  Voted - For 
1.3  Elect Jocelyn E. Carter-Miller  Management  For  Voted - For 
1.4  Elect Scott M. Mills  Management  For  Voted - For 
1.5  Elect Claudio N. Muruzabal  Management  For  Voted - For 
1.6  Elect H. Elizabeth Mitchell  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
PULTEGROUP, INC.       
Security ID: 745867101 Ticker: PHM       
Meeting Date: 03-May-23       
1.1  Elect Brian P. Anderson  Management  For  Voted - For 
1.2  Elect Bryce Blair  Management  For  Voted - Against 
1.3  Elect Thomas J. Folliard  Management  For  Voted - For 
1.4  Elect Cheryl W. Grise  Management  For  Voted - For 
1.5  Elect Andre J. Hawaux  Management  For  Voted - For 
1.6  Elect J. Phillip Holloman  Management  For  Voted - For 
1.7  Elect Ryan R. Marshall  Management  For  Voted - For 
1.8  Elect John R. Peshkin  Management  For  Voted - For 

 

63

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.9  Elect Scott F. Powers  Management  For  Voted - For 
1.10  Elect Lila Snyder  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
QORVO, INC.       
Security ID: 74736K101 Ticker: QRVO       
Meeting Date: 09-Aug-22       
1.1  Elect Ralph G. Quinsey  Management  For  Voted - For 
1.2  Elect Robert A. Bruggeworth  Management  For  Voted - For 
1.3  Elect Judy Bruner  Management  For  Voted - For 
1.4  Elect Jeffery R. Gardner  Management  For  Voted - For 
1.5  Elect John R. Harding  Management  For  Voted - For 
1.6  Elect David H.Y. Ho  Management  For  Voted - For 
1.7  Elect Roderick D. Nelson  Management  For  Voted - For 
1.8  Elect Walden C. Rhines  Management  For  Voted - For 
1.9  Elect Susan L. Spradley  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Approval of the 2022 Stock Incentive Plan  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
QUALCOMM INCORPORATED       
Security ID: 747525103 Ticker: QCOM       
Meeting Date: 08-Mar-23       
1.1  Elect Sylvia Acevedo  Management  For  Voted - For 
1.2  Elect Cristiano R. Amon  Management  For  Voted - For 
1.3  Elect Mark Fields  Management  For  Voted - For 
1.4  Elect Jeffrey W. Henderson  Management  For  Voted - For 
1.5  Elect Gregory N. Johnson  Management  For  Voted - For 
1.6  Elect Ann M. Livermore  Management  For  Voted - For 
1.7  Elect Mark D. McLaughlin  Management  For  Voted - For 
1.8  Elect Jamie S. Miller  Management  For  Voted - For 
1.9  Elect Irene B. Rosenfeld  Management  For  Voted - For 
1.10  Elect Kornelis Smit  Management  For  Voted - For 
1.11  Elect Jean-Pascal Tricoire  Management  For  Voted - For 
1.12  Elect Anthony J. Vinciquerra  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

64

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
QUEST DIAGNOSTICS INCORPORATED       
Security ID: 74834L100 Ticker: DGX       
Meeting Date: 17-May-23       
1.1  Elect James E. Davis  Management  For  Voted - For 
1.2  Elect Luis Diaz, Jr.  Management  For  Voted - For 
1.3  Elect Tracey C. Doi  Management  For  Voted - For 
1.4  Elect Vicky B. Gregg  Management  For  Voted - For 
1.5  Elect Wright L. Lassiter III  Management  For  Voted - For 
1.6  Elect Timothy L. Main  Management  For  Voted - For 
1.7  Elect Denise M. Morrison  Management  For  Voted - For 
1.8  Elect Gary M. Pfeiffer  Management  For  Voted - For 
1.9  Elect Timothy M. Ring  Management  For  Voted - For 
1.10  Elect Gail R. Wilensky  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the Long-Term Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding GHG Targets and       
  Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
RADIAN GROUP INC.       
Security ID: 750236101 Ticker: RDN       
Meeting Date: 17-May-23       
1.1  Elect Howard B. Culang  Management  For  Voted - For 
1.2  Elect Fawad Ahmad  Management  For  Voted - For 
1.3  Elect Brad L. Conner  Management  For  Voted - For 
1.4  Elect Debra A. Hess  Management  For  Voted - For 
1.5  Elect Lisa W. Hess  Management  For  Voted - For 
1.6  Elect Brian D. Montgomery  Management  For  Voted - For 
1.7  Elect Lisa Mumford  Management  For  Voted - For 
1.8  Elect Gaetano Muzio  Management  For  Voted - For 
1.9  Elect Gregory V. Serio  Management  For  Voted - For 
1.10  Elect Noel J. Spiegel  Management  For  Voted - For 
1.11  Elect Richard G. Thornberry  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
RAYTHEON TECHNOLOGIES CORPORATION       
Security ID: 75513E101 Ticker: RTX       
Meeting Date: 02-May-23       
1.1  Elect Tracy A. Atkinson  Management  For  Voted - For 
1.2  Elect Leanne G. Caret  Management  For  Voted - For 

 

65

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Bernard A. Harris, Jr.  Management  For  Voted - For 
1.4  Elect Gregory J. Hayes  Management  For  Voted - For 
1.5  Elect George R. Oliver  Management  For  Voted - For 
1.6  Elect Robert K. Ortberg  Management  For  Voted - For 
1.7  Elect Dinesh C. Paliwal  Management  For  Voted - For 
1.8  Elect Ellen M. Pawlikowski  Management  For  Voted - For 
1.9  Elect Denise L. Ramos  Management  For  Voted - For 
1.10  Elect Fredric G. Reynolds  Management  For  Voted - For 
1.11  Elect Brian C. Rogers  Management  For  Voted - For 
1.12  Elect James A. Winnefeld, Jr.  Management  For  Voted - For 
1.13  Elect Robert O. Work  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Elimination of Supermajority Requirement  Management  For  Voted - For 
6  Amendment to Articles to Limit Liability of Certain       
  Officers  Management  For  Voted - Against 
7  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Report on Aligning       
  Value Chain GHG Reductions with Paris Agreement  Shareholder  Against  Voted - For 
REDWOOD TRUST, INC.       
Security ID: 758075402 Ticker: RWT       
Meeting Date: 23-May-23       
1.1  Elect Greg H. Kubicek  Management  For  Voted - For 
1.2  Elect Christopher J. Abate  Management  For  Voted - For 
1.3  Elect Armando Falcon  Management  For  Voted - Against 
1.4  Elect Douglas B. Hansen  Management  For  Voted - For 
1.5  Elect Debora D. Horvath  Management  For  Voted - For 
1.6  Elect George W. Madison  Management  For  Voted - For 
1.7  Elect Georganne C. Proctor  Management  For  Voted - For 
1.8  Elect Dashiell I. Robinson  Management  For  Voted - For 
1.9  Elect Faith A. Schwartz  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2014 Incentive Award Plan  Management  For  Voted - For 
REGIONS FINANCIAL CORPORATION       
Security ID: 7591EP100 Ticker: RF       
Meeting Date: 19-Apr-23       
1.1  Elect Mark. A Crosswhite  Management  For  Voted - For 
1.2  Elect Noopur Davis  Management  For  Voted - For 
1.3  Elect Zhanna Golodryga  Management  For  Voted - Against 
1.4  Elect J. Thomas Hill  Management  For  Voted - For 

 

66

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect John D. Johns  Management  For  Voted - For 
1.6  Elect Joia M. Johnson  Management  For  Voted - For 
1.7  Elect Ruth Ann Marshall  Management  For  Voted - For 
1.8  Elect Charles D. McCrary  Management  For  Voted - For 
1.9  Elect James T. Prokopanko  Management  For  Voted - For 
1.10  Elect Lee J. Styslinger III  Management  For  Voted - For 
1.11  Elect Jose S. Suquet  Management  For  Voted - For 
1.12  Elect John M. Turner, Jr.  Management  For  Voted - For 
1.13  Elect Timothy Vines  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
SABRA HEALTH CARE REIT, INC.       
Security ID: 78573L106 Ticker: SBRA       
Meeting Date: 14-Jun-23       
1.1  Elect Craig Barbarosh  Management  For  Voted - For 
1.2  Elect Katie Cusack  Management  For  Voted - For 
1.3  Elect Michael J. Foster  Management  For  Voted - For 
1.4  Elect Lynne S. Katzmann  Management  For  Voted - For 
1.5  Elect Ann Kono  Management  For  Voted - For 
1.6  Elect Jeffrey A. Malehorn  Management  For  Voted - For 
1.7  Elect Richard K. Matros  Management  For  Voted - For 
1.8  Elect Clifton J. Porter II  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
SEAGATE TECHNOLOGY HOLDINGS PLC       
Security ID: G7997R103 Ticker: STX       
Meeting Date: 24-Oct-22       
1.1  Elect Shankar Arumugavelu  Management  For  Voted - For 
1.2  Elect Pratik S. Bhatt  Management  For  Voted - For 
1.3  Elect Judy Bruner  Management  For  Voted - For 
1.4  Elect Michael R. Cannon  Management  For  Voted - For 
1.5  Elect Richard L. Clemmer  Management  For  Voted - For 
1.6  Elect Yolanda L. Conyers  Management  For  Voted - For 
1.7  Elect Jay L. Geldmacher  Management  For  Voted - For 
1.8  Elect Dylan G. Haggart  Management  For  Voted - For 
1.9  Elect William D. Mosley  Management  For  Voted - For 
1.10  Elect Stephanie Tilenius  Management  For  Voted - For 
1.11  Elect Edward J. Zander  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Authority to Set the Reissue Price Of Treasury       
  Shares  Management  For  Voted - Against 

 

67

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
SIMON PROPERTY GROUP, INC.       
Security ID: 828806109 Ticker: SPG       
Meeting Date: 04-May-23       
1.1  Elect Glyn F. Aeppel  Management  For  Voted - For 
1.2  Elect Larry C. Glasscock  Management  For  Voted - For 
1.3  Elect Allan B. Hubbard  Management  For  Voted - Against 
1.4  Elect Reuben S. Leibowitz  Management  For  Voted - For 
1.5  Elect Randall J. Lewis  Management  For  Voted - For 
1.6  Elect Gary M. Rodkin  Management  For  Voted - For 
1.7  Elect Peggy Fang Roe  Management  For  Voted - For 
1.8  Elect Stefan M. Selig  Management  For  Voted - For 
1.9  Elect Daniel C. Smith  Management  For  Voted - For 
1.10  Elect Marta R. Stewart  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
SNAP-ON INCORPORATED       
Security ID: 833034101 Ticker: SNA       
Meeting Date: 27-Apr-23       
1.1  Elect David C. Adams  Management  For  Voted - Against 
1.2  Elect Karen L. Daniel  Management  For  Voted - For 
1.3  Elect Ruth Ann M. Gillis  Management  For  Voted - For 
1.4  Elect James P. Holden  Management  For  Voted - For 
1.5  Elect Nathan J. Jones  Management  For  Voted - For 
1.6  Elect Henry W. Knueppel  Management  For  Voted - For 
1.7  Elect W. Dudley Lehman  Management  For  Voted - For 
1.8  Elect Nicholas T. Pinchuk  Management  For  Voted - For 
1.9  Elect Gregg M. Sherrill  Management  For  Voted - For 
1.10  Elect Donald J. Stebbins  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
SPIRIT REALTY CAPITAL, INC.       
Security ID: 84860W300 Ticker: SRC       
Meeting Date: 03-May-23       
1.1  Elect Kevin M. Charlton  Management  For  Voted - For 
1.2  Elect Elizabeth F. Frank  Management  For  Voted - For 
1.3  Elect Michelle M. Frymire  Management  For  Voted - For 
1.4  Elect Kristian M. Gathright  Management  For  Voted - For 
1.5  Elect Richard I. Gilchrist  Management  For  Voted - For 

 

68

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Jackson Hsieh  Management  For  Voted - For 
1.7  Elect Diana M. Laing  Management  For  Voted - For 
1.8  Elect Nicholas P. Shepherd  Management  For  Voted - For 
1.9  Elect Thomas J. Sullivan  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
SPROUTS FARMERS MARKET, INC.       
Security ID: 85208M102 Ticker: SFM       
Meeting Date: 24-May-23       
1.1  Elect Joel D. Anderson  Management  For  Voted - For 
1.2  Elect Terri Funk Graham  Management  For  Voted - For 
1.3  Elect Douglas G. Rauch  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
STATE STREET CORPORATION       
Security ID: 857477103 Ticker: STT       
Meeting Date: 17-May-23       
1.1  Elect Patrick de Saint-Aignan  Management  For  Voted - For 
1.2  Elect Marie A. Chandoha  Management  For  Voted - For 
1.3  Elect Donna DeMaio  Management  For  Voted - For 
1.4  Elect Amelia C. Fawcett  Management  For  Voted - For 
1.5  Elect William C. Freda  Management  For  Voted - For 
1.6  Elect Sara Mathew  Management  For  Voted - For 
1.7  Elect William L. Meaney  Management  For  Voted - For 
1.8  Elect Ronald P. O'Hanley  Management  For  Voted - For 
1.9  Elect Sean O'Sullivan  Management  For  Voted - For 
1.10  Elect Julio A. Portalatin  Management  For  Voted - For 
1.11  Elect John B. Rhea  Management  For  Voted - For 
1.12  Elect Gregory L. Summe  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2017 Stock Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
6  Shareholder Proposal Regarding Report on Conflict       
  of Interest  Shareholder  Against  Voted - Against 
STEEL DYNAMICS, INC.       
Security ID: 858119100 Ticker: STLD       
Meeting Date: 11-May-23       
1.1  Elect Mark D. Millett  Management  For  Voted - For 
1.2  Elect Sheree L. Bargabos  Management  For  Voted - For 

 

69

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Kenneth W. Cornew  Management  For  Voted - For 
1.4  Elect Traci M. Dolan  Management  For  Voted - For 
1.5  Elect James C. Marcuccilli  Management  For  Voted - For 
1.6  Elect Bradley S. Seaman  Management  For  Voted - Withheld 
1.7  Elect Gabriel L. Shaheen  Management  For  Voted - For 
1.8  Elect Luis M. Sierra  Management  For  Voted - For 
1.9  Elect Steven A. Sonnenberg  Management  For  Voted - For 
1.10  Elect Richard P. Teets, Jr.  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Approval of the 2023 Equity Incentive Plan  Management  For  Voted - For 
6  Adoption of Majority Vote for Election of Directors  Management  For  Voted - For 
SYLVAMO CORPORATION       
Security ID: 871332102 Ticker: SLVM       
Meeting Date: 15-May-23       
1.1  Elect Jean-Michel Ribieras  Management  For  Voted - For 
1.2  Elect Stan A. Askren  Management  For  Voted - For 
1.3  Elect Christine S. Breves  Management  For  Voted - For 
1.4  Elect Jeanmarie Desmond  Management  For  Voted - For 
1.5  Elect Lizanne C. Gottung  Management  For  Voted - For 
1.6  Elect Joia M. Johnson  Management  For  Voted - For 
1.7  Elect Karl L. Meyers  Management  For  Voted - For 
1.8  Elect David D. Petratis  Management  For  Voted - For 
1.9  Elect J. Paul Rollinson  Management  For  Voted - For 
1.10  Elect Mark W. Wilde  Management  For  Voted - For 
1.11  Elect James P. Zallie  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
SYNCHRONY FINANCIAL       
Security ID: 87165B103 Ticker: SYF       
Meeting Date: 18-May-23       
1.1  Elect Brian D. Doubles  Management  For  Voted - For 
1.2  Elect Fernando Aguirre  Management  For  Voted - For 
1.3  Elect Paget L. Alves  Management  For  Voted - For 
1.4  Elect Kamila Chytil  Management  For  Voted - For 
1.5  Elect Arthur W. Coviello, Jr.  Management  For  Voted - For 
1.6  Elect Roy A. Guthrie  Management  For  Voted - For 
1.7  Elect Jeffrey G. Naylor  Management  For  Voted - For 
1.8  Elect P.W. Parker  Management  For  Voted - For 
1.9  Elect Laurel J. Richie  Management  For  Voted - For 
1.10  Elect Ellen M. Zane  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

70

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Ratification of Auditor  Management  For  Voted - For 
SYNOVUS FINANCIAL CORP.       
Security ID: 87161C501 Ticker: SNV       
Meeting Date: 26-Apr-23       
1.1  Elect Stacy Apter  Management  For  Voted - For 
1.2  Elect Tim E. Bentsen  Management  For  Voted - For 
1.3  Elect Kevin S. Blair  Management  For  Voted - For 
1.4  Elect Pedro Cherry  Management  For  Voted - For 
1.5  Elect John H. Irby  Management  For  Voted - For 
1.6  Elect Diana M. Murphy  Management  For  Voted - For 
1.7  Elect Harris Pastides  Management  For  Voted - For 
1.8  Elect John L. Stallworth  Management  For  Voted - For 
1.9  Elect Barry L. Storey  Management  For  Voted - For 
1.10  Elect Alexandra Villoch  Management  For  Voted - For 
1.11  Elect Teresa White  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
TD SYNNEX CORPORATION       
Security ID: 87162W100 Ticker: SNX       
Meeting Date: 21-Mar-23       
1.1  Elect Dennis Polk  Management  For  Voted - For 
1.2  Elect Robert Kalsow-Ramos  Management  For  Voted - For 
1.3  Elect Ann Vezina  Management  For  Voted - For 
1.4  Elect Richard T. Hume  Management  For  Voted - For 
1.5  Elect Fred Breidenbach  Management  For  Voted - For 
1.6  Elect Hau Lee  Management  For  Voted - For 
1.7  Elect Matthew Miau  Management  For  Voted - Withheld 
1.8  Elect Nayaki R. Nayyar  Management  For  Voted - Withheld 
1.9  Elect Matthew Nord  Management  For  Voted - For 
1.10  Elect Merline Saintil  Management  For  Voted - For 
1.11  Elect Duane E. Zitzner  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
TEXTRON INC.       
Security ID: 883203101 Ticker: TXT       
Meeting Date: 26-Apr-23       
1.1  Elect Richard F. Ambrose  Management  For  Voted - For 
1.2  Elect Kathleen M. Bader  Management  For  Voted - For 
1.3  Elect R. Kerry Clark  Management  For  Voted - For 

 

71

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Scott C. Donnelly  Management  For  Voted - For 
1.5  Elect Deborah Lee James  Management  For  Voted - For 
1.6  Elect Thomas A. Kennedy  Management  For  Voted - For 
1.7  Elect Lionel L. Nowell, III  Management  For  Voted - For 
1.8  Elect James L. Ziemer  Management  For  Voted - For 
1.9  Elect Maria T. Zuber  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
THE ALLSTATE CORPORATION       
Security ID: 020002101 Ticker: ALL       
Meeting Date: 23-May-23       
1.1  Elect Donald E. Brown  Management  For  Voted - For 
1.2  Elect Kermit R. Crawford  Management  For  Voted - For 
1.3  Elect Richard T. Hume  Management  For  Voted - For 
1.4  Elect Margaret M. Keane  Management  For  Voted - For 
1.5  Elect Siddharth N. Mehta  Management  For  Voted - For 
1.6  Elect Jacques P. Perold  Management  For  Voted - For 
1.7  Elect Andrea Redmond  Management  For  Voted - For 
1.8  Elect Gregg M. Sherrill  Management  For  Voted - For 
1.9  Elect Judith A. Sprieser  Management  For  Voted - For 
1.10  Elect Perry M. Traquina  Management  For  Voted - For 
1.11  Elect Monica Turner  Management  For  Voted - For 
1.12  Elect Thomas J. Wilson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
THE BANK OF NEW YORK MELLON CORPORATION       
Security ID: 064058100 Ticker: BK       
Meeting Date: 12-Apr-23       
1.1  Elect Linda Z. Cook  Management  For  Voted - For 
1.2  Elect Joseph J. Echevarria  Management  For  Voted - For 
1.3  Elect M. Amy Gilliland  Management  For  Voted - For 
1.4  Elect Jeffrey A. Goldstein  Management  For  Voted - For 
1.5  Elect K. Guru Gowrappan  Management  For  Voted - For 
1.6  Elect Ralph Izzo  Management  For  Voted - For 
1.7  Elect Sandie O'Connor  Management  For  Voted - For 
1.8  Elect Elizabeth E. Robinson  Management  For  Voted - For 
1.9  Elect Frederick O. Terrell  Management  For  Voted - For 
1.10  Elect Robin A. Vince  Management  For  Voted - For 
1.11  Elect Alfred W. Zollar  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

72

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
THE CHEMOURS COMPANY       
Security ID: 163851108 Ticker: CC       
Meeting Date: 26-Apr-23       
1.1  Elect Curtis V. Anastasio  Management  For  Voted - For 
1.2  Elect Mary B. Cranston  Management  For  Voted - For 
1.3  Elect Curtis J. Crawford  Management  For  Voted - For 
1.4  Elect Dawn L. Farrell  Management  For  Voted - For 
1.5  Elect Erin Kane  Management  For  Voted - For 
1.6  Elect Sean D. Keohane  Management  For  Voted - For 
1.7  Elect Mark E. Newman  Management  For  Voted - For 
1.8  Elect Guillaume Pepy  Management  For  Voted - For 
1.9  Elect Sandra Phillips Rogers  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
THE CIGNA GROUP       
Security ID: 125523100 Ticker: CI       
Meeting Date: 26-Apr-23       
1.1  Elect David M. Cordani  Management  For  Voted - For 
1.2  Elect William J. DeLaney  Management  For  Voted - For 
1.3  Elect Eric J. Foss  Management  For  Voted - For 
1.4  Elect Elder Granger  Management  For  Voted - For 
1.5  Elect Neesha Hathi  Management  For  Voted - For 
1.6  Elect George Kurian  Management  For  Voted - For 
1.7  Elect Kathleen M. Mazzarella  Management  For  Voted - For 
1.8  Elect Mark B. McClellan  Management  For  Voted - For 
1.9  Elect Kimberly A. Ross  Management  For  Voted - For 
1.10  Elect Eric C. Wiseman  Management  For  Voted - For 
1.11  Elect Donna F. Zarcone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 

 

73

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
THE GOLDMAN SACHS GROUP, INC.       
Security ID: 38141G104 Ticker: GS       
Meeting Date: 26-Apr-23       
1.1  Elect M. Michele Burns  Management  For  Voted - For 
1.2  Elect Mark Flaherty  Management  For  Voted - For 
1.3  Elect Kimberley Harris  Management  For  Voted - For 
1.4  Elect Kevin R. Johnson  Management  For  Voted - For 
1.5  Elect Ellen J. Kullman  Management  For  Voted - For 
1.6  Elect Lakshmi N. Mittal  Management  For  Voted - For 
1.7  Elect Adebayo O. Ogunlesi  Management  For  Voted - For 
1.8  Elect Peter Oppenheimer  Management  For  Voted - For 
1.9  Elect David M. Solomon  Management  For  Voted - For 
1.10  Elect Jan E. Tighe  Management  For  Voted - For 
1.11  Elect Jessica Uhl  Management  For  Voted - For 
1.12  Elect David A. Viniar  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Third-Party Review       
  for Congruency of China-focused ETFs  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding a Racial Equity Audit  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Absolute GHG       
  Reduction Targets  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Transition Plan       
  Report for Financing Activities  Shareholder  Against  Voted - Against 
12  Shareholder Proposal Regarding Median Gender and       
  Racial Pay Equity Report  Shareholder  Against  Voted - Against 
THE GOODYEAR TIRE & RUBBER COMPANY       
Security ID: 382550101 Ticker: GT       
Meeting Date: 10-Apr-23       
1.1  Elect Norma B. Clayton  Management  For  Voted - For 
1.2  Elect James A. Firestone  Management  For  Voted - For 
1.3  Elect Werner Geissler  Management  For  Voted - For 
1.4  Elect Laurette T. Koellner  Management  For  Voted - For 
1.5  Elect Richard J. Kramer  Management  For  Voted - For 
1.6  Elect Karla R. Lewis  Management  For  Voted - For 
1.7  Elect Prashanth Mahendra-Rajah  Management  For  Voted - For 
1.8  Elect John E. McGlade  Management  For  Voted - For 
1.9  Elect Roderick A. Palmore  Management  For  Voted - For 
1.10  Elect Hera K. Siu  Management  For  Voted - For 

 

74

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect Michael R. Wessel  Management  For  Voted - For 
1.12  Elect Thomas L. Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Elimination of Supermajority Requirement  Management  For  Voted - For 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
THE HARTFORD FINANCIAL SERVICES GROUP, INC.       
Security ID: 416515104 Ticker: HIG       
Meeting Date: 17-May-23       
1.1  Elect Larry D. De Shon  Management  For  Voted - For 
1.2  Elect Carlos Dominguez  Management  For  Voted - For 
1.3  Elect Trevor Fetter  Management  For  Voted - For 
1.4  Elect Donna A. James  Management  For  Voted - For 
1.5  Elect Kathryn A. Mikells  Management  For  Voted - For 
1.6  Elect Edmund Reese  Management  For  Voted - For 
1.7  Elect Teresa W. Roseborough  Management  For  Voted - For 
1.8  Elect Virginia P. Ruesterholz  Management  For  Voted - For 
1.9  Elect Christopher J. Swift  Management  For  Voted - For 
1.10  Elect Matthew E. Winter  Management  For  Voted - For 
1.11  Elect Greig Woodring  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
THE HOME DEPOT, INC.       
Security ID: 437076102 Ticker: HD       
Meeting Date: 18-May-23       
1.1  Elect Gerard J. Arpey  Management  For  Voted - For 
1.2  Elect Ari Bousbib  Management  For  Voted - For 
1.3  Elect Jeffery H. Boyd  Management  For  Voted - For 
1.4  Elect Gregory D. Brenneman  Management  For  Voted - For 
1.5  Elect J. Frank Brown  Management  For  Voted - For 
1.6  Elect Albert P. Carey  Management  For  Voted - For 
1.7  Elect Edward P. Decker  Management  For  Voted - For 
1.8  Elect Linda R. Gooden  Management  For  Voted - For 
1.9  Elect Wayne M. Hewett  Management  For  Voted - For 
1.10  Elect Manuel Kadre  Management  For  Voted - For 
1.11  Elect Stephanie C. Linnartz  Management  For  Voted - For 
1.12  Elect Paula Santilli  Management  For  Voted - For 
1.13  Elect Caryn Seidman-Becker  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

75

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Reducing Ownership       
  Threshold Required to Act by Written Consent  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Rescission of       
  Majority-Supported Shareholder Proposal  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Public Positions on       
  Political Speech  Shareholder  Against  Voted - Against 
THE J. M. SMUCKER COMPANY       
Security ID: 832696405 Ticker: SJM       
Meeting Date: 17-Aug-22       
1.1  Elect Susan E. Chapman-Hughes  Management  For  Voted - For 
1.2  Elect Paul J. Dolan  Management  For  Voted - For 
1.3  Elect Jay L. Henderson  Management  For  Voted - For 
1.4  Elect Jonathan E. Johnson III  Management  For  Voted - For 
1.5  Elect Kirk L. Perry  Management  For  Voted - For 
1.6  Elect Sandra Pianalto  Management  For  Voted - For 
1.7  Elect Alex Shumate  Management  For  Voted - For 
1.8  Elect Mark T. Smucker  Management  For  Voted - For 
1.9  Elect Richard K. Smucker  Management  For  Voted - For 
1.10  Elect Jodi L. Taylor  Management  For  Voted - For 
1.11  Elect Dawn C. Willoughby  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to Articles to Eliminate Time Phased       
  Voting Provisions  Management  For  Voted - For 
THE KRAFT HEINZ COMPANY       
Security ID: 500754106 Ticker: KHC       
Meeting Date: 04-May-23       
1.1  Elect Gregory E. Abel  Management  For  Voted - For 
1.2  Elect Humberto P. Alfonso  Management  For  Voted - Against 
1.3  Elect John T. Cahill  Management  For  Voted - For 
1.4  Elect Lori Dickerson Fouche  Management  For  Voted - For 
1.5  Elect Diane Gherson  Management  For  Voted - For 
1.6  Elect Timothy Kenesey  Management  For  Voted - For 
1.7  Elect Alicia Knapp  Management  For  Voted - For 
1.8  Elect Elio Leoni Sceti  Management  For  Voted - For 
1.9  Elect Susan R. Mulder  Management  For  Voted - For 
1.10  Elect James Park  Management  For  Voted - For 
1.11  Elect Miguel Patricio  Management  For  Voted - For 
1.12  Elect John C. Pope  Management  For  Voted - For 

 

76

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - For 
5  Shareholder Proposal Regarding Water Risk Exposure  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  Against  Voted - Against 
THE KROGER CO.       
Security ID: 501044101 Ticker: KR       
Meeting Date: 22-Jun-23       
1.1  Elect Nora A. Aufreiter  Management  For  Voted - For 
1.2  Elect Kevin M. Brown  Management  For  Voted - For 
1.3  Elect Elaine L. Chao  Management  For  Voted - For 
1.4  Elect Anne Gates  Management  For  Voted - For 
1.5  Elect Karen M. Hoguet  Management  For  Voted - For 
1.6  Elect W. Rodney McMullen  Management  For  Voted - For 
1.7  Elect Clyde R. Moore  Management  For  Voted - For 
1.8  Elect Ronald L. Sargent  Management  For  Voted - For 
1.9  Elect Judith Amanda Sourry Knox  Management  For  Voted - For 
1.10  Elect Mark S. Sutton  Management  For  Voted - For 
1.11  Elect Ashok Vemuri  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding External Public       
  Health Costs Created by the Sale of Tobacco Products  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Charitable       
  Contributions Disclosure  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Plastics  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Median Gender and       
  Racial Pay Equity Report  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding EEO Policy Risk       
  Report  Shareholder  Against  Voted - Against 
THE MOSAIC COMPANY       
Security ID: 61945C103 Ticker: MOS       
Meeting Date: 25-May-23       
1.1  Elect Cheryl K. Beebe  Management  For  Voted - For 
1.2  Elect Gregory L. Ebel  Management  For  Voted - For 
1.3  Elect Timothy S. Gitzel  Management  For  Voted - For 
1.4  Elect Denise C. Johnson  Management  For  Voted - Against 
1.5  Elect Emery N. Koenig  Management  For  Voted - For 
1.6  Elect James C. O'Rourke  Management  For  Voted - For 
1.7  Elect David T. Seaton  Management  For  Voted - For 
1.8  Elect Steven M. Seibert  Management  For  Voted - For 
1.9  Elect Joao Roberto Goncalves Teixeira  Management  For  Voted - For 
1.10  Elect Gretchen H. Watkins  Management  For  Voted - For 

 

77

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect Kelvin R. Westbrook  Management  For  Voted - Against 
2  Approval of the 2023 Stock and Incentive Plan  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Aligning GHG       
  Reductions with Paris Agreement  Shareholder  Against  Voted - Against 
THE PNC FINANCIAL SERVICES GROUP, INC.       
Security ID: 693475105 Ticker: PNC       
Meeting Date: 26-Apr-23       
1.1  Elect Joseph Alvarado  Management  For  Voted - For 
1.2  Elect Debra A. Cafaro  Management  For  Voted - For 
1.3  Elect Marjorie Rodgers Cheshire  Management  For  Voted - For 
1.4  Elect William S. Demchak  Management  For  Voted - For 
1.5  Elect Andrew T. Feldstein  Management  For  Voted - For 
1.6  Elect Richard J. Harshman  Management  For  Voted - For 
1.7  Elect Daniel R. Hesse  Management  For  Voted - For 
1.8  Elect Renu Khator  Management  For  Voted - For 
1.9  Elect Linda R. Medler  Management  For  Voted - For 
1.10  Elect Robert A. Niblock  Management  For  Voted - For 
1.11  Elect Martin Pfinsgraff  Management  For  Voted - For 
1.12  Elect Bryan S. Salesky  Management  For  Voted - For 
1.13  Elect Toni Townes-Whitley  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
THE PROCTER & GAMBLE COMPANY       
Security ID: 742718109 Ticker: PG       
Meeting Date: 11-Oct-22       
1.1  Elect B. Marc Allen  Management  For  Voted - For 
1.2  Elect Angela F. Braly  Management  For  Voted - For 
1.3  Elect Amy L. Chang  Management  For  Voted - For 
1.4  Elect Joseph Jimenez  Management  For  Voted - For 
1.5  Elect Christopher Kempczinski  Management  For  Voted - For 
1.6  Elect Debra L. Lee  Management  For  Voted - For 
1.7  Elect Terry J. Lundgren  Management  For  Voted - For 
1.8  Elect Christine M. McCarthy  Management  For  Voted - For 
1.9  Elect Jon R. Moeller  Management  For  Voted - For 
1.10  Elect Rajesh Subramaniam  Management  For  Voted - For 
1.11  Elect Patricia A. Woertz  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

78

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
THE WALT DISNEY COMPANY       
Security ID: 254687106 Ticker: DIS       
Meeting Date: 03-Apr-23       
1.1  Elect Mary T. Barra  Management  For  Voted - For 
1.2  Elect Safra A. Catz  Management  For  Voted - For 
1.3  Elect Amy L. Chang  Management  For  Voted - For 
1.4  Elect Francis A. deSouza  Management  For  Voted - For 
1.5  Elect Carolyn N. Everson  Management  For  Voted - For 
1.6  Elect Michael B.G. Froman  Management  For  Voted - For 
1.7  Elect Robert A. Iger  Management  For  Voted - For 
1.8  Elect Maria Elena Lagomasino  Management  For  Voted - For 
1.9  Elect Calvin R. McDonald  Management  For  Voted - For 
1.10  Elect Mark G. Parker  Management  For  Voted - For 
1.11  Elect Derica W. Rice  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Charitable       
  Contributions Disclosure  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
THE WESTERN UNION COMPANY       
Security ID: 959802109 Ticker: WU       
Meeting Date: 12-May-23       
1.1  Elect Martin I. Cole  Management  For  Voted - For 
1.2  Elect Betsy D. Holden  Management  For  Voted - For 
1.3  Elect Jeffrey A. Joerres  Management  For  Voted - For 
1.4  Elect Devin McGranahan  Management  For  Voted - For 
1.5  Elect Michael A. Miles, Jr.  Management  For  Voted - For 
1.6  Elect Timothy P. Murphy  Management  For  Voted - For 
1.7  Elect Jan Siegmund  Management  For  Voted - For 
1.8  Elect Angela A. Sun  Management  For  Voted - For 
1.9  Elect Solomon D. Trujillo  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Right to Act by       
  Written Consent  Shareholder  Against  Voted - Against 

 

79

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
THERMO FISHER SCIENTIFIC INC.       
Security ID: 883556102 Ticker: TMO       
Meeting Date: 24-May-23       
1.1  Elect Marc N. Casper  Management  For  Voted - For 
1.2  Elect Nelson J. Chai  Management  For  Voted - For 
1.3  Elect Ruby R. Chandy  Management  For  Voted - For 
1.4  Elect C. Martin Harris  Management  For  Voted - For 
1.5  Elect Tyler Jacks  Management  For  Voted - For 
1.6  Elect R. Alexandra Keith  Management  For  Voted - For 
1.7  Elect James C. Mullen  Management  For  Voted - For 
1.8  Elect Lars R. Sorensen  Management  For  Voted - For 
1.9  Elect Debora L. Spar  Management  For  Voted - For 
1.10  Elect Scott M. Sperling  Management  For  Voted - For 
1.11  Elect Dion J. Weisler  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the 2013 Stock Incentive Plan  Management  For  Voted - For 
6  Approval of the 2023 Employee Stock Purchase Plan  Management  For  Voted - For 
TOLL BROTHERS, INC.       
Security ID: 889478103 Ticker: TOL       
Meeting Date: 07-Mar-23       
1.1  Elect Douglas C. Yearley, Jr.  Management  For  Voted - For 
1.2  Elect Stephen F. East  Management  For  Voted - For 
1.3  Elect Christine N. Garvey  Management  For  Voted - For 
1.4  Elect Karen H. Grimes  Management  For  Voted - For 
1.5  Elect Derek T. Kan  Management  For  Voted - For 
1.6  Elect Carl B. Marbach  Management  For  Voted - For 
1.7  Elect John A. McLean  Management  For  Voted - For 
1.8  Elect Wendell E Pritchett  Management  For  Voted - For 
1.9  Elect Paul E. Shapiro  Management  For  Voted - Against 
1.10  Elect Scott D. Stowell  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
TRONOX HOLDINGS PLC       
Security ID: G9087Q102 Ticker: TROX       
Meeting Date: 03-May-23       
1.1  Elect Ilan Kaufthal  Management  For  Voted - For 
1.2  Elect John Romano  Management  For  Voted - For 

 

80

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Jean-Francois Turgeon  Management  For  Voted - For 
1.4  Elect Mutlaq Al Morished  Management  For  Voted - For 
1.5  Elect Vanessa A. Guthrie  Management  For  Voted - For 
1.6  Elect Peter B. Johnston  Management  For  Voted - For 
1.7  Elect Ginger M. Jones  Management  For  Voted - For 
1.8  Elect Stephen J. Jones  Management  For  Voted - For 
1.9  Elect Moazzam Khan  Management  For  Voted - For 
1.10  Elect Sipho A. Nkosi  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Remuneration Policy  Management  For  Voted - For 
6  Remuneration Report  Management  For  Voted - For 
7  Re-appointment of Statutory Auditor  Management  For  Voted - For 
8  Authority to Set Auditor's Fees  Management  For  Voted - For 
9  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
11  Authority to Repurchase Shares Off-Market  Management  For  Voted - For 
TRUIST FINANCIAL CORPORATION       
Security ID: 89832Q109 Ticker: TFC       
Meeting Date: 25-Apr-23       
1.1  Elect Jennifer S. Banner  Management  For  Voted - For 
1.2  Elect K. David Boyer, Jr.  Management  For  Voted - For 
1.3  Elect Agnes Bundy Scanlan  Management  For  Voted - For 
1.4  Elect Anna R. Cablik  Management  For  Voted - For 
1.5  Elect Dallas S. Clement  Management  For  Voted - For 
1.6  Elect Paul D. Donahue  Management  For  Voted - For 
1.7  Elect Patrick C. Graney III  Management  For  Voted - For 
1.8  Elect Linnie M. Haynesworth  Management  For  Voted - For 
1.9  Elect Kelly S. King  Management  For  Voted - For 
1.10  Elect Easter A. Maynard  Management  For  Voted - For 
1.11  Elect Donna S. Morea  Management  For  Voted - For 
1.12  Elect Charles A. Patton  Management  For  Voted - For 
1.13  Elect Nido R. Qubein  Management  For  Voted - For 
1.14  Elect David M. Ratcliffe  Management  For  Voted - For 
1.15  Elect William H. Rogers, Jr.  Management  For  Voted - For 
1.16  Elect Frank P. Scruggs, Jr.  Management  For  Voted - For 
1.17  Elect Christine Sears  Management  For  Voted - For 
1.18  Elect Thomas E. Skains  Management  For  Voted - For 
1.19  Elect Bruce L. Tanner  Management  For  Voted - For 
1.20  Elect Thomas N. Thompson  Management  For  Voted - For 
1.21  Elect Steven C. Voorhees  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 

 

81

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
TYSON FOODS, INC.       
Security ID: 902494103 Ticker: TSN       
Meeting Date: 09-Feb-23       
1.1  Elect John H. Tyson  Management  For  Voted - For 
1.2  Elect Les R. Baledge  Management  For  Voted - Against 
1.3  Elect Mike D. Beebe  Management  For  Voted - For 
1.4  Elect Maria Claudia Borras  Management  For  Voted - For 
1.5  Elect David J. Bronczek  Management  For  Voted - For 
1.6  Elect Mikel A. Durham  Management  For  Voted - Against 
1.7  Elect Donnie King  Management  For  Voted - For 
1.8  Elect Jonathan D. Mariner  Management  For  Voted - For 
1.9  Elect Kevin M. McNamara  Management  For  Voted - For 
1.10  Elect Cheryl S. Miller  Management  For  Voted - For 
1.11  Elect Jeffrey K. Schomburger  Management  For  Voted - For 
1.12  Elect Barbara A. Tyson  Management  For  Voted - For 
1.13  Elect Noel White  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
5  Amendment to the 2000 Stock Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Policy on Use of       
  Antibiotics in the Supply Chain  Shareholder  Against  Voted - Against 
U.S. BANCORP       
Security ID: 902973304 Ticker: USB       
Meeting Date: 18-Apr-23       
1.1  Elect Warner L. Baxter  Management  For  Voted - For 
1.2  Elect Dorothy J. Bridges  Management  For  Voted - For 
1.3  Elect Elizabeth L. Buse  Management  For  Voted - For 
1.4  Elect Andrew Cecere  Management  For  Voted - For 
1.5  Elect Alan B. Colberg  Management  For  Voted - For 
1.6  Elect Kimberly N. Ellison-Taylor  Management  For  Voted - For 
1.7  Elect Kimberly J. Harris  Management  For  Voted - For 
1.8  Elect Roland A. Hernandez  Management  For  Voted - For 
1.9  Elect Richard P. McKenney  Management  For  Voted - For 
1.10  Elect Yusuf I. Mehdi  Management  For  Voted - For 
1.11  Elect Loretta E. Reynolds  Management  For  Voted - For 
1.12  Elect John P. Wiehoff  Management  For  Voted - For 
1.13  Elect Scott W. Wine  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

82

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
UGI CORPORATION       
Security ID: 902681105 Ticker: UGI       
Meeting Date: 27-Jan-23       
1.1  Elect Frank S. Hermance  Management  For  Voted - For 
1.2  Elect M. Shawn Bort  Management  For  Voted - For 
1.3  Elect Theodore A. Dosch  Management  For  Voted - For 
1.4  Elect Alan N. Harris  Management  For  Voted - For 
1.5  Elect Mario Longhi  Management  For  Voted - For 
1.6  Elect William J. Marrazzo  Management  For  Voted - For 
1.7  Elect Cindy J. Miller  Management  For  Voted - For 
1.8  Elect Roger Perreault  Management  For  Voted - For 
1.9  Elect Kelly A. Romano  Management  For  Voted - For 
1.10  Elect James B. Stallings, Jr.  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
UNITED AIRLINES HOLDINGS, INC.       
Security ID: 910047109 Ticker: UAL       
Meeting Date: 24-May-23       
1.1  Elect Carolyn Corvi  Management  For  Voted - For 
1.2  Elect Matthew Friend  Management  For  Voted - For 
1.3  Elect Barnaby "Barney" M. Harford  Management  For  Voted - For 
1.4  Elect Michele J. Hooper  Management  For  Voted - For 
1.5  Elect Walter Isaacson  Management  For  Voted - For 
1.6  Elect James A.C. Kennedy  Management  For  Voted - For 
1.7  Elect J. Scott Kirby  Management  For  Voted - For 
1.8  Elect Edward M. Philip  Management  For  Voted - Against 
1.9  Elect Edward L. Shapiro  Management  For  Voted - For 
1.10  Elect Laysha Ward  Management  For  Voted - Against 
1.11  Elect James M. Whitehurst  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2021 Incentive Compensation Plan  Management  For  Voted - For 
6  Amendment to the Director Equity Incentive Plan  Management  For  Voted - For 
UNITI GROUP INC.       
Security ID: 91325V108 Ticker: UNIT       
Meeting Date: 25-May-23       
1.1  Elect Jennifer S. Banner  Management  For  Voted - For 
1.2  Elect Scott G. Bruce  Management  For  Voted - For 

 

83

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Francis X. Frantz  Management  For  Voted - For 
1.4  Elect Kenneth A. Gunderman  Management  For  Voted - For 
1.5  Elect Carmen Perez-Carlton  Management  For  Voted - For 
2  Amendment to the 2015 Equity Incentive Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
UNIVERSAL HEALTH SERVICES, INC.       
Security ID: 913903100 Ticker: UHS       
Meeting Date: 17-May-23       
1.1  Elect Nina Chen-Langenmayr  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
VALERO ENERGY CORPORATION       
Security ID: 91913Y100 Ticker: VLO       
Meeting Date: 09-May-23       
1.1  Elect Fred M. Diaz  Management  For  Voted - For 
1.2  Elect H. Paulett Eberhart  Management  For  Voted - For 
1.3  Elect Marie A. Ffolkes  Management  For  Voted - For 
1.4  Elect Joseph W. Gorder  Management  For  Voted - For 
1.5  Elect Kimberly S. Greene  Management  For  Voted - For 
1.6  Elect Deborah P. Majoras  Management  For  Voted - For 
1.7  Elect Eric D. Mullins  Management  For  Voted - For 
1.8  Elect Donald L. Nickles  Management  For  Voted - For 
1.9  Elect Robert A. Profusek  Management  For  Voted - For 
1.10  Elect Randall J. Weisenburger  Management  For  Voted - For 
1.11  Elect Rayford Wilkins Jr.  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Report on Climate       
  Transition Plan and GHG Targets  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding a Racial Equity Audit  Shareholder  Against  Voted - Against 
VERIZON COMMUNICATIONS INC.       
Security ID: 92343V104 Ticker: VZ       
Meeting Date: 11-May-23       
1.1  Elect Shellye L. Archambeau  Management  For  Voted - For 
1.2  Elect Roxanne S. Austin  Management  For  Voted - For 
1.3  Elect Mark T. Bertolini  Management  For  Voted - For 
1.4  Elect Vittorio Colao  Management  For  Voted - For 

 

84

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Melanie L. Healey  Management  For  Voted - For 
1.6  Elect Laxman Narasimhan  Management  For  Voted - For 
1.7  Elect Clarence Otis, Jr.  Management  For  Voted - For 
1.8  Elect Daniel H. Schulman  Management  For  Voted - For 
1.9  Elect Rodney E. Slater  Management  For  Voted - For 
1.10  Elect Carol B. Tome  Management  For  Voted - For 
1.11  Elect Hans E. Vestberg  Management  For  Voted - For 
1.12  Elect Gregory G. Weaver  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Government       
  Takedown Requests  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding a Policy to Prohibit       
  Political and Electioneering Expenditures  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Amendment to       
  Clawback Policy  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
VIATRIS INC.       
Security ID: 92556V106 Ticker: VTRS       
Meeting Date: 09-Dec-22       
1.1  Elect W. Don Cornwell  Management  For  Voted - For 
1.2  Elect Harry A. Korman  Management  For  Voted - For 
1.3  Elect Rajiv Malik  Management  For  Voted - For 
1.4  Elect Richard A. Mark  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
VISTRA CORP.       
Security ID: 92840M102 Ticker: VST       
Meeting Date: 02-May-23       
1.1  Elect Scott B. Helm  Management  For  Voted - For 
1.2  Elect Hilary E. Ackermann  Management  For  Voted - For 
1.3  Elect Arcilia C. Acosta  Management  For  Voted - For 
1.4  Elect Gavin R. Baiera  Management  For  Voted - For 
1.5  Elect Paul M. Barbas  Management  For  Voted - For 
1.6  Elect James A. Burke  Management  For  Voted - For 
1.7  Elect Lisa Crutchfield  Management  For  Voted - For 
1.8  Elect Brian K. Ferraioli  Management  For  Voted - For 
1.9  Elect Jeff D. Hunter  Management  For  Voted - For 
1.10  Elect Julie Lagacy  Management  For  Voted - For 
1.11  Elect John R. Sult  Management  For  Voted - For 

 

85

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
VMWARE, INC.       
Security ID: 928563402 Ticker: VMW       
Meeting Date: 12-Jul-22       
1.1  Elect Nicole Anasenes  Management  For  Voted - For 
1.2  Elect Marianne C. Brown  Management  For  Voted - For 
1.3  Elect Paul Sagan  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
Meeting Date: 04-Nov-22       
1  Broadcom Transaction  Management  For  Voted - For 
2  Advisory Vote on Golden Parachutes  Management  For  Voted - For 
3  Right to Adjourn Meeting  Management  For  Voted - For 
4  Director & Officer Liability/Indemnification  Management  For  Voted - For 
WALGREENS BOOTS ALLIANCE, INC.       
Security ID: 931427108 Ticker: WBA       
Meeting Date: 26-Jan-23       
1.1  Elect Janice M. Babiak  Management  For  Voted - For 
1.2  Elect Inderpal S. Bhandari  Management  For  Voted - For 
1.3  Elect Rosalind G. Brewer  Management  For  Voted - For 
1.4  Elect Ginger L. Graham  Management  For  Voted - For 
1.5  Elect Bryan C. Hanson  Management  For  Voted - For 
1.6  Elect Valerie B. Jarrett  Management  For  Voted - For 
1.7  Elect John A. Lederer  Management  For  Voted - For 
1.8  Elect Dominic P. Murphy  Management  For  Voted - For 
1.9  Elect Stefano Pessina  Management  For  Voted - For 
1.10  Elect Nancy M. Schlichting  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding External Public       
  Health Costs Created by the Sale of Tobacco Products  Shareholder  Against  Voted - Against 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
WALMART INC.       
Security ID: 931142103 Ticker: WMT       
Meeting Date: 31-May-23       
1.1  Elect Cesar Conde  Management  For  Voted - For 
1.2  Elect Timothy P. Flynn  Management  For  Voted - For 

 

86

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Sarah J. Friar  Management  For  Voted - For 
1.4  Elect Carla A. Harris  Management  For  Voted - For 
1.5  Elect Thomas W. Horton  Management  For  Voted - For 
1.6  Elect Marissa A. Mayer  Management  For  Voted - For 
1.7  Elect C. Douglas McMillon  Management  For  Voted - For 
1.8  Elect Gregory B. Penner  Management  For  Voted - For 
1.9  Elect Randall L. Stephenson  Management  For  Voted - For 
1.10  Elect S. Robson Walton  Management  For  Voted - For 
1.11  Elect Steuart L. Walton  Management  For  Voted - For 
2  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Employee Salary       
  Considerations When Setting Executive Compensation  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Human Rights Due       
  Diligence Process Report  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Racial and Gender       
  Layoff Diversity Report  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Shareholder Approval       
  of Advance Notice Provisions  Shareholder  Against  Voted - For 
10  Shareholder Proposal Regarding Report on Risks from       
  Abortion-Related Information Requests  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
12  Shareholder Proposal Regarding Third-Party Audit of       
  Policies on Workplace Safety and Violence  Shareholder  Against  Voted - For 
WELLS FARGO & COMPANY       
Security ID: 949746101 Ticker: WFC       
Meeting Date: 25-Apr-23       
1.1  Elect Steven D. Black  Management  For  Voted - Against 
1.2  Elect Mark A. Chancy  Management  For  Voted - For 
1.3  Elect Celeste A. Clark  Management  For  Voted - For 
1.4  Elect Theodore F. Craver, Jr.  Management  For  Voted - For 
1.5  Elect Richard K. Davis  Management  For  Voted - For 
1.6  Elect Wayne M. Hewett  Management  For  Voted - Against 
1.7  Elect CeCelia Morken  Management  For  Voted - For 
1.8  Elect Maria R. Morris  Management  For  Voted - For 
1.9  Elect Felicia F. Norwood  Management  For  Voted - For 
1.10  Elect Richard B. Payne, Jr.  Management  For  Voted - For 
1.11  Elect Ronald L. Sargent  Management  For  Voted - For 
1.12  Elect Charles W. Scharf  Management  For  Voted - For 
1.13  Elect Suzanne M. Vautrinot  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 

 

87

 



  LSV Conservative Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with the Paris Agreement  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Transition Plan       
  Report for Financing Activities  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Harassment       
  and Discrimination  Shareholder  Against  Voted - For 
11  Shareholder Proposal Regarding Policy on Freedom of       
  Association  Shareholder  Against  Voted - For 
WERNER ENTERPRISES, INC.       
Security ID: 950755108 Ticker: WERN       
Meeting Date: 09-May-23       
1.1  Elect Diane K. Duren  Management  For  Voted - For 
1.2  Elect Derek J. Leathers  Management  For  Voted - For 
1.3  Elect Michelle D. Livingstone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
WESTROCK COMPANY       
Security ID: 96145D105 Ticker: WRK       
Meeting Date: 27-Jan-23       
1.1  Elect Colleen F. Arnold  Management  For  Voted - For 
1.2  Elect Timothy J. Bernlohr  Management  For  Voted - For 
1.3  Elect J. Powell Brown  Management  For  Voted - For 
1.4  Elect Terrell K. Crews  Management  For  Voted - For 
1.5  Elect Russell M. Currey  Management  For  Voted - For 
1.6  Elect Suzan F. Harrison  Management  For  Voted - For 
1.7  Elect Gracia C. Martore  Management  For  Voted - For 
1.8  Elect James E. Nevels  Management  For  Voted - For 
1.9  Elect E. Jean Savage  Management  For  Voted - For 
1.10  Elect David B. Sewell  Management  For  Voted - For 
1.11  Elect Dmitri L. Stockton  Management  For  Voted - For 
1.12  Elect Alan D. Wilson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

88

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
WEYERHAEUSER COMPANY       
Security ID: 962166104 Ticker: WY       
Meeting Date: 12-May-23       
1.1  Elect Mark A. Emmert  Management  For  Voted - For 
1.2  Elect Rick R. Holley  Management  For  Voted - For 
1.3  Elect Sara G. Lewis  Management  For  Voted - For 
1.4  Elect Deidra C. Merriwether  Management  For  Voted - For 
1.5  Elect Al Monaco  Management  For  Voted - For 
1.6  Elect Nicole W. Piasecki  Management  For  Voted - For 
1.7  Elect Lawrence A. Selzer  Management  For  Voted - For 
1.8  Elect Devin W. Stockfish  Management  For  Voted - For 
1.9  Elect Kim Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
WHIRLPOOL CORPORATION       
Security ID: 963320106 Ticker: WHR       
Meeting Date: 18-Apr-23       
1.1  Elect Samuel R. Allen  Management  For  Voted - Against 
1.2  Elect Marc R. Bitzer  Management  For  Voted - For 
1.3  Elect Greg Creed  Management  For  Voted - For 
1.4  Elect Diane M. Dietz  Management  For  Voted - For 
1.5  Elect Geraldine Elliott  Management  For  Voted - For 
1.6  Elect Jennifer A. LaClair  Management  For  Voted - For 
1.7  Elect John D. Liu  Management  For  Voted - For 
1.8  Elect James M. Loree  Management  For  Voted - For 
1.9  Elect Harish Manwani  Management  For  Voted - For 
1.10  Elect Patricia K. Poppe  Management  For  Voted - For 
1.11  Elect Larry O. Spencer  Management  For  Voted - For 
1.12  Elect Michael D. White  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of the 2023 Omnibus Stock and Incentive       
  Plan  Management  For  Voted - For 
XEROX HOLDINGS CORPORATION       
Security ID: 98421M106 Ticker: XRX       
Meeting Date: 25-May-23       
1.1  Elect Steven J. Bandrowczak  Management  For  Voted - For 
1.2  Elect Philip V. Giordano  Management  For  Voted - For 
1.3  Elect Scott Letier  Management  For  Voted - For 

 

89

 

LSV Conservative Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Jesse A. Lynn  Management  For  Voted - For 
1.5  Elect Nichelle Maynard-Elliott  Management  For  Voted - For 
1.6  Elect Steven D. Miller  Management  For  Voted - For 
1.7  Elect James L. Nelson  Management  For  Voted - Against 
1.8  Elect Margarita Palau-Hernandez  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Performance Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - For 
ZIONS BANCORPORATION, NATIONAL ASSOCIATION       
Security ID: 989701107 Ticker: ZION       
Meeting Date: 05-May-23       
1.1  Elect Maria Contreras-Sweet  Management  For  Voted - For 
1.2  Elect Gary L. Crittenden  Management  For  Voted - For 
1.3  Elect Suren K. Gupta  Management  For  Voted - For 
1.4  Elect Claire A. Huang  Management  For  Voted - For 
1.5  Elect Vivian S. Lee  Management  For  Voted - For 
1.6  Elect Scott J. McLean  Management  For  Voted - For 
1.7  Elect Edward F. Murphy  Management  For  Voted - For 
1.8  Elect Stephen D. Quinn  Management  For  Voted - For 
1.9  Elect Harris H. Simmons  Management  For  Voted - For 
1.10  Elect Aaron B. Skonnard  Management  For  Voted - For 
1.11  Elect Barbara A. Yastine  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 

 

90

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3SBIO INC       
Security ID: G8875G102 Ticker: 1530       
Meeting Date: 20-Jun-23       
1.1  Elect PU Tianruo  Management  For  Voted - Against 
1.2  Elect Heidi YANG Hoi Ti  Management  For  Voted - For 
1.3  Elect ZHANG Dan  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
ABSA GROUP LIMITED       
Security ID: S0270C106 Ticker: ABG       
Meeting Date: 02-Jun-23       
1.1  Re-elect Alex B. Darko  Management  For  Voted - For 
1.2  Re-elect Francis Okomo Okello  Management  For  Voted - For 
1.3  Re-elect Jason Quinn  Management  For  Voted - For 
1.4  Re-elect Nonhlanhla S. Mjoli-Mncube  Management  For  Voted - For 
1.5  Re-elect Tasneem Abdool-Samad  Management  For  Voted - For 
1.6  Elect Audit and Compliance Committee Member (Alex       
  B. Darko)  Management  For  Voted - For 
1.7  Elect Audit and Compliance Committee Member       
  (Dhanasagree (Daisy) Naidoo)  Management  For  Voted - For 
1.8  Elect Audit and Compliance Committee Member (Rene       
  van Wyk)  Management  For  Voted - Against 
1.9  Elect Audit and Compliance Committee Member       
  (Swithin Munyantwali)  Management  For  Voted - For 
1.10  Elect Audit and Compliance Committee Member       
  (Tasneem Abdool-Samad)  Management  For  Voted - For 
2  Appointment of Joint Auditor (KPMG)  Management  For  Voted - For 
3  Appointment of Joint Auditor (PwC)  Management  For  Voted - For 
4  General Authority to Issue Shares  Management  For  Voted - For 
5  Approve Remuneration Policy  Management  For  Voted - For 
6  Approve Remuneration Implementation Report  Management  For  Voted - For 
7  Approve NEDs' Fees  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Approve Financial Assistance  Management  For  Voted - For 
10  Increase in Authorised Capital  Management  For  Voted - For 
11  Amendments to Articles (Authorised Share Capital)  Management  For  Voted - For 
12  Approve B-BBEE Transaction  Management  For  Voted - For 

 

91

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
13  Authority to Issue Shares Pursuant to the B-BBEE       
  Transaction  Management  For  Voted - For 
14  Authority to Issue Shares for Cash Pursuant to the       
  B-BBEE Transaction  Management  For  Voted - For 
15  Authorization of Legal Formalities  Management  For  Voted - For 
16  Non-Voting Meeting Note  N/A    Non-Voting 
ABU DHABI COMMERCIAL BANK PJSC       
Security ID: M0152Q104 Ticker: ADCB       
Meeting Date: 29-Aug-22       
1  Authority to Renew Issuance Programs and Issue Debt       
  Instruments  Management  For  Voted - For 
2  Amendments to Articles of Association  Management  For  Voted - Abstain 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 20-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report  Management  For  Voted - For 
3  Auditor's Report  Management  For  Voted - For 
4  Sharia Supervisory Board Report  Management  For  Voted - For 
5  Financial Statements  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Ratification of Board Acts  Management  For  Voted - For 
9  Ratification of Auditor's Acts  Management  For  Voted - For 
10  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
11  Amendments to Article 6 (Share Capital)  Management  For  Voted - For 
12  Amendments to 15.1 (Alteration of Share Capital)  Management  For  Voted - For 
13  Deletion of Article 15.2 (Alteration of Share       
  Capital)  Management  For  Voted - For 
14  Addition of Article 41.2 (Binding Effect of       
  Resolutions)  Management  For  Voted - For 
15  Authority to Renew Issuance Programs  Management  For  Voted - For 
16  Authority to Issue Debt Instruments  Management  For  Voted - For 
17  Authority to Issue Tier 1 or Tier 2 Capital       
  Instruments  Management  For  Voted - For 
18  Authority to Issue Non-Convertible Securities  Management  For  Voted - For 
19  Non-Voting Meeting Note  N/A    Non-Voting 
AFRICAN RAINBOW MINERALS LIMITED       
Security ID: S01680107 Ticker: ARI       
Meeting Date: 01-Dec-22       
1.1  Re-elect Mike Arnold  Management  For  Voted - Against 
1.2  Re-elect Thomas A. Boardman  Management  For  Voted - Against 

 

92

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Re-elect Pitsi Mnisi  Management  For  Voted - For 
1.4  Re-elect Jan Steenkamp  Management  For  Voted - Against 
1.5  Elect Brian Kennedy  Management  For  Voted - For 
1.6  Elect Bongani Nqwababa  Management  For  Voted - For 
1.7  Elect Audit and Risk Committee Member (Tom Boardman)  Management  For  Voted - Against 
1.8  Elect Audit and Risk Committee Members (Frank       
  Abbott)  Management  For  Voted - Against 
1.9  Elect Audit and Risk Committee Members (Anton Botha)  Management  For  Voted - Against 
1.10  Elect Audit and Risk Committee Members (Alex       
  Maditsi)  Management  For  Voted - Against 
1.11  Election of Board Committee Members (Bongani       
  Nqwababa)  Management  For  Voted - For 
1.12  Elect Audit and Risk Committee Members (Pitsi Mnisi)  Management  For  Voted - For 
1.13  Elect Audit and Risk Committee Members (Rejoice       
  Simelane)  Management  For  Voted - Against 
2  Appointment of Auditor (FY2023)  Management  For  Voted - For 
3  Appointment of Auditor (FY2024)  Management  For  Voted - For 
4  Approve Remuneration Policy  Management  For  Voted - For 
5  Approve Remuneration Implementation Report  Management  For  Voted - For 
6  General Authority to Issue Shares  Management  For  Voted - For 
7  Authority to Issue Shares for Cash  Management  For  Voted - For 
8  Amendment to the 2018 Conditional Share Plan  Management  For  Voted - For 
9  Approve NEDs' Fees (Annual Retainer)  Management  For  Voted - For 
10  Approve NEDs' Fees (Board Meetings)  Management  For  Voted - For 
11  Approve NEDs' Fees (Committee Meetings)  Management  For  Voted - For 
12  Approve Financial Assistance (Section 44)  Management  For  Voted - For 
13  Approve Financial Assistance (Section 45)  Management  For  Voted - For 
14  Authority to Issue Shares Pursuant to Company's       
  Share or Employee Incentive Schemes  Management  For  Voted - For 
15  Authority to Repurchase Shares  Management  For  Voted - For 
AGILE GROUP HOLDINGS LIMITED       
Security ID: G01198103 Ticker: 3383       
Meeting Date: 25-May-23       
1.1  Elect CHAN Cheuk Yin  Management  For  Voted - Against 
1.2  Elect CHAN Cheuk Hei  Management  For  Voted - For 
1.3  Elect CHENG Hon Kwan  Management  For  Voted - Against 
1.4  Elect Gordon Kwong Che Keung  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Authority to Repurchase Shares  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
10  Amendments to Articles  Management  For  Voted - Against 

 

93

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ALIBABA GROUP HOLDING LIMITED       
Security ID: G01719114 Ticker: BABA       
Meeting Date: 30-Sep-22       
1.1  Elect Daniel Yong ZHANG  Management  For  Voted - For 
1.2  Elect Jerry YANG Chih-Yuan  Management  For  Voted - For 
1.3  Elect Wan Ling Martello  Management  For  Voted - For 
1.4  Elect SHAN Weijian  Management  For  Voted - For 
1.5  Elect Irene LEE Yun Lien  Management  For  Voted - For 
1.6  Elect Albert NG Kong Ping  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor  Management  For  Voted - For 
AMMB HOLDINGS BERHAD       
Security ID: Y0122P100 Ticker: AMBANK       
Meeting Date: 18-Aug-22       
1.1  Elect HONG Kean Yong  Management  For  Voted - For 
1.2  Elect KONG Sooi Lin  Management  For  Voted - For 
1.3  Elect Md Nor Bin Md Yusof  Management  For  Voted - For 
1.4  Elect Felicity Ann Youl  Management  For  Voted - For 
2  Directors' Fees  Management  For  Voted - For 
3  Directors' Benefits  Management  For  Voted - For 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Renewal of Authority to Issue Shares under the       
  Dividend       
  Reinvestment Plan  Management  For  Voted - For 
6  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
7  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
ANHUI CONCH CEMENT COMPANY LIMITED       
Security ID: Y01373102 Ticker: 0914       
Meeting Date: 13-Jul-22       
1.1  Elect YANG Jun  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Authority to Issue Medium-Term Notes  Management  For  Voted - For 
Meeting Date: 31-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report  Management  For  Voted - For 
3  Supervisors' Report  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 

 

94

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Authority to Give Guarantees  Management  For  Voted - For 
8  Amendments to Procedural Rules for Board Meetings  Management  For  Voted - For 
9  Amendments to Articles  Management  For  Voted - For 
10  Authority to Issue H Shares w/o Preemptive Rights  Management  For  Voted - Against 
ASE TECHNOLOGY HOLDING CO., LTD.       
Security ID: Y0249T100 Ticker: ASX       
Meeting Date: 27-Jun-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
ASIA CEMENT CHINA HOLDINGS CORPORATION       
Security ID: G0539C106 Ticker: 0743       
Meeting Date: 09-Jun-23       
1.1  Elect LIN Seng Chang  Management  For  Voted - For 
1.2  Elect WANG Wei  Management  For  Voted - For 
1.3  Elect LEE Kao Chao  Management  For  Voted - For 
1.4  Elect CHEN Ruey-Long  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Articles  Management  For  Voted - For 
ASIA VITAL COMPONENTS       
Security ID: Y0392D100 Ticker: 3017       
Meeting Date: 15-Jun-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
ASSECO POLAND SA       
Security ID: X02540130 Ticker: ACP       
Meeting Date: 30-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 

 

95

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Opening of Meeting; Election of Presiding Chair  Management  For  Voted - For 
4  Compliance with Rules of Convocation  Management  For  Voted - For 
5  Election of Scrutiny Commission  Management  For  Voted - For 
6  Agenda  Management  For  Voted - For 
7  Presentation of Management Board Report  Management  For  Voted - For 
8  Presentation of Financial Statements  Management  For  Voted - For 
9  Presentation of Auditor's Report  Management  For  Voted - For 
10  Presentation of Supervisory Board Report  Management  For  Voted - For 
11  Accounts and Reports  Management  For  Voted - For 
12  Ratification of Management Acts  Management  For  Voted - For 
13  Ratification of Supervisory Board Acts  Management  For  Voted - For 
14  Allocation of Profits/Dividends  Management  For  Voted - For 
15  Remuneration Report  Management  For  Voted - Against 
16  Remuneration Policy  Management  For  Voted - For 
17  Supervisory Board Fees  Management  For  Voted - For 
18  Non-Voting Agenda Item  N/A    Non-Voting 
19  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 15-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Opening of Meeting  Management  For  Voted - For 
4  Compliance with Rules of Convocation  Management  For  Voted - For 
5  Election of Scrutiny Commission  Management  For  Voted - For 
6  Agenda  Management  For  Voted - For 
7  Establishment of Reserve Capital Fund  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Non-Voting Agenda Item  N/A    Non-Voting 
ASTRA INTERNATIONAL TBK       
Security ID: Y7117N172 Ticker: ASII       
Meeting Date: 19-Apr-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Election of Directors and/or Commissioners (Slate);       
  Approval of Remuneration  Management  For  Voted - For 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
ASTRAL FOODS LIMITED       
Security ID: S0752H102 Ticker: ARL       
Meeting Date: 02-Feb-23       
1.1  Re-elect Theunis Eloff  Management  For  Voted - For 
1.2  Re-elect Anita Deline Cupido  Management  For  Voted - For 
1.3  Elect Audit and Risk Management Committee Member       
  (Diederik J. Fouche)  Management  For  Voted - For 

 

96

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Audit and Risk Management Committee Member       
  (Saleh Mayet)  Management  For  Voted - For 
1.5  Elect Audit and Risk Management Committee Member       
  (Tshepo M. Shabangu)  Management  For  Voted - For 
1.6  Elect Social and Ethics Committee Member (Tshepo M.       
  Shabangu)  Management  For  Voted - For 
1.7  Elect Social and Ethics Committee Member (Theunis       
  Eloff)  Management  For  Voted - For 
1.8  Elect Social and Ethics Committee Member (Gary D.       
  Arnold)  Management  For  Voted - For 
1.9  Elect Social and Ethics Committee Member (LW Hansen)  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Appointment of Auditor (FY2023)  Management  For  Voted - For 
4  Appointment of Auditor (FY2024)  Management  For  Voted - For 
5  Authority to Set Auditor's Fees  Management  For  Voted - For 
6  Approve Remuneration Policy  Management  For  Voted - For 
7  Approve Remuneration Implementation Report  Management  For  Voted - For 
8  Authorisation of Legal Formalities  Management  For  Voted - For 
9  Approve NEDs' Fees  Management  For  Voted - For 
10  Approve Financial Assistance (Related and       
  Inter-related Companies)  Management  For  Voted - For 
11  Authority to Repurchase Shares  Management  For  Voted - For 
AUROBINDO PHARMA LTD       
Security ID: Y04527142 Ticker: AUROPHARMA       
Meeting Date: 09-Jul-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Amendments to Business Object  Management  For  Voted - For 
3  Amendment to Memorandum of Association  Management  For  Voted - For 
Meeting Date: 02-Aug-22       
1.1  Elect K. Nithyananda Reddy  Management  For  Voted - For 
1.2  Elect M. Madan Mohan Reddy  Management  For  Voted - For 
2  Accounts and Reports (Standalone)  Management  For  Voted - For 
3  Accounts and Reports (Consolidated)  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
6  Appointment of P. Sarath Chandra Reddy (Whole-time       
  Director); Approval of Remuneration  Management  For  Voted - For 
7  Appointment of P. V. Ramprasad Reddy as Executive       
  Chairman of a Subsidiary; Approval of Remuneration  Management  For  Voted - For 
8  Approve Payment of Fees to Cost Auditors  Management  For  Voted - For 
Meeting Date: 21-Jan-23       
1.1  Elect Girish Paman Vanvari  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 

 

97

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 21-Mar-23       
1.1  Elect Santanu Mukherjee  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Amendments to Articles  Management  For  Voted - For 
4  Transferring of Business Undertaking  Management  For  Voted - For 
BAIC MOTOR CORPORATION LIMITED       
Security ID: Y0506H104 Ticker: 1958       
Meeting Date: 26-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Share Subscription Agreement  Management  For  Voted - For 
Meeting Date: 26-Jun-23       
1.1  Elect SONG Wei as Non-Executive Director  Management  For  Voted - For 
1.2  Elect JIAO Feng as Supervisor  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Trademark Licensing Framework Agreement with BAIC       
  Group  Management  For  Voted - For 
9  Revision of Annual Cap of Purchase of Service       
  Transactions Under the Products and Services       
  Purchasing Framework Agreement  Management  For  Voted - For 
10  Revision of Annual Cap of       
  Sale of Product       
  Transactions Under the Products and Services       
  Purchasing Framework Agreement  Management  For  Voted - For 
11  Revision of Annual Cap of       
  Deposit Transactions       
  Under the Products and Services Purchasing       
  Framework Agreement  Management  For  Voted - Against 
12  Authority to Give Guarantees  Management  For  Voted - For 
13  Amendments to Articles  Management  For  Voted - For 
14  Authority to Issue Debt Financing Instruments  Management  For  Voted - For 
15  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
16  Authority to Repurchase Shares  Management  For  Voted - For 
17  Non-Voting Meeting Note  N/A    Non-Voting 
18  Authority to Repurchase Shares  Management  For  Voted - For 

 

98

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
BAIDU, INC.       
Security ID: G07034104 Ticker: BIDU       
Meeting Date: 27-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Amended and Restated Articles of Association  Management  For  Voted - For 
BANCO DO BRASIL S.A.       
Security ID: P11427112 Ticker: BBAS3       
Meeting Date: 27-Apr-23       
1.1  Elect Kelly Tatiane Martins Quirino  Management  For  Voted - For 
1.2  Elect Tarciana Paula Gomes Medeiros  Management  For  Voted - For 
1.3  Elect Anelize Lenzi Ruas de Almeida  Management  For  Voted - For 
1.4  Elect Elisa Vieira Leonel  Management  For  Voted - For 
1.5  Elect Marcelo Gasparino da Silva  Management  For  Voted - For 
1.6  Elect Robert Juenemann  Management  For  Voted - For 
1.7  Elect Candidate to be Nominated by Controlling       
  Shareholder  Management  For  Voted - Abstain 
1.8  Elect Candidate to be Nominated by Controlling       
  Shareholder  Management  For  Voted - Abstain 
1.9  Elect Gileno Gurjao Barreto  Management  For  Voted - For 
1.10  Elect Fernando Florencio Campos  Management  For  Voted - For 
1.11  Elect Candidate to be Nominated by Controlling       
  Shareholder  Management  For  Voted - Abstain 
1.12  Elect Candidate to be Nominated by Controlling       
  Shareholder  Management  For  Voted - Abstain 
1.13  Elect Candidate to be Nominated by Controlling       
  Shareholder  Management  For  Voted - Abstain 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Capitalization of Reserves w/o Share Issuance  Management  For  Voted - For 
5  Amendments to Articles 36 and 37 (Board Committees)  Management  For  Voted - For 
6  Set Technology and Innovation Committee Fees  Management  For  Voted - For 
7  Set Corporate Sustainability Committee Fees  Management  For  Voted - For 
8  Instructions if Meeting is Held on Second Call  Management  For  Voted - For 
9  Non-Voting Meeting Note  N/A    Non-Voting 
10  Non-Voting Meeting Note  N/A    Non-Voting 
11  Non-Voting Agenda Item  N/A    Non-Voting 
12  Proportional Allocation of Cumulative Votes  Management  Against  Voted - For 
13  Allocate Cumulative Votes to Kelly Tatiane Martins       
  Quirino  Management  Against  Voted - For 
14  Allocate Cumulative Votes to Tarciana Paula Gomes       
  Medeiros  Management  Against  Voted - For 
15  Allocate Cumulative Votes to Anelize Lenzi Ruas de       
  Almeida  Management  Against  Voted - For 
16  Allocate Cumulative Votes to Elisa Vieira Leonel  Management  Against  Voted - For 

 

99

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
17  Allocate Cumulative Votes to Marcelo Gasparino da       
  Silva  Management  Against  Voted - For 
18  Allocate Cumulative Votes to Robert Juenemann  Management  Against  Voted - For 
19  Allocate Cumulative Votes to Individual Candidate  Management  For  Voted - Abstain 
20  Allocate Cumulative Votes to Individual Candidate  Management  For  Voted - Abstain 
21  Request Cumulative Voting  Management  For  Voted - Against 
22  Request Separate Election for Board Member  Management  For  Voted - Abstain 
23  Accounts and Reports  Management  For  Voted - For 
24  Allocation of Profits/Dividends  Management  For  Voted - For 
25  Remuneration Policy  Management  For  Voted - For 
26  Supervisory Council Fees  Management  For  Voted - For 
27  Audit Committee Fees  Management  For  Voted - For 
28  Risk and Capital Committee Fees  Management  For  Voted - For 
29  Human Resources, Remuneration and Eligibility       
  Committee Fees  Management  For  Voted - For 
30  Instructions if Meeting is Held on Second Call  Management  For  Voted - Against 
31  Non-Voting Meeting Note  N/A    Non-Voting 
BANCO DO ESTADO DO RIO GRANDE DO SUL SA       
Security ID: P12553247 Ticker: BRSR3       
Meeting Date: 27-Apr-23       
1.1  Elect Adriano Cives Seabra as Board Member       
  Presented by Preferred Shareholders  Management  For  Voted - Against 
1.2  Elect Reginaldo Ferreira Alexandre to the       
  Supervisory Council Presented by Preferred       
  Shareholders  Management  Against  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Cumulate Common and Preferred Shares  Management  For  Voted - Abstain 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
BANGKOK BANK PUBLIC COMPANY LIMITED       
Security ID: Y0606R119 Ticker: BBL       
Meeting Date: 12-Apr-23       
1.1  Elect Deja Tulananda  Management  For  Voted - Against 
1.2  Elect Siri Jirapongphan  Management  For  Voted - Against 
1.3  Elect Pichet Durongkaveroj  Management  For  Voted - Against 
1.4  Elect Charamporn Jotikasthira  Management  For  Voted - Against 
1.5  Elect Chartsiri Sophonpanich  Management  For  Voted - For 
1.6  Elect Chansak Fuangfu  Management  For  Voted - Against 
1.7  Elect Niramarn Laisathit  Management  For  Voted - Against 
2  Results of Operations  Management  For  Voted - For 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 

 

100

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Amendments to Articles  Management  For  Voted - For 
8  Transaction of Other Business  Management  For  Voted - Against 
9  Non-Voting Meeting Note  N/A    Non-Voting 
10  Non-Voting Meeting Note  N/A    Non-Voting 
BANK NEGARA INDONESIA (PERSERO) TBK       
Security ID: Y74568166 Ticker: BBNI       
Meeting Date: 31-Aug-22       
1  Results of Operations  Management  For  Voted - For 
2  Election of Directors and/or Commissioners (Slate)  Management  For  Voted - Against 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 15-Mar-23       
1  Accounts and Reports; Partnership and Community       
  Development Program Report  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Directors' and Commissioners' Fees  Management  For  Voted - Against 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Authority to Repurchase Shares  Management  For  Voted - For 
6  Approval of Recovery Plan and Resolution Plan  Management  For  Voted - For 
7  Ratification and Reporting of Implementation of       
  Delegation of Authority  Management  For  Voted - For 
8  Use of Proceeds  Management  For  Voted - For 
9  Election of Directors and/or Commissioners (Slate)  Management  For  Voted - Against 
BANK OF CHINA LTD.       
Security ID: Y0698A107 Ticker: 3988       
Meeting Date: 19-Dec-22       
1.1  Elect JIA Xiangsen as Supervisor  Management  For  Voted - For 
1.2  Elect ZHANG Yong  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  2021 Remuneration Distribution Plan for Chairman of       
  the Board of Directors and Executive Directors  Management  For  Voted - For 
4  2021 Remuneration Distribution Plan for Chairperson       
  of the Board of Supervisors  Management  For  Voted - For 
5  Application for Special Outbound Donation Limit for       
  Targeted Support  Management  For  Voted - For 
6  Application for Special Outbound Donation Limit  Management  For  Voted - For 
Meeting Date: 21-Apr-23       
1.1  Elect GE Haijiao  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 

 

101

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Fixed Asset Investment Budget for 2023  Management  For  Voted - For 
4  2022 Remuneration Distribution Plan for External       
  Supervisors  Management  For  Voted - For 
5  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 30-Jun-23       
1.1  Elect SHI Yongyan  Management  For  Voted - For 
1.2  Elect LIU Hui  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Bond Issuance Plan  Management  For  Voted - For 
9  Issuance of Capital Instruments  Management  For  Voted - For 
BANK OF COMMUNICATIONS CO LTD.       
Security ID: Y06988102 Ticker: 3328       
Meeting Date: 25-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Amendments to Articles  Management  For  Voted - For 
3  Amendments to Procedural Rules of the Shareholders'       
  General Meeting  Management  For  Voted - For 
4  Amendments to Procedural Rules of the Board  Management  For  Voted - For 
5  Amendments to Procedural Rules of the Board of       
  Supervisors  Management  For  Voted - For 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Amendments to Articles  Management  For  Voted - For 
Meeting Date: 01-Mar-23       
1.1  Elect YIN Jiuyong  Management  For  Voted - For 
1.2  Elect ZHOU Wanfu  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Remuneration Plan of Directors for 2021  Management  For  Voted - For 
4  Remuneration Plan of Supervisors for 2021  Management  For  Voted - For 
Meeting Date: 27-Jun-23       
1.1  Elect WONG Tin Chak  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Fixed Assets Investment Plan  Management  For  Voted - For 

 

102

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Authority to Issue Capital Instruments  Management  For  Voted - For 
BEIJING ENTERPRISES HOLDINGS LTD.       
Security ID: Y07702122 Ticker: 0392       
Meeting Date: 16-Jun-23       
1.1  Elect DAI Xiaofeng  Management  For  Voted - Against 
1.2  Elect TAM Chun Fai  Management  For  Voted - For 
1.3  Elect WU Jiesi  Management  For  Voted - Against 
1.4  Elect Maggie CHAN Man Ki  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - For 
CAMIL ALIMENTOS, S.A.       
Security ID: P1R1FL107 Ticker: CAML3       
Meeting Date: 30-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Capital Expenditure Budget  Management  For  Voted - For 
6  Remuneration Policy  Management  For  Voted - For 
7  Request Establishment of Supervisory Council  Management  Against  Voted - For 
8  Election of Supervisory Council  Management  For  Voted - For 
9  Approve Recasting of Votes for Amended Supervisory       
  Council Slate  Management  For  Voted - Against 
10  Request Separate Election for Supervisory Council       
  Member  Management  For  Voted - Abstain 
11  Supervisory Council Fees  Management  For  Voted - For 
12  Non-Voting Meeting Note  N/A    Non-Voting 
13  Non-Voting Meeting Note  N/A    Non-Voting 
14  Amendments to Articles  Management  For  Voted - For 
15  Consolidation of Articles  Management  For  Voted - For 

 

103

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
CANARA BANK       
Security ID: Y1081F109 Ticker: CANBK       
Meeting Date: 28-Jun-23       
1.1  Elect Dibakar Prasad Harichandan  Management  For  Voted - For 
1.2  Elect Vijay Srirangan  Management  For  Voted - For 
1.3  Elect Ashok Chandra  Management  For  Voted - For 
1.4  Elect K. Satyanarayana Raju  Management  For  Voted - For 
1.5  Elect Hardeep Singh Ahluwalia  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Related Party Transactions  Management  For  Voted - Against 
5  Non-Voting Meeting Note  N/A    Non-Voting 
CATHAY FINANCIAL HOLDING CO.       
Security ID: Y11654103 Ticker: 2882       
Meeting Date: 09-Jun-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Distribution Cash with Capital Surplus and Legal       
  Reserve       
    Management  For  Voted - For 
4  Raising of Long-term Capital  Management  For  Voted - For 
CEMEX S.A.B. DE C.V.       
Security ID: P2253T133 Ticker: CEMEX       
Meeting Date: 23-Mar-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Presentation of Report on Company's Repurchase       
  Program  Management  For  Voted - For 
4  Authority to Repurchase Shares  Management  For  Voted - For 
5  Authority to Reduce Share Capital  Management  For  Voted - For 
6  Election of Directors; Appointment of Chair and       
  Secretary  Management  For  Voted - Against 
7  Election of Audit Committee Members; Appointment of       
  Chair and Secretary  Management  For  Voted - For 
8  Election of Corporate Governance Committee Members;       
  Appointment of Chair and Secretary  Management  For  Voted - For 
9  Election of ESG Committee Members; Appointment of       
  Chair and Secretary  Management  For  Voted - Against 
10  Directors' and Committee Members' Fees  Management  For  Voted - For 
11  Election of Meeting Delegates  Management  For  Voted - For 
12  Non-Voting Meeting Note  N/A    Non-Voting 

 

104

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
CENCOSUD SA       
Security ID: P2205J100 Ticker: CENCOSUD       
Meeting Date: 28-Apr-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Directors' Fees  Management  For  Voted - For 
4  Directors' Committee Fees and Budget  Management  For  Voted - For 
5  Report on Board of Directors' and Directors'       
  Committee Expenses  Management  For  Voted - For 
6  Appointment of Auditor  Management  For  Voted - For 
7  Appointment of Risk Rating Agency  Management  For  Voted - For 
8  Related Party Transactions  Management  For  Voted - For 
9  Report on Directors' Oppositions Recorded at Board       
  Meeting  Management  For  Voted - For 
10  Publication of Company Notices  Management  For  Voted - For 
11  Transaction of Other Business  Management  For  Voted - Against 
12  Non-Voting Meeting Note  N/A    Non-Voting 
13  Authority to Repurchase Shares  Management  For  Voted - Abstain 
14  Authorization of Legal Formalities  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
CHAMBAL FERTILISERS & CHEMICALS LIMITED       
Security ID: Y12916139 Ticker: CHAMBLFERT       
Meeting Date: 13-Sep-22       
1.1  Elect Shyam S. Bhartia  Management  For  Voted - For 
1.2  Elect Berjis Minoo Desai  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Approve Payment of Fees to Cost Auditors  Management  For  Voted - For 
CHINA BLUECHEMICAL LTD.       
Security ID: Y14251105 Ticker: 3983       
Meeting Date: 28-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Comprehensive Services and Product Sales Agreement       
  and the Proposed Annual Cap (CNOOC)  Management  For  Voted - For 
5  Natural Gas Sale and Purchase Agreements and the       
  Proposed Annual Caps  Management  For  Voted - For 
6  Comprehensive Services and Product Sales Agreement       
  (Fudao Chemical)  Management  For  Voted - For 

 

105

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Proposed Annual Cap for the Comprehensive Services       
  and Product Sales Agreement (Fudao Chemical)  Management  For  Voted - For 
Meeting Date: 25-May-23       
1.1  Elect LI Ruiqing  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Directors' Report  Management  For  Voted - For 
5  Supervisors' Report  Management  For  Voted - For 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  2023 Financial Budget  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
11  Authority to Repurchase Shares  Management  For  Voted - For 
12  Amendments to Articles  Management  For  Voted - For 
13  Non-Voting Meeting Note  N/A    Non-Voting 
14  Non-Voting Meeting Note  N/A    Non-Voting 
15  Authority to Repurchase Shares  Management  For  Voted - For 
16  Amendments to Articles  Management  For  Voted - For 
17  Non-Voting Meeting Note  N/A    Non-Voting 
CHINA CITIC BANK CORPORATION LIMITED       
Security ID: Y1434M116 Ticker: 0998       
Meeting Date: 16-Nov-22       
1.1  Elect Zhou Bowen  Management  For  Voted - For 
1.2  Elect Wang Huacheng  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Amendments to the Administrative Measures on       
  Equity  Management  For  Voted - For 
4  Non-Voting Agenda Item  N/A    Non-Voting 
Meeting Date: 12-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Demonstration and Analysis Report on the Issuance       
  of Rights to Existing Shareholders of A Shares  Management  For  Voted - For 
3  Authorization to the Board to Deal with Relevant       
  Matters in Relation to the Rights Issue  Management  For  Voted - For 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Demonstration and Analysis Report on the Issuance       
  of Rights to Existing Shareholders of A Shares  Management  For  Voted - For 
6  Authorization to the Board to Deal with Relevant       
  Matters in Relation to the Rights Issue  Management  For  Voted - For 
Meeting Date: 21-Jun-23       
1.1  Elect SONG Fangxiu  Management  For  Voted - For 

 

106

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Annual Report  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  2023 Financial Budget Plan  Management  For  Voted - For 
7  Special Report of Related Party Transactions  Management  For  Voted - For 
8  Increase of the Cap of Credit Extension RPT with       
  CITIC Group and its Associations in 2023  Management  For  Voted - For 
9  Application for the Cap of Deposit Business RPT       
  with CITIC Group and its Associations in 2023  Management  For  Voted - For 
10  Directors' Report  Management  For  Voted - For 
11  Supervisors' Report  Management  For  Voted - For 
12  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
13  Report of the Use of Proceeds from the Previous       
  Issuance  Management  For  Voted - For 
14  Extension of the Effective Period of the       
  Resolutions in relation to the Rights Issue  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
16  Extension of the Effective Period of the       
  Resolutions in relation to the Rights Issue  Management  For  Voted - For 
CHINA COAL ENERGY COMPANY LIMITED       
Security ID: Y1434L100 Ticker: 1898       
Meeting Date: 25-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Integrated Materials and Services Mutual Provision       
  Framework Agreement  Management  For  Voted - For 
3  Coal Supply Framework Agreement  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - Against 
5  Amendments to Procedural Rules of Shareholders'       
  General Meeting  Management  For  Voted - Against 
6  Amendments to Procedural Rules of Board of Directors  Management  For  Voted - For 
7  Amendments to Regulations on Connected Transactions  Management  For  Voted - For 
8  Amendments to Working Procedures of Independent       
  Non-Executive Directors  Management  For  Voted - For 
9  Non-Voting Meeting Note  N/A    Non-Voting 
10  Amendments to Articles  Management  For  Voted - Against 
Meeting Date: 28-Mar-23       
1.1  Elect WANG Shudong  Management  For  Voted - For 
1.2  Elect PENG Yi  Management  For  Voted - For 
1.3  Elect LIAO Huajun  Management  For  Voted - For 
1.4  Elect ZHAO Rongzhe  Management  For  Voted - Against 
1.5  Elect XU Qian  Management  For  Voted - Against 
1.6  Elect ZHANG Chengjie  Management  For  Voted - For 
1.7  Elect JING Fengru  Management  For  Voted - For 
1.8  Elect Lusan HUNG Lo Shan  Management  For  Voted - For 
1.9  Elect WANG Wenzhang  Management  For  Voted - For 

 

107

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect ZHANG Qiaoqiao as Supervisor  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Agenda Item  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 
Meeting Date: 13-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report  Management  For  Voted - For 
3  Supervisors' Report  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Financial Budget 2023  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Directors' and Supervisors' Fees  Management  For  Voted - For 
9  Investment on China Coal Yulin Coal Deep Processing       
  Base Project  Management  For  Voted - For 
CHINA DEVELOPMENT FINANCIAL HOLDING CORP.       
Security ID: Y1460P108 Ticker: 2883       
Meeting Date: 17-Jun-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Amendments to Articles Bundled  Management  For  Voted - For 
4  Amendments to Procedural Rules for Election of       
  Directors  Management  For  Voted - For 
5  Authority to Issue Shares for Long-Term Capital       
  Needs  Management  For  Voted - Against 
6  Non-Compete Restrictions for Directors       
    Management  For  Voted - For 
CHINA EVERBRIGHT BANK COMPANY LIMITED       
Security ID: Y1477U124 Ticker: 6818       
Meeting Date: 28-Sep-22       
1.1  Elect WANG Jiang  Management  For  Voted - For 
1.2  Elect Wu Lijun  Management  For  Voted - For 
1.3  Elect FU Wanjun  Management  For  Voted - For 
1.4  Elect YAO Zhongyou  Management  For  Voted - For 
1.5  Elect QU Liang  Management  For  Voted - For 
1.6  Elect YAO Wei  Management  For  Voted - Against 
1.7  Elect LIU Chong  Management  For  Voted - Against 
1.8  Elect LI Wei  Management  For  Voted - For 
1.9  Elect WANG Liguo  Management  For  Voted - For 
1.10  Elect SHAO Ruiqing  Management  For  Voted - For 
1.11  Elect HONG Yongmiao  Management  For  Voted - For 

 

108

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.12  Elect LI Yinquan  Management  For  Voted - For 
1.13  Elect HAN Fuling  Management  For  Voted - For 
1.14  Elect LIU Shiping  Management  For  Voted - Against 
1.15  Elect LU Hong  Management  For  Voted - For 
1.16  Elect WU Junhao  Management  For  Voted - For 
1.17  Elect LI Yinzhong  Management  For  Voted - For 
1.18  Elect WANG Zhe  Management  For  Voted - For 
1.19  Elect QIAO Zhimin  Management  For  Voted - For 
1.20  Elect CHEN Qing  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Purchase of Operation Premises for Guangzhou Branch  Management  For  Voted - For 
5  Amendments to Plan on Authorization by       
  Shareholders' General Meeting to the Board of       
  Directors  Management  For  Voted - For 
6  Approval of Comprehensive Credit Line  Management  For  Voted - For 
Meeting Date: 29-Dec-22       
1.1  Elect WANG Zhiheng  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Authority to Issue Financial Bonds  Management  For  Voted - Against 
5  Amendments to Articles  Management  For  Voted - Against 
6  Amendments to Procedural Rules for General Meetings  Management  For  Voted - Against 
7  Amendments to Procedural Rules for Board of       
  Directors  Management  For  Voted - For 
8  Amendments to Procedural Rules for Board of       
  Supervisors  Management  For  Voted - For 
Meeting Date: 21-Jun-23       
1.1  Elect ZHU Wenhui  Management  For  Voted - For 
1.2  Elect HUANG Zhiling  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  2023 Budget Plan of Fixed Asset  Management  For  Voted - For 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Approval of Comprehensive Credit Line  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Directors' Fees  Management  For  Voted - For 
11  Supervisors' Fees  Management  For  Voted - For 
12  Charitable Donations  Management  For  Voted - For 
13  Shareholders Return Plan for the Next Three Year       
  (2022-2024)  Management  For  Voted - For 
14  Non-Voting Meeting Note  N/A    Non-Voting 

 

109

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
CHINA EVERBRIGHT LIMITED       
Security ID: Y1421G106 Ticker: 00165       
Meeting Date: 15-Jun-23       
1.1  Elect YU Fachang  Management  For  Voted - Against 
1.2  Elect ZHANG Mingao  Management  For  Voted - For 
1.3  Elect YIN Yanwu  Management  For  Voted - For 
1.4  Elect WANG Yun  Management  For  Voted - For 
1.5  Elect LIN Zhijun  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
10  Authority to Repurchase Shares  Management  For  Voted - For 
11  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
CHINA FEIHE LIMITED       
Security ID: G2121Q105 Ticker: 6186       
Meeting Date: 08-Jun-23       
1.1  Elect LIU Hua  Management  For  Voted - Against 
1.2  Elect CAI Fangliang  Management  For  Voted - For 
1.3  Elect CHEUNG Kwok Wah  Management  For  Voted - For 
1.4  Elect FAN Yonghong  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
CHINA GRAND PHARMACEUTICAL AND HEALTHCARE HOLDINGS LIMITED     
Security ID: G210A7101 Ticker: 0512       
Meeting Date: 02-Jun-23       
1.1  Elect Zhou Chao  Management  For  Voted - For 
1.2  Elect SHI Lin  Management  For  Voted - Against 
1.3  Elect PEI Geng  Management  For  Voted - Against 

 

110

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Articles  Management  For  Voted - Against 
CHINA HONGQIAO GROUP LIMITED       
Security ID: G21150100 Ticker: 1378       
Meeting Date: 16-May-23       
1.1  Elect ZHANG Bo  Management  For  Voted - Against 
1.2  Elect ZHENG Shuliang  Management  For  Voted - For 
1.3  Elect ZHANG Ruilian  Management  For  Voted - For 
1.4  Elect WONG Yuting  Management  For  Voted - For 
1.5  Elect YANG Congsen  Management  For  Voted - For 
1.6  Elect ZHANG Jinglei  Management  For  Voted - For 
1.7  Elect LIU Xiaojun  Management  For  Voted - For 
1.8  Elect SUN Dongdong  Management  For  Voted - For 
1.9  Elect WEN Xianjun  Management  For  Voted - For 
1.10  Elect HAN Benwen  Management  For  Voted - Against 
1.11  Elect DONG Xinyi  Management  For  Voted - For 
1.12  Elect FU Yulin  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Non-Voting Meeting Note  N/A    Non-Voting 
CHINA MEDICAL SYSTEM HOLDINGS LIMITED       
Security ID: G21108124 Ticker: 0867       
Meeting Date: 28-Apr-23       
1.1  Elect CHEN Yanling  Management  For  Voted - For 
1.2  Elect LEUNG Chong Shun  Management  For  Voted - For 
1.3  Elect Laura LUO Ying  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 

 

111

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Articles  Management  For  Voted - Against 
CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED       
Security ID: Y1489Q103 Ticker: 0144       
Meeting Date: 02-Jun-23       
1.1  Elect WANG Xiufeng  Management  For  Voted - For 
1.2  Elect YIM Kong  Management  For  Voted - For 
1.3  Elect David LI Ka Fai  Management  For  Voted - Against 
1.4  Elect XU Song  Management  For  Voted - Against 
1.5  Elect TU Xiaoping  Management  For  Voted - For 
1.6  Elect LU Yongxin  Management  For  Voted - For 
1.7  Elect YANG Guolin  Management  For  Voted - For 
1.8  Elect Nicholas CHAN Hiu Fung  Management  For  Voted - Against 
1.9  Elect Kelly CHAN Yuen Sau  Management  For  Voted - For 
1.10  Elect WONG Pui Wah  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Directors' Fees  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
11  Authority to Repurchase Shares  Management  For  Voted - For 
12  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
CHINA MINSHENG BANKING CORP., LTD.       
Security ID: Y1495M112 Ticker: 600016       
Meeting Date: 09-Jun-23       
1.1  Elect YANG Zhiwei  Management  For  Voted - For 
1.2  Elect WEN Qiuju  Management  For  Voted - For 
1.3  Elect SONG Huanzheng  Management  For  Voted - For 
1.4  Elect CHENG Chaofeng  Management  For  Voted - For 
1.5  Elect LIU Hanxing  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 

 

112

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Demonstration Analysis Report on the Issuance of A       
  Share Convertible Corporate Bonds to Unspecified       
  Subscribers  Management  For  Voted - For 
4  Authorization of Legal Formalities  Management  For  Voted - For 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Annual Report for 2022 of the Bank  Management  For  Voted - For 
7  Final Financial Report for 2022 of the Bank  Management  For  Voted - For 
8  Proposed Profit Distribution Plan for 2022 of the       
  Bank  Management  For  Voted - For 
9  Annual Budgets for 2023 of the Bank  Management  For  Voted - For 
10  Work Report of the Board for 2022 of the Bank  Management  For  Voted - For 
11  Work Report of the Board of Supervisors for 2022 of       
  the Bank  Management  For  Voted - For 
12  Report of Remuneration of Directors for 2022 of the       
  Bank  Management  For  Voted - For 
13  Report of Remuneration of Supervisors for 2022 of       
  the Bank  Management  For  Voted - For 
14  Re-Appointment and Remuneration of the Auditing       
  Firms for 2023  Management  For  Voted - For 
15  Demonstration and Analysis Report Regarding       
  Issuance of a Share Convertible Corporate Bonds to       
  Unspecified Subscribers  Management  For  Voted - Against 
16  Authorization of Legal Formalities  Management  For  Voted - Against 
17  Granting of General Mandate for the Issuance of       
  Shares to the Board  Management  For  Voted - For 
18  Issuance Plan of Financial Bonds and Capital       
  Instruments in the Next Three Years  Management  For  Voted - Abstain 
19  Capital Management Plan for 2024-2026  Management  For  Voted - Abstain 
20  Amendments to the Articles of Association  Management  For  Voted - For 
21  The Resolution Regarding the Related Party       
  Transactions with the Group of Dajia Insurance       
  Group Co., Ltd  Management  For  Voted - For 
22  Non-Voting Meeting Note  N/A    Non-Voting 
CHINA PACIFIC INSURANCE (GROUP) CO., LTD.       
Security ID: Y1505Z103 Ticker: 2601       
Meeting Date: 26-May-23       
1.1  Elect Elaine LO Yuen Man  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Annual Report  Management  For  Voted - For 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Charitable Donations for 2023  Management  For  Voted - For 

 

113

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
CHINA PETROLEUM & CHEMICAL CORPORATION       
Security ID: Y15010104 Ticker: 0386       
Meeting Date: 30-May-23       
1.1  Elect LV Lianggong  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Directors' Report  Management  For  Voted - For 
5  Supervisors' Report  Management  For  Voted - For 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  2023 Interim Distribution Plan  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Reduction in Registered Capital and Amendments to       
  Articles  Management  For  Voted - For 
11  Authority to Issue Debt Financing Instruments  Management  For  Voted - Against 
12  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
13  Authority to Repurchase Shares  Management  For  Voted - For 
14  Satisfaction of the Conditions of the Issuance of A       
  Shares  Management  For  Voted - Against 
15  Type and Par Value of Shares to be Issued  Management  For  Voted - Against 
16  Manner and Timing of Issuance  Management  For  Voted - Against 
17  Subscriber and Manner of Subscription  Management  For  Voted - Against 
18  Pricing Benchmark Date, Issue Price and Pricing       
  Principles  Management  For  Voted - Against 
19  Number of Shares to be Issued  Management  For  Voted - Against 
20  Lock-up period  Management  For  Voted - Against 
21  Amount and Use of Proceeds  Management  For  Voted - Against 
22  Place of Listing  Management  For  Voted - Against 
23  Arrangement of Accumulated Undistributed Profits  Management  For  Voted - Against 
24  Validity period  Management  For  Voted - Against 
25  Proposal of the Proposed Issuance of A Shares  Management  For  Voted - Against 
26  Demonstration and Analysis Report on the Plan of       
  the Proposed Issuance of A Shares  Management  For  Voted - Against 
27  Connected Transaction Involved in the Proposed       
  Issuance of A Shares  Management  For  Voted - Against 
28  Subscription Agreement  Management  For  Voted - Against 
29  Feasibility Report on the Use of Proceeds Raised       
  from the Proposed Issuance of A Shares  Management  For  Voted - Against 
30  Dilution of Current Returns by the Proposed       
  Issuance of A Shares, Remedial Measures and       
  Commitments of Related Entities  Management  For  Voted - Against 
31  Dividend Distribution and Return Plan for the Next       
  Three Years (2023-2025)  Management  For  Voted - For 
32  Board Authorization to Handle All Matters Relating       
  to the Proposed Issuance of A Shares  Management  For  Voted - Against 
33  Board Authorization to Amend Articles in Accordance       
  with the Proposed Issuance of A Shares  Management  For  Voted - Against 
34  Non-Voting Meeting Note  N/A    Non-Voting 
35  Non-Voting Meeting Note  N/A    Non-Voting 

 

114

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
36  Authority to Repurchase Shares  Management  For  Voted - For 
CHINA RAILWAY GROUP LIMITED       
Security ID: Y1509D116 Ticker: 0390       
Meeting Date: 28-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report  Management  For  Voted - For 
3  Supervisors' Report  Management  For  Voted - For 
4  Independent Directors' Report  Management  For  Voted - For 
5  A Share Annual Report and H Share Annual Report  Management  For  Voted - For 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Budget Plan  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Appointment of Internal Control Auditor and       
  Authority to Set Fees  Management  For  Voted - For 
11  Directors' and Supervisors' Fees  Management  For  Voted - For 
12  Purchase of Liability Insurance  Management  For  Voted - For 
13  Authority to Give External Guarantees  Management  For  Voted - Abstain 
14  Provision of Loans  Management  For  Voted - For 
CHINA REINSURANCE (GROUP) CORP.       
Security ID: Y1R0AJ109 Ticker: 1508       
Meeting Date: 27-Sep-22       
1.1  Elect YANG Changsong as Director  Management  For  Voted - For 
1.2  Elect ZHU Hailin as Supervisor  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 03-Mar-23       
1.1  Elect HE Chunlei  Management  For  Voted - For 
1.2  Elect ZHUANG Qianzhi  Management  For  Voted - For 
1.3  Elect WANG Xiaoya  Management  For  Voted - For 
1.4  Elect LI Bingquan  Management  For  Voted - Against 
1.5  Elect YANG Changsong  Management  For  Voted - For 
1.6  Elect LI Wenfeng  Management  For  Voted - For 
1.7  Elect JIANG Bo  Management  For  Voted - For 
1.8  Elect DAI Deming  Management  For  Voted - For 
1.9  Elect YE Mei  Management  For  Voted - For 
1.10  Elect MA Ho Fai  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Remuneration of Directors and Supervisors for the       
  Year 2021  Management  For  Voted - For 
5  Promotion and Establishment of China Reinsurance       
  Digital Technology Co., Ltd.  Management  For  Voted - For 

 

115

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 27-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report  Management  For  Voted - For 
3  Supervisors' Report  Management  For  Voted - For 
4  Renewal of Liability Insurance  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  2023 Investment Budget for Fixed Assets  Management  For  Voted - For 
8  2023-2025 Three-Year Rolling Capital Plan  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  2023 External Donations  Management  For  Voted - For 
11  Amendments to Articles  Management  For  Voted - Against 
12  Amendments to the Rules of Procedures of the       
  General Meetings  Management  For  Voted - Against 
13  Amendments to the Rules of Procedures of the Board       
  of Directors  Management  For  Voted - For 
CHINA RESOURCES MEDICAL HOLDINGS COMPANY LIMITED       
Security ID: G2133W108 Ticker: 1515       
Meeting Date: 29-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  CRH PMM Framework Agreement  Management  For  Voted - For 
4  CR Bank Strategic Cooperation Agreement and CR       
  Trust Strategic Cooperation Agreement  Management  For  Voted - Against 
5  Amendments to Memorandum and Articles  Management  For  Voted - Against 
Meeting Date: 17-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Equity Transfer Agreement I and Equity and Debt       
  Transfer Agreement II  Management  For  Voted - For 
Meeting Date: 01-Jun-23       
1.1  Elect SONG Qing  Management  For  Voted - Against 
1.2  Elect YU Hai  Management  For  Voted - For 
1.3  Elect REN Yuan  Management  For  Voted - For 
1.4  Elect Anthony WU Ting Yuk  Management  For  Voted - Against 
1.5  Elect FU Tingmei  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 

 

116

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Articles  Management  For  Voted - For 
CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED       
Security ID: Y15207106 Ticker: 0956       
Meeting Date: 12-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Authority to Issue Super Short-term Commercial       
  Papers  Management  For  Voted - For 
Meeting Date: 22-Sep-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Provision of Guarantee for Joint and Several       
  Liability for Huihai Financial Leasing Co., Ltd.  Management  For  Voted - For 
3  Provision of Guarantee for S&T International       
  Natural Gas Trading Company Limited  Management  For  Voted - For 
Meeting Date: 29-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-exercise of the Pre-emptive Right in Respect of       
  Caofeidian Suntien Liquefied Natural Gas Co., Ltd.  Management  For  Voted - For 
Meeting Date: 14-Feb-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Issuance and Admission of GDRs on the SIX Swiss       
  Exchange  Management  For  Voted - For 
3  Type and Nominal Value  Management  For  Voted - For 
4  Timing of Issuance  Management  For  Voted - For 
5  Method of Issuance  Management  For  Voted - For 
6  Size of Issuance  Management  For  Voted - For 
7  Size of GDRs during the term  Management  For  Voted - For 
8  Conversion rate between GDRs and A Shares as       
  underlying securities  Management  For  Voted - For 
9  Pricing Method  Management  For  Voted - For 
10  Target Subscribers  Management  For  Voted - For 
11  Conversion restriction period between GDRs and A       
  Shares as underlying       
  securities  Management  For  Voted - For 
12  Underwriting method  Management  For  Voted - For 
13  Report on the Use of Previously Raised Proceeds  Management  For  Voted - For 
14  Plan for the Use of Proceeds from the Issuance of       
  GDRs  Management  For  Voted - For 
15  Ratification of Board Acts regarding Issuance and       
  Admission of GDRs  Management  For  Voted - For 

 

117

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
16  Validity Period of the Resolutions in respect of       
  the Issuance and       
  Admission of GDRs  Management  For  Voted - For 
17  Distribution of Accumulated Profits Prior to the       
  Issuance and       
  Admission of GDRs  Management  For  Voted - For 
18  Amendments to Articles  Management  For  Voted - For 
19  Amendments to Procedural Rules (General Meetings)  Management  For  Voted - For 
20  Amendments to Procedural Rules (Board of Directors)  Management  For  Voted - For 
21  Amendments to Procedural Rules (Board of       
  Supervisors)  Management  For  Voted - For 
Meeting Date: 16-May-23       
1.1  Elect WANG Tao  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
4  2022 Annual Report  Management  For  Voted - For 
5  Directors Report  Management  For  Voted - For 
6  Supervisors' Report  Management  For  Voted - For 
7  Financial Report  Management  For  Voted - For 
8  Accounts and Reports  Management  For  Voted - For 
9  2022 Profit Distribution Proposal  Management  For  Voted - For 
10  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
CHINA TOWER CORPORATION LIMITED       
Security ID: Y15076105 Ticker: 0788       
Meeting Date: 10-Oct-22       
1.1  Elect FANG Xiaobing  Management  For  Voted - For 
1.2  Elect DONG Chunbo  Management  For  Voted - For 
1.3  Elect Sin Hendrick  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 30-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  2022 Commercial Pricing Agreement and 2022 Service       
  Agreement - China Mobile Communication Company       
  Limited  Management  For  Voted - For 
4  2022 Commercial Pricing Agreement and 2022 Service       
  Agreement - China United Network Communications       
  Corporation Limited  Management  For  Voted - For 
5  2022 Commercial Pricing Agreement and 2022 Service       
  Agreement - China Telecom Corporation Limited  Management  For  Voted - For 
6  Adoption of the Measures on Payroll Management  Management  For  Voted - For 
7  Adoption of the Interim Administrative Measures  Management  For  Voted - For 

 

118

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Adoption of the Interim Measures on the Operating       
  Performance Appraisal of the Management  Management  For  Voted - For 
Meeting Date: 11-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
6  Authority to Issue Debt Financing Instruments  Management  For  Voted - For 
7  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
Meeting Date: 16-Jun-23       
1.1  Elect TANG Yongbo  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
CHINA TRADITIONAL CHINESE MEDICINE CO. LIMITED       
Security ID: Y1507S107 Ticker: 0570       
Meeting Date: 04-Jan-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  New Master Supply Agreement  Management  For  Voted - For 
Meeting Date: 30-May-23       
1.1  Elect YANG Wenming  Management  For  Voted - For 
1.2  Elect WANG Kan  Management  For  Voted - For 
1.3  Elect MENG Qingxin  Management  For  Voted - For 
1.4  Elect Hailson YU Tze Shan  Management  For  Voted - For 
1.5  Elect QIN Ling  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Amendments to Articles  Management  For  Voted - For 
CHINA XLX FERTILISER LIMITED       
Security ID: Y1564X106 Ticker: 1866       
Meeting Date: 02-Jun-23       
1.1  Elect YAN Yunhua  Management  For  Voted - Against 
1.2  Elect ONG Kian Guan  Management  For  Voted - Against 

 

119

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect LI Hongxing  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Articles  Management  For  Voted - For 
CHINA YONGDA AUTOMOBILES SERVICES HOLDINGS LIMITED       
Security ID: G2162W102 Ticker: 3669       
Meeting Date: 01-Jun-23       
1.1  Elect XU Yue  Management  For  Voted - For 
1.2  Elect CHEN Yi  Management  For  Voted - For 
1.3  Elect LYU Wei  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
6  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
7  Authority to Repurchase Shares  Management  For  Voted - For 
8  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
9  2023 Share Option Scheme  Management  For  Voted - Against 
10  Amendment to the Share Award Scheme  Management  For  Voted - Against 
11  Scheme Mandate Limit  Management  For  Voted - Against 
12  Amendments to Article  Management  For  Voted - For 
13  Non-Voting Meeting Note  N/A    Non-Voting 
14  Non-Voting Meeting Note  N/A    Non-Voting 
CHIPBOND TECHNOLOGY CORPORATION       
Security ID: Y15657102 Ticker: 6147       
Meeting Date: 31-May-23       
1  To Adopt 2022 Business Report and Financial       
  Statements  Management  For  Voted - For 
2  To Adopt the Proposal for Distribution of 2022       
  Earnings  Management  For  Voted - For 
3  Proposal for Issuance of Employee Restricted Stock       
  Awards  Management  For  Voted - For 

 

120

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
CHIPMOS TECHNOLOGIES INC       
Security ID: Y1566L100 Ticker: 8150       
Meeting Date: 30-May-23       
1  Adoption of the Business Report and Financial       
  Statements for Fiscal Year 2022  Management  For  Voted - For 
2  Adoption of the Earnings Distribution Plan for       
  Fiscal Year 2022. Provide the Cash Dividends of       
  Nt2.3 Per Share to Shareholders  Management  For  Voted - For 
3  Release the Prohibition on Directors From       
  Participation in Competitive Business Under Article       
  209 of the Company Act.  Management  For  Voted - For 
CIMB GROUP HOLDINGS BHD       
Security ID: Y1636J101 Ticker: CIMB       
Meeting Date: 13-Apr-23       
1.1  Elect Mohd Nazir Ahmad  Management  For  Voted - For 
1.2  Elect Didi Syafruddin Yahya  Management  For  Voted - For 
1.3  Elect KHOO NK Shulamite  Management  For  Voted - For 
1.4  Elect Ho Yuet Mee  Management  For  Voted - For 
2  Directors' Fees  Management  For  Voted - For 
3  Directors' Benefits  Management  For  Voted - Against 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
6  Authority to Issue Shares Under Dividend       
  Reinvestment Scheme  Management  For  Voted - For 
7  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
COAL INDIA LIMITED       
Security ID: Y1668L107 Ticker: COALINDIA       
Meeting Date: 30-Aug-22       
1.1  Elect Nirupama Kotru  Management  For  Voted - Against 
1.2  Elect Debasish Nanda  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Approve Payment of Fees to Cost Auditors  Management  For  Voted - For 
5  Amendment to Articles  Management  For  Voted - For 
6  Amendments to Memorandum of Association (Object       
  Clause)  Management  For  Voted - For 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 12-Feb-23       
1.1  Elect Mukesh Choudhary  Management  For  Voted - Against 

 

121

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
COCA COLA FEMSA SAB DE CV       
Security ID: P2861Y177 Ticker: KOF       
Meeting Date: 27-Mar-23       
1.1  Elect Board Chair and Secretary; Fees; Verification       
  of Directors' Independence Status  Management  For  Voted - Against 
1.2  Election of Board Committee Members and Chairs; Fees  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - Abstain 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Repurchase Shares  Management  For  Voted - For 
5  Election of Directors  Management  For  Voted - For 
6  Election of Meeting Delegates  Management  For  Voted - For 
7  Minutes  Management  For  Voted - For 
COCA COLA ICECEK SANAYI A.S.       
Security ID: M2R39A121 Ticker: CCOLA       
Meeting Date: 07-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Opening; Election of Presiding Chair  Management  For  Voted - For 
5  Presentation of Directors' Report  Management  For  Voted - For 
6  Presentation of Auditor's Report  Management  For  Voted - For 
7  Financial Statements  Management  For  Voted - For 
8  Ratification of Board Acts  Management  For  Voted - For 
9  Allocation of Profits/Dividends  Management  For  Voted - For 
10  Amendments to Article 3 (Scope of Business)  Management  For  Voted - For 
11  Election of Directors; Board Term Length;       
  Directors' Fees  Management  For  Voted - Against 
12  Appointment of Auditor  Management  For  Voted - Against 
13  Approval of Special Donations  Management  For  Voted - For 
14  Presentation of Report on Guarantees  Management  For  Voted - For 
15  Presentation of Report on Competing Activities  Management  For  Voted - For 
16  Authority to Carry out Competing Activities or       
  Related Party Transactions  Management  For  Voted - For 
17  Closing  Management  For  Voted - For 

 

122

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
COMPANHIA PARANAENSE DE ENERGIA - COPEL       
Security ID: P30557139 Ticker: CPLE3       
Meeting Date: 28-Apr-23       
1.1  Elect Otavio Lobao de Mendonca Vianna as Board       
  Member Presented by Preferred Shareholders  Management  For  Voted - Against 
1.2  Elect Leticia Pedercini Issa Maia to the       
  Supervisory Council Presented by Preferred       
  Shareholders  Management  Against  Voted - For 
1.3  Elect Eduardo Ramos da Silva to the Supervisory       
  Council Presented by Preferred Shareholders  Management  For  Voted - Against 
1.4  Elect Victor Pina Dias to the Supervisory Council       
  Presented by Preferred Shareholders  Management  Against  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Cumulate Common and Preferred Shares  Management  Against  Voted - For 
COMPANIA CERVECERIAS UNIDAS S.A.       
Security ID: P24905104 Ticker: CCU       
Meeting Date: 12-Apr-23       
1  Presentation of Chair's Report  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Dividend Policy  Management  For  Voted - For 
5  Election of Directors  Management  For  Voted - Abstain 
6  Directors' Fees  Management  For  Voted - Abstain 
7  Directors' Committee Fees and Budget  Management  For  Voted - Abstain 
8  Audit Committee Fees and Budget  Management  For  Voted - Abstain 
9  Appointment of Auditor  Management  For  Voted - Abstain 
10  Appointment of Risk Rating Agency  Management  For  Voted - Abstain 
11  Presentation of Director's Committee Report  Management  For  Voted - For 
12  Related Party Transactions  Management  For  Voted - For 
13  Transaction of Other Business  Management  For  Voted - Against 
COMPEQ MANUFACTURING CO., LTD.       
Security ID: Y1690B101 Ticker: 2313       
Meeting Date: 15-Jun-23       
1.1  Elect CHIANG P.K.  Management  For  Voted - For 
1.2  Elect PENG K.S.  Management  For  Voted - For 
1.3  Elect Charles WU C.  Management  For  Voted - For 
1.4  Elect Victor LU  Management  For  Voted - For 
1.5  Elect WU P.Y.  Management  For  Voted - For 
1.6  Elect WU P.H.  Management  For  Voted - For 

 

123

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect CHIU Tzu Kuan  Management  For  Voted - For 
1.8  Elect LIU Teng Ling  Management  For  Voted - For 
1.9  Elect HUANG Y.C.  Management  For  Voted - For 
2  2022 Accounts and Reports  Management  For  Voted - For 
3  2022 Allocation of Profits/Dividends  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 
5  Amendments to Procedural Rules: Capital Loans  Management  For  Voted - For 
6  Ratification of Board Acts  Management  For  Voted - For 
COUNTRY GARDEN HOLDINGS COMPANY LIMITED       
Security ID: G24524103 Ticker: 2007       
Meeting Date: 23-May-23       
1.1  Elect CHENG Guangyu  Management  For  Voted - Against 
1.2  Elect WU Bijun  Management  For  Voted - For 
1.3  Elect CHEN Chong  Management  For  Voted - Against 
1.4  Elect Joseph LAI Ming  Management  For  Voted - Against 
1.5  Elect TO Yau Kwok  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
10  Amendments to Articles  Management  For  Voted - For 
CYFROWY POLSAT SA       
Security ID: X1809Y100 Ticker: CPS       
Meeting Date: 25-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Agenda Item  N/A    Non-Voting 
5  Election of Presiding Chair  Management  For  Voted - For 
6  Compliance with Rules of Convocation  Management  For  Voted - For 
7  Election of Scrutiny Commission  Management  For  Voted - For 
8  Agenda  Management  For  Voted - For 
9  Authority to Establish Registered Pledge on Assets  Management  For  Voted - For 
10  Non-Voting Agenda Item  N/A    Non-Voting 
Meeting Date: 29-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 

 

124

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Election of Presiding Chair  Management  For  Voted - For 
5  Compliance with Rules of Convocation  Management  For  Voted - For 
6  Election of Voting Commission  Management  For  Voted - For 
7  Agenda  Management  For  Voted - For 
8  Presentation of Accounts and Reports  Management  For  Voted - For 
9  Presentation of Accounts and Reports (Consolidated)  Management  For  Voted - For 
10  Presentation of Supervisory Board Report (Accounts       
  and Reports; Profit Allocation)  Management  For  Voted - For 
11  Presentation of Supervisory Board Report (Work of       
  the Management Board)  Management  For  Voted - For 
12  Presentation of Supervisory Board Report       
  (Remuneration Report)  Management  For  Voted - For 
13  Management Board Report  Management  For  Voted - For 
14  Financial Statements  Management  For  Voted - For 
15  Management Board Report (Consolidated)  Management  For  Voted - For 
16  Financial Statements (Consolidated)  Management  For  Voted - For 
17  Supervisory Board Report  Management  For  Voted - For 
18  Remuneration Report  Management  For  Voted - Against 
19  Ratification of Management Board Acts  Management  For  Voted - For 
20  Ratification of Supervisory Board Acts  Management  For  Voted - For 
21  Allocation of Profits/Dividends  Management  For  Voted - For 
22  Shareholder Proposal Regarding Amendments to       
  Articles  Shareholder  Against  Voted - For 
23  Shareholder Proposal Regarding Uniform Text of       
  Articles  Shareholder  Against  Voted - For 
24  Shareholder Proposal Regarding Changes to       
  Supervisory Board Composition  Management  For  Voted - Against 
25  Non-Voting Agenda Item  N/A    Non-Voting 
26  Non-Voting Meeting Note  N/A    Non-Voting 
27  Non-Voting Meeting Note  N/A    Non-Voting 
CYIENT LTD       
Security ID: Y4082D131 Ticker: CYIENT       
Meeting Date: 21-Jun-23       
1.1  Elect Krishna Bodanapu  Management  For  Voted - For 
1.2  Elect Karthikeyan Natarajan  Management  For  Voted - For 
1.3  Elect Ramesh Abhishek  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Appointment of Krishna Bodanapu (Executve Vice       
  Chair & Managing Director)  Management  For  Voted - For 
5  Payment of Remuneration to Krishna Bodanapu       
  (Executive Vice Chair & Managing Director)  Management  For  Voted - For 
6  Appointment of Karthikeyan Natarajn (Executive       
  Director & CEO)  Management  For  Voted - For 
7  Payment of Remuneration to Karthikeyan Natarajn       
  (Executive Director & CEO)  Management  For  Voted - For 
8  Approve Cyient Associate Stock Option Plan 2023  Management  For  Voted - For 

 

125

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
9  Extension of Cyient Associate Stock Option Plan       
  2023 to Subsidiaries  Management  For  Voted - For 
DALI FOODS GROUP CO LTD.       
Security ID: G2743Y106 Ticker: 3799       
Meeting Date: 18-May-23       
1.1  Elect XU Shihui  Management  For  Voted - Against 
1.2  Elect ZHUANG Weiqiang  Management  For  Voted - For 
1.3  Elect XU Yangyang  Management  For  Voted - Against 
1.4  Elect HUANG Jiaying  Management  For  Voted - For 
1.5  Elect XU Biying  Management  For  Voted - For 
1.6  Elect HU Xiaoling  Management  For  Voted - Against 
1.7  Elect NG Kong Hing  Management  For  Voted - For 
1.8  Elect LIU Xiaobin  Management  For  Voted - For 
1.9  Elect LIN Zhijun  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Final Dividend  Management  For  Voted - For 
6  Allocation of Special Dividend  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
11  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
DB HITEK CO., LTD.       
Security ID: Y3R69A103 Ticker: 000990       
Meeting Date: 29-Mar-23       
1.1  Elect CHO Ki Seok  Management  For  Voted - For 
1.2  Elect YANG Seung Joo  Management  For  Voted - Against 
1.3  Elect KIM Jun Dong  Management  For  Voted - Against 
1.4  Elect JUNG Ji Yeon  Management  For  Voted - For 
1.5  Election of Audit Committee Member: KIM Jun Dong  Management  For  Voted - Against 
1.6  Election of Audit Committee Member: JUNG Ji Yeon  Management  For  Voted - For 
2  Financial Statements  Management  For  Voted - Against 
3  Allocation of Profits/Dividends (Board Proposal)  Management  For  Voted - For 
4  Allocation of Profits/Dividends (Share holder       
  Proposal)  Shareholder  Against  Voted - Against 
5  Election of Independent Director to Be Appointed as       
  Audit Committee Member: BAE Hong Ki (Board Proposal)  Management  For  Voted - For 
6  Election of Independent Director to Be Appointed as       
  Audit Committee Member: HAN Seung Yup (Shareholder       
  Proposal)  Shareholder  Against  Voted - Against 
7  Spin-off  Management  For  Voted - For 
8  Article 18 (Board Proposal)  Management  For  Voted - For 

 

126

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
9  Article 20 (Shareholder Proposal)  Shareholder  Against  Voted - For 
10  Directors' Fees  Management  For  Voted - For 
11  Non-Voting Meeting Note  N/A    Non-Voting 
DB INSURANCE CO., LTD.       
Security ID: Y2096K109 Ticker: 005830       
Meeting Date: 24-Mar-23       
1.1  Elect CHOI Jeong Ho  Management  For  Voted - For 
1.2  Elect JEON Sun Ae  Management  For  Voted - For 
1.3  Elect NAM Seung Hyung  Management  For  Voted - For 
1.4  Election of Audit Committee Member: CHOI Jeong Ho  Management  For  Voted - For 
1.5  Election of Audit Committee Member: JEON Sun Ae  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Article 42  Management  For  Voted - For 
4  Article 42-2  Management  For  Voted - For 
5  Election of Independent Director to Be Appointed as       
  Audit Committee Member: JUNG Chae Woong  Management  For  Voted - Against 
6  Directors' Fees  Management  For  Voted - For 
7  Non-Voting Meeting Note  N/A    Non-Voting 
DL E&C CO. LTD.       
Security ID: Y2S0PJ118 Ticker: 375500       
Meeting Date: 23-Mar-23       
1  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
2  Election of Independent Director to Be Appointed as       
  Audit Committee Member: SHIN Jae Yong  Management  For  Voted - For 
3  Directors' Fees  Management  For  Voted - For 
4  Amendments to Executive Officer Retirement       
  Allowance Policy  Management  For  Voted - For 
DL HOLDINGS CO., LTD       
Security ID: Y2S10P101 Ticker: 000210       
Meeting Date: 01-Dec-22       
1.1  Elect KIM Jong Hyun  Management  For  Voted - Against 
Meeting Date: 24-Mar-23       
1  Financial Statements and Allocation of       
  Profits/Dividends       
    Management  For  Voted - Against 
2  Amendments to Articles  Management  For  Voted - For 

 

127

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Election of Independent Director to Be Appointed as       
  Audit Committee Member: CHOI Woo Seok  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 
5  Amendments to Executive Officer Retirement       
  Allowance Policy  Management  For  Voted - For 
DMCI HOLDINGS INC       
Security ID: Y2088F100 Ticker: DMC       
Meeting Date: 17-May-23       
1.1  Elect Isidro A. Consunji  Management  For  Voted - For 
1.2  Elect Cesar A. Buenaventura  Management  For  Voted - Against 
1.3  Elect Jorge A. Consunji  Management  For  Voted - For 
1.4  Elect Edwina C. Laperal  Management  For  Voted - For 
1.5  Elect Luz Consuelo A. Consunji  Management  For  Voted - For 
1.6  Elect Maria Cristina C. Gotianun  Management  For  Voted - For 
1.7  Elect Roberto L. Panlilio  Management  For  Voted - For 
1.8  Elect Bernardo M. Villegas  Management  For  Voted - For 
1.9  Elect Cynthia R. Del Castillo  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Call To Order  Management  For  Voted - For 
4  Report On Attendance And Quorum  Management  For  Voted - For 
5  Meeting Minutes  Management  For  Voted - For 
6  Management Report  Management  For  Voted - For 
7  Ratification of Board Acts  Management  For  Voted - For 
8  Appointment of Auditor  Management  For  Voted - For 
9  Transaction of Other Business  Management  For  Voted - Against 
10  Right to Adjourn Meeting  Management  For  Voted - For 
DONGFENG MOTOR GROUP CO.       
Security ID: Y21042109 Ticker: 0489       
Meeting Date: 29-Sep-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  2022 Financing Plan  Management  For  Voted - For 
4  Authority to Repurchase H Shares  Management  For  Voted - For 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  2022 Financing Plan  Management  For  Voted - For 
8  Authority to Repurchase H Shares  Management  For  Voted - For 
Meeting Date: 09-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Renewed Master Logistics Services Agreement  Management  For  Voted - For 
4  Non-Voting Meeting Note  N/A    Non-Voting 

 

128

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 20-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Authority to Declare Interim Dividends  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Directors' and Supervisors' Fees  Management  For  Voted - For 
10  Amendments to Procedural Rules of the General       
  Meeting  Management  For  Voted - Against 
11  Amendments to Procedural Rules of the Meeting of       
  the Board of Directors  Management  For  Voted - For 
12  Amendments to Articles  Management  For  Voted - For 
13  Authority to Issue Domestic and H Shares w/o       
  Preemptive Rights  Management  For  Voted - Against 
14  Authority to Repurchase H Shares  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
DOOSAN BOBCAT INC.       
Security ID: Y2103B100 Ticker: 241560       
Meeting Date: 27-Mar-23       
1.1  Elect Scott PARK Seong Cheol  Management  For  Voted - For 
1.2  Elect CHOI Ji Kwang  Management  For  Voted - For 
1.3  Elect NAM Yoo Seon  Management  For  Voted - For 
1.4  Election of Audit Committee Member: CHOI Ji Kwang  Management  For  Voted - For 
1.5  Election of Audit Committee Member: NAM Yoo Seon  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Transfer of Reserves  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Non-Voting Meeting Note  N/A    Non-Voting 
EASTERN COMPANY       
Security ID: M2932V106 Ticker: EAST       
Meeting Date: 24-Oct-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report; Corporate Governance Report  Management  For  Voted - Abstain 
3  Auditors' Report  Management  For  Voted - For 
4  Financial Statements  Management  For  Voted - Against 
5  Allocation of Profits/Dividends  Management  For  Voted - For 

 

129

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Ratification of Board Acts  Management  For  Voted - Against 
7  Directors' Fees  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - Abstain 
9  Charitable Donations  Management  For  Voted - Abstain 
10  Netting Contracts  Management  For  Voted - Abstain 
11  Election of Directors  Management  For  Voted - Abstain 
EDP - ENERGIAS DO BRASIL SA       
Security ID: P3769R108 Ticker: ENBR3       
Meeting Date: 27-Jan-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Amendments to Articles  Management  For  Voted - For 
4  Consolidation of Articles  Management  For  Voted - For 
5  Authorization of Legal Formalities  Management  For  Voted - For 
Meeting Date: 11-Apr-23       
1.1  Elect Arnaldo Jose Vollet to the Supervisory       
  Council Presented by Minority Shareholders  Management  Against  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Capitalization of Reserves w/o Share Issuance  Management  For  Voted - For 
5  Consolidation of Articles  Management  For  Voted - For 
6  Authorization of Legal Formalities  Management  For  Voted - For 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Non-Voting Meeting Note  N/A    Non-Voting 
10  Accounts and Reports  Management  For  Voted - For 
11  Allocation of Profits/Dividends  Management  For  Voted - For 
12  Remuneration Policy  Management  For  Voted - Against 
13  Request Establishment of Supervisory Council  Management  For  Voted - Abstain 
14  Approve Recasting of Votes for Amended Supervisory       
  Council Slate  Management  For  Voted - Against 
EL SEWEDY ELECTRIC       
Security ID: M398AL106 Ticker: SWDY       
Meeting Date: 23-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Authority to Establish Subsidiaries  Management  For  Voted - For 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Cancellation of Shares  Management  For  Voted - For 
5  Amendments to Articles 6 & 7 (Capital Reduction)  Management  For  Voted - For 

 

130

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ELAN MICROELECTRONICS CORP.       
Security ID: Y2268H108 Ticker: 2458       
Meeting Date: 31-May-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Amendments to Articles Bundled  Management  For  Voted - For 
EMAAR PROPERTIES PJSC       
Security ID: M4025S107 Ticker: EMAAR       
Meeting Date: 17-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report  Management  For  Voted - For 
3  Auditor's Report  Management  For  Voted - For 
4  Financial Statements  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Ratification of Board Acts  Management  For  Voted - For 
8  Ratification of Auditor's Acts  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - Against 
10  Board Transactions  Management  For  Voted - For 
EXXARO RESOURCES LIMITED       
Security ID: S26949107 Ticker: EXX       
Meeting Date: 18-May-23       
1.1  Re-elect Vincent Z. Mntambo  Management  For  Voted - For 
1.2  Re-elect Chanda Nxumalo  Management  For  Voted - For 
1.3  Elect Nondumiso (Ndumi) M. Medupe  Management  For  Voted - For 
1.4  Elect Audit Committee Member (Billy Mawasha)  Management  For  Voted - For 
1.5  Elect Audit Committee Member (Nondumiso (Ndumi) M.       
  Medupe)  Management  For  Voted - For 
1.6  Elect Audit Committee Member (Chanda Nxumalo)  Management  For  Voted - For 
1.7  Elect Social, Ethics and Responsibility Committee       
  Member (Geraldine J. Fraser-Moleketi)  Management  For  Voted - For 
1.8  Elect Social, Ethics and Responsibility Committee       
  Member (Karin M. Ireton)  Management  For  Voted - For 
1.9  Elect Social, Ethics and Responsibility Committee       
  Member (Likhapha Mbatha)  Management  For  Voted - For 
1.10  Elect Social, Ethics and Responsibility Committee       
  Member (Peet Snyders)  Management  For  Voted - For 
1.11  Elect Social, Ethics and Responsibility Committee       
  Member (Nombasa Tsengwa)  Management  For  Voted - For 
1.12  Elect Social, Ethics and Responsibility Committee       
  Member (Riaan Koppeschaar)  Management  For  Voted - For 
2  Appointment of Auditor  Management  For  Voted - For 

 

131

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  General Authority to Issue Shares  Management  For  Voted - For 
4  Authority to Issue Shares for Cash  Management  For  Voted - For 
5  Authorisation of Legal Formalities  Management  For  Voted - For 
6  Approve NEDs' Fees  Management  For  Voted - For 
7  Approve Financial Assistance (Section 44)  Management  For  Voted - For 
8  Approve Financial Assistance (Section 45)  Management  For  Voted - For 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Approve Remuneration Policy  Management  For  Voted - For 
11  Approve Remuneration Implementation Report  Management  For  Voted - For 
FAR EAST HORIZON LIMITED       
Security ID: Y24286109 Ticker: 3360       
Meeting Date: 07-Jun-23       
1.1  Elect CAO Jian  Management  For  Voted - Against 
1.2  Elect CHEN Shumin  Management  For  Voted - Against 
1.3  Elect Wei Mengmeng  Management  For  Voted - Against 
1.4  Elect Jimmy WONG Ka Fai  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
FIBRA UNO ADMINISTRACION S.A. DE C.V.       
Security ID: P3515D163 Ticker: FUNO11       
Meeting Date: 27-Apr-23       
1.1  Elect Ignacio Trigueros Legarreta  Management  For  Voted - For 
1.2  Elect Antonio Hugo Franck Cabrera  Management  For  Voted - For 
1.3  Elect Ruben Goldberg Javkin  Management  For  Voted - For 
1.4  Elect Herminio A. Blanco Mendoza  Management  For  Voted - For 
1.5  Elect Alberto Felipe Mulas Alonso  Management  For  Voted - For 
2  Report of the Audit, Corporate Governance and       
  Nominating Committees  Management  For  Voted - For 
3  Report of the Board (Technical Committee)  Management  For  Voted - For 
4  Report of the Trust Manager; Opinion of the Board       
  (Technical Committee)  Management  For  Voted - For 
5  Report of the Board (Technical Committee) on       
  Activities and Operations  Management  For  Voted - For 
6  Financial Statements; Allocation of       
  Profits/Dividends  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 

 

132

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Presentation of Report on Ratification of       
  Non-Independent Board Members  Management  For  Voted - For 
9  Election of Meeting Delegates  Management  For  Voted - For 
10  Minutes  Management  For  Voted - For 
11  Non-Voting Meeting Note  N/A    Non-Voting 
FUBON FINANCIAL HOLDING CO. LTD.       
Security ID: Y26528102 Ticker: 2881       
Meeting Date: 09-Jun-23       
1.1  Elect Richard TSAI Ming-Hsing  Management  For  Voted - For 
1.2  Elect Daniel TSAI Ming-Chung  Management  For  Voted - For 
1.3  Elect Representative Director of Ming Dong Co.,       
  Ltd.:       
  HARN Wei-Ting Jerry  Management  For  Voted - For 
1.4  Elect Representative Director of Ming Dong Co.,       
  Ltd.: LIN Fu-Hsing Howard  Management  For  Voted - For 
1.5  Elect Representative Director of Ming Dong Co.,       
  Ltd.: HSU Chin-Chuan  Management  For  Voted - For 
1.6  Elect Representative Director of Ming Dong Co.,       
  Ltd.: TSAI Cherng-Ru Chris  Management  For  Voted - For 
1.7  Elect Representative Director of Taipei City       
  Government: YOU Shih-Ming  Management  For  Voted - For 
1.8  Elect Representative Director of Taipei City       
  Government: LIEN Tang-Kai  Management  For  Voted - For 
1.9  Elect Representative Director of Taipei City       
  Government: CHENG Ruey-Cherng  Management  For  Voted - For 
1.10  Elect Independent Director: CHEN Shin-Min  Management  For  Voted - For 
1.11  Elect Independent Director: LI Shu-Hsing  Management  For  Voted - For 
1.12  Elect Independent Director: WANG Ming-Yang Alan  Management  For  Voted - For 
1.13  Elect Independent Director: MOK Siu-Hung Paulus  Management  For  Voted - For 
1.14  Elect Independent Director: CHEN Hsueh-Chih Barry  Management  For  Voted - For 
1.15  Elect Independent Director: YEH Kuang-Shih  Management  For  Voted - For 
2  The 2022 Business Report And Financial Statements  Management  For  Voted - For 
3  2022 Earnings Distribution Plan  Management  For  Voted - For 
4  Capitalization of Capital Reserve by Issuing New       
  Shares  Management  For  Voted - For 
5  The Company's Plan to Raise Long-Term Capital  Management  For  Voted - For 
6  Amendment to the Companys Articles of Incorporation  Management  For  Voted - For 
7  Release the Companys Directors for the Board of       
  Directors of the 9th Term from Non-competition       
  Restrictions.-Richard M.Tsai  Management  For  Voted - For 
8  Release the Companys Directors for the Board of       
  Directors of the 9th Term from Non-competition       
  Restrictions.-Daniel M.Tsai  Management  For  Voted - For 
9  Release the Companys Directors for the Board of       
  Directors of the 9th Term from Non-competition       
  Restrictions.-Jerry Harn  Management  For  Voted - For 
10  Release the Companys Directors for the Board of       
  Directors of the 9th Term from Non-competition       
  Restrictions.-Chin-Chuan Hsu  Management  For  Voted - For 

 

133

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
11  Release the Companys Directors for the Board of       
  Directors of the 9th Term from Non-competition       
  Restrictions.-Cherng-Ru Tsai  Management  For  Voted - For 
12  Release the Companys Directors for the Board of       
  Directors of the 9th Term from Non-competition       
  Restrictions.-Taipei City Government  Management  For  Voted - For 
GAIL (INDIA) LIMITED       
Security ID: Y2R78N114 Ticker: GAIL       
Meeting Date: 26-Aug-22       
1.1  Elect Mahesh Vishwanathan Iyer  Management  For  Voted - Against 
1.2  Elect Navneet Mohan Kothari  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Set Auditor's Fees  Management  For  Voted - For 
5  Authority to Set Cost Auditor's Fees  Management  For  Voted - For 
6  Related Party Transactions (Petronet LNG Limited)  Management  For  Voted - For 
7  Related Party Transactions (Indraprastha Gas       
  Limited)  Management  For  Voted - For 
8  Related Party Transactions (Mahanagar Gas Limited)  Management  For  Voted - For 
9  Related Party Transactions (Maharashtra Natural Gas       
  Limited)  Management  For  Voted - For 
10  Related Party Transactions (ONGC Petro Additions       
  Limited)  Management  For  Voted - For 
11  Related Party Transactions (Ramagundam Fertilizers       
  and Chemicals Limited)  Management  For  Voted - For 
12  Related Party Transactions (Central U.P. Gas       
  Limited)  Management  For  Voted - For 
13  Related Party Transactions (Green Gas Limited)  Management  For  Voted - For 
14  Increase in Authorized Capital  Management  For  Voted - For 
15  Amendments to Memorandum of Association (Object       
  Clause)  Management  For  Voted - For 
16  Bonus Share Issuance  Management  For  Voted - For 
Meeting Date: 12-Nov-22       
1.1  Elect and Appoint Ayush Gupta (Director - Human       
  Resources)  Management  For  Voted - For 
1.2  Elect and Appoint Sandeep Kumar Gupta (Chair &       
  Managing Director)  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
GLOBAL MIXED-MODE TECHNOLOGY INC.       
Security ID: Y2717S101 Ticker: 8081       
Meeting Date: 14-Jun-23       
1.1  Elect WU Chin-Chuan  Management  For  Voted - For 

 

134

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect HSIEH Yu-Ju  Management  For  Voted - For 
1.3  Elect HSIEH Yi-Wang  Management  For  Voted - For 
1.4  Elect WU Ming-Ju  Management  For  Voted - For 
1.5  Elect CHEN Shih-Hsin  Management  For  Voted - For 
1.6  Elect CHIEN Wei-Neng  Management  For  Voted - For 
1.7  Elect LIN Tsuang-Sheng  Management  For  Voted - For 
2  2022 Business Report And Financial Statements  Management  For  Voted - For 
3  2022 Profit Distribution Plan  Management  For  Voted - For 
4  Non-Compete Restrictions for Directors  Management  For  Voted - For 
GRUPO FINANCIERO BANORTE, S.A.B. DE C.V.       
Security ID: P49501201 Ticker: GFNORTE       
Meeting Date: 29-Nov-22       
1  Interim Dividend  Management  For  Voted - For 
2  Set Dividend Payment Date  Management  For  Voted - For 
3  Authority to Repurchase Shares  Management  For  Voted - For 
4  Election of Meeting Delegates  Management  For  Voted - For 
5  Incorporation of Banco Bineo  Management  For  Voted - For 
6  Amendments to Article 2  Management  For  Voted - For 
7  Resolutions Subject to Approval from Regulatory       
  Entities  Management  For  Voted - For 
8  Amendments to Sole Liabilities Agreement  Management  For  Voted - For 
9  Resolutions Subject to Approval from Regulatory       
  Entities  Management  For  Voted - For 
10  Election of Meeting Delegates  Management  For  Voted - For 
Meeting Date: 21-Apr-23       
1.1  Elect Carlos Hank Gonzalez  Management  For  Voted - For 
1.2  Elect Juan Antonio Gonzalez Moreno  Management  For  Voted - For 
1.3  Elect David Villarreal Montemayor  Management  For  Voted - For 
1.4  Elect Jose Marcos Ramirez Miguel  Management  For  Voted - For 
1.5  Elect Carlos de la Isla Corry  Management  For  Voted - For 
1.6  Elect Everardo Elizondo Almaguer  Management  For  Voted - For 
1.7  Elect Alicia Alejandra Lebrija Hirschfeld  Management  For  Voted - For 
1.8  Elect Clemente Ismael Reyes-Retana Valdes  Management  For  Voted - For 
1.9  Elect Mariana Banos Reynaud  Management  For  Voted - For 
1.10  Elect Federico Carlos Fernandez Senderos  Management  For  Voted - For 
1.11  Elect David Penaloza Alanis  Management  For  Voted - For 
1.12  Elect Jose Antonio Chedraui Eguia  Management  For  Voted - For 
1.13  Elect Alfonso de Angoitia Noriega  Management  For  Voted - For 
1.14  Elect Thomas Stanley Heather Rodriguez  Management  For  Voted - For 
1.15  Elect Graciela Gonzalez Moreno (alternate)  Management  For  Voted - For 
1.16  Elect Juan Antonio Gonzalez Marcos (alternate)  Management  For  Voted - For 
1.17  Elect Alberto Halabe Hamui (alternate)  Management  For  Voted - For 
1.18  Elect Gerardo Salazar Viezca (alternate)  Management  For  Voted - For 
1.19  Elect Alberto Perez-Jacome Friscione (alternate)  Management  For  Voted - For 
1.20  Elect Diego Martinez Rueda-Chapital (alternate)  Management  For  Voted - For 

 

135

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.21  Elect Roberto Kelleher Vales (alternate)  Management  For  Voted - For 
1.22  Elect Cecilia Goya de Riviello Meade (alternate)  Management  For  Voted - For 
1.23  Elect Jose Maria Garza Trevino (alternate)  Management  For  Voted - For 
1.24  Elect Manuel Francisco Ruiz Camero (alternate)  Management  For  Voted - For 
1.25  Elect Carlos Cesarman Kolteniuk (alternate)  Management  For  Voted - For 
1.26  Elect Humberto Tafolla Nunez (alternate)  Management  For  Voted - For 
1.27  Elect Carlos Phillips Margain (alternate)  Management  For  Voted - For 
1.28  Elect Ricardo Maldonado Yanez (alternate)  Management  For  Voted - For 
1.29  Elect Hector Avila Flores as Board Secretary  Management  For  Voted - For 
2  CEO's Report and Financial Statements  Management  For  Voted - For 
3  Report of the Board on the Accounting Policies  Management  For  Voted - For 
4  Report of the Board on Operations and Activities  Management  For  Voted - For 
5  Report of the Audit and Corporate Governance       
  Commitees' Operations and Activities  Management  For  Voted - For 
6  Ratification of Board, CEO and Audit and Corporate       
  Governance Committee's Acts  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Non-Voting Agenda Item  N/A    Non-Voting 
9  Authority to Exempt Directors from Providing Own       
  Indemnification  Management  For  Voted - For 
10  Directors' Fees  Management  For  Voted - For 
11  Election of Thomas Stanley Heather Rodriguez as       
  Audit and Corporate Governance Committee Chair  Management  For  Voted - For 
12  Report on the Company's Repurchase Program  Management  For  Voted - For 
13  Authority to Repurchase Shares  Management  For  Voted - For 
14  Consolidation of Articles  Management  For  Voted - For 
15  Election of Meeting Delegates  Management  For  Voted - For 
Meeting Date: 02-Jun-23       
1  Interim Dividend  Management  For  Voted - For 
2  Set Dividend Payment Date  Management  For  Voted - For 
3  Election of Meeting Delegates  Management  For  Voted - For 
4  Non-Voting Meeting Note  N/A    Non-Voting 
GRUPO MEXICO S.A.       
Security ID: P49538112 Ticker: GMEXICO       
Meeting Date: 28-Apr-23       
1  Accounts and Reports  Management  For  Voted - Abstain 
2  Tax Compliance Report  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - Abstain 
4  Report on Company's Share Purchase Program;       
  Authority to Repurchase Shares  Management  For  Voted - Abstain 
5  Ratification of Board, CEO and Board Committee Acts  Management  For  Voted - Abstain 
6  Appointment of Auditor  Management  For  Voted - Abstain 
7  Election of Directors; Verification of Independence       
  Status; Election of Board Committee Chairs and       
  Members  Management  For  Voted - Abstain 

 

136

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Revocation and Granting of Powers  Management  For  Voted - Abstain 
9  Directors' and Committee Member's Fees  Management  For  Voted - Abstain 
10  Election of Meeting Delegates  Management  For  Voted - For 
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS COMPANY LIMITED     
Security ID: Y2932P106 Ticker: 0874       
Meeting Date: 16-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Authority to Issue Medium-Term Notes  Management  For  Voted - For 
3  Authority to Conduct Asset-Backed Securitization of       
  Accounts Receivable by a Subsidiary  Management  For  Voted - For 
4  Settlement of Partial Proceeds Invested in Projects       
  and Permanent Replenishment of Working Capital from       
  the Remaining Proceeds  Management  For  Voted - For 
Meeting Date: 30-May-23       
1.1  Elect LI Chuyuan  Management  For  Voted - For 
1.2  Elect YANG Jun  Management  For  Voted - Against 
1.3  Elect CHENG Ning  Management  For  Voted - For 
1.4  Elect LIU Juyan  Management  For  Voted - For 
1.5  Elect ZHANG Chunbo  Management  For  Voted - For 
1.6  Elect WU Changhai  Management  For  Voted - Against 
1.7  Elect LI Hong  Management  For  Voted - For 
1.8  Elect Chen Yajin  Management  For  Voted - For 
1.9  Elect HUANG Min  Management  For  Voted - For 
1.10  Elect Patrick WONG Lung Tak  Management  For  Voted - For 
1.11  Elect SUN Baoqing  Management  For  Voted - For 
1.12  Elect CAI Ruiyu  Management  For  Voted - For 
1.13  Elect CHENG Jinyuan  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Annual Report  Management  For  Voted - For 
4  Directors' Report  Management  For  Voted - For 
5  Supervisors' Report  Management  For  Voted - For 
6  Financial Report  Management  For  Voted - For 
7  Accounts and Reports  Management  For  Voted - For 
8  Allocation of Profits/Dividends  Management  For  Voted - For 
9  Financial/Operational Targets and Annual Budget  Management  For  Voted - For 
10  Fee for Li Chuyuan  Management  For  Voted - For 
11  Fee for Yang Jun  Management  For  Voted - For 
12  Fee for Cheng Ning  Management  For  Voted - For 
13  Fee for Liu Juyan  Management  For  Voted - For 
14  Fee for Zhang Chunbo  Management  For  Voted - For 
15  Fee for Wu Changhai  Management  For  Voted - For 
16  Fee for Li Hong  Management  For  Voted - For 
17  Fee for Wong Hin Wing  Management  For  Voted - For 
18  Fee for Wang Weihong  Management  For  Voted - For 
19  Fee for Chen Yajin  Management  For  Voted - For 

 

137

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
20  Fee for Huang Min  Management  For  Voted - For 
21  Fee for Cai Ruiyu  Management  For  Voted - For 
22  Fee for Cheng Jinyuan  Management  For  Voted - For 
23  Fee for Jia Huidong  Management  For  Voted - For 
24  Approval of Omnibus Credit Lines  Management  For  Voted - For 
25  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
26  Appointment of Internal Control Auditor  Management  For  Voted - For 
27  Supervisory Fee for Jian Huidong  Management  For  Voted - For 
28  Non-Voting Agenda Item  N/A    Non-Voting 
29  Non-Voting Agenda Item  N/A    Non-Voting 
30  Non-Voting Agenda Item  N/A    Non-Voting 
GUJARAT STATE FERTILIZERS & CHEMICALS LIMITED       
Security ID: Y2946E139 Ticker: GSFC       
Meeting Date: 27-Sep-22       
1.1  Elect Mamta Verma  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Approve Payment of Fees to Cost Auditors  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
6  Related Party Transactions with Tunisian Indian       
  Fertilizer  Management  For  Voted - For 
7  Related Party Transactions with Gujarat State       
  Petroleum       
  Corporation Limited  Management  For  Voted - For 
8  Approve Remuneration of Mukesh Puri (Managing       
  Director)  Management  For  Voted - For 
Meeting Date: 13-May-23       
1.1  Elect Raj Kumar  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
HACI OMER SABANCI HOLDING A.S       
Security ID: M8223R100 Ticker: SAHOL       
Meeting Date: 30-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Opening; Election of Presiding Chair  Management  For  Voted - For 
5  Presentation of Directors' Report  Management  For  Voted - For 
6  Presentation of Auditors' Report  Management  For  Voted - For 
7  Financial Statements  Management  For  Voted - For 
8  Ratification of Board Acts  Management  For  Voted - For 
9  Allocation of Profits/Dividends  Management  For  Voted - For 
10  Election of Directors; Board Term Length  Management  For  Voted - Against 

 

138

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
11  Directors' Fees  Management  For  Voted - For 
12  Appointment of Auditor  Management  For  Voted - For 
13  Presentation of Report on Charitable Donations  Management  For  Voted - For 
14  Limit on Charitable Donations  Management  For  Voted - For 
15  Approval of Share Repurchases  Management  For  Voted - For 
16  Authority to Carry out Competing Activities or       
  Related Party Transactions  Management  For  Voted - For 
HANA FINANCIAL GROUP INC.       
Security ID: Y29975102 Ticker: 086790       
Meeting Date: 24-Mar-23       
1.1  Elect KIM Hong Jin  Management  For  Voted - For 
1.2  Elect HEO Yoon  Management  For  Voted - For 
1.3  Elect LEE Jung Won  Management  For  Voted - For 
1.4  Elect PARK Dong Moon  Management  For  Voted - For 
1.5  Elect LEE Kang Won  Management  For  Voted - For 
1.6  Elect WON Sook Yeon  Management  For  Voted - For 
1.7  Elect LEE Jun Seo  Management  For  Voted - For 
1.8  Elect LEE Seung Yeol  Management  For  Voted - For 
1.9  Election of Audit Committee Member: HEO Yoon  Management  For  Voted - For 
1.10  Election of Audit Committee Member: WON Sook Yeon  Management  For  Voted - For 
1.11  Election of Audit Committee Member: LEE Jun Seo  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Election of Independent Director to Be Appointed as       
  Audit Committee Member: YANG Dong Hoon  Management  For  Voted - Against 
5  Directors' Fees  Management  For  Voted - For 
HANKOOK & COMPANY CO., LTD.       
Security ID: Y3R57J116 Ticker: 000240       
Meeting Date: 29-Mar-23       
1.1  Elect MIN Se Jin  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Directors' Fees  Management  For  Voted - For 
4  Non-Voting Meeting Note  N/A    Non-Voting 
HCL TECHNOLOGIES LIMITED       
Security ID: Y3121G147 Ticker: HCLTECH       
Meeting Date: 16-Aug-22       
1.1  Elect Roshni Nadar Malhotra  Management  For  Voted - Against 
2  Accounts and Reports  Management  For  Voted - For 

 

139

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
HENGAN INTERNATIONAL GROUP COMPANY LIMITED       
Security ID: G4402L151 Ticker: 1044       
Meeting Date: 22-May-23       
1.1  Elect Mark HO Kwai Ching  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Adoption of Chinese Name  Management  For  Voted - For 
HINDUSTAN AERONAUTICS LTD.       
Security ID: Y3199R108 Ticker: HAL       
Meeting Date: 29-Aug-22       
1.1  Elect Alok Verma  Management  For  Voted - For 
1.2  Elect Chandraker Bharti  Management  For  Voted - Against 
1.3  Elect Divya Gupta  Management  For  Voted - For 
1.4  Elect Deepak Abasaheb Shinde  Management  For  Voted - For 
1.5  Elect Jayadeva E.P.  Management  For  Voted - Against 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Set Auditor's Fees  Management  For  Voted - For 
5  Authority to Set Cost Auditor's Fees  Management  For  Voted - For 
Meeting Date: 07-Dec-22       
1.1  Elect Rajeev Prakash  Management  For  Voted - Against 
1.2  Elect D K Sunil  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
HINDUSTAN PETROLEUM CORPORATION LIMITED       
Security ID: Y3224R123 Ticker: HINDPETRO       
Meeting Date: 30-Aug-22       
1.1  Elect Vinod S. Shenoy  Management  For  Voted - For 
1.2  Elect Vimla Pradhan  Management  For  Voted - For 
1.3  Elect Bechan Lal  Management  For  Voted - For 
1.4  Elect Vivekanand Biswal  Management  For  Voted - For 
1.5  Elect Ramdarshan Singh Pal  Management  For  Voted - For 
1.6  Elect Nagaraja Bhalki  Management  For  Voted - For 

 

140

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Pankaj Kumar  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Approve Payment of Fees to Cost Auditors  Management  For  Voted - For 
5  Related Party Transactions (HPCL-Mittal Energy       
  Limited)  Management  For  Voted - For 
6  Related Party Transactions (Hindustan Colas Private       
  Limited)  Management  For  Voted - For 
7  Amendment to Borrowing Powers  Management  For  Voted - For 
Meeting Date: 23-Dec-22       
1.1  Elect Shunmugavel Bharathan  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 03-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Amendments to Memorandum of Association  Management  For  Voted - For 
HON HAI PRECISION INDUSTRY CO., LTD.       
Security ID: Y36861105 Ticker: 2317       
Meeting Date: 31-May-23       
1  2022 Business Report and Financial Statements  Management  For  Voted - For 
2  2022 Profit Distribution Plan  Management  For  Voted - For 
3  IPO Application by a Subsidiary of the Company in       
  Mainland China  Management  For  Voted - For 
4  Non-Compete Restrictions for Directors  Management  For  Voted - For 
HYUNDAI GLOVIS CO., LTD.       
Security ID: Y27294100 Ticker: 086280       
Meeting Date: 26-Jan-23       
1.1  Elect LEE Kyoo Bok  Management  For  Voted - Against 
Meeting Date: 29-Mar-23       
1.1  Elect YOO Byung Gak  Management  For  Voted - For 
1.2  Elect HAN Sung Hee  Management  For  Voted - Against 
1.3  Election of Audit Committee Member: HAN Sung Hee  Management  For  Voted - Against 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Business Purpose  Management  For  Voted - For 
4  Dividend  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Non-Voting Meeting Note  N/A    Non-Voting 

 

141

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
HYUNDAI GREEN FOOD CO., LTD.       
Security ID: Y3830W102 Ticker: 005440       
Meeting Date: 10-Feb-23       
1  Spin-off  Management  For  Voted - For 
2  Election of Independent Director to Be Appointed as       
  Audit Committee Member: LEE Mu Won  Management  For  Voted - For 
Meeting Date: 29-Mar-23       
1.1  Elect LEE Jong Geun  Management  For  Voted - For 
1.2  Elect PARK Hong Jin  Management  For  Voted - For 
1.3  Elect IM Kyung Gu  Management  For  Voted - For 
1.4  Election of Audit Committee Member: IM Kyung Gu  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Directors' Fees  Management  For  Voted - For 
HYUNDAI HOME SHOPPING NETWORK CORPORATION       
Security ID: Y3822J101 Ticker: 057050       
Meeting Date: 23-Mar-23       
1.1  Elect CHUNG Kyo Sun  Management  For  Voted - For 
1.2  Elect HAN Kwang Young  Management  For  Voted - Against 
1.3  Elect KIM Sung Jin  Management  For  Voted - For 
1.4  Election of Audit Committee Member: KIM Sung Jin  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Election of Independent Director to Be Appointed as       
  Audit Committee Member: LEE Jung Gu  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 
HYUNDAI MARINE & FIRE INSURANCE CO., LTD.       
Security ID: Y3842K104 Ticker: 001450       
Meeting Date: 17-Mar-23       
1.1  Elect JO Yong Il  Management  For  Voted - For 
1.2  Elect LEE Seong Jae  Management  For  Voted - Against 
2  Financial Statements and Allocation of       
  Profits/Dividends       
    Management  For  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Election of Independent Director to Be Appointed as       
  Audit Committee Member: JEONG Yeon Seung  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 

 

142

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
IMPALA PLATINUM HOLDINGS LIMITED       
Security ID: S37840113 Ticker: IMP       
Meeting Date: 12-Oct-22       
1.1  Re-elect Fholisani (Sydney) Mufamadi  Management  For  Voted - For 
1.2  Re-elect Zacharias (Bernard) Swanepoel  Management  For  Voted - For 
1.3  Re-elect Dawn Earp  Management  For  Voted - For 
1.4  Elect Billy Mawasha  Management  For  Voted - For 
1.5  Elect Mametja Moshe  Management  For  Voted - For 
1.6  Election of Audit and Risk Committee Members (Dawn       
  Earp)  Management  For  Voted - For 
1.7  Election of Audit and Risk Committee Members (Peter       
  W. Davey)  Management  For  Voted - For 
1.8  Election of Audit and Risk Committee Members (Ralph       
  Havenstein)  Management  For  Voted - For 
1.9  Election of Audit and Risk Committee Members       
  (Mametja Moshe)  Management  For  Voted - For 
1.10  Election of Audit and Risk Committee Members       
  (Preston E. Speckmann)  Management  For  Voted - For 
2  Appointment of Auditor  Management  For  Voted - For 
3  Authority to Issue Shares for Cash  Management  For  Voted - For 
4  Authorization of Legal Formalities  Management  For  Voted - For 
5  Approve Remuneration Policy  Management  For  Voted - For 
6  Approve Remuneration Implementation Report  Management  For  Voted - For 
7  Approve NEDs' Fees (Board Chair)  Management  For  Voted - For 
8  Approve NEDs' Fees (Lead Independent Director)  Management  For  Voted - For 
9  Approve NEDs' Fees (Board Member)  Management  For  Voted - For 
10  Approve NEDs' Fees (Audit and Risk Committee Chair)  Management  For  Voted - For 
11  Approve NEDs' Fees (Audit and Risk Committee Member)  Management  For  Voted - For 
12  Approve NEDs' Fees (Social, Transformation and       
  Remuneration Committee Chair)  Management  For  Voted - For 
13  Approve NEDs' Fees (Social, Transformation and       
  Remuneration Committee Member)  Management  For  Voted - For 
14  Approve NEDs' Fees (Nominations, Governance and       
  Ethics Committee Chair)  Management  For  Voted - For 
15  Approve NEDs' Fees (Nominations, Governance and       
  Ethics Committee Member)  Management  For  Voted - For 
16  Approve NEDs' Fees (Health, Safety and Environment       
  Committee Chair)  Management  For  Voted - For 
17  Approve NEDs' Fees (Health, Safety and Environment       
  Committee Member)  Management  For  Voted - For 
18  Approve NEDs' Fees (Strategy and Investment       
  Committee Chair)  Management  For  Voted - For 
19  Approve NEDs' Fees (Strategy and Investment       
  Committee Member)  Management  For  Voted - For 
20  Approve NEDs' Fees (Ad Hoc)  Management  For  Voted - For 
21  Authority to Repurchase Shares  Management  For  Voted - For 

 

143

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
INDIABULLS HOUSING FINANCE LIMITED       
Security ID: Y3R12A119 Ticker: IBULHSGFIN       
Meeting Date: 26-Sep-22       
1.1  Elect Sachin Chaudhary  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Authority to Set Auditor's Fees (S.N. Dhawan & CO       
  LLP)  Management  For  Voted - For 
4  Authority to Set Auditor's Fees (Arora & Choudhary       
  Associates)  Management  For  Voted - For 
5  Re-Appointment of Gagan Banga (Vice Chair, Managing       
  Director and CEO); Approval of Remuneration  Management  For  Voted - For 
6  Re-Appointment of Ashwini Omprakash Kumar (Deputy       
  Managing Director); Approval of Remuneration  Management  For  Voted - For 
7  Authority to Issue Non-Convertible Debentures  Management  For  Voted - For 
8  Non-Executive Directors' Commission  Management  For  Voted - For 
9  Non-Voting Meeting Note  N/A    Non-Voting 
INDIAN BANK       
Security ID: Y39228112 Ticker: INDIANB       
Meeting Date: 19-Jun-23       
1.1  Elect Mahesh Kumar Bajaj  Management  For  Voted - Against 
1.2  Elect Maruthi Prasad Tangrila  Management  For  Voted - Against 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Issue Shares w/ or w/o Preemptive       
  Rights  Management  For  Voted - For 
INTERNATIONAL GAMES SYSTEM CO., LTD.       
Security ID: Y41065114 Ticker: 3293       
Meeting Date: 28-Jun-23       
1  The Company's 2022 Business Report and Financial       
  Statements  Management  For  Voted - For 
2  the Company's 2022 Earnings Distribution  Management  For  Voted - For 
3  Discussion On Amendments To The Articles Of       
  Incorporation  Management  For  Voted - For 
4  Discussion on Amendments to Financial Derivatives       
  Transaction Procedure  Management  For  Voted - For 
5  Discussion On Amendments To Regulations Of       
  Endorsement / Guarantees  Management  For  Voted - For 
6  Discussion on Amendments to Procedure for Lending       
  Funds to Other Parties  Management  For  Voted - For 
7  Discussion on Amendments to Rules and Procedures of       
  Shareholders Meeting  Management  For  Voted - For 

 

144

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
ITAUSA INVESTIMENTOS ITAU SA, SAO PAULO       
Security ID: P5887P427 Ticker: ITSA3       
Meeting Date: 28-Apr-23       
1.1  Elect Viviane Miranda to the Supervisory Council       
  Presented by Preferred Shareholders  Management  For  Voted - Abstain 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Request Separate Election for Board Member       
  (Preferred Shareholders)  Management  For  Voted - Abstain 
6  Non-Voting Meeting Note  N/A    Non-Voting 
JBS SA       
Security ID: P59695109 Ticker: JBSS3       
Meeting Date: 24-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Board Size  Management  For  Voted - For 
6  Request Cumulative Voting  Management  For  Voted - Against 
7  Election of Directors  Management  For  Voted - For 
8  Approve Recasting of Votes for Amended Slate  Management  For  Voted - Against 
9  Non-Voting Agenda Item  N/A    Non-Voting 
10  Proportional Allocation of Cumulative Votes  Management  Against  Voted - For 
11  Allocate Cumulative Votes to Jeremiah Alphonsus       
  OCallaghan  Management  Against  Voted - For 
12  Allocate Cumulative Votes to Jose Batista Sobrinho  Management  For  Voted - Abstain 
13  Allocate Cumulative Votes to Francisco Turra  Management  Against  Voted - For 
14  Allocate Cumulative Votes to Carlos Hamilton       
  Vasconcelos Araujo  Management  Against  Voted - For 
15  Allocate Cumulative Votes to Cledorvino Belini  Management  Against  Voted - For 
16  Allocate Cumulative Votes to Leila Abraham Loria  Management  Against  Voted - For 
17  Allocate Cumulative Votes to Alba Pettengill  Management  Against  Voted - For 
18  Allocate Cumulative Votes to Marcio Guedes Pereira       
  Junior  Management  Against  Voted - For 
19  Allocate Cumulative Votes to Gelson Luiz Merisio  Management  Against  Voted - For 
20  Request Separate Election for Board Member  Management  For  Voted - Abstain 
21  Ratify Directors' Independence Status  Management  For  Voted - For 
22  Supervisory Council Size  Management  For  Voted - For 
23  Election of Supervisory Council  Management  For  Voted - Against 
24  Approve Recasting of Votes for Amended Supervisory       
  Council Slate  Management  For  Voted - Against 
25  Remuneration Policy  Management  For  Voted - Against 
26  Non-Voting Meeting Note  N/A    Non-Voting 
27  Non-Voting Meeting Note  N/A    Non-Voting 

 

145

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
28  Merger Agreement (Brazservice Wet Leather)  Management  For  Voted - For 
29  Ratification of Appointment of Appraiser  Management  For  Voted - For 
30  Valuation Report (Brazservice)  Management  For  Voted - For 
31  Merger by Absorption (Brazservice)  Management  For  Voted - For 
32  Merger Agreement (Enersea Comercializadora de       
  Energia)  Management  For  Voted - For 
33  Ratification of Appointment of Appraiser  Management  For  Voted - For 
34  Valuation Report (Enersea)  Management  For  Voted - For 
35  Merger by Absorption (Enersea)  Management  For  Voted - For 
36  Merger Agreement (Mc Service Ltda.)  Management  For  Voted - For 
37  Ratification of Appointment of Appraiser  Management  For  Voted - For 
38  Valuation Report (MC Service)  Management  For  Voted - For 
39  Merger by Absorption (MC Service)  Management  For  Voted - For 
40  Amendments to Articles  Management  For  Voted - For 
41  Consolidation of Articles  Management  For  Voted - For 
42  Authorization of Legal Formalities  Management  For  Voted - For 
JUBILANT INGREVIA LTD.       
Security ID: Y447D4103 Ticker: JUBLINGREA       
Meeting Date: 08-Aug-22       
1.1  Elect Anil Khubchandani  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Anil Khubchandani (Co-CEO and       
  Whole-time director); Approval of remuneration  Management  For  Voted - For 
JUBILANT PHARMOVA LIMITED       
Security ID: Y44787110 Ticker: JUBILANT       
Meeting Date: 26-Sep-22       
1.1  Elect Priyavrat Bhartia  Management  For  Voted - Against 
1.2  Elect Arjun Shanker Bhartia  Management  For  Voted - For 
1.3  Elect Ramamurthi Kumar  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Appointment of Ramamurthi Kumar (Whole-time       
  Director); Approval of Remuneration  Management  For  Voted - Against 
5  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 14-Nov-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Amendment to JLL Employees Stock Option Plan 2018  Management  For  Voted - Against 
3  Extension of JLL Employees Stock Option Plan 2018       
  to Subsidiaries  Management  For  Voted - Against 
4  Acquisition of Shares on Secondary Market to       
  Implement Equity Compensation Plan JLL Employees       
  Stock Option Plan 2018  Management  For  Voted - Against 

 

146

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 12-Apr-23       
1.1  Elect Shirish G Belapure  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
KALPATARU POWER TRANSMISSION LIMITED       
Security ID: Y45237131 Ticker: KALPATPOWR       
Meeting Date: 04-Aug-22       
1.1  Elect Manish D. Mohnot  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Set Cost Auditor's Fees  Management  For  Voted - For 
Meeting Date: 06-Sep-22       
1  Merger by Absorption between Kalpataru Power       
  Transmission Limited and JMC Projects (India)       
  Limited  Management  For  Voted - For 
Meeting Date: 16-Mar-23       
1.1  Election and Appointment of Shailendra Kumar       
  Tripathi (Deputy Managing Director); Approval of       
  Remuneration  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Authority to Mortgage Assets  Management  For  Voted - For 
4  Related Party Transactions  Management  For  Voted - For 
Meeting Date: 14-May-23       
1  Change in Company Name; Amendment to Memorandum of       
  Association and Articles of Association of the       
  Company  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
KANGJI MEDICAL HOLDINGS LIMITED       
Security ID: G5215A100 Ticker: 9997       
Meeting Date: 25-May-23       
1.1  Elect Frances Fang CHOVANEC  Management  For  Voted - For 
1.2  Elect JIANG Feng  Management  For  Voted - For 
1.3  Elect GUO Jian  Management  For  Voted - For 
1.4  Elect CHEN Weibo  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 

 

147

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Memorandum and Articles  Management  For  Voted - For 
KASIKORNBANK       
Security ID: Y4591R118 Ticker: KBANK       
Meeting Date: 07-Apr-23       
1.1  Elect Suphajee Suthumpun  Management  For  Voted - Against 
1.2  Elect Chanin Donavanik  Management  For  Voted - For 
1.3  Elect Sara Lamsam  Management  For  Voted - Against 
1.4  Elect Chonchanum Soonthornsaratoon  Management  For  Voted - For 
1.5  Elect Kattiya Indaravijaya  Management  For  Voted - For 
1.6  Elect Patchara Samalapa  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Directors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Transaction of Other Business  Management  For  Voted - Against 
KGINICIS CO., LTD.       
Security ID: Y4083K100 Ticker: 035600       
Meeting Date: 23-Mar-23       
1.1  Elect LEE Seon Jae  Management  For  Voted - Against 
2  Financial Statements and Allocation of       
  Profits/Dividends       
    Management  For  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Election of Corporate Auditor  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Corporate Auditors' Fees  Management  For  Voted - For 
KIA CORPORATION       
Security ID: Y47601102 Ticker: 000270       
Meeting Date: 17-Mar-23       
1.1  Elect JOO Woo Jeong  Management  For  Voted - Against 
1.2  Elect SHIN Jae Yong  Management  For  Voted - For 
1.3  Elect CHYUN Chan Hyuk  Management  For  Voted - For 

 

148

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Election of Audit Committee Member: SHIN Jae Yong  Management  For  Voted - For 
1.5  Election of Audit Committee Member: CHYUN Chan Hyuk  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Adoption of Executive Officer Retirement Allowance       
  Policy  Management  For  Voted - Against 
5  Directors' Fees  Management  For  Voted - For 
KIATNAKIN PHATRA BANK PUBLIC COMPANY LTD       
Security ID: Y47675114 Ticker: KKP       
Meeting Date: 20-Apr-23       
1.1  Elect Suvit Mapaisansin  Management  For  Voted - Against 
1.2  Elect Anya Khanthavit  Management  For  Voted - Against 
1.3  Elect Patchanee Limapichat  Management  For  Voted - For 
1.4  Elect Aphinant Klewpatinond  Management  For  Voted - For 
2  Results of Operations  Management  For  Voted - For 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - Against 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Issuance of Warrants w/ Preemptive Rights  Management  For  Voted - For 
8  Issuance of Warrants under the KKP ESOP Warrants       
  Scheme  Management  For  Voted - For 
9  Increase in Registered Capital and Amendment to       
  Memorandum  Management  For  Voted - For 
10  Issuance of Shares w/ Preemptive Rights  Management  For  Voted - For 
11  Transaction of Other Business  Management  For  Voted - Against 
12  Non-Voting Meeting Note  N/A    Non-Voting 
13  Non-Voting Meeting Note  N/A    Non-Voting 
KING YUAN ELECTRONICS CO., LTD.       
Security ID: Y4801V107 Ticker: 2449       
Meeting Date: 30-May-23       
1.1  Elect Chin-Kung Lee  Management  For  Voted - For 
1.2  Elect Chi-Chun Hsieh  Management  For  Voted - For 
1.3  Elect An-Hsuan Liu  Management  For  Voted - For 
1.4  Elect Kao-Yu Liu  Management  For  Voted - For 
1.5  Elect Kuan-Hua Chen  Management  For  Voted - For 
1.6  Elect Ping-Kun Hung  Management  For  Voted - For 
1.7  Elect Shi-Jer Sheen  Management  For  Voted - For 
1.8  Elect Dar-Yeh Hwang  Management  For  Voted - For 
1.9  Elect Semi Wang  Management  For  Voted - For 
2  The Companys 2022 Business Report And Financial       
  Statements  Management  For  Voted - For 

 

149

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  The Companys 2022 Distribution of Earnings.       
  Proposed Cash Dividend :Twd 3.5 per Share.  Management  For  Voted - For 
4  Request for Review of the Proposed Removal of       
  Non-compete Clause for the Companys Directors.  Management  For  Voted - For 
KINGBOARD LAMINATES HOLDINGS LIMITED       
Security ID: G5257K107 Ticker: 1888       
Meeting Date: 29-May-23       
1.1  Elect CHEUNG Kwok Keung  Management  For  Voted - Against 
1.2  Elect ZHOU Pei Feng  Management  For  Voted - Against 
1.3  Elect LO Ka Leong  Management  For  Voted - Against 
1.4  Elect Stephen IP Shu Kwan  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Memorandum and Articles of Association  Management  For  Voted - Against 
KRBL LIMITED       
Security ID: Y4991N105 Ticker: KRBL       
Meeting Date: 26-Sep-22       
1.1  Elect Anoop K. Gupta  Management  For  Voted - Against 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to set Cost Auditor's fees  Management  For  Voted - For 
5  Appointment of Priyanka Mittal (Whole-Time       
  Director); Approval of Remuneration  Management  For  Voted - For 
KRUNG THAI BANK PUBLIC CO. LTD.       
Security ID: Y49885208 Ticker: KTB       
Meeting Date: 07-Apr-23       
1.1  Elect Kittipong Kittayarak  Management  For  Voted - Against 
1.2  Elect Payong Srivanich  Management  For  Voted - For 
1.3  Elect Virasak Sutanthavibul  Management  For  Voted - Against 
1.4  Elect Attapol Attaworadej  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Annual Report  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 

 

150

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - Against 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Amendments to Articles  Management  For  Voted - For 
9  Transaction of Other Business  Management  For  Voted - Against 
10  Non-Voting Meeting Note  N/A    Non-Voting 
KT CORPORATION       
Security ID: Y49915104 Ticker: 030200       
Meeting Date: 31-Mar-23       
1.1  Elect SEO Chang Seok  Management  For  Voted - For 
1.2  Elect SONG Kyung Min  Management  For  Voted - For 
1.3  Elect KANG Chung Gu  Management  For  Voted - For 
1.4  Elect YEO Eun Jung  Management  For  Voted - For 
1.5  Elect LIM Seung Tae  Management  Abstain  Voted - Abstain 
1.6  Elect PYO Hyun Myung  Management  For  Voted - For 
1.7  Election of Audit Committee Member: KANG Chung Gu  Management  For  Voted - For 
1.8  Election of Audit Committee Member: YEO Eun Jung  Management  For  Voted - For 
2  Election of Representative Director: YUN Kyoung Lim  Management  For  Voted - For 
3  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - For 
4  Article 2  Management  For  Voted - For 
5  Article 48-2  Management  For  Voted - For 
6  Article 48-3  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Approval of Management Agreement  Management  For  Voted - For 
9  Amendments to Executive Officer Retirement       
  Allowance Policy  Management  For  Voted - For 
Meeting Date: 30-Jun-23       
1.1  Elect KWAK Woo Young  Management  For  Voted - For 
1.2  Elect KIM Seong Cheol  Management  For  Voted - For 
1.3  Elect YOON Jong Soo  Management  For  Voted - Against 
1.4  Elect LEE Seung Hoon  Management  For  Voted - For 
1.5  Elect CHO Theresa Seung Ah  Management  For  Voted - For 
1.6  Elect CHOI Yang Hee  Management  For  Voted - For 
1.7  Election of Audit Committee Member: LEE Seung Hoon  Management  For  Voted - For 
1.8  Election of Audit Committee Member: CHO Theresa       
  Seung Ah  Management  For  Voted - For 
2  Article 24 and 29 - Amendment to reduce the number       
  of inside directors  Management  For  Voted - For 
3  Article 18, 25 and 29 - Amendment to abolish       
  Multiple Representative Director Policy  Management  For  Voted - For 
4  Article 25 - Amendment to increase the number of       
  votes needed for the resolution of Representative       
  Director appointment  Management  For  Voted - For 
5  Article 26, 27 and 28 - Amendment to revise terms       
  of directors and relevant policies  Management  For  Voted - For 

 

151

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Article 25 - Amendment to define qualifications       
  for the Representative Director  Management  For  Voted - For 
7  Article 25, 32, 33, 41, 41-2 and 42 - Amendment to       
  change the composition and role of Committee within       
  Board of Directors  Management  For  Voted - For 
8  Election of Independent Director to Be Appointed as       
  Audit Committee Member: AHN Yeong Kyun  Management  For  Voted - For 
KT&G CORPORATION       
Security ID: Y49904108 Ticker: 033780       
Meeting Date: 28-Mar-23       
1  Financial Statements  Management  For  Voted - For 
2  Cash Dividends of KRW 5,000 per Share (Board       
  Proposal)  Management  For  Voted - For 
3  Cash Dividends of KRW 7,867 per Share (Shardholder       
  Proposal by ANDA)  Shareholder  Against  Voted - Against 
4  Cash Dividends of KRW 10,000 per Share (Shareholder       
  Proposal by Agnes)  Shareholder  Against  Voted - Against 
5  Amendment to and Establishment of Provisions on       
  Evaluation and Compensation Committee (Shareholder       
  Proposal by Agnes)  Shareholder  Against  Voted - Against 
6  Addition of Right to Decide Cancellation of       
  Treasury Shares (Shareholder Proposal by Agnes)  Shareholder  Against  Voted - Against 
7  Establishment of New Provisions for Quarterly       
  Dividends (Shareholder Proposal by Agnes)  Shareholder  For  Voted - For 
8  Addendum (Shareholder Proposal by Agnes)  Shareholder  For  Voted - For 
9  Cancellation of Treasury Shares (Shareholder       
  Proposal by Agnes)  Shareholder  Against  Voted - Against 
10  Acquisition of Treasury Shares (Shareholder       
  Proposal by Agnes)  Shareholder  Against  Voted - Against 
11  Maintenance of the Current Number of Six (6)       
  Outside       
  Directors (Board Proposal)  Management  For  Voted - For 
12  Increase of the Number of Outside Directors to       
  Eight       
  (8) (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
13  Appointment of Myung-Chul Kim as Outside Director       
  (Board Proposal)  Management  For  Voted - For 
14  Appointment of Yun-Sung Koh as Outside Director       
  (Board Proposal)  Management  For  Voted - For 
15  Appointment of Soo-Hyung Lee as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
16  Appointment of Do-Reen Kim as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
17  Appointment of Jae-Whan Park as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
18  Appointment of Suk-Yong Cha as Outside Director       
  (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
19  Appointment of Oo-Jin Hwang as Outside Director       
  (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 

 

152

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
20  Appointment of Myung-Chul Kim as Outside Director       
  (Board Proposal)  Management  For  Voted - For 
21  Appointment of Yun-Sung Koh as Outside Director       
  (Board Proposal)  Management  For  Voted - For 
22  Appointment of Il-Soon Lim as Outside Director       
  (Board Proposal)  Management  For  Voted - For 
23  Appointment of Soo-Hyung Lee as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
24  Appointment of Do-Reen Kim as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
25  Appointment of Jae-Whan Park as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
26  Appointment of Suk-Yong Cha as Outside Director       
  (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
27  Appointment of Oo-Jin Hwang as Outside Director       
  (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
28  Appointment of Myung-Chul Kim as Audit Committee       
  Member (Board Proposal)  Management  For  Voted - For 
29  Appointment of Yun-Sung Koh as Audit Committee       
  Member (Board Proposal)  Management  For  Voted - For 
30  Appointment of Soo-Hyung Lee as Audit Committee       
  Member (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
31  Appointment of Do-Reen Kim as Audit Committee       
  Member (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
32  Appointment of Suk-Yong Cha as Audit Committee       
  Member (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
33  Appointment of Oo-Jin Hwang as Audit Committee       
  Member (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
34  Directors' Fees  Management  For  Voted - For 
KUNLUN ENERGY COMPANY LTD       
Security ID: G5320C108 Ticker: 0135       
Meeting Date: 31-May-23       
1.1  Elect GAO Xiangzhong  Management  For  Voted - Against 
1.2  Elect Jasper TSANG Yok Sing  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Articles  Management  For  Voted - Against 
12  Non-Voting Meeting Note  N/A    Non-Voting 

 

153

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
LENOVO GROUP LIMITED       
Security ID: Y5257Y107 Ticker: 0992       
Meeting Date: 26-Jul-22       
1.1  Elect William Tudor Brown  Management  For  Voted - For 
1.2  Elect Jerry YANG Chih-Yuan  Management  For  Voted - For 
1.3  Elect Gordon Robert Halyburton Orr  Management  For  Voted - For 
1.4  Elect Raymond WOO Chin Wan  Management  For  Voted - For 
1.5  Elect Cher WANG Hsiueh Hong  Management  For  Voted - For 
1.6  Elect XUE Lan  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Non-Voting Meeting Note  N/A    Non-Voting 
LG CORP.       
Security ID: Y52755108 Ticker: 003550       
Meeting Date: 29-Mar-23       
1.1  Elect CHO Sung Wook  Management  For  Voted - Against 
1.2  Elect PARK Jong Soo  Management  For  Voted - For 
1.3  Election of Audit Committee Member: CHO Sung Wook  Management  For  Voted - Against 
1.4  Election of Audit Committee Member: PARK Jong Soo  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
4  Directors' Fees  Management  For  Voted - Against 
LONKING HOLDINGS LIMITED       
Security ID: G5636C107 Ticker: 3339       
Meeting Date: 26-May-23       
1.1  Elect LI San Yim  Management  For  Voted - For 
1.2  Elect CHEN Chao  Management  For  Voted - For 
1.3  Elect ZHENG Kewen  Management  For  Voted - For 
1.4  Elect YIN Kunlun  Management  For  Voted - For 
1.5  Elect NGAI Ngan Ying  Management  For  Voted - Against 
1.6  Elect YU Taiwei  Management  For  Voted - Against 
1.7  Elect QIAN Shizheng  Management  For  Voted - Against 
1.8  Elect WU Jian Ming  Management  For  Voted - For 

 

154

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
10  Authority to Repurchase Shares  Management  For  Voted - For 
11  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
LX INTERNATIONAL CORP.       
Security ID: Y52764100 Ticker: 001120       
Meeting Date: 23-Mar-23       
1.1  Elect CHAE Soo Il  Management  For  Voted - For 
1.2  Elect KWON Oh Jun  Management  For  Voted - Against 
1.3  Elect CHOI Sung Kwan  Management  For  Voted - For 
1.4  Election of Audit Committee Member: CHAE Soo Il  Management  For  Voted - For 
1.5  Election of Audit Committee Member: KWON Oh Jun  Management  For  Voted - Against 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 
LX SEMICON CO., LTD.       
Security ID: Y7935F104 Ticker: 108320       
Meeting Date: 23-Sep-22       
1  Delisting from KOSDAQ  Management  For  Voted - For 
Meeting Date: 23-Mar-23       
1.1  Elect SOHN Bo Ik  Management  For  Voted - For 
1.2  Elect KIM Hoon  Management  For  Voted - For 
1.3  Elect JUNG Sung Wuk  Management  For  Voted - For 
1.4  Election of Audit Committee Member: JUNG Sung Wuk  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 

 

155

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
MAANSHAN IRON & STEEL COMPANY LIMITED       
Security ID: Y5361G109 Ticker: 0323       
Meeting Date: 01-Dec-22       
1.1  Elect DING Yi  Management  For  Voted - For 
1.2  Elect MAO Zhanhong  Management  For  Voted - For 
1.3  Elect REN Tianbao  Management  For  Voted - For 
1.4  Elect ZHANG Chunxia  Management  For  Voted - For 
1.5  Elect ZHU Shaofang  Management  For  Voted - For 
1.6  Elect GUAN Bingchun  Management  For  Voted - For 
1.7  Elect HE Anrui  Management  For  Voted - For 
1.8  Elect MA Daoju  Management  For  Voted - For 
1.9  Elect HONG Gongxiang  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Amendments to Articles  Management  For  Voted - For 
5  Remuneration of Directors  Management  For  Voted - For 
6  Remuneration of Supervisors  Management  For  Voted - For 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Non-Voting Agenda Item  N/A    Non-Voting 
9  Non-Voting Agenda Item  N/A    Non-Voting 
Meeting Date: 29-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Repurchase and Cancellation of the Restricted Shares  Management  For  Voted - For 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Absorption and Merger Agreement  Management  For  Voted - For 
8  Financial Services Agreement  Management  For  Voted - For 
9  Equity Transfer Agreement  Management  For  Voted - For 
10  Repurchase and Cancellation of the Restricted Shares  Management  For  Voted - For 
Meeting Date: 10-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Assets Transfer Agreement  Management  For  Voted - For 
4  Equity Transfer Agreement  Management  For  Voted - For 
Meeting Date: 29-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Repurchase and Cancellation of the Restricted Shares  Management  For  Voted - For 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 

 

156

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Repurchase and Cancellation of the Restricted Shares  Management  For  Voted - For 
Meeting Date: 16-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Directors' and Supervisors' Fees  Management  For  Voted - For 
MAGYAR TELEKOM TELECOMMUNICATIONS       
Security ID: X5187V109 Ticker: MTELEKOM       
Meeting Date: 19-Apr-23       
1.1  Elect Daniel Daub to the Board of Directors  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Appointment of Meeting Chair  Management  For  Voted - For 
8  Appointment of Minutes Keeper  Management  For  Voted - For 
9  Appointment of Minutes Authenticator  Management  For  Voted - For 
10  Agenda  Management  For  Voted - For 
11  Accounts and Reports (Consolidated)  Management  For  Voted - For 
12  Accounts and Reports  Management  For  Voted - For 
13  Allocation of Profits/Dividends  Management  For  Voted - For 
14  Authority to Repurchase Shares  Management  For  Voted - Against 
15  Corporate Governance and Management Report  Management  For  Voted - For 
16  Ratification of Board Acts  Management  For  Voted - For 
17  Approval of Share Capital Reduction  Management  For  Voted - For 
18  Cancellation of Shares  Management  For  Voted - For 
19  Approval of Amended Remuneration Policy  Management  For  Voted - For 
20  Remuneration Report  Management  For  Voted - Against 
21  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
22  Non-Voting Meeting Note  N/A    Non-Voting 
23  Non-Voting Meeting Note  N/A    Non-Voting 
MAHANAGAR GAS LTD       
Security ID: Y5S732109 Ticker: MGL       
Meeting Date: 29-Jan-23       
1.1  Election and Appointment of Ashu Shinghal (Managing       
  Director)  Management  For  Voted - Against 

 

157

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Harshadeep Shriram Kamble  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
MEDIATEK INC.       
Security ID: Y5945U103 Ticker: 2454       
Meeting Date: 31-May-23       
1.1  Elect LIN Syaru Shirley  Management  For  Voted - For 
2  2022 Business Report and Financial Statements  Management  For  Voted - For 
3  Proposal of Distribution of 2022 Profits  Management  For  Voted - For 
4  Amendment to the Company's Articles of Incorporation  Management  For  Voted - For 
5  Release of the Non-compete Restriction on the       
  Company S Directors of the 9th Board of Directors  Management  For  Voted - For 
MEGACABLE HOLDINGS S.A.B. DE C.V.       
Security ID: P652AE117 Ticker: MEGA       
Meeting Date: 27-Apr-23       
1  Report of the CEO  Management  For  Voted - Abstain 
2  Board's Opinion on CEO's Report  Management  For  Voted - Abstain 
3  Report of the Board  Management  For  Voted - Abstain 
4  Reports of the Chairs of the Audit and Corporate       
  Governance Committees  Management  For  Voted - Abstain 
5  Allocation of Profits/Dividends  Management  For  Voted - Abstain 
6  Report on the Company's Repurchase Program  Management  For  Voted - Abstain 
7  Authority to Repurchase Shares  Management  For  Voted - Abstain 
8  Election of Directors; Election of Board's Secretary  Management  For  Voted - Abstain 
9  Verification of Directors' Independence Status  Management  For  Voted - Abstain 
10  Election of Audit and Corporate Governance       
  Committee Chairs  Management  For  Voted - Abstain 
11  Directors' Fees  Management  For  Voted - Abstain 
12  Election of Meeting Delegates  Management  For  Voted - For 
13  Non-Voting Meeting Note  N/A    Non-Voting 
14  Non-Voting Meeting Note  N/A    Non-Voting 
METRO PACIFIC INVESTMENTS CORP.       
Security ID: Y60305102 Ticker: MPI       
Meeting Date: 06-Jun-23       
1.1  Elect Ricardo M. Pilares III  Management  For  Voted - For 
1.2  Elect Ray C. Espinosa  Management  For  Voted - Against 
1.3  Elect Ramoncito S. Fernandez  Management  For  Voted - For 
1.4  Elect Alfred V. Ty  Management  For  Voted - For 
1.5  Elect Oscar J. Hilado  Management  For  Voted - Against 
1.6  Elect Jose Ma. K. Lim  Management  For  Voted - For 
1.7  Elect Augusto P. Palisoc, Jr.  Management  For  Voted - For 

 

158

 




    LSV Emerging Markets Equity Fund   
Proposal    Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect Artemio V. Panganiban  Management  For  Voted - Against 
1.9  Elect Manuel V. Pangilinan  Management  For  Voted - Against 
1.10  Elect June Cheryl A. Cabal-Revilla  Management  For  Voted - For 
1.11  Elect Pedro E. Roxas    Management  For  Voted - Against 
1.12  Elect Francisco C. Sebastian  Management  For  Voted - For 
1.13  Elect Roberto C. Yap, S.J.  Management  For  Voted - For 
1.14  Elect Christopher H. Young  Management  For  Voted - Against 
1.15  Elect Rogelio L. Singson  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Call To Order    Management  For  Voted - For 
4  Certification Of Notice And Quorum  Management  For  Voted - For 
5  Meeting Minutes    Management  For  Voted - For 
6  President and CEO's Report  Management  For  Voted - For 
7  Accounts and Reports    Management  For  Voted - For 
8  Ratification of Board and Management Acts  Management  For  Voted - For 
9  Appointment of Auditor    Management  For  Voted - For 
10  Approval of Voluntary Delisting  Management  For  Voted - For 
11  Transaction of Other Business  Management  For  Voted - Against 
12  Adjournment    Management  For  Voted - For 
MICRO-STAR INTERNATIONAL CO., LTD.       
Security ID: Y6037M108 Ticker: 2377       
Meeting Date: 15-Jun-23         
1  Accounts and Reports    Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
MINING AND METALLURGICAL CO NORILSK NICKEL       
Security ID: RU0007288411  Ticker: GMKN       
Meeting Date: 24-Nov-22         
1.1  Elect Denis V. Alexandrov  Management  For  Voted - For 
1.2  Elect Sergey L. Batekhin  Management  For  Voted - Abstain 
1.3  Elect Alexey V. Bashkirov  Management  For  Voted - Abstain 
1.4  Elect Elena S. Bezdenezhnykh  Management  For  Voted - Abstain 
1.5  Elect Andrey Y. Bougrov  Management  For  Voted - Abstain 
1.6  Elect Sergey N. Volk    Management  For  Voted - For 
1.7  Elect Alexey A. Germanovich  Management  For  Voted - For 
1.8  Elect Alexandra I. Zakharova  Management  For  Voted - Abstain 
1.9  Elect Marianna A. Zakharova  Management  For  Voted - Abstain 
1.10  Elect Alexey S. Ivanov    Management  For  Voted - For 
1.11  Elect Stanislav Luchitsky  Management  For  Voted - Abstain 
1.12  Elect Egor M. Sheibak    Management  For  Voted - Abstain 
1.13  Elect Evgeny A. Schwartz  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Early Termination of Board Powers  Management  For  Voted - For 
4  Non-Voting Agenda Item  N/A    Non-Voting 

 

159

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Non-Voting Meeting Note  N/A    Non-Voting 
MOBILE TELESYSTEMS PJSC       
Security ID: X5430T109 Ticker: MTSS       
Meeting Date: 18-Jun-23       
1.1  Elect Aliev Rovshan Beylyar Ogly  Management  N/A  Take No Action 
1.2  Elect Elena V. Balmont  Management  N/A  Take No Action 
1.3  Elect Alexey V. Barseghyan  Management  N/A  Take No Action 
1.4  Elect Paul Berryman  Management  N/A  Take No Action 
1.5  Elect Artyom I. Zasursky  Management  N/A  Take No Action 
1.6  Elect Yury Y. Misnik  Management  N/A  Take No Action 
1.7  Elect Vyacheslav K. Nikolaev  Management  N/A  Take No Action 
1.8  Elect Regina D.B. von Flemming  Management  N/A  Take No Action 
1.9  Elect Mikhail V. Khanov  Management  N/A  Take No Action 
1.10  Elect Thomas Holtrop  Management  N/A  Take No Action 
1.11  Elect Nadya Shurabura  Management  N/A  Take No Action 
1.12  Elect Valentin B. Yumashev  Management  N/A  Take No Action 
1.13  Elect Alexander A. Kolesnikov  Management  N/A  Take No Action 
1.14  Elect Natalia A. Mikheeva  Management  N/A  Take No Action 
1.15  Elect Rifat A. Khudaiberdin  Management  N/A  Take No Action 
2  Annual Report  Management  N/A  Take No Action 
3  Allocations of Profits/Dividends  Management  N/A  Take No Action 
4  Non-Voting Agenda Item  N/A  N/A  Take No Action 
5  Appointment of Auditor  Management  N/A  Take No Action 
6  Amendments to Board Regulations  Management  N/A  Take No Action 
7  Amendments to Board Remuneration Regulations  Management  N/A  Take No Action 
8  Participation in Non-Profit Organisation  Management  N/A  Take No Action 
MOL HUNGARIAN OIL AND GAS PLC       
Security ID: X5S32S129 Ticker: MOL       
Meeting Date: 27-Apr-23       
1.1  Elect Zsolt Tamas Hernadi to the Board of Directors  Management  For  Voted - For 
1.2  Elect Zoltan Aldott  Management  For  Voted - For 
1.3  Elect Andras Lanczi  Management  For  Voted - For 
1.4  Elect Peter Biro  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Vote Collection Method  Management  For  Voted - For 
7  Election Individuals to Keep Minutes  Management  For  Voted - For 
8  Financial Statements  Management  For  Voted - For 
9  Allocation of Profits/Dividends  Management  For  Voted - For 
10  Corporate Governance Declaration  Management  For  Voted - For 
11  Ratification of Board Acts  Management  For  Voted - For 

 

160

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
12  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
13  Presentation of Information on Share Repurchase  Management  For  Voted - For 
14  Authority to Repurchase Shares  Management  For  Voted - Against 
15  Appoint Peter Biro to the Audit Committee  Management  For  Voted - For 
16  Remuneration Report  Management  For  Voted - Against 
17  Amendment to Directors' Incentive Scheme  Management  For  Voted - Against 
18  Supervisory Board Fees  Management  For  Voted - For 
19  Amendments to Remuneration Policy  Management  For  Voted - Against 
20  Non-Voting Meeting Note  N/A    Non-Voting 
MOTOR OIL (HELLAS) CORINTH REFINERIES S.A.       
Security ID: X55904100 Ticker: MOH       
Meeting Date: 08-Sep-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Establishment of Joint Venture with Ellaktor       
  (Related Party Transaction)  Management  For  Voted - For 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 22-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Equity Grant  Management  For  Voted - Abstain 
3  Long-Term Incentive Plan  Management  For  Voted - Abstain 
4  Stock Option Plan  Management  For  Voted - Abstain 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 07-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Accounts and Reports  Management  For  Voted - For 
3  Ratification of Board and Auditor's Acts  Management  For  Voted - For 
4  Election of Directors  Management  For  Voted - Against 
5  Election of Audit Committee Members  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Directors' Fees  Management  For  Voted - For 
9  Directors' Fees (Advance Payments)  Management  For  Voted - For 
10  Special Bonus (Board Members and Senior Executives)  Management  For  Voted - Against 
11  Special Bonus (Company Personnel)  Management  For  Voted - For 
12  Creation of Special Reserve  Management  For  Voted - For 
13  Remuneration Report  Management  For  Voted - Against 
14  Amendments to Remuneration Policy  Management  For  Voted - Against 
15  Non-Voting Meeting Note  N/A    Non-Voting 

 

161

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
MTN GROUP LIMITED       
Security ID: S8039R108 Ticker: MTN       
Meeting Date: 26-May-23       
1.1  Re-elect Noluthando P. Gosa  Management  For  Voted - For 
1.2  Re-elect Nosipho Molope  Management  For  Voted - For 
1.3  Re-elect Ralph T. Mupita  Management  For  Voted - For 
1.4  Elect Tim Pennington  Management  For  Voted - For 
1.5  Elect Nicky F. Newton-King  Management  For  Voted - For 
1.6  Elect Audit Committee Member (Sindisiwe (Sindi) N.       
  Mabaso-Koyana)  Management  For  Voted - For 
1.7  Elect Audit Committee Member (Nosipho Molope)  Management  For  Voted - For 
1.8  Elect Audit Committee Member (Noluthando P. Gosa)  Management  For  Voted - For 
1.9  Elect Audit Committee Member (Vincent M. Rague)  Management  For  Voted - For 
1.10  Elect Audit Committee Member (Tim Pennington)  Management  For  Voted - For 
1.11  Elect Social, Ethics and Sustainability Committee       
  Member (Lamido Sanusi)  Management  For  Voted - For 
1.12  Elect Social, Ethics and Sustainability Committee       
  Member (Stanley (Stan) P. Miller)  Management  For  Voted - For 
1.13  Elect Social, Ethics and Sustainability Committee       
  Member (Nkululeko (Nkunku) L. Sowazi)  Management  For  Voted - For 
1.14  Elect Social, Ethics and Sustainability Committee       
  Member (Khotso D.K. Mokhele)  Management  For  Voted - For 
1.15  Elect Social, Ethics and Sustainability Committee       
  Member (Nicky F. Newton-King)  Management  For  Voted - For 
2  Appointment of Auditor (Ernst & Young)  Management  For  Voted - For 
3  General Authority to Issue Shares  Management  For  Voted - For 
4  Authority to Issue Shares for Cash  Management  For  Voted - For 
5  Approve Remuneration Policy  Management  For  Voted - For 
6  Approve Remuneration Implementation Report  Management  For  Voted - For 
7  Approve NEDs' Fees (Local Chair)  Management  For  Voted - For 
8  Approve NEDs' Fees (International Chair)  Management  For  Voted - For 
9  Approve NEDs' Fees (Board Local Member)  Management  For  Voted - For 
10  Approve NEDs' Fees (Board International Member)  Management  For  Voted - For 
11  Approve NEDs' Fees (Local Lead Independent Director)  Management  For  Voted - For 
12  Approve NEDs' Fees (International Lead Independent       
  Director)  Management  For  Voted - For 
13  Approve NEDs' Fees (Human Capital and Remuneration       
  Committee Local Chair)  Management  For  Voted - For 
14  Approve NEDs' Fees (Human Capital and Remuneration       
  Committee International Chair)  Management  For  Voted - For 
15  Approve NEDs' Fees (Human Capital and Remuneration       
  Committee Local Member)  Management  For  Voted - For 
16  Approve NEDs' Fees (Human Capital and Remuneration       
  Committee International Member)  Management  For  Voted - For 
17  Approve NEDs' Fees (Social, Ethics and       
  Sustainability Committee Local Chair)  Management  For  Voted - For 
18  Approve NEDs' Fees (Social, Ethics and       
  Sustainability Committee International Chair)  Management  For  Voted - For 

 

162

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
19  Approve NEDs' Fees (Social, Ethics and       
  Sustainability Committee Local Member)  Management  For  Voted - For 
20  Approve NEDs' Fees (Social, Ethics and       
  Sustainability Committee International Member)  Management  For  Voted - For 
21  Approve NEDs' Fees (Audit Committee Local Chair)  Management  For  Voted - For 
22  Approve NEDs' Fees (Audit Committee International       
  Chair)  Management  For  Voted - For 
23  Approve NEDs' Fees (Audit Committee Local Member)  Management  For  Voted - For 
24  Approve NEDs' Fees (Audit Committee International       
  Member)  Management  For  Voted - For 
25  Approve NEDs' Fees (Risk Management and Compliance       
  Committee Local Chair)  Management  For  Voted - For 
26  Approve NEDs' Fees (Risk Management and Compliance       
  Committee International Chair)  Management  For  Voted - For 
27  Approve NEDs' Fees (Risk Management and Compliance       
  Committee Local Member)  Management  For  Voted - For 
28  Approve NEDs' Fees (Risk Management and Compliance       
  Committee International Member)  Management  For  Voted - For 
29  Approve NEDs' Fees (Finance and Investment       
  Committee Local Chair)  Management  For  Voted - For 
30  Approve NEDs' Fees (Finance and Investment       
  Committee International Chair)  Management  For  Voted - For 
31  Approve NEDs' Fees (Finance and Investment       
  Committee Local Member)  Management  For  Voted - For 
32  Approve NEDs' Fees (Finance and Investment       
  Committee International Member)  Management  For  Voted - For 
33  Approve NEDs' Fees (Ad Hoc Strategy Committee Local       
  Chair)  Management  For  Voted - For 
34  Approve NEDs' Fees (Ad Hoc Strategy Committee       
  International Chair)  Management  For  Voted - For 
35  Approve NEDs' Fees (Ad Hoc Strategy Committee Local       
  Member)  Management  For  Voted - For 
36  Approve NEDs' Fees (Ad Hoc Strategy Committee       
  International Member)  Management  For  Voted - For 
37  Approve NEDs' Fees (Sourcing Committee Local Chair)  Management  For  Voted - For 
38  Approve NEDs' Fees (Sourcing Committee       
  International Chair)  Management  For  Voted - For 
39  Approve NEDs' Fees (Sourcing Committee Local Member)  Management  For  Voted - For 
40  Approve NEDs' Fees (Sourcing Committee       
  International Member)  Management  For  Voted - For 
41  Approve NEDs' Fees (Directors Affairs and Corporate       
  Governance Committee Local Chair)  Management  For  Voted - For 
42  Approve NEDs' Fees (Directors Affairs and Corporate       
  Governance Committee International Chair)  Management  For  Voted - For 
43  Approve NEDs' Fees (Directors Affairs and Corporate       
  Governance Committee Local Member)  Management  For  Voted - For 
44  Approve NEDs' Fees (Directors Affairs and Corporate       
  Governance Committee International Member)  Management  For  Voted - For 
45  Authority to Repurchase Shares  Management  For  Voted - For 
46  Approve Financial Assistance (Subsidiaries and       
  Other Interrelated Entitites)  Management  For  Voted - For 

 

163

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
47  Approve Financial Assistance (Directors and/or       
  Prescribed Officers and Employee Share Scheme       
  Beneficiaries)  Management  For  Voted - For 
48  Approve Financial Assistance to MTN Zakhele Futhi       
  (RF) Limited  Management  For  Voted - For 
NATIONAL ALUMINIUM COMPANY LIMITED       
Security ID: Y6211M130 Ticker: NATIONALUM       
Meeting Date: 22-Sep-22       
1.1  Elect Manasa Prasad Mishra  Management  For  Voted - For 
1.2  Elect Sanjay Lohiya  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Approve Payment of Fees to Cost Auditors  Management  For  Voted - For 
NEDBANK GROUP LIMITED       
Security ID: S5518R104 Ticker: NED       
Meeting Date: 02-Jun-23       
1.1  Elect Mteto Nyati  Management  For  Voted - For 
1.2  Elect Daniel Mminele  Management  For  Voted - For 
1.3  Re-elect Hubert R. Brody  Management  For  Voted - For 
1.4  Re-elect Mike Davis  Management  For  Voted - For 
1.5  Re-elect Errol M. Kruger  Management  For  Voted - For 
1.6  Re-elect Linda Makalima  Management  For  Voted - For 
1.7  Election of Audit Committee Member (Stanley       
  Subramoney)  Management  For  Voted - For 
1.8  Election of Audit Committee Member (Hubert R. Brody)  Management  For  Voted - For 
1.9  Election of Audit Committee Member (Neo P. Dongwana)  Management  For  Voted - For 
1.10  Election of Audit Committee Member (Errol M. Kruger)  Management  For  Voted - For 
1.11  Election of Audit Committee Member (Phumzile       
  Langeni)  Management  For  Voted - For 
2  Appointment of Auditor (Deloitte & Touche)  Management  For  Voted - For 
3  Appointment of Auditor (Ernst & Young)  Management  For  Voted - For 
4  Appointment of Auditor in a Shadow Capacity (KPMG)  Management  For  Voted - For 
5  General Authority to Issue Ordinary Shares  Management  For  Voted - For 
6  Approve Remuneration Policy  Management  For  Voted - For 
7  Approve Implementation Report  Management  For  Voted - For 
8  Approve NEDs' Fees (Chair)  Management  For  Voted - For 
9  Approve NEDs' Fees (Lead Independent Director)  Management  For  Voted - For 
10  Approve NEDs' Fees (Board Member)  Management  For  Voted - For 
11  Approve NEDs' Fees (Audit Committee)  Management  For  Voted - For 
12  Approve NEDs' Fees (Credit Committee)  Management  For  Voted - For 
13  Approve NEDs' Fees (Directors' Affairs Committee)  Management  For  Voted - For 
14  Approve NEDs' Fees (Information Technology       
  Committee)  Management  For  Voted - For 
15  Approve NEDs' Fees (Remuneration Committee)  Management  For  Voted - For 

 

164

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
16  Approve NEDs' Fees (Risk and Capital Management       
  Committee)  Management  For  Voted - For 
17  Approve NEDs' Fees (Transformation, Social & Ethics       
  Committee)  Management  For  Voted - For 
18  Approve NEDs' Fees (Climate Resilience Committee)  Management  For  Voted - For 
19  Approve Acting NEDs' Fees (Acting Chair)  Management  For  Voted - For 
20  Approve Acting NEDs' Fees (Acting Lead Independent       
  Director)  Management  For  Voted - For 
21  Approve Acting NEDs' Fees (Acting Board Committee       
  Chair)  Management  For  Voted - For 
22  Authority to Repurchase Shares  Management  For  Voted - For 
23  Approve Financial Assistance  Management  For  Voted - For 
24  Amendment to the Retention Awards  Management  For  Voted - For 
25  Amendment to the Clause 28 (Dividends)  Management  For  Voted - For 
26  Authority to Create Preference Shares  Management  For  Voted - For 
27  Amendments to Articles (Creation of Preference       
  Shares)  Management  For  Voted - For 
28  General Authority to Issue Preference Shares  Management  For  Voted - For 
29  Specific Authority to Repurchase Shares (Odd-Lot       
  Offer)  Management  For  Voted - For 
30  Authority to Implement Odd-Lot Offer  Management  For  Voted - For 
31  Authorization of Legal Formalities  Management  For  Voted - For 
NETDRAGON WEBSOFT HOLDINGS LIMITED       
Security ID: G6427W104 Ticker: 0777       
Meeting Date: 01-Jun-23       
1.1  Elect CHEN Hongzhan  Management  For  Voted - For 
1.2  Elect LIN Dongliang  Management  For  Voted - Against 
1.3  Elect Thomas LIU Sai Keung  Management  For  Voted - Against 
1.4  Elect Matthias LI Sing Chung  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Articles  Management  For  Voted - Against 
NEW CHINA LIFE INSURANCE CO. LTD       
Security ID: Y625A4115 Ticker: 1336       
Meeting Date: 11-Nov-22       
1.1  Elect LI Quan  Management  For  Voted - For 
1.2  Elect ZHANG Hong  Management  For  Voted - For 

 

165

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect YANG Yi  Management  For  Voted - Against 
1.4  Elect HE Xingda  Management  For  Voted - For 
1.5  Elect YANG Xue  Management  For  Voted - For 
1.6  Elect GENG Jianxin  Management  For  Voted - For 
1.7  Elect MA Yiu Tim  Management  For  Voted - For 
1.8  Elect LAI Guanrong  Management  For  Voted - For 
1.9  Elect XU Xu  Management  For  Voted - For 
1.10  Elect GUO Yongqing  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Amendments to the Administrative Measures on       
  Related Party Transactions  Management  For  Voted - For 
Meeting Date: 19-Jan-23       
1.1  Elect HU Aimin  Management  For  Voted - For 
1.2  Elect LI Qiqiang  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 28-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report  Management  For  Voted - For 
3  Supervisors' Report  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  2022 Annual Report  Management  For  Voted - For 
7  Report of Performance of Directors  Management  For  Voted - For 
8  Report on the Performance of Supervisors  Management  For  Voted - For 
9  Report on the Performance of Independent       
  Non-executive Directors  Management  For  Voted - For 
10  Formulation of the Interim Administrative Measures       
  on the Remuneration of Directors and Supervisors  Management  For  Voted - For 
11  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
NINE DRAGONS PAPER (HOLDINGS) LIMITED       
Security ID: G65318100 Ticker: 2689       
Meeting Date: 21-Oct-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Second Supplemental Agreement  Management  For  Voted - For 
Meeting Date: 06-Dec-22       
1.1  Elect ZHANG Cheng Fei  Management  For  Voted - Against 
1.2  Elect LAU Chun Shun  Management  For  Voted - For 
1.3  Elect ZHANG Lianpeng  Management  For  Voted - For 
1.4  Elect Maria TAM Wai Chu  Management  For  Voted - Against 

 

166

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect NG Leung Sing  Management  For  Voted - Against 
1.6  Elect LAM Yiu Kin  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - Against 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Bye-Laws  Management  For  Voted - For 
NMDC LIMITED       
Security ID: Y6223W100 Ticker: NMDC       
Meeting Date: 29-Aug-22       
1.1  Elect Sumit Deb  Management  For  Voted - For 
1.2  Elect Dilip Kumar Mohanty  Management  For  Voted - Against 
1.3  Elect Sanjay Tandon  Management  For  Voted - For 
1.4  Elect Anil Sadashivrao Kamble  Management  For  Voted - For 
1.5  Elect Vishal Babber  Management  For  Voted - Against 
1.6  Elect Sanjay Singh  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Set Auditor's Fees  Management  For  Voted - For 
5  Approve Payment of Fees to Cost Auditors  Management  For  Voted - For 
NOVATEK MICROELECTRONICS CORP       
Security ID: Y64153102 Ticker: 3034       
Meeting Date: 31-May-23       
1  To Approve 2022 Business Report and Financial       
  Statements  Management  For  Voted - For 
2  To Approve the Proposal for Distribution of 2022       
  Profits  Management  For  Voted - For 
3  To Amend the Company's Articles of Incorporation  Management  For  Voted - For 
NTPC LIMITED       
Security ID: Y6421X116 Ticker: NTPC       
Meeting Date: 30-Aug-22       
1.1  Elect Ramesh Babu V  Management  For  Voted - Against 
1.2  Elect Vivek Gupta  Management  For  Voted - For 
1.3  Elect Jitendra Jayantilal Tanna  Management  For  Voted - For 
1.4  Elect Vidyadhar Vaishampayan  Management  For  Voted - For 

 

167

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Sangitha Varier  Management  For  Voted - Against 
1.6  Elect Piyush Surendrapal Singh  Management  For  Voted - Against 
1.7  Elect Jaikumar Srinivasan  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Set Auditor's Fees  Management  For  Voted - For 
5  Approve Payment of Fees to Cost Auditors  Management  For  Voted - For 
6  Authority to Issue Non-Convertible Debentures  Management  For  Voted - For 
7  Non-Voting Meeting Note  N/A    Non-Voting 
OCEANA GROUP LIMITED       
Security ID: S57090102 Ticker: OCE       
Meeting Date: 06-Apr-23       
1.1  Re-elect Mustaq A. Brey  Management  For  Voted - For 
1.2  Re-elect Nisaar Pangarker  Management  For  Voted - For 
1.3  Re-elect Peter J. Golesworthy  Management  For  Voted - For 
1.4  Elect Zafar (Zaf) Mahomed  Management  For  Voted - For 
1.5  Elect Audit Committee Member (Peter Golesworthy)  Management  For  Voted - For 
1.6  Elect Audit Committee Member (Peter G. de Beyer)  Management  For  Voted - For 
1.7  Elect Audit Committee Member (Lesego Sennelo)  Management  For  Voted - For 
1.8  Elect Audit Committee Member (Aboubakar Jakoet)  Management  For  Voted - For 
2  Appointment of Auditor  Management  For  Voted - For 
3  Authority to Issue Shares for Cash  Management  For  Voted - For 
4  Authorisation of Legal Formalities  Management  For  Voted - For 
5  Approve Financial Assistance (Section 45)  Management  For  Voted - For 
6  Approve NEDs' Fees  Management  For  Voted - For 
7  Authority to Repurchase Shares  Management  For  Voted - For 
8  Approve Remuneration Policy  Management  For  Voted - For 
9  Approve Implementation Report  Management  For  Voted - For 
OIL & NATURAL GAS CORP LTD       
Security ID: Y64606133 Ticker: ONGC       
Meeting Date: 29-Aug-22       
1.1  Elect Rajesh Kumar Srivastava  Management  For  Voted - For 
1.2  Elect Gudey Srinivas  Management  For  Voted - Against 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Set Auditors' Fees  Management  For  Voted - For 
5  Approve Payment of Fees to Cost Auditors  Management  For  Voted - For 
6  Related Party Transactions (Oil and Natural Gas       
  Corporation Employees Contributory Provident Fund)  Management  For  Voted - For 
7  Related Party Transactions (Petronet LNG Ltd.)  Management  For  Voted - For 
8  Related Party Transactions (ONGC Tripura Power Co.       
  Ltd.)  Management  For  Voted - For 

 

168

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
9  Related Party Transactions (ONGC Petro additions       
  Ltd. FY 2023)  Management  For  Voted - For 
10  Related Party Transactions (ONGC Petro additions       
  Ltd. FY 2024)  Management  For  Voted - For 
Meeting Date: 03-Dec-22       
1.1  Elect Praveen Mal Khanooja  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
ORACLE FINANCIAL SERVICES SOFTWARE LIMITED       
Security ID: Y3864R102 Ticker: OFSS       
Meeting Date: 03-Aug-22       
1.1  Elect YONG Meng Kau  Management  For  Voted - Against 
1.2  Elect Makarand Padalkar  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Adoption of New Articles  Management  For  Voted - Abstain 
ORIENT OVERSEAS INTERNATIONAL LTD.       
Security ID: G67749153 Ticker: 0316       
Meeting Date: 24-Nov-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  New Bunker Master Agreement  Management  For  Voted - For 
5  New Equipment Procurement Master Agreement  Management  For  Voted - For 
6  New Financial Services Master Agreement  Management  For  Voted - For 
7  Shipbuilding Transaction  Management  For  Voted - For 
8  Amendments to Bye-Laws  Management  For  Voted - For 
Meeting Date: 19-May-23       
1.1  Elect HUANG Xiaowen  Management  For  Voted - For 
1.2  Elect Andrew TUNG Lieh Cheung  Management  For  Voted - For 
1.3  Elect Philip CHOW Yiu Wah  Management  For  Voted - Against 
1.4  Elect Philip YANG Liang-Yee  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Final Dividend  Management  For  Voted - For 
4  Allocation of Special Dividend  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Authority to Issue Repurchased Shares  Management  For  Voted - Against 

 

169

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
10  Non-Voting Meeting Note  N/A    Non-Voting 
11  Non-Voting Meeting Note  N/A    Non-Voting 
ORIGIN PROPERTY PUBLIC COMPANY LIMITED       
Security ID: Y6473Q118 Ticker: ORI-F       
Meeting Date: 27-Apr-23       
1.1  Elect Niwat Lamunpandh  Management  For  Voted - Against 
1.2  Elect Chinapat Visuttipat  Management  For  Voted - For 
1.3  Elect Chatchai Payuhanaveechai  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - Against 
8  Amendment to Articles  Management  For  Voted - For 
9  Authority to Issue Debentures  Management  For  Voted - For 
10  Approve ESOP of One Origin Company Limited  Management  For  Voted - Against 
11  Approve ESOP Warrant of One Origin Company Limited  Management  For  Voted - Against 
12  Allocation of Shares and Warrants of One Origin       
  Company Limited to Piti Jarukamjorn  Management  For  Voted - Against 
13  Transaction of Other Business  Management  For  Voted - Against 
OTP BANK       
Security ID: X60746181 Ticker: OTP       
Meeting Date: 28-Apr-23       
1.1  Elect Antal Kovacs to the Board of Directors  Management  For  Voted - For 
1.2  Elect Antal Tibor Tolnay  Management  For  Voted - Against 
1.3  Elect Jozsef Gabor Horvath  Management  For  Voted - Against 
1.4  Elect Tamas Gudra  Management  For  Voted - For 
1.5  Elect Olivier Pequeux  Management  For  Voted - Against 
1.6  Elect Klara Bella  Management  For  Voted - For 
1.7  Elect Andras Michnai  Management  For  Voted - For 
1.8  Elect Antal Tibor Tolnay  Management  For  Voted - Against 
1.9  Elect Jozsef Gabor Horvath  Management  For  Voted - Against 
1.10  Elect Tamas Gudra  Management  For  Voted - For 
1.11  Elect Olivier Pequeux  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Election of Minutes Certifier  Management  For  Voted - For 
9  Election of Votes Counting Committee  Management  For  Voted - For 

 

170

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
10  Directors' Report  Management  For  Voted - For 
11  Corporate Governance Report  Management  For  Voted - For 
12  Ratification of Management Acts  Management  For  Voted - For 
13  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
14  Remuneration Guidelines  Management  For  Voted - Against 
15  Board of Directors, Supervisory Board and Audit       
  Committee Fees  Management  For  Voted - For 
16  Presentation of Information on Share Repurchase;       
  Authority to Repurchase Shares  Management  For  Voted - Against 
PETROCHINA CO. LTD.       
Security ID: Y6883Q104 Ticker: 0857       
Meeting Date: 08-Jun-23       
1.1  Elect DAI Houliang  Management  For  Voted - Against 
1.2  Elect HOU Qijun  Management  For  Voted - For 
1.3  Elect DUAN Liangwei  Management  For  Voted - For 
1.4  Elect HUANG Yongzhang  Management  For  Voted - For 
1.5  Elect REN Lixin  Management  For  Voted - For 
1.6  Elect XIE Jun  Management  For  Voted - Against 
1.7  Elect CAI Jinyong  Management  For  Voted - For 
1.8  Elect Simon JIANG X  Management  For  Voted - For 
1.9  Elect ZHANG Laibin  Management  For  Voted - For 
1.10  Elect Lusan HUNG Lo Shan  Management  For  Voted - For 
1.11  Elect Kevin HO King Lun  Management  For  Voted - For 
1.12  Elect CAI Anhui  Management  For  Voted - For 
1.13  Elect XIE Haibing  Management  For  Voted - Against 
1.14  Elect ZHAO Ying  Management  For  Voted - For 
1.15  Elect CAI Yong  Management  For  Voted - Against 
1.16  Elect JIANG Shangjun  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Authority to Declare Interim Dividends  Management  For  Voted - For 
8  Authority to Give Guarantees  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  Non-Voting Agenda Item  N/A    Non-Voting 
12  Non-Voting Agenda Item  N/A    Non-Voting 
13  Authority to Repurchase Shares  Management  For  Voted - For 
14  Authority to Issue Debt Financing Instruments  Management  For  Voted - For 
15  Amendments to the Rules of Procedures of the Board       
  of Directors  Management  For  Voted - For 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Non-Voting Meeting Note  N/A    Non-Voting 
18  Authority to Repurchase Shares  Management  For  Voted - For 

 

171

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
19  Non-Voting Meeting Note  N/A    Non-Voting 
PETRONET LNG LIMITED       
Security ID: Y68259103 Ticker: PETRONET       
Meeting Date: 03-Dec-22       
1.1  Elect Rajesh Kumar Srivastava  Management  For  Voted - Against 
1.2  Elect Sandeep Kumar Gupta  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 28-Jan-23       
1.1  Elect Vetsa Ramakrishna Gupta  Management  For  Voted - Against 
1.2  Elect Arun Kumar Singh  Management  For  Voted - Against 
1.3  Elect Muker Jeet Sharma  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 08-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Extension of Term of V. K. Mishra (Director       
  (Finance))  Management  For  Voted - For 
Meeting Date: 10-Jun-23       
1.1  Elect Krishnakumar Gopalan  Management  For  Voted - Against 
1.2  Elect Milind Torawane  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
PICC PROPERTY & CASUALTY COMPANY LIMITED       
Security ID: Y6975Z103 Ticker: 2328       
Meeting Date: 27-Oct-22       
1.1  Elect LI Weibin  Management  For  Voted - For 
1.2  Elect QU Xiaobo  Management  For  Voted - For 
1.3  Elect DONG Qingxiu as Supervisor  Management  For  Voted - For 
1.4  Elect Carson Wen as Supervisor  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Authorization Plan of the Board  Management  For  Voted - For 
Meeting Date: 16-Jan-23       
1.1  Elect HU Wei  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 

 

172

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 19-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Appointment of International and PRC Auditors and       
  Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Capital Supplementary Bonds  Management  For  Voted - For 
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.       
Security ID: Y69790106 Ticker: 2318       
Meeting Date: 12-May-23       
1.1  Elect WANG Guangqian  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  2022 Annual Report  Management  For  Voted - For 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Authority to Issue Debt Financing Instruments  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
POLISH OIL & GAS SA       
Security ID: X6582S105 Ticker: PGN       
Meeting Date: 10-Oct-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Election of Presiding Chair  Management  For  Voted - For 
5  Compliance with Rules of Convocation  Management  For  Voted - For 
6  Attendance List  Management  For  Voted - For 
7  Agenda  Management  For  Voted - For 
8  Merger  Management  For  Voted - For 
9  Non-Voting Agenda Item  N/A    Non-Voting 
10  Non-Voting Meeting Note  N/A    Non-Voting 

 

173

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
POLSKI KONCERN NAFTOWY ORLEN S.A.       
Security ID: X6922W204 Ticker: PKN       
Meeting Date: 22-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Election of Presiding Chair  Management  For  Voted - For 
5  Compliance with Rules of Convocation  Management  For  Voted - For 
6  Agenda  Management  For  Voted - For 
7  Election of Scrutiny Commission  Management  For  Voted - For 
8  Amendments to Articles  Management  For  Voted - For 
9  Uniform Text of Articles  Management  For  Voted - For 
10  Merger by Absorption between Parent and Subsidiary  Management  For  Voted - For 
11  Non-Voting Agenda Item  N/A    Non-Voting 
12  Non-Voting Meeting Note  N/A    Non-Voting 
13  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 21-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Election of Presiding Chair  Management  For  Voted - For 
5  Compliance with Rules of Convocation  Management  For  Voted - For 
6  Agenda  Management  For  Voted - For 
7  Election of Scrutiny Commission  Management  For  Voted - For 
8  Presentation of Management Board Report  Management  For  Voted - For 
9  Presentation of Financial Statements  Management  For  Voted - For 
10  Presentation of Financial Statements (Consolidated)  Management  For  Voted - For 
11  Presentation of Supervisory Board Report  Management  For  Voted - For 
12  Presentation of Report on Selected Operational       
  Expenses  Management  For  Voted - For 
13  Management Board Report  Management  For  Voted - For 
14  Financial Statements  Management  For  Voted - For 
15  Financial Statements (Consolidated)  Management  For  Voted - For 
16  Allocation of Profits/Dividends  Management  For  Voted - For 
17  Supervisory Board Report  Management  For  Voted - For 
18  Ratification of Management Board Acts  Management  For  Voted - Against 
19  Ratification of Supervisory Board Acts  Management  For  Voted - Against 
20  Remuneration Report  Management  For  Voted - Against 
21  Amendments to Articles  Management  For  Voted - For 
22  Uniform Text of Articles  Management  For  Voted - For 
23  Non-Voting Agenda Item  N/A    Non-Voting 
24  Non-Voting Meeting Note  N/A    Non-Voting 

 

174

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
POSTAL SAVINGS BANK OF CHINA CO., LTD.       
Security ID: Y6987V108 Ticker: 1658       
Meeting Date: 01-Nov-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Supplemental Agreement to the Agency Banking       
  Businesses Framework Agreement  Management  For  Voted - For 
Meeting Date: 11-Nov-22       
1.1  Elect WEN Tiejun  Management  For  Voted - Against 
1.2  Elect Timpson CHUNG Shui Ming  Management  For  Voted - Against 
1.3  Elect PAN Yingli  Management  For  Voted - For 
1.4  Elect TANG Zhihong  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Eligibility for Non-Public Issuance of A Share  Management  For  Voted - Against 
4  Class and Nominal Value of Securities to be Issued  Management  For  Voted - Against 
5  Method and Time of Issuance  Management  For  Voted - Against 
6  Amount and the Use of Raised Proceeds  Management  For  Voted - Against 
7  Target Subscriber and Subscription Method  Management  For  Voted - Against 
8  Pricing Benchmark Date, Issue Price and Pricing       
  Principle  Management  For  Voted - Against 
9  Number of Shares to be Issued  Management  For  Voted - Against 
10  Lock-up Period of Shares to be Issued  Management  For  Voted - Against 
11  Listing Venue  Management  For  Voted - Against 
12  Arrangement of Accumulated Undistributed Profits       
  Prior to Completion of the Issuance  Management  For  Voted - Against 
13  Validity Period of the Resolution  Management  For  Voted - Against 
14  Feasibility Report on the Use of Proceeds Raised       
  From the Non-public Issuance of A Shares  Management  For  Voted - Against 
15  Report on the Use of Proceeds Previously Raised  Management  For  Voted - For 
16  Dilution of Immediate Returns by the Non-Public       
  Issuance of A Shares, Remedial Measures and       
  Commitments of Related Entities  Management  For  Voted - Against 
17  Shareholders' Return Plan  Management  For  Voted - For 
18  Authorization to Handle All Matters in Relation to       
  the Non-Public Issuance of A Shares  Management  For  Voted - Against 
19  Directors' Remuneration Settlement Plan for 2021  Management  For  Voted - For 
20  Supervisors' Remuneration Settlement Plan for 2021  Management  For  Voted - For 
Meeting Date: 30-Jun-23       
1.1  Elect HUANG Jie  Management  For  Voted - For 
1.2  Elect LI Chaokun  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 

 

175

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  2023 Fixed Asset Investment Budget  Management  For  Voted - For 
8  Appointment of Auditors and Authority to Set Fees  Management  For  Voted - For 
9  Change in Registered Capital  Management  For  Voted - For 
10  Amendments to Articles  Management  For  Voted - For 
11  Amendments to Procedural Rules of Shareholders       
  General Meeting  Management  For  Voted - For 
12  Amendments to Procedural Rules of the Board of       
  Directors  Management  For  Voted - For 
POU CHEN CORPORATION       
Security ID: Y70786101 Ticker: 9904       
Meeting Date: 15-Jun-23       
1  Acknowledgement of 2022 Business Report, Financial       
  Statements and Profit Distribution Plan. Proposed       
  Cash Dividend: Twd 1.3 per Share.  Management  For  Voted - For 
2  Discussion On The Amendments To The Companys       
  Articles Of Incorporation.  Management  For  Voted - For 
3  Discussion on the Amendments to the Companys Rules       
  and Procedures of Shareholders Meetings.  Management  For  Voted - For 
POWER FINANCE CORP. LTD       
Security ID: Y7082R109 Ticker: PFC       
Meeting Date: 04-Sep-22       
1.1  Elect Ajay Tewari  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 21-Sep-22       
1.1  Elect Parminder Chopra  Management  For  Voted - Against 
1.2  Elect Rajiv Ranjan Kishore Jha  Management  For  Voted - Against 
1.3  Elect Bhaskar Bhattacharya  Management  For  Voted - For 
1.4  Elect Usha Sajeev Nair  Management  For  Voted - For 
1.5  Elect Prasanna Tantri  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Set Auditor's Fees  Management  For  Voted - Against 
5  Amendments to Articles  Management  For  Voted - For 
POWER GRID CORPORATION OF INDIA LIMITED       
Security ID: Y7028N105 Ticker: POWERGRID       
Meeting Date: 29-Aug-22       
1.1  Elect Abhay Choudhary  Management  For  Voted - For 
1.2  Elect Vinod Kumar Singh  Management  For  Voted - For 
1.3  Elect Chetan Bansilal Kankariya  Management  For  Voted - Against 

 

176

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Onkarappa K N  Management  For  Voted - For 
1.5  Elect Ram Naresh Tiwari  Management  For  Voted - For 
1.6  Elect Dilip Nigam  Management  For  Voted - For 
1.7  Elect Raghuraj Madhav Rajendran  Management  For  Voted - Against 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Set Auditor's Fees  Management  For  Voted - For 
5  Approve Payment of Fees to Cost Auditors  Management  For  Voted - For 
6  Authority to Issue Non-Convertible Debentures  Management  For  Voted - For 
Meeting Date: 03-Nov-22       
1.1  Elect Ravindra Kumar Tyagi  Management  For  Voted - Against 
1.2  Elect G. Ravisankar  Management  For  Voted - For 
1.3  Elect Mohammad Afzal  Management  For  Voted - Against 
POWERTECH TECHNOLOGY INC.       
Security ID: Y7083Y103 Ticker: 6239       
Meeting Date: 31-May-23       
1.1  Elect TSAI Duh-Kung  Management  For  Voted - For 
1.2  Elect LEU Jhao-Siang  Management  For  Voted - For 
1.3  Elect KOGUCHI Shigeo  Management  For  Voted - For 
1.4  Elect WU Dephne  Management  For  Voted - For 
1.5  Elect Boris Hsieh  Management  For  Voted - For 
1.6  Elect HARA Kenjiro  Management  For  Voted - For 
1.7  Elect Morgan Chang  Management  For  Voted - For 
1.8  Elect LEE Pei-Ing  Management  For  Voted - For 
1.9  Elect CHEN Jui-Tsung  Management  For  Voted - For 
1.10  Elect TUNG Chao-Chin  Management  For  Voted - For 
2  to Ratify the Report of Business and the Audited       
  Financial Statements of Year 2022.  Management  For  Voted - For 
3  to Approve the Year 2022 Earnings Distribution       
  Plan. Proposed Cash Dividend: Twd 7 Per Share.  Management  For  Voted - For 
4  Authority to Issue Stock w/ or w/out Preemptive       
  Rights  Management  For  Voted - For 
5  To review and approve the Waiver of the       
  Non-Competition Clause imposed on new Directors.  Management  For  Voted - For 
POWSZECHNY ZAKLAD UBEZPIECZEN SA       
Security ID: X6919T107 Ticker: PZU       
Meeting Date: 01-Sep-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Election of Presiding Chair  Management  For  Voted - For 
5  Compliance with Rules of Convocation  Management  For  Voted - For 

 

177

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Agenda  Management  For  Voted - For 
7  Shareholder Proposal Regarding Changes to the       
  Supervisory Board Composition  Shareholder  For  Voted - Against 
8  Shareholder Proposal Regarding Approval of       
  Assessment of Collegial Suitability of Supervisory       
  Board Members  Shareholder  Against  Voted - Abstain 
9  Shareholder Proposal Regarding Coverage of Meeting       
  Costs  Shareholder  Against  Voted - For 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  Non-Voting Meeting Note  N/A    Non-Voting 
12  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 07-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Election of Presiding Chair  Management  For  Voted - For 
5  Compliance with Rules of Convocation  Management  For  Voted - For 
6  Agenda       
    Management  For  Voted - For 
7  Presentation of Financial Statements       
    Management  For  Voted - For 
8  Presentation of Financial Statements (Consolidated)       
    Management  For  Voted - For 
9  Presentation of Management Board Report and Report       
  on Non-Financial Information       
    Management  For  Voted - For 
10  Presentation of Supervisory Board Report  Management  For  Voted - For 
11  Presentation of Management Board Report on       
  Expenditures  Management  For  Voted - For 
12  Financial Statements  Management  For  Voted - For 
13  Financial Statements (Consolidated)  Management  For  Voted - For 
14  Management Board Report  Management  For  Voted - For 
15  Supervisory Board Report  Management  For  Voted - For 
16  Allocation of Profits/Dividends  Management  For  Voted - For 
17  Ratification of Management Board Acts  Management  For  Voted - For 
18  Ratification of Supervisory Board Acts  Management  For  Voted - For 
19  Assessment of Individual Suitability of the       
  Supervisory Board  Management  For  Voted - For 
20  Amendments to Policy on Assessment of Suitability       
  of Supervisory Board and Audit Committee  Management  For  Voted - For 
21  Approval of Suitability of Candidates to the       
  Supervisory Board  Management  For  Voted - Against 
22  Approval of Collegial Suitability of Supervisory       
  Board  Management  For  Voted - For 
23  Changes to Supervisory Board Composition  Management  For  Voted - Against 
24  Amendments to Articles  Management  For  Voted - For 
25  Amendments to Remuneration Policy  Management  For  Voted - For 
26  Remuneration Report  Management  For  Voted - Against 

 

178

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
27  Non-Voting Agenda Item  N/A    Non-Voting 
28  Non-Voting Meeting Note  N/A    Non-Voting 
PRIMAX ELECTRONICS LIMITED       
Security ID: Y7080U112 Ticker: 4915       
Meeting Date: 25-May-23       
1.1  Elect Jia-Bin Duh  Management  For  Voted - For 
1.2  Elect Hui-Fan Ma  Management  For  Voted - For 
2  The Company S 2022 Business Report And Financial       
  Statements.  Management  For  Voted - For 
3  The Company S 2022 Distribution of Earnings.       
  Proposed Cash Dividend: Twd 3.9 per Share.  Management  For  Voted - For 
4  Amend The Company S Articles Of Incorporation.  Management  For  Voted - For 
5  Proposed Issuance Of Restricted Employee Stock       
  Awards.  Management  For  Voted - For 
6  Removal Of The Non-Compete Restrictions On The       
  Director And The Newly Elected Directors.  Management  For  Voted - For 
PT BUKIT ASAM TBK       
Security ID: Y8520P101 Ticker: PTBA       
Meeting Date: 15-Jun-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Directors' and Commissioners' Fees  Management  For  Voted - Against 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - Against 
5  Amendments to Articles  Management  For  Voted - For 
6  Ratification of Ministerial Regulation  Management  For  Voted - For 
7  Election of Directors and/or Commissioners (Slate)  Management  For  Voted - Against 
PT MATAHARI DEPARTMENT STORE TBK       
Security ID: Y7139L105 Ticker: LPPF       
Meeting Date: 29-Mar-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - Against 
4  Election of Directors; Approval of Remuneration for       
  Directors and Commissioners  Management  For  Voted - For 
5  Amendments to Articles  Management  For  Voted - Against 
6  Authority to Reduce the Appropriated Retained       
  Earnings  Management  For  Voted - Against 
7  Authority to Reduce Authorized Capital  Management  For  Voted - Against 
8  Authority to Repurchase Shares  Management  For  Voted - For 

 

179

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
QUALICORP CONSULTORIA E CORRETORA DE SEGUROS S.A.       
Security ID: P7S21H105 Ticker: QUAL3       
Meeting Date: 07-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Merger Agreement  Management  For  Voted - For 
4  Ratification of Appointment of Appraiser  Management  For  Voted - For 
5  Valuation Report  Management  For  Voted - For 
6  Merger by Absorption (APM Assessoria Comercial e       
  Corretora de Seguros Ltda)  Management  For  Voted - For 
7  Authorization of Legal Formalities  Management  For  Voted - For 
Meeting Date: 28-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Remuneration Policy  Management  For  Voted - For 
5  Request Establishment of Supervisory Council  Management  Against  Voted - For 
6  Election of Supervisory Council  Management  For  Voted - For 
7  Approve Recasting of Votes for Amended Supervisory       
  Council Slate  Management  For  Voted - Against 
8  Supervisory Councils' Fees  Management  For  Voted - For 
9  Non-Voting Meeting Note  N/A    Non-Voting 
10  Non-Voting Meeting Note  N/A    Non-Voting 
11  Amendments to Article 3 (Corporate Purpose)  Management  For  Voted - For 
12  Amendments to Article 30 (Audit, Risk and       
  Compliance Committee)  Management  For  Voted - For 
13  Consolidation of Articles  Management  For  Voted - For 
14  Non-Voting Meeting Note  N/A    Non-Voting 
QUALITY HOUSES PUBLIC COMPANY LIMITED       
Security ID: Y7173A288 Ticker: QH       
Meeting Date: 21-Apr-23       
1.1  Elect Boonsom Lerdhirunwong  Management  For  Voted - For 
1.2  Elect Naporn Sunthornchitcharoen  Management  For  Voted - Against 
1.3  Elect Chalerm Kiettitanabumroong  Management  For  Voted - For 
1.4  Elect Tipawan Chayutimand  Management  For  Voted - For 
2  Meeting Minutes  Management  For  Voted - For 
3  Results of Operations  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Directors' Bonus  Management  For  Voted - Against 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 

 

180

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
9  Amendments to Articles  Management  For  Voted - For 
10  Transaction of Other Business  Management  For  Voted - Against 
11  Non-Voting Meeting Note  N/A    Non-Voting 
12  Non-Voting Meeting Note  N/A    Non-Voting 
RADIANT OPTO-ELECTRONICS CORP.       
Security ID: Y7174K103 Ticker: 6176       
Meeting Date: 24-May-23       
1  Recognition of the 2022 Business Report and       
  Financial Report  Management  For  Voted - For 
2  Recognition Of The 2022 Earnings Distribution.       
  Proposed Cash Dividend: Twd 10 Per Share  Management  For  Voted - For 
3  Amendment to Certain Provisions in the Articles of       
  Incorporation  Management  For  Voted - For 
4  Discussion on Partial Amendments to the Regulations       
  Governing the Acquisition and Disposal of Assets  Management  For  Voted - For 
REC LIMITED       
Security ID: Y73650106 Ticker: RECLTD       
Meeting Date: 09-Aug-22       
1.1  Elect Shri Vivek Kumar Dewangan (Chairman and       
  Managing Director)  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Bonus Share Issuance  Management  For  Voted - For 
Meeting Date: 16-Sep-22       
1.1  Elect Ajoy Choudhury  Management  For  Voted - For 
1.2  Elect Vijay Kumar Singh  Management  For  Voted - Against 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Set Auditor's Fees  Management  For  Voted - For 
5  Amendment to Borrowing Powers  Management  For  Voted - For 
6  Authority to Mortgage Assets  Management  For  Voted - For 
7  Authority to Issue Non-Convertible Debentures  Management  For  Voted - Against 
Meeting Date: 27-Oct-22       
1.1  Elect Piyush Surendrapal Singh  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Amendments to Memorandum  Management  For  Voted - For 

 

181

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
REDINGTON (INDIA) LTD.       
Security ID: Y72020111 Ticker: REDINGTON       
Meeting Date: 27-Jul-22       
1.1  Elect CHEN Yi-Ju  Management  For  Voted - For 
2  Accounts and Reports (Standalone)  Management  For  Voted - For 
3  Accounts and Reports (Consolidated)  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
6  Appointment of Branch Auditor  Management  For  Voted - For 
7  Change in Company Name  Management  For  Voted - For 
8  Non-Voting Meeting Note  N/A    Non-Voting 
RHB BANK BERHAD       
Security ID: Y72783106 Ticker: RHBBANK       
Meeting Date: 10-May-23       
1.1  Elect ONG Leong Huat Wong Joo Hwa  Management  For  Voted - For 
1.2  Elect ONG Ai Lin  Management  For  Voted - For 
1.3  Elect Mohamad Nasir Ab Latif  Management  For  Voted - For 
1.4  Elect Donald Joshua Jaganathan  Management  For  Voted - For 
2  Directors' Fees and Committees' Allowances  Management  For  Voted - For 
3  Directors' Remuneration (Excluding Fees and       
  Committee Allowances)  Management  For  Voted - For 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
6  Authority to Issue Shares under the Dividend       
  Reinvestment Plan  Management  For  Voted - For 
SAMSUNG ELECTRONICS CO., LTD.       
Security ID: Y74718100 Ticker: 005930       
Meeting Date: 03-Nov-22       
1.1  Elect HEO Eun Nyeong  Management  For  Voted - For 
1.2  Elect YOO Myung Hee  Management  For  Voted - For 
Meeting Date: 15-Mar-23       
1.1  Elect HAN Jong Hee  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - For 
3  Directors' Fees  Management  For  Voted - For 

 

182

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
SCIENTEX BERHAD       
Security ID: Y7542A100 Ticker: SCIENTX       
Meeting Date: 08-Dec-22       
1.1  Elect WONG Chin Mun  Management  For  Voted - For 
1.2  Elect ANG Kim Swee  Management  For  Voted - Against 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Directors' Fees  Management  For  Voted - For 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
6  Dividend Reinvestment Plan  Management  For  Voted - For 
7  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
SFA ENGINEERING CORPORATION       
Security ID: Y7676C104 Ticker: 056190       
Meeting Date: 29-Mar-23       
1.1  Elect KIM Young Min  Management  For  Voted - For 
1.2  Elect JUNG Chan Seon  Management  For  Voted - For 
1.3  Elect JUNG Song  Management  For  Voted - Against 
1.4  Elect HEO Jun Young  Management  For  Voted - For 
1.5  Election of Audit Committee Member: JUNG Song  Management  For  Voted - Against 
1.6  Election of Audit Committee Member: HEO Jun Young  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - For 
3  Directors' Fees  Management  For  Voted - Against 
SHANGHAI PHARMACEUTICALS HOLDING COMPANY       
Security ID: Y7685S108 Ticker: 2607       
Meeting Date: 29-Jun-23       
1.1  Elect ZHOU Jun  Management  For  Voted - Against 
1.2  Elect YAO Jiayong  Management  For  Voted - For 
1.3  Elect CHEN Fashu  Management  For  Voted - For 
1.4  Elect SHEN Bo  Management  For  Voted - For 
1.5  Elect LI Yongzhong  Management  For  Voted - For 
1.6  Elect DONG Ming  Management  For  Voted - For 
1.7  Elect GU Zhaoyang  Management  For  Voted - For 
1.8  Elect Manson Fok  Management  For  Voted - For 
1.9  Elect WANG Zhong  Management  For  Voted - For 
1.10  Elect XU Youli as Supervisor  Management  For  Voted - For 
1.11  Elect MA Jia as Supervisor  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  2022 Annual Report  Management  For  Voted - For 
5  Directors' Report  Management  For  Voted - For 

 

183

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Supervisors' Report  Management  For  Voted - For 
7  Accounts and Reports  Management  For  Voted - For 
8  Allocation of Profits/Dividends  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Authority to Give Guarantees  Management  For  Voted - For 
11  Authority to Issue Debt Financing Products  Management  For  Voted - For 
12  Satisfaction of the Conditions for Issuing       
  Corporate Bonds  Management  For  Voted - For 
13  Issuance of Corporate Bonds  Management  For  Voted - For 
14  Par Value, Issue Price and Issuing Scale  Management  For  Voted - For 
15  Interest Rate and its Determining Method  Management  For  Voted - For 
16  Bond Type and Duration  Management  For  Voted - For 
17  Method of Repayment of Principal and Interest  Management  For  Voted - For 
18  Issuing Method  Management  For  Voted - For 
19  Issuing Targets and Arrangements for Placement to       
  Shareholders  Management  For  Voted - For 
20  Use of Proceeds  Management  For  Voted - For 
21  Guarantee  Management  For  Voted - For 
22  Repayment Guarantee Measures  Management  For  Voted - For 
23  Underwriting Method  Management  For  Voted - For 
24  Listing Arrangement  Management  For  Voted - For 
25  Valid Period of the Resolution  Management  For  Voted - For 
26  Authorization to the Executive Committee of the       
  Board  Management  For  Voted - For 
27  Authority to Issue A Shares and/or H Shares w/o       
  Preemptive Rights  Management  For  Voted - Against 
28  Amendments to Articles and Procedural Rules of       
  Shareholders' Meetings  Management  For  Voted - For 
29  Non-Voting Agenda Item  N/A    Non-Voting 
30  Non-Voting Agenda Item  N/A    Non-Voting 
31  Non-Voting Agenda Item  N/A    Non-Voting 
SHENZHEN EXPRESSWAY CORPORATION LIMITED       
Security ID: Y7741B107 Ticker: 0548       
Meeting Date: 18-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Termination of Merger by Absorption  Management  For  Voted - For 
3  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 16-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report  Management  For  Voted - For 
3  Supervisors' Report  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  2023 Budget Report  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 

 

184

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Authority to Give Guarantees  Management  For  Voted - Abstain 
9  Adoption of Revised Management Rules for Selection       
  of the Group's Annual Audit Accountants Firms  Management  For  Voted - For 
10  Issue Size  Management  For  Voted - For 
11  Target Subscribers and Arrangement for Placement to       
  Shareholders  Management  For  Voted - For 
12  Type of the Debenture  Management  For  Voted - For 
13  Maturity  Management  For  Voted - For 
14  Interest Rate  Management  For  Voted - For 
15  Use of Proceeds  Management  For  Voted - For 
16  Listing  Management  For  Voted - For 
17  Guarantee  Management  For  Voted - For 
18  Validity of the Resolution  Management  For  Voted - For 
19  Authorisation Arrangement  Management  For  Voted - For 
SHIN KONG FINANCIAL HOLDING COMPANY       
Security ID: Y7753X104 Ticker: 2888       
Meeting Date: 09-Jun-23       
1.1  Elect LEE Tseng-Chang  Management  For  Voted - For 
1.2  Elect PAN Po-Tseng  Management  For  Voted - For 
1.3  Elect WU Olivia  Management  For  Voted - For 
1.4  Elect WU Hsin-Tung  Management  For  Voted - For 
1.5  Elect LAI Hui-Min  Management  For  Voted - For 
1.6  Elect PENG Yu-Min  Management  For  Voted - For 
1.7  Elect TSAI Hsiung-Chi  Management  For  Voted - For 
1.8  Elect CHENG Shih-Yi  Management  For  Voted - For 
1.9  Elect FANG Matthew  Management  For  Voted - For 
1.10  Elect CHEN Chun-Hong  Management  For  Voted - For 
1.11  Elect CHIU Li-Chuang  Management  For  Voted - For 
1.12  Elect SU Che-Sheng  Management  For  Voted - For 
1.13  Elect WU Hsin-Ta  Management  For  Non-Voting 
1.14  Elect WU Tung-Ming (Dissident)  Management  For  Non-Voting 
1.15  Elect HUNG Shih-Chi (Dissident)  Management  For  Non-Voting 
1.16  Elect LIN Tun-Jen (Dissident)  Management  For  Non-Voting 
1.17  Elect WEI Mark (Dissident)  Management  For  Non-Voting 
1.18  Elect WU Hsin-Chang (Dissident)  Management  For  Non-Voting 
1.19  Elect CHEN David Ting (Dissident)  Management  For  Non-Voting 
1.20  Elect WU Benson (Dissident)  Management  For  Non-Voting 
1.21  Elect LAI Chin-Yuan (Dissident)  Management  For  Non-Voting 
1.22  Elect LIN Jui-Yun (Dissident)  Management  For  Non-Voting 
1.23  Elect CHEN Hwai-Chou (Dissident)  Management  For  Non-Voting 
1.24  Elect LAI Kwan-Chung (Dissident)  Management  For  Non-Voting 
1.25  Elect LIN Shih-Mei (Dissident)  Management  For  Non-Voting 
1.26  Elect SHIU Yung-Ming  Management  For  Voted - For 
1.27  Elect LEUNG Men-Ching  Management  For  Voted - For 
1.28  Elect TSENG Yu-Chiung  Management  For  Voted - For 
1.29  Elect LO Chia-Hsi  Management  Against  Voted - Against 
1.30  Elect CHEN Edgar Y. (Dissident)  Management  Against  Voted - Against 

 

185

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.31  Elect CHANG Jung-Feng (Dissident)  Management  Against  Voted - Against 
1.32  Elect CHIEN Min-Chiu (Dissident)  Management  Against  Voted - Against 
2  The Company's 2022 CPA Audited Financial Statements       
    Management  For  Voted - For 
3  The Company's 2022 Earnings Distribution       
    Management  For  Voted - For 
4  The Company's Long-Term Capital Raising Plan in       
  Accordance with the Company's Strategy and Growth  Management  For  Voted - Against 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
SHINHAN FINANCIAL GROUP CO., LTD       
Security ID: Y7749X101 Ticker: 055550       
Meeting Date: 23-Mar-23       
1.1  Elect JIN Ok Dong  Management  For  Voted - For 
1.2  Elect JEONG Sang Hyuk  Management  For  Voted - For 
1.3  Elect KWAK Su Keun  Management  For  Voted - For 
1.4  Elect BAE Hoon  Management  For  Voted - For 
1.5  Elect SUNG Jae Ho  Management  For  Voted - For 
1.6  Elect LEE Yong Guk  Management  For  Voted - For 
1.7  Elect LEE Yoon Jae  Management  For  Voted - For 
1.8  Elect JIN Hyun Duk  Management  For  Voted - For 
1.9  Elect CHOI Jae Boong  Management  For  Voted - For 
1.10  Election of Audit Committee Member: KWAK Su Keun  Management  For  Voted - For 
1.11  Election of Audit Committee Member: BAE Hoon  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Election of Independent Director to Be Appointed as       
  Audit Committee Member: YOON Jae Won  Management  For  Voted - Against 
5  Directors' Fees  Management  For  Voted - For 
SHINSEGAE INC.       
Security ID: Y77538109 Ticker: 004170       
Meeting Date: 23-Mar-23       
1.1  Elect KWEON Hyeuk Goo  Management  For  Voted - For 
1.2  Elect HONG Seung Oh  Management  For  Voted - For 
1.3  Elect KWAG Se Boong  Management  For  Voted - Against 
1.4  Elect KIM Han Nyeon  Management  For  Voted - For 
1.5  Election of Audit Committee Member: KIM Han Nyeon  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Election of Independent Director to Be Appointed as       
  Audit Committee Member: KANG Gyeong Won  Management  For  Voted - For 
4  Amendments to Executive Officer Retirement       
  Allowance Policy  Management  For  Voted - For 

 

186

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Directors' Fees  Management  For  Voted - For 
SHOUGANG FUSHAN RESOURCES GROUP LIMITED       
Security ID: Y7760F104 Ticker: 0639       
Meeting Date: 27-Oct-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Supplemental Master Sales and Purchase Agreement  Management  For  Voted - For 
4  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 31-May-23       
1.1  Elect DING Rucai  Management  For  Voted - Against 
1.2  Elect WANG Dongming  Management  For  Voted - For 
1.3  Elect CHOI Wai Yin  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
SIGURD MICROELECTRONICS CORPORATION       
Security ID: Y79355106 Ticker: 6257       
Meeting Date: 07-Jun-23       
1.1  Elect HUANG Shin-Yang  Management  For  Voted - For 
1.2  Elect YEH Tsan-Lien  Management  For  Voted - For 
1.3  Elect KUO Hsu-Tung  Management  For  Voted - For 
1.4  Elect WU Min-Hung  Management  For  Voted - For 
1.5  Elect CHIU Ming-Chun  Management  For  Voted - For 
1.6  Elect FENG Jui-Jen  Management  For  Voted - For 
1.7  Elect WU Wen-Bin  Management  For  Voted - For 
1.8  Elect LIN Min-Kai  Management  For  Voted - For 
1.9  Elect TSANG Kwok-Wah  Management  For  Voted - For 
1.10  Elect LAI Li-Hsing  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 
5  Non-compete Restrictions for Directors  Management  For  Voted - For 

 

187

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
SIMPLO TECHNOLOGY CO., LTD       
Security ID: Y7987E104 Ticker: 6121       
Meeting Date: 31-May-23       
1.1  Elect SUNG Fu-Hsiang  Management  For  Voted - Against 
1.2  Elect Representative of Bon Shin International       
  Investment Co.,       
  Ltd.  Management  For  Voted - Abstain 
1.3  Elect CHEN Tai-Ming  Management  For  Voted - Against 
1.4  Elect WANG Chen-Wei  Management  For  Voted - For 
1.5  Elect LIN Pi-Jung  Management  For  Voted - For 
1.6  Elect CHIU Kuan-Hsun  Management  For  Voted - For 
1.7  Elect CHU Chih-Hao  Management  For  Voted - For 
2  2022 Business Report and Financial Statements  Management  For  Voted - For 
3  2022 Profit Distribution Plan  Management  For  Voted - For 
4  Non-Compete Restrictions for Directors  Management  For  Voted - For 
SINO-AMERICAN SILICON PRODUCTS INC.       
Security ID: Y8022X107 Ticker: 5483       
Meeting Date: 21-Jun-23       
1.1  Elect HSU Hsiu-Lan  Management  For  Voted - For 
1.2  Elect YAO Tan-Liang  Management  For  Voted - For 
1.3  Elect LU Ming-Kung  Management  For  Voted - For 
1.4  Elect TSAI Wen-Huei  Management  For  Voted - For 
1.5  Elect CHANG Feng-Ming  Management  For  Voted - For 
1.6  Elect representative director of Kai Jiang Co., Ltd.  Management  For  Voted - Abstain 
1.7  Elect representative director of Kun-Chang       
  Investment Company  Management  For  Voted - Abstain 
1.8  Elect LIU Jin-Tang  Management  For  Voted - For 
1.9  Elect KUO Hao-Chung  Management  For  Voted - For 
1.10  Elect LI Shao-Lun  Management  For  Voted - For 
1.11  Elect MA Chien-Yung  Management  For  Voted - For 
2  Accounts and Reports, Allocation of       
  Profits/Dividends  Management  For  Voted - For 
3  Amendments to Procedural Rules: Capital Loans  Management  For  Voted - For 
4  Amendments to Procedural Rules: Endorsements and       
  Guarantees  Management  For  Voted - For 
5  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
6  Non-compete Restrictions for Directors  Management  For  Voted - For 
SINOPAC FINANCIAL HOLDINGS CO., LTD.       
Security ID: Y8009U100 Ticker: 2890       
Meeting Date: 24-May-23       
1.1  Elect CHEN Shi-Kuan  Management  For  Voted - For 

 

188

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Stanley CHU  Management  For  Voted - For 
1.3  Elect TSAO Wei-Thyr  Management  For  Voted - For 
1.4  Elect YEH Chi-Hsing  Management  For  Voted - For 
1.5  Elect PAN Wei-Ta  Management  For  Voted - For 
1.6  Elect SU Huey-Jen  Management  For  Voted - For 
1.7  Elect MA Wen-Ling  Management  For  Voted - For 
2  2022 Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Capitalization of Profits and Issuance of New Shares  Management  For  Voted - For 
5  Amendments to Articles  Management  For  Voted - For 
6  Non-Compete Restrictions for Directors  Management  For  Voted - For 
SINOPEC ENGINEERING (GROUP) CO LTD       
Security ID: Y80359105 Ticker: 2386       
Meeting Date: 26-May-23       
1.1  Elect ZHANG Xinming  Management  For  Voted - For 
1.2  Elect DUAN Xue  Management  For  Voted - For 
1.3  Elect MA Yanhui as Supervisor  Management  For  Voted - Against 
1.4  Elect WU Defei as Supervisor  Management  For  Voted - Against 
1.5  Elect HAN Weiguo as Supervisor  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Board Authorization to Determine Interim Profit       
  Distribution Plan  Management  For  Voted - For 
8  Approval of Business Operation Plan, Investment       
  Plan, and Financial Budget  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Authority to Repurchase Domestic and/or H Shares  Management  For  Voted - For 
11  Authority to Issue Domestic and/or H Shares w/o       
  Preemptive Rights  Management  For  Voted - Against 
12  Amendments to Articles  Management  For  Voted - For 
13  Amendments to Rules of Procedure for Meetings of       
  the Board  Management  For  Voted - For 
14  Amendments to Rules of Procedure for Meetings of       
  the Supervisory Committee  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Non-Voting Meeting Note  N/A    Non-Voting 
18  Authority to Repurchase Domestic and/or H Shares  Management  For  Voted - For 

 

189

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
SINOPHARM GROUP CO. LTD.       
Security ID: Y8008N107 Ticker: 1099       
Meeting Date: 23-Dec-22       
1.1  Elect WANG Kan  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Election of WANG Peng as Supervisor  Management  For  Voted - Against 
5  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 15-Jun-23       
1.1  Elect SHI Shenghao  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Directors' Report  Management  For  Voted - For 
5  Supervisors' Report  Management  For  Voted - For 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Directors' Fees  Management  For  Voted - For 
9  Supervisors' Fees  Management  For  Voted - For 
10  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
11  Authority to Give Guarantees  Management  For  Voted - Against 
12  Authority to Issue Domestic Shares and/or H Shares       
  w/o Preemptive Rights  Management  For  Voted - Against 
13  Authority to Repurchase H Shares  Management  For  Voted - For 
14  Authority to Issue Corporate Bonds  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Authority to Repurchase Shares  Management  For  Voted - For 
SINOTRANS LIMITED       
Security ID: Y6145J104 Ticker: 0598       
Meeting Date: 23-Aug-22       
1.1  Elect FENG Boming  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 28-Sep-22       
1.1  Elect LUO Li  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Amendments to Articles  Management  For  Voted - For 
5  Amendments to Procedural Rules  Management  For  Voted - For 
6  Allocation of Interim Dividends  Management  For  Voted - For 

 

190

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 12-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
3  Authority to Repurchase Shares  Management  For  Voted - For 
4  Updated Mandate of the Issue of Debt Financing       
  Instruments  Management  For  Voted - For 
5  Authority to Give Guarantees  Management  For  Voted - For 
6  Reduction in Registered Capital and Amendments to       
  Articles  Management  For  Voted - For 
7  Directors' Report  Management  For  Voted - For 
8  Supervisors' Report  Management  For  Voted - For 
9  Accounts and Reports  Management  For  Voted - For 
10  Annual Report  Management  For  Voted - For 
11  2023 Financial Budget  Management  For  Voted - For 
12  Allocation of Profits/Dividends  Management  For  Voted - For 
13  Board Authorization to Determine Interim Profit       
  Distribution Plan  Management  For  Voted - For 
14  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Authority to Repurchase Shares  Management  For  Voted - For 
18  Reduction in Registered Capital and Amendments to       
  Articles  Management  For  Voted - For 
SINOTRUK (HONG KONG) LIMITED       
Security ID: Y8014Z102 Ticker: 3808       
Meeting Date: 23-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  2023 Weichai Parts Purchase Agreement  Management  For  Voted - For 
Meeting Date: 28-Jun-23       
1.1  Elect WANG Zhijian  Management  For  Voted - For 
1.2  Elect WANG Chen  Management  For  Voted - For 
1.3  Elect LIU Wei  Management  For  Voted - For 
1.4  Elect ZHANG Wei  Management  For  Voted - For 
1.5  Elect ZHAO Hong  Management  For  Voted - For 
1.6  Elect Richard von Braunschweig  Management  For  Voted - Against 
1.7  Elect LIANG Qing  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Amendments to Articles of Association  Management  For  Voted - For 

 

191

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
9  Supplemental Agreement to 2023 CNHTC Product Sales       
  Agreement and Revised Annual Cap  Management  For  Voted - For 
10  Supplemental Agreement to 2023 CNHTC Product       
  Purchase Agreement and Revised Annual Cap  Management  For  Voted - For 
11  Supplemental Agreement to 2023 CNHTC Financial       
  Services Agreement and Revised Annual Cap  Management  For  Voted - For 
12  2026 CNHTC Sales of Goods Agreement  Management  For  Voted - For 
13  2026 CNHTC Purchase of Goods Agreement  Management  For  Voted - For 
14  2026 Provision of Financial Services Agreement  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
SITC INTERNATIONAL HOLDINGS CO LTD       
Security ID: G8187G105 Ticker: 1308       
Meeting Date: 24-Apr-23       
1.1  Elect YANG Shaopeng  Management  For  Voted - Against 
1.2  Elect YANG Xin  Management  For  Voted - For 
1.3  Elect Rebecca LIU Ka Ying  Management  For  Voted - For 
1.4  Elect TSE Siu Ngan  Management  For  Voted - For 
1.5  Elect HU Mantian  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Articles  Management  For  Voted - Against 
SK SQUARE       
Security ID: Y8T6X4107 Ticker: 402340       
Meeting Date: 30-Mar-23       
1.1  Elect PARK Sung Ha  Management  For  Voted - For 
1.2  Elect LEE Sung Hyung  Management  For  Voted - Against 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Directors' Fees  Management  For  Voted - For 
4  Transfer of Reserves  Management  For  Voted - For 
5  Non-Voting Meeting Note  N/A    Non-Voting 

 

192

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
SK TELECOM CO., LTD       
Security ID: Y4935N104 Ticker: 017670       
Meeting Date: 28-Mar-23       
1.1  Elect KIM Yong Hak  Management  For  Voted - For 
1.2  Elect KIM Jun Mo  Management  For  Voted - For 
1.3  Elect OH Hye Yeon  Management  For  Voted - For 
1.4  Election of Audit Committee Member: KIM Yong Hak  Management  For  Voted - For 
1.5  Election of Audit Committee Member: OH Hye Yeon  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Share Option Grant  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 
SNT MOTIV CO.,LTD       
Security ID: Y8137Y107 Ticker: 064960       
Meeting Date: 28-Feb-23       
1.1  Elect LEE Byeong Wan  Management  For  Voted - Against 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 
5  Corporate Auditors' Fees  Management  For  Voted - For 
6  Non-Voting Meeting Note  N/A    Non-Voting 
SSY GROUP LIMITED       
Security ID: G8406X103 Ticker: 2005       
Meeting Date: 13-Jan-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Adoption of New Share Option Scheme  Management  For  Voted - Against 
4  Adoption of the Service Provider Sublimit  Management  For  Voted - Against 
Meeting Date: 19-May-23       
1.1  Elect FENG Hao  Management  For  Voted - Against 
1.2  Elect CHOW Kwok Wai  Management  For  Voted - Against 
1.3  Elect Jiang Guangce  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 

 

193

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
SUPALAI PUBLIC COMPANY LIMITED       
Security ID: Y8309K190 Ticker: SPALI       
Meeting Date: 24-Apr-23       
1.1  Elect Virach Aphimeteetamrong  Management  For  Voted - Against 
1.2  Elect Anant Gatepithaya  Management  For  Voted - Against 
1.3  Elect Ajchara Tangmatitham  Management  For  Voted - Against 
1.4  Elect Krid Chancharoensuk  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - Against 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Authority to Issue Debentures  Management  For  Voted - For 
8  Amendment to the Certificate of Registration of the       
  Company in Clause 3  Management  For  Voted - For 
9  Amendments to Articles  Management  For  Voted - For 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  Non-Voting Meeting Note  N/A    Non-Voting 
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.       
Security ID: Y84629107 Ticker: 2330       
Meeting Date: 06-Jun-23       
1  2022 Business Report and Financial Statements  Management  For  Voted - For 
2  Issuance of Employee Restricted Stock Awards for       
  Year 2023  Management  For  Voted - For 
3  Revise the Procedures for Endorsement and Guarantee.  Management  For  Voted - For 
4  In Order to Reflect the Audit Committee Name Change       
  to the Audit and Risk Committee, To Revise the Name       
  of Audit Committee in four TSMC Policies  Management  For  Voted - For 
TATA STEEL LIMITED       
Security ID: Y8547N220 Ticker: TATASTEEL       
Meeting Date: 14-Sep-22       
1  Related Party Transactions (NINL - Operational)  Management  For  Voted - For 
2  Related Party Transactions (NINL - Financial)  Management  For  Voted - For 
3  Related Party Transactions (TSGPL & NINL)  Management  For  Voted - For 
4  Related Party Transactions (TML)  Management  For  Voted - For 
5  Non-Voting Meeting Note  N/A    Non-Voting 

 

194

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 31-Jan-23       
1.1  Elect Bharti Gupta Ramola  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Re-appointment of Koushik Chatterjee (Executive       
  Director and Chief Financial Officer); Approval of       
  Remuneration  Management  For  Voted - For 
4  Modification to Related Party Transactions with       
  Neelachal Ispat Nigam Limited  Management  For  Voted - For 
Meeting Date: 29-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Related Party Transactions (NINL)  Management  For  Voted - For 
3  Related Party Transactions (TSLP)  Management  For  Voted - For 
4  Related Party Transactions (JCAPCPL)  Management  For  Voted - For 
5  Related Party Transactions (TBSPL)  Management  For  Voted - For 
6  Related Party Transactions (TCIL)  Management  For  Voted - For 
7  Related Party Transactions (TMILL)  Management  For  Voted - For 
8  Related Party Transactions (TML)  Management  For  Voted - For 
9  Related Party Transactions (TPCL)  Management  For  Voted - For 
10  Related Party Transactions (ISWP)  Management  For  Voted - For 
11  Related Party Transactions (TIL)  Management  For  Voted - For 
12  Related Party Transactions (TSGPL & NINL)  Management  For  Voted - For 
13  Related Party Transactions (TSGPL & TISPL)  Management  For  Voted - For 
14  Related Party Transactions (TSGPL & TNYK)  Management  For  Voted - For 
15  Related Party Transactions (TSIBV & WSNBV)  Management  For  Voted - For 
Meeting Date: 27-Jun-23       
1  Scheme of Amalgamation / Acquisition of Tata Steel       
  Long Products Limited  Management  For  Voted - For 
Meeting Date: 28-Jun-23       
1  Approve Scheme  Management  For  Voted - For 
TCL ELECTRONICS HOLDINGS LIMITED       
Security ID: G8701T138 Ticker: 1070       
Meeting Date: 29-Sep-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Master Finance Lease (2022-2024) Agreement  Management  For  Voted - For 
4  Master Photovoltaic Power Construction Services       
  (2022- 2024) Agreement  Management  For  Voted - For 
5  Amendments to Articles  Management  For  Voted - Against 

 

195

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 15-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Amendments to Articles  Management  For  Voted - Against 
Meeting Date: 01-Jun-23       
1.1  Elect YAN Xiaolin  Management  For  Voted - Against 
1.2  Elect HU Dien Chien  Management  For  Voted - Against 
1.3  Elect WANG Yijiang  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
TELEFONICA BRASIL S.A.,       
Security ID: P9T369176 Ticker: VIVT3       
Meeting Date: 04-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Merger Agreement (UPI Mobile Assets)  Management  For  Voted - For 
4  Ratification of Appointment of Appraiser  Management  For  Voted - For 
5  Valuation Report  Management  For  Voted - For 
6  Authorization of Legal Formalities  Management  For  Voted - For 
Meeting Date: 01-Feb-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Ratification of Appointment of Appraiser  Management  For  Voted - For 
4  Merger Agreement  Management  For  Voted - For 
5  Valuation Report  Management  For  Voted - For 
6  Merger (Garliava)  Management  For  Voted - For 
Meeting Date: 13-Apr-23       
1.1  Elect Stael Prata Silva Filho  Management  For  Voted - For 
1.2  Elect Luciana Doria Wilson  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 

 

196

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Ratify Co-Option and Elect Denise Soares dos Santos  Management  For  Voted - For 
7  Remuneration Policy  Management  For  Voted - For 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Amendments to Article 5 (Reconciliation of Share       
  Capital)  Management  For  Voted - For 
10  Consolidation of Articles  Management  For  Voted - For 
11  Non-Voting Meeting Note  N/A    Non-Voting 
TELKOM SA SOC LIMITED       
Security ID: S84197102 Ticker: TKG       
Meeting Date: 24-Aug-22       
1.1  Elect Brian Kennedy  Management  For  Voted - For 
1.2  Elect Prudence Lebina  Management  For  Voted - For 
1.3  Elect Mteto Nyati  Management  For  Voted - For 
1.4  Elect Ipeleng Selele  Management  For  Voted - For 
1.5  Elect Sung Hyuck Yoon  Management  For  Voted - For 
1.6  Re-elect Louis L. von Zeuner  Management  For  Voted - For 
1.7  Elect Audit Committee Member (Keith A. Rayner)  Management  For  Voted - For 
1.8  Elect Audit Committee Member (Sibusiso Luthuli)  Management  For  Voted - For 
1.9  Elect Audit Committee Member (Prudence Lebina)  Management  For  Voted - For 
1.10  Elect Audit Committee Member (Herman Singh)  Management  For  Voted - For 
1.11  Elect Audit Committee Member (Louis L. von Zeuner)  Management  For  Voted - For 
2  Appointment of Auditor (PricewaterhouseCoopers)  Management  For  Voted - For 
3  Appointment of Auditor (SizweNtsalubaGobodo)  Management  For  Voted - For 
4  Approve Remuneration Policy  Management  For  Voted - For 
5  Approve Remuneration Implementation Report  Management  For  Voted - For 
6  General Authority to Issue Shares  Management  For  Voted - For 
7  Authority to Issue Shares for Cash  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Approve NEDs' Fees  Management  For  Voted - For 
10  Approve Financial Assistance (Sections 44 & 45)  Management  For  Voted - For 
11  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 09-Dec-22       
1  Authority to Issue Shares for Cash  Management  For  Voted - For 
2  Authority to Repurchase Shares  Management  For  Voted - For 
3  Approve NEDs' Fees  Management  For  Voted - For 
4  Approve Financial Assistance (Sections 44 & 45)  Management  For  Voted - For 
TENAGA NASIONAL BERHAD       
Security ID: Y85859109 Ticker: TENAGA       
Meeting Date: 18-May-23       
1.1  Elect Juniwati Rahmat Hussin  Management  For  Voted - For 
1.2  Elect Gopala Krishnan K. Sundaram  Management  For  Voted - For 

 

197

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Rawisandran a/l Narayanan  Management  For  Voted - For 
1.4  Elect Abdul Razak Abdul Majid  Management  For  Voted - Against 
1.5  Elect Rashidah binti Mohd Sies  Management  For  Voted - For 
1.6  Elect Rohaya binti Mohammad Yusof  Management  For  Voted - For 
2  Directors' Fees for Non-Executive Chair Abdul Razak       
  bin Abdul Majid  Management  For  Voted - For 
3  Directors' Fee for Non-Executive Director Rashidah       
  binti Mohd Sies  Management  For  Voted - For 
4  Directors' Fee for Non-Executive Director Rohaya       
  binti Mohammad Yusof  Management  For  Voted - For 
5  Directors' Fee for Non-Executive Director ONG Ai Lin  Management  For  Voted - For 
6  Directors' Fee for Non-Executive Director Juniwati       
  Rahmat Hussin  Management  For  Voted - For 
7  Directors' Fee for Non-Executive Director Gopala       
  Krishnan K. Sundaram  Management  For  Voted - For 
8  Directors' Fee for Non-Executive Director Roslina       
  binti Zainal  Management  For  Voted - For 
9  Directors' Fee for Non-Executive Rawisandran a/l       
  Narayanan  Management  For  Voted - For 
10  Directors' Fee for Non-Executive Director Merina       
  binti Abu Tahir  Management  For  Voted - For 
11  Directors' Benefits  Management  For  Voted - For 
12  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
13  Equity Grant to Abdul Latif bin Abdul Razak  Management  For  Voted - For 
14  Equity Grant to Noor Asyikin binti Mohamad Zin  Management  For  Voted - For 
15  Equity Grant to Mohd Mirza bin Abdul Gani  Management  For  Voted - For 
16  Equity Grant to Nurdiyana Munira binti Said  Management  For  Voted - For 
17  Equity Grant to Farah Yasmin binti Said  Management  For  Voted - For 
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD       
Security ID: Y6800A109 Ticker: 1339       
Meeting Date: 27-Oct-22       
1.1  Elect XIAO Jianyou  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 27-Apr-23       
1.1  Elect SONG Hongjun  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Remuneration Scheme for Directors and Supervisors       
  for 2021  Management  For  Voted - For 
Meeting Date: 19-Jun-23       
1.1  Elect WANG Pengcheng  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 

 

198

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Budget of Fixed Asset Investment for 2023  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Charitable Donation Plan for 2023  Management  For  Voted - For 
TOPCO SCIENTIFIC COMPANY LIMITED       
Security ID: Y8896T109 Ticker: 5434       
Meeting Date: 30-May-23       
1.1  Elect Jeffery PAN  Management  For  Voted - For 
1.2  Elect Simon TSENG  Management  For  Voted - For 
1.3  Elect Charles LEE  Management  For  Voted - For 
1.4  Elect KUO Kuan-Hung  Management  For  Voted - For 
1.5  Elect CHANG Pei-Fen  Management  For  Voted - For 
1.6  Elect Joyce LU  Management  For  Voted - For 
1.7  Elect SHEU Her-Jiun  Management  For  Voted - For 
1.8  Elect HSIN Ta-Chih  Management  For  Voted - For 
1.9  Elect CHEN Yu-Shan  Management  For  Voted - For 
2  2022 Financial Statements  Management  For  Voted - For 
3  2022 Profit Distribution Plan  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 
5  Amendments to Procedural Rules: Election of       
  Directors  Management  For  Voted - For 
6  Non-Compete Restrictions for Directors  Management  For  Voted - For 
TRIPOD TECHNOLOGY CORP.       
Security ID: Y8974X105 Ticker: 3044       
Meeting Date: 20-Jun-23       
1  Review Report on 2022 Financial Statements  Management  For  Voted - For 
2  2022 Earning Distribution  Management  For  Voted - For 
3  Amend the Company's Articles of Association  Management  For  Voted - For 
4  Amend the Companys Rules of Procedures of       
  Shareholders Meetings  Management  For  Voted - For 
TURKIYE SISE VE CAM FABRIKALARI A.S       
Security ID: M9013U105 Ticker: SISE       
Meeting Date: 29-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Election of Presiding Chair; Minutes  Management  For  Voted - For 
5  Presentation of Accounts and Reports  Management  For  Voted - For 
6  Financial Statements  Management  For  Voted - For 
7  Ratification of Co-Option of Dilek Duman  Management  For  Voted - For 

 

199

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Ratification of Board Acts  Management  For  Voted - For 
9  Election of Directors; Board Term Length  Management  For  Voted - Against 
10  Directors' Fees  Management  For  Voted - Against 
11  Amendment to Article 15 (General Meetings)  Management  For  Voted - For 
12  Authority to Carry out Competing Activities or       
  Related Party Transactions  Management  For  Voted - For 
13  Presentation of Report on Competing Activities  Management  For  Voted - For 
14  Allocation of Profits/Dividends  Management  For  Voted - For 
15  Authority to Make Advance Payments of Dividends  Management  For  Voted - For 
16  Authority to Repurchase Shares  Management  For  Voted - For 
17  Appointment of Auditor  Management  For  Voted - Against 
18  Charitable Donations  Management  For  Voted - For 
19  Presentation of Report on Guarantees  Management  For  Voted - For 
20  Wishes  Management  For  Voted - For 
UNITED MICROELECTRONICS CORP.       
Security ID: Y92370108 Ticker: 2303       
Meeting Date: 31-May-23       
1  The Companys 2022 Business Report And Financial       
  Statements  Management  For  Voted - For 
2  The Companys 2022 Earnings Distribution  Management  For  Voted - For 
UNITED TRACTORS       
Security ID: Y7146Y140 Ticker: UNTR       
Meeting Date: 12-Apr-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Election of Directors and/or Commissioners (Slate)  Management  For  Voted - Against 
4  Directors' and Commissioners' Fees  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - Against 
UPL LIMITED       
Security ID: Y9305P100 Ticker: UPL       
Meeting Date: 12-Aug-22       
1.1  Elect Vikram Rajnikant Shroff  Management  For  Voted - For 
2  Accounts and Reports (Standalone)  Management  For  Voted - For 
3  Accounts and Reports (Consolidated)  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
6  Approve Payment of Fees to Cost Auditors  Management  For  Voted - For 

 

200

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 25-Nov-22       
1.1  Elect Suresh Kumar  Management  For  Voted - For 
1.2  Elect Carlos Pellicer  Management  For  Voted - For 
1.3  Elect Raj Tiwari  Management  For  Voted - For 
2  Appoint Raj Tiwari (Whole-time Director); Approval       
  of Remuneration  Management  For  Voted - For 
3  Related Party Transactions (Seeds Business       
  Investment and Transfer to Subsidiary)  Management  For  Voted - For 
4  Related Party Transactions (Seed Business       
  Realignment)  Management  For  Voted - For 
5  Related Party Transactions (Crop Protection       
  Business Investment and Transfer to Subsidiary)  Management  For  Voted - For 
6  Related Party Transactions (Continuing Transactions)  Management  For  Voted - For 
Meeting Date: 24-Mar-23       
1  Related Party Transactions (Sale / Purchase of       
  Materials / Functional Support Services)  Management  For  Voted - For 
2  Related Party Transactions (Financial Support)  Management  For  Voted - For 
3  Related Party Transactions (Consolidation of       
  Existing Loan Obligations of Subsidiaries)  Management  For  Voted - For 
VALE SA       
Security ID: P9661Q155 Ticker: VALE3       
Meeting Date: 21-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Amendments to Articles (Wording Amendments)  Management  For  Voted - For 
3  Amendments to Articles (Management Board and Board       
  of Directors' Meetings)  Management  For  Voted - For 
4  Amendments to Articles (Management Board and Board       
  of Directors' Competencies)  Management  For  Voted - For 
5  Amendments to Articles (Board of Directors'       
  Advisory Committees)  Management  For  Voted - For 
6  Consolidation of Articles  Management  For  Voted - For 
7  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 28-Apr-23       
1.1  Elect Daniel Andre Stieler  Management  For  Voted - For 
1.2  Elect Douglas James Upton  Management  For  Voted - For 
1.3  Elect Fernando Jorge Buso Gomes  Management  For  Voted - For 
1.4  Elect Joao Luiz Fukunaga  Management  For  Voted - For 
1.5  Elect Jose Luciano Duarte Penido  Management  For  Voted - For 
1.6  Elect Luis Henrique Cals de Beauclair Guimaraes  Management  For  Voted - For 
1.7  Elect Manuel Lino S. De Sousa-Oliveira  Management  For  Voted - For 
1.8  Elect Marcelo Gasparino da Silva  Management  For  Voted - For 
1.9  Elect Paulo Cesar Hartung Gomes  Management  For  Voted - For 
1.10  Elect Rachel de Oliveira Maia  Management  For  Voted - For 

 

201

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect Shunji Komai  Management  For  Voted - For 
1.12  Elect Vera Marie Inkster  Management  For  Voted - For 
1.13  Elect Daniel Andre Stieler as Board Chair  Management  For  Voted - For 
1.14  Elect Marcelo Gasparino da Silva as Board Vice Chair  Management  For  Voted - For 
1.15  Elect Heloisa Belotti Bedicks  Management  Against  Voted - For 
1.16  Elect Marcio de Souza  Management  Against  Voted - For 
1.17  Elect Paulo Clovis Ayres Filho  Management  Against  Voted - For 
1.18  Elect Raphael Manhaes Martins  Management  Against  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Amendments to Article 5 (Reconciliation of Share       
  Capital)  Management  For  Voted - For 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Accounts and Reports  Management  For  Voted - For 
9  Allocation of Profits/Dividends  Management  For  Voted - For 
10  Board Size  Management  For  Voted - For 
11  Request Cumulative Voting  Management  Against  Voted - Against 
12  Non-Voting Agenda Item  N/A    Non-Voting 
13  Proportional Allocation of Cumulative Votes  Management  For  Voted - For 
14  Allocate Cumulative Votes to Daniel Andre Stieler  Management  For  Voted - For 
15  Allocate Cumulative Votes to Douglas James Upton  Management  For  Voted - For 
16  Allocate Cumulative Votes to Fernando Jorge Buso       
  Gomes  Management  For  Voted - For 
17  Allocate Cumulative Votes to Joao Luiz Fukunaga  Management  For  Voted - For 
18  Allocate Cumulative Votes to Jose Luciano Duarte       
  Penido  Management  For  Voted - For 
19  Allocate Cumulative Votes to Luis Henrique Cals de       
  Beauclair Guimaraes  Management  For  Voted - For 
20  Allocate Cumulative Votes to Manuel Lino Silva de       
  Sousa Oliveira (Ollie)  Management  For  Voted - For 
21  Allocate Cumulative Votes to Marcelo Gasparino da       
  Silva  Management  For  Voted - For 
22  Allocate Cumulative Votes to Paulo Hartung  Management  For  Voted - For 
23  Allocate Cumulative Votes to Rachel de Oliveira Maia  Management  For  Voted - For 
24  Allocate Cumulative Votes to Shunji Komai  Management  For  Voted - For 
25  Allocate Cumulative Votes to Vera Marie Inkster  Management  For  Voted - For 
26  Remuneration Policy  Management  For  Voted - For 
VALUE ADDED TECHNOLOGY CO.,LTD.       
Security ID: Y9347V107 Ticker: 043150       
Meeting Date: 29-Mar-23       
1.1  Elect NOH Chang Joon  Management  For  Voted - For 
1.2  Elect Jeong Yeon Soo  Management  For  Voted - For 
1.3  Elect SHIN Yong Wan  Management  For  Voted - Against 
1.4  Election of Audit Committee Member: Jeong Yeon Soo  Management  For  Voted - For 
1.5  Election of Audit Committee Member: SHIN Yong Wan  Management  For  Voted - Against 

 

202

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Election of Independent Director to Be Appointed as       
  Audit Committee Member: PARK Jeong Soo  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 
VEDANTA LIMITED       
Security ID: Y9364D105 Ticker: VEDL       
Meeting Date: 10-Aug-22       
1.1  Elect Priya Agarwal  Management  For  Voted - For 
1.2  Elect Akhilesh Joshi  Management  For  Voted - For 
2  Accounts and Reports (Standalone)  Management  For  Voted - For 
3  Accounts and Reports (Consolidated)  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Related Party Transactions (BHARAT ALUMINIUM       
  COMPANY LIMITED)  Management  For  Voted - For 
6  Related Party Transactions (ESL STEEL LIMITED)  Management  For  Voted - For 
7  Related Party Transactions (STERLITE POWER       
  TRANSMISSION LIMITED)  Management  For  Voted - For 
8  Authority to Set Cost Auditor's Remuneration  Management  For  Voted - For 
Meeting Date: 11-Oct-22       
1  Restructuring/Capitalization  Management  For  Voted - For 
Meeting Date: 28-Apr-23       
1.1  Elect Padmini Somani  Management  For  Voted - For 
1.2  Elect Dindayal Jalan  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
VIBRA ENERGIA S.A.       
Security ID: P9785J111 Ticker: VBBR3       
Meeting Date: 11-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Approve Acquisition (Comerc Participacoes S.A.)  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - Against 
5  Instructions if Meeting is Held on Second Call  Management  Against  Voted - For 
Meeting Date: 27-Apr-23       
1.1  Elect David Zylbersztajn  Management  For  Voted - For 
1.2  Elect Ana Paula Teixeira de Sousa  Management  For  Voted - For 
1.3  Elect Paulo Euclides Bonzanini  Management  For  Voted - For 
1.4  Elect Rinaldo Pecchio Junior  Management  For  Voted - For 

 

203

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Accounts and Reports  Management  For  Voted - For 
6  Capital Expenditure Budget  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Remuneration Policy  Management  For  Voted - Against 
9  Instructions if Meeting is Held on Second Call  Management  For  Voted - Against 
VIEWORKS CO., LTD.       
Security ID: Y9330U108 Ticker: 100120       
Meeting Date: 29-Mar-23       
1.1  Elect KIM Hoo Sik  Management  For  Voted - For 
1.2  Elect SEO Kyung Yeol  Management  For  Voted - For 
1.3  Elect IM Jae Hee  Management  For  Voted - For 
2  Financial Statements  Management  For  Voted - Against 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 
5  Corporate Auditors' Fees  Management  For  Voted - For 
VINA CONCHAY TORO S.A.       
Security ID: P9796J100 Ticker: CONCHATORO       
Meeting Date: 25-Apr-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Dividend Policy  Management  For  Voted - For 
4  Election of Directors  Management  For  Voted - Abstain 
5  Directors' Fees  Management  For  Voted - Abstain 
6  Directors' Expenses  Management  For  Voted - For 
7  Presentation of Directors' Committee Activities and       
  Reports  Management  For  Voted - For 
8  Directors' Committee Fees and Budget  Management  For  Voted - Abstain 
9  Appointment of Auditor  Management  For  Voted - Abstain 
10  Appointment of Risk Rating Agency  Management  For  Voted - Abstain 
11  Publication of Company Notices  Management  For  Voted - For 
12  Related Party Transactions  Management  For  Voted - For 
13  Transaction of Other Business  Management  For  Voted - Against 
VODACOM GROUP LIMITED       
Security ID: S9453B108 Ticker: VOD       
Meeting Date: 18-Jul-22       
1.1  Elect Nomkhita Nqweni  Management  For  Voted - For 
1.2  Re-elect John W.L. Otty  Management  For  Voted - For 

 

204



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Re-elect Sunil Sood  Management  For  Voted - For 
1.4  Re-elect Phuti Mahanyele-Dabengwa  Management  For  Voted - For 
1.5  Election of Audit, Risk and Compliance Committee       
  Member (Clive Bradney Thomson)  Management  For  Voted - For 
1.6  Election of Audit, Risk and Compliance Committee       
  Member (Khumo Shuenyane)  Management  For  Voted - For 
1.7  Election of Audit, Risk and Compliance Committee       
  Member (Nomkhita Clyde Nqweni)  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Appointment of Auditor  Management  For  Voted - For 
4  Approve Remuneration Policy  Management  For  Voted - For 
5  Approve Remuneration Implementation Report  Management  For  Voted - For 
6  Authority to Repurchase Shares  Management  For  Voted - For 
7  Increase NEDs' Fees  Management  For  Voted - For 
8  Non-Voting Meeting Note  N/A    Non-Voting 
WANT WANT CHINA HOLDINGS LIMITED       
Security ID: G9431R103 Ticker: 0151       
Meeting Date: 23-Aug-22       
1.1  Elect TSAI Eng-Meng  Management  For  Voted - For 
1.2  Elect HUANG Yung-Sung  Management  For  Voted - For 
1.3  Elect LAI Hong Yee  Management  For  Voted - For 
1.4  Elect CHENG Wen-Hsien  Management  For  Voted - For 
1.5  Elect PEI Kerwei  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Final Dividend  Management  For  Voted - For 
6  Allocation of Special Dividend  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
11  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
12  Amendments to Articles  Management  For  Voted - Against 
WONIK QNC CORPORATION       
Security ID: Y9691C101 Ticker: 074600       
Meeting Date: 29-Mar-23       
1  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
2  Election of Corporate Auditors  Management  For  Voted - For 
3  Directors' Fees  Management  For  Voted - For 
4  Corporate Auditors' Fees  Management  For  Voted - For 

 

205

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD.       
Security ID: Y9728A102 Ticker: BS6       
Meeting Date: 24-Apr-23       
1.1  Elect Leon YEE Kee Shian  Management  For  Voted - Against 
1.2  Elect LIU Hua  Management  For  Voted - Against 
1.3  Elect Raymond POH Boon Hu  Management  For  Voted - For 
1.4  Elect Ren Letian  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Authority to Issue Shares w/ or w/o Preemptive       
  Rights  Management  For  Voted - For 
8  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
9  Non-Voting Meeting Note  N/A    Non-Voting 
YUANTA FINANCIAL HOLDINGS       
Security ID: Y2169H108 Ticker: 2885       
Meeting Date: 09-Jun-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Approve the Issuance of New Shares by       
  Capitalization of Profit       
    Management  For  Voted - For 
YUEXIU TRANSPORT INFRASTRUCTURE LIMITED       
Security ID: G9880L102 Ticker: 1052       
Meeting Date: 18-Nov-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Approval of the SPA  Management  For  Voted - For 
Meeting Date: 10-Jan-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Proposed Land Exploration Agreements  Management  For  Voted - For 
Meeting Date: 13-Jun-23       
1.1  Elect HE Baiqing  Management  For  Voted - For 
1.2  Elect CHEN Jing  Management  For  Voted - For 

 

206

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect PAN Yongqiang  Management  For  Voted - Against 
1.4  Elect CHEUNG Doi Shu  Management  For  Voted - Against 
1.5  Elect Vincent PENG Shen  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Bye-Laws  Management  For  Voted - Against 
12  Non-Voting Meeting Note  N/A    Non-Voting 
13  Non-Voting Meeting Note  N/A    Non-Voting 
14  2024 Bank Deposits Agreement  Management  For  Voted - For 
ZHEJIANG EXPRESSWAY CO.       
Security ID: Y9891F102 Ticker: 0576       
Meeting Date: 22-Dec-22       
1.1  Elect YANG Xudong  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Service Contract with YANG Xudong  Management  For  Voted - For 
5  Amendments to Articles  Management  For  Voted - For 
Meeting Date: 04-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Final Accounts and 2023 Financial Budget  Management  For  Voted - For 
8  Appointment of Hong Kong Auditor and Authority to       
  Set Fees  Management  For  Voted - For 
9  Appointment of PRC Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Authority to Issue H Shares w/o Preemptive Rights  Management  For  Voted - Against 
11  Non-Voting Agenda Item  N/A    Non-Voting 
12  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 09-Jun-23       
1.1  Elect Li Yuan as Supervisor  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Service Contract with LI Yuan  Management  For  Voted - For 

 

207

 



  LSV Emerging Markets Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Grant of Specific Mandate to Issue Additional       
  Conversion Shares  Management  For  Voted - For 
ZHEJIANG EXPRESSWAY CO       
Security ID: Y9891F102 Ticker: 0576       
Meeting Date: 11-Oct-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Capital Increase Agreement  Management  For  Voted - For 
ZHEN DING TECHNOLOGY HOLDING LIMITED       
Security ID: G98922100 Ticker: 4958       
Meeting Date: 30-May-23       
1.1  Elect SHEN Chang-Fang  Management  For  Voted - For 
1.2  Elect YU Che-Hung  Management  For  Voted - For 
1.3  Elect LEE Ting-Chuan  Management  For  Voted - For 
1.4  Elect CHIEN Chen-Fu  Management  For  Voted - For 
1.5  Elect HU Jing-Ying  Management  For  Voted - For 
1.6  Elect YEH Xin-Cheng  Management  For  Voted - For 
1.7  Elect CHEN Jun-Chong  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 
5  Amendments to Procedural Rules for Shareholder       
  Meetings  Management  For  Voted - For 
6  Amendments to Procedural Rules for Endorsements and       
  Guarantees  Management  For  Voted - For 
7  Release of Non-Competition Restriction for New       
  Directors Including Independent Directors and the       
  Juridical Persons They Represent  Management  For  Voted - For 
ZHENGZHOU COAL MINING MACHINERY GROUP CO., LTD.       
Security ID: Y98949111 Ticker: 0564       
Meeting Date: 24-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Adoption of Regulations Governing the Investment of       
  Business Partners  Management  For  Voted - For 
Meeting Date: 25-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report  Management  For  Voted - For 
3  Supervisors' Report  Management  For  Voted - For 
4  Annual Report  Management  For  Voted - For 

 

208

 

LSV Emerging Markets Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Independent Directors' Report  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  2023 Daily Connected Transactions  Management  For  Voted - For 
9  Authority to Give Guarantees to Controlling       
  Subsidiaries  Management  For  Voted - For 
10  Authority to Give Repurchase Guarantees to       
  Customers under the Finance Lease Business  Management  For  Voted - For 
11  Commencement of Hedging Business  Management  For  Voted - For 
12  Amendments to Articles  Management  For  Voted - For 

 

209

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ADVANCE AUTO PARTS, INC.       
Security ID: 00751Y106 Ticker: AAP       
Meeting Date: 24-May-23       
1.1  Elect Carla J. Bailo  Management  For  Voted - For 
1.2  Elect John F. Ferraro  Management  For  Voted - For 
1.3  Elect Thomas R. Greco  Management  For  Voted - For 
1.4  Elect Joan M. Hilson  Management  For  Voted - For 
1.5  Elect Jeffrey J. Jones II  Management  For  Voted - For 
1.6  Elect Eugene I. Lee, Jr.  Management  For  Voted - For 
1.7  Elect Douglas A. Pertz  Management  For  Voted - For 
1.8  Elect Sherice R. Torres  Management  For  Voted - For 
1.9  Elect Arthur L. Valdez Jr.  Management  For  Voted - For 
2  Approval of the 2023 Omnibus Incentive Compensation       
  Plan  Management  For  Voted - For 
3  Approval of the 2023 Employee Stock Purchase Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
6  Ratification of Auditor  Management  For  Voted - For 
7  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
AGEAS SA/NV       
Security ID: B0148L138 Ticker: AGS       
Meeting Date: 19-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Cancellation of Shares  Management  For  Voted - For 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Increase in Authorised Capital  Management  For  Voted - For 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Non-Voting Agenda Item  N/A    Non-Voting 
Meeting Date: 17-May-23       
1.1  Elect Alicia Garcia Herrero to the Board of       
  Directors  Management  For  Voted - For 
1.2  Elect Wim Guilliams to the Board of Directors  Management  For  Voted - For 
1.3  Elect Emmanuel Van Grimbergen to the Board of       
  Directors  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 

 

210

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Accounts and Reports; Allocation of Profits  Management  For  Voted - For 
9  Non-Voting Agenda Item  N/A    Non-Voting 
10  Allocation of Dividends  Management  For  Voted - For 
11  Ratification of Board Acts  Management  For  Voted - For 
12  Ratification of Auditor's Acts  Management  For  Voted - For 
13  Remuneration Report  Management  For  Voted - For 
14  Authority to Set Auditor Fees  Management  For  Voted - For 
15  Cancellation of Shares  Management  For  Voted - For 
16  Non-Voting Agenda Item  N/A    Non-Voting 
17  Increase in Authorised Capital  Management  For  Voted - For 
18  Authority to Repurchase Shares  Management  For  Voted - For 
19  Non-Voting Agenda Item  N/A    Non-Voting 
20  Non-Voting Meeting Note  N/A    Non-Voting 
21  Non-Voting Meeting Note  N/A    Non-Voting 
ALIMENTATION COUCHE-TARD INC.       
Security ID: 01626P304 Ticker: ATD       
Meeting Date: 31-Aug-22       
1.1  Elect Alain Bouchard  Management  For  Voted - For 
1.2  Elect Louis Vachon  Management  For  Voted - For 
1.3  Elect Jean Bernier  Management  For  Voted - For 
1.4  Elect Karinne Bouchard  Management  For  Voted - For 
1.5  Elect Eric Boyko  Management  For  Voted - For 
1.6  Elect Jacques D'Amours  Management  For  Voted - For 
1.7  Elect Janice L. Fields  Management  For  Voted - For 
1.8  Elect Eric Fortin  Management  For  Voted - For 
1.9  Elect Richard Fortin  Management  For  Voted - For 
1.10  Elect Brian Hannasch  Management  For  Voted - For 
1.11  Elect Melanie Kau  Management  For  Voted - For 
1.12  Elect Marie Josee Lamothe  Management  For  Voted - For 
1.13  Elect Monique F. Leroux  Management  For  Voted - For 
1.14  Elect Real Plourde  Management  For  Voted - For 
1.15  Elect Daniel Rabinowicz  Management  For  Voted - For 
1.16  Elect Louis Tetu  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Approval of Amendment to the Articles Regarding       
  Share Structure  Management  For  Voted - For 
6  Shareholder Proposal Regarding French as Official       
  Company Language  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on       
  Non-Management Employee Representation on the Board  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on Women in       
  Leadership Roles  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Takeover Prevention  Shareholder  Against  Voted - Against 

 

211

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ALLISON TRANSMISSION HOLDINGS, INC.       
Security ID: 01973R101 Ticker: ALSN       
Meeting Date: 03-May-23       
1.1  Elect Judy L. Altmaier  Management  For  Voted - For 
1.2  Elect D. Scott Barbour  Management  For  Voted - For 
1.3  Elect Philip J. Christman  Management  For  Voted - For 
1.4  Elect David C. Everitt  Management  For  Voted - For 
1.5  Elect David S. Graziosi  Management  For  Voted - For 
1.6  Elect Carolann I. Haznedar  Management  For  Voted - For 
1.7  Elect Richard P. Lavin  Management  Against  Voted - Against 
1.8  Elect Sasha Ostojic  Management  For  Voted - For 
1.9  Elect Gustave F. Perna  Management  For  Voted - For 
1.10  Elect Krishna Shivram  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
ALTRIA GROUP, INC.       
Security ID: 02209S103 Ticker: MO       
Meeting Date: 18-May-23       
1.1  Elect Ian L.T. Clarke  Management  For  Voted - For 
1.2  Elect Marjorie M. Connelly  Management  For  Voted - For 
1.3  Elect R. Matt Davis  Management  For  Voted - For 
1.4  Elect William F. Gifford, Jr.  Management  For  Voted - For 
1.5  Elect Jacinto J. Hernandez  Management  For  Voted - For 
1.6  Elect Debra J. Kelly-Ennis  Management  For  Voted - For 
1.7  Elect Kathryn B. McQuade  Management  For  Voted - For 
1.8  Elect George Munoz  Management  For  Voted - For 
1.9  Elect Nabil Y. Sakkab  Management  For  Voted - For 
1.10  Elect Virginia E. Shanks  Management  For  Voted - For 
1.11  Elect Ellen R. Strahlman  Management  For  Voted - For 
1.12  Elect M. Max Yzaguirre  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  For  Voted - For 
AMDOCS LIMITED       
Security ID: G02602103 Ticker: DOX       
Meeting Date: 27-Jan-23       
1.1  Elect Robert A. Minicucci  Management  For  Voted - For 
1.2  Elect Adrian Gardner  Management  For  Voted - For 

 

212

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Ralph de la Vega  Management  For  Voted - For 
1.4  Elect Eli Gelman  Management  For  Voted - For 
1.5  Elect Richard T.C. LeFave  Management  Against  Voted - Against 
1.6  Elect John A. MacDonald  Management  For  Voted - For 
1.7  Elect Shuky Sheffer  Management  For  Voted - For 
1.8  Elect Yvette Kanouff  Management  For  Voted - For 
1.9  Elect Sarah Ruth Davis  Management  For  Voted - For 
1.10  Elect Amos Genish  Management  For  Voted - For 
2  Approve the 2023 Employee Share Purchase Plan  Management  For  Voted - For 
3  Increase Quarterly Dividend  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
AMGEN INC.       
Security ID: 031162100 Ticker: AMGN       
Meeting Date: 19-May-23       
1.1  Elect Wanda M. Austin  Management  For  Voted - For 
1.2  Elect Robert A. Bradway  Management  For  Voted - For 
1.3  Elect Michael V. Drake  Management  For  Voted - For 
1.4  Elect Brian J. Druker  Management  For  Voted - For 
1.5  Elect Robert A. Eckert  Management  For  Voted - For 
1.6  Elect Greg C. Garland  Management  For  Voted - For 
1.7  Elect Charles M. Holley, Jr.  Management  For  Voted - For 
1.8  Elect S. Omar Ishrak  Management  For  Voted - For 
1.9  Elect Tyler Jacks  Management  For  Voted - For 
1.10  Elect Ellen J. Kullman  Management  For  Voted - For 
1.11  Elect Amy E. Miles  Management  For  Voted - For 
1.12  Elect Ronald D. Sugar  Management  For  Voted - For 
1.13  Elect R. Sanders Williams  Management  For  Voted - For 
2  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
AMMB HOLDINGS BERHAD       
Security ID: Y0122P100 Ticker: AMBANK       
Meeting Date: 18-Aug-22       
1.1  Elect HONG Kean Yong  Management  For  Voted - For 
1.2  Elect KONG Sooi Lin  Management  For  Voted - For 
1.3  Elect Md Nor Bin Md Yusof  Management  For  Voted - For 
1.4  Elect Felicity Ann Youl  Management  For  Voted - For 
2  Directors' Fees  Management  For  Voted - For 
3  Directors' Benefits  Management  For  Voted - For 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 

 

213

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Renewal of Authority to Issue Shares under the       
  Dividend       
  Reinvestment Plan  Management  For  Voted - For 
6  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
7  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
ANDRITZ AG       
Security ID: A11123105 Ticker: ANDR       
Meeting Date: 29-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Allocation of Dividends  Management  For  Voted - For 
5  Ratification of Management Board Acts  Management  For  Voted - For 
6  Ratification of Supervisory Board Acts  Management  For  Voted - For 
7  Supervisory Board Members' Fees  Management  For  Voted - For 
8  Appointment of Auditor  Management  For  Voted - For 
9  Remuneration Report  Management  For  Voted - For 
10  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
11  Amendments to Articles  Management  For  Voted - For 
ARCHER-DANIELS-MIDLAND COMPANY       
Security ID: 039483102 Ticker: ADM       
Meeting Date: 04-May-23       
1.1  Elect Michael S. Burke  Management  For  Voted - For 
1.2  Elect Theodore Colbert  Management  For  Voted - For 
1.3  Elect James C. Collins Jr.  Management  For  Voted - For 
1.4  Elect Terrell K. Crews  Management  For  Voted - For 
1.5  Elect Ellen de Brabander  Management  For  Voted - For 
1.6  Elect Suzan F. Harrison  Management  For  Voted - For 
1.7  Elect Juan R. Luciano  Management  For  Voted - For 
1.8  Elect Patrick J. Moore  Management  Against  Voted - Against 
1.9  Elect Debra A. Sandler  Management  For  Voted - For 
1.10  Elect Lei Z. Schlitz  Management  For  Voted - For 
1.11  Elect Kelvin R. Westbrook  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 

 

214

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ARROW ELECTRONICS, INC.       
Security ID: 042735100 Ticker: ARW       
Meeting Date: 17-May-23       
1.1  Elect William F. Austen  Management  Withhold  Voted - Withheld 
1.2  Elect Fabian T. Garcia  Management  For  Voted - For 
1.3  Elect Steven H. Gunby  Management  For  Voted - For 
1.4  Elect Gail E. Hamilton  Management  For  Voted - For 
1.5  Elect Andrew Kerin  Management  For  Voted - For 
1.6  Elect Sean J Kerins  Management  For  Voted - For 
1.7  Elect Carol P. Lowe  Management  For  Voted - For 
1.8  Elect Mary T. McDowell  Management  For  Voted - For 
1.9  Elect Stephen C. Patrick  Management  For  Voted - For 
1.10  Elect Gerry P. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
AT&T INC.       
Security ID: 00206R102 Ticker: T       
Meeting Date: 18-May-23       
1.1  Elect Scott T. Ford  Management  For  Voted - For 
1.2  Elect Glenn H. Hutchins  Management  Against  Voted - Against 
1.3  Elect William E. Kennard  Management  For  Voted - For 
1.4  Elect Stephen J. Luczo  Management  For  Voted - For 
1.5  Elect Michael B. McCallister  Management  For  Voted - For 
1.6  Elect Beth E. Mooney  Management  For  Voted - For 
1.7  Elect Matthew K. Rose  Management  For  Voted - For 
1.8  Elect John T. Stankey  Management  For  Voted - For 
1.9  Elect Cindy B. Taylor  Management  For  Voted - For 
1.10  Elect Luis A. Ubinas  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  For  Voted - For 
AURIZON HOLDINGS LIMITED       
Security ID: Q0695Q104 Ticker: AZJ       
Meeting Date: 13-Oct-22       
1.1  Re-elect Katherine (Kate) E. Vidgen  Management  For  Voted - For 
1.2  Re-elect Russell R. Caplan  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 

 

215

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Equity Grant (MD/CEO Andrew Harding)  Management  For  Voted - For 
5  Remuneration Report  Management  For  Voted - For 
6  Approve Financial Assistance  Management  For  Voted - For 
AUTOZONE, INC.       
Security ID: 053332102 Ticker: AZO       
Meeting Date: 14-Dec-22       
1.1  Elect Michael A. George  Management  For  Voted - For 
1.2  Elect Linda A. Goodspeed  Management  For  Voted - For 
1.3  Elect Earl G. Graves, Jr.  Management  For  Voted - For 
1.4  Elect Enderson Guimaraes  Management  For  Voted - For 
1.5  Elect Brian Hannasch  Management  For  Voted - For 
1.6  Elect D. Bryan Jordan  Management  For  Voted - For 
1.7  Elect Gale V. King  Management  For  Voted - For 
1.8  Elect George R. Mrkonic, Jr.  Management  For  Voted - For 
1.9  Elect William C. Rhodes, III  Management  For  Voted - For 
1.10  Elect Jill Ann Soltau  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
BAE SYSTEMS PLC       
Security ID: G06940103 Ticker: BA.       
Meeting Date: 04-May-23       
1.1  Elect Nick Anderson  Management  For  Voted - For 
1.2  Elect Thomas Arseneault  Management  For  Voted - For 
1.3  Elect Crystal E. Ashby  Management  For  Voted - For 
1.4  Elect Elizabeth Corley  Management  For  Voted - For 
1.5  Elect Bradley Greve  Management  For  Voted - For 
1.6  Elect Jane Griffiths  Management  For  Voted - For 
1.7  Elect Chris Grigg  Management  For  Voted - For 
1.8  Elect Ewan Kirk  Management  For  Voted - For 
1.9  Elect Stephen T. Pearce  Management  For  Voted - For 
1.10  Elect Nicole W. Piasecki  Management  For  Voted - For 
1.11  Elect Charles Woodburn  Management  For  Voted - For 
1.12  Elect Cressida Hogg  Management  For  Voted - For 
1.13  Elect Mark Sedwill  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Policy  Management  For  Voted - For 
4  Remuneration Report  Management  For  Voted - For 
5  Final Dividend  Management  For  Voted - For 
6  Appointment of Auditor  Management  For  Voted - For 
7  Authority to Set Auditor's Fees  Management  For  Voted - For 
8  Authorisation of Political Donations  Management  For  Voted - For 
9  Long-Term Incentive Plan  Management  For  Voted - For 

 

216

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
10  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
11  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
12  Authority to Repurchase Shares  Management  For  Voted - For 
13  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
BANK OF CHINA LTD.       
Security ID: Y0698A107 Ticker: 3988       
Meeting Date: 19-Dec-22       
1.1  Elect JIA Xiangsen as Supervisor  Management  For  Voted - For 
1.2  Elect ZHANG Yong  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  2021 Remuneration Distribution Plan for Chairman of       
  the Board of Directors and Executive Directors  Management  For  Voted - For 
4  2021 Remuneration Distribution Plan for Chairperson       
  of the Board of Supervisors  Management  For  Voted - For 
5  Application for Special Outbound Donation Limit for       
  Targeted Support  Management  For  Voted - For 
6  Application for Special Outbound Donation Limit  Management  For  Voted - For 
Meeting Date: 21-Apr-23       
1.1  Elect GE Haijiao  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Fixed Asset Investment Budget for 2023  Management  For  Voted - For 
4  2022 Remuneration Distribution Plan for External       
  Supervisors  Management  For  Voted - For 
5  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 30-Jun-23       
1.1  Elect SHI Yongyan  Management  For  Voted - For 
1.2  Elect LIU Hui  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Bond Issuance Plan  Management  For  Voted - For 
9  Issuance of Capital Instruments  Management  For  Voted - For 
BANK OF COMMUNICATIONS CO LTD.       
Security ID: Y06988102 Ticker: 3328       
Meeting Date: 25-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 

 

217

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Amendments to Articles  Management  For  Voted - For 
3  Amendments to Procedural Rules of the Shareholders'       
  General Meeting  Management  For  Voted - For 
4  Amendments to Procedural Rules of the Board  Management  For  Voted - For 
5  Amendments to Procedural Rules of the Board of       
  Supervisors  Management  For  Voted - For 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Amendments to Articles  Management  For  Voted - For 
Meeting Date: 01-Mar-23       
1.1  Elect YIN Jiuyong  Management  For  Voted - For 
1.2  Elect ZHOU Wanfu  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Remuneration Plan of Directors for 2021  Management  For  Voted - For 
4  Remuneration Plan of Supervisors for 2021  Management  For  Voted - For 
Meeting Date: 27-Jun-23       
1.1  Elect WONG Tin Chak  Management  Against  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Fixed Assets Investment Plan  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Authority to Issue Capital Instruments  Management  For  Voted - For 
BANK OF MONTREAL       
Security ID: 063671101 Ticker: BMO       
Meeting Date: 18-Apr-23       
1.1  Elect Janice M. Babiak  Management  For  Voted - For 
1.2  Elect Sophie Brochu  Management  For  Voted - For 
1.3  Elect Craig W. Broderick  Management  For  Voted - For 
1.4  Elect George A. Cope  Management  For  Voted - For 
1.5  Elect Stephen Dent  Management  For  Voted - For 
1.6  Elect Christine A. Edwards  Management  For  Voted - For 
1.7  Elect Martin S. Eichenbaum  Management  For  Voted - For 
1.8  Elect David Harquail  Management  For  Voted - For 
1.9  Elect Linda S. Huber  Management  For  Voted - For 
1.10  Elect Eric R. La Fleche  Management  For  Voted - For 
1.11  Elect Lorraine Mitchelmore  Management  For  Voted - For 
1.12  Elect Madhu Ranganathan  Management  Against  Voted - Against 
1.13  Elect Darryl White  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

218

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Shareholder Proposal Regarding Say on Climate  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Financing of the       
  Canadian Oil and Gas Sector  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  For  Voted - For 
BERKSHIRE HATHAWAY INC.       
Security ID: 084670702 Ticker: BRKA       
Meeting Date: 06-May-23       
1.1  Elect Warren E. Buffett  Management  For  Voted - For 
1.2  Elect Charles T. Munger  Management  For  Voted - For 
1.3  Elect Gregory E. Abel  Management  For  Voted - For 
1.4  Elect Howard G. Buffett  Management  For  Voted - For 
1.5  Elect Susan A. Buffett  Management  For  Voted - For 
1.6  Elect Stephen B. Burke  Management  For  Voted - For 
1.7  Elect Kenneth I. Chenault  Management  For  Voted - For 
1.8  Elect Christopher C. Davis  Management  For  Voted - For 
1.9  Elect Susan L. Decker  Management  Withhold  Voted - Withheld 
1.10  Elect Charlotte Guyman  Management  Withhold  Voted - Withheld 
1.11  Elect Ajit Jain  Management  For  Voted - For 
1.12  Elect Thomas S. Murphy, Jr.  Management  For  Voted - For 
1.13  Elect Ronald L. Olson  Management  For  Voted - For 
1.14  Elect Wallace R. Weitz  Management  For  Voted - For 
1.15  Elect Meryl B. Witmer  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Shareholder Proposal Regarding Climate Report  Shareholder  For  Voted - For 
5  Shareholder Proposal Regarding Disclosure and       
  Oversight of Climate Change Risks  Shareholder  For  Voted - For 
6  Shareholder Proposal Regarding Aligning GHG       
  Reductions with Paris Agreement  Shareholder  For  Voted - For 
7  Shareholder Proposal Regarding Diversity and       
  Inclusion Report  Shareholder  For  Voted - For 
8  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
9  Shareholder Proposal Regarding Public Positions on       
  Political Speech  Shareholder  Against  Voted - Against 
BERRY GLOBAL GROUP, INC.       
Security ID: 08579W103 Ticker: BERY       
Meeting Date: 15-Feb-23       
1.1  Elect B. Evan Bayh  Management  For  Voted - For 
1.2  Elect Jonathan F. Foster  Management  For  Voted - For 
1.3  Elect Idalene F. Kesner  Management  For  Voted - For 
1.4  Elect Jill A. Rahman  Management  For  Voted - For 
1.5  Elect Carl J. (Rick) Rickertsen  Management  For  Voted - For 
1.6  Elect Thomas E. Salmon  Management  For  Voted - For 
1.7  Elect Chaney M. Sheffield, Jr.  Management  For  Voted - For 

 

219

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect Robert A. Steele  Management  For  Voted - For 
1.9  Elect Stephen E. Sterrett  Management  For  Voted - For 
1.10  Elect Scott B. Ullem  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
BIC         
Security ID: F10080103 Ticker: BB       
Meeting Date: 16-May-23       
1.1  Elect Candace Matthews  Management  For  Voted - For 
1.2  Elect Jacob Schwartz  Management  For  Voted - For 
1.3  Elect Timothee Bich  Management  For  Voted - For 
1.4  Elect Veronique Laury  Management  For  Voted - For 
1.5  Elect Carole Callebaut Piwnica  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Accounts and Reports; Non Tax-Deductible Expenses  Management  For  Voted - For 
9  Consolidated Accounts and Reports  Management  For  Voted - For 
10  Allocation of Profits/Dividends  Management  For  Voted - For 
11  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
12  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
13  Appointment of Auditor (Ernst & Young)  Management  For  Voted - For 
14  Non-Renewal of Alternate Auditor (BEAS)  Management  For  Voted - For 
15  Appointment of Auditor (Grant Thornton)  Management  For  Voted - For 
16  Non-Renewal of Alternate Auditor (IGEC)  Management  For  Voted - For 
17  2022 Remuneration Report  Management  Against  Voted - Against 
18  2022 Remuneration of Gonzalve Bich, CEO  Management  Against  Voted - Against 
19  2023 Remuneration Policy (Executives)  Management  Against  Voted - Against 
20  2022 Remuneration of John Glen, Chair (Until May       
  18, 2022)  Management  For  Voted - For 
21  2022 Remuneration of Nikos Koumettis, Chair (from       
  May 18, 2022)  Management  For  Voted - For 
22  2023 Remuneration Policy (Chair)  Management  For  Voted - For 
23  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
24  2023 Directors' Fees  Management  For  Voted - For 
25  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
26  Employee Stock Purchase Plan  Management  For  Voted - For 
27  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  For  Voted - For 
28  Global Ceiling on Capital Increases  Management  For  Voted - For 
29  Authorisation of Legal Formalities  Management  For  Voted - For 
30  Non-Voting Meeting Note  N/A    Non-Voting 
31  Non-Voting Meeting Note  N/A    Non-Voting 

 

220

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
BRISTOL-MYERS SQUIBB COMPANY       
Security ID: 110122108 Ticker: BMY       
Meeting Date: 02-May-23       
1.1  Elect Peter J. Arduini  Management  For  Voted - For 
1.2  Elect Deepak L. Bhatt  Management  For  Voted - For 
1.3  Elect Giovanni Caforio  Management  For  Voted - For 
1.4  Elect Julia A. Haller  Management  For  Voted - For 
1.5  Elect Manuel Hidalgo Medina  Management  For  Voted - For 
1.6  Elect Paula A. Price  Management  For  Voted - For 
1.7  Elect Derica W. Rice  Management  For  Voted - For 
1.8  Elect Theodore R. Samuels, II  Management  For  Voted - For 
1.9  Elect Gerald Storch  Management  For  Voted - For 
1.10  Elect Karen H. Vousden  Management  For  Voted - For 
1.11  Elect Phyllis R. Yale  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
6  Shareholder Proposal Regarding Non-Discrimination       
  Audit  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Allowing Beneficial       
  Owners to Call Special Meetings  Shareholder  Against  Voted - Against 
BRITISH AMERICAN TOBACCO PLC       
Security ID: G1510J102 Ticker: BATS       
Meeting Date: 19-Apr-23       
1.1  Elect Luc Jobin  Management  For  Voted - For 
1.2  Elect Jack M. Bowles  Management  For  Voted - For 
1.3  Elect Tadeu Marroco  Management  For  Voted - For 
1.4  Elect Krishnan Anand  Management  For  Voted - For 
1.5  Elect Susan J. Farr  Management  For  Voted - For 
1.6  Elect Karen Guerra  Management  For  Voted - For 
1.7  Elect Holly K. Koeppel  Management  For  Voted - For 
1.8  Elect Dimitri Panayotopoulos  Management  For  Voted - For 
1.9  Elect J. Darrell Thomas  Management  For  Voted - For 
1.10  Elect Veronique Laury  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Appointment of Auditor  Management  For  Voted - For 
5  Authority to Set Auditor's Fees  Management  For  Voted - For 
6  Authorisation of Political Donations  Management  For  Voted - For 
7  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
9  Authority to Repurchase Shares  Management  For  Voted - For 

 

221

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
10  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
11  Adoption of New Articles  Management  For  Voted - For 
BROOKLINE BANCORP, INC.       
Security ID: 11373M107 Ticker: BRKL       
Meeting Date: 10-May-23       
1.1  Elect Margaret Boles Fitzgerald  Management  For  Voted - For 
1.2  Elect Bogdan Nowak  Management  Against  Voted - Against 
1.3  Elect Merrill W. Sherman  Management  For  Voted - For 
1.4  Elect Peter O. Wilde  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  Against  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
BROTHER INDUSTRIES, LTD.       
Security ID: 114813108 Ticker: 6448       
Meeting Date: 22-Jun-23       
1.1  Elect Toshikazu Koike  Management  For  Voted - For 
1.2  Elect Ichiro Sasaki  Management  For  Voted - For 
1.3  Elect Tadashi Ishiguro  Management  For  Voted - For 
1.4  Elect Kazufumi Ikeda  Management  For  Voted - For 
1.5  Elect Satoru Kuwabara  Management  For  Voted - For 
1.6  Elect Taizo Murakami  Management  For  Voted - For 
1.7  Elect Keisuke Takeuchi  Management  For  Voted - For 
1.8  Elect Aya Shirai  Management  For  Voted - For 
1.9  Elect Kazunari Uchida  Management  For  Voted - For 
1.10  Elect Naoki Hidaka  Management  For  Voted - For 
1.11  Elect Masahiko Miyaki  Management  For  Voted - For 
1.12  Elect Takeshi Yamada  Management  For  Voted - For 
1.13  Elect Kazuya Jono  Management  For  Voted - For 
1.14  Elect Chika Matsumoto  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
BT GROUP PLC       
Security ID: G16612106 Ticker: BT.A       
Meeting Date: 14-Jul-22       
1.1  Elect Adam Crozier  Management  For  Voted - For 
1.2  Elect Philip Jansen  Management  For  Voted - For 
1.3  Elect Simon J. Lowth  Management  For  Voted - For 
1.4  Elect Adel Al-Saleh  Management  For  Voted - For 
1.5  Elect Sir Ian Cheshire  Management  For  Voted - For 
1.6  Elect Iain C. Conn  Management  For  Voted - For 

 

222

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Isabel Hudson  Management  For  Voted - For 
1.8  Elect Matthew Key  Management  For  Voted - For 
1.9  Elect Allison Kirkby  Management  For  Voted - For 
1.10  Elect Sara Weller  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Final Dividend  Management  For  Voted - For 
5  Appointment of Auditor  Management  For  Voted - For 
6  Authority to Set Auditor's Fees  Management  For  Voted - For 
7  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
10  Authority to Repurchase Shares  Management  For  Voted - For 
11  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
12  Authorisation of Political Donations  Management  For  Voted - For 
13  Non-Voting Meeting Note  N/A    Non-Voting 
CANADIAN IMPERIAL BANK OF COMMERCE       
Security ID: 136069101 Ticker: CM       
Meeting Date: 04-Apr-23       
1.1  Elect Ammar Aljoundi  Management  For  Voted - For 
1.2  Elect Charles J.G. Brindamour  Management  For  Voted - For 
1.3  Elect Nanci E. Caldwell  Management  For  Voted - For 
1.4  Elect Michelle L. Collins  Management  For  Voted - For 
1.5  Elect Luc Desjardins  Management  For  Voted - For 
1.6  Elect Victor G. Dodig  Management  For  Voted - For 
1.7  Elect Kevin J. Kelly  Management  For  Voted - For 
1.8  Elect Christine E. Larsen  Management  For  Voted - For 
1.9  Elect Mary Lou Maher  Management  For  Voted - For 
1.10  Elect William F. Morneau  Management  For  Voted - For 
1.11  Elect Katharine B. Stevenson  Management  For  Voted - For 
1.12  Elect Martine Turcotte  Management  For  Voted - For 
1.13  Elect Barry L. Zubrow  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding Pay Ratio Disclosure  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Say on Climate  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Financing of the       
  Canadian Oil and Gas Sector  Shareholder  Against  Voted - Against 

 

223

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
CANADIAN TIRE CORPORATION, LIMITED       
Security ID: 136681202 Ticker: CTC       
Meeting Date: 11-May-23       
1.1  Elect Norman Jaskolka  Management  Against  Voted - Against 
1.2  Elect Nadir Patel  Management  For  Voted - For 
1.3  Elect Cynthia M. Trudell  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
CANON INC.       
Security ID: J05124144 Ticker: 7751       
Meeting Date: 30-Mar-23       
1.1  Elect Fujio Mitarai  Management  For  Voted - For 
1.2  Elect Toshizo Tanaka  Management  For  Voted - For 
1.3  Elect Toshio Homma  Management  For  Voted - For 
1.4  Elect Kunitaro Saida  Management  For  Voted - For 
1.5  Elect Yusuke Kawamura  Management  For  Voted - For 
1.6  Elect Hideya Hatamochi  Management  For  Voted - For 
1.7  Elect Yutaka Tanaka  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Bonus  Management  For  Voted - For 
CARDINAL HEALTH, INC.       
Security ID: 14149Y108 Ticker: CAH       
Meeting Date: 09-Nov-22       
1.1  Elect Steven K. Barg  Management  For  Voted - For 
1.2  Elect Michelle M. Brennan  Management  For  Voted - For 
1.3  Elect Sujatha Chandrasekaran  Management  For  Voted - For 
1.4  Elect Carrie S. Cox  Management  For  Voted - For 
1.5  Elect Bruce L. Downey  Management  For  Voted - For 
1.6  Elect Sheri H. Edison  Management  For  Voted - For 
1.7  Elect David C. Evans  Management  For  Voted - For 
1.8  Elect Patricia Hemingway Hall  Management  For  Voted - For 
1.9  Elect Jason M. Hollar  Management  For  Voted - For 
1.10  Elect Akhil Johri  Management  For  Voted - For 
1.11  Elect Gregory B. Kenny  Management  For  Voted - For 
1.12  Elect Nancy Killefer  Management  For  Voted - For 
1.13  Elect Christine A. Mundkur  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

224

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
CARREFOUR SA       
Security ID: F13923119 Ticker: CA       
Meeting Date: 26-May-23       
1.1  Elect Alexandre Pierre Alain Bompard  Management  For  Voted - For 
1.2  Elect Marie-Laure Sauty de Chalon  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Accounts and Reports  Management  For  Voted - For 
8  Consolidated Accounts and Reports  Management  For  Voted - For 
9  Allocation of Profits/Dividends  Management  For  Voted - For 
10  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
11  Appointment of Auditor (Mazars)  Management  For  Voted - For 
12  2022 Remuneration Report  Management  Against  Voted - Against 
13  2022 Remuneration of Alexandre Bompard, Chair and       
  CEO  Management  Against  Voted - Against 
14  2023 Remuneration Policy (Chair and CEO)  Management  Against  Voted - Against 
15  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
16  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
17  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
18  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  For  Voted - For 
19  Authority to Issue Shares and Convertible Debt w/o       
  Preemptive Rights  Management  For  Voted - For 
20  Authority to Issue Shares and/or Convertible Debt       
  Through Private Placement  Management  For  Voted - For 
21  Greenshoe  Management  For  Voted - For 
22  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  For  Voted - For 
23  Authority to Increase Capital Through       
  Capitalisations  Management  For  Voted - For 
24  Employee Stock Purchase Plan  Management  For  Voted - For 
25  Stock Purchase Plan for Overseas Employees  Management  For  Voted - For 
26  Authority to Issue Performance Shares  Management  Against  Voted - Against 
27  Authorisation of Legal Formalities  Management  For  Voted - For 
28  Opinion on the Companys Scope 3 Initiatives  Management  Abstain  Voted - Abstain 
29  Non-Voting Meeting Note  N/A    Non-Voting 
30  Non-Voting Meeting Note  N/A    Non-Voting 
31  Non-Voting Meeting Note  N/A    Non-Voting 
32  Non-Voting Meeting Note  N/A    Non-Voting 

 

225

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
CHEVRON CORPORATION       
Security ID: 166764100 Ticker: CVX       
Meeting Date: 31-May-23       
1.1  Elect Wanda M. Austin  Management  For  Voted - For 
1.2  Elect John B. Frank  Management  For  Voted - For 
1.3  Elect Alice P. Gast  Management  For  Voted - For 
1.4  Elect Enrique Hernandez, Jr.  Management  For  Voted - For 
1.5  Elect Marillyn A. Hewson  Management  For  Voted - For 
1.6  Elect Jon M. Huntsman Jr.  Management  For  Voted - For 
1.7  Elect Charles W. Moorman  Management  For  Voted - For 
1.8  Elect Dambisa F. Moyo  Management  For  Voted - For 
1.9  Elect Debra L. Reed-Klages  Management  For  Voted - For 
1.10  Elect D. James Umpleby III  Management  For  Voted - For 
1.11  Elect Cynthia J. Warner  Management  For  Voted - For 
1.12  Elect Michael K. Wirth  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Rescission of       
  Majority-Supported Shareholder Proposal  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Medium-Term Scope 3       
  Target  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Recalculated       
  Emissions Baseline  Shareholder  For  Voted - For 
8  Shareholder Proposal Regarding Formation of       
  Decarbonization Risk Committee  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Just Transition       
  Reporting  Shareholder  For  Voted - For 
10  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  For  Voted - For 
12  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
CHICONY ELECTRONICS CO., LTD.       
Security ID: Y1364B106 Ticker: 2385       
Meeting Date: 30-May-23       
1  Annual Accounts and Allocation of Profits  Management  For  Voted - For 
2  Amendments to Procedural Rules for Shareholder       
  Meetings  Management  For  Voted - For 

 

226

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
CHINA SHENHUA ENERGY COMPANY LIMITED       
Security ID: Y1504C113 Ticker: 1088       
Meeting Date: 28-Oct-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Shareholder Return Plan for 2022 - 2024  Management  For  Voted - For 
4  Supplement Agreement to the Financial Services       
  Agreement with China Energy Finance  Management  For  Voted - For 
Meeting Date: 16-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Directors' and Supervisors' Fees  Management  For  Voted - For 
8  Purchase of Liability Insurance for Directors,       
  Supervisors, and Senior Management  Management  Against  Voted - Against 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  New Mutual Coal Supply Agreement  Management  For  Voted - For 
11  New Mutual Supplies and Services Agreement  Management  For  Voted - For 
12  New Financial Services Agreement  Management  For  Voted - For 
13  Amendments to the Existing Non-Competition       
  Agreement and the Supplemental Agreement to the       
  Existing Non-Competition Agreement  Management  For  Voted - For 
14  Authority to Repurchase H Shares  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Authority to Repurchase H Shares  Management  For  Voted - For 
CISCO SYSTEMS, INC.       
Security ID: 17275R102 Ticker: CSCO       
Meeting Date: 08-Dec-22       
1.1  Elect M. Michele Burns  Management  For  Voted - For 
1.2  Elect Wesley G. Bush  Management  For  Voted - For 
1.3  Elect Michael D. Capellas  Management  For  Voted - For 
1.4  Elect Mark S. Garrett  Management  For  Voted - For 
1.5  Elect John D. Harris II  Management  For  Voted - For 
1.6  Elect Kristina M. Johnson  Management  For  Voted - For 
1.7  Elect Roderick C. McGeary  Management  For  Voted - For 
1.8  Elect Sarah Rae Murphy  Management  For  Voted - For 
1.9  Elect Charles H. Robbins  Management  For  Voted - For 
1.10  Elect Brenton L. Saunders  Management  For  Voted - For 
1.11  Elect Lisa T. Su  Management  For  Voted - For 

 

227

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.12  Elect Marianna Tessel  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  For  Voted - For 
COLRUYT       
Security ID: B26882231 Ticker: COLR       
Meeting Date: 28-Sep-22       
1.1  Elect Wim Colruyt  Management  Against  Voted - Against 
1.2  Elect Jef Colruyt  Management  For  Voted - For 
1.3  Elect Lisa Colruyt  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Remuneration Report  Management  Against  Voted - Against 
7  Standalone Accounts and Reports  Management  For  Voted - For 
8  Consolidated Accounts and Reports  Management  For  Voted - For 
9  Allocation of Dividends  Management  For  Voted - For 
10  Allocation of Profits  Management  For  Voted - For 
11  Ratification of Board Acts  Management  Against  Voted - Against 
12  Ratify Astrid De Lathauwer (April 1, 2021 to       
  September 29, 2021)  Management  For  Voted - For 
13  Appointment of Auditor  Management  For  Voted - For 
14  Ratification of Auditor's Acts  Management  For  Voted - For 
15  Non-Voting Agenda Item  N/A    Non-Voting 
16  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 06-Oct-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Agenda Item  N/A    Non-Voting 
5  Employee Stock Purchase Plan  Management  For  Voted - For 
6  Approve Share Issuance Price  Management  For  Voted - For 
7  Authority to Suppress Preemptive Rights  Management  For  Voted - For 
8  Authority to Issue Shares Under Employee Share       
  Purchase Plan  Management  For  Voted - For 
9  Approve Subscription Period  Management  For  Voted - For 
10  Authorisation of Legal Formalities  Management  For  Voted - For 
11  Cancellation of Shares  Management  For  Voted - For 
12  Authorization of Legal Formalities  Management  For  Voted - For 
13  Non-Voting Meeting Note  N/A    Non-Voting 
14  Non-Voting Meeting Note  N/A    Non-Voting 

 

228

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
COMCAST CORPORATION       
Security ID: 20030N101 Ticker: CMCSA       
Meeting Date: 07-Jun-23       
1.1  Elect Kenneth J. Bacon  Management  Withhold  Voted - Withheld 
1.2  Elect Thomas J. Baltimore, Jr.  Management  Withhold  Voted - Withheld 
1.3  Elect Madeline S. Bell  Management  For  Voted - For 
1.4  Elect Edward D. Breen  Management  For  Voted - For 
1.5  Elect Gerald L. Hassell  Management  For  Voted - For 
1.6  Elect Jeffrey A. Honickman  Management  For  Voted - For 
1.7  Elect Maritza Gomez Montiel  Management  For  Voted - For 
1.8  Elect Asuka Nakahara  Management  For  Voted - For 
1.9  Elect David C. Novak  Management  For  Voted - For 
1.10  Elect Brian L. Roberts  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Approval of the 2023 Omnibus Equity Incentive Plan  Management  For  Voted - For 
4  Amendment to the 2002 Employee Stock Purchase Plan  Management  For  Voted - For 
5  Advisory Vote on Executive Compensation  Management  For  Voted - For 
6  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
7  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  For  Voted - For 
8  Shareholder Proposal Regarding Report on Climate       
  Risk In Employee Retirement Default Options  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding GHG Targets and       
  Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
COMPANIA DE DISTRIBUCION INTEGRAL LOGISTA HOLDINGS S.A.     
Security ID: E0304S106 Ticker: LOG       
Meeting Date: 07-Feb-23       
1.1  Elect John Matthew Downing  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Individual Accounts and Reports  Management  For  Voted - For 
5  Consolidated Accounts and Reports  Management  For  Voted - For 
6  Report on Non-Financial Information  Management  For  Voted - For 
7  Ratification of Board Acts  Management  For  Voted - For 
8  Allocation of Profits/Dividends  Management  For  Voted - For 
9  Appointment of Auditor  Management  For  Voted - For 
10  Authority to Repurchase Shares and Reissue Shares  Management  For  Voted - For 
11  Ratify Co-Option and Elect Jennifer Susan Ramsey  Management  For  Voted - For 
12  Remuneration Policy  Management  For  Voted - For 
13  Remuneration Report  Management  For  Voted - For 
14  Amendments to Articles (General Meetings)  Management  For  Voted - For 

 

229

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
15  Amendments to General Meeting Regulations  Management  For  Voted - For 
16  Authorisation of Legal Formalities  Management  For  Voted - For 
CRRC CORPORATION LIMITED       
Security ID: Y1818X100 Ticker: 1766       
Meeting Date: 15-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Accounts and Reports  Management  For  Voted - For 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Authority to Give Guarantees  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Supervisors' Fees  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights  Management  Against  Voted - Against 
11  Authority to Issue Debt Financing Instruments  Management  For  Voted - For 
CSG SYSTEMS INTERNATIONAL, INC.       
Security ID: 126349109 Ticker: CSGS       
Meeting Date: 17-May-23       
1.1  Elect Rachel A. Barger  Management  For  Voted - For 
1.2  Elect David G. Barnes  Management  For  Voted - For 
1.3  Elect Rajan Naik  Management  For  Voted - For 
1.4  Elect Haiyan Song  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2005 Stock Incentive Plan  Management  Against  Voted - Against 
5  Amendment to Articles to Limit the Liability of       
  Certain Officers  Management  Against  Voted - Against 
6  Ratification of Auditor  Management  For  Voted - For 
CUMMINS INC.       
Security ID: 231021106 Ticker: CMI       
Meeting Date: 09-May-23       
1.1  Elect N. Thomas Linebarger  Management  For  Voted - For 
1.2  Elect Jennifer W. Rumsey  Management  For  Voted - For 
1.3  Elect Gary L Belske  Management  For  Voted - For 
1.4  Elect Robert J. Bernhard  Management  For  Voted - For 
1.5  Elect Bruno V. Di Leo Allen  Management  For  Voted - For 
1.6  Elect Stephen B. Dobbs  Management  For  Voted - For 
1.7  Elect Carla A. Harris  Management  For  Voted - For 
1.8  Elect Thomas J. Lynch  Management  For  Voted - For 

 

230

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.9  Elect William I. Miller  Management  For  Voted - For 
1.10  Elect Georgia R. Nelson  Management  For  Voted - For 
1.11  Elect Kimberly A. Nelson  Management  For  Voted - For 
1.12  Elect Karen H. Quintos  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the Employee Stock Purchase Plan  Management  Against  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
7  Shareholder Proposal Regarding Plan to Link       
  Executive Compensation to 1.5C Aligned GHG       
  Reductions  Shareholder  Against  Voted - Against 
CVS HEALTH CORPORATION       
Security ID: 126650100 Ticker: CVS       
Meeting Date: 18-May-23       
1.1  Elect Fernando Aguirre  Management  For  Voted - For 
1.2  Elect Jeffrey R. Balser  Management  For  Voted - For 
1.3  Elect C. David Brown II  Management  For  Voted - For 
1.4  Elect Alecia A. DeCoudreaux  Management  For  Voted - For 
1.5  Elect Nancy-Ann DeParle  Management  For  Voted - For 
1.6  Elect Roger N. Farah  Management  For  Voted - For 
1.7  Elect Anne M. Finucane  Management  For  Voted - For 
1.8  Elect Edward J. Ludwig  Management  For  Voted - For 
1.9  Elect Karen S. Lynch  Management  For  Voted - For 
1.10  Elect Jean-Pierre Millon  Management  For  Voted - For 
1.11  Elect Mary L. Schapiro  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  Against  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Paid Sick Leave  Shareholder  For  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Shareholder Approval       
  of Advance Notice Provisions  Shareholder  For  Voted - For 
8  Shareholder Proposal Regarding Third-Party       
  Assessment of Freedom of Association  Shareholder  For  Voted - For 
9  Shareholder Proposal Regarding Company Directors       
  Serving on Multiple Boards  Shareholder  Against  Voted - Against 
D.R. HORTON, INC.       
Security ID: 23331A109 Ticker: DHI       
Meeting Date: 18-Jan-23       
1.1  Elect Donald R. Horton  Management  For  Voted - For 
1.2  Elect Barbara K. Allen  Management  For  Voted - For 
1.3  Elect Brad S. Anderson  Management  For  Voted - For 

 

231

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Michael R. Buchanan  Management  For  Voted - For 
1.5  Elect Benjamin S. Carson, Sr.  Management  For  Voted - For 
1.6  Elect Maribess L. Miller  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  Against  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
DAH SING BANKING GROUP LIMITED       
Security ID: Y1923F101 Ticker: 2356       
Meeting Date: 02-Jun-23       
1.1  Elect David WONG Shou-Yeh  Management  Against  Voted - Against 
1.2  Elect Nicholas John Mayhew  Management  For  Voted - For 
1.3  Elect CHAN Seng-Lee  Management  Against  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  Against  Voted - Against 
9  Authority to Grant Share Options under the Share       
  Option Scheme  Management  Against  Voted - Against 
DBS GROUP HOLDINGS LTD       
Security ID: Y20246107 Ticker: D05       
Meeting Date: 31-Mar-23       
1.1  Elect Peter SEAH Lim Huat  Management  Against  Voted - Against 
1.2  Elect Punita Lal  Management  For  Voted - For 
1.3  Elect Anthony LIM Weng Kin  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Authority To Grant Awards And Issue Shares Under       
  The Dbsh Share Plan  Management  For  Voted - For 
8  Authority to Issues Share under The California       
  Sub-Plan  Management  For  Voted - For 
9  Authority to Issue Shares w/ or w/o Preemptive       
  Rights  Management  For  Voted - For 
10  Authority To Issue Shares Pursuant To The Dbsh       
  Scrip Dividend Scheme  Management  For  Voted - For 
11  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 

 

232

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
DELL TECHNOLOGIES INC.       
Security ID: 24703L202 Ticker: DELL       
Meeting Date: 20-Jun-23       
1.1  Elect Michael Dell  Management  Withhold  Voted - Withheld 
1.2  Elect David W. Dorman  Management  For  Voted - For 
1.3  Elect Egon P. Durban  Management  For  Voted - For 
1.4  Elect David J. Grain  Management  For  Voted - For 
1.5  Elect William D. Green  Management  For  Voted - For 
1.6  Elect Simon Patterson  Management  For  Voted - For 
1.7  Elect Lynn M. Vojvodich Radakovich  Management  For  Voted - For 
1.8  Elect Ellen J. Kullman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - For 
DEUTSCHE TELEKOM AG       
Security ID: D2035M136 Ticker: DTE       
Meeting Date: 05-Apr-23       
1.1  Elect Harald Kruger  Management  For  Voted - For 
1.2  Elect Reinhard Ploss  Management  For  Voted - For 
1.3  Elect Margret Suckale  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Agenda Item  N/A    Non-Voting 
9  Allocation of Dividends  Management  For  Voted - For 
10  Ratification of Management Board Acts  Management  For  Voted - For 
11  Ratification of Supervisory Board Acts  Management  For  Voted - For 
12  Appointment of Auditor  Management  For  Voted - For 
13  Amendments to Articles (Virtual General Meetings)  Management  For  Voted - For 
14  Remuneration Report  Management  Against  Voted - Against 
15  Non-Voting Meeting Note  N/A    Non-Voting 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Non-Voting Meeting Note  N/A    Non-Voting 
18  Non-Voting Meeting Note  N/A    Non-Voting 

 

233

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
EBAY INC.       
Security ID: 278642103 Ticker: EBAY       
Meeting Date: 21-Jun-23       
1.1  Elect Adriane M. Brown  Management  For  Voted - For 
1.2  Elect Aparna Chennapragda  Management  For  Voted - For 
1.3  Elect Logan D. Green  Management  For  Voted - For 
1.4  Elect E. Carol Hayles  Management  For  Voted - For 
1.5  Elect Jamie Iannone  Management  For  Voted - For 
1.6  Elect Shripriya Mahesh  Management  For  Voted - For 
1.7  Elect Paul S. Pressler  Management  For  Voted - For 
1.8  Elect Mohak Shroff  Management  For  Voted - For 
1.9  Elect Perry M. Traquina  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Equity Incentive Award Plan  Management  For  Voted - For 
6  Amendment Regarding Officer Exculpation  Management  Against  Voted - Against 
7  Shareholder Proposal Regarding Right to Call       
  Special Meeting  Shareholder  For  Voted - For 
EDION CORPORATION       
Security ID: J1266Z109 Ticker: 2730       
Meeting Date: 29-Jun-23       
1.1  Elect Masataka Kubo  Management  Against  Voted - Against 
1.2  Elect Norio Yamasaki  Management  For  Voted - For 
1.3  Elect Satoshi Kaneko  Management  For  Voted - For 
1.4  Elect Kozo Takahashi  Management  For  Voted - For 
1.5  Elect Haruyoshi Jogu  Management  For  Voted - For 
1.6  Elect Tsugunori Ishida  Management  For  Voted - For 
1.7  Elect Shozo Ishibashi  Management  For  Voted - For 
1.8  Elect Shimon Takagi  Management  For  Voted - For 
1.9  Elect Naoko Mayumi  Management  For  Voted - For 
1.10  Elect Yoshihiko Fukushima  Management  For  Voted - For 
1.11  Elect Tadatsugu Mori  Management  For  Voted - For 
1.12  Elect Yoshikiyo Sakai  Management  For  Voted - For 
1.13  Elect Yoshiyuki Iwata as Alternate Statutory Auditor  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
EDP - ENERGIAS DO BRASIL SA       
Security ID: P3769R108 Ticker: ENBR3       
Meeting Date: 27-Jan-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 

 

234

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Amendments to Articles  Management  For  Voted - For 
4  Consolidation of Articles  Management  For  Voted - For 
5  Authorization of Legal Formalities  Management  For  Voted - For 
Meeting Date: 11-Apr-23       
1.1  Elect Arnaldo Jose Vollet to the Supervisory       
  Council Presented by Minority Shareholders  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Capitalization of Reserves w/o Share Issuance  Management  For  Voted - For 
5  Consolidation of Articles  Management  For  Voted - For 
6  Authorization of Legal Formalities  Management  For  Voted - For 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Non-Voting Meeting Note  N/A    Non-Voting 
10  Accounts and Reports  Management  For  Voted - For 
11  Allocation of Profits/Dividends  Management  For  Voted - For 
12  Remuneration Policy  Management  Against  Voted - Against 
13  Request Establishment of Supervisory Council  Management  Abstain  Voted - Abstain 
14  Approve Recasting of Votes for Amended Supervisory       
  Council Slate  Management  Against  Voted - Against 
ENDESA SA       
Security ID: E41222113 Ticker: ELE       
Meeting Date: 17-Nov-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Related Party Transactions (Endesa Energia S.A.U.       
  and Enel Global Trading S.p.A.)  Management  For  Voted - For 
3  Related Party Transactions (Enel Global Trading       
  S.p.A. and Endesa Energia S.A.U.)  Management  For  Voted - For 
4  Related Party Transactions (Enel Generacion Chile       
  S.A. and Endesa Energia S.A.U.)  Management  For  Voted - For 
5  Related Party Transactions (Enel S.p.A. and Endesa       
  S.A.)  Management  For  Voted - For 
6  Related Party Transactions (Enel Green Power Espana)  Management  For  Voted - For 
7  Authorisation of Legal Formalities  Management  For  Voted - For 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 28-Apr-23       
1.1  Elect Juan Sanchez-Calero Guilarte  Management  For  Voted - For 
1.2  Elect Ignacio Garralda Ruiz de Velasco  Management  For  Voted - For 
1.3  Elect Francisco de Lacerda  Management  For  Voted - For 
1.4  Elect Alberto De Paoli  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts  Management  For  Voted - For 

 

235

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Management Reports  Management  For  Voted - For 
5  Report on Non-Financial Information  Management  For  Voted - For 
6  Ratification of Board Acts  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Remuneration Report  Management  For  Voted - For 
9  2023-2025 Strategic Incentive  Management  For  Voted - For 
10  Related Party Transactions (Enel Finance       
  International N.V. and Endesa S.A.)  Management  For  Voted - For 
11  Related Party Transactions (Endesa Group and       
  Gridspertise Iberia S.L.)  Management  For  Voted - For 
12  Related Party Transactions (Endesa Group and Enel       
  Green Power SpA)  Management  For  Voted - For 
13  Related Party Transactions (Endesa Group and Enel       
  Group Companies)  Management  For  Voted - For 
14  Related Party Transactions (Enel X S.R.L and Endesa       
  X Servicios S.L.)  Management  For  Voted - For 
15  Related Party Transactions (Endesa X Way, S.L. and       
  companies of the Endesa Group)  Management  For  Voted - For 
16  Related Party Transactions (Endesa Generacion       
  S.A.U. and Enel Produzione S.p.A.)  Management  For  Voted - For 
17  Related Party Transactions (Endesa Energia S.A. and       
  Enel Global Trading S.p.A.)  Management  For  Voted - For 
18  Related Party Transactions (Endesa Ingenieria S.L.       
  and E-Distribuzione S.R.L.)  Management  For  Voted - For 
19  Related Party Transactions (Gridspertise S.R.L and       
  Edistribucion Redes Digitales S.L.U.)  Management  For  Voted - For 
20  Authorisation of Legal Formalities  Management  For  Voted - For 
ENI S.P.A.       
Security ID: T3643A145 Ticker: ENI       
Meeting Date: 10-May-23       
1.1  Elect Giuseppe Zafarana as Chair of Board  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Board Size  Management  For  Voted - For 
9  Board Term Length  Management  For  Voted - For 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  List Presented by Ministry of Economy and Finance  Management  For  Non-Voting 
12  List Presented by Group of Institutional Investors       
  Representing 0.76% of Share Capital  Management  For  Voted - For 
13  Directors' Fees  Management  For  Voted - For 
14  Non-Voting Agenda Item  N/A    Non-Voting 
15  List Presented by Ministry of Economy and Finance  Management  For  Voted - For 
16  List Presented by Group of Institutional Investors       
  Representing 0.76% of Share Capital  Management  Abstain  Voted - Abstain 

 

236

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
17  Election of Chair of Board of Statutory Auditor  Management  For  Voted - For 
18  Statutory Auditors' Fees  Management  For  Voted - For 
19  2023-2025 Long-Term Incentive Plan  Management  For  Voted - For 
20  Remuneration Policy  Management  For  Voted - For 
21  Remuneration Report  Management  For  Voted - For 
22  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
23  Use of Reserves (FY2023 Interim Dividend)  Management  For  Voted - For 
24  Reduction of Reserves (FY2023 Interim Dividend)  Management  For  Voted - For 
25  Cancellation of Shares (2022 AGM Authority)  Management  For  Voted - For 
26  Cancellation of Shares (2023 AGM Authority)  Management  For  Voted - For 
ENTERGY CORPORATION       
Security ID: 29364G103 Ticker: ETR       
Meeting Date: 05-May-23       
1.1  Elect Gina F Adams  Management  For  Voted - For 
1.2  Elect John H Black  Management  For  Voted - For 
1.3  Elect John R. Burbank  Management  For  Voted - For 
1.4  Elect P.J. Condon  Management  For  Voted - For 
1.5  Elect Kirkland H. Donald  Management  For  Voted - For 
1.6  Elect Brian W. Ellis  Management  For  Voted - For 
1.7  Elect Philip L. Frederickson  Management  For  Voted - For 
1.8  Elect M. Elise Hyland  Management  For  Voted - For 
1.9  Elect Stuart L. Levenick  Management  For  Voted - For 
1.10  Elect Blanche L. Lincoln  Management  For  Voted - For 
1.11  Elect Andrew S Marsh  Management  For  Voted - For 
1.12  Elect Karen A. Puckett  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2019 Omnibus Incentive Plan  Management  For  Voted - For 
6  Amendment to Allow Exculpation of Officers  Management  Against  Voted - Against 
EVERGY, INC.       
Security ID: 30034W106 Ticker: EVRG       
Meeting Date: 02-May-23       
1.1  Elect David A. Campbell  Management  For  Voted - For 
1.2  Elect Thomas D. Hyde  Management  For  Voted - For 
1.3  Elect B. Anthony Isaac  Management  For  Voted - For 
1.4  Elect Paul Keglevic  Management  For  Voted - For 
1.5  Elect Mary L. Landrieu  Management  For  Voted - For 
1.6  Elect Sandra A.J. Lawrence  Management  For  Voted - For 
1.7  Elect Ann D. Murtlow  Management  For  Voted - For 
1.8  Elect Sandra J. Price  Management  For  Voted - For 
1.9  Elect Mark A. Ruelle  Management  For  Voted - For 
1.10  Elect James Scarola  Management  For  Voted - For 

 

237

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect C. John Wilder  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
EXXON MOBIL CORPORATION       
Security ID: 30231G102 Ticker: XOM       
Meeting Date: 31-May-23       
1.1  Elect Michael J. Angelakis  Management  For  Voted - For 
1.2  Elect Susan K. Avery  Management  For  Voted - For 
1.3  Elect Angela F. Braly  Management  For  Voted - For 
1.4  Elect Gregory J. Goff  Management  For  Voted - For 
1.5  Elect John D. Harris II  Management  For  Voted - For 
1.6  Elect Kaisa H. Hietala  Management  For  Voted - For 
1.7  Elect Joseph L. Hooley  Management  For  Voted - For 
1.8  Elect Steven A. Kandarian  Management  For  Voted - For 
1.9  Elect Alexander A. Karsner  Management  For  Voted - For 
1.10  Elect Lawrence W. Kellner  Management  For  Voted - For 
1.11  Elect Jeffrey W. Ubben  Management  For  Voted - For 
1.12  Elect Darren W. Woods  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Formation of       
  Decarbonization Risk Committee  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Retention of Shares       
  Until Normal Retirement Age  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Carbon       
  Capture and Storage  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Methane Emission       
  Disclosures  Shareholder  For  Voted - For 
9  Shareholder Proposal Regarding Medium-Term Scope 3       
  Target  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Guyanese       
  Operations  Shareholder  For  Voted - For 
11  Shareholder Proposal Regarding Recalculated       
  Emissions Baseline  Shareholder  For  Voted - For 
12  Shareholder Proposal Regarding Audited Report on       
  Asset Retirement Obligations  Shareholder  For  Voted - For 
13  Shareholder Proposal Regarding Addressing Virgin       
  Plastic Demand  Shareholder  Against  Voted - Against 
14  Shareholder Proposal Regarding Environmental       
  Litigation  Shareholder  Against  Voted - Against 
15  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  For  Voted - For 
16  Shareholder Proposal Regarding Just Transition       
  Reporting  Shareholder  For  Voted - For 
17  Shareholder Proposal Regarding Report on       
  Exploration and Production in the Arctic Refuge  Shareholder  Abstain  Voted - Abstain 

 

238

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
FORD MOTOR COMPANY       
Security ID: 345370860 Ticker: F       
Meeting Date: 11-May-23       
1.1  Elect Kimberly A. Casiano  Management  For  Voted - For 
1.2  Elect Alexandra Ford English  Management  For  Voted - For 
1.3  Elect James D. Farley, Jr.  Management  For  Voted - For 
1.4  Elect Henry Ford III  Management  Against  Voted - Against 
1.5  Elect William Clay Ford, Jr.  Management  For  Voted - For 
1.6  Elect William W. Helman IV  Management  For  Voted - For 
1.7  Elect Jon M. Huntsman, Jr.  Management  For  Voted - For 
1.8  Elect William E. Kennard  Management  Against  Voted - Against 
1.9  Elect John C. May  Management  For  Voted - For 
1.10  Elect Beth E. Mooney  Management  For  Voted - For 
1.11  Elect Lynn M. Vojvodich Radakovich  Management  For  Voted - For 
1.12  Elect John L. Thornton  Management  For  Voted - For 
1.13  Elect John B. Veihmeyer  Management  For  Voted - For 
1.14  Elect John S. Weinberg  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Long-Term Incentive Plan  Management  Against  Voted - Against 
6  Shareholder Proposal Regarding Recapitalization  Shareholder  For  Voted - For 
7  Shareholder Proposal Regarding Child Labor Linked       
  To Electric Vehicles  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Transparency and       
  Minimization of Animal Testing  Shareholder  Against  Voted - Against 
FS KKR CAPITAL CORP.       
Security ID: 302635206 Ticker: FSK       
Meeting Date: 03-Aug-22       
1.1  Elect Barbara Adams  Management  For  Voted - For 
1.2  Elect Michael C. Forman  Management  For  Voted - For 
1.3  Elect Jerel A. Hopkins  Management  For  Voted - For 
2  Authority to Sell or Issue Shares Below Net Asset       
  Value  Management  For  Voted - For 
GENERAL MILLS, INC.       
Security ID: 370334104 Ticker: GIS       
Meeting Date: 27-Sep-22       
1.1  Elect R. Kerry Clark  Management  For  Voted - For 
1.2  Elect David M. Cordani  Management  For  Voted - For 
1.3  Elect C. Kim Goodwin  Management  For  Voted - For 
1.4  Elect Jeffrey L. Harmening  Management  For  Voted - For 

 

239

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Maria G. Henry  Management  For  Voted - For 
1.6  Elect Jo Ann Jenkins  Management  For  Voted - For 
1.7  Elect Elizabeth C. Lempres  Management  For  Voted - For 
1.8  Elect Diane L. Neal  Management  For  Voted - For 
1.9  Elect Stephen A. Odland  Management  For  Voted - For 
1.10  Elect Maria A. Sastre  Management  For  Voted - For 
1.11  Elect Eric D. Sprunk  Management  For  Voted - For 
1.12  Elect Jorge A. Uribe  Management  For  Voted - For 
2  Approval of the 2022 Stock Compensation Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
6  Shareholder Proposal Regarding Report on Plastic       
  Packaging  Shareholder  Against  Voted - Against 
GILEAD SCIENCES, INC.       
Security ID: 375558103 Ticker: GILD       
Meeting Date: 03-May-23       
1.1  Elect Jacqueline K. Barton  Management  For  Voted - For 
1.2  Elect Jeffrey A. Bluestone  Management  For  Voted - For 
1.3  Elect Sandra J. Horning  Management  For  Voted - For 
1.4  Elect Kelly A. Kramer  Management  For  Voted - For 
1.5  Elect Kevin E. Lofton  Management  For  Voted - For 
1.6  Elect Harish Manwani  Management  For  Voted - For 
1.7  Elect Daniel P. O'Day  Management  For  Voted - For 
1.8  Elect Javier J. Rodriguez  Management  For  Voted - For 
1.9  Elect Anthony Welters  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Multiple Board       
  Nominees  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Allowing Beneficial       
  Owners to Call Special Meetings  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
GRAPHIC PACKAGING HOLDING COMPANY       
Security ID: 388689101 Ticker: GPK       
Meeting Date: 24-May-23       
1.1  Elect Michael P. Doss  Management  For  Voted - For 
1.2  Elect Dean A. Scarborough  Management  For  Voted - For 
1.3  Elect Larry M. Venturelli  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

240

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
GREATEK ELECTRONICS INC.       
Security ID: Y2858G106 Ticker: 2441       
Meeting Date: 30-May-23       
1  2022 Financial Statements and Business Report  Management  For  Voted - For 
2  2022 Profit Distribution Plan  Management  For  Voted - For 
3  Non-Compete Restrictions for Directors  Management  For  Voted - For 
4  Authority to Issue New Common Shares  Management  For  Voted - For 
GSK PLC       
Security ID: G3910J112 Ticker: GSK       
Meeting Date: 06-Jul-22       
1  Demerger of Haleon Group  Management  For  Voted - For 
2  Related Party Transactions  Management  For  Voted - For 
3  Non-Voting Meeting Note  N/A    Non-Voting 
GSK PLC       
Security ID: G3910J179 Ticker: GSK       
Meeting Date: 03-May-23       
1.1  Elect Julie Brown  Management  For  Voted - For 
1.2  Elect Vishal Sikka  Management  For  Voted - For 
1.3  Elect Elizabeth McKee Anderson  Management  For  Voted - For 
1.4  Elect Sir Jonathan R. Symonds  Management  For  Voted - For 
1.5  Elect Emma N. Walmsley  Management  For  Voted - For 
1.6  Elect Charles A. Bancroft  Management  For  Voted - For 
1.7  Elect Hal V. Barron  Management  For  Voted - For 
1.8  Elect Anne Beal  Management  For  Voted - For 
1.9  Elect Harry Dietz  Management  For  Voted - For 
1.10  Elect Jesse Goodman  Management  For  Voted - For 
1.11  Elect Urs Rohner  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Appointment of Auditor  Management  For  Voted - For 
5  Authority to Set Auditor's Fees  Management  For  Voted - For 
6  Amendment to Remuneration Policy  Management  For  Voted - For 
7  Authorisation of Political Donations  Management  For  Voted - For 
8  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
11  Authority to Repurchase Shares  Management  For  Voted - For 

 

241

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
12  Approve Exemption from Statement of the Senior       
  Statutory Auditor's name in published Auditors'       
  Reports  Management  For  Voted - For 
13  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
H&R BLOCK, INC.       
Security ID: 093671105 Ticker: HRB       
Meeting Date: 04-Nov-22       
1.1  Elect Sean H. Cohan  Management  For  Voted - For 
1.2  Elect Robert A. Gerard  Management  For  Voted - For 
1.3  Elect Anuradha Gupta  Management  For  Voted - For 
1.4  Elect Richard A. Johnson  Management  For  Voted - For 
1.5  Elect Jeffrey J. Jones II  Management  For  Voted - For 
1.6  Elect Mia F. Mends  Management  For  Voted - For 
1.7  Elect Yolande G. Piazza  Management  For  Voted - For 
1.8  Elect Victoria J. Reich  Management  For  Voted - For 
1.9  Elect Matthew E. Winter  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
HONDA MOTOR CO., LTD.       
Security ID: J22302111 Ticker: 7267       
Meeting Date: 21-Jun-23       
1.1  Elect Seiji Kuraishi  Management  For  Voted - For 
1.2  Elect Toshihiro Mibe  Management  For  Voted - For 
1.3  Elect Shinji Aoyama  Management  For  Voted - For 
1.4  Elect Noriya Kaihara  Management  For  Voted - For 
1.5  Elect Asako Suzuki  Management  For  Voted - For 
1.6  Elect Masafumi Suzuki  Management  For  Voted - For 
1.7  Elect Kunihiko Sakai  Management  For  Voted - For 
1.8  Elect Fumiya Kokubu  Management  For  Voted - For 
1.9  Elect Yoichiro Ogawa  Management  For  Voted - For 
1.10  Elect Kazuhiro Higashi  Management  For  Voted - For 
1.11  Elect Ryoko Nagata  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
HORNBACH HOLDING AG & CO. KGAA       
Security ID: D33875119 Ticker: HBH       
Meeting Date: 08-Jul-22       
1.1  Elect Vanessa Stutzle as Supervisory Board Member  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 

 

242

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Ratification of General Partner Acts  Management  For  Voted - For 
9  Ratification of Supervisory Board Acts  Management  For  Voted - For 
10  Appointment of Auditor  Management  For  Voted - For 
11  Remuneration Report  Management  For  Voted - For 
HP INC.       
Security ID: 40434L105 Ticker: HPQ       
Meeting Date: 24-Apr-23       
1.1  Elect Aida M. Alvarez  Management  For  Voted - For 
1.2  Elect Shumeet Banerji  Management  For  Voted - For 
1.3  Elect Robert R. Bennett  Management  For  Voted - For 
1.4  Elect Charles Chip V. Bergh  Management  For  Voted - For 
1.5  Elect Bruce Broussard  Management  For  Voted - For 
1.6  Elect Stacy Brown-Philpot  Management  For  Voted - For 
1.7  Elect Stephanie A. Burns  Management  For  Voted - For 
1.8  Elect Mary Anne Citrino  Management  For  Voted - For 
1.9  Elect Richard L. Clemmer  Management  For  Voted - For 
1.10  Elect Enrique Lores  Management  For  Voted - For 
1.11  Elect Judith A. Miscik  Management  For  Voted - For 
1.12  Elect Kim K.W. Rucker  Management  For  Voted - For 
1.13  Elect Subra Suresh  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Right to Act by       
  Written Consent  Shareholder  Against  Voted - Against 
IMPERIAL BRANDS PLC       
Security ID: G4720C107 Ticker: IMB       
Meeting Date: 01-Feb-23       
1.1  Elect Stefan Bomhard  Management  For  Voted - For 
1.2  Elect Susan M. Clark  Management  For  Voted - For 
1.3  Elect Ngozi Edozien  Management  For  Voted - For 
1.4  Elect Therese Esperdy  Management  For  Voted - For 
1.5  Elect Alan Johnson  Management  For  Voted - For 
1.6  Elect Robert Kunze-Concewitz  Management  For  Voted - For 
1.7  Elect Lukas Paravicini  Management  For  Voted - For 
1.8  Elect Diane de Saint Victor  Management  For  Voted - For 
1.9  Elect Jon Stanton  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 

 

243

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Final Dividend  Management  For  Voted - For 
5  Appointment of Auditor  Management  For  Voted - For 
6  Authority to Set Auditor's Fees  Management  For  Voted - For 
7  Share Matching Scheme  Management  For  Voted - For 
8  Authorisation of Political Donations  Management  For  Voted - For 
9  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
11  Authority to Repurchase Shares  Management  For  Voted - For 
12  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
INCYTE CORPORATION       
Security ID: 45337C102 Ticker: INCY       
Meeting Date: 14-Jun-23       
1.1  Elect Julian C. Baker  Management  For  Voted - For 
1.2  Elect Jean-Jacques Bienaime  Management  For  Voted - For 
1.3  Elect Otis W. Brawley  Management  For  Voted - For 
1.4  Elect Paul J. Clancy  Management  For  Voted - For 
1.5  Elect Jacqualyn A. Fouse  Management  For  Voted - For 
1.6  Elect Edmund P. Harrigan  Management  For  Voted - For 
1.7  Elect Katherine A. High  Management  For  Voted - For 
1.8  Elect Herve Hoppenot  Management  For  Voted - For 
1.9  Elect Susanne Schaffert  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2010 Stock Incentive Plan  Management  For  Voted - For 
5  Amendment to the 1997 Employee Stock Purchase Plan  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
INTEL CORPORATION       
Security ID: 458140100 Ticker: INTC       
Meeting Date: 11-May-23       
1.1  Elect Patrick P. Gelsinger  Management  For  Voted - For 
1.2  Elect James J. Goetz  Management  For  Voted - For 
1.3  Elect Andrea J. Goldsmith  Management  For  Voted - For 
1.4  Elect Alyssa H. Henry  Management  For  Voted - For 
1.5  Elect S. Omar Ishrak  Management  For  Voted - For 
1.6  Elect Risa Lavizzo-Mourey  Management  For  Voted - For 
1.7  Elect Tsu-Jae King Liu  Management  For  Voted - For 
1.8  Elect Barbara G. Novick  Management  For  Voted - For 
1.9  Elect Gregory D. Smith  Management  For  Voted - For 
1.10  Elect Lip-Bu Tan  Management  For  Voted - For 
1.11  Elect Dion J. Weisler  Management  For  Voted - For 
1.12  Elect Frank D. Yeary  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

244

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2006 Equity Incentive Plan  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
6  Shareholder Proposal Regarding Retention of Shares       
  Until Normal Retirement Age  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Third-Party Review       
  for ESG Congruency with Business in China  Shareholder  Against  Voted - Against 
INTERNATIONAL BUSINESS MACHINES CORPORATION       
Security ID: 459200101 Ticker: IBM       
Meeting Date: 25-Apr-23       
1.1  Elect Thomas Buberl  Management  For  Voted - For 
1.2  Elect David N. Farr  Management  For  Voted - For 
1.3  Elect Alex Gorsky  Management  For  Voted - For 
1.4  Elect Michelle Howard  Management  For  Voted - For 
1.5  Elect Arvind Krishna  Management  For  Voted - For 
1.6  Elect Andrew N. Liveris  Management  Against  Voted - Against 
1.7  Elect F. William McNabb, III  Management  For  Voted - For 
1.8  Elect Martha E. Pollack  Management  For  Voted - For 
1.9  Elect Joseph R. Swedish  Management  For  Voted - For 
1.10  Elect Peter R. Voser  Management  For  Voted - For 
1.11  Elect Frederick H. Waddell  Management  For  Voted - For 
1.12  Elect Alfred W. Zollar  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
6  Shareholder Proposal Regarding Lobbying Report  Shareholder  For  Voted - For 
7  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on       
  Effectiveness of Workplace Sexual Harassment and       
  Discrimination Policies  Shareholder  Against  Voted - Against 
INTERNATIONAL PAPER COMPANY       
Security ID: 460146103 Ticker: IP       
Meeting Date: 08-May-23       
1.1  Elect Christopher M. Connor  Management  For  Voted - For 
1.2  Elect Ahmet Cemal Dorduncu  Management  For  Voted - For 
1.3  Elect Ilene S. Gordon  Management  Against  Voted - Against 
1.4  Elect Anders Gustafsson  Management  For  Voted - For 
1.5  Elect Jacqueline C. Hinman  Management  For  Voted - For 
1.6  Elect Clinton A. Lewis, Jr.  Management  For  Voted - For 
1.7  Elect D. G. Macpherson  Management  For  Voted - For 
1.8  Elect Kathryn D. Sullivan  Management  For  Voted - For 
1.9  Elect Mark S. Sutton  Management  For  Voted - For 

 

245

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect Anton V. Vincent  Management  For  Voted - For 
1.11  Elect Raymond Guy Young  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
6  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
ITOCHU CORPORATION       
Security ID: J2501P104 Ticker: 8001       
Meeting Date: 23-Jun-23       
1.1  Elect Masahiro Okafuji  Management  For  Voted - For 
1.2  Elect Keita Ishii  Management  For  Voted - For 
1.3  Elect Fumihiko Kobayashi  Management  For  Voted - For 
1.4  Elect Tsuyoshi Hachimura  Management  For  Voted - For 
1.5  Elect Hiroyuki Tsubai  Management  For  Voted - For 
1.6  Elect Hiroyuki Naka  Management  For  Voted - For 
1.7  Elect Masatoshi Kawana  Management  For  Voted - For 
1.8  Elect Makiko Nakamori  Management  For  Voted - For 
1.9  Elect Kunio Ishizuka  Management  For  Voted - For 
1.10  Elect Akiko Ito Akiko Noda  Management  For  Voted - For 
1.11  Elect Yoshiko Matoba  Management  For  Voted - For 
1.12  Elect Kentaro Uryu  Management  For  Voted - For 
1.13  Elect Tsutomu Fujita  Management  For  Voted - For 
1.14  Elect Kumi Kobayashi Kumi Nojiri  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
JAPAN POST HOLDINGS CO., LTD.       
Security ID: J2800D109 Ticker: 6178       
Meeting Date: 21-Jun-23       
1.1  Elect Hiroya Masuda  Management  For  Voted - For 
1.2  Elect Atsushi Iizuka  Management  For  Voted - For 
1.3  Elect Norito Ikeda  Management  For  Voted - For 
1.4  Elect Tetsuya Senda  Management  For  Voted - For 
1.5  Elect Kunio Tanigaki  Management  For  Voted - For 
1.6  Elect Tsuyoshi Okamoto  Management  For  Voted - For 
1.7  Elect Miharu Koezuka  Management  For  Voted - For 
1.8  Elect Sakie Akiyama  Management  For  Voted - For 
1.9  Elect Makoto Kaiami  Management  For  Voted - For 
1.10  Elect Akira Satake  Management  For  Voted - For 
1.11  Elect Takako Suwa  Management  For  Voted - For 
1.12  Elect Yayoi Ito  Management  For  Voted - For 
1.13  Elect Hiroshi Oeda  Management  For  Voted - For 

 

246

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.14  Elect Miyoko Kimura Miyoko Sakekawa  Management  Against  Voted - Against 
1.15  Elect Kosei Shindo  Management  Against  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
JAPAN POST INSURANCE CO., LTD.       
Security ID: J2800E107 Ticker: 7181       
Meeting Date: 19-Jun-23       
1.1  Elect Kunio Tanigaki  Management  For  Voted - For 
1.2  Elect Toru Onishi  Management  For  Voted - For 
1.3  Elect Tomoaki Nara  Management  For  Voted - For 
1.4  Elect Hiroya Masuda  Management  For  Voted - For 
1.5  Elect Masako Suzuki  Management  For  Voted - For 
1.6  Elect Kazuyuki Harada  Management  For  Voted - For 
1.7  Elect Hisashi Yamazaki  Management  For  Voted - For 
1.8  Elect Kaori Tonosu  Management  For  Voted - For 
1.9  Elect Satoshi Tomii  Management  For  Voted - For 
1.10  Elect Yuki Shingu  Management  For  Voted - For 
1.11  Elect Reiko Omachi  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
JAPAN TOBACCO INC.       
Security ID: J27869106 Ticker: 2914       
Meeting Date: 24-Mar-23       
1.1  Elect Mutsuo Iwai  Management  For  Voted - For 
1.2  Elect Shigeaki Okamoto  Management  For  Voted - For 
1.3  Elect Masamichi Terabatake  Management  For  Voted - For 
1.4  Elect Kiyohide Hirowatari  Management  For  Voted - For 
1.5  Elect Kei Nakano  Management  For  Voted - For 
1.6  Elect Main Koda Tokuko Sawa  Management  For  Voted - For 
1.7  Elect Yukiko Nagashima Yukiko Watanabe  Management  For  Voted - For 
1.8  Elect Masato Kitera  Management  For  Voted - For 
1.9  Elect Tetsuya Shoji  Management  For  Voted - For 
1.10  Elect Hideaki Kashiwakura  Management  For  Voted - For 
1.11  Elect Tsutomu Hashimoto  Management  For  Voted - For 
1.12  Elect Shigeru Taniuchi  Management  For  Voted - For 
1.13  Elect Nobuo Inada  Management  For  Voted - For 
1.14  Elect Hiroko Yamashina  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Amendment to the Directors' Fees and Equity       
  Compensation Plan  Management  For  Voted - For 
5  Shareholder Proposal Regarding Amendment to the       
  Articles of Incorporation (Management of       
  Subsidiaries)  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Amendment to the       
  Articles of Incorporation (Prohibition Against       

 

247

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
  Former Directors and Employees Serving as Director       
  at Listed Subsidiaries)  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Amendment to the       
  Articles of Incorporation (Prohibition Against       
  Using the Cash Management System (CMS) for       
  Financing with Listed Subsidiaries)  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Acquisition of       
  Treasury Shares  Shareholder  Against  Voted - Against 
JARDINE CYCLE & CARRIAGE LTD.       
Security ID: Y43703100 Ticker: C07       
Meeting Date: 28-Apr-23       
1.1  Elect Benjamin W. Keswick  Management  Against  Voted - Against 
1.2  Elect Stephen Gore  Management  For  Voted - For 
1.3  Elect TAN Yen Yen  Management  For  Voted - For 
1.4  Elect Amy Hsu  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Authority to Issue Shares w/ or w/o Preemptive       
  Rights  Management  For  Voted - For 
8  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
9  Related Party Transactions  Management  For  Voted - For 
JAZZ PHARMACEUTICALS PUBLIC LIMITED COMPANY       
Security ID: G50871105 Ticker: JAZZ       
Meeting Date: 28-Jul-22       
1.1  Elect Jennifer E. Cook  Management  For  Voted - For 
1.2  Elect Patrick G. Enright  Management  For  Voted - For 
1.3  Elect Seamus C. Mulligan  Management  For  Voted - For 
1.4  Elect Norbert G. Riedel  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
5  Right to Adjourn Meeting  Management  For  Voted - For 
JOHNSON & JOHNSON       
Security ID: 478160104 Ticker: JNJ       
Meeting Date: 27-Apr-23       
1.1  Elect Darius Adamczyk  Management  For  Voted - For 
1.2  Elect Mary C. Beckerle  Management  For  Voted - For 
1.3  Elect D. Scott Davis  Management  For  Voted - For 

 

248

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Jennifer A. Doudna  Management  For  Voted - For 
1.5  Elect Joaquin Duato  Management  For  Voted - For 
1.6  Elect Marillyn A. Hewson  Management  For  Voted - For 
1.7  Elect Paula A. Johnson  Management  For  Voted - For 
1.8  Elect Hubert Joly  Management  For  Voted - For 
1.9  Elect Mark B. McClellan  Management  For  Voted - For 
1.10  Elect Anne Mulcahy  Management  For  Voted - For 
1.11  Elect Mark A. Weinberger  Management  For  Voted - For 
1.12  Elect Nadja Y. West  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Adoption of       
  Mandatory Arbitration Bylaw  Shareholder  Abstain  Voted - Abstain 
6  Shareholder Proposal Regarding Report on Access to       
  COVID-19 Products  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Prohibiting Adjustments for       
  Legal and Compliance Costs  Shareholder  Abstain  Voted - Abstain 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
KEARNY FINANCIAL CORP.       
Security ID: 48716P108 Ticker: KRNY       
Meeting Date: 27-Oct-22       
1.1  Elect John J. Mazur, Jr.  Management  Withhold  Voted - Withheld 
1.2  Elect Raymond E. Chandonnet  Management  For  Voted - For 
1.3  Elect John F. McGovern  Management  For  Voted - For 
1.4  Elect Christopher D. Petermann  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
KELLOGG COMPANY       
Security ID: 487836108 Ticker: K       
Meeting Date: 28-Apr-23       
1.1  Elect Stephanie A. Burns  Management  For  Voted - For 
1.2  Elect Steve A. Cahillane  Management  For  Voted - For 
1.3  Elect La June Montgomery Tabron  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Median Gender and       
  Racial Pay Equity Report  Shareholder  Against  Voted - Against 

 

249

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
KIA CORPORATION       
Security ID: Y47601102 Ticker: 000270       
Meeting Date: 17-Mar-23       
1.1  Elect JOO Woo Jeong  Management  Against  Voted - Against 
1.2  Elect SHIN Jae Yong  Management  For  Voted - For 
1.3  Elect CHYUN Chan Hyuk  Management  For  Voted - For 
1.4  Election of Audit Committee Member: SHIN Jae Yong  Management  For  Voted - For 
1.5  Election of Audit Committee Member: CHYUN Chan Hyuk  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  Against  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Adoption of Executive Officer Retirement Allowance       
  Policy  Management  Against  Voted - Against 
5  Directors' Fees  Management  For  Voted - For 
KIATNAKIN PHATRA BANK PUBLIC COMPANY LTD       
Security ID: Y47675114 Ticker: KKP       
Meeting Date: 20-Apr-23       
1.1  Elect Suvit Mapaisansin  Management  Against  Voted - Against 
1.2  Elect Anya Khanthavit  Management  Against  Voted - Against 
1.3  Elect Patchanee Limapichat  Management  For  Voted - For 
1.4  Elect Aphinant Klewpatinond  Management  For  Voted - For 
2  Results of Operations  Management  For  Voted - For 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Directors' Fees  Management  Against  Voted - Against 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Issuance of Warrants w/ Preemptive Rights  Management  For  Voted - For 
8  Issuance of Warrants under the KKP ESOP Warrants       
  Scheme  Management  For  Voted - For 
9  Increase in Registered Capital and Amendment to       
  Memorandum  Management  For  Voted - For 
10  Issuance of Shares w/ Preemptive Rights  Management  For  Voted - For 
11  Transaction of Other Business  Management  Against  Voted - Against 
12  Non-Voting Meeting Note  N/A    Non-Voting 
13  Non-Voting Meeting Note  N/A    Non-Voting 
KONINKLIJKE AHOLD DELHAIZE N.V.       
Security ID: N0074E105 Ticker: AD       
Meeting Date: 12-Apr-23       
1.1  Elect Peter Agnefjall to the Supervisory Board  Management  For  Voted - For 
1.2  Elect Bill McEwan to the Supervisory Board  Management  For  Voted - For 
1.3  Elect Katherine C. Doyle to the Supervisory Board  Management  For  Voted - For 

 

250

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Julia Vander Ploeg to the Supervisory Board  Management  For  Voted - For 
1.5  Elect Frans Muller to the Management Board  Management  For  Voted - For 
1.6  Elect JJ Fleeman to the Management Board  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Agenda Item  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Accounts and Reports  Management  For  Voted - For 
8  Allocation of Dividends  Management  For  Voted - For 
9  Remuneration Report  Management  For  Voted - For 
10  Ratification of Management Board Acts  Management  For  Voted - For 
11  Ratification of Supervisory Board Acts  Management  For  Voted - For 
12  Appointment of Auditor  Management  For  Voted - For 
13  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
14  Authority to Suppress Preemptive Rights  Management  For  Voted - For 
15  Authority to Repurchase Shares  Management  For  Voted - For 
16  Cancellation Of Shares  Management  For  Voted - For 
17  Non-Voting Agenda Item  N/A    Non-Voting 
18  Non-Voting Meeting Note  N/A    Non-Voting 
KRUNG THAI BANK PUBLIC CO. LTD.       
Security ID: Y49885208 Ticker: KTB       
Meeting Date: 07-Apr-23       
1.1  Elect Kittipong Kittayarak  Management  Against  Voted - Against 
1.2  Elect Payong Srivanich  Management  For  Voted - For 
1.3  Elect Virasak Sutanthavibul  Management  Against  Voted - Against 
1.4  Elect Attapol Attaworadej  Management  Against  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Annual Report  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  Against  Voted - Against 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Amendments to Articles  Management  For  Voted - For 
9  Transaction of Other Business  Management  Against  Voted - Against 
10  Non-Voting Meeting Note  N/A    Non-Voting 
KT CORPORATION       
Security ID: Y49915104 Ticker: 030200       
Meeting Date: 31-Mar-23       
1.1  Election of Representative Director: YUN Kyoung Lim  Management  For  Voted - For 
1.2  Elect SEO Chang Seok  Management  For  Voted - For 
1.3  Elect SONG Kyung Min  Management  For  Voted - For 
1.4  Elect KANG Chung Gu  Management  For  Voted - For 

 

251

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect YEO Eun Jung  Management  For  Voted - For 
1.6  Elect LIM Seung Tae  Management  Abstain  Voted - Abstain 
1.7  Elect PYO Hyun Myung  Management  For  Voted - For 
1.8  Election of Audit Committee Member: KANG Chung Gu  Management  For  Voted - For 
1.9  Election of Audit Committee Member: YEO Eun Jung  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - For 
3  Article 2  Management  For  Voted - For 
4  Article 48-2  Management  For  Voted - For 
5  Article 48-3  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Approval of Management Agreement  Management  For  Voted - For 
8  Amendments to Executive Officer Retirement       
  Allowance Policy  Management  For  Voted - For 
Meeting Date: 30-Jun-23       
1.1  Elect KWAK Woo Young  Management  For  Voted - For 
1.2  Elect KIM Seong Cheol  Management  For  Voted - For 
1.3  Elect YOON Jong Soo  Management  Against  Voted - Against 
1.4  Elect LEE Seung Hoon  Management  For  Voted - For 
1.5  Elect CHO Theresa Seung Ah  Management  For  Voted - For 
1.6  Elect CHOI Yang Hee  Management  For  Voted - For 
1.7  Election of Independent Director to Be Appointed as       
  Audit Committee Member: AHN Yeong Kyun  Management  For  Voted - For 
1.8  Election of Audit Committee Member: LEE Seung Hoon  Management  For  Voted - For 
1.9  Election of Audit Committee Member: CHO Theresa       
  Seung Ah  Management  For  Voted - For 
2  Article 24 and 29 - Amendment to reduce the number       
  of inside directors  Management  For  Voted - For 
3  Article 18, 25 and 29 - Amendment to abolish       
  Multiple Representative Director Policy  Management  For  Voted - For 
4  Article 25 - Amendment to increase the number of       
  votes needed for the resolution of Representative       
  Director appointment  Management  For  Voted - For 
5  Article 26, 27 and 28 - Amendment to revise terms       
  of directors and relevant policies  Management  For  Voted - For 
6  Article 25 - Amendment to define qualifications       
  for the Representative Director  Management  For  Voted - For 
7  Article 25, 32, 33, 41, 41-2 and 42 - Amendment to       
  change the composition and role of Committee within       
  Board of Directors  Management  For  Voted - For 
KT&G CORPORATION       
Security ID: Y49904108 Ticker: 033780       
Meeting Date: 28-Mar-23       
1  Financial Statements  Management  For  Voted - For 
2  Cash Dividends of KRW 5,000 per Share (Board       
  Proposal)  Management  For  Voted - For 

 

252

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Cash Dividends of KRW 7,867 per Share (Shardholder       
  Proposal by ANDA)  Shareholder  Against  Voted - Against 
4  Cash Dividends of KRW 10,000 per Share (Shareholder       
  Proposal by Agnes)  Shareholder  Against  Voted - Against 
5  Amendment to and Establishment of Provisions on       
  Evaluation and Compensation Committee (Shareholder       
  Proposal by Agnes)  Shareholder  Against  Voted - Against 
6  Addition of Right to Decide Cancellation of       
  Treasury Shares (Shareholder Proposal by Agnes)  Shareholder  Against  Voted - Against 
7  Establishment of New Provisions for Quarterly       
  Dividends (Shareholder Proposal by Agnes)  Shareholder  For  Voted - For 
8  Addendum (Shareholder Proposal by Agnes)  Shareholder  For  Voted - For 
9  Cancellation of Treasury Shares (Shareholder       
  Proposal by Agnes)  Shareholder  Against  Voted - Against 
10  Acquisition of Treasury Shares (Shareholder       
  Proposal by Agnes)  Shareholder  Against  Voted - Against 
11  Maintenance of the Current Number of Six (6)       
  Outside       
  Directors (Board Proposal)  Management  For  Voted - For 
12  Increase of the Number of Outside Directors to       
  Eight       
  (8) (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
13  Appointment of Myung-Chul Kim as Outside Director       
  (Board Proposal)  Management  For  Voted - For 
14  Appointment of Yun-Sung Koh as Outside Director       
  (Board Proposal)  Management  For  Voted - For 
15  Appointment of Soo-Hyung Lee as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
16  Appointment of Do-Reen Kim as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
17  Appointment of Jae-Whan Park as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
18  Appointment of Suk-Yong Cha as Outside Director       
  (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
19  Appointment of Oo-Jin Hwang as Outside Director       
  (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
20  Appointment of Myung-Chul Kim as Outside Director       
  (Board Proposal)  Management  For  Voted - For 
21  Appointment of Yun-Sung Koh as Outside Director       
  (Board Proposal)  Management  For  Voted - For 
22  Appointment of Il-Soon Lim as Outside Director       
  (Board Proposal)  Management  For  Voted - For 
23  Appointment of Soo-Hyung Lee as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
24  Appointment of Do-Reen Kim as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
25  Appointment of Jae-Whan Park as Outside Director       
  (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
26  Appointment of Suk-Yong Cha as Outside Director       
  (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
27  Appointment of Oo-Jin Hwang as Outside Director       
  (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 

 

253

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
28  Appointment of Myung-Chul Kim as Audit Committee       
  Member (Board Proposal)  Management  For  Voted - For 
29  Appointment of Yun-Sung Koh as Audit Committee       
  Member (Board Proposal)  Management  For  Voted - For 
30  Appointment of Soo-Hyung Lee as Audit Committee       
  Member (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
31  Appointment of Do-Reen Kim as Audit Committee       
  Member (Shareholder Proposal by ANDA)  Management  Against  Voted - Against 
32  Appointment of Suk-Yong Cha as Audit Committee       
  Member (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
33  Appointment of Oo-Jin Hwang as Audit Committee       
  Member (Shareholder Proposal by Agnes)  Management  Against  Voted - Against 
34  Directors' Fees  Management  For  Voted - For 
LOBLAW COMPANIES LIMITED       
Security ID: 539481101 Ticker: L       
Meeting Date: 04-May-23       
1.1  Elect Scott B. Bonham  Management  For  Voted - For 
1.2  Elect Shelley G. Broader  Management  For  Voted - For 
1.3  Elect Christie J.B. Clark  Management  For  Voted - For 
1.4  Elect Daniel Debow  Management  For  Voted - For 
1.5  Elect William A. Downe  Management  For  Voted - For 
1.6  Elect Janice Fukakusa  Management  For  Voted - For 
1.7  Elect M. Marianne Harris  Management  For  Voted - For 
1.8  Elect Kevin Holt  Management  For  Voted - For 
1.9  Elect Claudia Kotchka  Management  For  Voted - For 
1.10  Elect Sarah Raiss  Management  For  Voted - For 
1.11  Elect Galen G. Weston  Management  For  Voted - For 
1.12  Elect Cornell Wright  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
LOCKHEED MARTIN CORPORATION       
Security ID: 539830109 Ticker: LMT       
Meeting Date: 27-Apr-23       
1.1  Elect Daniel F. Akerson  Management  For  Voted - For 
1.2  Elect David B. Burritt  Management  For  Voted - For 
1.3  Elect Bruce A. Carlson  Management  For  Voted - For 
1.4  Elect John Donovan  Management  For  Voted - For 
1.5  Elect Joseph Dunford Jr.  Management  For  Voted - For 
1.6  Elect James O. Ellis, Jr.  Management  For  Voted - For 
1.7  Elect Thomas J. Falk  Management  For  Voted - For 

 

254

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect Ilene S. Gordon  Management  For  Voted - For 
1.9  Elect Vicki A. Hollub  Management  For  Voted - For 
1.10  Elect Jeh C. Johnson  Management  For  Voted - For 
1.11  Elect Debra L. Reed-Klages  Management  For  Voted - For 
1.12  Elect James D. Taiclet  Management  For  Voted - For 
1.13  Elect Patricia E. Yarrington  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
6  Shareholder Proposal Regarding Report on Human       
  Rights Impact Assessments  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Aligning       
  Value Chain GHG Reductions with Paris Agreement  Shareholder  For  Voted - For 
LOWE'S COMPANIES, INC.       
Security ID: 548661107 Ticker: LOW       
Meeting Date: 26-May-23       
1.1  Elect Raul Alvarez  Management  For  Voted - For 
1.2  Elect David H. Batchelder  Management  For  Voted - For 
1.3  Elect Scott H. Baxter  Management  For  Voted - For 
1.4  Elect Sandra B. Cochran  Management  For  Voted - For 
1.5  Elect Laurie Z. Douglas  Management  For  Voted - For 
1.6  Elect Richard W. Dreiling  Management  For  Voted - For 
1.7  Elect Marvin R. Ellison  Management  For  Voted - For 
1.8  Elect Daniel J. Heinrich  Management  For  Voted - For 
1.9  Elect Brian C. Rogers  Management  For  Voted - For 
1.10  Elect Bertram L. Scott  Management  For  Voted - For 
1.11  Elect Colleen Taylor  Management  For  Voted - For 
1.12  Elect Mary Elizabeth West  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
MAGYAR TELEKOM TELECOMMUNICATIONS       
Security ID: X5187V109 Ticker: MTELEKOM       
Meeting Date: 19-Apr-23       
1.1  Elect Daniel Daub to the Board of Directors  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Appointment of Meeting Chair  Management  For  Voted - For 

 

255

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Appointment of Minutes Keeper  Management  For  Voted - For 
9  Appointment of Minutes Authenticator  Management  For  Voted - For 
10  Agenda  Management  For  Voted - For 
11  Accounts and Reports (Consolidated)  Management  For  Voted - For 
12  Accounts and Reports  Management  For  Voted - For 
13  Allocation of Profits/Dividends  Management  For  Voted - For 
14  Authority to Repurchase Shares  Management  Against  Voted - Against 
15  Corporate Governance and Management Report  Management  For  Voted - For 
16  Ratification of Board Acts  Management  For  Voted - For 
17  Approval of Share Capital Reduction  Management  For  Voted - For 
18  Cancellation of Shares  Management  For  Voted - For 
19  Approval of Amended Remuneration Policy  Management  For  Voted - For 
20  Remuneration Report  Management  Against  Voted - Against 
21  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
22  Non-Voting Meeting Note  N/A    Non-Voting 
23  Non-Voting Meeting Note  N/A    Non-Voting 
MCKESSON CORPORATION       
Security ID: 58155Q103 Ticker: MCK       
Meeting Date: 22-Jul-22       
1.1  Elect Richard H. Carmona  Management  For  Voted - For 
1.2  Elect Dominic J. Caruso  Management  For  Voted - For 
1.3  Elect W. Roy Dunbar  Management  For  Voted - For 
1.4  Elect James H. Hinton  Management  For  Voted - For 
1.5  Elect Donald R. Knauss  Management  For  Voted - For 
1.6  Elect Bradley E. Lerman  Management  For  Voted - For 
1.7  Elect Linda P. Mantia  Management  For  Voted - For 
1.8  Elect Maria Martinez  Management  For  Voted - For 
1.9  Elect Susan R. Salka  Management  For  Voted - For 
1.10  Elect Brian S. Tyler  Management  For  Voted - For 
1.11  Elect Kathleen Wilson-Thompson  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2022 Stock Plan  Management  For  Voted - For 
5  Amendment to the 2000 Employee Stock Purchase Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding 10b5-1 Plans  Shareholder  For  Voted - For 
MERCK & CO., INC.       
Security ID: 58933Y105 Ticker: MRK       
Meeting Date: 23-May-23       
1.1  Elect Douglas M. Baker, Jr.  Management  For  Voted - For 
1.2  Elect Mary Ellen Coe  Management  For  Voted - For 
1.3  Elect Pamela J. Craig  Management  For  Voted - For 

 

256

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Robert M. Davis  Management  For  Voted - For 
1.5  Elect Thomas H. Glocer  Management  For  Voted - For 
1.6  Elect Risa Lavizzo-Mourey  Management  For  Voted - For 
1.7  Elect Stephen L. Mayo  Management  For  Voted - For 
1.8  Elect Paul B. Rothman  Management  For  Voted - For 
1.9  Elect Patricia F. Russo  Management  For  Voted - For 
1.10  Elect Christine E. Seidman  Management  For  Voted - For 
1.11  Elect Inge G. Thulin  Management  For  Voted - For 
1.12  Elect Kathy J. Warden  Management  For  Voted - For 
1.13  Elect Peter C. Wendell  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Access to       
  COVID-19 Products  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Third-Party       
  Political Expenditures Reporting  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Congruency Report of       
  Partnerships with Certain Organizations  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
METSA BOARD CORPORATION       
Security ID: X5327R109 Ticker: METSB       
Meeting Date: 23-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Agenda Item  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Non-Voting Agenda Item  N/A    Non-Voting 
9  Non-Voting Agenda Item  N/A    Non-Voting 
10  Accounts and Reports  Management  For  Voted - For 
11  Allocation of Profits/Dividends  Management  For  Voted - For 
12  Ratification of Board and CEO Acts  Management  For  Voted - For 
13  Remuneration Report  Management  For  Voted - For 
14  Directors' Fees  Management  For  Voted - For 
15  Board Size  Management  For  Voted - For 
16  Election of Directors  Management  For  Voted - For 
17  Authority to Set Auditor's Fees  Management  For  Voted - For 
18  Appointment of Auditor  Management  For  Voted - For 
19  Amendments to Articles  Management  For  Voted - For 

 

257

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
20  Authority to Issue Shares w/ or w/o Preemptive       
  Rights  Management  For  Voted - For 
21  Authority to Repurchase Shares  Management  For  Voted - For 
22  Non-Voting Agenda Item  N/A    Non-Voting 
23  Non-Voting Meeting Note  N/A    Non-Voting 
MICHELIN (CGDE)-B       
Security ID: F61824870 Ticker: ML       
Meeting Date: 12-May-23       
1.1  Elect Barbara Dalibard  Management  For  Voted - For 
1.2  Elect Aruna Jayanthi  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Consolidated Accounts and Reports  Management  For  Voted - For 
9  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
10  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
11  2023 Remuneration Policy (Managers)  Management  For  Voted - For 
12  2023 Remuneration Policy (Supervisory Board)  Management  For  Voted - For 
13  2022 Remuneration Report  Management  For  Voted - For 
14  2022 Remuneration of Florent Menegaux, General       
  Managing Partner and CEO  Management  For  Voted - For 
15  2022 Remuneration of Yves Chapot, General Manager  Management  For  Voted - For 
16  2022 Remuneration of Barbara Dalibard, Supervisory       
  Board Chair  Management  For  Voted - For 
17  Authority to Issue Performance Shares  Management  For  Voted - For 
18  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
19  Authorisation of Legal Formalities  Management  For  Voted - For 
20  Non-Voting Meeting Note  N/A    Non-Voting 
21  Non-Voting Meeting Note  N/A    Non-Voting 
22  Non-Voting Meeting Note  N/A    Non-Voting 
23  Non-Voting Meeting Note  N/A    Non-Voting 
MITSUBISHI SHOKUHIN CO.,LTD       
Security ID: J4445N104 Ticker: 7451       
Meeting Date: 26-Jun-23       
1.1  Elect Yutaka Kyoya  Management  Against  Voted - Against 
1.2  Elect Koichi Enomoto  Management  For  Voted - For 
1.3  Elect Koji Tamura  Management  For  Voted - For 
1.4  Elect Hirohide Hosoda  Management  For  Voted - For 
1.5  Elect Hiroshi Kawamoto  Management  For  Voted - For 
1.6  Elect Wataru Kato  Management  For  Voted - For 

 

258

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Tamaki Kakizaki  Management  For  Voted - For 
1.8  Elect Masahiro Yoshikawa  Management  For  Voted - For 
1.9  Elect Kimiko Kunimasa  Management  For  Voted - For 
1.10  Elect Yoshiharu Ojima  Management  For  Voted - For 
1.11  Elect Eiji Yoshikawa  Management  Against  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
MITSUI & CO.,LTD.       
Security ID: J44690139 Ticker: 8031       
Meeting Date: 21-Jun-23       
1.1  Elect Tatsuo Yasunaga  Management  For  Voted - For 
1.2  Elect Kenichi Hori  Management  For  Voted - For 
1.3  Elect Motoaki Uno  Management  For  Voted - For 
1.4  Elect Yoshiaki Takemasu  Management  For  Voted - For 
1.5  Elect Kazumasa Nakai  Management  For  Voted - For 
1.6  Elect Tetsuya Shigeta  Management  For  Voted - For 
1.7  Elect Makoto Sato  Management  For  Voted - For 
1.8  Elect Toru Matsui  Management  For  Voted - For 
1.9  Elect Tetsuya Daikoku  Management  For  Voted - For 
1.10  Elect Samuel Walsh  Management  For  Voted - For 
1.11  Elect Takeshi Uchiyamada  Management  For  Voted - For 
1.12  Elect Masako Egawa  Management  For  Voted - For 
1.13  Elect Fujiyo Ishiguro  Management  For  Voted - For 
1.14  Elect Sarah L. Casanova  Management  For  Voted - For 
1.15  Elect Jessica TAN Soon Neo  Management  For  Voted - For 
1.16  Elect Hirotatsu Fujiwara  Management  For  Voted - For 
1.17  Elect Makoto Hayashi  Management  For  Voted - For 
1.18  Elect Kimiro Shiotani  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
MIZUHO FINANCIAL GROUP, INC.       
Security ID: J4599L102 Ticker: 8411       
Meeting Date: 23-Jun-23       
1.1  Elect Yoshimitsu Kobayashi  Management  For  Voted - For 
1.2  Elect Ryoji Sato  Management  For  Voted - For 
1.3  Elect Takashi Tsukioka  Management  For  Voted - For 
1.4  Elect Kotaro Ono  Management  For  Voted - For 
1.5  Elect Hiromichi Shinohara  Management  For  Voted - For 
1.6  Elect Masami Yamamoto  Management  For  Voted - For 
1.7  Elect Izumi Kobayashi  Management  For  Voted - For 
1.8  Elect Yumiko Noda  Management  For  Voted - For 
1.9  Elect Seiji Imai  Management  For  Voted - For 
1.10  Elect Hisaaki Hirama  Management  For  Voted - For 

 

259

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect Masahiro Kihara  Management  For  Voted - For 
1.12  Elect Makoto Umemiya  Management  For  Voted - For 
1.13  Elect Motonori Wakabayashi  Management  For  Voted - For 
1.14  Elect Nobuhiro Kaminoyama  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Shareholder Proposal Regarding Aligning Investments       
  with the Paris Agreement  Shareholder  Against  Voted - Against 
MOLSON COORS BEVERAGE COMPANY       
Security ID: 60871R209 Ticker: TAP       
Meeting Date: 17-May-23       
1.1  Elect Roger G. Eaton  Management  For  Voted - For 
1.2  Elect Charles M. Herington  Management  For  Voted - For 
1.3  Elect H. Sanford Riley  Management  Withhold  Voted - Withheld 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
MSC INDUSTRIAL DIRECT CO., INC.       
Security ID: 553530106 Ticker: MSM       
Meeting Date: 25-Jan-23       
1.1  Elect Erik Gershwind  Management  For  Voted - For 
1.2  Elect Louise K. Goeser  Management  For  Voted - For 
1.3  Elect Mitchell Jacobson  Management  For  Voted - For 
1.4  Elect Michael C. Kaufmann  Management  For  Voted - For 
1.5  Elect Steven Paladino  Management  Withhold  Voted - Withheld 
1.6  Elect Philip R. Peller  Management  For  Voted - For 
1.7  Elect Rahquel Purcell  Management  For  Voted - For 
1.8  Elect Rudina Seseri  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2023 Omnibus Incentive Plan  Management  For  Voted - For 
MURPHY USA INC.       
Security ID: 626755102 Ticker: MUSA       
Meeting Date: 04-May-23       
1.1  Elect Claiborne P. Deming  Management  For  Voted - For 
1.2  Elect Jeanne L. Phillips  Management  Against  Voted - Against 
1.3  Elect Jack T. Taylor  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2023 Omnibus Incentive Plan  Management  For  Voted - For 

 

260

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
NATIONAL FUEL GAS COMPANY       
Security ID: 636180101 Ticker: NFG       
Meeting Date: 09-Mar-23       
1.1  Elect David C. Carroll  Management  For  Voted - For 
1.2  Elect Steven C. Finch  Management  For  Voted - For 
1.3  Elect Joseph N. Jaggers  Management  For  Voted - For 
1.4  Elect Jeffrey W. Shaw  Management  For  Voted - For 
1.5  Elect Thomas E. Skains  Management  For  Voted - For 
1.6  Elect David F. Smith  Management  For  Voted - For 
1.7  Elect Ronald J. Tanski  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
NEW MOUNTAIN FINANCE CORPORATION       
Security ID: 647551100 Ticker: NMFC       
Meeting Date: 18-Apr-23       
1.1  Elect Steven B. Klinsky  Management  For  Voted - For 
1.2  Elect Daniel B Hebert  Management  For  Voted - For 
1.3  Elect Rome G. Arnold III  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
NIPPON ELECTRIC GLASS CO., LTD.       
Security ID: J53247110 Ticker: 5214       
Meeting Date: 30-Mar-23       
1.1  Elect Motoharu Matsumoto  Management  For  Voted - For 
1.2  Elect Akira Kishimoto  Management  For  Voted - For 
1.3  Elect Hiroki Yamazaki  Management  For  Voted - For 
1.4  Elect Tomonori Kano  Management  For  Voted - For 
1.5  Elect Mamoru Morii  Management  For  Voted - For 
1.6  Elect Reiko Urade  Management  For  Voted - For 
1.7  Elect Hiroyuki Ito  Management  For  Voted - For 
1.8  Elect Yoshio Ito  Management  For  Voted - For 
1.9  Elect Masahiko Oji  Management  For  Voted - For 
1.10  Elect Yoshihisa Hayashi  Management  Against  Voted - Against 
1.11  Elect Hiroji Indo  Management  For  Voted - For 
1.12  Elect Toru Watanabe as Alternate Statutory Auditor  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 
5  Bonus  Management  For  Voted - For 

 

261

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
NIPPON TELEGRAPH AND TELEPHONE CORPORATION       
Security ID: J59396101 Ticker: 9432       
Meeting Date: 22-Jun-23       
1.1  Elect Keiichiro Yanagi  Management  For  Voted - For 
1.2  Elect Kanae Takahashi  Management  For  Voted - For 
1.3  Elect Hideki Kanda  Management  For  Voted - For 
1.4  Elect Kaoru Kashima Kaoru Taya  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
NOVARTIS AG       
Security ID: H5820Q150 Ticker: NOVN       
Meeting Date: 07-Mar-23       
1.1  Elect Jorg Reinhardt as Board Chair  Management  For  Voted - For 
1.2  Elect Nancy C. Andrews  Management  For  Voted - For 
1.3  Elect Ton Buchner  Management  For  Voted - For 
1.4  Elect Patrice Bula  Management  For  Voted - For 
1.5  Elect Elizabeth Doherty  Management  For  Voted - For 
1.6  Elect Bridgette P. Heller  Management  For  Voted - For 
1.7  Elect Daniel Hochstrasser  Management  For  Voted - For 
1.8  Elect Frans van Houten  Management  For  Voted - For 
1.9  Elect Simon Moroney  Management  For  Voted - For 
1.10  Elect Ana de Pro Gonzalo  Management  For  Voted - For 
1.11  Elect Charles L. Sawyers  Management  For  Voted - For 
1.12  Elect William T. Winters  Management  For  Voted - For 
1.13  Elect John D. Young  Management  For  Voted - For 
1.14  Elect Patrice Bula as Compensation Committee Member  Management  For  Voted - For 
1.15  Elect Bridgette P. Heller as Compensation Committee       
  Member  Management  For  Voted - For 
1.16  Elect Simon Moroney as Compensation Committee Chair  Management  For  Voted - For 
1.17  Elect William T. Winters as Compensation Committee       
  Member  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Accounts and Reports  Management  For  Voted - For 
6  Ratification of Board and Management Acts  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Cancellation of Shares and Reduction in Share       
  Capital  Management  For  Voted - For 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Amendments to Articles (Virtual General Meetings)  Management  For  Voted - For 
11  Amendments to Articles (Miscellaneous)  Management  For  Voted - For 
12  Amendments to Articles (Alignment with Law)  Management  For  Voted - For 
13  Board Compensation  Management  For  Voted - For 

 

262

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
14  Executive Compensation  Management  For  Voted - For 
15  Compensation Report  Management  For  Voted - For 
16  Appointment of Auditor  Management  For  Voted - For 
17  Appointment of Independent Proxy  Management  For  Voted - For 
18  Transaction of Other Business  Management  Against  Voted - Against 
OAKTREE SPECIALTY LENDING CORPORATION       
Security ID: 67401P108 Ticker: OCSL       
Meeting Date: 20-Jan-23       
1.1  Elect John B. Frank  Management  For  Voted - For 
1.2  Elect Bruce Zimmerman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Merger/Acquisition  Management  For  Voted - For 
4  Reverse Stock Split  Management  For  Voted - For 
OAKTREE SPECIALTY LENDING CORPORATION       
Security ID: 67401P405 Ticker: OCSL       
Meeting Date: 17-Mar-23       
1  Authority to Sell or Issue Shares Below Net Asset       
  Value  Management  For  Voted - For 
OCEANFIRST FINANCIAL CORP.       
Security ID: 675234108 Ticker: OCFC       
Meeting Date: 23-May-23       
1.1  Elect Anthony R. Coscia  Management  Withhold  Voted - Withheld 
1.2  Elect Michael D. Devlin  Management  For  Voted - For 
1.3  Elect Jack M. Farris  Management  For  Voted - For 
1.4  Elect Kimberly M. Guadagno  Management  For  Voted - For 
1.5  Elect Nicos Katsoulis  Management  For  Voted - For 
1.6  Elect Joseph J. Lebel III  Management  For  Voted - For 
1.7  Elect Christopher D. Maher  Management  For  Voted - For 
1.8  Elect Joseph M. Murphy, Jr.  Management  For  Voted - For 
1.9  Elect Steven M. Scopellite  Management  For  Voted - For 
1.10  Elect Grace C. Torres  Management  For  Voted - For 
1.11  Elect Patricia L. Turner  Management  For  Voted - For 
1.12  Elect John E. Walsh  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

263

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ORACLE CORPORATION       
Security ID: 68389X105 Ticker: ORCL       
Meeting Date: 16-Nov-22       
1.1  Elect Awo Ablo  Management  For  Voted - For 
1.2  Elect Jeffrey S. Berg  Management  For  Voted - For 
1.3  Elect Michael J. Boskin  Management  For  Voted - For 
1.4  Elect Safra A. Catz  Management  Withhold  Voted - Withheld 
1.5  Elect Bruce R. Chizen  Management  For  Voted - For 
1.6  Elect George H. Conrades  Management  Withhold  Voted - Withheld 
1.7  Elect Lawrence J. Ellison  Management  For  Voted - For 
1.8  Elect Rona Fairhead  Management  For  Voted - For 
1.9  Elect Jeffrey O. Henley  Management  For  Voted - For 
1.10  Elect Renee J. James  Management  For  Voted - For 
1.11  Elect Charles W. Moorman IV  Management  Withhold  Voted - Withheld 
1.12  Elect Leon E. Panetta  Management  Withhold  Voted - Withheld 
1.13  Elect William G. Parrett  Management  For  Voted - For 
1.14  Elect Naomi O. Seligman  Management  Withhold  Voted - Withheld 
1.15  Elect Vishal Sikka  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  Against  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
ORANGE       
Security ID: F6866T100 Ticker: ORA       
Meeting Date: 23-May-23       
1.1  Elect Anne Lange  Management  For  Voted - For 
1.2  Elect Anne-Gabrielle Heilbronner  Management  Against  Voted - Against 
1.3  Elect Alexandre Pierre Alain Bompard  Management  Against  Voted - Against 
1.4  Elect Momar Nguer  Management  For  Voted - For 
1.5  Elect Gilles Grapinet  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Non-Voting Meeting Note  N/A    Non-Voting 
10  Accounts and Reports  Management  For  Voted - For 
11  Consolidated Accounts and Reports  Management  For  Voted - For 
12  Allocation of Profits/Dividends  Management  For  Voted - For 
13  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
14  2022 Remuneration Report  Management  For  Voted - For 
15  2022 Remuneration of Stephane Richard, Chair and       
  CEO (until April 3, 2022)  Management  For  Voted - For 

 

264

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
16  2022 Remuneration of Stephane Richard, Chair (from       
  April 4, 2022 until May 19, 2022)  Management  For  Voted - For 
17  2022 Remuneration of Christel Heydemann, CEO (from       
  April 4, 2022)  Management  For  Voted - For 
18  2022 Remuneration of Jacques Aschenbroich, Chair       
  (from May 19, 2022)  Management  For  Voted - For 
19  2022 Remuneration of Ramon Fernandez, Deputy CEO       
  (Until December 31, 2022)  Management  For  Voted - For 
20  2023 Remuneration Policy (Chair)  Management  For  Voted - For 
21  2023 Remuneration Policy (CEO)  Management  For  Voted - For 
22  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
23  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
24  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  Abstain  Voted - Abstain 
25  Authority to Issue Shares and Convertible Debt w/o       
  Preemptive Rights  Management  Abstain  Voted - Abstain 
26  Authority to Issue Shares and Convertible Debt       
  Through Private Placement  Management  Abstain  Voted - Abstain 
27  Greenshoe  Management  Abstain  Voted - Abstain 
28  Authority to Increase Capital in Case of Exchange       
  Offers  Management  Abstain  Voted - Abstain 
29  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  Abstain  Voted - Abstain 
30  Global Ceiling on Capital Increases  Management  For  Voted - For 
31  Authority to Issue Performance Shares  Management  For  Voted - For 
32  Employee Stock Purchase Plan  Management  For  Voted - For 
33  Authority to Increase Capital Through       
  Capitalisations  Management  For  Voted - For 
34  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
35  Authorisation of Legal Formalities  Management  For  Voted - For 
36  Shareholder Proposal A Regarding Limit on Board       
  Memberships  Shareholder  Against  Voted - Against 
37  Shareholder Proposal B regarding Amending ESG       
  Metrics and Potential Dilution of Equity       
  Compensation Plan  Shareholder  Against  Voted - Against 
38  Shareholder Proposal C regarding Amending ESG       
  Metrics of Equity Compensation Plan  Shareholder  Against  Voted - Against 
39  Shareholder Proposal D Regarding Equity       
  Remuneration for Employee  Shareholder  Against  Voted - Against 
ORGANON & CO.       
Security ID: 68622V106 Ticker: OGN       
Meeting Date: 06-Jun-23       
1.1  Elect Carrie S. Cox  Management  For  Voted - For 
1.2  Elect Alan Ezekowitz  Management  For  Voted - For 
1.3  Elect Helene D. Gayle  Management  For  Voted - For 
1.4  Elect Deborah Leone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

265

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ORKLA ASA       
Security ID: R67787102 Ticker: ORK       
Meeting Date: 13-Apr-23       
1.1  Elect Stein Erik Hagen  Management  For  Voted - For 
1.2  Elect Liselott Kilaas  Management  For  Voted - For 
1.3  Elect Peter Agnefjall  Management  Against  Voted - Against 
1.4  Elect Anna Mossberg  Management  For  Voted - For 
1.5  Elect Christina Fagerberg  Management  For  Voted - For 
1.6  Elect Rolv Erik Ryssdal  Management  For  Voted - For 
1.7  Elect Caroline Marie Hagen Kjos  Management  For  Voted - For 
1.8  Elect Stein Erik Hagen as Chair  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Opening of Meeting; Election of Presiding Chair  Management  For  Voted - For 
7  Accounts and Reports; Allocation of Profits and       
  Dividends  Management  For  Voted - For 
8  Remuneration Policy  Management  For  Voted - For 
9  Remuneration Report  Management  Against  Voted - Against 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  Authority to Repurchase Shares and issue treasury       
  shares (Incentive plans)  Management  For  Voted - For 
12  Authority to Repurchase Shares for cancellation  Management  For  Voted - For 
13  Appointment of Nomination Committee  Management  For  Voted - For 
14  Directors' Fees  Management  For  Voted - For 
15  Nomination Committee Fees  Management  For  Voted - For 
16  Authority to Set Auditor's Fees  Management  For  Voted - For 
17  Non-Voting Meeting Note  N/A    Non-Voting 
18  Non-Voting Meeting Note  N/A    Non-Voting 
19  Non-Voting Meeting Note  N/A    Non-Voting 
20  Non-Voting Meeting Note  N/A    Non-Voting 
ORORA LIMITED       
Security ID: Q7142U117 Ticker: ORA       
Meeting Date: 20-Oct-22       
1.1  Re-elect Rob Sindel  Management  For  Voted - For 
1.2  Re-elect Tom Gorman  Management  For  Voted - For 
1.3  Elect Michael Fraser  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Equity Grant (MD/CEO Brian Lowe - STI)  Management  For  Voted - For 
5  Equity Grant (MD/CEO Brian Lowe - LTI)  Management  For  Voted - For 
6  Remuneration Report  Management  For  Voted - For 
7  Appointment of Auditor  Management  For  Voted - For 

 

266

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
OSI SYSTEMS, INC.       
Security ID: 671044105 Ticker: OSIS       
Meeting Date: 13-Dec-22       
1.1  Elect Deepak Chopra  Management  For  Voted - For 
1.2  Elect William F. Ballhaus, Jr.  Management  For  Voted - For 
1.3  Elect Kelli Bernard  Management  For  Voted - For 
1.4  Elect Gerald Chizever  Management  Withhold  Voted - Withheld 
1.5  Elect James B. Hawkins  Management  Withhold  Voted - Withheld 
1.6  Elect Meyer Luskin  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  Against  Voted - Against 
OTTER TAIL CORPORATION       
Security ID: 689648103 Ticker: OTTR       
Meeting Date: 17-Apr-23       
1.1  Elect John D. Erickson  Management  For  Voted - For 
1.2  Elect Nathan I. Partain  Management  For  Voted - For 
1.3  Elect Jeanne H. Crain  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
PACKAGING CORPORATION OF AMERICA       
Security ID: 695156109 Ticker: PKG       
Meeting Date: 02-May-23       
1.1  Elect Cheryl K. Beebe  Management  For  Voted - For 
1.2  Elect Duane C. Farrington  Management  For  Voted - For 
1.3  Elect Donna A. Harman  Management  For  Voted - For 
1.4  Elect Mark W. Kowlzan  Management  For  Voted - For 
1.5  Elect Robert C. Lyons  Management  For  Voted - For 
1.6  Elect Thomas P. Maurer  Management  For  Voted - For 
1.7  Elect Samuel M. Mencoff  Management  For  Voted - For 
1.8  Elect Roger B. Porter  Management  Against  Voted - Against 
1.9  Elect Thomas S. Souleles  Management  For  Voted - For 
1.10  Elect Paul T. Stecko  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

267

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
PFIZER INC.       
Security ID: 717081103 Ticker: PFE       
Meeting Date: 27-Apr-23       
1.1  Elect Ronald E. Blaylock  Management  For  Voted - For 
1.2  Elect Albert Bourla  Management  For  Voted - For 
1.3  Elect Susan Desmond-Hellmann  Management  For  Voted - For 
1.4  Elect Joseph J. Echevarria  Management  For  Voted - For 
1.5  Elect Scott Gottlieb  Management  For  Voted - For 
1.6  Elect Helen H. Hobbs  Management  For  Voted - For 
1.7  Elect Susan Hockfield  Management  For  Voted - For 
1.8  Elect Dan R. Littman  Management  For  Voted - For 
1.9  Elect Shantanu Narayen  Management  For  Voted - For 
1.10  Elect Suzanne Nora Johnson  Management  For  Voted - For 
1.11  Elect James Quincey  Management  For  Voted - For 
1.12  Elect James C. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
7  Shareholder Proposal Regarding Intellectual Property  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
POWERTECH TECHNOLOGY INC.       
Security ID: Y7083Y103 Ticker: 6239       
Meeting Date: 31-May-23       
1.1  Elect TSAI Duh-Kung  Management  For  Voted - For 
1.2  Elect LEU Jhao-Siang  Management  For  Voted - For 
1.3  Elect KOGUCHI Shigeo  Management  For  Voted - For 
1.4  Elect WU Dephne  Management  For  Voted - For 
1.5  Elect Boris Hsieh  Management  For  Voted - For 
1.6  Elect HARA Kenjiro  Management  For  Voted - For 
1.7  Elect Morgan Chang  Management  For  Voted - For 
1.8  Elect LEE Pei-Ing  Management  For  Voted - For 
1.9  Elect CHEN Jui-Tsung  Management  For  Voted - For 
1.10  Elect TUNG Chao-Chin  Management  For  Voted - For 
2  to Ratify the Report of Business and the Audited       
  Financial Statements of Year 2022.  Management  For  Voted - For 
3  to Approve the Year 2022 Earnings Distribution       
  Plan. Proposed Cash Dividend: Twd 7 Per Share.  Management  For  Voted - For 

 

268

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Authority to Issue Stock w/ or w/out Preemptive       
  Rights  Management  For  Voted - For 
5  To review and approve the Waiver of the       
  Non-Competition Clause imposed on new Directors.  Management  For  Voted - For 
QUEBECOR INC.       
Security ID: 748193208 Ticker: QBR.A       
Meeting Date: 11-May-23       
1.1  Elect Chantal Belanger  Management  For  Voted - For 
1.2  Elect Lise Croteau  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Non-Voting Meeting Note  N/A    Non-Voting 
QUEST DIAGNOSTICS INCORPORATED       
Security ID: 74834L100 Ticker: DGX       
Meeting Date: 17-May-23       
1.1  Elect James E. Davis  Management  For  Voted - For 
1.2  Elect Luis Diaz, Jr.  Management  For  Voted - For 
1.3  Elect Tracey C. Doi  Management  For  Voted - For 
1.4  Elect Vicky B. Gregg  Management  For  Voted - For 
1.5  Elect Wright L. Lassiter III  Management  For  Voted - For 
1.6  Elect Timothy L. Main  Management  For  Voted - For 
1.7  Elect Denise M. Morrison  Management  For  Voted - For 
1.8  Elect Gary M. Pfeiffer  Management  For  Voted - For 
1.9  Elect Timothy M. Ring  Management  For  Voted - For 
1.10  Elect Gail R. Wilensky  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the Long-Term Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding GHG Targets and       
  Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
REDES ENERGETICAS NACIONAIS SGPS SA       
Security ID: X70955103 Ticker: RENE       
Meeting Date: 27-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Election of Directors  Management  For  Voted - For 
5  Accounts and Reports; Remuneration Report  Management  For  Voted - For 

 

269

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Ratification of Board and Supervisory Council Acts  Management  For  Voted - For 
8  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
9  Authority to Trade in Company Debt Instruments  Management  For  Voted - For 
10  Amendment of Remuneration Policy  Management  For  Voted - For 
11  Non-Voting Meeting Note  N/A    Non-Voting 
12  Non-Voting Meeting Note  N/A    Non-Voting 
13  Non-Voting Meeting Note  N/A    Non-Voting 
14  Non-Voting Meeting Note  N/A    Non-Voting 
RELIANCE STEEL & ALUMINUM CO.       
Security ID: 759509102 Ticker: RS       
Meeting Date: 17-May-23       
1.1  Elect Lisa L. Baldwin  Management  For  Voted - For 
1.2  Elect Karen W. Colonias  Management  For  Voted - For 
1.3  Elect Frank J. Dellaquila  Management  For  Voted - For 
1.4  Elect James D. Hoffman  Management  For  Voted - For 
1.5  Elect Mark V. Kaminski  Management  For  Voted - For 
1.6  Elect Karla R. Lewis  Management  For  Voted - For 
1.7  Elect Robert A. McEvoy  Management  For  Voted - For 
1.8  Elect David W. Seeger  Management  For  Voted - For 
1.9  Elect Douglas W. Stotlar  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
REPSOL, S.A.       
Security ID: E8471S130 Ticker: REP       
Meeting Date: 24-May-23       
1.1  Elect Antonio Brufau Niubo  Management  For  Voted - For 
1.2  Elect Josu Jon Imaz San Miguel  Management  For  Voted - For 
1.3  Elect Arantza Estefania Larranaga  Management  For  Voted - For 
1.4  Elect Maria Teresa Garcia Mila Lloveras  Management  For  Voted - For 
1.5  Elect Henri Philippe Reichstul  Management  For  Voted - For 
1.6  Elect John Robinson West  Management  For  Voted - For 
1.7  Elect Maria del Pino Velazquez Medina  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Report on Non-Financial Information  Management  For  Voted - For 
7  Ratification of Board Acts  Management  For  Voted - For 
8  Appointment of Auditor  Management  For  Voted - For 
9  Special Dividend  Management  For  Voted - For 

 

270

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
10  First Authority to Cancel Tresury Shares and Reduce       
  Capital  Management  For  Voted - For 
11  Second Authority to Cancel Tresury Shares and       
  Reduce Capital  Management  For  Voted - For 
12  Authority to Issue Debt Instruments  Management  For  Voted - For 
13  Ratify Co-Option of Manuel Manrique Cecilia  Management  For  Voted - For 
14  Remuneration Report  Management  For  Voted - For 
15  Remuneration Policy  Management  For  Voted - For 
16  Share Purchase Plan  Management  For  Voted - For 
17  Authorisation of Legal Formalities  Management  For  Voted - For 
18  Non-Voting Meeting Note  N/A    Non-Voting 
RHB BANK BERHAD       
Security ID: Y72783106 Ticker: RHBBANK       
Meeting Date: 10-May-23       
1.1  Elect ONG Leong Huat Wong Joo Hwa  Management  For  Voted - For 
1.2  Elect ONG Ai Lin  Management  For  Voted - For 
1.3  Elect Mohamad Nasir Ab Latif  Management  For  Voted - For 
1.4  Elect Donald Joshua Jaganathan  Management  For  Voted - For 
2  Directors' Fees and Committees' Allowances  Management  For  Voted - For 
3  Directors' Remuneration (Excluding Fees and       
  Committee Allowances)  Management  For  Voted - For 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
6  Authority to Issue Shares under the Dividend       
  Reinvestment Plan  Management  For  Voted - For 
SAMSUNG CARD CO., LTD       
Security ID: Y7T70U105 Ticker: 029780       
Meeting Date: 16-Mar-23       
1.1  Elect IM Hye Ran  Management  For  Voted - For 
1.2  Elect KIM Dae Hwan  Management  Against  Voted - Against 
1.3  Elect CHOI Jung Hoon  Management  For  Voted - For 
1.4  Election of Independent Director to Be Appointed as       
  Audit Committee Member: KANG Tae Soo  Management  Against  Voted - Against 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  Against  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 
SANOFI       
Security ID: F5548N101 Ticker: SAN       
Meeting Date: 25-May-23       
1.1  Elect Frederic Oudea  Management  For  Voted - For 

 

271

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Accounts and Reports; Non Tax-Deductible Expenses  Management  For  Voted - For 
7  Consolidated Accounts and Reports  Management  For  Voted - For 
8  Allocation of Profits/Dividends  Management  For  Voted - For 
9  2022 Remuneration Report  Management  For  Voted - For 
10  2022 Remuneration of Serge Weinberg, Chair  Management  For  Voted - For 
11  2022 Remuneration of Paul Hudson, CEO  Management  For  Voted - For 
12  2023 Directors' Fees  Management  For  Voted - For 
13  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
14  2023 Remuneration Policy (Chair)  Management  For  Voted - For 
15  2023 Remuneration Policy (CEO)  Management  For  Voted - For 
16  Appointment of Auditor (PwC)  Management  For  Voted - For 
17  Relocation of Corporate Headquarters  Management  For  Voted - For 
18  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
19  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
20  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  For  Voted - For 
21  Authority to Issue Shares and Convertible Debt w/o       
  Preemptive Rights  Management  For  Voted - For 
22  Authority to Issue Shares and/or Convertible Debt       
  Through Private Placement  Management  For  Voted - For 
23  Authority to Issue Debt Instruments  Management  For  Voted - For 
24  Greenshoe  Management  For  Voted - For 
25  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  For  Voted - For 
26  Authority to Increase Capital Through       
  Capitalisations  Management  For  Voted - For 
27  Employee Stock Purchase Plan  Management  For  Voted - For 
28  Authorisation of Legal Formalities  Management  For  Voted - For 
29  Non-Voting Meeting Note  N/A    Non-Voting 
30  Non-Voting Meeting Note  N/A    Non-Voting 
31  Non-Voting Meeting Note  N/A    Non-Voting 
32  Non-Voting Meeting Note  N/A    Non-Voting 
SCANDINAVIAN TOBACCO GROUP AS       
Security ID: K8553U105 Ticker: STG       
Meeting Date: 13-Apr-23       
1.1  Elect Henrik Brandt  Management  For  Voted - For 
1.2  Elect Dianne Neal Blixt  Management  For  Voted - For 
1.3  Elect Marlene Forsell  Management  For  Voted - For 
1.4  Elect Claus Gregersen  Management  For  Voted - For 
1.5  Elect Anders Obel  Management  For  Voted - For 
1.6  Elect Henrik Amsinck  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 

 

272

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Accounts and Reports  Management  For  Voted - For 
8  Allocation of Profits/Dividends  Management  For  Voted - For 
9  Remuneration Report  Management  For  Voted - For 
10  Directors' Fees  Management  For  Voted - For 
11  Authority to Reduce Share Capital  Management  For  Voted - For 
12  Indemnification of Board of Directors and Executive       
  Management  Management  For  Voted - For 
13  Amendments to Remuneration Policy  Management  For  Voted - For 
14  Appointment of Auditor  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Non-Voting Meeting Note  N/A    Non-Voting 
SCHNEIDER NATIONAL, INC.       
Security ID: 80689H102 Ticker: SNDR       
Meeting Date: 24-Apr-23       
1.1  Elect Jyoti Chopra  Management  For  Voted - For 
1.2  Elect James R. Giertz  Management  For  Voted - For 
1.3  Elect Robert W. Grubbs  Management  For  Voted - For 
1.4  Elect Robert M. Knight, Jr.  Management  For  Voted - For 
1.5  Elect Therese A. Koller  Management  For  Voted - For 
1.6  Elect Mark B. Rourke  Management  For  Voted - For 
1.7  Elect John A.C. Swainson  Management  Withhold  Voted - Withheld 
1.8  Elect James L. Welch  Management  For  Voted - For 
1.9  Elect Kathleen M. Zimmermann  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION       
Security ID: 808625107 Ticker: SAIC       
Meeting Date: 07-Jun-23       
1.1  Elect Garth N. Graham  Management  For  Voted - For 
1.2  Elect Carolyn B. Handlon  Management  For  Voted - For 
1.3  Elect Yvette Kanouff  Management  For  Voted - For 
1.4  Elect Nazzic S. Keene  Management  For  Voted - For 
1.5  Elect Timothy J. Mayopoulos  Management  For  Voted - For 
1.6  Elect Katharina G. McFarland  Management  For  Voted - For 
1.7  Elect Milford W. McGuirt  Management  For  Voted - For 
1.8  Elect Donna S. Morea  Management  For  Voted - For 
1.9  Elect James C. Reagan  Management  For  Voted - For 
1.10  Elect Steven R. Shane  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

273

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Ratification of Auditor  Management  For  Voted - For 
4  Approval of the 2023 Equity Incentive Plan  Management  For  Voted - For 
5  Amendment to the 2013 Employee Stock Purchase Plan  Management  For  Voted - For 
SEAGATE TECHNOLOGY HOLDINGS PLC       
Security ID: G7997R103 Ticker: STX       
Meeting Date: 24-Oct-22       
1.1  Elect Shankar Arumugavelu  Management  For  Voted - For 
1.2  Elect Pratik S. Bhatt  Management  For  Voted - For 
1.3  Elect Judy Bruner  Management  For  Voted - For 
1.4  Elect Michael R. Cannon  Management  For  Voted - For 
1.5  Elect Richard L. Clemmer  Management  For  Voted - For 
1.6  Elect Yolanda L. Conyers  Management  For  Voted - For 
1.7  Elect Jay L. Geldmacher  Management  For  Voted - For 
1.8  Elect Dylan G. Haggart  Management  For  Voted - For 
1.9  Elect William D. Mosley  Management  For  Voted - For 
1.10  Elect Stephanie Tilenius  Management  For  Voted - For 
1.11  Elect Edward J. Zander  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  Against  Voted - Against 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Authority to Set the Reissue Price Of Treasury       
  Shares  Management  Against  Voted - Against 
SEALED AIR CORPORATION       
Security ID: 81211K100 Ticker: SEE       
Meeting Date: 18-May-23       
1.1  Elect Elizabeth M. Adefioye  Management  For  Voted - For 
1.2  Elect Zubaid Ahmad  Management  For  Voted - For 
1.3  Elect Kevin C. Berryman  Management  For  Voted - For 
1.4  Elect Francoise Colpron  Management  For  Voted - For 
1.5  Elect Edward L. Doheny II  Management  For  Voted - For 
1.6  Elect Clay M. Johnson  Management  For  Voted - For 
1.7  Elect Henry R. Keizer  Management  For  Voted - For 
1.8  Elect Harry A. Lawton III  Management  For  Voted - For 
1.9  Elect Suzanne B. Rowland  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
SHELL PLC       
Security ID: G80827101 Ticker: SHEL       
Meeting Date: 23-May-23       
1.1  Elect Wael Sawan  Management  For  Voted - For 

 

274

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Cyrus Taraporevala  Management  For  Voted - For 
1.3  Elect Sir Charles Roxburgh  Management  For  Voted - For 
1.4  Elect Leena Srivastava  Management  For  Voted - For 
1.5  Elect Sinead Gorman  Management  For  Voted - For 
1.6  Elect Dick Boer  Management  For  Voted - For 
1.7  Elect Neil A.P. Carson  Management  For  Voted - For 
1.8  Elect Ann F. Godbehere  Management  For  Voted - For 
1.9  Elect Jane Holl Lute  Management  For  Voted - For 
1.10  Elect Catherine J. Hughes  Management  For  Voted - For 
1.11  Elect Sir Andrew Mackenzie  Management  For  Voted - For 
1.12  Elect Abraham Schot  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Remuneration Policy  Management  For  Voted - For 
5  Remuneration Report  Management  For  Voted - For 
6  Appointment of Auditor  Management  For  Voted - For 
7  Authority to Set Auditor's Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
10  Authority to Repurchase Shares  Management  For  Voted - For 
11  Authority to Repurchase Shares (Off-Market)  Management  For  Voted - For 
12  Authorisation of Political Donations  Management  For  Voted - For 
13  Adoption of New Articles  Management  For  Voted - For 
14  Performance Share Plan  Management  For  Voted - For 
15  Approval of Energy Transition Progress  Management  For  Voted - For 
16  Shareholder Proposal Regarding Scope 3 GHG Target       
  and Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
17  Non-Voting Meeting Note  N/A    Non-Voting 
SHENZHEN EXPRESSWAY CORPORATION LIMITED       
Security ID: Y7741B107 Ticker: 0548       
Meeting Date: 18-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Termination of Merger by Absorption  Management  For  Voted - For 
3  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 16-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report  Management  For  Voted - For 
3  Supervisors' Report  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  2023 Budget Report  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Give Guarantees  Management  Abstain  Voted - Abstain 
9  Adoption of Revised Management Rules for Selection       
  of the Group's Annual Audit Accountants Firms  Management  For  Voted - For 

 

275

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
10  Issue Size  Management  For  Voted - For 
11  Target Subscribers and Arrangement for Placement to       
  Shareholders  Management  For  Voted - For 
12  Type of the Debenture  Management  For  Voted - For 
13  Maturity  Management  For  Voted - For 
14  Interest Rate  Management  For  Voted - For 
15  Use of Proceeds  Management  For  Voted - For 
16  Listing  Management  For  Voted - For 
17  Guarantee  Management  For  Voted - For 
18  Validity of the Resolution  Management  For  Voted - For 
19  Authorisation Arrangement  Management  For  Voted - For 
SINOPAC FINANCIAL HOLDINGS CO., LTD.       
Security ID: Y8009U100 Ticker: 2890       
Meeting Date: 24-May-23       
1.1  Elect CHEN Shi-Kuan  Management  For  Voted - For 
1.2  Elect Stanley CHU  Management  For  Voted - For 
1.3  Elect TSAO Wei-Thyr  Management  For  Voted - For 
1.4  Elect YEH Chi-Hsing  Management  For  Voted - For 
1.5  Elect PAN Wei-Ta  Management  For  Voted - For 
1.6  Elect SU Huey-Jen  Management  For  Voted - For 
1.7  Elect MA Wen-Ling  Management  For  Voted - For 
2  2022 Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Capitalization of Profits and Issuance of New Shares  Management  For  Voted - For 
5  Amendments to Articles  Management  For  Voted - For 
6  Non-Compete Restrictions for Directors  Management  For  Voted - For 
SK TELECOM CO., LTD       
Security ID: Y4935N104 Ticker: 017670       
Meeting Date: 28-Mar-23       
1.1  Elect KIM Yong Hak  Management  For  Voted - For 
1.2  Elect KIM Jun Mo  Management  For  Voted - For 
1.3  Elect OH Hye Yeon  Management  For  Voted - For 
1.4  Election of Audit Committee Member: KIM Yong Hak  Management  For  Voted - For 
1.5  Election of Audit Committee Member: OH Hye Yeon  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  Against  Voted - Against 
3  Share Option Grant  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 

 

276

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
SNAP-ON INCORPORATED       
Security ID: 833034101 Ticker: SNA       
Meeting Date: 27-Apr-23       
1.1  Elect David C. Adams  Management  Against  Voted - Against 
1.2  Elect Karen L. Daniel  Management  For  Voted - For 
1.3  Elect Ruth Ann M. Gillis  Management  For  Voted - For 
1.4  Elect James P. Holden  Management  For  Voted - For 
1.5  Elect Nathan J. Jones  Management  For  Voted - For 
1.6  Elect Henry W. Knueppel  Management  For  Voted - For 
1.7  Elect W. Dudley Lehman  Management  For  Voted - For 
1.8  Elect Nicholas T. Pinchuk  Management  For  Voted - For 
1.9  Elect Gregg M. Sherrill  Management  For  Voted - For 
1.10  Elect Donald J. Stebbins  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
SONOCO PRODUCTS COMPANY       
Security ID: 835495102 Ticker: SON       
Meeting Date: 19-Apr-23       
1.1  Elect Steven L. Boyd  Management  For  Voted - For 
1.2  Elect R. Howard Coker  Management  For  Voted - For 
1.3  Elect Pamela L. Davies  Management  For  Voted - For 
1.4  Elect Theresa J. Drew  Management  For  Voted - For 
1.5  Elect Philippe Guillemot  Management  For  Voted - For 
1.6  Elect John R. Haley  Management  For  Voted - For 
1.7  Elect Robert R. Hill, Jr.  Management  For  Voted - For 
1.8  Elect Eleni Istavridis  Management  For  Voted - For 
1.9  Elect Richard G. Kyle  Management  For  Voted - For 
1.10  Elect Blythe J. McGarvie  Management  For  Voted - For 
1.11  Elect Thomas E. Whiddon  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
SPROUTS FARMERS MARKET, INC.       
Security ID: 85208M102 Ticker: SFM       
Meeting Date: 24-May-23       
1.1  Elect Joel D. Anderson  Management  For  Voted - For 
1.2  Elect Terri Funk Graham  Management  For  Voted - For 
1.3  Elect Douglas G. Rauch  Management  For  Voted - For 

 

277

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
STELLA-JONES INC.       
Security ID: 85853F105 Ticker: SJ       
Meeting Date: 10-May-23       
1.1  Elect Robert Coallier  Management  For  Voted - For 
1.2  Elect Anne Giardini  Management  For  Voted - For 
1.3  Elect Rhodri J Harries  Management  For  Voted - For 
1.4  Elect Karen Laflamme  Management  For  Voted - For 
1.5  Elect Katherine A. Lehman  Management  For  Voted - For 
1.6  Elect James A. Manzi, Jr.  Management  For  Voted - For 
1.7  Elect Douglas W. Muzyka  Management  For  Voted - For 
1.8  Elect Sara OBrien  Management  For  Voted - For 
1.9  Elect Simon Pelletier  Management  For  Voted - For 
1.10  Elect Eric Vachon  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
SWEDBANK AB       
Security ID: W94232100 Ticker: SWEDA       
Meeting Date: 30-Mar-23       
1.1  Elect Goran Bengtsson  Management  For  Voted - For 
1.2  Elect Annika Creutzer  Management  For  Voted - For 
1.3  Elect Hans Eckerstrom  Management  Against  Voted - Against 
1.4  Elect Kerstin Hermansson  Management  For  Voted - For 
1.5  Elect Helena Liljedahl  Management  For  Voted - For 
1.6  Elect Bengt Erik Lindgren  Management  For  Voted - For 
1.7  Elect Anna Mossberg  Management  Against  Voted - Against 
1.8  Elect Per Olof Nyman  Management  For  Voted - For 
1.9  Elect Biljana Pehrsson  Management  For  Voted - For 
1.10  Elect Goran Persson  Management  For  Voted - For 
1.11  Elect Biorn Riese  Management  For  Voted - For 
1.12  Elect Goran Persson as Chair  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Election of Presiding Chair  Management  For  Voted - For 
9  Non-Voting Agenda Item  N/A    Non-Voting 
10  Agenda  Management  For  Voted - For 
11  Non-Voting Agenda Item  N/A    Non-Voting 

 

278

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
12  Compliance with the Rules of Convocation  Management  For  Voted - For 
13  Non-Voting Agenda Item  N/A    Non-Voting 
14  Non-Voting Agenda Item  N/A    Non-Voting 
15  Accounts and Reports  Management  For  Voted - For 
16  Allocation of Profits/Dividends  Management  For  Voted - For 
17  Ratification of Bo Bengtsson  Management  For  Voted - For 
18  Ratification of Goran Bengtsson  Management  For  Voted - For 
19  Ratification of Annika Creutzer  Management  For  Voted - For 
20  Ratification of Hans Eckerstrom  Management  For  Voted - For 
21  Ratification of Kerstin Hermansson  Management  For  Voted - For 
22  Ratification of Helena Liljedahl  Management  For  Voted - For 
23  Ratification of Bengt Erik Lindgren  Management  For  Voted - For 
24  Ratification of Anna Mossberg  Management  For  Voted - For 
25  Ratification of Per Olof Nyman  Management  For  Voted - For 
26  Ratification of Biljana Pehrsson  Management  For  Voted - For 
27  Ratification of Goran Persson  Management  For  Voted - For 
28  Ratification of Biorn Riese  Management  For  Voted - For 
29  Ratification of Bo Magnusson  Management  For  Voted - For 
30  Ratification of Jens Henriksson (CEO)  Management  For  Voted - For 
31  Ratification of Roger Ljung  Management  For  Voted - For 
32  Ratification of Ake Skoglund  Management  For  Voted - For 
33  Ratification of Henrik Joelsson  Management  For  Voted - For 
34  Ratification of Camilla Linder  Management  For  Voted - For 
35  Board Size  Management  For  Voted - For 
36  Directors and Auditors' Fees  Management  For  Voted - For 
37  Appointment of Auditor  Management  For  Voted - For 
38  Approval of Nomination Committee Guidelines  Management  For  Voted - For 
39  Remuneration Policy  Management  For  Voted - For 
40  Authority to Repurchase Shares Related to       
  Securities Operations  Management  For  Voted - For 
41  Authority to Repurchase Shares  Management  For  Voted - For 
42  Authority to Issue Convertible Debt Instruments  Management  For  Voted - For 
43  Adoption of Share-Based Incentives (Eken 2023)  Management  For  Voted - For 
44  Adoption of Share-Based Incentives (IP 2023)  Management  For  Voted - For 
45  Capital Authorities Pursuant to Inventive Plans  Management  For  Voted - For 
46  Remuneration Report  Management  For  Voted - For 
47  Shareholder Proposal Regarding Company's IT       
  management  Shareholder  Against  Voted - Against 
48  Shareholder Proposal Regarding Allocation of Funds       
  for a Study on the Legal Certainty for Bank       
  Customers with Guardians, Trustees, etc  Shareholder  Against  Voted - Against 
49  Shareholder Proposal Regarding Establishment of a       
  SWE/DEN Chamber of Commerce with Office in       
  Landskrona  Shareholder  Against  Voted - Against 
50  Shareholder Proposal Regarding Aligning Business       
  Strategy to the Paris Agreement  Shareholder  Against  Voted - Against 
51  Non-Voting Meeting Note  N/A    Non-Voting 

 

279

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
SWISSCOM AG       
Security ID: H8398N104 Ticker: SCMN       
Meeting Date: 28-Mar-23       
1.1  Elect Roland Abt  Management  For  Voted - For 
1.2  Elect Monique Bourquin  Management  For  Voted - For 
1.3  Elect Alain Carrupt  Management  For  Voted - For 
1.4  Elect Guus Dekkers  Management  For  Voted - For 
1.5  Elect Frank Esser  Management  For  Voted - For 
1.6  Elect Sandra Lathion-Zweifel  Management  For  Voted - For 
1.7  Elect Anna Mossberg  Management  For  Voted - For 
1.8  Elect Michael Rechsteiner  Management  For  Voted - For 
1.9  Elect Roland Abt as Compensation Committee Member  Management  For  Voted - For 
1.10  Elect Monique Bourquin as Compensation Committee       
  Member  Management  For  Voted - For 
1.11  Elect Frank Esser as Compensation Committee Member  Management  For  Voted - For 
1.12  Elect Michael Rechsteiner as Compensation Committee       
  Member  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Compensation Report  Management  Against  Voted - Against 
5  Allocation of Dividends  Management  For  Voted - For 
6  Ratification of Board and Management Acts  Management  For  Voted - For 
7  Appoint Michael Rechsteiner as Board Chair  Management  For  Voted - For 
8  Board Compensation  Management  For  Voted - For 
9  Executive Compensation (FY2023)  Management  For  Voted - For 
10  Executive Compensation (FY2024)  Management  For  Voted - For 
11  Appointment of Independent Proxy  Management  For  Voted - For 
12  Appointment of Auditor  Management  For  Voted - For 
13  Amendments to Articles (Sustainability)  Management  For  Voted - For 
14  Amendments to Articles (Share Capital and Shares)  Management  For  Voted - For 
15  Amendments to Articles (General Meeting)  Management  For  Voted - For 
16  Amendments to Articles (Special Quorums for       
  Resolutions)  Management  For  Voted - For 
17  Amendments to Articles (Board of Directors and       
  Executive Board)  Management  For  Voted - For 
18  Amendments to Articles (Miscellaneous)  Management  For  Voted - For 
19  Non-Voting Meeting Note  N/A    Non-Voting 
20  Non-Voting Meeting Note  N/A    Non-Voting 
TEIJIN LIMITED       
Security ID: J82270117 Ticker: 3401       
Meeting Date: 21-Jun-23       
1.1  Elect Akimoto Uchikawa  Management  For  Voted - For 
1.2  Elect Eiji Ogawa  Management  For  Voted - For 
1.3  Elect Naohiko Moriyama  Management  For  Voted - For 

 

280

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Noboru Yamanishi  Management  For  Voted - For 
1.5  Elect Yoichi Suzuki  Management  For  Voted - For 
1.6  Elect Masaru Onishi  Management  For  Voted - For 
1.7  Elect Masaaki Tsuya  Management  For  Voted - For 
1.8  Elect Tamie Minami  Management  For  Voted - For 
1.9  Elect Masanori Shimai  Management  For  Voted - For 
1.10  Elect Koichi Tsuji  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
TELEFONICA BRASIL S.A.,       
Security ID: P9T369176 Ticker: VIVT3       
Meeting Date: 04-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Merger Agreement (UPI Mobile Assets)  Management  For  Voted - For 
4  Ratification of Appointment of Appraiser  Management  For  Voted - For 
5  Valuation Report  Management  For  Voted - For 
6  Authorization of Legal Formalities  Management  For  Voted - For 
Meeting Date: 01-Feb-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Ratification of Appointment of Appraiser  Management  For  Voted - For 
4  Merger Agreement  Management  For  Voted - For 
5  Valuation Report  Management  For  Voted - For 
6  Merger (Garliava)  Management  For  Voted - For 
Meeting Date: 13-Apr-23       
1.1  Elect Stael Prata Silva Filho  Management  For  Voted - For 
1.2  Elect Luciana Doria Wilson  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Ratify Co-Option and Elect Denise Soares dos Santos  Management  For  Voted - For 
7  Remuneration Policy  Management  For  Voted - For 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Amendments to Article 5 (Reconciliation of Share       
  Capital)  Management  For  Voted - For 
10  Consolidation of Articles  Management  For  Voted - For 
11  Non-Voting Meeting Note  N/A    Non-Voting 

 

281

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
TESCO PLC       
Security ID: G8T67X102 Ticker: TSCO       
Meeting Date: 16-Jun-23       
1.1  Elect Caroline L. Silver  Management  For  Voted - For 
1.2  Elect John M. Allan  Management  Abstain  Voted - Abstain 
1.3  Elect Bertrand Bodson  Management  For  Voted - For 
1.4  Elect Stewart Gilliland  Management  For  Voted - For 
1.5  Elect Ken Murphy  Management  For  Voted - For 
1.6  Elect Alison Platt  Management  For  Voted - For 
1.7  Elect Melissa Bethell  Management  For  Voted - For 
1.8  Elect Thierry Garnier  Management  For  Voted - For 
1.9  Elect Byron Grote  Management  For  Voted - For 
1.10  Elect Imran Nawaz  Management  For  Voted - For 
1.11  Elect Karen Whitworth  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Final Dividend  Management  For  Voted - For 
5  Appointment of Auditor  Management  For  Voted - For 
6  Authority to Set Auditor's Fees  Management  For  Voted - For 
7  Authorisation of Political Donations  Management  For  Voted - For 
8  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
11  Authority to Repurchase Shares  Management  For  Voted - For 
12  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
THE BANK OF NEW YORK MELLON CORPORATION       
Security ID: 064058100 Ticker: BK       
Meeting Date: 12-Apr-23       
1.1  Elect Linda Z. Cook  Management  For  Voted - For 
1.2  Elect Joseph J. Echevarria  Management  For  Voted - For 
1.3  Elect M. Amy Gilliland  Management  For  Voted - For 
1.4  Elect Jeffrey A. Goldstein  Management  For  Voted - For 
1.5  Elect K. Guru Gowrappan  Management  For  Voted - For 
1.6  Elect Ralph Izzo  Management  For  Voted - For 
1.7  Elect Sandie O'Connor  Management  For  Voted - For 
1.8  Elect Elizabeth E. Robinson  Management  For  Voted - For 
1.9  Elect Frederick O. Terrell  Management  For  Voted - For 
1.10  Elect Robin A. Vince  Management  For  Voted - For 
1.11  Elect Alfred W. Zollar  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

282

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
THE BANK OF NOVA SCOTIA       
Security ID: 064149107 Ticker: BNS       
Meeting Date: 04-Apr-23       
1.1  Elect Nora A. Aufreiter  Management  For  Voted - For 
1.2  Elect Guillermo E. Babatz  Management  For  Voted - For 
1.3  Elect Scott B. Bonham  Management  For  Voted - For 
1.4  Elect Daniel H. Callahan  Management  For  Voted - For 
1.5  Elect W. Dave Dowrich  Management  For  Voted - For 
1.6  Elect Lynn K. Patterson  Management  For  Voted - For 
1.7  Elect Michael D. Penner  Management  For  Voted - For 
1.8  Elect Una M. Power  Management  For  Voted - For 
1.9  Elect Aaron W. Regent  Management  For  Voted - For 
1.10  Elect Calin Rovinescu  Management  For  Voted - For 
1.11  Elect L. Scott Thomson  Management  For  Voted - For 
1.12  Elect Benita M. Warmbold  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding Say on Climate  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Client       
  Net-Zero Transition Plans  Shareholder  Against  Voted - Against 
THE HARTFORD FINANCIAL SERVICES GROUP, INC.       
Security ID: 416515104 Ticker: HIG       
Meeting Date: 17-May-23       
1.1  Elect Larry D. De Shon  Management  For  Voted - For 
1.2  Elect Carlos Dominguez  Management  For  Voted - For 
1.3  Elect Trevor Fetter  Management  For  Voted - For 
1.4  Elect Donna A. James  Management  For  Voted - For 
1.5  Elect Kathryn A. Mikells  Management  For  Voted - For 
1.6  Elect Edmund Reese  Management  For  Voted - For 
1.7  Elect Teresa W. Roseborough  Management  For  Voted - For 
1.8  Elect Virginia P. Ruesterholz  Management  For  Voted - For 
1.9  Elect Christopher J. Swift  Management  For  Voted - For 
1.10  Elect Matthew E. Winter  Management  For  Voted - For 
1.11  Elect Greig Woodring  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 

 

283

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
THE J. M. SMUCKER COMPANY       
Security ID: 832696405 Ticker: SJM       
Meeting Date: 17-Aug-22       
1.1  Elect Susan E. Chapman-Hughes  Management  For  Voted - For 
1.2  Elect Paul J. Dolan  Management  For  Voted - For 
1.3  Elect Jay L. Henderson  Management  For  Voted - For 
1.4  Elect Jonathan E. Johnson III  Management  For  Voted - For 
1.5  Elect Kirk L. Perry  Management  For  Voted - For 
1.6  Elect Sandra Pianalto  Management  For  Voted - For 
1.7  Elect Alex Shumate  Management  For  Voted - For 
1.8  Elect Mark T. Smucker  Management  For  Voted - For 
1.9  Elect Richard K. Smucker  Management  For  Voted - For 
1.10  Elect Jodi L. Taylor  Management  For  Voted - For 
1.11  Elect Dawn C. Willoughby  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to Articles to Eliminate Time Phased       
  Voting Provisions  Management  For  Voted - For 
THE KRAFT HEINZ COMPANY       
Security ID: 500754106 Ticker: KHC       
Meeting Date: 04-May-23       
1.1  Elect Gregory E. Abel  Management  For  Voted - For 
1.2  Elect Humberto P. Alfonso  Management  Against  Voted - Against 
1.3  Elect John T. Cahill  Management  For  Voted - For 
1.4  Elect Lori Dickerson Fouche  Management  For  Voted - For 
1.5  Elect Diane Gherson  Management  For  Voted - For 
1.6  Elect Timothy Kenesey  Management  For  Voted - For 
1.7  Elect Alicia Knapp  Management  For  Voted - For 
1.8  Elect Elio Leoni Sceti  Management  For  Voted - For 
1.9  Elect Susan R. Mulder  Management  For  Voted - For 
1.10  Elect James Park  Management  For  Voted - For 
1.11  Elect Miguel Patricio  Management  For  Voted - For 
1.12  Elect John C. Pope  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  For  Voted - For 
5  Shareholder Proposal Regarding Water Risk Exposure  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  Against  Voted - Against 

 

284

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
THE KROGER CO.       
Security ID: 501044101 Ticker: KR       
Meeting Date: 22-Jun-23       
1.1  Elect Nora A. Aufreiter  Management  For  Voted - For 
1.2  Elect Kevin M. Brown  Management  For  Voted - For 
1.3  Elect Elaine L. Chao  Management  For  Voted - For 
1.4  Elect Anne Gates  Management  For  Voted - For 
1.5  Elect Karen M. Hoguet  Management  For  Voted - For 
1.6  Elect W. Rodney McMullen  Management  For  Voted - For 
1.7  Elect Clyde R. Moore  Management  For  Voted - For 
1.8  Elect Ronald L. Sargent  Management  For  Voted - For 
1.9  Elect Judith Amanda Sourry Knox  Management  For  Voted - For 
1.10  Elect Mark S. Sutton  Management  For  Voted - For 
1.11  Elect Ashok Vemuri  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding External Public       
  Health Costs Created by the Sale of Tobacco Products  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Charitable       
  Contributions Disclosure  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Plastics  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Median Gender and       
  Racial Pay Equity Report  Shareholder  For  Voted - For 
9  Shareholder Proposal Regarding EEO Policy Risk       
  Report  Shareholder  Against  Voted - Against 
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD       
Security ID: Y6800A109 Ticker: 1339       
Meeting Date: 27-Oct-22       
1.1  Elect XIAO Jianyou  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 27-Apr-23       
1.1  Elect SONG Hongjun  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Remuneration Scheme for Directors and Supervisors       
  for 2021  Management  For  Voted - For 
Meeting Date: 19-Jun-23       
1.1  Elect WANG Pengcheng  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 

 

285

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Budget of Fixed Asset Investment for 2023  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Charitable Donation Plan for 2023  Management  For  Voted - For 
THE WESTERN UNION COMPANY       
Security ID: 959802109 Ticker: WU       
Meeting Date: 12-May-23       
1.1  Elect Martin I. Cole  Management  For  Voted - For 
1.2  Elect Betsy D. Holden  Management  For  Voted - For 
1.3  Elect Jeffrey A. Joerres  Management  For  Voted - For 
1.4  Elect Devin McGranahan  Management  For  Voted - For 
1.5  Elect Michael A. Miles, Jr.  Management  For  Voted - For 
1.6  Elect Timothy P. Murphy  Management  For  Voted - For 
1.7  Elect Jan Siegmund  Management  For  Voted - For 
1.8  Elect Angela A. Sun  Management  For  Voted - For 
1.9  Elect Solomon D. Trujillo  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Allow Exculpation of Officers  Management  Against  Voted - Against 
6  Shareholder Proposal Regarding Right to Act by       
  Written Consent  Shareholder  Against  Voted - Against 
TIETOEVRY CORPORATION       
Security ID: Y8T39G104 Ticker: TIETO       
Meeting Date: 23-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Agenda Item  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Non-Voting Agenda Item  N/A    Non-Voting 
9  Non-Voting Agenda Item  N/A    Non-Voting 
10  Accounts and Reports  Management  For  Voted - For 
11  Allocation of Profits/Dividends  Management  For  Voted - For 
12  Ratification of Board and CEO Acts  Management  For  Voted - For 
13  Remuneration Report  Management  For  Voted - For 
14  Directors' Fees  Management  For  Voted - For 
15  Board Size  Management  For  Voted - For 
16  Election of Directors  Management  For  Voted - For 
17  Authority to Set Auditor's Fees  Management  For  Voted - For 

 

286

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
18  Appointment of Auditor  Management  For  Voted - For 
19  Authority to Repurchase Shares  Management  For  Voted - For 
20  Authority to Issue Shares w/ or w/o Preemptive       
  Rights  Management  For  Voted - For 
21  Amendments to Articles (Virtual Meeting)  Management  For  Voted - For 
22  Non-Voting Agenda Item  N/A    Non-Voting 
23  Non-Voting Meeting Note  N/A    Non-Voting 
24  Non-Voting Meeting Note  N/A    Non-Voting 
TOTALENERGIES SE       
Security ID: F92124100 Ticker: TTE       
Meeting Date: 26-May-23       
1.1  Elect Marie-Christine Coisne-Roquette  Management  For  Voted - For 
1.2  Elect Mark Cutifani  Management  For  Voted - For 
1.3  Elect Dierk Paskert  Management  For  Voted - For 
1.4  Elect Anelise Lara  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Accounts and Reports  Management  For  Voted - For 
10  Consolidated Accounts and Reports  Management  For  Voted - For 
11  Allocation of Profits/Dividends  Management  For  Voted - For 
12  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
13  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
14  2022 Remuneration Report  Management  For  Voted - For 
15  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
16  2022 Remuneration of Patrick Pouyanne, Chair and CEO  Management  For  Voted - For 
17  2023 Remuneration Policy (Chair and CEO)  Management  For  Voted - For 
18  Opinion on 2023 Sustainability and Climate Progress       
  Report  Management  For  Voted - For 
19  Authority to Issue Performance Shares  Management  For  Voted - For 
20  Employee Stock Purchase Plan  Management  For  Voted - For 
21  Amendments to Articles Regarding the Suppression of       
  Double Voting Rights  Management  For  Voted - For 
22  Shareholder Proposal Regarding Scope 3 GHG Target       
  and Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
23  Non-Voting Meeting Note  N/A    Non-Voting 
24  Non-Voting Meeting Note  N/A    Non-Voting 

 

287

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
TYSON FOODS, INC.       
Security ID: 902494103 Ticker: TSN       
Meeting Date: 09-Feb-23       
1.1  Elect John H. Tyson  Management  For  Voted - For 
1.2  Elect Les R. Baledge  Management  Against  Voted - Against 
1.3  Elect Mike D. Beebe  Management  For  Voted - For 
1.4  Elect Maria Claudia Borras  Management  For  Voted - For 
1.5  Elect David J. Bronczek  Management  For  Voted - For 
1.6  Elect Mikel A. Durham  Management  Against  Voted - Against 
1.7  Elect Donnie King  Management  For  Voted - For 
1.8  Elect Jonathan D. Mariner  Management  For  Voted - For 
1.9  Elect Kevin M. McNamara  Management  For  Voted - For 
1.10  Elect Cheryl S. Miller  Management  For  Voted - For 
1.11  Elect Jeffrey K. Schomburger  Management  For  Voted - For 
1.12  Elect Barbara A. Tyson  Management  For  Voted - For 
1.13  Elect Noel White  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2000 Stock Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Policy on Use of       
  Antibiotics in the Supply Chain  Shareholder  Against  Voted - Against 
UGI CORPORATION       
Security ID: 902681105 Ticker: UGI       
Meeting Date: 27-Jan-23       
1.1  Elect Frank S. Hermance  Management  For  Voted - For 
1.2  Elect M. Shawn Bort  Management  For  Voted - For 
1.3  Elect Theodore A. Dosch  Management  For  Voted - For 
1.4  Elect Alan N. Harris  Management  For  Voted - For 
1.5  Elect Mario Longhi  Management  For  Voted - For 
1.6  Elect William J. Marrazzo  Management  For  Voted - For 
1.7  Elect Cindy J. Miller  Management  For  Voted - For 
1.8  Elect Roger Perreault  Management  For  Voted - For 
1.9  Elect Kelly A. Romano  Management  For  Voted - For 
1.10  Elect James B. Stallings, Jr.  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

288

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
UNILEVER PLC       
Security ID: G92087165 Ticker: ULVR       
Meeting Date: 03-May-23       
1.1  Elect Nils Andersen  Management  For  Voted - For 
1.2  Elect Judith Hartmann  Management  For  Voted - For 
1.3  Elect Adrian Hennah  Management  For  Voted - For 
1.4  Elect Alan Jope  Management  For  Voted - For 
1.5  Elect Andrea Jung  Management  For  Voted - For 
1.6  Elect Susan Kilsby  Management  For  Voted - For 
1.7  Elect Ruby Lu  Management  For  Voted - For 
1.8  Elect Strive T. Masiyiwa  Management  For  Voted - For 
1.9  Elect Youngme E. Moon  Management  For  Voted - For 
1.10  Elect Graeme D. Pitkethly  Management  For  Voted - For 
1.11  Elect Feike Sijbesma  Management  For  Voted - For 
1.12  Elect Nelson Peltz  Management  For  Voted - For 
1.13  Elect Hein Schumacher  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  Against  Voted - Against 
4  Appointment of Auditor  Management  For  Voted - For 
5  Authority to Set Auditor's Fees  Management  For  Voted - For 
6  Authorisation of Political Donations  Management  For  Voted - For 
7  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
10  Authority to Repurchase Shares  Management  For  Voted - For 
11  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
UNIQA INSURANCE GROUP AG       
Security ID: A90015131 Ticker: UQA       
Meeting Date: 06-Jun-23       
1.1  Elect Anna Maria d'Hulster  Management  For  Voted - For 
1.2  Elect Jutta Kath  Management  For  Voted - For 
1.3  Elect Marie-Valerie Brunner  Management  For  Voted - For 
1.4  Elect Markus Andreewitch  Management  For  Voted - For 
1.5  Elect Klaus Buchleitner  Management  For  Voted - For 
1.6  Elect Elgar Fleisch  Management  For  Voted - For 
1.7  Elect Burkhard Gantenbein  Management  Against  Voted - Against 
1.8  Elect Rudolf Konighofer  Management  For  Voted - For 
1.9  Elect Christian Kuhn  Management  Against  Voted - Against 
1.10  Elect Johann Strobl  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 

 

289

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Allocation of Dividends  Management  For  Voted - For 
9  Ratification of Management Board Acts  Management  For  Voted - For 
10  Ratification of Supervisory Board Acts  Management  For  Voted - For 
11  Appointment of Auditor  Management  For  Voted - For 
12  Remuneration Report  Management  Against  Voted - Against 
13  Supervisory Board Remuneration Policy  Management  For  Voted - For 
14  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
UNITED OVERSEAS BANK LIMITED       
Security ID: Y9T10P105 Ticker: U11       
Meeting Date: 21-Apr-23       
1.1  Elect WEE Ee Cheong  Management  Against  Voted - Against 
1.2  Elect Steven PHAN Swee Kim  Management  For  Voted - For 
1.3  Elect CHIA Tai Tee  Management  For  Voted - For 
1.4  Elect ONG Chong Tee  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Authority to Issue Shares w/ or w/o Preemptive       
  Rights  Management  For  Voted - For 
8  Authority to Issue Shares under the UOB Scrip       
  Dividend Scheme  Management  For  Voted - For 
9  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
VALIANT HOLDING AG       
Security ID: H90203128 Ticker: VATN       
Meeting Date: 17-May-23       
1.1  Elect Markus Gygax as Board Chair  Management  For  Voted - For 
1.2  Elect Christoph B. Buhler  Management  For  Voted - For 
1.3  Elect Barbara Artmann  Management  For  Voted - For 
1.4  Elect Maya Bundt  Management  For  Voted - For 
1.5  Elect Roger Harlacher  Management  For  Voted - For 
1.6  Elect Roland Herrmann  Management  For  Voted - For 
1.7  Elect Marion Khuny  Management  For  Voted - For 
1.8  Elect Ronald Trachsel  Management  For  Voted - For 
1.9  Elect Maya Bundt as Compensation Committee Member  Management  For  Voted - For 
1.10  Elect Markus Gygax as Compensation Committee Member  Management  For  Voted - For 
1.11  Elect Roger Harlacher as Compensation Committee       
  Member  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 

 

290

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Compensation Report  Management  For  Voted - For 
6  Ratification of Board and Management Acts  Management  For  Voted - For 
7  Allocation of Dividends  Management  For  Voted - For 
8  Amendments to Articles (Shares and Share Register)  Management  For  Voted - For 
9  Amendments to Articles (General Meeting)  Management  For  Voted - For 
10  Amendments to Articles (Miscellaneous)  Management  For  Voted - For 
11  Amendments to Articles (Gender-Neutral Language)  Management  For  Voted - For 
12  Board Compensation  Management  For  Voted - For 
13  Executive Compensation (Fixed)  Management  For  Voted - For 
14  Executive Compensation (Variable)  Management  For  Voted - For 
15  Appointment of Auditor  Management  For  Voted - For 
16  Appointment of Independent Proxy  Management  For  Voted - For 
VERALLIA       
Security ID: F96976117 Ticker: VRLA       
Meeting Date: 25-Apr-23       
1.1  Elect Michel Giannuzzi  Management  For  Voted - For 
1.2  Elect Virginie Helias  Management  For  Voted - For 
1.3  Elect BW Gestao de Investimentos Ltda (Joao Moreira       
  Salles)  Management  For  Voted - For 
1.4  Elect Cecile Tandeau de Marsac  Management  For  Voted - For 
1.5  Elect Brasil Warrant Administracao de Bens e       
  Empresas S.A. (Marcia Freitas)  Management  For  Voted - For 
1.6  Elect Bpifrance Investissement (Sebastien Moynot)  Management  For  Voted - For 
1.7  Elect Marie-Jose Donsion  Management  For  Voted - For 
1.8  Elect Pierre Vareille  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Accounts and Reports  Management  For  Voted - For 
8  Consolidated Accounts and Reports  Management  For  Voted - For 
9  Allocation of Profits/Dividends  Management  For  Voted - For 
10  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
11  2023 Remuneration Policy (Chair)  Management  For  Voted - For 
12  2023 Remuneration Policy (CEO)  Management  For  Voted - For 
13  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
14  2022 Remuneration of Michel Giannuzzi, Former Chair       
  and CEO (Until May 11, 2022)  Management  Against  Voted - Against 
15  2022 Remuneration of Michel Giannuzzi, Chair (Since       
  May 11, 2022)  Management  For  Voted - For 
16  2022 Remuneration of Patrice Lucas, Former Deputy       
  CEO (From February 1, 2022 to May 11, 2022)  Management  For  Voted - For 

 

291

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
17  2022 Remuneration of Patrice Lucas, CEO (Since May       
  11, 2022)       
    Management  For  Voted - For 
18  2022 Remuneration Report  Management  For  Voted - For 
19  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
20  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
21  Authority to Increase Capital Through       
  Capitalisations  Management  For  Voted - For 
22  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  For  Voted - For 
23  Authority to Issue Shares and Convertible Debt w/o       
  Preemptive Rights and w/ Priority subscription  Management  For  Voted - For 
24  Authority to Issue Shares and Convertible Debt w/o       
  Preemptive Rights and w/o Priority subscription  Management  For  Voted - For 
25  Authority to Issue Shares and Convertible Debt       
  Through Private Placement  Management  For  Voted - For 
26  Authority to Set Offering Price of Shares  Management  For  Voted - For 
27  Greenshoe  Management  For  Voted - For 
28  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  For  Voted - For 
29  Employee Stock Purchase Plan  Management  For  Voted - For 
30  Stock Purchase Plan for Overseas Employees  Management  For  Voted - For 
31  Authority to Issue Performance Shares  Management  For  Voted - For 
32  Authorisation of Legal Formalities  Management  For  Voted - For 
33  Non-Voting Meeting Note  N/A    Non-Voting 
34  Non-Voting Meeting Note  N/A    Non-Voting 
35  Non-Voting Meeting Note  N/A    Non-Voting 
VERIZON COMMUNICATIONS INC.       
Security ID: 92343V104 Ticker: VZ       
Meeting Date: 11-May-23       
1.1  Elect Shellye L. Archambeau  Management  For  Voted - For 
1.2  Elect Roxanne S. Austin  Management  For  Voted - For 
1.3  Elect Mark T. Bertolini  Management  For  Voted - For 
1.4  Elect Vittorio Colao  Management  For  Voted - For 
1.5  Elect Melanie L. Healey  Management  For  Voted - For 
1.6  Elect Laxman Narasimhan  Management  For  Voted - For 
1.7  Elect Clarence Otis, Jr.  Management  For  Voted - For 
1.8  Elect Daniel H. Schulman  Management  For  Voted - For 
1.9  Elect Rodney E. Slater  Management  For  Voted - For 
1.10  Elect Carol B. Tome  Management  For  Voted - For 
1.11  Elect Hans E. Vestberg  Management  For  Voted - For 
1.12  Elect Gregory G. Weaver  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Government       
  Takedown Requests  Shareholder  Against  Voted - Against 

 

292

 



  LSV Global Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Shareholder Proposal Regarding a Policy to Prohibit       
  Political and Electioneering Expenditures  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Amendment to       
  Clawback Policy  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Independent Chair  Shareholder  For  Voted - For 
WASHINGTON FEDERAL, INC.       
Security ID: 938824109 Ticker: WAFD       
Meeting Date: 14-Feb-23       
1.1  Elect Stephen M. Graham  Management  For  Voted - For 
1.2  Elect David K. Grant  Management  For  Voted - For 
1.3  Elect Randall H. Talbot  Management  Withhold  Voted - Withheld 
2  Approval of the Employee Stock Purchase Plan  Management  For  Voted - For 
3  Amendment to Deferred Compensation Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
Meeting Date: 04-May-23       
1  Stock Issuance for Merger with Luther Burbank  Management  For  Voted - For 
2  Right to Adjourn Meeting  Management  For  Voted - For 
WERNER ENTERPRISES, INC.       
Security ID: 950755108 Ticker: WERN       
Meeting Date: 09-May-23       
1.1  Elect Diane K. Duren  Management  For  Voted - For 
1.2  Elect Derek J. Leathers  Management  For  Voted - For 
1.3  Elect Michelle D. Livingstone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
WHIRLPOOL CORPORATION       
Security ID: 963320106 Ticker: WHR       
Meeting Date: 18-Apr-23       
1.1  Elect Samuel R. Allen  Management  Against  Voted - Against 
1.2  Elect Marc R. Bitzer  Management  For  Voted - For 
1.3  Elect Greg Creed  Management  For  Voted - For 
1.4  Elect Diane M. Dietz  Management  For  Voted - For 
1.5  Elect Geraldine Elliott  Management  For  Voted - For 

 

293

 

LSV Global Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Jennifer A. LaClair  Management  For  Voted - For 
1.7  Elect John D. Liu  Management  For  Voted - For 
1.8  Elect James M. Loree  Management  For  Voted - For 
1.9  Elect Harish Manwani  Management  For  Voted - For 
1.10  Elect Patricia K. Poppe  Management  For  Voted - For 
1.11  Elect Larry O. Spencer  Management  For  Voted - For 
1.12  Elect Michael D. White  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of the 2023 Omnibus Stock and Incentive       
  Plan  Management  For  Voted - For 
YAMAGUCHI FINANCIAL GROUP, INC.       
Security ID: J9579M103 Ticker: 8418       
Meeting Date: 28-Jun-23       
1.1  Elect Keisuke Mukunashi  Management  Against  Voted - Against 
1.2  Elect Narumasa Soga  Management  For  Voted - For 
1.3  Elect Koji Oda  Management  For  Voted - For 
1.4  Elect Mitsuru Kato  Management  For  Voted - For 
1.5  Elect Minako Suematsu  Management  For  Voted - For 
1.6  Elect Yuzuru Yamamoto  Management  For  Voted - For 
1.7  Elect Tomoko Mikami  Management  For  Voted - For 
1.8  Elect Takehiko Ogi  Management  For  Voted - For 
1.9  Elect Yumiko Nagasawa  Management  For  Voted - For 
1.10  Elect Kenko Shikichi  Management  For  Voted - For 
1.11  Elect Daisuke Fujii as Alternate Audit Committee       
  Director  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 

 

294

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3I GROUP PLC       
Security ID: G88473148 Ticker: III       
Meeting Date: 29-Jun-23       
1.1  Elect Simon A. Borrows  Management  For  Voted - For 
1.2  Elect Stephen Daintith  Management  For  Voted - For 
1.3  Elect Jasi Halai  Management  For  Voted - For 
1.4  Elect James Hatchley  Management  For  Voted - For 
1.5  Elect David Hutchison  Management  For  Voted - For 
1.6  Elect Lesley Knox  Management  For  Voted - For 
1.7  Elect Coline McConville  Management  For  Voted - For 
1.8  Elect Peter McKellar  Management  For  Voted - For 
1.9  Elect Alexandra Schaapveld  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Remuneration Policy  Management  For  Voted - For 
5  Increase in NED Fee Cap  Management  For  Voted - For 
6  Final Dividend  Management  For  Voted - For 
7  Appointment of Auditor  Management  For  Voted - For 
8  Authority to Set Auditor's Fees  Management  For  Voted - For 
9  Authorisation of Political Donations  Management  For  Voted - For 
10  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
11  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
12  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
13  Authority to Repurchase Shares  Management  For  Voted - For 
14  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
A2A S.P.A.       
Security ID: T0579B105 Ticker: A2A       
Meeting Date: 28-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Remuneration Policy  Management  For  Voted - Against 
7  Remuneration Report  Management  For  Voted - Against 
8  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
9  Appointment of Auditor  Management  For  Voted - For 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  List Presented by Municipalities of Milano and       
  Brescia  Management  For  Non-Voting 
12  List Presented by Group of Shareholders  Management  For  Non-Voting 

 

295

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
13  List Presented by Group of Institutional Investors       
  Representing 1.08% of Share Capital  Management  Against  Voted - For 
14  Directors' Fees  Management  For  Voted - For 
15  Non-Voting Agenda Item  N/A    Non-Voting 
16  List Presented by Municipalities of Milano and       
  Brescia  Management  For  Voted - Abstain 
17  List Presented by Group of Shareholders  Management  For  Voted - Abstain 
18  List Presented by Group of Institutional Investors       
  Representing 1.08% of Share Capital  Management  Against  Voted - For 
19  Statutory Auditors' Fees  Management  For  Voted - For 
20  Non-Voting Meeting Note  N/A    Non-Voting 
ABBVIE INC.       
Security ID: 00287Y109 Ticker: ABBV       
Meeting Date: 05-May-23       
1.1  Elect Robert J. Alpern  Management  For  Voted - For 
1.2  Elect Melody B. Meyer  Management  For  Voted - For 
1.3  Elect Frederick H. Waddell  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Elimination of Supermajority Requirement  Management  For  Voted - For 
5  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
ABSA GROUP LIMITED       
Security ID: S0270C106 Ticker: ABG       
Meeting Date: 02-Jun-23       
1.1  Re-elect Alex B. Darko  Management  For  Voted - For 
1.2  Re-elect Francis Okomo Okello  Management  For  Voted - For 
1.3  Re-elect Jason Quinn  Management  For  Voted - For 
1.4  Re-elect Nonhlanhla S. Mjoli-Mncube  Management  For  Voted - For 
1.5  Re-elect Tasneem Abdool-Samad  Management  For  Voted - For 
1.6  Elect Audit and Compliance Committee Member (Alex       
  B. Darko)  Management  For  Voted - For 
1.7  Elect Audit and Compliance Committee Member       
  (Dhanasagree (Daisy) Naidoo)  Management  For  Voted - For 
1.8  Elect Audit and Compliance Committee Member (Rene       
  van Wyk)  Management  For  Voted - Against 
1.9  Elect Audit and Compliance Committee Member       
  (Swithin Munyantwali)  Management  For  Voted - For 

 

296

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect Audit and Compliance Committee Member       
  (Tasneem Abdool-Samad)  Management  For  Voted - For 
2  Appointment of Joint Auditor (KPMG)  Management  For  Voted - For 
3  Appointment of Joint Auditor (PwC)  Management  For  Voted - For 
4  General Authority to Issue Shares  Management  For  Voted - For 
5  Approve Remuneration Policy  Management  For  Voted - For 
6  Approve Remuneration Implementation Report  Management  For  Voted - For 
7  Approve NEDs' Fees  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Approve Financial Assistance  Management  For  Voted - For 
10  Increase in Authorised Capital  Management  For  Voted - For 
11  Amendments to Articles (Authorised Share Capital)  Management  For  Voted - For 
12  Approve B-BBEE Transaction  Management  For  Voted - For 
13  Authority to Issue Shares Pursuant to the B-BBEE       
  Transaction  Management  For  Voted - For 
14  Authority to Issue Shares for Cash Pursuant to the       
  B-BBEE Transaction  Management  For  Voted - For 
15  Authorization of Legal Formalities  Management  For  Voted - For 
16  Non-Voting Meeting Note  N/A    Non-Voting 
AEGON N.V.       
Security ID: N00927298 Ticker: AGN       
Meeting Date: 17-Jan-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Business Combination with ASR Nederland  Management  For  Voted - For 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 25-May-23       
1.1  Elect Dona D. Young to the Supervisory Board  Management  For  Voted - For 
2  Non-Voting Agenda Item  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Remuneration Report  Management  For  Voted - For 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Dividends  Management  For  Voted - For 
8  Ratification of Management Board Acts  Management  For  Voted - For 
9  Ratification of Supervisory Board Acts  Management  For  Voted - For 
10  Appointment of Auditor  Management  For  Voted - For 
11  Cancellation of Shares  Management  For  Voted - For 
12  Authority to Issue Shares w/ or w/o Preemptive       
  Rights  Management  For  Voted - For 
13  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 

 

297

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
14  Authority to Repurchase Shares  Management  For  Voted - For 
15  Non-Voting Agenda Item  N/A    Non-Voting 
16  Non-Voting Agenda Item  N/A    Non-Voting 
17  Non-Voting Meeting Note  N/A    Non-Voting 
18  Non-Voting Meeting Note  N/A    Non-Voting 
19  Non-Voting Meeting Note  N/A    Non-Voting 
AFLAC INCORPORATED       
Security ID: 001055102 Ticker: AFL       
Meeting Date: 01-May-23       
1.1  Elect Daniel P. Amos  Management  For  Voted - For 
1.2  Elect W. Paul Bowers  Management  For  Voted - For 
1.3  Elect Arthur R. Collins  Management  For  Voted - For 
1.4  Elect Miwako Hosoda  Management  For  Voted - For 
1.5  Elect Thomas J. Kenny  Management  For  Voted - For 
1.6  Elect Georgette D. Kiser  Management  For  Voted - For 
1.7  Elect Karole F. Lloyd  Management  For  Voted - For 
1.8  Elect Nobuchika Mori  Management  For  Voted - For 
1.9  Elect Joseph L. Moskowitz  Management  For  Voted - For 
1.10  Elect Barbara K. Rimer  Management  For  Voted - For 
1.11  Elect Katherine T. Rohrer  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
AGCO CORPORATION       
Security ID: 001084102 Ticker: AGCO       
Meeting Date: 27-Apr-23       
1.1  Elect Michael C. Arnold  Management  For  Voted - For 
1.2  Elect Sondra L. Barbour  Management  For  Voted - For 
1.3  Elect Suzanne P. Clark  Management  For  Voted - For 
1.4  Elect Bob De Lange  Management  For  Voted - For 
1.5  Elect Eric P. Hansotia  Management  For  Voted - For 
1.6  Elect George E. Minnich  Management  For  Voted - For 
1.7  Elect Niels Porksen  Management  For  Voted - For 
1.8  Elect David M. Sagehorn  Management  For  Voted - For 
1.9  Elect Mallika Srinivasan  Management  For  Voted - For 
1.10  Elect Matthew Tsien  Management  For  Voted - For 
2  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 

 

298

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
ALASKA AIR GROUP, INC.       
Security ID: 011659109 Ticker: ALK       
Meeting Date: 04-May-23       
1.1  Elect Patricia M. Bedient  Management  For  Voted - For 
1.2  Elect James A. Beer  Management  For  Voted - For 
1.3  Elect Raymond L. Conner  Management  For  Voted - For 
1.4  Elect Daniel K. Elwell  Management  For  Voted - For 
1.5  Elect Dhiren Fonseca  Management  For  Voted - For 
1.6  Elect Kathleen T. Hogan  Management  For  Voted - For 
1.7  Elect Adrienne R. Lofton  Management  For  Voted - For 
1.8  Elect Benito Minicucci  Management  For  Voted - For 
1.9  Elect Helvi K. Sandvik  Management  For  Voted - For 
1.10  Elect J. Kenneth Thompson  Management  For  Voted - For 
1.11  Elect Eric K. Yeaman  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
ALLIANZ SE       
Security ID: D03080112 Ticker: ALV       
Meeting Date: 04-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Allocation of Dividends  Management  For  Voted - For 
9  Ratify Oliver Bate  Management  For  Voted - For 
10  Ratify Sergio Balbinot  Management  For  Voted - For 
11  Ratify Sirma Boshnakova  Management  For  Voted - For 
12  Ratify Barbara Karuth-Zelle  Management  For  Voted - For 
13  Ratify Klaus-Peter Rohler  Management  For  Voted - For 
14  Ratify Ivan de la Sota  Management  For  Voted - For 
15  Ratify Giulio Terzariol  Management  For  Voted - For 
16  Ratify Gunther Thallinger  Management  For  Voted - For 
17  Ratify Christopher Townsend  Management  For  Voted - For 
18  Ratify Renate Wagner  Management  For  Voted - For 
19  Ratify Andreas Wimmer  Management  For  Voted - For 
20  Ratify Michael Diekmann  Management  For  Voted - For 
21  Ratify Gabriele Burkhardt-Berg  Management  For  Voted - For 
22  Ratify Herbert Hainer  Management  For  Voted - For 
23  Ratify Sophie Boissard  Management  For  Voted - For 
24  Ratify Christine Bosse  Management  For  Voted - For 

 

299

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
25  Ratify Rashmy Chatterjee  Management  For  Voted - For 
26  Ratify Friedrich Eichiner  Management  For  Voted - For 
27  Ratify Jean-Claude Le Goaer  Management  For  Voted - For 
28  Ratify Martina Grundler  Management  For  Voted - For 
29  Ratify Godfrey Hayward  Management  For  Voted - For 
30  Ratify Frank Kirsch  Management  For  Voted - For 
31  Ratify Jurgen Lawrenz  Management  For  Voted - For 
32  Ratify Primiano Di Paolo  Management  For  Voted - For 
33  Ratify Jim Hagemann Snabe  Management  For  Voted - For 
34  Appointment of Auditor  Management  For  Voted - For 
35  Remuneration Report  Management  For  Voted - Against 
36  Supervisory Board Remuneration Policy  Management  For  Voted - For 
37  Amendments to Articles (Virtual Shareholder       
  Meetings)  Management  For  Voted - For 
38  Amendments to Articles (Virtual Participation of       
  Supervisory Board Members)  Management  For  Voted - For 
39  Amendments to Articles (Shareholder Meeting       
  Location)  Management  For  Voted - For 
40  Non-Voting Meeting Note  N/A    Non-Voting 
41  Non-Voting Meeting Note  N/A    Non-Voting 
42  Non-Voting Meeting Note  N/A    Non-Voting 
43  Non-Voting Meeting Note  N/A    Non-Voting 
ALLISON TRANSMISSION HOLDINGS, INC.       
Security ID: 01973R101 Ticker: ALSN       
Meeting Date: 03-May-23       
1.1  Elect Judy L. Altmaier  Management  For  Voted - For 
1.2  Elect D. Scott Barbour  Management  For  Voted - For 
1.3  Elect Philip J. Christman  Management  For  Voted - For 
1.4  Elect David C. Everitt  Management  For  Voted - For 
1.5  Elect David S. Graziosi  Management  For  Voted - For 
1.6  Elect Carolann I. Haznedar  Management  For  Voted - For 
1.7  Elect Richard P. Lavin  Management  For  Voted - Against 
1.8  Elect Sasha Ostojic  Management  For  Voted - For 
1.9  Elect Gustave F. Perna  Management  For  Voted - For 
1.10  Elect Krishna Shivram  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
ALLY FINANCIAL INC.       
Security ID: 36186C202 Ticker: ALLY       
Meeting Date: 03-May-23       
1.1  Elect Franklin W. Hobbs  Management  For  Voted - For 
1.2  Elect Kenneth J. Bacon  Management  For  Voted - For 
1.3  Elect William H. Cary  Management  For  Voted - For 

 

300

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Mayree C. Clark  Management  For  Voted - For 
1.5  Elect Kim S. Fennebresque  Management  For  Voted - For 
1.6  Elect Melissa Goldman  Management  For  Voted - For 
1.7  Elect Marjorie Magner  Management  For  Voted - For 
1.8  Elect David Reilly  Management  For  Voted - For 
1.9  Elect Brian H. Sharples  Management  For  Voted - For 
1.10  Elect Michael F. Steib  Management  For  Voted - For 
1.11  Elect Jeffrey J. Brown  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
ALPHA AND OMEGA SEMICONDUCTOR LIMITED       
Security ID: G6331P104 Ticker: AOSL       
Meeting Date: 29-Nov-22       
1.1  Elect Mike F. Chang  Management  For  Voted - For 
1.2  Elect Lucas S. Chang  Management  For  Voted - For 
1.3  Elect Stephen C. Chang  Management  For  Voted - For 
1.4  Elect Claudia Chen  Management  For  Voted - For 
1.5  Elect So-Yeon Jeong  Management  For  Voted - For 
1.6  Elect Hanqing (Helen) Li  Management  For  Voted - For 
1.7  Elect King Owyang  Management  For  Voted - For 
1.8  Elect Michael L. Pfeiffer  Management  For  Voted - For 
1.9  Elect Michael J. Salameh  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Amendment to the 2018 Omnibus Incentive Plan  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
AMDOCS LIMITED       
Security ID: G02602103 Ticker: DOX       
Meeting Date: 27-Jan-23       
1.1  Elect Robert A. Minicucci  Management  For  Voted - For 
1.2  Elect Adrian Gardner  Management  For  Voted - For 
1.3  Elect Ralph de la Vega  Management  For  Voted - For 
1.4  Elect Eli Gelman  Management  For  Voted - For 
1.5  Elect Richard T.C. LeFave  Management  For  Voted - Against 
1.6  Elect John A. MacDonald  Management  For  Voted - For 
1.7  Elect Shuky Sheffer  Management  For  Voted - For 
1.8  Elect Yvette Kanouff  Management  For  Voted - For 
1.9  Elect Sarah Ruth Davis  Management  For  Voted - For 
1.10  Elect Amos Genish  Management  For  Voted - For 
2  Approve the 2023 Employee Share Purchase Plan  Management  For  Voted - For 
3  Increase Quarterly Dividend  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 

 

301

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
AMERICAN INTERNATIONAL GROUP, INC.       
Security ID: 026874784 Ticker: AIG       
Meeting Date: 10-May-23       
1.1  Elect Paola Bergamaschi Broyd  Management  For  Voted - For 
1.2  Elect James Cole, Jr.  Management  For  Voted - For 
1.3  Elect W. Don Cornwell  Management  For  Voted - For 
1.4  Elect Linda A. Mills  Management  For  Voted - Against 
1.5  Elect Diana M. Murphy  Management  For  Voted - For 
1.6  Elect Peter R. Porrino  Management  For  Voted - For 
1.7  Elect John G. Rice  Management  For  Voted - For 
1.8  Elect Therese M. Vaughan  Management  For  Voted - For 
1.9  Elect Vanessa A. Wittman  Management  For  Voted - For 
1.10  Elect Peter S. Zaffino  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
AMERIPRISE FINANCIAL, INC.       
Security ID: 03076C106 Ticker: AMP       
Meeting Date: 26-Apr-23       
1.1  Elect James M. Cracchiolo  Management  For  Voted - For 
1.2  Elect Robert F. Sharpe, Jr.  Management  For  Voted - For 
1.3  Elect Dianne Neal Blixt  Management  For  Voted - For 
1.4  Elect Amy DiGeso  Management  For  Voted - For 
1.5  Elect Christopher J. Williams  Management  For  Voted - For 
1.6  Elect Armando Pimentel, Jr.  Management  For  Voted - For 
1.7  Elect Brian T. Shea  Management  For  Voted - For 
1.8  Elect W. Edward Walter III  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2005 Incentive Compensation Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
AMGEN INC.       
Security ID: 031162100 Ticker: AMGN       
Meeting Date: 19-May-23       
1.1  Elect Wanda M. Austin  Management  For  Voted - For 
1.2  Elect Robert A. Bradway  Management  For  Voted - For 
1.3  Elect Michael V. Drake  Management  For  Voted - For 
1.4  Elect Brian J. Druker  Management  For  Voted - For 
1.5  Elect Robert A. Eckert  Management  For  Voted - For 
1.6  Elect Greg C. Garland  Management  For  Voted - For 

 

302

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Charles M. Holley, Jr.  Management  For  Voted - For 
1.8  Elect S. Omar Ishrak  Management  For  Voted - For 
1.9  Elect Tyler Jacks  Management  For  Voted - For 
1.10  Elect Ellen J. Kullman  Management  For  Voted - For 
1.11  Elect Amy E. Miles  Management  For  Voted - For 
1.12  Elect Ronald D. Sugar  Management  For  Voted - For 
1.13  Elect R. Sanders Williams  Management  For  Voted - For 
2  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
AMKOR TECHNOLOGY, INC.       
Security ID: 031652100 Ticker: AMKR       
Meeting Date: 16-May-23       
1.1  Elect James J. Kim  Management  For  Voted - For 
1.2  Elect Susan Y. Kim  Management  For  Voted - For 
1.3  Elect Giel Rutten  Management  For  Voted - For 
1.4  Elect Douglas A. Alexander  Management  For  Voted - For 
1.5  Elect Roger A. Carolin  Management  For  Voted - For 
1.6  Elect Winston J. Churchill  Management  For  Voted - Withheld 
1.7  Elect Daniel Liao  Management  For  Voted - For 
1.8  Elect MaryFrances McCourt  Management  For  Voted - For 
1.9  Elect Robert R. Morse  Management  For  Voted - For 
1.10  Elect Gil C. Tily  Management  For  Voted - For 
1.11  Elect David N. Watson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
ANGLO AMERICAN PLC       
Security ID: G03764134 Ticker: AAL       
Meeting Date: 26-Apr-23       
1.1  Elect Magali Anderson  Management  For  Voted - For 
1.2  Elect Stuart Chambers  Management  For  Voted - For 
1.3  Elect Duncan G. Wanblad  Management  For  Voted - For 
1.4  Elect Stephen T. Pearce  Management  For  Voted - For 
1.5  Elect Ian R. Ashby  Management  For  Voted - For 
1.6  Elect Marcelo H. Bastos  Management  For  Voted - For 
1.7  Elect Hilary Maxson  Management  For  Voted - For 
1.8  Elect Hixonia Nyasulu  Management  For  Voted - For 
1.9  Elect Nonkululeko M.C. Nyembezi  Management  For  Voted - For 
1.10  Elect Ian Tyler  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Final Dividend  Management  For  Voted - For 
4  Appointment of Auditor  Management  For  Voted - For 

 

303

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Authority to Set Auditor's Fees  Management  For  Voted - For 
6  Remuneration Policy  Management  For  Voted - For 
7  Remuneration Report  Management  For  Voted - For 
8  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
10  Authority to Repurchase Shares  Management  For  Voted - For 
11  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
APPLE HOSPITALITY REIT, INC.       
Security ID: 03784Y200 Ticker: APLE       
Meeting Date: 18-May-23       
1.1  Elect Glenn W. Bunting  Management  For  Voted - For 
1.2  Elect Jon A. Fosheim  Management  For  Voted - For 
1.3  Elect Kristian M. Gathright  Management  For  Voted - For 
1.4  Elect Carolyn B. Handlon  Management  For  Voted - For 
1.5  Elect Glade M. Knight  Management  For  Voted - For 
1.6  Elect Justin G. Knight  Management  For  Voted - For 
1.7  Elect Blythe J. McGarvie  Management  For  Voted - For 
1.8  Elect L. Hugh Redd  Management  For  Voted - For 
1.9  Elect Howard E. Woolley  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
APPLIED MATERIALS, INC.       
Security ID: 038222105 Ticker: AMAT       
Meeting Date: 09-Mar-23       
1.1  Elect Rani Borkar  Management  For  Voted - For 
1.2  Elect Judy Bruner  Management  For  Voted - For 
1.3  Elect Xun Chen  Management  For  Voted - For 
1.4  Elect Aart J. de Geus  Management  For  Voted - For 
1.5  Elect Gary E. Dickerson  Management  For  Voted - For 
1.6  Elect Thomas J. Iannotti  Management  For  Voted - For 
1.7  Elect Alexander A. Karsner  Management  For  Voted - For 
1.8  Elect Kevin P. March  Management  For  Voted - For 
1.9  Elect Yvonne McGill  Management  For  Voted - For 
1.10  Elect Scott A. McGregor  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Improvement of       
  Executive Compensation Program  Shareholder  Against  Voted - Against 

 

304

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
ARC RESOURCES LTD.       
Security ID: 00208D408 Ticker: ARX       
Meeting Date: 05-May-23       
1.1  Elect Harold N. Kvisle  Management  For  Voted - For 
1.2  Elect Farhad Ahrabi  Management  For  Voted - For 
1.3  Elect Carol T. Banducci  Management  For  Voted - For 
1.4  Elect David R. Collyer  Management  For  Voted - For 
1.5  Elect William J. McAdam  Management  For  Voted - For 
1.6  Elect Michael G. McAllister  Management  For  Voted - For 
1.7  Elect Marty L. Proctor  Management  For  Voted - For 
1.8  Elect M. Jacqueline Sheppard  Management  For  Voted - For 
1.9  Elect Leontine van Leeuwen-Atkins  Management  For  Voted - For 
1.10  Elect Terry M. Anderson  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
ARCHER-DANIELS-MIDLAND COMPANY       
Security ID: 039483102 Ticker: ADM       
Meeting Date: 04-May-23       
1.1  Elect Michael S. Burke  Management  For  Voted - For 
1.2  Elect Theodore Colbert  Management  For  Voted - For 
1.3  Elect James C. Collins Jr.  Management  For  Voted - For 
1.4  Elect Terrell K. Crews  Management  For  Voted - For 
1.5  Elect Ellen de Brabander  Management  For  Voted - For 
1.6  Elect Suzan F. Harrison  Management  For  Voted - For 
1.7  Elect Juan R. Luciano  Management  For  Voted - For 
1.8  Elect Patrick J. Moore  Management  For  Voted - Against 
1.9  Elect Debra A. Sandler  Management  For  Voted - For 
1.10  Elect Lei Z. Schlitz  Management  For  Voted - For 
1.11  Elect Kelvin R. Westbrook  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
ARROW ELECTRONICS, INC.       
Security ID: 042735100 Ticker: ARW       
Meeting Date: 17-May-23       
1.1  Elect William F. Austen  Management  For  Voted - Withheld 
1.2  Elect Fabian T. Garcia  Management  For  Voted - For 
1.3  Elect Steven H. Gunby  Management  For  Voted - For 

 

305

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Gail E. Hamilton  Management  For  Voted - For 
1.5  Elect Andrew Kerin  Management  For  Voted - For 
1.6  Elect Sean J Kerins  Management  For  Voted - For 
1.7  Elect Carol P. Lowe  Management  For  Voted - For 
1.8  Elect Mary T. McDowell  Management  For  Voted - For 
1.9  Elect Stephen C. Patrick  Management  For  Voted - For 
1.10  Elect Gerry P. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
ASE TECHNOLOGY HOLDING CO., LTD.       
Security ID: Y0249T100 Ticker: ASX       
Meeting Date: 27-Jun-23       
1  Accounts and Reports  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
ASIA CEMENT CHINA HOLDINGS CORPORATION       
Security ID: G0539C106 Ticker: 0743       
Meeting Date: 09-Jun-23       
1.1  Elect LIN Seng Chang  Management  For  Voted - For 
1.2  Elect WANG Wei  Management  For  Voted - For 
1.3  Elect LEE Kao Chao  Management  For  Voted - For 
1.4  Elect CHEN Ruey-Long  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Articles  Management  For  Voted - For 
ASSECO POLAND SA       
Security ID: X02540130 Ticker: ACP       
Meeting Date: 30-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Opening of Meeting; Election of Presiding Chair  Management  For  Voted - For 
4  Compliance with Rules of Convocation  Management  For  Voted - For 
5  Election of Scrutiny Commission  Management  For  Voted - For 

 

306

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Agenda  Management  For  Voted - For 
7  Presentation of Management Board Report  Management  For  Voted - For 
8  Presentation of Financial Statements  Management  For  Voted - For 
9  Presentation of Auditor's Report  Management  For  Voted - For 
10  Presentation of Supervisory Board Report  Management  For  Voted - For 
11  Accounts and Reports  Management  For  Voted - For 
12  Ratification of Management Acts  Management  For  Voted - For 
13  Ratification of Supervisory Board Acts  Management  For  Voted - For 
14  Allocation of Profits/Dividends  Management  For  Voted - For 
15  Remuneration Report  Management  For  Voted - Against 
16  Remuneration Policy  Management  For  Voted - For 
17  Supervisory Board Fees  Management  For  Voted - For 
18  Non-Voting Agenda Item  N/A    Non-Voting 
19  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 15-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Opening of Meeting  Management  For  Voted - For 
4  Compliance with Rules of Convocation  Management  For  Voted - For 
5  Election of Scrutiny Commission  Management  For  Voted - For 
6  Agenda  Management  For  Voted - For 
7  Establishment of Reserve Capital Fund  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Non-Voting Agenda Item  N/A    Non-Voting 
AT&T INC.       
Security ID: 00206R102 Ticker: T       
Meeting Date: 18-May-23       
1.1  Elect Scott T. Ford  Management  For  Voted - For 
1.2  Elect Glenn H. Hutchins  Management  For  Voted - Against 
1.3  Elect William E. Kennard  Management  For  Voted - For 
1.4  Elect Stephen J. Luczo  Management  For  Voted - For 
1.5  Elect Michael B. McCallister  Management  For  Voted - For 
1.6  Elect Beth E. Mooney  Management  For  Voted - For 
1.7  Elect Matthew K. Rose  Management  For  Voted - For 
1.8  Elect John T. Stankey  Management  For  Voted - For 
1.9  Elect Cindy B. Taylor  Management  For  Voted - For 
1.10  Elect Luis A. Ubinas  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - For 

 

307

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
AUTONATION, INC.       
Security ID: 05329W102 Ticker: AN       
Meeting Date: 19-Apr-23       
1.1  Elect Rick L. Burdick  Management  For  Voted - For 
1.2  Elect David B. Edelson  Management  For  Voted - For 
1.3  Elect Robert R. Grusky  Management  For  Voted - For 
1.4  Elect Norman K. Jenkins  Management  For  Voted - For 
1.5  Elect Lisa Lutoff-Perlo  Management  For  Voted - For 
1.6  Elect Michael Manley  Management  For  Voted - For 
1.7  Elect G. Mike Mikan  Management  For  Voted - For 
1.8  Elect Jacqueline A. Travisano  Management  For  Voted - Against 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
AVIVA PLC       
Security ID: G0683Q158 Ticker: AV.       
Meeting Date: 04-May-23       
1.1  Elect Michael Craston  Management  For  Voted - For 
1.2  Elect Charlotte C. Jones  Management  For  Voted - For 
1.3  Elect Amanda J. Blanc  Management  For  Voted - For 
1.4  Elect Andrea Blance  Management  For  Voted - For 
1.5  Elect George Culmer  Management  For  Voted - For 
1.6  Elect Patrick Flynn  Management  For  Voted - For 
1.7  Elect Shonaid Jemmett-Page  Management  For  Voted - For 
1.8  Elect Mohit Joshi  Management  For  Voted - For 
1.9  Elect Pippa Lambert  Management  For  Voted - For 
1.10  Elect Jim McConville  Management  For  Voted - For 
1.11  Elect Michael Mire  Management  For  Voted - For 
1.12  Elect Martin Strobel  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Approval of the Company's Climate-related Financial       
  Disclosure  Management  For  Voted - For 
5  Final Dividend  Management  For  Voted - For 
6  Appointment of Auditor  Management  For  Voted - For 
7  Authority to Set Auditor's Fees  Management  For  Voted - For 
8  Authorisation of Political Donations  Management  For  Voted - For 
9  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
11  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 

 

308

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
12  Authority to Issue Solvency II Securities w/       
  Preemptive Rights  Management  For  Voted - For 
13  Authority to Issue Solvency II Securities w/o       
  Preemptive Rights  Management  For  Voted - For 
14  Authority to Repurchase Shares  Management  For  Voted - For 
15  Authority to Repurchase 8 3/4% Preference Shares  Management  For  Voted - For 
16  Authority to Repurchase 8 3/8% Preference Shares  Management  For  Voted - For 
17  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
18  Reduction in Share Premium Account  Management  For  Voted - For 
19  Reduction in Capital Redemption Reserve  Management  For  Voted - For 
20  Non-Voting Meeting Note  N/A    Non-Voting 
AVNET, INC.       
Security ID: 053807103 Ticker: AVT       
Meeting Date: 17-Nov-22       
1.1  Elect Rodney C. Adkins  Management  For  Voted - For 
1.2  Elect Carlo Bozotti  Management  For  Voted - For 
1.3  Elect Brenda C. Freeman  Management  For  Voted - For 
1.4  Elect Philip R. Gallagher  Management  For  Voted - For 
1.5  Elect Jo Ann Jenkins  Management  For  Voted - For 
1.6  Elect Oleg Khaykin  Management  For  Voted - For 
1.7  Elect James A. Lawrence  Management  For  Voted - For 
1.8  Elect Ernest E. Maddock  Management  For  Voted - For 
1.9  Elect Avid Modjtabai  Management  For  Voted - For 
1.10  Elect Adalio T. Sanchez  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
AXA         
Security ID: F06106102 Ticker: CS       
Meeting Date: 27-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Accounts and Reports  Management  For  Voted - For 
10  Consolidated Accounts and Reports  Management  For  Voted - For 
11  Allocation of Profits/Dividends  Management  For  Voted - For 
12  2022 Remuneration Report  Management  For  Voted - For 
13  2022 Remuneration of Denis Duverne, Chair (Until       
  April 28, 2022)  Management  For  Voted - For 

 

309

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
14  2022 Remuneration of Antoine Gosset-Grainville,       
  Chair (From April 28, 2022)  Management  For  Voted - For 
15  2022 Remuneration of Thomas Buberl, CEO  Management  For  Voted - Against 
16  2023 Remuneration Policy (CEO)  Management  For  Voted - For 
17  2023 Remuneration Policy (Chair)  Management  For  Voted - For 
18  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
19  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
20  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
21  Authority to Increase Capital Through       
  Capitalisations  Management  For  Voted - For 
22  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  For  Voted - For 
23  Authority to Issue Shares and Convertible Debt w/o       
  Preemptive Rights  Management  For  Voted - For 
24  Authority to Issue Shares and Convertible Debt       
  Through Private Placement  Management  For  Voted - For 
25  Authority to Set Offering Price of Shares  Management  For  Voted - For 
26  Authority to Increase Capital in Case of Exchange       
  Offers  Management  For  Voted - For 
27  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  For  Voted - For 
28  Authority to Issue Shares w/o Preemptive Rights in       
  Consideration for Securities Issued by Subsidiaries  Management  For  Voted - For 
29  Authority to Issue Shares w/ Preemptive Rights in       
  Consideration for Securities Issued by Subsidiaries  Management  For  Voted - For 
30  Employee Stock Purchase Plan  Management  For  Voted - For 
31  Stock Purchase Plan for Overseas Employees  Management  For  Voted - For 
32  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
33  Authorisation of Legal Formalities  Management  For  Voted - For 
B2GOLD CORP.       
Security ID: 11777Q209 Ticker: BTO       
Meeting Date: 23-Jun-23       
1.1  Elect Clive Johnson  Management  For  Voted - For 
1.2  Elect Jerry R. Korpan  Management  For  Voted - For 
1.3  Elect Kevin Bullock  Management  For  Voted - For 
1.4  Elect George Johnson  Management  For  Voted - For 
1.5  Elect Robin Weisman  Management  For  Voted - For 
1.6  Elect Liane Kelly  Management  For  Voted - For 
1.7  Elect Lisa Pankratz  Management  For  Voted - For 
1.8  Elect Thabile Makgala  Management  For  Voted - For 
1.9  Elect Kelvin Dushnisky  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Board Size  Management  For  Voted - For 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Amendment to Restricted Share Unit Plan  Management  For  Voted - For 
6  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

310

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
BAE SYSTEMS PLC       
Security ID: G06940103 Ticker: BA.       
Meeting Date: 04-May-23       
1.1  Elect Nick Anderson  Management  For  Voted - For 
1.2  Elect Thomas Arseneault  Management  For  Voted - For 
1.3  Elect Crystal E. Ashby  Management  For  Voted - For 
1.4  Elect Elizabeth Corley  Management  For  Voted - For 
1.5  Elect Bradley Greve  Management  For  Voted - For 
1.6  Elect Jane Griffiths  Management  For  Voted - For 
1.7  Elect Chris Grigg  Management  For  Voted - For 
1.8  Elect Ewan Kirk  Management  For  Voted - For 
1.9  Elect Stephen T. Pearce  Management  For  Voted - For 
1.10  Elect Nicole W. Piasecki  Management  For  Voted - For 
1.11  Elect Charles Woodburn  Management  For  Voted - For 
1.12  Elect Cressida Hogg  Management  For  Voted - For 
1.13  Elect Mark Sedwill  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Policy  Management  For  Voted - For 
4  Remuneration Report  Management  For  Voted - For 
5  Final Dividend  Management  For  Voted - For 
6  Appointment of Auditor  Management  For  Voted - For 
7  Authority to Set Auditor's Fees  Management  For  Voted - For 
8  Authorisation of Political Donations  Management  For  Voted - For 
9  Long-Term Incentive Plan  Management  For  Voted - For 
10  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
11  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
12  Authority to Repurchase Shares  Management  For  Voted - For 
13  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
BANKUNITED, INC.       
Security ID: 06652K103 Ticker: BKU       
Meeting Date: 16-May-23       
1.1  Elect Rajinder P. Singh  Management  For  Voted - For 
1.2  Elect Tere Blanca  Management  For  Voted - For 
1.3  Elect John N. DiGiacomo       
    Management  For  Voted - For 
1.4  Elect Michael J. Dowling  Management  For  Voted - For 
1.5  Elect Douglas J. Pauls  Management  For  Voted - For 
1.6  Elect A. Gail Prudenti  Management  For  Voted - For 
1.7  Elect William S. Rubenstein  Management  For  Voted - For 
1.8  Elect Germaine Smith-Baugh, Ed. D.  Management  For  Voted - For 
1.9  Elect Sanjiv Sobti, Ph. D.  Management  For  Voted - For 
1.10  Elect Lynne Wines  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

311

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2023 Omnibus Equity Incentive Plan  Management  For  Voted - For 
BARCLAYS PLC       
Security ID: G08036124 Ticker: BARC       
Meeting Date: 03-May-23       
1.1  Elect Marc Moses  Management  For  Voted - For 
1.2  Elect Robert Berry  Management  For  Voted - For 
1.3  Elect Tim Breedon  Management  For  Voted - For 
1.4  Elect Anna Cross  Management  For  Voted - For 
1.5  Elect Mohamed A. El-Erian  Management  For  Voted - For 
1.6  Elect Dawn Fitzpatrick  Management  For  Voted - For 
1.7  Elect Mary E. Francis  Management  For  Voted - For 
1.8  Elect Crawford Gillies  Management  For  Voted - For 
1.9  Elect Brian Gilvary  Management  For  Voted - For 
1.10  Elect Nigel Higgins  Management  For  Voted - For 
1.11  Elect Diane L. Schueneman  Management  For  Voted - For 
1.12  Elect C. S Venkatakrishnan  Management  For  Voted - For 
1.13  Elect Julia Wilson  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - Against 
4  Remuneration Policy  Management  For  Voted - For 
5  Appointment of Auditor  Management  For  Voted - For 
6  Authority to Set Auditor's Fees  Management  For  Voted - For 
7  Authorisation of Political Donations  Management  For  Voted - For 
8  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
11  Authority to Issue Equity Convertible Notes w/       
  Preemptive Rights  Management  For  Voted - For 
12  Authority to Issue Equity Convertible Notes w/o       
  Preemptive Rights  Management  For  Voted - For 
13  Authority to Repurchase Shares  Management  For  Voted - For 
14  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
BAWAG GROUP AG       
Security ID: A0997C107 Ticker: BG       
Meeting Date: 31-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Allocation of Dividends  Management  For  Voted - For 
5  Ratification of Management Board Acts  Management  For  Voted - For 
6  Ratification of Supervisory Board Acts  Management  For  Voted - For 

 

312

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Appointment of Auditor  Management  For  Voted - For 
8  Remuneration Report  Management  For  Voted - Against 
9  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
10  Amendments to Articles (Virtual General Meetings)  Management  For  Voted - For 
11  Non-Voting Meeting Note  N/A    Non-Voting 
BAYERISCHE MOTOREN WERKE AG (BMW)       
Security ID: D12096109 Ticker: BMW       
Meeting Date: 11-May-23       
1.1  Elect Kurt Bock as Supervisory Board Member  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Agenda Item  N/A    Non-Voting 
4  Allocation of Dividends  Management  For  Voted - For 
5  Ratification of Management Board Acts  Management  For  Voted - For 
6  Ratify Norbert Reithofer  Management  For  Voted - For 
7  Ratify Manfred Schoch  Management  For  Voted - For 
8  Ratify Stefan Quandt  Management  For  Voted - For 
9  Ratify Stefan Schmid  Management  For  Voted - For 
10  Ratify Kurt Bock  Management  For  Voted - For 
11  Ratify Christiane Benner  Management  For  Voted - For 
12  Ratify Marc Bitzer  Management  For  Voted - For 
13  Ratify Bernhard Ebner  Management  For  Voted - For 
14  Ratify Rachel Empey  Management  For  Voted - For 
15  Ratify Heinrich Hiesinger  Management  For  Voted - For 
16  Ratify Johann Horn  Management  For  Voted - For 
17  Ratify Susanne Klatten  Management  For  Voted - For 
18  Ratify Jens Kohler  Management  For  Voted - For 
19  Ratify Gerhard Kurz  Management  For  Voted - For 
20  Ratify Andre Mandl  Management  For  Voted - For 
21  Ratify Dominique Mohabeer  Management  For  Voted - For 
22  Ratify Anke Schaferkordt  Management  For  Voted - For 
23  Ratify Christoph M. Schmidt  Management  For  Voted - For 
24  Ratify Vishal Sikka  Management  For  Voted - For 
25  Ratify Sibylle Wankel  Management  For  Voted - For 
26  Ratify Thomas Wittig  Management  For  Voted - For 
27  Ratify Werner Zierer  Management  For  Voted - For 
28  Remuneration Report  Management  For  Voted - For 
29  Appointment of Auditor  Management  For  Voted - For 
30  Amendments to Articles (Virtual General Meeting)  Management  For  Voted - For 
31  Amendments to Articles (Virtual AGM Participation       
  of Supervisory Board Members)  Management  For  Voted - For 
32  Non-Voting Meeting Note  N/A    Non-Voting 
33  Non-Voting Meeting Note  N/A    Non-Voting 
34  Non-Voting Meeting Note  N/A    Non-Voting 
35  Non-Voting Meeting Note  N/A    Non-Voting 
36  Non-Voting Meeting Note  N/A    Non-Voting 

 

313

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
BELLWAY PLC       
Security ID: G09744155 Ticker: BWY       
Meeting Date: 16-Dec-22       
1.1  Elect John Tutte  Management  For  Voted - For 
1.2  Elect Jason Honeyman  Management  For  Voted - For 
1.3  Elect Keith Adey  Management  For  Voted - For 
1.4  Elect Jill Caseberry  Management  For  Voted - For 
1.5  Elect Ian P. McHoul  Management  For  Voted - For 
1.6  Elect Sarah Whitney  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Final Dividend  Management  For  Voted - For 
5  Appointment of Auditor  Management  For  Voted - For 
6  Authority to Set Auditor's Fees  Management  For  Voted - For 
7  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
10  Authority to Repurchase Shares  Management  For  Voted - For 
11  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
BERRY GLOBAL GROUP, INC.       
Security ID: 08579W103 Ticker: BERY       
Meeting Date: 15-Feb-23       
1.1  Elect B. Evan Bayh  Management  For  Voted - For 
1.2  Elect Jonathan F. Foster  Management  For  Voted - For 
1.3  Elect Idalene F. Kesner  Management  For  Voted - For 
1.4  Elect Jill A. Rahman  Management  For  Voted - For 
1.5  Elect Carl J. (Rick) Rickertsen  Management  For  Voted - For 
1.6  Elect Thomas E. Salmon  Management  For  Voted - For 
1.7  Elect Chaney M. Sheffield, Jr.  Management  For  Voted - For 
1.8  Elect Robert A. Steele  Management  For  Voted - For 
1.9  Elect Stephen E. Sterrett  Management  For  Voted - For 
1.10  Elect Scott B. Ullem  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
BEST BUY CO., INC.       
Security ID: 086516101 Ticker: BBY       
Meeting Date: 14-Jun-23       
1.1  Elect Corie S. Barry  Management  For  Voted - For 
1.2  Elect Lisa M. Caputo  Management  For  Voted - For 

 

314

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect J. Patrick Doyle  Management  For  Voted - For 
1.4  Elect David W. Kenny  Management  For  Voted - For 
1.5  Elect Mario J. Marte  Management  For  Voted - For 
1.6  Elect Karen A. McLoughlin  Management  For  Voted - For 
1.7  Elect Claudia Fan Munce  Management  For  Voted - For 
1.8  Elect Richelle P. Parham  Management  For  Voted - For 
1.9  Elect Steven E. Rendle  Management  For  Voted - For 
1.10  Elect Sima D. Sistani  Management  For  Voted - For 
1.11  Elect Melinda D. Whittington  Management  For  Voted - For 
1.12  Elect Eugene A. Woods  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
BHP GROUP LIMITED       
Security ID: Q1498M100 Ticker: BHP       
Meeting Date: 10-Nov-22       
1.1  Elect Michelle A Hinchliffe  Management  For  Voted - For 
1.2  Elect Catherine Tanna  Management  For  Voted - For 
1.3  Re-elect Terence (Terry) J. Bowen  Management  For  Voted - For 
1.4  Re-elect Xiaoqun Clever  Management  For  Voted - For 
1.5  Re-elect Ian D. Cockerill  Management  For  Voted - For 
1.6  Re-elect Gary J. Goldberg  Management  For  Voted - For 
1.7  Re-elect Ken N. MacKenzie  Management  For  Voted - For 
1.8  Re-elect Christine E. O'Reilly  Management  For  Voted - For 
1.9  Re-elect Dion J. Weisler  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Remuneration Report  Management  For  Voted - For 
4  Equity Grant (CEO Mike Henry)  Management  For  Voted - For 
5  Shareholder Proposal Regarding Facilitating       
  Nonbinding Proposals  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with the Paris Agreement  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Audited Climate       
  Sensitivity Analysis  Shareholder  Against  Voted - Against 
BILIA AB       
Security ID: W2R73S144 Ticker: BILIA       
Meeting Date: 26-Apr-23       
1.1  Elect Gunnar Blomkvist  Management  For  Voted - For 
1.2  Elect Anna Engebretsen  Management  For  Voted - Against 
1.3  Elect Ingrid Jonasson Blank  Management  For  Voted - For 
1.4  Elect Nicklas Paulson  Management  For  Voted - For 
1.5  Elect Jan Pettersson  Management  For  Voted - For 
1.6  Elect Mats Qviberg  Management  For  Voted - For 

 

315

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Jon Risfelt  Management  For  Voted - For 
1.8  Elect Caroline af Ugglas  Management  For  Voted - For 
1.9  Elect Mats Qviberg as Chair  Management  For  Voted - For 
1.10  Elect Jan Pettersson as Vice Chair  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Election of Presiding Chair  Management  For  Voted - For 
8  Minutes  Management  For  Voted - For 
9  Voting List  Management  For  Voted - For 
10  Agenda  Management  For  Voted - For 
11  Compliance with the Rules of Convocation  Management  For  Voted - For 
12  Non-Voting Agenda Item  N/A    Non-Voting 
13  Accounts and Reports  Management  For  Voted - For 
14  Allocation of Profits/Dividends  Management  For  Voted - For 
15  Ratification of Mats Qviberg  Management  For  Voted - For 
16  Ratification of Jan Pettersson  Management  For  Voted - For 
17  Ratification of Ingrid Jonasson Blank  Management  For  Voted - For 
18  Ratification of Gunnar Blomkvist  Management  For  Voted - For 
19  Ratification of Anna Engebretsen  Management  For  Voted - For 
20  Ratification of Nicklas Paulson  Management  For  Voted - For 
21  Ratification of Jon Risfelt  Management  For  Voted - For 
22  Ratification of Caroline af Ugglas  Management  For  Voted - For 
23  Ratification of Patrik Nordvall  Management  For  Voted - For 
24  Ratification of Dragan Mitrasinovic  Management  For  Voted - For 
25  Ratification of Per Avander (CEO)  Management  For  Voted - For 
26  Board Size  Management  For  Voted - For 
27  Directors' Fees  Management  For  Voted - For 
28  Authority to Set Auditor's Fees  Management  For  Voted - For 
29  Appointment of Auditor  Management  For  Voted - For 
30  Remuneration Report  Management  For  Voted - For 
31  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
32  Adoption of Share-Based Incentives (LTIP 2023)  Management  For  Voted - For 
33  Approve Transfer of Own Shares (LTIP 2023)  Management  For  Voted - For 
34  Approve Equity Swap Agreement (LTIP 2023)  Management  For  Voted - For 
35  Authority to Transfer Owns Shares (LTIP 2023)  Management  For  Voted - For 
36  Non-Voting Meeting Note  N/A    Non-Voting 
37  Non-Voting Meeting Note  N/A    Non-Voting 
BIOGEN INC.       
Security ID: 09062X103 Ticker: BIIB       
Meeting Date: 26-Jun-23       
1.1  Elect Alexander J. Denner  Management  For  Voted - Abstain 
1.2  Elect Caroline D. Dorsa  Management  For  Voted - For 
1.3  Elect Maria C. Freire  Management  For  Voted - For 

 

316

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect William A. Hawkins  Management  For  Voted - For 
1.5  Elect William D. Jones  Management  For  Voted - Abstain 
1.6  Elect Jesus B. Mantas  Management  For  Voted - For 
1.7  Elect Richard C. Mulligan  Management  For  Voted - Abstain 
1.8  Elect Eric K. Rowinsky  Management  For  Voted - For 
1.9  Elect Stephen A. Sherwin  Management  For  Voted - For 
1.10  Elect Christopher A. Viehbacher  Management  For  Voted - For 
1.11  Elect Susan K. Langer  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
BLUESCOPE STEEL LIMITED       
Security ID: Q1415L177 Ticker: BSL       
Meeting Date: 22-Nov-22       
1.1  Re-elect Ewen G.W. Crouch  Management  For  Voted - For 
1.2  Elect K'Lynne Johnson  Management  For  Voted - For 
1.3  Elect ZhiQiang Zhang  Management  For  Voted - For 
1.4  Elect Jane F. McAloon  Management  For  Voted - For 
1.5  Elect Peter C. Alexander  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Remuneration Report  Management  For  Voted - For 
4  Equity Grant (MD/CEO Mark Vassella - STI)  Management  For  Voted - For 
5  Equity Grant (MD/CEO Mark Vassella - LTI)  Management  For  Voted - For 
6  Increase NEDs' fee cap  Management  Against  Voted - For 
BNP PARIBAS SA       
Security ID: F1058Q238 Ticker: BNP       
Meeting Date: 16-May-23       
1.1  Election of Jean Lemierre  Management  For  Voted - For 
1.2  Election of Jacques Aschenbroich  Management  For  Voted - For 
1.3  Election Monique Cohen  Management  For  Voted - For 
1.4  Election of Daniela Schwarzer  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Accounts and Reports; Non Tax-Deductible Expenses  Management  For  Voted - For 
10  Consolidated Accounts and Reports  Management  For  Voted - For 
11  Allocation of Profits/Dividends  Management  For  Voted - For 
12  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
13  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 

 

317

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
14  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
15  2023 Remuneration Policy (Chair)  Management  For  Voted - For 
16  2023 Remuneration Policy (CEO and Deputy CEOs)  Management  For  Voted - For 
17  2022 Remuneration Report  Management  For  Voted - For 
18  2022 Remuneration of Jean Lemierre, Chair  Management  For  Voted - For 
19  2022 Remuneration of Jean-Laurent Bonnafe, CEO  Management  For  Voted - For 
20  2022 Remuneration of Yann Gerardin, Deputy CEO  Management  For  Voted - For 
21  2022 Remuneration of Thierry Laborde, Deputy CEO  Management  For  Voted - For 
22  2022 Remuneration of Identified Staff  Management  For  Voted - For 
23  Authority to Grant Super-Subordinated Convertible       
  Bonds (Contingent Capital) Through Private Placement  Management  For  Voted - For 
24  Employee Stock Purchase Plan  Management  For  Voted - For 
25  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
26  Amendment Regarding the Chair's Age Limit  Management  For  Voted - For 
27  Authorisation of Legal Formalities  Management  For  Voted - For 
28  Non-Voting Meeting Note  N/A    Non-Voting 
BOUYGUES       
Security ID: F11487125 Ticker: EN       
Meeting Date: 27-Apr-23       
1.1  Elect Benoit Maes  Management  For  Voted - For 
1.2  Elect Alexandre de Rothschild  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Accounts and Reports  Management  For  Voted - For 
9  Consolidated Accounts and Reports  Management  For  Voted - For 
10  Allocation of Profits/Dividends  Management  For  Voted - For 
11  Special Auditors Report on Regulated Agreements  Management  For  Voted - Against 
12  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
13  2023 Remuneration Policy (Chair)  Management  For  Voted - For 
14  2023 Remuneration Policy (CEO and Deputy CEOs)  Management  For  Voted - Against 
15  2022 Remuneration Report  Management  For  Voted - For 
16  2022 Remuneration of Martin Bouygues, Chair  Management  For  Voted - For 
17  2022 Remuneration of Olivier Roussat, CEO  Management  For  Voted - For 
18  2022 Remuneration of Pascal Grange, Deputy CEO  Management  For  Voted - For 
19  2022 Remuneration of Edward Bouygues, Deputy CEO  Management  For  Voted - Against 
20  Authority to Repurchase and Reissue Shares  Management  For  Voted - Against 
21  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
22  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  For  Voted - Against 
23  Authority to Increase Capital Through       
  Capitalisations  Management  For  Voted - Against 
24  Authority to Issue Shares and Convertible Debt w/o       
  Preemptive Rights  Management  For  Voted - Against 

 

318

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
25  Authority to Issue Shares and Convertible Debt       
  Through Private Placement  Management  For  Voted - Against 
26  Authority to Set Offering Price of Shares  Management  For  Voted - Against 
27  Greenshoe  Management  For  Voted - Against 
28  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  For  Voted - Against 
29  Authority to Increase Capital in Case of Exchange       
  Offers  Management  For  Voted - Against 
30  Authority to Issue Shares w/o Preemptive Rights in       
  Consideration for Securities Issued by Subsidiaries  Management  For  Voted - Against 
31  Employee Stock Purchase Plan  Management  For  Voted - Against 
32  Authority to Grant Stock Options  Management  For  Voted - Against 
33  Authority to Issue Restricted Shares  Management  For  Voted - Against 
34  Authority to Issue Restricted Shares (Pension       
  Scheme)  Management  For  Voted - For 
35  Authority to Issue Warrants as a Takeover Defense  Management  For  Voted - Against 
36  Authorisation of Legal Formalities  Management  For  Voted - For 
37  Non-Voting Meeting Note  N/A    Non-Voting 
38  Non-Voting Meeting Note  N/A    Non-Voting 
BRISTOL-MYERS SQUIBB COMPANY       
Security ID: 110122108 Ticker: BMY       
Meeting Date: 02-May-23       
1.1  Elect Peter J. Arduini  Management  For  Voted - For 
1.2  Elect Deepak L. Bhatt  Management  For  Voted - For 
1.3  Elect Giovanni Caforio  Management  For  Voted - For 
1.4  Elect Julia A. Haller  Management  For  Voted - For 
1.5  Elect Manuel Hidalgo Medina  Management  For  Voted - For 
1.6  Elect Paula A. Price  Management  For  Voted - For 
1.7  Elect Derica W. Rice  Management  For  Voted - For 
1.8  Elect Theodore R. Samuels, II  Management  For  Voted - For 
1.9  Elect Gerald Storch  Management  For  Voted - For 
1.10  Elect Karen H. Vousden  Management  For  Voted - For 
1.11  Elect Phyllis R. Yale  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Non-Discrimination       
  Audit  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Allowing Beneficial       
  Owners to Call Special Meetings  Shareholder  Against  Voted - Against 

 

319

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
BRITISH AMERICAN TOBACCO PLC       
Security ID: G1510J102 Ticker: BATS       
Meeting Date: 19-Apr-23       
1.1  Elect Luc Jobin  Management  For  Voted - For 
1.2  Elect Jack M. Bowles  Management  For  Voted - For 
1.3  Elect Tadeu Marroco  Management  For  Voted - For 
1.4  Elect Krishnan Anand  Management  For  Voted - For 
1.5  Elect Susan J. Farr  Management  For  Voted - For 
1.6  Elect Karen Guerra  Management  For  Voted - For 
1.7  Elect Holly K. Koeppel  Management  For  Voted - For 
1.8  Elect Dimitri Panayotopoulos  Management  For  Voted - For 
1.9  Elect J. Darrell Thomas  Management  For  Voted - For 
1.10  Elect Veronique Laury  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Appointment of Auditor  Management  For  Voted - For 
5  Authority to Set Auditor's Fees  Management  For  Voted - For 
6  Authorisation of Political Donations  Management  For  Voted - For 
7  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
11  Adoption of New Articles  Management  For  Voted - For 
BRUNSWICK CORPORATION       
Security ID: 117043109 Ticker: BC       
Meeting Date: 03-May-23       
1.1  Elect Nancy E. Cooper  Management  For  Voted - For 
1.2  Elect David C. Everitt  Management  For  Voted - For 
1.3  Elect Reginald Fils-Aime  Management  For  Voted - For 
1.4  Elect Lauren P. Flaherty  Management  For  Voted - For 
1.5  Elect David M. Foulkes  Management  For  Voted - For 
1.6  Elect Joseph W. McClanathan  Management  For  Voted - For 
1.7  Elect David V. Singer  Management  For  Voted - For 
1.8  Elect J. Steven Whisler  Management  For  Voted - For 
1.9  Elect Roger J. Wood  Management  For  Voted - For 
1.10  Elect MaryAnn Wright  Management  For  Voted - For 
2  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
3  Amendment to Clarify, Streamline and Modernize the       
  Charter  Management  For  Voted - For 
4  Amendment to Eliminate Outdated Language  Management  For  Voted - For 
5  Advisory Vote on Executive Compensation  Management  For  Voted - For 
6  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
7  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - For 

 

320

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Ratification of Auditor  Management  For  Voted - For 
BUILDERS FIRSTSOURCE, INC.       
Security ID: 12008R107 Ticker: BLDR       
Meeting Date: 14-Jun-23       
1.1  Elect Paul S. Levy  Management  For  Voted - For 
1.2  Elect Cory J. Boydston  Management  For  Voted - For 
1.3  Elect James O'Leary  Management  For  Voted - For 
1.4  Elect Craig A. Steinke  Management  For  Voted - Against 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Adoption of Targets       
  to Achieve Net-zero Emissions by 2050  Shareholder  Against  Voted - Against 
BUNGE LIMITED       
Security ID: G16962105 Ticker: BG       
Meeting Date: 11-May-23       
1.1  Elect Eliane Aleixo Lustosa de Andrade  Management  For  Voted - For 
1.2  Elect Sheila C. Bair  Management  For  Voted - For 
1.3  Elect Carol M. Browner  Management  For  Voted - For 
1.4  Elect David Fransen  Management  For  Voted - Abstain 
1.5  Elect Gregory A. Heckman  Management  For  Voted - For 
1.6  Elect Bernardo Hees  Management  For  Voted - For 
1.7  Elect Michael Kobori  Management  For  Voted - For 
1.8  Elect Monica McGurk  Management  For  Voted - For 
1.9  Elect Kenneth M. Simril  Management  For  Voted - For 
1.10  Elect Henry W. Winship  Management  For  Voted - For 
1.11  Elect Mark N. Zenuk  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
CALIFORNIA RESOURCES CORPORATION       
Security ID: 13057Q305 Ticker: CRC       
Meeting Date: 28-Apr-23       
1.1  Elect Andrew Bremner  Management  For  Voted - Withheld 
1.2  Elect Tiffany Thom Cepak  Management  For  Voted - For 
1.3  Elect James N. Chapman  Management  For  Voted - For 
1.4  Elect Francisco J. Leon  Management  For  Voted - For 
1.5  Elect Mark A. McFarland  Management  For  Voted - For 

 

321

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Nicole N. Brady  Management  For  Voted - For 
1.7  Elect Julio M. Quintana  Management  For  Voted - For 
1.8  Elect William B. Roby  Management  For  Voted - For 
1.9  Elect Alejandra Veltmann  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
CANADIAN IMPERIAL BANK OF COMMERCE       
Security ID: 136069101 Ticker: CM       
Meeting Date: 04-Apr-23       
1.1  Elect Ammar Aljoundi  Management  For  Voted - For 
1.2  Elect Charles J.G. Brindamour  Management  For  Voted - For 
1.3  Elect Nanci E. Caldwell  Management  For  Voted - For 
1.4  Elect Michelle L. Collins  Management  For  Voted - For 
1.5  Elect Luc Desjardins  Management  For  Voted - For 
1.6  Elect Victor G. Dodig  Management  For  Voted - For 
1.7  Elect Kevin J. Kelly  Management  For  Voted - For 
1.8  Elect Christine E. Larsen  Management  For  Voted - For 
1.9  Elect Mary Lou Maher  Management  For  Voted - For 
1.10  Elect William F. Morneau  Management  For  Voted - For 
1.11  Elect Katharine B. Stevenson  Management  For  Voted - For 
1.12  Elect Martine Turcotte  Management  For  Voted - For 
1.13  Elect Barry L. Zubrow  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding Pay Ratio Disclosure  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Say on Climate  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Financing of the       
  Canadian Oil and Gas Sector  Shareholder  Against  Voted - Against 
CAPITAL ONE FINANCIAL CORPORATION       
Security ID: 14040H105 Ticker: COF       
Meeting Date: 04-May-23       
1.1  Elect Richard D. Fairbank  Management  For  Voted - For 
1.2  Elect Ime Archibong  Management  For  Voted - For 
1.3  Elect Christine R. Detrick  Management  For  Voted - For 
1.4  Elect Ann Fritz Hackett  Management  For  Voted - For 
1.5  Elect Peter Thomas Killalea  Management  For  Voted - For 
1.6  Elect Eli Leenaars  Management  For  Voted - For 
1.7  Elect Francois Locoh-Donou  Management  For  Voted - For 
1.8  Elect Peter E. Raskind  Management  For  Voted - For 
1.9  Elect Eileen M. Serra  Management  For  Voted - For 
1.10  Elect Mayo A. Shattuck III  Management  For  Voted - For 

 

322

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect Bradford H. Warner  Management  For  Voted - For 
1.12  Elect Craig Anthony Williams  Management  For  Voted - For 
2  Elimination of Supermajority Requirement  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Amendment to the 2004 Stock Incentive Plan  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
7  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on Board       
  Oversight of Discrimination  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Disclosure of a       
  Board Diversity and Skills Matrix  Shareholder  Against  Voted - For 
CARDINAL HEALTH, INC.       
Security ID: 14149Y108 Ticker: CAH       
Meeting Date: 09-Nov-22       
1.1  Elect Steven K. Barg  Management  For  Voted - For 
1.2  Elect Michelle M. Brennan  Management  For  Voted - For 
1.3  Elect Sujatha Chandrasekaran  Management  For  Voted - For 
1.4  Elect Carrie S. Cox  Management  For  Voted - For 
1.5  Elect Bruce L. Downey  Management  For  Voted - For 
1.6  Elect Sheri H. Edison  Management  For  Voted - For 
1.7  Elect David C. Evans  Management  For  Voted - For 
1.8  Elect Patricia Hemingway Hall  Management  For  Voted - For 
1.9  Elect Jason M. Hollar  Management  For  Voted - For 
1.10  Elect Akhil Johri  Management  For  Voted - For 
1.11  Elect Gregory B. Kenny  Management  For  Voted - For 
1.12  Elect Nancy Killefer  Management  For  Voted - For 
1.13  Elect Christine A. Mundkur  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
CARLYLE SECURED LENDING, INC.       
Security ID: 872280102 Ticker: CGBD       
Meeting Date: 07-Jun-23       
1.1  Elect William H. Wright II  Management  For  Voted - Withheld 
2  Ratification of Auditor  Management  For  Voted - For 
CARTER'S, INC.       
Security ID: 146229109 Ticker: CRI       
Meeting Date: 17-May-23       
1.1  Elect Rochester Anderson Jr.  Management  For  Voted - For 
1.2  Elect Jeffrey H. Black  Management  For  Voted - For 

 

323

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Hali Borenstein  Management  For  Voted - For 
1.4  Elect Luis A. Borgen  Management  For  Voted - For 
1.5  Elect Michael D. Casey  Management  For  Voted - For 
1.6  Elect Jevin S. Eagle  Management  For  Voted - For 
1.7  Elect Mark P. Hipp  Management  For  Voted - For 
1.8  Elect William J. Montgoris  Management  For  Voted - For 
1.9  Elect Stacey S. Rauch  Management  For  Voted - For 
1.10  Elect Gretchen W. Schar  Management  For  Voted - For 
1.11  Elect Stephanie P. Stahl  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
CELANESE CORPORATION       
Security ID: 150870103 Ticker: CE       
Meeting Date: 20-Apr-23       
1.1  Elect Jean S. Blackwell  Management  For  Voted - For 
1.2  Elect William M. Brown  Management  For  Voted - For 
1.3  Elect Edward G. Galante  Management  For  Voted - For 
1.4  Elect Kathryn M. Hill  Management  For  Voted - For 
1.5  Elect David F. Hoffmeister  Management  For  Voted - For 
1.6  Elect Jay V. Ihlenfeld  Management  For  Voted - For 
1.7  Elect Deborah J. Kissire  Management  For  Voted - For 
1.8  Elect Michael Koenig  Management  For  Voted - For 
1.9  Elect Kim K.W. Rucker  Management  For  Voted - For 
1.10  Elect Lori J. Ryerkerk  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2018 Global Incentive Plan  Management  For  Voted - For 
CHESAPEAKE ENERGY CORPORATION       
Security ID: 165167735 Ticker: CHK       
Meeting Date: 08-Jun-23       
1.1  Elect Domenic J. Dell'Osso, Jr.  Management  For  Voted - For 
1.2  Elect Timothy S. Duncan  Management  For  Voted - For 
1.3  Elect Benjamin C. Duster, IV  Management  For  Voted - For 
1.4  Elect Sarah A. Emerson  Management  For  Voted - For 
1.5  Elect Matthew Gallagher  Management  For  Voted - Against 
1.6  Elect Brian Steck  Management  For  Voted - For 
1.7  Elect Michael A. Wichterich  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

324

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
CHINA CITIC BANK CORPORATION LIMITED       
Security ID: Y1434M116 Ticker: 0998       
Meeting Date: 16-Nov-22       
1.1  Elect Zhou Bowen  Management  For  Voted - For 
1.2  Elect Wang Huacheng  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Amendments to the Administrative Measures on       
  Equity  Management  For  Voted - For 
4  Non-Voting Agenda Item  N/A    Non-Voting 
Meeting Date: 12-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Demonstration and Analysis Report on the Issuance       
  of Rights to Existing Shareholders of A Shares  Management  For  Voted - For 
3  Authorization to the Board to Deal with Relevant       
  Matters in Relation to the Rights Issue  Management  For  Voted - For 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Demonstration and Analysis Report on the Issuance       
  of Rights to Existing Shareholders of A Shares  Management  For  Voted - For 
6  Authorization to the Board to Deal with Relevant       
  Matters in Relation to the Rights Issue  Management  For  Voted - For 
Meeting Date: 21-Jun-23       
1.1  Elect SONG Fangxiu  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Annual Report  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  2023 Financial Budget Plan  Management  For  Voted - For 
7  Special Report of Related Party Transactions  Management  For  Voted - For 
8  Increase of the Cap of Credit Extension RPT with       
  CITIC Group and its Associations in 2023  Management  For  Voted - For 
9  Application for the Cap of Deposit Business RPT       
  with CITIC Group and its Associations in 2023  Management  For  Voted - For 
10  Directors' Report  Management  For  Voted - For 
11  Supervisors' Report  Management  For  Voted - For 
12  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
13  Report of the Use of Proceeds from the Previous       
  Issuance  Management  For  Voted - For 
14  Extension of the Effective Period of the       
  Resolutions in relation to the Rights Issue  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
16  Extension of the Effective Period of the       
  Resolutions in relation to the Rights Issue  Management  For  Voted - For 

 

325

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
CHINA PETROLEUM & CHEMICAL CORPORATION       
Security ID: Y15010104 Ticker: 0386       
Meeting Date: 30-May-23       
1.1  Elect LV Lianggong  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Directors' Report  Management  For  Voted - For 
5  Supervisors' Report  Management  For  Voted - For 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  2023 Interim Distribution Plan  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Reduction in Registered Capital and Amendments to       
  Articles  Management  For  Voted - For 
11  Authority to Issue Debt Financing Instruments  Management  For  Voted - Against 
12  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
13  Authority to Repurchase Shares  Management  For  Voted - For 
14  Satisfaction of the Conditions of the Issuance of A       
  Shares  Management  For  Voted - Against 
15  Type and Par Value of Shares to be Issued  Management  For  Voted - Against 
16  Manner and Timing of Issuance  Management  For  Voted - Against 
17  Subscriber and Manner of Subscription  Management  For  Voted - Against 
18  Pricing Benchmark Date, Issue Price and Pricing       
  Principles  Management  For  Voted - Against 
19  Number of Shares to be Issued  Management  For  Voted - Against 
20  Lock-up period  Management  For  Voted - Against 
21  Amount and Use of Proceeds  Management  For  Voted - Against 
22  Place of Listing  Management  For  Voted - Against 
23  Arrangement of Accumulated Undistributed Profits  Management  For  Voted - Against 
24  Validity period  Management  For  Voted - Against 
25  Proposal of the Proposed Issuance of A Shares  Management  For  Voted - Against 
26  Demonstration and Analysis Report on the Plan of       
  the Proposed Issuance of A Shares  Management  For  Voted - Against 
27  Connected Transaction Involved in the Proposed       
  Issuance of A Shares  Management  For  Voted - Against 
28  Subscription Agreement  Management  For  Voted - Against 
29  Feasibility Report on the Use of Proceeds Raised       
  from the Proposed Issuance of A Shares  Management  For  Voted - Against 
30  Dilution of Current Returns by the Proposed       
  Issuance of A Shares, Remedial Measures and       
  Commitments of Related Entities  Management  For  Voted - Against 
31  Dividend Distribution and Return Plan for the Next       
  Three Years (2023-2025)  Management  For  Voted - For 
32  Board Authorization to Handle All Matters Relating       
  to the Proposed Issuance of A Shares  Management  For  Voted - Against 
33  Board Authorization to Amend Articles in Accordance       
  with the Proposed Issuance of A Shares  Management  For  Voted - Against 
34  Non-Voting Meeting Note  N/A    Non-Voting 
35  Non-Voting Meeting Note  N/A    Non-Voting 

 

326

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
36  Authority to Repurchase Shares  Management  For  Voted - For 
CHINA WATER AFFAIRS GROUP LIMITED       
Security ID: G21090124 Ticker: 0855       
Meeting Date: 09-Sep-22       
1.1  Elect DING Bin  Management  For  Voted - For 
1.2  Elect ZHAO Hai Hu  Management  For  Voted - For 
1.3  Elect Donald CHAU Kam Wing  Management  For  Voted - Against 
1.4  Elect SIU Chi Ming  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Adopt Share Option Scheme  Management  For  Voted - Against 
CHIPBOND TECHNOLOGY CORPORATION       
Security ID: Y15657102 Ticker: 6147       
Meeting Date: 31-May-23       
1  To Adopt 2022 Business Report and Financial       
  Statements  Management  For  Voted - For 
2  To Adopt the Proposal for Distribution of 2022       
  Earnings  Management  For  Voted - For 
3  Proposal for Issuance of Employee Restricted Stock       
  Awards  Management  For  Voted - For 
CIRRUS LOGIC, INC.       
Security ID: 172755100 Ticker: CRUS       
Meeting Date: 29-Jul-22       
1.1  Elect John C. Carter  Management  For  Voted - For 
1.2  Elect Alexander M. Davern  Management  For  Voted - For 
1.3  Elect Timothy R. Dehne  Management  For  Voted - For 
1.4  Elect John M. Forsyth  Management  For  Voted - For 
1.5  Elect Deirdre Hanford  Management  For  Voted - For 
1.6  Elect Raghib Hussain  Management  For  Voted - For 
1.7  Elect Catherine P. Lego  Management  For  Voted - For 
1.8  Elect David J. Tupman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

327

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Amendment to the 2018 Long Term Incentive Plan  Management  For  Voted - For 
CISCO SYSTEMS, INC.       
Security ID: 17275R102 Ticker: CSCO       
Meeting Date: 08-Dec-22       
1.1  Elect M. Michele Burns  Management  For  Voted - For 
1.2  Elect Wesley G. Bush  Management  For  Voted - For 
1.3  Elect Michael D. Capellas  Management  For  Voted - For 
1.4  Elect Mark S. Garrett  Management  For  Voted - For 
1.5  Elect John D. Harris II  Management  For  Voted - For 
1.6  Elect Kristina M. Johnson  Management  For  Voted - For 
1.7  Elect Roderick C. McGeary  Management  For  Voted - For 
1.8  Elect Sarah Rae Murphy  Management  For  Voted - For 
1.9  Elect Charles H. Robbins  Management  For  Voted - For 
1.10  Elect Brenton L. Saunders  Management  For  Voted - For 
1.11  Elect Lisa T. Su  Management  For  Voted - For 
1.12  Elect Marianna Tessel  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  Against  Voted - For 
CITIGROUP INC.       
Security ID: 172967424 Ticker: C       
Meeting Date: 25-Apr-23       
1.1  Elect Ellen M. Costello  Management  For  Voted - For 
1.2  Elect Grace E. Dailey  Management  For  Voted - For 
1.3  Elect Barbara J. Desoer  Management  For  Voted - For 
1.4  Elect John C. Dugan  Management  For  Voted - For 
1.5  Elect Jane N. Fraser  Management  For  Voted - For 
1.6  Elect Duncan P. Hennes  Management  For  Voted - For 
1.7  Elect Peter B. Henry  Management  For  Voted - For 
1.8  Elect S. Leslie Ireland  Management  For  Voted - For 
1.9  Elect Renee J. James  Management  For  Voted - For 
1.10  Elect Gary M. Reiner  Management  For  Voted - For 
1.11  Elect Diana L. Taylor  Management  For  Voted - For 
1.12  Elect James S. Turley  Management  For  Voted - For 
1.13  Elect Casper W. von Koskull  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2019 Stock Incentive Plan  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 

 

328

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Shareholder Proposal Regarding Report on Human       
  Rights Standards for Indigenous Peoples  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
CITIZENS FINANCIAL GROUP, INC.       
Security ID: 174610105 Ticker: CFG       
Meeting Date: 27-Apr-23       
1.1  Elect Bruce Van Saun  Management  For  Voted - For 
1.2  Elect Lee Alexander  Management  For  Voted - For 
1.3  Elect Christine M. Cumming  Management  For  Voted - For 
1.4  Elect Kevin Cummings  Management  For  Voted - For 
1.5  Elect William P. Hankowsky  Management  For  Voted - For 
1.6  Elect Edward J. Kelly, III  Management  For  Voted - For 
1.7  Elect Robert G. Leary  Management  For  Voted - For 
1.8  Elect Terrance J. Lillis  Management  For  Voted - For 
1.9  Elect Michele N. Siekerka  Management  For  Voted - For 
1.10  Elect Shivan S. Subramaniam  Management  For  Voted - For 
1.11  Elect Christopher J. Swift  Management  For  Voted - For 
1.12  Elect Wendy A. Watson  Management  For  Voted - For 
1.13  Elect Marita Zuraitis  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
COCA COLA FEMSA SAB DE CV       
Security ID: P2861Y177 Ticker: KOF       
Meeting Date: 27-Mar-23       
1.1  Elect Board Chair and Secretary; Fees; Verification       
  of Directors' Independence Status  Management  For  Voted - Against 
1.2  Election of Board Committee Members and Chairs; Fees  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - Abstain 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Authority to Repurchase Shares  Management  For  Voted - For 
5  Election of Directors  Management  For  Voted - For 
6  Election of Meeting Delegates  Management  For  Voted - For 
7  Minutes  Management  For  Voted - For 
COCA COLA ICECEK SANAYI A.S.       
Security ID: M2R39A121 Ticker: CCOLA       
Meeting Date: 07-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 

 

329

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Opening; Election of Presiding Chair  Management  For  Voted - For 
5  Presentation of Directors' Report  Management  For  Voted - For 
6  Presentation of Auditor's Report  Management  For  Voted - For 
7  Financial Statements  Management  For  Voted - For 
8  Ratification of Board Acts  Management  For  Voted - For 
9  Allocation of Profits/Dividends  Management  For  Voted - For 
10  Amendments to Article 3 (Scope of Business)  Management  For  Voted - For 
11  Election of Directors; Board Term Length;       
  Directors' Fees  Management  For  Voted - Against 
12  Appointment of Auditor  Management  For  Voted - Against 
13  Approval of Special Donations  Management  For  Voted - For 
14  Presentation of Report on Guarantees  Management  For  Voted - For 
15  Presentation of Report on Competing Activities  Management  For  Voted - For 
16  Authority to Carry out Competing Activities or       
  Related Party Transactions  Management  For  Voted - For 
17  Closing  Management  For  Voted - For 
COHERENT CORP.       
Security ID: 19247G107 Ticker: COHR       
Meeting Date: 16-Nov-22       
1.1  Elect Enrico Digirolamo  Management  For  Voted - For 
1.2  Elect David L. Motley  Management  For  Voted - For 
1.3  Elect Shaker Sadasivam  Management  For  Voted - For 
1.4  Elect Lisa Neal-Graves  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
COMCAST CORPORATION       
Security ID: 20030N101 Ticker: CMCSA       
Meeting Date: 07-Jun-23       
1.1  Elect Kenneth J. Bacon  Management  For  Voted - Withheld 
1.2  Elect Thomas J. Baltimore, Jr.  Management  For  Voted - Withheld 
1.3  Elect Madeline S. Bell  Management  For  Voted - For 
1.4  Elect Edward D. Breen  Management  For  Voted - For 
1.5  Elect Gerald L. Hassell  Management  For  Voted - For 
1.6  Elect Jeffrey A. Honickman  Management  For  Voted - For 
1.7  Elect Maritza Gomez Montiel  Management  For  Voted - For 
1.8  Elect Asuka Nakahara  Management  For  Voted - For 
1.9  Elect David C. Novak  Management  For  Voted - For 
1.10  Elect Brian L. Roberts  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Approval of the 2023 Omnibus Equity Incentive Plan  Management  For  Voted - For 
4  Amendment to the 2002 Employee Stock Purchase Plan  Management  For  Voted - For 
5  Advisory Vote on Executive Compensation  Management  For  Voted - For 
6  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

330

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Report on Climate       
  Risk In Employee Retirement Default Options  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding GHG Targets and       
  Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
COMPEQ MANUFACTURING CO., LTD.       
Security ID: Y1690B101 Ticker: 2313       
Meeting Date: 15-Jun-23       
1.1  Elect CHIANG P.K.  Management  For  Voted - For 
1.2  Elect PENG K.S.  Management  For  Voted - For 
1.3  Elect Charles WU C.  Management  For  Voted - For 
1.4  Elect Victor LU  Management  For  Voted - For 
1.5  Elect WU P.Y.  Management  For  Voted - For 
1.6  Elect WU P.H.  Management  For  Voted - For 
1.7  Elect CHIU Tzu Kuan  Management  For  Voted - For 
1.8  Elect LIU Teng Ling  Management  For  Voted - For 
1.9  Elect HUANG Y.C.  Management  For  Voted - For 
2  2022 Accounts and Reports  Management  For  Voted - For 
3  2022 Allocation of Profits/Dividends  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 
5  Amendments to Procedural Rules: Capital Loans  Management  For  Voted - For 
6  Ratification of Board Acts  Management  For  Voted - For 
CSG SYSTEMS INTERNATIONAL, INC.       
Security ID: 126349109 Ticker: CSGS       
Meeting Date: 17-May-23       
1.1  Elect Rachel A. Barger  Management  For  Voted - For 
1.2  Elect David G. Barnes  Management  For  Voted - For 
1.3  Elect Rajan Naik  Management  For  Voted - For 
1.4  Elect Haiyan Song  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2005 Stock Incentive Plan  Management  For  Voted - Against 
5  Amendment to Articles to Limit the Liability of       
  Certain Officers  Management  For  Voted - Against 
6  Ratification of Auditor  Management  For  Voted - For 

 

331

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
CUMMINS INC.       
Security ID: 231021106 Ticker: CMI       
Meeting Date: 09-May-23       
1.1  Elect N. Thomas Linebarger  Management  For  Voted - For 
1.2  Elect Jennifer W. Rumsey  Management  For  Voted - For 
1.3  Elect Gary L Belske  Management  For  Voted - For 
1.4  Elect Robert J. Bernhard  Management  For  Voted - For 
1.5  Elect Bruno V. Di Leo Allen  Management  For  Voted - For 
1.6  Elect Stephen B. Dobbs  Management  For  Voted - For 
1.7  Elect Carla A. Harris  Management  For  Voted - For 
1.8  Elect Thomas J. Lynch  Management  For  Voted - For 
1.9  Elect William I. Miller  Management  For  Voted - For 
1.10  Elect Georgia R. Nelson  Management  For  Voted - For 
1.11  Elect Kimberly A. Nelson  Management  For  Voted - For 
1.12  Elect Karen H. Quintos  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Plan to Link       
  Executive Compensation to 1.5C Aligned GHG       
  Reductions  Shareholder  Against  Voted - Against 
CVS HEALTH CORPORATION       
Security ID: 126650100 Ticker: CVS       
Meeting Date: 18-May-23       
1.1  Elect Fernando Aguirre  Management  For  Voted - For 
1.2  Elect Jeffrey R. Balser  Management  For  Voted - For 
1.3  Elect C. David Brown II  Management  For  Voted - For 
1.4  Elect Alecia A. DeCoudreaux  Management  For  Voted - For 
1.5  Elect Nancy-Ann DeParle  Management  For  Voted - For 
1.6  Elect Roger N. Farah  Management  For  Voted - For 
1.7  Elect Anne M. Finucane  Management  For  Voted - For 
1.8  Elect Edward J. Ludwig  Management  For  Voted - For 
1.9  Elect Karen S. Lynch  Management  For  Voted - For 
1.10  Elect Jean-Pierre Millon  Management  For  Voted - For 
1.11  Elect Mary L. Schapiro  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Paid Sick Leave  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 

 

332

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Shareholder Proposal Regarding Shareholder Approval       
  of Advance Notice Provisions  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Third-Party       
  Assessment of Freedom of Association  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding Company Directors       
  Serving on Multiple Boards  Shareholder  Against  Voted - Against 
D.R. HORTON, INC.       
Security ID: 23331A109 Ticker: DHI       
Meeting Date: 18-Jan-23       
1.1  Elect Donald R. Horton  Management  For  Voted - For 
1.2  Elect Barbara K. Allen  Management  For  Voted - For 
1.3  Elect Brad S. Anderson  Management  For  Voted - For 
1.4  Elect Michael R. Buchanan  Management  For  Voted - For 
1.5  Elect Benjamin S. Carson, Sr.  Management  For  Voted - For 
1.6  Elect Maribess L. Miller  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
DAIMLER TRUCK HOLDING AG       
Security ID: D1T3RZ100 Ticker: DTG       
Meeting Date: 21-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Allocation of Dividends  Management  For  Voted - For 
9  Ratify Martin Daum  Management  For  Voted - For 
10  Ratify Jochen Goetz  Management  For  Voted - For 
11  Ratify Karl Deppen  Management  For  Voted - For 
12  Ratify Andreas Gorbach  Management  For  Voted - For 
13  Ratify Jurgen Hartwig  Management  For  Voted - For 
14  Ratify John OLeary  Management  For  Voted - For 
15  Ratify Karin Radstrom  Management  For  Voted - For 
16  Ratify Stephan Unger  Management  For  Voted - For 
17  Ratify Joe Kaeser  Management  For  Voted - For 
18  Ratify Michael Brecht  Management  For  Voted - For 
19  Ratify Michael Brosnan  Management  For  Voted - For 
20  Ratify Bruno Buschbacher  Management  For  Voted - For 
21  Ratify Raymond Curry  Management  For  Voted - For 
22  Ratify Harald Dorn  Management  For  Voted - For 
23  Ratify Jacques Esculier  Management  For  Voted - For 

 

333

 




  LSV Global Value Fund     
Proposal  Proposed by  Mgt. Position  Registrant Voted 
24  Ratify Akihiro Eto  Management  For  Voted - For 
25  Ratify Laura Ipsen  Management  For  Voted - For 
26  Ratify Renata Jungo Brungger  Management  For  Voted - For 
27  Ratify Carmen Klitzsch-Muller  Management  For  Voted - For 
28  Ratify Jorg Kohlinger  Management  For  Voted - For 
29  Ratify John Krafcik  Management  For  Voted - For 
30  Ratify Jorg Lorz  Management  For  Voted - For 
31  Ratify Claudia Peter  Management  For  Voted - For 
32  Ratify Andrea Reith  Management  For  Voted - For 
33  Ratify Martin H. Richenhagen  Management  For  Voted - For 
34  Ratify Andrea Seidel  Management  For  Voted - For 
35  Ratify Marie Wieck  Management  For  Voted - For 
36  Ratify Harald Wilhelm  Management  For  Voted - For 
37  Ratify Roman Zitzelsberger  Management  For  Voted - For 
38  Ratify Thomas Zwick  Management  For  Voted - For 
39  Appointment of Auditor for Fiscal Year 2023  Management  For  Voted - For 
40  Appointment of Auditor for Interim Statements until         
  2024 AGM    Management  For  Voted - For 
41  Management Board Remuneration Policy  Management  For  Voted - For 
42  Remuneration Report  Management  For  Voted - For 
43  Amendments to Articles (Virtual Shareholder         
  Meetings)  Management  For  Voted - For 
44  Amendments to Articles (Virtual AGM Participation         
  of Supervisory Board Members)  Management  For  Voted - For 
45  Non-Voting Meeting Note  N/A    Non-Voting 
46  Non-Voting Meeting Note  N/A    Non-Voting 
47  Non-Voting Meeting Note  N/A    Non-Voting 
48  Non-Voting Meeting Note  N/A    Non-Voting 
DALI FOODS GROUP CO LTD.         
Security ID: G2743Y106 Ticker: 3799         
Meeting Date: 18-May-23         
1.1  Elect XU Shihui  Management  For  Voted - Against 
1.2  Elect ZHUANG Weiqiang  Management  For  Voted - For 
1.3  Elect XU Yangyang  Management  For  Voted - Against 
1.4  Elect HUANG Jiaying  Management  For  Voted - For 
1.5  Elect XU Biying  Management  For  Voted - For 
1.6  Elect HU Xiaoling  Management  For  Voted - Against 
1.7  Elect NG Kong Hing  Management  For  Voted - For 
1.8  Elect LIU Xiaobin  Management  For  Voted - For 
1.9  Elect LIN Zhijun  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Final Dividend  Management  For  Voted - For 
6  Allocation of Special Dividend  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 

 

334

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
11  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
DAVITA INC.       
Security ID: 23918K108 Ticker: DVA       
Meeting Date: 06-Jun-23       
1.1  Elect Pamela M. Arway  Management  For  Voted - For 
1.2  Elect Charles G. Berg  Management  For  Voted - For 
1.3  Elect Barbara J. Desoer  Management  For  Voted - For 
1.4  Elect Jason M. Hollar  Management  For  Voted - For 
1.5  Elect Gregory J. Moore  Management  For  Voted - For 
1.6  Elect John M. Nehra  Management  For  Voted - For 
1.7  Elect Javier J. Rodriguez  Management  For  Voted - For 
1.8  Elect Adam H. Schechter  Management  For  Voted - For 
1.9  Elect Phyllis R. Yale  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
DCM HOLDINGS CO., LTD.       
Security ID: J12549101 Ticker: 3050       
Meeting Date: 25-May-23       
1.1  Elect Toshihiro Hisada  Management  For  Voted - For 
1.2  Elect Yasunori Ishiguro  Management  For  Voted - For 
1.3  Elect Keizo Honda  Management  For  Voted - For 
1.4  Elect Toshimitsu Shimizu  Management  For  Voted - For 
1.5  Elect Masayuki Nakagawa  Management  For  Voted - For 
1.6  Elect Hiroshi Ogame  Management  For  Voted - For 
1.7  Elect Koji Jitsukawa  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 
DELL TECHNOLOGIES INC.       
Security ID: 24703L202 Ticker: DELL       
Meeting Date: 20-Jun-23       
1.1  Elect Michael Dell  Management  For  Voted - Withheld 
1.2  Elect David W. Dorman  Management  For  Voted - For 
1.3  Elect Egon P. Durban  Management  For  Voted - For 
1.4  Elect David J. Grain  Management  For  Voted - For 
1.5  Elect William D. Green  Management  For  Voted - For 

 

335

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Simon Patterson  Management  For  Voted - For 
1.7  Elect Lynn M. Vojvodich Radakovich  Management  For  Voted - For 
1.8  Elect Ellen J. Kullman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - For 
DELTA AIR LINES, INC.       
Security ID: 247361702 Ticker: DAL       
Meeting Date: 15-Jun-23       
1.1  Elect Edward H. Bastian  Management  For  Voted - For 
1.2  Elect Greg Creed  Management  For  Voted - For 
1.3  Elect David G. DeWalt  Management  For  Voted - For 
1.4  Elect William H. Easter III  Management  For  Voted - For 
1.5  Elect Leslie D. Hale  Management  For  Voted - For 
1.6  Elect Christopher A. Hazleton  Management  For  Voted - For 
1.7  Elect Michael P. Huerta  Management  For  Voted - For 
1.8  Elect Jeanne P. Jackson  Management  For  Voted - For 
1.9  Elect George N. Mattson  Management  For  Voted - Against 
1.10  Elect Vasant M. Prabhu  Management  For  Voted - For 
1.11  Elect Sergio A. L. Rial  Management  For  Voted - For 
1.12  Elect David S. Taylor  Management  For  Voted - For 
1.13  Elect Kathy N. Waller  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Policy on Freedom of       
  Association  Shareholder  Against  Voted - For 
DEUTSCHE POST AG       
Security ID: D19225107 Ticker: DPW       
Meeting Date: 04-May-23       
1.1  Elect Katrin Suder  Management  For  Voted - For 
1.2  Elect Mario Daberkow  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Agenda Item  N/A    Non-Voting 
9  Allocation of Dividends  Management  For  Voted - For 

 

336

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
10  Ratification of Management Board Acts  Management  For  Voted - For 
11  Ratification of Supervisory Board Acts  Management  For  Voted - For 
12  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
13  Authority to Repurchase Shares Using Equity       
  Derivatives  Management  For  Voted - For 
14  Remuneration Report  Management  For  Voted - For 
15  Amendments to Articles (Location)  Management  For  Voted - For 
16  Amendments to Articles (Virtual General Meeting)  Management  For  Voted - For 
17  Amendments to Articles (Virtual Participation of       
  Supervisory Board Members)  Management  For  Voted - For 
18  Non-Voting Meeting Note  N/A    Non-Voting 
19  Non-Voting Meeting Note  N/A    Non-Voting 
20  Non-Voting Meeting Note  N/A    Non-Voting 
21  Non-Voting Meeting Note  N/A    Non-Voting 
DICK'S SPORTING GOODS, INC.       
Security ID: 253393102 Ticker: DKS       
Meeting Date: 14-Jun-23       
1.1  Elect Mark J. Barrenechea  Management  For  Voted - For 
1.2  Elect Emanuel Chirico  Management  For  Voted - For 
1.3  Elect William J. Colombo  Management  For  Voted - For 
1.4  Elect Anne Fink  Management  For  Voted - For 
1.5  Elect Larry Fitzgerald, Jr.  Management  For  Voted - For 
1.6  Elect Lauren R. Hobart  Management  For  Voted - For 
1.7  Elect Sandeep Lakhmi Mathrani  Management  For  Voted - For 
1.8  Elect Desiree Ralls-Morrison  Management  For  Voted - For 
1.9  Elect Lawrence J. Schorr  Management  For  Voted - Withheld 
1.10  Elect Edward W. Stack  Management  For  Voted - For 
1.11  Elect Larry D. Stone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Articles Regarding Officer Exculpation  Management  For  Voted - Against 
DIODES INCORPORATED       
Security ID: 254543101 Ticker: DIOD       
Meeting Date: 23-May-23       
1.1  Elect Elizabeth Bull  Management  For  Voted - For 
1.2  Elect Angie Chen Button  Management  For  Voted - For 
1.3  Elect Warren Chen  Management  For  Voted - For 
1.4  Elect Michael R. Giordano  Management  For  Voted - For 
1.5  Elect LU Keh-Shew  Management  For  Voted - For 
1.6  Elect Peter M. Menard  Management  For  Voted - For 
1.7  Elect Christina Wen-Chi Sung  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

337

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
DISCOVER FINANCIAL SERVICES       
Security ID: 254709108 Ticker: DFS       
Meeting Date: 11-May-23       
1.1  Elect Jeffrey S. Aronin  Management  For  Voted - For 
1.2  Elect Mary K. Bush  Management  For  Voted - For 
1.3  Elect Gregory C. Case  Management  For  Voted - For 
1.4  Elect Candace H. Duncan  Management  For  Voted - For 
1.5  Elect Joseph F. Eazor  Management  For  Voted - For 
1.6  Elect Roger C. Hochschild  Management  For  Voted - For 
1.7  Elect Thomas G. Maheras  Management  For  Voted - For 
1.8  Elect John B. Owen  Management  For  Voted - For 
1.9  Elect David L. Rawlinson II  Management  For  Voted - For 
1.10  Elect Beverley A. Sibblies  Management  For  Voted - For 
1.11  Elect Mark A. Thierer  Management  For  Voted - For 
1.12  Elect Jennifer L. Wong  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the 2023 Omnibus Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
DNB BANK ASA       
Security ID: R1R15X100 Ticker: DNB       
Meeting Date: 25-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Opening of Meeting; Election of Presiding Chair  Management  For  Voted - For 
7  Agenda  Management  For  Voted - For 
8  Minutes  Management  For  Voted - For 
9  Accounts and Reports; Allocation of Profits and       
  Dividends  Management  For  Voted - For 
10  Cancellation of Shares  Management  For  Voted - For 
11  Authority to Repurchase Shares (Cancellation)  Management  For  Voted - For 
12  Authority to Repurchase Shares (Hedging)  Management  For  Voted - For 
13  Authority to Issue Debt Instruments  Management  For  Voted - For 
14  Amendments to Articles (Debt Capital)  Management  For  Voted - For 
15  Amendments to Articles (General Meeting)  Management  For  Voted - For 
16  Remuneration Report  Management  For  Voted - Against 
17  Corporate Governance Report  Management  For  Voted - For 
18  Election of Directors  Management  For  Voted - For 

 

338

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
19  Directors' and Nomination Committee Fees  Management  For  Voted - For 
20  Authority to Set Auditor's Fees  Management  For  Voted - For 
21  Non-Voting Meeting Note  N/A    Non-Voting 
22  Non-Voting Meeting Note  N/A    Non-Voting 
23  Non-Voting Meeting Note  N/A    Non-Voting 
DONGFENG MOTOR GROUP CO.       
Security ID: Y21042109 Ticker: 0489       
Meeting Date: 29-Sep-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  2022 Financing Plan  Management  For  Voted - For 
4  Authority to Repurchase H Shares  Management  For  Voted - For 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  2022 Financing Plan  Management  For  Voted - For 
8  Authority to Repurchase H Shares  Management  For  Voted - For 
Meeting Date: 09-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Renewed Master Logistics Services Agreement  Management  For  Voted - For 
4  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 20-Jun-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Authority to Declare Interim Dividends  Management  For  Voted - For 
8  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
9  Directors' and Supervisors' Fees  Management  For  Voted - For 
10  Amendments to Procedural Rules of the General       
  Meeting  Management  For  Voted - Against 
11  Amendments to Procedural Rules of the Meeting of       
  the Board of Directors  Management  For  Voted - For 
12  Amendments to Articles  Management  For  Voted - For 
13  Authority to Issue Domestic and H Shares w/o       
  Preemptive Rights  Management  For  Voted - Against 
14  Authority to Repurchase H Shares  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 

 

339

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
DXC TECHNOLOGY COMPANY       
Security ID: 23355L106 Ticker: DXC       
Meeting Date: 26-Jul-22       
1.1  Elect Mukesh Aghi  Management  For  Voted - For 
1.2  Elect Amy E. Alving  Management  For  Voted - For 
1.3  Elect David A. Barnes  Management  For  Voted - For 
1.4  Elect Raul J. Fernandez  Management  For  Voted - For 
1.5  Elect David L. Herzog  Management  For  Voted - For 
1.6  Elect Dawn Rogers  Management  For  Voted - For 
1.7  Elect Michael J. Salvino  Management  For  Voted - For 
1.8  Elect Carrie W. Teffner  Management  For  Voted - For 
1.9  Elect Akihiko Washington  Management  For  Voted - For 
1.10  Elect Robert F. Woods  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
EASTMAN CHEMICAL COMPANY       
Security ID: 277432100 Ticker: EMN       
Meeting Date: 04-May-23       
1.1  Elect Humberto P. Alfonso  Management  For  Voted - Against 
1.2  Elect Brett D. Begemann  Management  For  Voted - For 
1.3  Elect Eric L. Butler  Management  For  Voted - For 
1.4  Elect Mark J. Costa  Management  For  Voted - For 
1.5  Elect Edward L. Doheny II  Management  For  Voted - For 
1.6  Elect Linnie M. Haynesworth  Management  For  Voted - For 
1.7  Elect Julie Fasone Holder  Management  For  Voted - For 
1.8  Elect Renee J. Hornbaker  Management  For  Voted - For 
1.9  Elect Kim Ann Mink  Management  For  Voted - For 
1.10  Elect James J. O'Brien  Management  For  Voted - For 
1.11  Elect David W. Raisbeck  Management  For  Voted - For 
1.12  Elect Charles K. Stevens III  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
EBAY INC.       
Security ID: 278642103 Ticker: EBAY       
Meeting Date: 21-Jun-23       
1.1  Elect Adriane M. Brown  Management  For  Voted - For 
1.2  Elect Aparna Chennapragda  Management  For  Voted - For 
1.3  Elect Logan D. Green  Management  For  Voted - For 

 

340

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect E. Carol Hayles  Management  For  Voted - For 
1.5  Elect Jamie Iannone  Management  For  Voted - For 
1.6  Elect Shripriya Mahesh  Management  For  Voted - For 
1.7  Elect Paul S. Pressler  Management  For  Voted - For 
1.8  Elect Mohak Shroff  Management  For  Voted - For 
1.9  Elect Perry M. Traquina  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Equity Incentive Award Plan  Management  For  Voted - For 
6  Amendment Regarding Officer Exculpation  Management  For  Voted - Against 
7  Shareholder Proposal Regarding Right to Call       
  Special Meeting  Shareholder  Against  Voted - For 
ENCORE WIRE CORPORATION       
Security ID: 292562105 Ticker: WIRE       
Meeting Date: 02-May-23       
1.1  Elect Daniel L. Jones  Management  For  Voted - For 
1.2  Elect Gina A. Norris  Management  For  Voted - For 
1.3  Elect William R. Thomas  Management  For  Voted - Withheld 
1.4  Elect W. Kelvin Walker  Management  For  Voted - For 
1.5  Elect Scott D. Weaver  Management  For  Voted - For 
1.6  Elect John H. Wilson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
ENI S.P.A.       
Security ID: T3643A145 Ticker: ENI       
Meeting Date: 10-May-23       
1.1  Elect Giuseppe Zafarana as Chair of Board  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Accounts and Reports  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Board Size  Management  For  Voted - For 
9  Board Term Length  Management  For  Voted - For 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  List Presented by Ministry of Economy and Finance  Management  For  Non-Voting 
12  List Presented by Group of Institutional Investors       
  Representing 0.76% of Share Capital  Management  Against  Voted - For 
13  Directors' Fees  Management  For  Voted - For 
14  Non-Voting Agenda Item  N/A    Non-Voting 

 

341

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
15  List Presented by Ministry of Economy and Finance  Management  Against  Voted - For 
16  List Presented by Group of Institutional Investors       
  Representing 0.76% of Share Capital  Management  For  Voted - Abstain 
17  Election of Chair of Board of Statutory Auditor  Management  For  Voted - For 
18  Statutory Auditors' Fees  Management  For  Voted - For 
19  2023-2025 Long-Term Incentive Plan  Management  For  Voted - For 
20  Remuneration Policy  Management  For  Voted - For 
21  Remuneration Report  Management  For  Voted - For 
22  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
23  Use of Reserves (FY2023 Interim Dividend)  Management  For  Voted - For 
24  Reduction of Reserves (FY2023 Interim Dividend)  Management  For  Voted - For 
25  Cancellation of Shares (2022 AGM Authority)  Management  For  Voted - For 
26  Cancellation of Shares (2023 AGM Authority)  Management  For  Voted - For 
EREGLI DEMIR CELIK FABRIKALARI A.S.       
Security ID: M40710101 Ticker: EREGL       
Meeting Date: 31-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Opening; Election of Presiding Chair  Management  For  Voted - For 
5  Minutes  Management  For  Voted - For 
6  Presentation of Directors' Report  Management  For  Voted - For 
7  Presentation of Auditor's Report  Management  For  Voted - For 
8  Financial Statements  Management  For  Voted - For 
9  Ratification of Board Acts  Management  For  Voted - For 
10  Allocation of Profits/Dividends  Management  For  Voted - For 
11  Election of Directors; Board Size; Board Term Length  Management  For  Voted - For 
12  Directors' Fees  Management  For  Voted - Against 
13  Authority to Carry out Competing Activities or       
  Related Party Transactions  Management  For  Voted - For 
14  Appointment of Auditor  Management  For  Voted - Against 
15  Presentation of Report on Guarantees  Management  For  Voted - For 
16  Charitable Donations  Management  For  Voted - For 
17  Authority to Repurchase Shares  Management  For  Voted - For 
18  Closing  Management  For  Voted - For 
EVEREST RE GROUP, LTD.       
Security ID: G3223R108 Ticker: RE       
Meeting Date: 17-May-23       
1.1  Elect John J. Amore  Management  For  Voted - For 
1.2  Elect Juan C. Andrade  Management  For  Voted - For 
1.3  Elect William F. Galtney, Jr.  Management  For  Voted - For 
1.4  Elect John A. Graf  Management  For  Voted - For 
1.5  Elect Meryl D. Hartzband  Management  For  Voted - For 

 

342

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Gerri Losquadro  Management  For  Voted - For 
1.7  Elect Hazel M. McNeilage  Management  For  Voted - For 
1.8  Elect Roger M. Singer  Management  For  Voted - For 
1.9  Elect Joseph V. Taranto  Management  For  Voted - For 
2  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Company Name Change  Management  For  Voted - For 
FEDEX CORPORATION       
Security ID: 31428X106 Ticker: FDX       
Meeting Date: 19-Sep-22       
1.1  Elect Marvin R. Ellison  Management  For  Voted - For 
1.2  Elect Stephen E. Gorman  Management  For  Voted - For 
1.3  Elect Susan Patricia Griffith  Management  For  Voted - For 
1.4  Elect Kimberly A. Jabal  Management  For  Voted - For 
1.5  Elect Amy B. Lane  Management  For  Voted - For 
1.6  Elect R. Brad Martin  Management  For  Voted - For 
1.7  Elect Nancy A. Norton  Management  For  Voted - For 
1.8  Elect Frederick P. Perpall  Management  For  Voted - For 
1.9  Elect Joshua Cooper Ramo  Management  For  Voted - For 
1.10  Elect Susan C. Schwab  Management  For  Voted - For 
1.11  Elect Frederick W. Smith  Management  For  Voted - For 
1.12  Elect David P. Steiner  Management  For  Voted - Against 
1.13  Elect Rajesh Subramaniam  Management  For  Voted - For 
1.14  Elect V. James Vena  Management  For  Voted - For 
1.15  Elect Paul S. Walsh  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Amendment to the 2019 Omnibus Stock Incentive Plan  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Report on Racism in       
  Company Culture  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with the Paris Agreement  Shareholder  Against  Voted - For 
FIRST AMERICAN FINANCIAL CORPORATION       
Security ID: 31847R102 Ticker: FAF       
Meeting Date: 09-May-23       
1.1  Elect Kenneth D. DeGiorgio  Management  For  Voted - For 
1.2  Elect James L. Doti  Management  For  Voted - For 
1.3  Elect Michael D. McKee  Management  For  Voted - For 

 

343

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Marsha A. Spence  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2020 Incentive Compensation Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
FOOT LOCKER, INC.       
Security ID: 344849104 Ticker: FL       
Meeting Date: 17-May-23       
1.1  Elect Mary N. Dillon  Management  For  Voted - For 
1.2  Elect Virginia C. Drosos  Management  For  Voted - For 
1.3  Elect Alan D. Feldman  Management  For  Voted - For 
1.4  Elect Guillermo G. Marmol  Management  For  Voted - For 
1.5  Elect Darlene Nicosia  Management  For  Voted - For 
1.6  Elect Steven Oakland  Management  For  Voted - For 
1.7  Elect Ulice Payne, Jr.  Management  For  Voted - For 
1.8  Elect Kimberly Underhill  Management  For  Voted - For 
1.9  Elect Tristan Walker  Management  For  Voted - For 
1.10  Elect Dona D. Young  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Amendment to the 2007 Stock Incentive Plan  Management  For  Voted - For 
4  Approval of the 2023 Employee Stock Purchase Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
FORD MOTOR COMPANY       
Security ID: 345370860 Ticker: F       
Meeting Date: 11-May-23       
1.1  Elect Kimberly A. Casiano  Management  For  Voted - For 
1.2  Elect Alexandra Ford English  Management  For  Voted - For 
1.3  Elect James D. Farley, Jr.  Management  For  Voted - For 
1.4  Elect Henry Ford III  Management  For  Voted - Against 
1.5  Elect William Clay Ford, Jr.  Management  For  Voted - For 
1.6  Elect William W. Helman IV  Management  For  Voted - For 
1.7  Elect Jon M. Huntsman, Jr.  Management  For  Voted - For 
1.8  Elect William E. Kennard  Management  For  Voted - Against 
1.9  Elect John C. May  Management  For  Voted - For 
1.10  Elect Beth E. Mooney  Management  For  Voted - For 
1.11  Elect Lynn M. Vojvodich Radakovich  Management  For  Voted - For 
1.12  Elect John L. Thornton  Management  For  Voted - For 
1.13  Elect John B. Veihmeyer  Management  For  Voted - For 
1.14  Elect John S. Weinberg  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - Against 

 

344

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Shareholder Proposal Regarding Recapitalization  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Child Labor Linked       
  To Electric Vehicles  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Transparency and       
  Minimization of Animal Testing  Shareholder  Against  Voted - Against 
GENERAL MOTORS COMPANY       
Security ID: 37045V100 Ticker: GM       
Meeting Date: 20-Jun-23       
1.1  Elect Mary T. Barra  Management  For  Voted - For 
1.2  Elect Aneel Bhusri  Management  For  Voted - For 
1.3  Elect Wesley G. Bush  Management  For  Voted - For 
1.4  Elect Joanne C. Crevoiserat  Management  For  Voted - For 
1.5  Elect Linda R. Gooden  Management  For  Voted - For 
1.6  Elect Joseph Jimenez  Management  For  Voted - For 
1.7  Elect Jonathan McNeill  Management  For  Voted - For 
1.8  Elect Judith A. Miscik  Management  For  Voted - For 
1.9  Elect Patricia F. Russo  Management  For  Voted - For 
1.10  Elect Thomas M. Schoewe  Management  For  Voted - For 
1.11  Elect Mark A. Tatum  Management  For  Voted - For 
1.12  Elect Jan E. Tighe  Management  For  Voted - For 
1.13  Elect Devin N. Wenig  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2020 Long-Term Incentive Plan  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Right to Act by       
  Written Consent  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Procurement Targets       
  for Sustainable Materials in Supply Chain  Shareholder  Against  Voted - Against 
GILEAD SCIENCES, INC.       
Security ID: 375558103 Ticker: GILD       
Meeting Date: 03-May-23       
1.1  Elect Jacqueline K. Barton  Management  For  Voted - For 
1.2  Elect Jeffrey A. Bluestone  Management  For  Voted - For 
1.3  Elect Sandra J. Horning  Management  For  Voted - For 
1.4  Elect Kelly A. Kramer  Management  For  Voted - For 
1.5  Elect Kevin E. Lofton  Management  For  Voted - For 
1.6  Elect Harish Manwani  Management  For  Voted - For 
1.7  Elect Daniel P. O'Day  Management  For  Voted - For 
1.8  Elect Javier J. Rodriguez  Management  For  Voted - For 
1.9  Elect Anthony Welters  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

345

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Multiple Board       
  Nominees  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Allowing Beneficial       
  Owners to Call Special Meetings  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
GROUP 1 AUTOMOTIVE, INC.       
Security ID: 398905109 Ticker: GPI       
Meeting Date: 17-May-23       
1.1  Elect Carin M. Barth  Management  For  Voted - For 
1.2  Elect Daryl A. Kenningham  Management  For  Voted - For 
1.3  Elect Steven C. Mizell  Management  For  Voted - For 
1.4  Elect Lincoln Pereira Filho  Management  For  Voted - For 
1.5  Elect Stephen D. Quinn  Management  For  Voted - For 
1.6  Elect Steven P. Stanbrook  Management  For  Voted - For 
1.7  Elect Charles L. Szews  Management  For  Voted - For 
1.8  Elect Anne Taylor  Management  For  Voted - For 
1.9  Elect MaryAnn Wright  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Articles to Limit Liability of Officers  Management  For  Voted - Against 
6  Amendment to the Certificate of Incorporation to       
  Allow Shareholders to Remove Directors  Management  For  Voted - For 
GSK PLC       
Security ID: G3910J112 Ticker: GSK       
Meeting Date: 06-Jul-22       
1  Demerger of Haleon Group  Management  For  Voted - For 
2  Related Party Transactions  Management  For  Voted - For 
3  Non-Voting Meeting Note  N/A    Non-Voting 
GSK PLC       
Security ID: G3910J179 Ticker: GSK       
Meeting Date: 03-May-23       
1.1  Elect Julie Brown  Management  For  Voted - For 
1.2  Elect Vishal Sikka  Management  For  Voted - For 
1.3  Elect Elizabeth McKee Anderson  Management  For  Voted - For 
1.4  Elect Sir Jonathan R. Symonds  Management  For  Voted - For 

 

346

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Emma N. Walmsley  Management  For  Voted - For 
1.6  Elect Charles A. Bancroft  Management  For  Voted - For 
1.7  Elect Hal V. Barron  Management  For  Voted - For 
1.8  Elect Anne Beal  Management  For  Voted - For 
1.9  Elect Harry Dietz  Management  For  Voted - For 
1.10  Elect Jesse Goodman  Management  For  Voted - For 
1.11  Elect Urs Rohner  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Appointment of Auditor  Management  For  Voted - For 
5  Authority to Set Auditor's Fees  Management  For  Voted - For 
6  Amendment to Remuneration Policy  Management  For  Voted - For 
7  Authorisation of Political Donations  Management  For  Voted - For 
8  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
11  Authority to Repurchase Shares  Management  For  Voted - For 
12  Approve Exemption from Statement of the Senior       
  Statutory Auditor's name in published Auditors'       
  Reports  Management  For  Voted - For 
13  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS COMPANY LIMITED     
Security ID: Y2932P106 Ticker: 0874       
Meeting Date: 16-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Authority to Issue Medium-Term Notes  Management  For  Voted - For 
3  Authority to Conduct Asset-Backed Securitization of       
  Accounts Receivable by a Subsidiary  Management  For  Voted - For 
4  Settlement of Partial Proceeds Invested in Projects       
  and Permanent Replenishment of Working Capital from       
  the Remaining Proceeds  Management  For  Voted - For 
Meeting Date: 30-May-23       
1.1  Elect LI Chuyuan  Management  For  Voted - For 
1.2  Elect YANG Jun  Management  For  Voted - Against 
1.3  Elect CHENG Ning  Management  For  Voted - For 
1.4  Elect LIU Juyan  Management  For  Voted - For 
1.5  Elect ZHANG Chunbo  Management  For  Voted - For 
1.6  Elect WU Changhai  Management  For  Voted - Against 
1.7  Elect LI Hong  Management  For  Voted - For 
1.8  Elect Chen Yajin  Management  For  Voted - For 
1.9  Elect HUANG Min  Management  For  Voted - For 
1.10  Elect Patrick WONG Lung Tak  Management  For  Voted - For 
1.11  Elect SUN Baoqing  Management  For  Voted - For 

 

347

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.12  Elect CAI Ruiyu  Management  For  Voted - For 
1.13  Elect CHENG Jinyuan  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Annual Report  Management  For  Voted - For 
4  Directors' Report  Management  For  Voted - For 
5  Supervisors' Report  Management  For  Voted - For 
6  Financial Report  Management  For  Voted - For 
7  Accounts and Reports  Management  For  Voted - For 
8  Allocation of Profits/Dividends  Management  For  Voted - For 
9  Financial/Operational Targets and Annual Budget  Management  For  Voted - For 
10  Fee for Li Chuyuan  Management  For  Voted - For 
11  Fee for Yang Jun  Management  For  Voted - For 
12  Fee for Cheng Ning  Management  For  Voted - For 
13  Fee for Liu Juyan  Management  For  Voted - For 
14  Fee for Zhang Chunbo  Management  For  Voted - For 
15  Fee for Wu Changhai  Management  For  Voted - For 
16  Fee for Li Hong  Management  For  Voted - For 
17  Fee for Wong Hin Wing  Management  For  Voted - For 
18  Fee for Wang Weihong  Management  For  Voted - For 
19  Fee for Chen Yajin  Management  For  Voted - For 
20  Fee for Huang Min  Management  For  Voted - For 
21  Fee for Cai Ruiyu  Management  For  Voted - For 
22  Fee for Cheng Jinyuan  Management  For  Voted - For 
23  Fee for Jia Huidong  Management  For  Voted - For 
24  Approval of Omnibus Credit Lines  Management  For  Voted - For 
25  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
26  Appointment of Internal Control Auditor  Management  For  Voted - For 
27  Supervisory Fee for Jian Huidong  Management  For  Voted - For 
28  Non-Voting Agenda Item  N/A    Non-Voting 
29  Non-Voting Agenda Item  N/A    Non-Voting 
30  Non-Voting Agenda Item  N/A    Non-Voting 
H&R BLOCK, INC.       
Security ID: 093671105 Ticker: HRB       
Meeting Date: 04-Nov-22       
1.1  Elect Sean H. Cohan  Management  For  Voted - For 
1.2  Elect Robert A. Gerard  Management  For  Voted - For 
1.3  Elect Anuradha Gupta  Management  For  Voted - For 
1.4  Elect Richard A. Johnson  Management  For  Voted - For 
1.5  Elect Jeffrey J. Jones II  Management  For  Voted - For 
1.6  Elect Mia F. Mends  Management  For  Voted - For 
1.7  Elect Yolande G. Piazza  Management  For  Voted - For 
1.8  Elect Victoria J. Reich  Management  For  Voted - For 
1.9  Elect Matthew E. Winter  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

348

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
HALEON PLC       
Security ID: G4232K100 Ticker: HLN       
Meeting Date: 20-Apr-23       
1.1  Elect Dave Lewis  Management  For  Voted - For 
1.2  Elect Brian McNamera  Management  For  Voted - For 
1.3  Elect Tobias Hestler  Management  For  Voted - For 
1.4  Elect Manvinder Singh Banga  Management  For  Voted - For 
1.5  Elect Marie-Anne Aymerich  Management  For  Voted - For 
1.6  Elect Tracy Clarke  Management  For  Voted - For 
1.7  Elect Vivienne Cox  Management  For  Voted - For 
1.8  Elect Asmita Dubey  Management  For  Voted - For 
1.9  Elect Deirdre Mahlan  Management  For  Voted - For 
1.10  Elect David Denton  Management  For  Voted - For 
1.11  Elect Bryan Supran  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Remuneration Policy  Management  For  Voted - For 
5  Final Dividend  Management  For  Voted - For 
6  Appointment of Auditor  Management  For  Voted - For 
7  Authority to Set Auditor's Fees  Management  For  Voted - For 
8  Authorisation of Political Donations  Management  For  Voted - For 
9  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
11  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
12  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
13  Performance Share Plan  Management  For  Voted - For 
14  Share Value Plan  Management  For  Voted - For 
15  Deferred Annual Bonus Plan  Management  For  Voted - For 
16  Authority to Repurchase Shares  Management  For  Voted - For 
17  Authority to Repurchase Shares Off-Market (Pfizer)  Management  For  Voted - For 
18  Authority to Repurchase Shares Off-Market (GSK       
  Shareholders)  Management  For  Voted - For 
19  Waiver of Mandatory Takeover Requirement  Management  For  Voted - For 
HARLEY-DAVIDSON, INC.       
Security ID: 412822108 Ticker: HOG       
Meeting Date: 18-May-23       
1.1  Elect Troy M. Alstead  Management  For  Voted - For 
1.2  Elect Jared D. Dourdeville  Management  For  Voted - For 
1.3  Elect James D. Farley, Jr.  Management  For  Voted - For 
1.4  Elect Allan C. Golston  Management  For  Voted - Withheld 
1.5  Elect Sara L. Levinson  Management  For  Voted - For 
1.6  Elect N. Thomas Linebarger  Management  For  Voted - Withheld 

 

349

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Rafeh Masood  Management  For  Voted - For 
1.8  Elect Maryrose T. Sylvester  Management  For  Voted - For 
1.9  Elect Jochen Zeitz  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
HEWLETT PACKARD ENTERPRISE COMPANY       
Security ID: 42824C109 Ticker: HPE       
Meeting Date: 05-Apr-23       
1.1  Elect Daniel Ammann  Management  For  Voted - For 
1.2  Elect Pamela L. Carter  Management  For  Voted - For 
1.3  Elect Frank A. D'Amelio  Management  For  Voted - For 
1.4  Elect Regina E. Dugan  Management  For  Voted - For 
1.5  Elect Jean M. Hobby  Management  For  Voted - For 
1.6  Elect Raymond J. Lane  Management  For  Voted - For 
1.7  Elect Ann M. Livermore  Management  For  Voted - For 
1.8  Elect Antonio F. Neri  Management  For  Voted - For 
1.9  Elect Charles H. Noski  Management  For  Voted - For 
1.10  Elect Raymond E. Ozzie  Management  For  Voted - For 
1.11  Elect Gary M. Reiner  Management  For  Voted - For 
1.12  Elect Patricia F. Russo  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Amendment to the 2021 Stock Incentive Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
HOST HOTELS & RESORTS, INC.       
Security ID: 44107P104 Ticker: HST       
Meeting Date: 18-May-23       
1.1  Elect Mary L. Baglivo  Management  For  Voted - For 
1.2  Elect Herman E. Bulls  Management  For  Voted - For 
1.3  Elect Diana M. Laing  Management  For  Voted - For 
1.4  Elect Richard E. Marriott  Management  For  Voted - For 
1.5  Elect Mary Hogan Preusse  Management  For  Voted - For 
1.6  Elect Walter C. Rakowich  Management  For  Voted - For 
1.7  Elect James F. Risoleo  Management  For  Voted - For 
1.8  Elect Gordon H. Smith  Management  For  Voted - For 
1.9  Elect A. William Stein  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

350

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
HP INC.       
Security ID: 40434L105 Ticker: HPQ       
Meeting Date: 24-Apr-23       
1.1  Elect Aida M. Alvarez  Management  For  Voted - For 
1.2  Elect Shumeet Banerji  Management  For  Voted - For 
1.3  Elect Robert R. Bennett  Management  For  Voted - For 
1.4  Elect Charles Chip V. Bergh  Management  For  Voted - For 
1.5  Elect Bruce Broussard  Management  For  Voted - For 
1.6  Elect Stacy Brown-Philpot  Management  For  Voted - For 
1.7  Elect Stephanie A. Burns  Management  For  Voted - For 
1.8  Elect Mary Anne Citrino  Management  For  Voted - For 
1.9  Elect Richard L. Clemmer  Management  For  Voted - For 
1.10  Elect Enrique Lores  Management  For  Voted - For 
1.11  Elect Judith A. Miscik  Management  For  Voted - For 
1.12  Elect Kim K.W. Rucker  Management  For  Voted - For 
1.13  Elect Subra Suresh  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Right to Act by       
  Written Consent  Shareholder  Against  Voted - Against 
HUNTSMAN CORPORATION       
Security ID: 447011107 Ticker: HUN       
Meeting Date: 21-Apr-23       
1.1  Elect Peter R. Huntsman  Management  For  Voted - For 
1.2  Elect Cynthia L. Egan  Management  For  Voted - For 
1.3  Elect Mary C. Beckerle  Management  For  Voted - For 
1.4  Elect Sonia Dula  Management  For  Voted - For 
1.5  Elect Curtis E. Espeland  Management  For  Voted - For 
1.6  Elect Daniele Ferrari  Management  For  Voted - For 
1.7  Elect Jeanne McGovern  Management  For  Voted - For 
1.8  Elect Jose Antonio Munoz Barcelo  Management  For  Voted - For 
1.9  Elect David B. Sewell  Management  For  Voted - For 
1.10  Elect Jan E. Tighe  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Reflect Delaware Law Provisions       
  Regarding Officer Exculpation  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 

 

351

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
HUONS CO., LTD.       
Security ID: Y3772Y132 Ticker: 243070       
Meeting Date: 31-Mar-23       
1.1  Elect KIM Si Baek  Management  For  Voted - For 
1.2  Elect IM Deok Ho  Management  For  Voted - Against 
1.3  Election of Audit Committee Member: IM Deok Ho  Management  For  Voted - Against 
2  Financial Statements and Allocation of       
  Profits/Dividends       
    Management  For  Voted - Against 
3  Amendments to Articles  Management  For  Voted - Against 
4  Directors' Fees  Management  For  Voted - For 
IA FINANCIAL CORPORATION INC.       
Security ID: 45075E104 Ticker: IAG       
Meeting Date: 10-May-23       
1.1  Elect William F. Chinery  Management  For  Voted - For 
1.2  Elect Benoit Daignault  Management  For  Voted - For 
1.3  Elect Nicolas Darveau-Garneau  Management  For  Voted - For 
1.4  Elect Emma Griffin  Management  For  Voted - For 
1.5  Elect Ginette Maille  Management  For  Voted - For 
1.6  Elect Jacques Martin  Management  For  Voted - For 
1.7  Elect Monique Mercier  Management  For  Voted - For 
1.8  Elect Danielle G. Morin  Management  For  Voted - For 
1.9  Elect Marc Poulin  Management  For  Voted - For 
1.10  Elect Suzanne Rancourt  Management  For  Voted - For 
1.11  Elect Denis Ricard  Management  For  Voted - For 
1.12  Elect Ouma Sananikone  Management  For  Voted - For 
1.13  Elect Rebecca Schechter  Management  For  Voted - For 
1.14  Elect Ludwig W. Willisch  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Appointment of Auditor  Management  For  Voted - For 
5  Advisory Vote on Executive Compensation  Management  For  Voted - For 
6  Shareholder Proposal Regarding Limiting Board       
  Memberships  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Director       
  Shareholding Requirements  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Say on Climate  Shareholder  Against  Voted - Against 
INCYTE CORPORATION       
Security ID: 45337C102 Ticker: INCY       
Meeting Date: 14-Jun-23       
1.1  Elect Julian C. Baker  Management  For  Voted - For 

 

352

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Jean-Jacques Bienaime  Management  For  Voted - For 
1.3  Elect Otis W. Brawley  Management  For  Voted - For 
1.4  Elect Paul J. Clancy  Management  For  Voted - For 
1.5  Elect Jacqualyn A. Fouse  Management  For  Voted - For 
1.6  Elect Edmund P. Harrigan  Management  For  Voted - For 
1.7  Elect Katherine A. High  Management  For  Voted - For 
1.8  Elect Herve Hoppenot  Management  For  Voted - For 
1.9  Elect Susanne Schaffert  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2010 Stock Incentive Plan  Management  For  Voted - For 
5  Amendment to the 1997 Employee Stock Purchase Plan  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
INGREDION INCORPORATED       
Security ID: 457187102 Ticker: INGR       
Meeting Date: 19-May-23       
1.1  Elect David B. Fischer  Management  For  Voted - For 
1.2  Elect Paul Hanrahan  Management  For  Voted - For 
1.3  Elect Rhonda L. Jordan  Management  For  Voted - For 
1.4  Elect Gregory B. Kenny  Management  For  Voted - For 
1.5  Elect Charles V. Magro  Management  For  Voted - For 
1.6  Elect Victoria J. Reich  Management  For  Voted - For 
1.7  Elect Catherine A. Suever  Management  For  Voted - For 
1.8  Elect Stephan B. Tanda  Management  For  Voted - For 
1.9  Elect Jorge A. Uribe  Management  For  Voted - For 
1.10  Elect Patricia Verduin  Management  For  Voted - For 
1.11  Elect Dwayne A. Wilson  Management  For  Voted - Against 
1.12  Elect James Zallie  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of Exclusive Forum Provisions  Management  For  Voted - Against 
6  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - Against 
INTEL CORPORATION       
Security ID: 458140100 Ticker: INTC       
Meeting Date: 11-May-23       
1.1  Elect Patrick P. Gelsinger  Management  For  Voted - For 
1.2  Elect James J. Goetz  Management  For  Voted - For 
1.3  Elect Andrea J. Goldsmith  Management  For  Voted - For 
1.4  Elect Alyssa H. Henry  Management  For  Voted - For 
1.5  Elect S. Omar Ishrak  Management  For  Voted - For 
1.6  Elect Risa Lavizzo-Mourey  Management  For  Voted - For 
1.7  Elect Tsu-Jae King Liu  Management  For  Voted - For 

 

353

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect Barbara G. Novick  Management  For  Voted - For 
1.9  Elect Gregory D. Smith  Management  For  Voted - For 
1.10  Elect Lip-Bu Tan  Management  For  Voted - For 
1.11  Elect Dion J. Weisler  Management  For  Voted - For 
1.12  Elect Frank D. Yeary  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2006 Equity Incentive Plan  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
6  Shareholder Proposal Regarding Retention of Shares       
  Until Normal Retirement Age  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Third-Party Review       
  for ESG Congruency with Business in China  Shareholder  Against  Voted - Against 
INTERNATIONAL BUSINESS MACHINES CORPORATION       
Security ID: 459200101 Ticker: IBM       
Meeting Date: 25-Apr-23       
1.1  Elect Thomas Buberl  Management  For  Voted - For 
1.2  Elect David N. Farr  Management  For  Voted - For 
1.3  Elect Alex Gorsky  Management  For  Voted - For 
1.4  Elect Michelle Howard  Management  For  Voted - For 
1.5  Elect Arvind Krishna  Management  For  Voted - For 
1.6  Elect Andrew N. Liveris  Management  For  Voted - Against 
1.7  Elect F. William McNabb, III  Management  For  Voted - For 
1.8  Elect Martha E. Pollack  Management  For  Voted - For 
1.9  Elect Joseph R. Swedish  Management  For  Voted - For 
1.10  Elect Peter R. Voser  Management  For  Voted - For 
1.11  Elect Frederick H. Waddell  Management  For  Voted - For 
1.12  Elect Alfred W. Zollar  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on       
  Effectiveness of Workplace Sexual Harassment and       
  Discrimination Policies  Shareholder  Against  Voted - Against 
INWIDO AB       
Security ID: W5R447107 Ticker: INWI       
Meeting Date: 04-May-23       
1.1  Elect Per Bertland  Management  For  Voted - For 
1.2  Elect Kerstin Lindell  Management  For  Voted - For 
1.3  Elect Henriette Schutze  Management  For  Voted - For 

 

354

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Christer Wahlquist  Management  For  Voted - For 
1.5  Elect Anders Wassberg  Management  For  Voted - For 
1.6  Elect Per Bertland as Chair  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Election of Presiding Chair  Management  For  Voted - For 
8  Voting List  Management  For  Voted - For 
9  Agenda  Management  For  Voted - For 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  Compliance with the Rules of Convocation  Management  For  Voted - For 
12  Non-Voting Agenda Item  N/A    Non-Voting 
13  Non-Voting Agenda Item  N/A    Non-Voting 
14  Non-Voting Agenda Item  N/A    Non-Voting 
15  Non-Voting Agenda Item  N/A    Non-Voting 
16  Non-Voting Agenda Item  N/A    Non-Voting 
17  Accounts and Reports  Management  For  Voted - For 
18  Allocation of Profits/Dividends  Management  For  Voted - For 
19  Ratify Per Bertland  Management  For  Voted - For 
20  Ratify Kerstin Lindell  Management  For  Voted - For 
21  Ratify Henriette Schutze  Management  For  Voted - For 
22  Ratify Christer Wahlquist  Management  For  Voted - For 
23  Ratify Anders Wassberg  Management  For  Voted - For 
24  Ratify Tony Johansson  Management  For  Voted - For 
25  Ratify Robert Wernersson  Management  For  Voted - For 
26  Ratify Carin Karra  Management  For  Voted - For 
27  Ratify Henrik Hjalmarsson  Management  For  Voted - For 
28  Board Size  Management  For  Voted - For 
29  Number of Auditors  Management  For  Voted - For 
30  Directors' Fees  Management  For  Voted - For 
31  Authority to Set Auditor's Fees  Management  For  Voted - For 
32  Appointment of Auditor  Management  For  Voted - For 
33  Remuneration Report  Management  For  Voted - For 
34  Authority to Issue Shares w/ or w/o Preemptive       
  Rights  Management  For  Voted - For 
35  Adoption of Share-Based Incentives (Warrants       
  Program 2023/2028)  Management  For  Voted - For 
36  Non-Voting Agenda Item  N/A    Non-Voting 
37  Non-Voting Meeting Note  N/A    Non-Voting 
IPSEN         
Security ID: F5362H107 Ticker: IPN       
Meeting Date: 31-May-23       
1.1  Elect Marc de Garidel  Management  For  Voted - For 
1.2  Elect Henri Beaufour  Management  For  Voted - For 
1.3  Elect Michele Ollier  Management  For  Voted - For 

 

355

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Non-Voting Meeting Note  N/A    Non-Voting 
10  Accounts and Reports  Management  For  Voted - For 
11  Consolidated Accounts and Reports  Management  For  Voted - For 
12  Allocation of Profits/Dividends  Management  For  Voted - For 
13  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
14  Appointment of Auditor (KPMG)  Management  For  Voted - For 
15  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
16  2023 Remuneration Policy (Chair)  Management  For  Voted - For 
17  2023 Remuneration Policy (CEO and Other Executives)  Management  For  Voted - Against 
18  2022 Remuneration Report  Management  For  Voted - For 
19  2022 Remuneration of Marc de Garidel, Chair  Management  For  Voted - For 
20  2022 Remuneration of David Loew, CEO  Management  For  Voted - Against 
21  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
22  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
23  Authority to Increase Capital Through       
  Capitalisations  Management  For  Voted - For 
24  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  For  Voted - For 
25  Authority to Increase Capital in Case of Exchange       
  Offers  Management  For  Voted - For 
26  Authority to Issue Shares and Convertible Debt       
  Through Private Placement  Management  For  Voted - For 
27  Greenshoe  Management  For  Voted - For 
28  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  For  Voted - For 
29  Employee Stock Purchase Plan  Management  For  Voted - For 
30  Authority to Grant Stock Options  Management  For  Voted - Against 
31  Amendments to Articles Regarding Chair Age Limits  Management  For  Voted - For 
32  Amendments to Articles Regarding Board Meetings'       
  Minutes  Management  For  Voted - For 
33  Authorisation of Legal Formalities  Management  For  Voted - For 
IRONWOOD PHARMACEUTICALS, INC.       
Security ID: 46333X108 Ticker: IRWD       
Meeting Date: 20-Jun-23       
1.1  Elect Mark G. Currie  Management  For  Voted - Withheld 
1.2  Elect Alexander J. Denner  Management  For  Voted - For 
1.3  Elect Andrew Dreyfus  Management  For  Voted - For 
1.4  Elect Jon R. Duane  Management  For  Voted - For 
1.5  Elect Marla L. Kessler  Management  For  Voted - For 
1.6  Elect Thomas A. McCourt  Management  For  Voted - For 

 

356

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Julie H. McHugh  Management  For  Voted - For 
1.8  Elect Catherine Moukheibir  Management  For  Voted - For 
1.9  Elect Jay P. Shepard  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2019 Equity Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
ISUZU MOTORS LIMITED       
Security ID: J24994113 Ticker: 7202       
Meeting Date: 28-Jun-23       
1.1  Elect Masanori Katayama  Management  For  Voted - For 
1.2  Elect Shinsuke Minami  Management  For  Voted - Against 
1.3  Elect Shinichi Takahashi  Management  For  Voted - For 
1.4  Elect Shun Fujimori  Management  For  Voted - For 
1.5  Elect Tetsuya Ikemoto  Management  For  Voted - For 
1.6  Elect Naohiro Yamaguchi  Management  For  Voted - For 
1.7  Elect Mitsuyoshi Shibata  Management  For  Voted - For 
1.8  Elect Kozue Nakayama  Management  For  Voted - For 
1.9  Elect Kenji Miyazaki  Management  For  Voted - For 
1.10  Elect Kanji Kawamura  Management  For  Voted - For 
1.11  Elect Kimie Sakuragi  Management  For  Voted - For 
1.12  Elect Masao Watanabe  Management  For  Voted - For 
1.13  Elect Makoto Anayama  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
ITOCHU CORPORATION       
Security ID: J2501P104 Ticker: 8001       
Meeting Date: 23-Jun-23       
1.1  Elect Masahiro Okafuji  Management  For  Voted - For 
1.2  Elect Keita Ishii  Management  For  Voted - For 
1.3  Elect Fumihiko Kobayashi  Management  For  Voted - For 
1.4  Elect Tsuyoshi Hachimura  Management  For  Voted - For 
1.5  Elect Hiroyuki Tsubai  Management  For  Voted - For 
1.6  Elect Hiroyuki Naka  Management  For  Voted - For 
1.7  Elect Masatoshi Kawana  Management  For  Voted - For 
1.8  Elect Makiko Nakamori  Management  For  Voted - For 
1.9  Elect Kunio Ishizuka  Management  For  Voted - For 
1.10  Elect Akiko Ito Akiko Noda  Management  For  Voted - For 
1.11  Elect Yoshiko Matoba  Management  For  Voted - For 
1.12  Elect Kentaro Uryu  Management  For  Voted - For 
1.13  Elect Tsutomu Fujita  Management  For  Voted - For 
1.14  Elect Kumi Kobayashi Kumi Nojiri  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 

 

357

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
J SAINSBURY PLC       
Security ID: G77732173 Ticker: SBRY       
Meeting Date: 07-Jul-22       
1.1  Elect Jo Bertram  Management  For  Voted - For 
1.2  Elect Brian Cassin  Management  For  Voted - For 
1.3  Elect Jo Harlow  Management  For  Voted - For 
1.4  Elect Adrian Hennah  Management  For  Voted - For 
1.5  Elect Tanuj Kapilashrami  Management  For  Voted - For 
1.6  Elect Kevin O'Byrne  Management  For  Voted - For 
1.7  Elect Simon Roberts  Management  For  Voted - For 
1.8  Elect Martin Scicluna  Management  For  Voted - For 
1.9  Elect Keith Weed  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Remuneration Report  Management  For  Voted - For 
5  Final Dividend  Management  For  Voted - For 
6  Appointment of Auditor  Management  For  Voted - For 
7  Authority to Set Auditor's Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
11  Authorisation of Political Donations  Management  For  Voted - For 
12  Authority to Repurchase Shares  Management  For  Voted - For 
13  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
14  Shareholder Proposal Regarding Living Wage  Shareholder  Against  Voted - Against 
JABIL INC.       
Security ID: 466313103 Ticker: JBL       
Meeting Date: 26-Jan-23       
1.1  Elect Anousheh Ansari  Management  For  Voted - For 
1.2  Elect Christopher S. Holland  Management  For  Voted - For 
1.3  Elect Mark T. Mondello  Management  For  Voted - For 
1.4  Elect John C. Plant  Management  For  Voted - For 
1.5  Elect Steven A. Raymund  Management  For  Voted - Against 
1.6  Elect Thomas A. Sansone  Management  For  Voted - For 
1.7  Elect David M. Stout  Management  For  Voted - For 
1.8  Elect Kathleen A. Walters  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

358

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
JAZZ PHARMACEUTICALS PUBLIC LIMITED COMPANY       
Security ID: G50871105 Ticker: JAZZ       
Meeting Date: 28-Jul-22       
1.1  Elect Jennifer E. Cook  Management  For  Voted - For 
1.2  Elect Patrick G. Enright  Management  For  Voted - For 
1.3  Elect Seamus C. Mulligan  Management  For  Voted - For 
1.4  Elect Norbert G. Riedel  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
5  Right to Adjourn Meeting  Management  For  Voted - For 
JBS SA       
Security ID: P59695109 Ticker: JBSS3       
Meeting Date: 24-Apr-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Board Size  Management  For  Voted - For 
6  Request Cumulative Voting  Management  For  Voted - Against 
7  Election of Directors  Management  For  Voted - For 
8  Approve Recasting of Votes for Amended Slate  Management  For  Voted - Against 
9  Non-Voting Agenda Item  N/A    Non-Voting 
10  Proportional Allocation of Cumulative Votes  Management  Against  Voted - For 
11  Allocate Cumulative Votes to Jeremiah Alphonsus       
  OCallaghan  Management  Against  Voted - For 
12  Allocate Cumulative Votes to Jose Batista Sobrinho  Management  For  Voted - Abstain 
13  Allocate Cumulative Votes to Francisco Turra  Management  Against  Voted - For 
14  Allocate Cumulative Votes to Carlos Hamilton       
  Vasconcelos Araujo  Management  Against  Voted - For 
15  Allocate Cumulative Votes to Cledorvino Belini  Management  Against  Voted - For 
16  Allocate Cumulative Votes to Leila Abraham Loria  Management  Against  Voted - For 
17  Allocate Cumulative Votes to Alba Pettengill  Management  Against  Voted - For 
18  Allocate Cumulative Votes to Marcio Guedes Pereira       
  Junior  Management  Against  Voted - For 
19  Allocate Cumulative Votes to Gelson Luiz Merisio  Management  Against  Voted - For 
20  Request Separate Election for Board Member  Management  For  Voted - Abstain 
21  Ratify Directors' Independence Status  Management  For  Voted - For 
22  Supervisory Council Size  Management  For  Voted - For 
23  Election of Supervisory Council  Management  For  Voted - Against 
24  Approve Recasting of Votes for Amended Supervisory       
  Council Slate  Management  For  Voted - Against 
25  Remuneration Policy  Management  For  Voted - Against 
26  Non-Voting Meeting Note  N/A    Non-Voting 

 

359

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
27  Non-Voting Meeting Note  N/A    Non-Voting 
28  Merger Agreement (Brazservice Wet Leather)  Management  For  Voted - For 
29  Ratification of Appointment of Appraiser  Management  For  Voted - For 
30  Valuation Report (Brazservice)  Management  For  Voted - For 
31  Merger by Absorption (Brazservice)  Management  For  Voted - For 
32  Merger Agreement (Enersea Comercializadora de       
  Energia)  Management  For  Voted - For 
33  Ratification of Appointment of Appraiser  Management  For  Voted - For 
34  Valuation Report (Enersea)  Management  For  Voted - For 
35  Merger by Absorption (Enersea)  Management  For  Voted - For 
36  Merger Agreement (Mc Service Ltda.)  Management  For  Voted - For 
37  Ratification of Appointment of Appraiser  Management  For  Voted - For 
38  Valuation Report (MC Service)  Management  For  Voted - For 
39  Merger by Absorption (MC Service)  Management  For  Voted - For 
40  Amendments to Articles  Management  For  Voted - For 
41  Consolidation of Articles  Management  For  Voted - For 
42  Authorization of Legal Formalities  Management  For  Voted - For 
JEFFERIES FINANCIAL GROUP INC.       
Security ID: 47233W109 Ticker: JEF       
Meeting Date: 29-Mar-23       
1.1  Elect Linda L. Adamany  Management  For  Voted - For 
1.2  Elect Barry J. Alperin  Management  For  Voted - For 
1.3  Elect Robert D. Beyer  Management  For  Voted - Against 
1.4  Elect Matrice Ellis Kirk  Management  For  Voted - For 
1.5  Elect Brian P. Friedman  Management  For  Voted - For 
1.6  Elect MaryAnne Gilmartin  Management  For  Voted - For 
1.7  Elect Richard B. Handler  Management  For  Voted - For 
1.8  Elect Thomas W. Jones  Management  For  Voted - For 
1.9  Elect Jacob M. Katz  Management  For  Voted - For 
1.10  Elect Michael T. O'Kane  Management  For  Voted - For 
1.11  Elect Joseph S. Steinberg  Management  For  Voted - For 
1.12  Elect Melissa V. Weiler  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
Meeting Date: 28-Jun-23       
1  Amendment to to Authorize a New Class of Non-Voting       
  Common Stock  Management  For  Voted - For 
2  Right to Adjourn Meeting  Management  For  Voted - For 

 

360

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
JOHNSON & JOHNSON       
Security ID: 478160104 Ticker: JNJ       
Meeting Date: 27-Apr-23       
1.1  Elect Darius Adamczyk  Management  For  Voted - For 
1.2  Elect Mary C. Beckerle  Management  For  Voted - For 
1.3  Elect D. Scott Davis  Management  For  Voted - For 
1.4  Elect Jennifer A. Doudna  Management  For  Voted - For 
1.5  Elect Joaquin Duato  Management  For  Voted - For 
1.6  Elect Marillyn A. Hewson  Management  For  Voted - For 
1.7  Elect Paula A. Johnson  Management  For  Voted - For 
1.8  Elect Hubert Joly  Management  For  Voted - For 
1.9  Elect Mark B. McClellan  Management  For  Voted - For 
1.10  Elect Anne Mulcahy  Management  For  Voted - For 
1.11  Elect Mark A. Weinberger  Management  For  Voted - For 
1.12  Elect Nadja Y. West  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Adoption of       
  Mandatory Arbitration Bylaw  Shareholder  Against  Voted - Abstain 
6  Shareholder Proposal Regarding Report on Access to       
  COVID-19 Products  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Prohibiting Adjustments for       
  Legal and Compliance Costs  Shareholder  Against  Voted - Abstain 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
KAGA ELECTRONICS CO.,LTD.       
Security ID: J28922102 Ticker: 8154       
Meeting Date: 27-Jun-23       
1.1  Elect Isao Tsukamoto  Management  For  Voted - For 
1.2  Elect Ryoichi Kado  Management  For  Voted - For 
1.3  Elect Shintaro Kakei  Management  For  Voted - For 
1.4  Elect Susumu Miyoshi  Management  For  Voted - For 
1.5  Elect Akira Tamura  Management  For  Voted - For 
1.6  Elect Noritomo Hashimoto  Management  For  Voted - For 
1.7  Elect Eiji Kawamura  Management  For  Voted - Against 
1.8  Elect Kyoko Oyanagi  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 

 

361

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
KANDENKO CO.,LTD.       
Security ID: J29653102 Ticker: 1942       
Meeting Date: 29-Jun-23       
1.1  Elect Seiichi Fubasami  Management  For  Voted - For 
1.2  Elect Toshio Nakama  Management  For  Voted - For 
1.3  Elect Nobuhiro Iida  Management  For  Voted - For 
1.4  Elect Yuji Ueda  Management  For  Voted - For 
1.5  Elect Mitsuru Fujii  Management  For  Voted - For 
1.6  Elect Hiroyuki Enoki  Management  For  Voted - For 
1.7  Elect Koichi Nakahito  Management  For  Voted - For 
1.8  Elect Hirofumi Tamogami  Management  For  Voted - For 
1.9  Elect Hajime Saito  Management  For  Voted - For 
1.10  Elect Miwako Ando  Management  For  Voted - For 
1.11  Elect Koji Tanaka  Management  For  Voted - For 
1.12  Elect Miwa Suto  Management  For  Voted - For 
1.13  Elect Shoichiro Kashiwabara as Statutory Auditor  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 
5  Bonus  Management  For  Voted - Against 
KGINICIS CO., LTD.       
Security ID: Y4083K100 Ticker: 035600       
Meeting Date: 23-Mar-23       
1.1  Elect LEE Seon Jae  Management  For  Voted - Against 
2  Financial Statements and Allocation of       
  Profits/Dividends       
    Management  For  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Election of Corporate Auditor  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Corporate Auditors' Fees  Management  For  Voted - For 
KOHL'S CORPORATION       
Security ID: 500255104 Ticker: KSS       
Meeting Date: 10-May-23       
1.1  Elect Michael J. Bender  Management  For  Voted - For 
1.2  Elect Peter Boneparth  Management  For  Voted - For 
1.3  Elect Yael Cosset  Management  For  Voted - For 
1.4  Elect Christine M. Day  Management  For  Voted - For 
1.5  Elect H. Charles Floyd  Management  For  Voted - For 
1.6  Elect Margaret L. Jenkins  Management  For  Voted - For 

 

362

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Thomas A. Kingsbury  Management  For  Voted - For 
1.8  Elect Robbin Mitchell  Management  For  Voted - For 
1.9  Elect Jonas Prising  Management  For  Voted - For 
1.10  Elect John E. Schlifske  Management  For  Voted - For 
1.11  Elect Adrianne Shapira  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
KONINKLIJKE AHOLD DELHAIZE N.V.       
Security ID: N0074E105 Ticker: AD       
Meeting Date: 12-Apr-23       
1.1  Elect Peter Agnefjall to the Supervisory Board  Management  For  Voted - For 
1.2  Elect Bill McEwan to the Supervisory Board  Management  For  Voted - For 
1.3  Elect Katherine C. Doyle to the Supervisory Board  Management  For  Voted - For 
1.4  Elect Julia Vander Ploeg to the Supervisory Board  Management  For  Voted - For 
1.5  Elect Frans Muller to the Management Board  Management  For  Voted - For 
1.6  Elect JJ Fleeman to the Management Board  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Agenda Item  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Accounts and Reports  Management  For  Voted - For 
8  Allocation of Dividends  Management  For  Voted - For 
9  Remuneration Report  Management  For  Voted - For 
10  Ratification of Management Board Acts  Management  For  Voted - For 
11  Ratification of Supervisory Board Acts  Management  For  Voted - For 
12  Appointment of Auditor  Management  For  Voted - For 
13  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
14  Authority to Suppress Preemptive Rights  Management  For  Voted - For 
15  Authority to Repurchase Shares  Management  For  Voted - For 
16  Cancellation Of Shares  Management  For  Voted - For 
17  Non-Voting Agenda Item  N/A    Non-Voting 
18  Non-Voting Meeting Note  N/A    Non-Voting 
KRUNG THAI BANK PUBLIC CO. LTD.       
Security ID: Y49885208 Ticker: KTB       
Meeting Date: 07-Apr-23       
1.1  Elect Kittipong Kittayarak  Management  For  Voted - Against 
1.2  Elect Payong Srivanich  Management  For  Voted - For 
1.3  Elect Virasak Sutanthavibul  Management  For  Voted - Against 
1.4  Elect Attapol Attaworadej  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Annual Report  Management  For  Voted - For 

 

363

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - Against 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Amendments to Articles  Management  For  Voted - For 
9  Transaction of Other Business  Management  For  Voted - Against 
10  Non-Voting Meeting Note  N/A    Non-Voting 
KT CORPORATION       
Security ID: Y49915104 Ticker: 030200       
Meeting Date: 31-Mar-23       
1.1  Elect SEO Chang Seok  Management  For  Voted - For 
1.2  Elect SONG Kyung Min  Management  For  Voted - For 
1.3  Elect KANG Chung Gu  Management  For  Voted - For 
1.4  Elect YEO Eun Jung  Management  For  Voted - For 
1.5  Elect LIM Seung Tae  Management  Abstain  Voted - Abstain 
1.6  Elect PYO Hyun Myung  Management  For  Voted - For 
1.7  Election of Audit Committee Member: KANG Chung Gu  Management  For  Voted - For 
1.8  Election of Audit Committee Member: YEO Eun Jung  Management  For  Voted - For 
2  Election of Representative Director: YUN Kyoung Lim  Management  For  Voted - For 
3  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - For 
4  Article 2  Management  For  Voted - For 
5  Article 48-2  Management  For  Voted - For 
6  Article 48-3  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Approval of Management Agreement  Management  For  Voted - For 
9  Amendments to Executive Officer Retirement       
  Allowance Policy  Management  For  Voted - For 
Meeting Date: 30-Jun-23       
1.1  Elect KWAK Woo Young  Management  For  Voted - For 
1.2  Elect KIM Seong Cheol  Management  For  Voted - For 
1.3  Elect YOON Jong Soo  Management  For  Voted - Against 
1.4  Elect LEE Seung Hoon  Management  For  Voted - For 
1.5  Elect CHO Theresa Seung Ah  Management  For  Voted - For 
1.6  Elect CHOI Yang Hee  Management  For  Voted - For 
1.7  Election of Audit Committee Member: LEE Seung Hoon  Management  For  Voted - For 
1.8  Election of Audit Committee Member: CHO Theresa       
  Seung Ah  Management  For  Voted - For 
2  Article 24 and 29 - Amendment to reduce the number       
  of inside directors  Management  For  Voted - For 
3  Article 18, 25 and 29 - Amendment to abolish       
  Multiple Representative Director Policy  Management  For  Voted - For 
4  Article 25 - Amendment to increase the number of       
  votes needed for the resolution of Representative       
  Director appointment  Management  For  Voted - For 

 

364

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Article 26, 27 and 28 - Amendment to revise terms       
  of directors and relevant policies  Management  For  Voted - For 
6  Article 25 - Amendment to define qualifications       
  for the Representative Director  Management  For  Voted - For 
7  Article 25, 32, 33, 41, 41-2 and 42 - Amendment to       
  change the composition and role of Committee within       
  Board of Directors  Management  For  Voted - For 
8  Election of Independent Director to Be Appointed as       
  Audit Committee Member: AHN Yeong Kyun  Management  For  Voted - For 
LEAR CORPORATION       
Security ID: 521865204 Ticker: LEA       
Meeting Date: 18-May-23       
1.1  Elect Mei-Wei Cheng  Management  For  Voted - For 
1.2  Elect Jonathan F. Foster  Management  For  Voted - For 
1.3  Elect Bradley M. Halverson  Management  For  Voted - For 
1.4  Elect Mary Lou Jepsen  Management  For  Voted - For 
1.5  Elect Roger A. Krone  Management  For  Voted - For 
1.6  Elect Patricia L. Lewis  Management  For  Voted - For 
1.7  Elect Kathleen A. Ligocki  Management  For  Voted - For 
1.8  Elect Conrad L. Mallett, Jr.  Management  For  Voted - For 
1.9  Elect Raymond E. Scott  Management  For  Voted - For 
1.10  Elect Gregory C. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2019 Long-Term Stock Incentive Plan  Management  For  Voted - For 
LG UPLUS CORP.       
Security ID: Y5293P102 Ticker: 032640       
Meeting Date: 17-Mar-23       
1.1  Elect YEO Myung Hee  Management  For  Voted - For 
1.2  Elect YOON Sung Soo  Management  For  Voted - Against 
1.3  Elect UM Yoon Mi  Management  For  Voted - For 
1.4  Election of Audit Committee Member: YOON Sung Soo  Management  For  Voted - Against 
1.5  Election of Audit Committee Member: UM Yoon Mi  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Amendments to Articles  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 

 

365

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
LINCOLN NATIONAL CORPORATION       
Security ID: 534187109 Ticker: LNC       
Meeting Date: 25-May-23       
1.1  Elect Deirdre P. Connelly  Management  For  Voted - For 
1.2  Elect Ellen G. Cooper  Management  For  Voted - For 
1.3  Elect William H. Cunningham  Management  For  Voted - For 
1.4  Elect Reginald E. Davis  Management  For  Voted - For 
1.5  Elect Eric G. Johnson  Management  For  Voted - For 
1.6  Elect Gary C. Kelly  Management  For  Voted - For 
1.7  Elect M. Leanne Lachman  Management  For  Voted - For 
1.8  Elect Dale LeFebvre  Management  For  Voted - For 
1.9  Elect Janet Liang  Management  For  Voted - For 
1.10  Elect Michael F. Mee  Management  For  Voted - For 
1.11  Elect Lynn M. Utter  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2020 Incentive Compensation Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
LINTEC CORPORATION       
Security ID: J13776109 Ticker: 7966       
Meeting Date: 22-Jun-23       
1.1  Elect Akihiko Ouchi  Management  For  Voted - For 
1.2  Elect Makoto Hattori  Management  For  Voted - For 
1.3  Elect Tsunetoshi Mochizuki  Management  For  Voted - For 
1.4  Elect Takeshi Kaiya  Management  For  Voted - For 
1.5  Elect Yoichi Shibano  Management  For  Voted - For 
1.6  Elect Hiroyuki Matsuo  Management  For  Voted - For 
1.7  Elect Akira Sebe  Management  For  Voted - For 
1.8  Elect Satoshi Ooka  Management  For  Voted - For 
1.9  Elect Akiko Okushima  Management  For  Voted - For 
1.10  Elect Masaaki Kimura  Management  For  Voted - Against 
1.11  Elect Kanako Osawa Kanako Koike  Management  For  Voted - For 
1.12  Elect Shigeru Sugimoto  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
LLOYDS BANKING GROUP PLC       
Security ID: G5533W248 Ticker: LLOY       
Meeting Date: 18-May-23       
1.1  Elect Cathy Turner  Management  For  Voted - For 

 

366

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Scott Wheway  Management  For  Voted - For 
1.3  Elect Robin F Budenberg  Management  For  Voted - For 
1.4  Elect Charles Alan Nunn  Management  For  Voted - For 
1.5  Elect William Chalmers  Management  For  Voted - For 
1.6  Elect Alan Dickinson  Management  For  Voted - For 
1.7  Elect Sarah C. Legg  Management  For  Voted - For 
1.8  Elect Lord Lupton  Management  For  Voted - For 
1.9  Elect Amanda Mackenzie  Management  For  Voted - For 
1.10  Elect Harmeen Mehta  Management  For  Voted - For 
1.11  Elect Catherine Woods  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Policy  Management  For  Voted - For 
4  Remuneration Report  Management  For  Voted - For 
5  Final Dividend  Management  For  Voted - For 
6  Appointment of Auditor  Management  For  Voted - For 
7  Authority to Set Auditor's Fees  Management  For  Voted - For 
8  Long-Term Incentive Plan  Management  For  Voted - For 
9  Authorisation of Political Donations  Management  For  Voted - For 
10  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
11  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  For  Voted - For 
12  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
13  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
14  Authority to Issue Shares and Convertible Debt w/o       
  Preemptive Rights  Management  For  Voted - For 
15  Authority to Repurchase Shares  Management  For  Voted - For 
16  Authority to Repurchase Preference Shares  Management  For  Voted - For 
17  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
18  Non-Voting Meeting Note  N/A    Non-Voting 
LOCKHEED MARTIN CORPORATION       
Security ID: 539830109 Ticker: LMT       
Meeting Date: 27-Apr-23       
1.1  Elect Daniel F. Akerson  Management  For  Voted - For 
1.2  Elect David B. Burritt  Management  For  Voted - For 
1.3  Elect Bruce A. Carlson  Management  For  Voted - For 
1.4  Elect John Donovan  Management  For  Voted - For 
1.5  Elect Joseph Dunford Jr.  Management  For  Voted - For 
1.6  Elect James O. Ellis, Jr.  Management  For  Voted - For 
1.7  Elect Thomas J. Falk  Management  For  Voted - For 
1.8  Elect Ilene S. Gordon  Management  For  Voted - For 
1.9  Elect Vicki A. Hollub  Management  For  Voted - For 
1.10  Elect Jeh C. Johnson  Management  For  Voted - For 
1.11  Elect Debra L. Reed-Klages  Management  For  Voted - For 
1.12  Elect James D. Taiclet  Management  For  Voted - For 
1.13  Elect Patricia E. Yarrington  Management  For  Voted - For 

 

367

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Report on Human       
  Rights Impact Assessments  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Aligning       
  Value Chain GHG Reductions with Paris Agreement  Shareholder  Against  Voted - For 
LOUISIANA-PACIFIC CORPORATION       
Security ID: 546347105 Ticker: LPX       
Meeting Date: 28-Apr-23       
1.1  Elect Jose A. Bayardo  Management  For  Voted - For 
1.2  Elect Stephen E. Macadam  Management  For  Voted - Against 
2  Ratification of Auditor  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
LYONDELLBASELL INDUSTRIES N.V.       
Security ID: N53745100 Ticker: LYB       
Meeting Date: 19-May-23       
1.1  Elect Jacques Aigrain  Management  For  Voted - For 
1.2  Elect Lincoln Benet  Management  For  Voted - For 
1.3  Elect Robin Buchanan  Management  For  Voted - For 
1.4  Elect Anthony R. Chase  Management  For  Voted - For 
1.5  Elect Robert W. Dudley  Management  For  Voted - For 
1.6  Elect Claire S. Farley  Management  For  Voted - For 
1.7  Elect Rita Griffin  Management  For  Voted - For 
1.8  Elect Michael S. Hanley  Management  For  Voted - For 
1.9  Elect Virginia A. Kamsky  Management  For  Voted - For 
1.10  Elect Albert Manifold  Management  For  Voted - For 
1.11  Elect Peter Vanacker  Management  For  Voted - For 
2  Ratification of Board Acts  Management  For  Voted - For 
3  Accounts and Reports  Management  For  Voted - For 
4  Appointment of Dutch Statutory Auditor  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
6  Advisory Vote on Executive Compensation  Management  For  Voted - For 
7  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Cancellation of Shares  Management  For  Voted - For 

 

368

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
M6 - METROPOLE TELEVISION       
Security ID: F62379114 Ticker: MMT       
Meeting Date: 25-Apr-23       
1.1  Elect Ingrid Heisserer  Management  For  Voted - For 
1.2  Elect Siska Ghesquiere  Management  For  Voted - Against 
2  Accounts and Reports; Non Tax-Deductible Expenses  Management  For  Voted - For 
3  Consolidated Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
6  Ratification of the Co-option of CMA CGM (Rodolphe       
  Saade)  Management  For  Voted - For 
7  Ratification of the Co-option of Ingrid Heisserer  Management  For  Voted - For 
8  2022 Remuneration Report  Management  For  Voted - Against 
9  2022 Remuneration of Nicolas de Tavernost,       
  Management Board Chair  Management  For  Voted - Against 
10  2023 Remuneration Policy (Management Board Chair)  Management  For  Voted - For 
11  2022 Remuneration of Thomas Valentin, Management       
  Board Member  Management  For  Voted - Against 
12  2022 Remuneration of Regis Ravanas, Management       
  Board Member  Management  For  Voted - Against 
13  2022 Remuneration of Jerome Lefebure, Management       
  Board Member  Management  For  Voted - Against 
14  2022 Remuneration of David Larramendy, Management       
  Board Member  Management  For  Voted - Against 
15  2023 Remuneration Policy (Management Board Members)  Management  For  Voted - For 
16  2022 Remuneration of Elmar Heggen, Supervisory       
  Board Chair  Management  For  Voted - For 
17  2023 Remuneration Policy (Supervisory Board Members)  Management  For  Voted - For 
18  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
19  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
20  Authorisation of Legal Formalities  Management  For  Voted - For 
21  Non-Voting Meeting Note  N/A    Non-Voting 
22  Non-Voting Meeting Note  N/A    Non-Voting 
23  Non-Voting Meeting Note  N/A    Non-Voting 
24  Non-Voting Meeting Note  N/A    Non-Voting 
25  Non-Voting Meeting Note  N/A    Non-Voting 
26  Non-Voting Meeting Note  N/A    Non-Voting 
27  Non-Voting Meeting Note  N/A    Non-Voting 
28  Non-Voting Meeting Note  N/A    Non-Voting 
MACY'S, INC.       
Security ID: 55616P104 Ticker: M       
Meeting Date: 19-May-23       
1.1  Elect Emilie Arel  Management  For  Voted - For 
1.2  Elect Francis S. Blake  Management  For  Voted - For 
1.3  Elect Torrence Boone  Management  For  Voted - For 

 

369

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Ashley Buchanan  Management  For  Voted - For 
1.5  Elect Marie A. Chandoha  Management  For  Voted - For 
1.6  Elect Naveen K. Chopra  Management  For  Voted - For 
1.7  Elect Deirdre P. Connelly  Management  For  Voted - For 
1.8  Elect Jeff Gennette  Management  For  Voted - For 
1.9  Elect Jill Granoff  Management  For  Voted - For 
1.10  Elect William H. Lenehan  Management  For  Voted - For 
1.11  Elect Sara L. Levinson  Management  For  Voted - For 
1.12  Elect Antony Spring  Management  For  Voted - For 
1.13  Elect Paul C. Varga  Management  For  Voted - For 
1.14  Elect Tracey Zhen  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
MAGNA INTERNATIONAL INC.       
Security ID: 559222401 Ticker: MG       
Meeting Date: 11-May-23       
1.1  Elect Peter Guy Bowie  Management  For  Voted - For 
1.2  Elect Mary S. Chan  Management  For  Voted - For 
1.3  Elect V. Peter Harder  Management  For  Voted - For 
1.4  Elect Jan R. Hauser  Management  For  Voted - For 
1.5  Elect Seetarama S. Kotagiri  Management  For  Voted - For 
1.6  Elect Jay K. Kunkel  Management  For  Voted - For 
1.7  Elect Robert F. MacLellan  Management  For  Voted - For 
1.8  Elect Mary Lou Maher  Management  For  Voted - For 
1.9  Elect William A. Ruh  Management  For  Voted - For 
1.10  Elect Indira V. Samarasekera  Management  For  Voted - For 
1.11  Elect Matthew Tsien  Management  For  Voted - For 
1.12  Elect Thomas Weber  Management  For  Voted - For 
1.13  Elect Lisa S. Westlake  Management  For  Voted - For 
2  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Non-Voting Meeting Note  N/A    Non-Voting 
MAPFRE S.A.       
Security ID: E7347B107 Ticker: MAP       
Meeting Date: 10-Mar-23       
1.1  Elect Jose Manuel Inchausti Perez  Management  For  Voted - For 
1.2  Elect Maria Elena Sanz Isla  Management  For  Voted - For 
1.3  Elect Antonio Miguel-Romero de Olano  Management  For  Voted - For 
1.4  Elect Antonio Gomez Ciria  Management  For  Voted - For 
1.5  Elect Francesco Paolo Vanni D'Archirafi  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 

 

370

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Integrated Reports  Management  For  Voted - For 
5  Report on Non-Financial Information  Management  For  Voted - For 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Ratification of Board Acts  Management  For  Voted - For 
8  Ratify Co-Option of Maria Amparo Jimenez Urgal  Management  For  Voted - For 
9  Amendments to Articles  Management  For  Voted - For 
10  Authority to Issue Shares w/ or w/o Preemptive       
  Rights  Management  For  Voted - For 
11  Authority to Issue Convertible Securitites w/ or       
  w/o Preemptive Rights  Management  For  Voted - For 
12  Remuneration Policy  Management  For  Voted - Against 
13  Remuneration Report  Management  For  Voted - Against 
14  Authorisation of Legal Formalities  Management  For  Voted - For 
15  Minutes  Management  For  Voted - For 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Non-Voting Meeting Note  N/A    Non-Voting 
18  Non-Voting Meeting Note  N/A    Non-Voting 
MCKESSON CORPORATION       
Security ID: 58155Q103 Ticker: MCK       
Meeting Date: 22-Jul-22       
1.1  Elect Richard H. Carmona  Management  For  Voted - For 
1.2  Elect Dominic J. Caruso  Management  For  Voted - For 
1.3  Elect W. Roy Dunbar  Management  For  Voted - For 
1.4  Elect James H. Hinton  Management  For  Voted - For 
1.5  Elect Donald R. Knauss  Management  For  Voted - For 
1.6  Elect Bradley E. Lerman  Management  For  Voted - For 
1.7  Elect Linda P. Mantia  Management  For  Voted - For 
1.8  Elect Maria Martinez  Management  For  Voted - For 
1.9  Elect Susan R. Salka  Management  For  Voted - For 
1.10  Elect Brian S. Tyler  Management  For  Voted - For 
1.11  Elect Kathleen Wilson-Thompson  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2022 Stock Plan  Management  For  Voted - For 
5  Amendment to the 2000 Employee Stock Purchase Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding 10b5-1 Plans  Shareholder  Against  Voted - For 
MEDIOBANCA - BANCA DI CREDITO FINANZIARIO SPA       
Security ID: T10584117 Ticker: MB       
Meeting Date: 28-Oct-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 

 

371

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  Remuneration Policy  Management  For  Voted - For 
6  Remuneration Report  Management  For  Voted - For 
7  Severance-Related Provisions  Management  For  Voted - For 
8  2023 Performance Share Plan  Management  For  Voted - For 
9  Non-Voting Meeting Note  N/A    Non-Voting 
10  Non-Voting Meeting Note  N/A    Non-Voting 
MERCEDES-BENZ GROUP AG       
Security ID: D1668R123 Ticker: MBG       
Meeting Date: 03-May-23       
1.1  Elect Stefan Pierer as Supervisory Board Member  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Agenda Item  N/A    Non-Voting 
9  Allocation of Dividends  Management  For  Voted - For 
10  Ratification of Management Board Acts  Management  For  Voted - Abstain 
11  Ratification of Supervisory Board Acts  Management  For  Voted - For 
12  Appointment of Auditor for FY 2023  Management  For  Voted - For 
13  Appointment of Auditor for FY 2024 (Interim       
  Statements)  Management  For  Voted - For 
14  Appointment of Auditor for FY2024  Management  For  Voted - For 
15  Supervisory Board Remuneration Policy  Management  For  Voted - For 
16  Management Board Remuneration Policy  Management  For  Voted - For 
17  Remuneration Report  Management  For  Voted - Against 
18  Increase in Authorised Capital  Management  For  Voted - For 
19  Amendments to Articles (Virtual AGM)  Management  For  Voted - For 
20  Amendments to Articles (Virtual AGM Participation       
  of Supervisory Board Members)  Management  For  Voted - For 
21  Non-Voting Meeting Note  N/A    Non-Voting 
22  Non-Voting Meeting Note  N/A    Non-Voting 
MERCK & CO., INC.       
Security ID: 58933Y105 Ticker: MRK       
Meeting Date: 23-May-23       
1.1  Elect Douglas M. Baker, Jr.  Management  For  Voted - For 
1.2  Elect Mary Ellen Coe  Management  For  Voted - For 
1.3  Elect Pamela J. Craig  Management  For  Voted - For 
1.4  Elect Robert M. Davis  Management  For  Voted - For 
1.5  Elect Thomas H. Glocer  Management  For  Voted - For 

 

372

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Risa Lavizzo-Mourey  Management  For  Voted - For 
1.7  Elect Stephen L. Mayo  Management  For  Voted - For 
1.8  Elect Paul B. Rothman  Management  For  Voted - For 
1.9  Elect Patricia F. Russo  Management  For  Voted - For 
1.10  Elect Christine E. Seidman  Management  For  Voted - For 
1.11  Elect Inge G. Thulin  Management  For  Voted - For 
1.12  Elect Kathy J. Warden  Management  For  Voted - For 
1.13  Elect Peter C. Wendell  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Access to       
  COVID-19 Products  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Third-Party       
  Political Expenditures Reporting  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Congruency Report of       
  Partnerships with Certain Organizations  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
META PLATFORMS, INC.       
Security ID: 30303M102 Ticker: META       
Meeting Date: 31-May-23       
1.1  Elect Peggy Alford  Management  For  Voted - Withheld 
1.2  Elect Marc L. Andreessen  Management  For  Voted - For 
1.3  Elect Andrew W. Houston  Management  For  Voted - For 
1.4  Elect Nancy Killefer  Management  For  Voted - For 
1.5  Elect Robert M. Kimmitt  Management  For  Voted - For 
1.6  Elect Sheryl K. Sandberg  Management  For  Voted - For 
1.7  Elect Tracey T. Travis  Management  For  Voted - Withheld 
1.8  Elect Tony Xu  Management  For  Voted - For 
1.9  Elect Mark Zuckerberg  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Shareholder Proposal Regarding Report on Government       
  Takedown Requests  Shareholder  Against  Voted - Against 
4  Shareholder Proposal Regarding Recapitalization  Shareholder  Against  Voted - For 
5  Shareholder Proposal Regarding Human Rights Impact       
  Assessment  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Report on Content       
  Management in India  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with Net-Zero Emissions Commitment  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Report on Risks from       
  Abortion-Related Information Requests  Shareholder  Against  Voted - For 

 

373

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
10  Shareholder Proposal Regarding a Report on the       
  Efficacy of Enforcement of Content Policies  Shareholder  Against  Voted - For 
11  Shareholder Proposal Regarding Targets and Report       
  on Child Safety Impacts  Shareholder  Against  Voted - For 
12  Shareholder Proposal Regarding Calibrating       
  Executive Pay to Externalized Costs  Shareholder  Against  Voted - Against 
13  Shareholder Proposal Regarding Assessment of Audit       
  and Risk Oversight Committee  Shareholder  Against  Voted - For 
METLIFE, INC.       
Security ID: 59156R108 Ticker: MET       
Meeting Date: 20-Jun-23       
1.1  Elect Cheryl W. Grise  Management  For  Voted - For 
1.2  Elect Carlos M. Gutierrez  Management  For  Voted - For 
1.3  Elect Carla A. Harris  Management  For  Voted - For 
1.4  Elect Gerald L. Hassell  Management  For  Voted - For 
1.5  Elect David L. Herzog  Management  For  Voted - For 
1.6  Elect R. Glenn Hubbard  Management  For  Voted - For 
1.7  Elect Jeh C. Johnson  Management  For  Voted - For 
1.8  Elect Edward J. Kelly, III  Management  For  Voted - For 
1.9  Elect William E. Kennard  Management  For  Voted - For 
1.10  Elect Michel A. Khalaf  Management  For  Voted - For 
1.11  Elect Catherine R. Kinney  Management  For  Voted - For 
1.12  Elect Diana L. McKenzie  Management  For  Voted - For 
1.13  Elect Denise M. Morrison  Management  For  Voted - For 
1.14  Elect Mark A. Weinberger  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
MGIC INVESTMENT CORPORATION       
Security ID: 552848103 Ticker: MTG       
Meeting Date: 27-Apr-23       
1.1  Elect Analisa M. Allen  Management  For  Voted - For 
1.2  Elect Daniel A. Arrigoni  Management  For  Voted - For 
1.3  Elect C. Edward Chaplin  Management  For  Voted - For 
1.4  Elect Curt S. Culver  Management  For  Voted - For 
1.5  Elect Jay C. Hartzell  Management  For  Voted - For 
1.6  Elect Timothy A. Holt  Management  For  Voted - For 
1.7  Elect Jodeen A. Kozlak  Management  For  Voted - For 
1.8  Elect Michael E. Lehman  Management  For  Voted - For 
1.9  Elect Teresita M. Lowman  Management  For  Voted - For 
1.10  Elect Timothy J. Mattke  Management  For  Voted - For 
1.11  Elect Sheryl L. Sculley  Management  For  Voted - For 
1.12  Elect Mark M. Zandi  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

374

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
MICRON TECHNOLOGY, INC.       
Security ID: 595112103 Ticker: MU       
Meeting Date: 12-Jan-23       
1.1  Elect Richard M. Beyer  Management  For  Voted - For 
1.2  Elect Lynn A. Dugle  Management  For  Voted - For 
1.3  Elect Steven J. Gomo  Management  For  Voted - For 
1.4  Elect Linnie M. Haynesworth  Management  For  Voted - For 
1.5  Elect Mary Pat McCarthy  Management  For  Voted - For 
1.6  Elect Sanjay Mehrotra  Management  For  Voted - For 
1.7  Elect Robert E. Switz  Management  For  Voted - For 
1.8  Elect MaryAnn Wright  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Amendment to the 2007 Equity Incentive Plan  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
MOL HUNGARIAN OIL AND GAS PLC       
Security ID: X5S32S129 Ticker: MOL       
Meeting Date: 27-Apr-23       
1.1  Election Individuals to Keep Minutes  Management  For  Voted - For 
1.2  Elect Zsolt Tamas Hernadi to the Board of Directors  Management  For  Voted - For 
1.3  Elect Zoltan Aldott  Management  For  Voted - For 
1.4  Elect Andras Lanczi  Management  For  Voted - For 
1.5  Elect Peter Biro  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Vote Collection Method  Management  For  Voted - For 
7  Financial Statements  Management  For  Voted - For 
8  Allocation of Profits/Dividends  Management  For  Voted - For 
9  Corporate Governance Declaration  Management  For  Voted - For 
10  Ratification of Board Acts  Management  For  Voted - For 
11  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
12  Presentation of Information on Share Repurchase  Management  For  Voted - For 
13  Authority to Repurchase Shares  Management  For  Voted - Against 
14  Appoint Peter Biro to the Audit Committee  Management  For  Voted - For 
15  Remuneration Report  Management  For  Voted - Against 
16  Amendment to Directors' Incentive Scheme  Management  For  Voted - Against 
17  Supervisory Board Fees  Management  For  Voted - For 
18  Amendments to Remuneration Policy  Management  For  Voted - Against 
19  Non-Voting Meeting Note  N/A    Non-Voting 

 

375

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
MOLSON COORS BEVERAGE COMPANY       
Security ID: 60871R209 Ticker: TAP       
Meeting Date: 17-May-23       
1.1  Elect Roger G. Eaton  Management  For  Voted - For 
1.2  Elect Charles M. Herington  Management  For  Voted - For 
1.3  Elect H. Sanford Riley  Management  For  Voted - Withheld 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
MORGAN STANLEY       
Security ID: 617446448 Ticker: MS       
Meeting Date: 19-May-23       
1.1  Elect Alistair Darling  Management  For  Voted - For 
1.2  Elect Thomas H. Glocer  Management  For  Voted - For 
1.3  Elect James P. Gorman  Management  For  Voted - For 
1.4  Elect Robert H. Herz  Management  For  Voted - For 
1.5  Elect Erika H. James  Management  For  Voted - For 
1.6  Elect Hironori Kamezawa  Management  For  Voted - For 
1.7  Elect Shelley B. Leibowitz  Management  For  Voted - For 
1.8  Elect Stephen J. Luczo  Management  For  Voted - For 
1.9  Elect Judith A. Miscik  Management  For  Voted - For 
1.10  Elect Masato Miyachi  Management  For  Voted - For 
1.11  Elect Dennis M. Nally  Management  For  Voted - For 
1.12  Elect Mary L. Schapiro  Management  For  Voted - For 
1.13  Elect Perry M. Traquina  Management  For  Voted - For 
1.14  Elect Rayford Wilkins Jr.  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Right to Call       
  Special Meeting  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG       
Security ID: D55535104 Ticker: MUV2       
Meeting Date: 05-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 

 

376

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Allocation of Dividends  Management  For  Voted - For 
9  Ratify Joachim Wenning  Management  For  Voted - For 
10  Ratify Thomas Blunck  Management  For  Voted - For 
11  Ratify Nicholas Gartside  Management  For  Voted - For 
12  Ratify Stefan Golling  Management  For  Voted - For 
13  Ratify Doris Hopke  Management  For  Voted - For 
14  Ratify Christoph Jurecka  Management  For  Voted - For 
15  Ratify Torsten Jeworrek  Management  For  Voted - For 
16  Ratify Achim Kassow  Management  For  Voted - For 
17  Ratify Clarisse Kopff  Management  For  Voted - For 
18  Ratify Markus Rieß  Management  For  Voted - For 
19  Ratify Nikolaus von Bomhard  Management  For  Voted - For 
20  Ratify Anne Horstmann  Management  For  Voted - For 
21  Ratify Ann-Kristin Achleitner  Management  For  Voted - For 
22  Ratify Clement B. Booth  Management  For  Voted - For 
23  Ratify Ruth Brown  Management  For  Voted - For 
24  Ratify Stephan Eberl  Management  For  Voted - For 
25  Ratify Frank Fassin  Management  For  Voted - For 
26  Ratify Ursula Gather  Management  For  Voted - For 
27  Ratify Gerd Hausler  Management  For  Voted - For 
28  Ratify Angelika Judith Herzog  Management  For  Voted - For 
29  Ratify Renata Jungo Brungger  Management  For  Voted - For 
30  Ratify Stefan Kaindl  Management  For  Voted - For 
31  Ratify Carinne Knoche-Brouillon  Management  For  Voted - For 
32  Ratify Gabriele Mucke  Management  For  Voted - For 
33  Ratify Ulrich Plottke  Management  For  Voted - For 
34  Ratify Manfred Rassy  Management  For  Voted - For 
35  Ratify Gabriele Sinz-Toporzysek  Management  For  Voted - For 
36  Ratify Carsten Spohr  Management  For  Voted - For 
37  Ratify Karl-Heinz Streibich  Management  For  Voted - For 
38  Ratify Markus Wagner  Management  For  Voted - For 
39  Ratify Maximilian Zimmerer  Management  For  Voted - For 
40  Appointment of Auditor  Management  For  Voted - For 
41  Remuneration Report  Management  For  Voted - For 
42  Amendments to Articles (Virtual Shareholder       
  Meetings)  Management  For  Voted - For 
43  Amendments to Articles (Virtual Participation of       
  Supervisory Board Members)  Management  For  Voted - For 
44  Amendments to Articles (Editorial)  Management  For  Voted - For 
45  Amendments to Articles (Share Registration)  Management  For  Voted - For 
46  Non-Voting Meeting Note  N/A    Non-Voting 
47  Non-Voting Meeting Note  N/A    Non-Voting 
48  Non-Voting Meeting Note  N/A    Non-Voting 
49  Non-Voting Meeting Note  N/A    Non-Voting 

 

377

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
NCR CORPORATION       
Security ID: 62886E108 Ticker: NCR       
Meeting Date: 16-May-23       
1.1  Elect Mark W. Begor  Management  For  Voted - For 
1.2  Elect Gregory R. Blank  Management  For  Voted - For 
1.3  Elect Catherine L. Burke  Management  For  Voted - For 
1.4  Elect Deborah A. Farrington  Management  For  Voted - For 
1.5  Elect Michael D. Hayford  Management  For  Voted - For 
1.6  Elect Georgette D. Kiser  Management  For  Voted - For 
1.7  Elect Kirk T. Larsen  Management  For  Voted - For 
1.8  Elect Martin Mucci  Management  For  Voted - For 
1.9  Elect Joseph E. Reece  Management  For  Voted - For 
1.10  Elect Laura J. Sen  Management  For  Voted - For 
1.11  Elect Glenn W. Welling  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the 2017 Stock Incentive Plan  Management  For  Voted - For 
NETAPP, INC.       
Security ID: 64110D104 Ticker: NTAP       
Meeting Date: 09-Sep-22       
1.1  Elect T. Michael Nevens  Management  For  Voted - For 
1.2  Elect Deepak Ahuja  Management  For  Voted - For 
1.3  Elect Gerald D. Held  Management  For  Voted - For 
1.4  Elect Kathryn M. Hill  Management  For  Voted - For 
1.5  Elect Deborah L. Kerr  Management  For  Voted - For 
1.6  Elect George Kurian  Management  For  Voted - For 
1.7  Elect Carrie Palin  Management  For  Voted - For 
1.8  Elect Scott F. Schenkel  Management  For  Voted - For 
1.9  Elect George T. Shaheen  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
NETDRAGON WEBSOFT HOLDINGS LIMITED       
Security ID: G6427W104 Ticker: 0777       
Meeting Date: 01-Jun-23       
1.1  Elect CHEN Hongzhan  Management  For  Voted - For 
1.2  Elect LIN Dongliang  Management  For  Voted - Against 
1.3  Elect Thomas LIU Sai Keung  Management  For  Voted - Against 
1.4  Elect Matthias LI Sing Chung  Management  For  Voted - For 

 

378

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Directors' Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Articles  Management  For  Voted - Against 
NEXSTAR MEDIA GROUP, INC.       
Security ID: 65336K103 Ticker: NXST       
Meeting Date: 15-Jun-23       
1.1  Elect John R. Muse  Management  For  Voted - For 
1.2  Elect I. Martin Pompadur  Management  For  Voted - Against 
2  Repeal of Classified Board  Management  For  Voted - For 
3  Adoption of Federal Forum Provision  Management  For  Voted - Against 
4  Amendment to Articles to Reflect New Delaware Law       
  Provisions Regarding Officer Exculpation  Management  For  Voted - Against 
5  Charter Amendments to Eliminate Certain Provisions       
  that are No Longer Effective or Applicable  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
7  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
8  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
9  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
NIPPON TELEGRAPH AND TELEPHONE CORPORATION       
Security ID: J59396101 Ticker: 9432       
Meeting Date: 22-Jun-23       
1.1  Elect Keiichiro Yanagi  Management  For  Voted - For 
1.2  Elect Kanae Takahashi  Management  For  Voted - For 
1.3  Elect Hideki Kanda  Management  For  Voted - For 
1.4  Elect Kaoru Kashima Kaoru Taya  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
NITERRA CO.,LTD.       
Security ID: J49119100 Ticker: 5334       
Meeting Date: 27-Jun-23       
1.1  Elect Shinichi Odo  Management  For  Voted - For 
1.2  Elect Takeshi Kawai  Management  For  Voted - For 
1.3  Elect Toru Matsui  Management  For  Voted - For 

 

379

 



    LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Mackenzie D. Clugston  Management  For  Voted - For 
1.5  Elect Miwako Doi  Management  For  Voted - For 
1.6  Elect Chiharu Takakura  Management  For  Voted - For 
1.7  Elect Takayoshi Mimura  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
NITTO KOGYO CORPORATION       
Security ID: J58579103 Ticker: 6651       
Meeting Date: 29-Jun-23       
1.1  Elect Tokio Kato  Management  For  Voted - For 
1.2  Elect Toru Kurono  Management  For  Voted - For 
1.3  Elect Motoo Ochiai  Management  For  Voted - For 
1.4  Elect Koichiro Sato  Management  For  Voted - For 
1.5  Elect Akitaka Tejima  Management  For  Voted - For 
1.6  Elect Hiroshi Minoura  Management  For  Voted - For 
1.7  Elect Koichi Takenaka  Management  For  Voted - For 
1.8  Elect Kazufumi Suehiro  Management  For  Voted - Against 
1.9  Elect Miyuki Nakagawa  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
NOKIA CORP       
Security ID: X61873133 Ticker: NOKIA       
Meeting Date: 04-Apr-23       
1.1  Elect Sari Baldauf  Management  For  Voted - For 
1.2  Elect Thomas Dannenfeldt  Management  For  Voted - For 
1.3  Elect Lisa A. Hook  Management  For  Voted - For 
1.4  Elect Jeannette Horan  Management  For  Voted - For 
1.5  Elect Thomas Saueressig  Management  For  Voted - For 
1.6  Elect Soren Skou  Management  For  Voted - For 
1.7  Elect Carla Smits-Nusteling  Management  For  Voted - For 
1.8  Elect Kai Oistamo  Management  For  Voted - For 
1.9  Elect Timo Ahopelto  Management  For  Voted - For 
1.10  Elect Elizabeth Crain  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Non-Voting Agenda Item  N/A    Non-Voting 
9  Non-Voting Agenda Item  N/A    Non-Voting 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  Accounts and Reports  Management  For  Voted - For 
12  Allocation of Profits/Dividends  Management  For  Voted - For 

 

380

 



    LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
13  Ratification of Board and CEO Acts  Management  For  Voted - For 
14  Remuneration Report  Management  For  Voted - For 
15  Directors' Fees  Management  For  Voted - For 
16  Board Size  Management  For  Voted - For 
17  Authority to Set Auditor's Fees  Management  For  Voted - For 
18  Appointment of Auditor  Management  For  Voted - For 
19  Authority to Repurchase Shares  Management  For  Voted - For 
20  Authority to Issue Shares w/ or w/o Preemptive     
  Rights  Management  For  Voted - For 
21  Non-Voting Agenda Item  N/A    Non-Voting 
22  Non-Voting Meeting Note  N/A    Non-Voting 
NOMURA HOLDINGS, INC.       
Security ID: J58646100 Ticker: 8604       
Meeting Date: 27-Jun-23       
1.1  Elect Koji Nagai  Management  For  Voted - For 
1.2  Elect Kentaro Okuda  Management  For  Voted - For 
1.3  Elect Yutaka Nakajima  Management  For  Voted - For 
1.4  Elect Shoji Ogawa  Management  For  Voted - For 
1.5  Elect Noriaki Shimazaki  Management  For  Voted - For 
1.6  Elect Kazuhiko Ishimura  Management  For  Voted - For 
1.7  Elect Laura Simone Unger  Management  For  Voted - For 
1.8  Elect Victor Chu Lap Lik  Management  For  Voted - For 
1.9  Elect J. Christopher Giancarlo  Management  For  Voted - For 
1.10  Elect Patricia Mosser  Management  For  Voted - For 
1.11  Elect Takahisa Takahara  Management  For  Voted - Against 
1.12  Elect Miyuki Ishiguro  Management  For  Voted - For 
1.13  Elect Masahiro Ishizuka  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
NORDEA BANK ABP       
Security ID: X5S8VL105 Ticker: NDAFI       
Meeting Date: 23-Mar-23       
1.1  Elect Stephen Hester  Management  For  Voted - For 
1.2  Elect Petra van Hoeken  Management  For  Voted - For 
1.3  Elect John Maltby  Management  For  Voted - For 
1.4  Elect Lene Skole  Management  For  Voted - For 
1.5  Elect Birger Steen  Management  For  Voted - For 
1.6  Elect Jonas Synnergren  Management  For  Voted - For 
1.7  Elect Arja Talma  Management  For  Voted - For 
1.8  Elect Kjersti Wiklund  Management  For  Voted - For 
1.9  Elect Risto Murto  Management  For  Voted - For 
1.10  Elect Per Stromberg  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 

 

381

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Non-Voting Agenda Item  N/A    Non-Voting 
9  Non-Voting Agenda Item  N/A    Non-Voting 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  Non-Voting Agenda Item  N/A    Non-Voting 
12  Accounts and Reports  Management  For  Voted - For 
13  Allocation of Profits/Dividends  Management  For  Voted - For 
14  Ratification of Board and CEO Acts  Management  For  Voted - For 
15  Remuneration Report  Management  For  Voted - For 
16  Non-Voting Agenda Item  N/A    Non-Voting 
17  Directors' Fees  Management  For  Voted - For 
18  Board Size  Management  For  Voted - For 
19  Authority to Set Auditor's Fees  Management  For  Voted - For 
20  Appointment of Auditor  Management  For  Voted - For 
21  Amendments to Articles  Management  For  Voted - For 
22  Authority to Issue Contingent Convertible       
  Securities w/ or w/o Preemptive Rights  Management  For  Voted - For 
23  Authority to Trade in Company Stock (repurchase)  Management  For  Voted - For 
24  Authority to Trade in Company Stock (issuance)  Management  For  Voted - For 
25  Authority to Repurchase Shares  Management  For  Voted - For 
26  Issuance of Treasury Shares  Management  For  Voted - For 
27  Non-Voting Agenda Item  N/A    Non-Voting 
NOVARTIS AG       
Security ID: H5820Q150 Ticker: NOVN       
Meeting Date: 07-Mar-23       
1.1  Elect Jorg Reinhardt as Board Chair  Management  For  Voted - For 
1.2  Elect Nancy C. Andrews  Management  For  Voted - For 
1.3  Elect Ton Buchner  Management  For  Voted - For 
1.4  Elect Patrice Bula  Management  For  Voted - For 
1.5  Elect Elizabeth Doherty  Management  For  Voted - For 
1.6  Elect Bridgette P. Heller  Management  For  Voted - For 
1.7  Elect Daniel Hochstrasser  Management  For  Voted - For 
1.8  Elect Frans van Houten  Management  For  Voted - For 
1.9  Elect Simon Moroney  Management  For  Voted - For 
1.10  Elect Ana de Pro Gonzalo  Management  For  Voted - For 
1.11  Elect Charles L. Sawyers  Management  For  Voted - For 
1.12  Elect William T. Winters  Management  For  Voted - For 
1.13  Elect John D. Young  Management  For  Voted - For 
1.14  Elect Patrice Bula as Compensation Committee Member  Management  For  Voted - For 
1.15  Elect Bridgette P. Heller as Compensation Committee       
  Member  Management  For  Voted - For 
1.16  Elect Simon Moroney as Compensation Committee Chair  Management  For  Voted - For 
1.17  Elect William T. Winters as Compensation Committee       
  Member  Management  For  Voted - For 

 

382

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Accounts and Reports  Management  For  Voted - For 
6  Ratification of Board and Management Acts  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Cancellation of Shares and Reduction in Share       
  Capital  Management  For  Voted - For 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Amendments to Articles (Virtual General Meetings)  Management  For  Voted - For 
11  Amendments to Articles (Miscellaneous)  Management  For  Voted - For 
12  Amendments to Articles (Alignment with Law)  Management  For  Voted - For 
13  Board Compensation  Management  For  Voted - For 
14  Executive Compensation  Management  For  Voted - For 
15  Compensation Report  Management  For  Voted - For 
16  Appointment of Auditor  Management  For  Voted - For 
17  Appointment of Independent Proxy  Management  For  Voted - For 
18  Transaction of Other Business  Management  For  Voted - Against 
NOVATEK MICROELECTRONICS CORP       
Security ID: Y64153102 Ticker: 3034       
Meeting Date: 31-May-23       
1  To Approve 2022 Business Report and Financial       
  Statements  Management  For  Voted - For 
2  To Approve the Proposal for Distribution of 2022       
  Profits  Management  For  Voted - For 
3  To Amend the Company's Articles of Incorporation  Management  For  Voted - For 
NRG ENERGY, INC.       
Security ID: 629377508 Ticker: NRG       
Meeting Date: 27-Apr-23       
1.1  Elect E. Spencer Abraham  Management  For  Voted - For 
1.2  Elect Antonio Carrillo  Management  For  Voted - For 
1.3  Elect Matthew Carter, Jr.  Management  For  Voted - For 
1.4  Elect Lawrence S. Coben  Management  For  Voted - For 
1.5  Elect Heather Cox  Management  For  Voted - For 
1.6  Elect Elisabeth B. Donohue  Management  For  Voted - For 
1.7  Elect Mauricio Gutierrez  Management  For  Voted - For 
1.8  Elect Paul W. Hobby  Management  For  Voted - For 
1.9  Elect Alexandra Pruner  Management  For  Voted - For 
1.10  Elect Anne C. Schaumburg  Management  For  Voted - For 
2  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Ratification of Auditor  Management  For  Voted - For 

 

383

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
OFG BANCORP       
Security ID: 67103X102 Ticker: OFG       
Meeting Date: 26-Apr-23       
1.1  Elect Julian S. Inclan  Management  For  Voted - For 
1.2  Elect Jose Rafael Fernandez  Management  For  Voted - For 
1.3  Elect Jorge Colon-Gerena  Management  For  Voted - For 
1.4  Elect Nestor de Jesus  Management  For  Voted - For 
1.5  Elect Annette Franqui  Management  For  Voted - For 
1.6  Elect Susan S. Harnett  Management  For  Voted - Withheld 
1.7  Elect Rafael Velez  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2007 Omnibus Performance Incentive       
  Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
OMV AG       
Security ID: A51460110 Ticker: OMV       
Meeting Date: 31-May-23       
1.1  Elect Lutz Feldmann as Supervisory Board Member  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Allocation of Dividend  Management  For  Voted - For 
7  Allocation of Special Dividend  Management  For  Voted - For 
8  Ratification of Management Board Acts  Management  For  Voted - For 
9  Ratification of Rainer Seele's Acts for FY2021  Management  For  Voted - Against 
10  Ratification of Supervisory Board Acts  Management  For  Voted - Against 
11  Supervisory Board Remuneration Policy  Management  For  Voted - For 
12  Appointment of Auditor  Management  For  Voted - For 
13  Remuneration Report  Management  For  Voted - Against 
14  Long-Term Incentive Plan 2023  Management  For  Voted - For 
15  Annual Bonus Equity Deferral 2023  Management  For  Voted - For 
16  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
17  Non-Voting Meeting Note  N/A    Non-Voting 
ONO PHARMACEUTICAL CO.,LTD.       
Security ID: J61546115 Ticker: 4528       
Meeting Date: 22-Jun-23       
1.1  Elect Gyo Sagara  Management  For  Voted - For 
1.2  Elect Toshihiro Tsujinaka  Management  For  Voted - For 
1.3  Elect Toichi Takino  Management  For  Voted - For 

 

384

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Kiyoaki Idemitsu  Management  For  Voted - For 
1.5  Elect Masao Nomura  Management  For  Voted - For 
1.6  Elect Akiko Okuno  Management  For  Voted - For 
1.7  Elect Shusaku Nagae  Management  For  Voted - For 
1.8  Elect Hironobu Tanisaka  Management  For  Voted - Against 
1.9  Elect Akiko Tanabe  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Statutory Auditors' Fees  Management  For  Voted - For 
ORACLE CORPORATION       
Security ID: 68389X105 Ticker: ORCL       
Meeting Date: 16-Nov-22       
1.1  Elect Awo Ablo  Management  For  Voted - For 
1.2  Elect Jeffrey S. Berg  Management  For  Voted - For 
1.3  Elect Michael J. Boskin  Management  For  Voted - For 
1.4  Elect Safra A. Catz  Management  For  Voted - Withheld 
1.5  Elect Bruce R. Chizen  Management  For  Voted - For 
1.6  Elect George H. Conrades  Management  For  Voted - Withheld 
1.7  Elect Lawrence J. Ellison  Management  For  Voted - For 
1.8  Elect Rona Fairhead  Management  For  Voted - For 
1.9  Elect Jeffrey O. Henley  Management  For  Voted - For 
1.10  Elect Renee J. James  Management  For  Voted - For 
1.11  Elect Charles W. Moorman IV  Management  For  Voted - Withheld 
1.12  Elect Leon E. Panetta  Management  For  Voted - Withheld 
1.13  Elect William G. Parrett  Management  For  Voted - For 
1.14  Elect Naomi O. Seligman  Management  For  Voted - Withheld 
1.15  Elect Vishal Sikka  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
ORANGE       
Security ID: F6866T100 Ticker: ORA       
Meeting Date: 23-May-23       
1.1  Elect Anne Lange  Management  For  Voted - For 
1.2  Elect Anne-Gabrielle Heilbronner  Management  For  Voted - Against 
1.3  Elect Alexandre Pierre Alain Bompard  Management  For  Voted - Against 
1.4  Elect Momar Nguer  Management  For  Voted - For 
1.5  Elect Gilles Grapinet  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 

 

385

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Non-Voting Meeting Note  N/A    Non-Voting 
10  Accounts and Reports  Management  For  Voted - For 
11  Consolidated Accounts and Reports  Management  For  Voted - For 
12  Allocation of Profits/Dividends  Management  For  Voted - For 
13  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
14  2022 Remuneration Report  Management  For  Voted - For 
15  2022 Remuneration of Stephane Richard, Chair and       
  CEO (until April 3, 2022)  Management  For  Voted - For 
16  2022 Remuneration of Stephane Richard, Chair (from       
  April 4, 2022 until May 19, 2022)  Management  For  Voted - For 
17  2022 Remuneration of Christel Heydemann, CEO (from       
  April 4, 2022)  Management  For  Voted - For 
18  2022 Remuneration of Jacques Aschenbroich, Chair       
  (from May 19, 2022)  Management  For  Voted - For 
19  2022 Remuneration of Ramon Fernandez, Deputy CEO       
  (Until December 31, 2022)  Management  For  Voted - For 
20  2023 Remuneration Policy (Chair)  Management  For  Voted - For 
21  2023 Remuneration Policy (CEO)  Management  For  Voted - For 
22  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
23  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
24  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  For  Voted - Abstain 
25  Authority to Issue Shares and Convertible Debt w/o       
  Preemptive Rights  Management  For  Voted - Abstain 
26  Authority to Issue Shares and Convertible Debt       
  Through Private Placement  Management  For  Voted - Abstain 
27  Greenshoe  Management  For  Voted - Abstain 
28  Authority to Increase Capital in Case of Exchange       
  Offers  Management  For  Voted - Abstain 
29  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  For  Voted - Abstain 
30  Global Ceiling on Capital Increases  Management  For  Voted - For 
31  Authority to Issue Performance Shares  Management  For  Voted - For 
32  Employee Stock Purchase Plan  Management  For  Voted - For 
33  Authority to Increase Capital Through       
  Capitalisations  Management  For  Voted - For 
34  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
35  Authorisation of Legal Formalities  Management  For  Voted - For 
36  Shareholder Proposal A Regarding Limit on Board       
  Memberships  Shareholder  Against  Voted - Against 
37  Shareholder Proposal B regarding Amending ESG       
  Metrics and Potential Dilution of Equity       
  Compensation Plan  Shareholder  Against  Voted - Against 
38  Shareholder Proposal C regarding Amending ESG       
  Metrics of Equity Compensation Plan  Shareholder  Against  Voted - Against 
39  Shareholder Proposal D Regarding Equity       
  Remuneration for Employee  Shareholder  Against  Voted - Against 

 

386

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
ORGANON & CO.       
Security ID: 68622V106 Ticker: OGN       
Meeting Date: 06-Jun-23       
1.1  Elect Carrie S. Cox  Management  For  Voted - For 
1.2  Elect Alan Ezekowitz  Management  For  Voted - For 
1.3  Elect Helene D. Gayle  Management  For  Voted - For 
1.4  Elect Deborah Leone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
ORIX CORPORATION       
Security ID: J61933123 Ticker: 8591       
Meeting Date: 22-Jun-23       
1.1  Elect Makoto Inoue  Management  For  Voted - For 
1.2  Elect Shuji Irie  Management  For  Voted - For 
1.3  Elect Satoru Matsuzaki  Management  For  Voted - For 
1.4  Elect Stan Koyanagi  Management  For  Voted - For 
1.5  Elect Yasuaki Mikami  Management  For  Voted - For 
1.6  Elect Michael A. Cusumano  Management  For  Voted - For 
1.7  Elect Sakie Akiyama  Management  For  Voted - For 
1.8  Elect Hiroshi Watanabe  Management  For  Voted - For 
1.9  Elect Aiko Sekine Aiko Sano  Management  For  Voted - For 
1.10  Elect Chikatomo Hodo  Management  For  Voted - For 
1.11  Elect Noriyuki Yanagawa  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Shareholder Proposal Regarding Dismissal of Shuji       
  Irie  Shareholder  Against  Voted - Against 
OWENS CORNING       
Security ID: 690742101 Ticker: OC       
Meeting Date: 20-Apr-23       
1.1  Elect Brian D. Chambers  Management  For  Voted - For 
1.2  Elect Eduardo E. Cordeiro  Management  For  Voted - For 
1.3  Elect Adrienne D. Elsner  Management  For  Voted - For 
1.4  Elect Alfred E. Festa  Management  For  Voted - For 
1.5  Elect Edward F. Lonergan  Management  For  Voted - For 
1.6  Elect Maryann T. Mannen  Management  For  Voted - For 
1.7  Elect Paul E. Martin  Management  For  Voted - For 
1.8  Elect W. Howard Morris  Management  For  Voted - For 
1.9  Elect Suzanne P. Nimocks  Management  For  Voted - For 
1.10  Elect John D. Williams  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

387

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Stock Plan  Management  For  Voted - For 
6  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
7  Amendment Regarding Exclusive Forum Provisions  Management  For  Voted - Against 
PAX GLOBAL TECHNOLOGY LIMITED       
Security ID: G6955J103 Ticker: 0327       
Meeting Date: 19-May-23       
1.1  Re-elect LI Wenjin  Management  For  Voted - Against 
1.2  Re-elect YIP Wai Ming  Management  For  Voted - Against 
1.3  Elect Wilson FOK Wai Shun  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
9  Authority to Repurchase Shares  Management  For  Voted - For 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Adoption of New Articles of Association  Management  For  Voted - Against 
PETROCHINA CO. LTD.       
Security ID: Y6883Q104 Ticker: 0857       
Meeting Date: 08-Jun-23       
1.1  Elect DAI Houliang  Management  For  Voted - Against 
1.2  Elect HOU Qijun  Management  For  Voted - For 
1.3  Elect DUAN Liangwei  Management  For  Voted - For 
1.4  Elect HUANG Yongzhang  Management  For  Voted - For 
1.5  Elect REN Lixin  Management  For  Voted - For 
1.6  Elect XIE Jun  Management  For  Voted - Against 
1.7  Elect CAI Jinyong  Management  For  Voted - For 
1.8  Elect Simon JIANG X  Management  For  Voted - For 
1.9  Elect ZHANG Laibin  Management  For  Voted - For 
1.10  Elect Lusan HUNG Lo Shan  Management  For  Voted - For 
1.11  Elect Kevin HO King Lun  Management  For  Voted - For 
1.12  Elect CAI Anhui  Management  For  Voted - For 
1.13  Elect XIE Haibing  Management  For  Voted - Against 
1.14  Elect ZHAO Ying  Management  For  Voted - For 
1.15  Elect CAI Yong  Management  For  Voted - Against 
1.16  Elect JIANG Shangjun  Management  For  Voted - Against 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Directors' Report  Management  For  Voted - For 
4  Supervisors' Report  Management  For  Voted - For 
5  Accounts and Reports  Management  For  Voted - For 

 

388

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Allocation of Profits/Dividends  Management  For  Voted - For 
7  Authority to Declare Interim Dividends  Management  For  Voted - For 
8  Authority to Give Guarantees  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  Non-Voting Agenda Item  N/A    Non-Voting 
12  Non-Voting Agenda Item  N/A    Non-Voting 
13  Authority to Repurchase Shares  Management  For  Voted - For 
14  Authority to Issue Debt Financing Instruments  Management  For  Voted - For 
15  Amendments to the Rules of Procedures of the Board       
  of Directors  Management  For  Voted - For 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Non-Voting Meeting Note  N/A    Non-Voting 
18  Authority to Repurchase Shares  Management  For  Voted - For 
19  Non-Voting Meeting Note  N/A    Non-Voting 
PFIZER INC.       
Security ID: 717081103 Ticker: PFE       
Meeting Date: 27-Apr-23       
1.1  Elect Ronald E. Blaylock  Management  For  Voted - For 
1.2  Elect Albert Bourla  Management  For  Voted - For 
1.3  Elect Susan Desmond-Hellmann  Management  For  Voted - For 
1.4  Elect Joseph J. Echevarria  Management  For  Voted - For 
1.5  Elect Scott Gottlieb  Management  For  Voted - For 
1.6  Elect Helen H. Hobbs  Management  For  Voted - For 
1.7  Elect Susan Hockfield  Management  For  Voted - For 
1.8  Elect Dan R. Littman  Management  For  Voted - For 
1.9  Elect Shantanu Narayen  Management  For  Voted - For 
1.10  Elect Suzanne Nora Johnson  Management  For  Voted - For 
1.11  Elect James Quincey  Management  For  Voted - For 
1.12  Elect James C. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Intellectual Property  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 

 

389

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
POLARIS INC.       
Security ID: 731068102 Ticker: PII       
Meeting Date: 27-Apr-23       
1.1  Elect George W. Bilicic  Management  For  Voted - For 
1.2  Elect Gary E. Hendrickson  Management  For  Voted - Against 
1.3  Elect Gwenne A. Henricks  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Reincorporation to Delaware  Management  For  Voted - For 
5  Approval of Exclusive Forum Provisions  Management  For  Voted - Against 
6  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
7  Ratification of Auditor  Management  For  Voted - For 
POWERTECH TECHNOLOGY INC.       
Security ID: Y7083Y103 Ticker: 6239       
Meeting Date: 31-May-23       
1.1  Elect TSAI Duh-Kung  Management  For  Voted - For 
1.2  Elect LEU Jhao-Siang  Management  For  Voted - For 
1.3  Elect KOGUCHI Shigeo  Management  For  Voted - For 
1.4  Elect WU Dephne  Management  For  Voted - For 
1.5  Elect Boris Hsieh  Management  For  Voted - For 
1.6  Elect HARA Kenjiro  Management  For  Voted - For 
1.7  Elect Morgan Chang  Management  For  Voted - For 
1.8  Elect LEE Pei-Ing  Management  For  Voted - For 
1.9  Elect CHEN Jui-Tsung  Management  For  Voted - For 
1.10  Elect TUNG Chao-Chin  Management  For  Voted - For 
2  to Ratify the Report of Business and the Audited       
  Financial Statements of Year 2022.  Management  For  Voted - For 
3  to Approve the Year 2022 Earnings Distribution       
  Plan. Proposed Cash Dividend: Twd 7 Per Share.  Management  For  Voted - For 
4  Authority to Issue Stock w/ or w/out Preemptive       
  Rights  Management  For  Voted - For 
5  To review and approve the Waiver of the       
  Non-Competition Clause imposed on new Directors.  Management  For  Voted - For 
PRUDENTIAL FINANCIAL, INC.       
Security ID: 744320102 Ticker: PRU       
Meeting Date: 09-May-23       
1.1  Elect Gilbert F. Casellas  Management  For  Voted - For 
1.2  Elect Robert M. Falzon  Management  For  Voted - For 
1.3  Elect Martina Hund-Mejean  Management  For  Voted - For 
1.4  Elect Wendy E. Jones  Management  For  Voted - For 
1.5  Elect Charles F. Lowrey  Management  For  Voted - For 

 

390

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Sandra Pianalto  Management  For  Voted - For 
1.7  Elect Christine A. Poon  Management  For  Voted - For 
1.8  Elect Douglas A. Scovanner  Management  For  Voted - For 
1.9  Elect Michael A. Todman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
QORVO, INC.       
Security ID: 74736K101 Ticker: QRVO       
Meeting Date: 09-Aug-22       
1.1  Elect Ralph G. Quinsey  Management  For  Voted - For 
1.2  Elect Robert A. Bruggeworth  Management  For  Voted - For 
1.3  Elect Judy Bruner  Management  For  Voted - For 
1.4  Elect Jeffery R. Gardner  Management  For  Voted - For 
1.5  Elect John R. Harding  Management  For  Voted - For 
1.6  Elect David H.Y. Ho  Management  For  Voted - For 
1.7  Elect Roderick D. Nelson  Management  For  Voted - For 
1.8  Elect Walden C. Rhines  Management  For  Voted - For 
1.9  Elect Susan L. Spradley  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Approval of the 2022 Stock Incentive Plan  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
QUALCOMM INCORPORATED       
Security ID: 747525103 Ticker: QCOM       
Meeting Date: 08-Mar-23       
1.1  Elect Sylvia Acevedo  Management  For  Voted - For 
1.2  Elect Cristiano R. Amon  Management  For  Voted - For 
1.3  Elect Mark Fields  Management  For  Voted - For 
1.4  Elect Jeffrey W. Henderson  Management  For  Voted - For 
1.5  Elect Gregory N. Johnson  Management  For  Voted - For 
1.6  Elect Ann M. Livermore  Management  For  Voted - For 
1.7  Elect Mark D. McLaughlin  Management  For  Voted - For 
1.8  Elect Jamie S. Miller  Management  For  Voted - For 
1.9  Elect Irene B. Rosenfeld  Management  For  Voted - For 
1.10  Elect Kornelis Smit  Management  For  Voted - For 
1.11  Elect Jean-Pascal Tricoire  Management  For  Voted - For 
1.12  Elect Anthony J. Vinciquerra  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

391

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
QUEST DIAGNOSTICS INCORPORATED       
Security ID: 74834L100 Ticker: DGX       
Meeting Date: 17-May-23       
1.1  Elect James E. Davis  Management  For  Voted - For 
1.2  Elect Luis Diaz, Jr.  Management  For  Voted - For 
1.3  Elect Tracey C. Doi  Management  For  Voted - For 
1.4  Elect Vicky B. Gregg  Management  For  Voted - For 
1.5  Elect Wright L. Lassiter III  Management  For  Voted - For 
1.6  Elect Timothy L. Main  Management  For  Voted - For 
1.7  Elect Denise M. Morrison  Management  For  Voted - For 
1.8  Elect Gary M. Pfeiffer  Management  For  Voted - For 
1.9  Elect Timothy M. Ring  Management  For  Voted - For 
1.10  Elect Gail R. Wilensky  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the Long-Term Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding GHG Targets and       
  Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
RADIAN GROUP INC.       
Security ID: 750236101 Ticker: RDN       
Meeting Date: 17-May-23       
1.1  Elect Howard B. Culang  Management  For  Voted - For 
1.2  Elect Fawad Ahmad  Management  For  Voted - For 
1.3  Elect Brad L. Conner  Management  For  Voted - For 
1.4  Elect Debra A. Hess  Management  For  Voted - For 
1.5  Elect Lisa W. Hess  Management  For  Voted - For 
1.6  Elect Brian D. Montgomery  Management  For  Voted - For 
1.7  Elect Lisa Mumford  Management  For  Voted - For 
1.8  Elect Gaetano Muzio  Management  For  Voted - For 
1.9  Elect Gregory V. Serio  Management  For  Voted - For 
1.10  Elect Noel J. Spiegel  Management  For  Voted - For 
1.11  Elect Richard G. Thornberry  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
REGENERON PHARMACEUTICALS, INC.       
Security ID: 75886F107 Ticker: REGN       
Meeting Date: 09-Jun-23       
1.1  Elect Joseph L. Goldstein  Management  For  Voted - Against 
1.2  Elect Christine A. Poon  Management  For  Voted - For 

 

392

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Craig B. Thompson  Management  For  Voted - For 
1.4  Elect Huda Y. Zoghbi  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
REGIONS FINANCIAL CORPORATION       
Security ID: 7591EP100 Ticker: RF       
Meeting Date: 19-Apr-23       
1.1  Elect Mark. A Crosswhite  Management  For  Voted - For 
1.2  Elect Noopur Davis  Management  For  Voted - For 
1.3  Elect Zhanna Golodryga  Management  For  Voted - Against 
1.4  Elect J. Thomas Hill  Management  For  Voted - For 
1.5  Elect John D. Johns  Management  For  Voted - For 
1.6  Elect Joia M. Johnson  Management  For  Voted - For 
1.7  Elect Ruth Ann Marshall  Management  For  Voted - For 
1.8  Elect Charles D. McCrary  Management  For  Voted - For 
1.9  Elect James T. Prokopanko  Management  For  Voted - For 
1.10  Elect Lee J. Styslinger III  Management  For  Voted - For 
1.11  Elect Jose S. Suquet  Management  For  Voted - For 
1.12  Elect John M. Turner, Jr.  Management  For  Voted - For 
1.13  Elect Timothy Vines  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
RESONA HOLDINGS, INC.       
Security ID: J6448E106 Ticker: 8308       
Meeting Date: 23-Jun-23       
1.1  Elect Masahiro Minami  Management  For  Voted - For 
1.2  Elect Shigeki Ishida  Management  For  Voted - For 
1.3  Elect Mikio Noguchi  Management  For  Voted - For 
1.4  Elect Hisahiko Oikawa  Management  For  Voted - For 
1.5  Elect Chiharu Baba  Management  For  Voted - For 
1.6  Elect Kimie Iwata  Management  For  Voted - For 
1.7  Elect Setsuko Egami Setsuko Kusumoto  Management  For  Voted - For 
1.8  Elect Fumihiko Ike  Management  For  Voted - For 
1.9  Elect Sawako Nohara  Management  For  Voted - For 
1.10  Elect Masaki Yamauchi  Management  For  Voted - For 
1.11  Elect Katsuyuki Tanaka  Management  For  Voted - For 
1.12  Elect Ryuji Yasuda  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 

 

393

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
RICOH COMPANY, LTD.       
Security ID: J64683105 Ticker: 7752       
Meeting Date: 23-Jun-23       
1.1  Elect Yoshinori Yamashita  Management  For  Voted - For 
1.2  Elect Akira Oyama  Management  For  Voted - For 
1.3  Elect Takashi Kawaguchi  Management  For  Voted - For 
1.4  Elect Keisuke Yokoo  Management  For  Voted - For 
1.5  Elect Sadafumi Tani  Management  For  Voted - For 
1.6  Elect Kazuhiko Ishimura  Management  For  Voted - For 
1.7  Elect Shigenao Ishiguro  Management  For  Voted - For 
1.8  Elect Yoko Takeda  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Bonus  Management  For  Voted - For 
5  Amendment to the Trust Type Equity Plan  Management  For  Voted - For 
RICOH LEASING COMPANY,LTD.       
Security ID: J64694102 Ticker: 8566       
Meeting Date: 26-Jun-23       
1.1  Elect Tokuharu Nakamura  Management  For  Voted - For 
1.2  Elect Hirozumi Sano  Management  For  Voted - For 
1.3  Elect Shinichi Kuroki  Management  For  Voted - For 
1.4  Elect Masaya Futamiya  Management  For  Voted - For 
1.5  Elect Masako Arakawa  Management  For  Voted - For 
1.6  Elect Mari Ebisui  Management  For  Voted - For 
1.7  Elect Atsumi Harasawa  Management  For  Voted - For 
1.8  Elect Takashi Ichinose  Management  For  Voted - For 
1.9  Elect Nobuhisa Zama  Management  For  Voted - For 
1.10  Elect Takahiro Irisa  Management  For  Voted - For 
1.11  Elect Koichiro Ikeda as Alternate Audit Committee       
  Director  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 
5  Amendment to Trust Type Equity Plan  Management  For  Voted - For 
RIO TINTO LIMITED       
Security ID: Q81437107 Ticker: RIO       
Meeting Date: 25-Oct-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Baowu Joint Venture  Management  For  Voted - For 
3  Future Transactions  Management  For  Voted - For 

 

394

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
Meeting Date: 04-May-23       
1.1  Elect Kaisa Hietala  Management  For  Voted - For 
1.2  Re-elect Dominic Barton  Management  For  Voted - For 
1.3  Re-elect Megan E. Clark  Management  For  Voted - For 
1.4  Re-elect Peter Cunningham  Management  For  Voted - For 
1.5  Re-elect Simon P. Henry  Management  For  Voted - For 
1.6  Re-elect Sam H. Laidlaw  Management  For  Voted - For 
1.7  Re-elect Simon McKeon  Management  For  Voted - For 
1.8  Re-elect Jennifer Nason  Management  For  Voted - For 
1.9  Re-elect Jakob Stausholm  Management  For  Voted - For 
1.10  Re-elect Ngaire Woods  Management  For  Voted - For 
1.11  Re-elect Ben Wyatt  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Remuneration Report (UK)  Management  For  Voted - For 
5  Remuneration Report (AUS)  Management  For  Voted - For 
6  Approve Potential Termination Benefits  Management  For  Voted - For 
7  Appointment of Auditor  Management  For  Voted - For 
8  Authority to Set Auditor's Fees  Management  For  Voted - For 
9  Authorisation of Political Donations  Management  For  Voted - For 
10  Authority to Repurchase Shares  Management  For  Voted - For 
RITHM CAPITAL CORP.       
Security ID: 64828T201 Ticker: RITM       
Meeting Date: 25-May-23       
1.1  Elect David Saltzman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Incentive Plan  Management  For  Voted - For 
RUBIS         
Security ID: F7686C152 Ticker: RUI       
Meeting Date: 08-Jun-23       
1.1  Elect Olivier Heckenroth  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Accounts and Reports  Management  For  Voted - For 
7  Consolidated Accounts and Reports  Management  For  Voted - For 
8  Allocation of Profits/Dividends  Management  For  Voted - For 
9  2022 Remuneration Report  Management  For  Voted - For 
10  2022 Remuneration of Gilles Gobin, Managing Partner  Management  For  Voted - For 

 

395

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
11  2022 Remuneration of Sorgema SARL, Managing Partner  Management  For  Voted - For 
12  2022 Remuneration of Agena SAS, Managing Partner  Management  For  Voted - For 
13  2022 Remuneration of Olivier Heckenroth,       
  Supervisory Board Chair  Management  For  Voted - For 
14  2023 Remuneration Policy (Managing Partners)  Management  For  Voted - For 
15  2023 Remuneration Policy (Supervisory Board Members)  Management  For  Voted - For 
16  2023 Supervisory Board Members' Fees  Management  For  Voted - For 
17  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
18  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
19  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
20  Authority to Increase Capital Through       
  Capitalisations  Management  For  Voted - For 
21  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  For  Voted - For 
22  Greenshoe  Management  For  Voted - For 
23  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  For  Voted - For 
24  Authority to Increase Capital in Case of Exchange       
  Offers  Management  For  Voted - For 
25  Global Ceiling on Capital Increases and Debt       
  Issuances  Management  For  Voted - For 
26  Employee Stock Purchase Plan  Management  For  Voted - For 
27  Amendments to Articles Regarding Managing Partner's       
  Age Limits  Management  For  Voted - For 
28  Authorisation of Legal Formalities  Management  For  Voted - For 
29  Non-Voting Meeting Note  N/A    Non-Voting 
30  Non-Voting Meeting Note  N/A    Non-Voting 
31  Non-Voting Meeting Note  N/A    Non-Voting 
32  Non-Voting Meeting Note  N/A    Non-Voting 
RYDER SYSTEM, INC.       
Security ID: 783549108 Ticker: R       
Meeting Date: 05-May-23       
1.1  Elect Robert J. Eck  Management  For  Voted - Against 
1.2  Elect Robert A. Hagemann  Management  For  Voted - For 
1.3  Elect Michael F. Hilton  Management  For  Voted - For 
1.4  Elect Tamara L. Lundgren  Management  For  Voted - For 
1.5  Elect Luis P. Nieto, Jr.  Management  For  Voted - For 
1.6  Elect David G. Nord  Management  For  Voted - For 
1.7  Elect Robert E. Sanchez  Management  For  Voted - For 
1.8  Elect Abbie J. Smith  Management  For  Voted - For 
1.9  Elect E. Follin Smith  Management  For  Voted - For 
1.10  Elect Dmitri L. Stockton  Management  For  Voted - For 
1.11  Elect Charles M. Swoboda  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

396

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Amendment to the 2019 Equity and Incentive       
  Compensation Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
SAMSUNG ELECTRONICS CO., LTD.       
Security ID: Y74718100 Ticker: 005930       
Meeting Date: 03-Nov-22       
1.1  Elect HEO Eun Nyeong  Management  For  Voted - For 
1.2  Elect YOO Myung Hee  Management  For  Voted - For 
Meeting Date: 15-Mar-23       
1.1  Elect HAN Jong Hee  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - For 
3  Directors' Fees  Management  For  Voted - For 
SANOFI       
Security ID: F5548N101 Ticker: SAN       
Meeting Date: 25-May-23       
1.1  Elect Frederic Oudea  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Accounts and Reports; Non Tax-Deductible Expenses  Management  For  Voted - For 
7  Consolidated Accounts and Reports  Management  For  Voted - For 
8  Allocation of Profits/Dividends  Management  For  Voted - For 
9  2022 Remuneration Report  Management  For  Voted - For 
10  2022 Remuneration of Serge Weinberg, Chair  Management  For  Voted - For 
11  2022 Remuneration of Paul Hudson, CEO  Management  For  Voted - For 
12  2023 Directors' Fees  Management  For  Voted - For 
13  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
14  2023 Remuneration Policy (Chair)  Management  For  Voted - For 
15  2023 Remuneration Policy (CEO)  Management  For  Voted - For 
16  Appointment of Auditor (PwC)  Management  For  Voted - For 
17  Relocation of Corporate Headquarters  Management  For  Voted - For 
18  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
19  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
20  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  For  Voted - For 
21  Authority to Issue Shares and Convertible Debt w/o       
  Preemptive Rights  Management  For  Voted - For 
22  Authority to Issue Shares and/or Convertible Debt       
  Through Private Placement  Management  For  Voted - For 
23  Authority to Issue Debt Instruments  Management  For  Voted - For 

 

397

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
24  Greenshoe  Management  For  Voted - For 
25  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  For  Voted - For 
26  Authority to Increase Capital Through       
  Capitalisations  Management  For  Voted - For 
27  Employee Stock Purchase Plan  Management  For  Voted - For 
28  Authorisation of Legal Formalities  Management  For  Voted - For 
29  Non-Voting Meeting Note  N/A    Non-Voting 
30  Non-Voting Meeting Note  N/A    Non-Voting 
31  Non-Voting Meeting Note  N/A    Non-Voting 
32  Non-Voting Meeting Note  N/A    Non-Voting 
SEAGATE TECHNOLOGY HOLDINGS PLC       
Security ID: G7997R103 Ticker: STX       
Meeting Date: 24-Oct-22       
1.1  Elect Shankar Arumugavelu  Management  For  Voted - For 
1.2  Elect Pratik S. Bhatt  Management  For  Voted - For 
1.3  Elect Judy Bruner  Management  For  Voted - For 
1.4  Elect Michael R. Cannon  Management  For  Voted - For 
1.5  Elect Richard L. Clemmer  Management  For  Voted - For 
1.6  Elect Yolanda L. Conyers  Management  For  Voted - For 
1.7  Elect Jay L. Geldmacher  Management  For  Voted - For 
1.8  Elect Dylan G. Haggart  Management  For  Voted - For 
1.9  Elect William D. Mosley  Management  For  Voted - For 
1.10  Elect Stephanie Tilenius  Management  For  Voted - For 
1.11  Elect Edward J. Zander  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Authority to Set the Reissue Price Of Treasury       
  Shares  Management  For  Voted - Against 
SHANGHAI PHARMACEUTICALS HOLDING COMPANY       
Security ID: Y7685S108 Ticker: 2607       
Meeting Date: 29-Jun-23       
1.1  Elect ZHOU Jun  Management  For  Voted - Against 
1.2  Elect YAO Jiayong  Management  For  Voted - For 
1.3  Elect CHEN Fashu  Management  For  Voted - For 
1.4  Elect SHEN Bo  Management  For  Voted - For 
1.5  Elect LI Yongzhong  Management  For  Voted - For 
1.6  Elect DONG Ming  Management  For  Voted - For 
1.7  Elect GU Zhaoyang  Management  For  Voted - For 
1.8  Elect Manson Fok  Management  For  Voted - For 
1.9  Elect WANG Zhong  Management  For  Voted - For 
1.10  Elect XU Youli as Supervisor  Management  For  Voted - For 
1.11  Elect MA Jia as Supervisor  Management  For  Voted - Against 

 

398

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  2022 Annual Report  Management  For  Voted - For 
5  Directors' Report  Management  For  Voted - For 
6  Supervisors' Report  Management  For  Voted - For 
7  Accounts and Reports  Management  For  Voted - For 
8  Allocation of Profits/Dividends  Management  For  Voted - For 
9  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
10  Authority to Give Guarantees  Management  For  Voted - For 
11  Authority to Issue Debt Financing Products  Management  For  Voted - For 
12  Satisfaction of the Conditions for Issuing       
  Corporate Bonds  Management  For  Voted - For 
13  Issuance of Corporate Bonds  Management  For  Voted - For 
14  Par Value, Issue Price and Issuing Scale  Management  For  Voted - For 
15  Interest Rate and its Determining Method  Management  For  Voted - For 
16  Bond Type and Duration  Management  For  Voted - For 
17  Method of Repayment of Principal and Interest  Management  For  Voted - For 
18  Issuing Method  Management  For  Voted - For 
19  Issuing Targets and Arrangements for Placement to       
  Shareholders  Management  For  Voted - For 
20  Use of Proceeds  Management  For  Voted - For 
21  Guarantee  Management  For  Voted - For 
22  Repayment Guarantee Measures  Management  For  Voted - For 
23  Underwriting Method  Management  For  Voted - For 
24  Listing Arrangement  Management  For  Voted - For 
25  Valid Period of the Resolution  Management  For  Voted - For 
26  Authorization to the Executive Committee of the       
  Board  Management  For  Voted - For 
27  Authority to Issue A Shares and/or H Shares w/o       
  Preemptive Rights  Management  For  Voted - Against 
28  Amendments to Articles and Procedural Rules of       
  Shareholders' Meetings  Management  For  Voted - For 
29  Non-Voting Agenda Item  N/A    Non-Voting 
30  Non-Voting Agenda Item  N/A    Non-Voting 
31  Non-Voting Agenda Item  N/A    Non-Voting 
SHELL PLC       
Security ID: G80827101 Ticker: SHEL       
Meeting Date: 23-May-23       
1.1  Elect Wael Sawan  Management  For  Voted - For 
1.2  Elect Cyrus Taraporevala  Management  For  Voted - For 
1.3  Elect Sir Charles Roxburgh  Management  For  Voted - For 
1.4  Elect Leena Srivastava  Management  For  Voted - For 
1.5  Elect Sinead Gorman  Management  For  Voted - For 
1.6  Elect Dick Boer  Management  For  Voted - For 
1.7  Elect Neil A.P. Carson  Management  For  Voted - For 
1.8  Elect Ann F. Godbehere  Management  For  Voted - For 
1.9  Elect Jane Holl Lute  Management  For  Voted - For 

 

399

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect Catherine J. Hughes  Management  For  Voted - For 
1.11  Elect Sir Andrew Mackenzie  Management  For  Voted - For 
1.12  Elect Abraham Schot  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Accounts and Reports  Management  For  Voted - For 
4  Remuneration Policy  Management  For  Voted - For 
5  Remuneration Report  Management  For  Voted - For 
6  Appointment of Auditor  Management  For  Voted - For 
7  Authority to Set Auditor's Fees  Management  For  Voted - For 
8  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
10  Authority to Repurchase Shares  Management  For  Voted - For 
11  Authority to Repurchase Shares (Off-Market)  Management  For  Voted - For 
12  Authorisation of Political Donations  Management  For  Voted - For 
13  Adoption of New Articles  Management  For  Voted - For 
14  Performance Share Plan  Management  For  Voted - For 
15  Approval of Energy Transition Progress  Management  For  Voted - For 
16  Shareholder Proposal Regarding Scope 3 GHG Target       
  and Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
17  Non-Voting Meeting Note  N/A    Non-Voting 
SHENZHEN EXPRESSWAY CORPORATION LIMITED       
Security ID: Y7741B107 Ticker: 0548       
Meeting Date: 18-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Termination of Merger by Absorption  Management  For  Voted - For 
3  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 16-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Directors' Report  Management  For  Voted - For 
3  Supervisors' Report  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Allocation of Profits/Dividends  Management  For  Voted - For 
6  2023 Budget Report  Management  For  Voted - For 
7  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
8  Authority to Give Guarantees  Management  For  Voted - Abstain 
9  Adoption of Revised Management Rules for Selection       
  of the Group's Annual Audit Accountants Firms  Management  For  Voted - For 
10  Issue Size  Management  For  Voted - For 
11  Target Subscribers and Arrangement for Placement to       
  Shareholders  Management  For  Voted - For 
12  Type of the Debenture  Management  For  Voted - For 
13  Maturity  Management  For  Voted - For 
14  Interest Rate  Management  For  Voted - For 
15  Use of Proceeds  Management  For  Voted - For 
16  Listing  Management  For  Voted - For 

 

400

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
17  Guarantee  Management  For  Voted - For 
18  Validity of the Resolution  Management  For  Voted - For 
19  Authorisation Arrangement  Management  For  Voted - For 
SIGNIFY NV       
Security ID: N8063K107 Ticker: LIGHT       
Meeting Date: 16-May-23       
1.1  Elect Harshavardhan M. Chitale to the Management       
  Board  Management  For  Voted - For 
1.2  Elect Sophie Bechu to the Supervisory Board  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Agenda Item  N/A    Non-Voting 
5  Remuneration Report  Management  For  Voted - For 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Accounts and Reports  Management  For  Voted - For 
8  Allocation of Dividends  Management  For  Voted - For 
9  Ratification of Management Board Acts  Management  For  Voted - For 
10  Ratification of Supervisory Board Acts  Management  For  Voted - For 
11  Appointment of Auditor  Management  For  Voted - For 
12  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
13  Authority to Suppress Preemptive Rights  Management  For  Voted - For 
14  Authority to Repurchase Shares  Management  For  Voted - For 
15  Cancellation of Shares  Management  For  Voted - For 
16  Non-Voting Agenda Item  N/A    Non-Voting 
17  Non-Voting Meeting Note  N/A    Non-Voting 
SIMON PROPERTY GROUP, INC.       
Security ID: 828806109 Ticker: SPG       
Meeting Date: 04-May-23       
1.1  Elect Glyn F. Aeppel  Management  For  Voted - For 
1.2  Elect Larry C. Glasscock  Management  For  Voted - For 
1.3  Elect Allan B. Hubbard  Management  For  Voted - Against 
1.4  Elect Reuben S. Leibowitz  Management  For  Voted - For 
1.5  Elect Randall J. Lewis  Management  For  Voted - For 
1.6  Elect Gary M. Rodkin  Management  For  Voted - For 
1.7  Elect Peggy Fang Roe  Management  For  Voted - For 
1.8  Elect Stefan M. Selig  Management  For  Voted - For 
1.9  Elect Daniel C. Smith  Management  For  Voted - For 
1.10  Elect Marta R. Stewart  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

401

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
SINOTRANS LIMITED       
Security ID: Y6145J104 Ticker: 0598       
Meeting Date: 23-Aug-22       
1.1  Elect FENG Boming  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
Meeting Date: 28-Sep-22       
1.1  Elect LUO Li  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Amendments to Articles  Management  For  Voted - For 
5  Amendments to Procedural Rules  Management  For  Voted - For 
6  Allocation of Interim Dividends  Management  For  Voted - For 
Meeting Date: 12-May-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
3  Authority to Repurchase Shares  Management  For  Voted - For 
4  Updated Mandate of the Issue of Debt Financing       
  Instruments  Management  For  Voted - For 
5  Authority to Give Guarantees  Management  For  Voted - For 
6  Reduction in Registered Capital and Amendments to       
  Articles  Management  For  Voted - For 
7  Directors' Report  Management  For  Voted - For 
8  Supervisors' Report  Management  For  Voted - For 
9  Accounts and Reports  Management  For  Voted - For 
10  Annual Report  Management  For  Voted - For 
11  2023 Financial Budget  Management  For  Voted - For 
12  Allocation of Profits/Dividends  Management  For  Voted - For 
13  Board Authorization to Determine Interim Profit       
  Distribution Plan  Management  For  Voted - For 
14  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
15  Non-Voting Meeting Note  N/A    Non-Voting 
16  Non-Voting Meeting Note  N/A    Non-Voting 
17  Authority to Repurchase Shares  Management  For  Voted - For 
18  Reduction in Registered Capital and Amendments to       
  Articles  Management  For  Voted - For 
SK TELECOM CO., LTD       
Security ID: Y4935N104 Ticker: 017670       
Meeting Date: 28-Mar-23       
1.1  Elect KIM Yong Hak  Management  For  Voted - For 
1.2  Elect KIM Jun Mo  Management  For  Voted - For 
1.3  Elect OH Hye Yeon  Management  For  Voted - For 

 

402

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Election of Audit Committee Member: KIM Yong Hak  Management  For  Voted - For 
1.5  Election of Audit Committee Member: OH Hye Yeon  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Share Option Grant  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 
SKF AB       
Security ID: W84237143 Ticker: SKFB       
Meeting Date: 23-Mar-23       
1.1  Elect Hans Straberg  Management  For  Voted - For 
1.2  Elect Hock Goh  Management  For  Voted - For 
1.3  Elect Geert Follens  Management  For  Voted - For 
1.4  Elect Hakan Buskhe  Management  For  Voted - Against 
1.5  Elect Susanna Schneeberger  Management  For  Voted - For 
1.6  Elect Rickard Gustafson  Management  For  Voted - For 
1.7  Elect Beth Ferreira  Management  For  Voted - For 
1.8  Elect Therese Friberg  Management  For  Voted - For 
1.9  Elect Richard Nilsson  Management  For  Voted - For 
1.10  Elect Niko Pakalen  Management  For  Voted - For 
1.11  Elect Hans Straberg as Chair of the Board  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Non-Voting Meeting Note  N/A    Non-Voting 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  Non-Voting Agenda Item  N/A    Non-Voting 
12  Non-Voting Agenda Item  N/A    Non-Voting 
13  Non-Voting Agenda Item  N/A    Non-Voting 
14  Non-Voting Agenda Item  N/A    Non-Voting 
15  Non-Voting Agenda Item  N/A    Non-Voting 
16  Non-Voting Agenda Item  N/A    Non-Voting 
17  Non-Voting Agenda Item  N/A    Non-Voting 
18  Accounts and Reports  Management  For  Voted - For 
19  Allocation of Profits/Dividends  Management  For  Voted - For 
20  Ratification of Hans Straberg  Management  For  Voted - For 
21  Ratification of Hock Goh  Management  For  Voted - For 
22  Ratification of Barb Samardzich  Management  For  Voted - For 
23  Ratification of Colleen Repplier  Management  For  Voted - For 
24  Ratification of Geert Follens  Management  For  Voted - For 
25  Ratification of Hakan Buskhe  Management  For  Voted - For 
26  Ratification of Susanna Schneeberger  Management  For  Voted - For 
27  Ratification of Rickard Gustafson  Management  For  Voted - For 

 

403

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
28  Ratification of Rickard Gustafson (CEO)  Management  For  Voted - For 
29  Ratification of Jonny Hilbert  Management  For  Voted - For 
30  Ratification of Zarko Djurovic  Management  For  Voted - For 
31  Ratification of Thomas Eliasson  Management  For  Voted - For 
32  Ratification of Steve Norrman  Management  For  Voted - For 
33  Board Size  Management  For  Voted - For 
34  Directors' Fees  Management  For  Voted - For 
35  Remuneration Report  Management  For  Voted - For 
36  Approve Performance Share Programme 2023  Management  For  Voted - For 
SKY PERFECT JSAT HOLDINGS INC.       
Security ID: J75606103 Ticker: 9412       
Meeting Date: 23-Jun-23       
1.1  Elect Eiichi Yonekura  Management  For  Voted - For 
1.2  Elect Toru Fukuoka  Management  For  Voted - For 
1.3  Elect Masato Ogawa  Management  For  Voted - For 
1.4  Elect Koichi Matsutani  Management  For  Voted - For 
1.5  Elect Kimiko Oga  Management  For  Voted - For 
1.6  Elect Kenji Shimizu  Management  For  Voted - Against 
1.7  Elect Hiroyuki Oho  Management  For  Voted - For 
1.8  Elect Setsuko Aoki  Management  For  Voted - For 
1.9  Elect Katashi Toyota  Management  For  Voted - For 
1.10  Elect Koji Taniguchi  Management  For  Voted - Against 
1.11  Elect Tsutomu Takahashi  Management  For  Voted - For 
1.12  Elect Jun Otomo  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
SOLVAY SA       
Security ID: B82095116 Ticker: SOLB       
Meeting Date: 09-May-23       
1.1  Elect Marjan Oudeman to the Board of Directors  Management  For  Voted - For 
1.2  Elect Rosemary Thorne to the Board of Directors  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Accounts and Reports; Allocation of Dividends  Management  For  Voted - For 
9  Ratification of Board Acts  Management  For  Voted - For 
10  Ratification of Auditor's Acts  Management  For  Voted - For 
11  Remuneration Report  Management  For  Voted - For 
12  2022 Special Share Option Plan (PO2 Project)  Management  For  Voted - Against 
13  Non-Voting Agenda Item  N/A    Non-Voting 
14  Resignation of Charles Casimir-Lambert  Management  For  Voted - For 

 

404

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
15  Ratification of Independence of Marjan Oudeman  Management  For  Voted - For 
16  Ratification of Independence of Rosemary Thorne  Management  For  Voted - For 
17  Non-Voting Agenda Item  N/A    Non-Voting 
18  Non-Voting Meeting Note  N/A    Non-Voting 
19  Non-Voting Meeting Note  N/A    Non-Voting 
STATE STREET CORPORATION       
Security ID: 857477103 Ticker: STT       
Meeting Date: 17-May-23       
1.1  Elect Patrick de Saint-Aignan  Management  For  Voted - For 
1.2  Elect Marie A. Chandoha  Management  For  Voted - For 
1.3  Elect Donna DeMaio  Management  For  Voted - For 
1.4  Elect Amelia C. Fawcett  Management  For  Voted - For 
1.5  Elect William C. Freda  Management  For  Voted - For 
1.6  Elect Sara Mathew  Management  For  Voted - For 
1.7  Elect William L. Meaney  Management  For  Voted - For 
1.8  Elect Ronald P. O'Hanley  Management  For  Voted - For 
1.9  Elect Sean O'Sullivan  Management  For  Voted - For 
1.10  Elect Julio A. Portalatin  Management  For  Voted - For 
1.11  Elect John B. Rhea  Management  For  Voted - For 
1.12  Elect Gregory L. Summe  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2017 Stock Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
6  Shareholder Proposal Regarding Report on Conflict       
  of Interest  Shareholder  Against  Voted - Against 
SUMITOMO CORPORATION       
Security ID: J77282119 Ticker: 8053       
Meeting Date: 23-Jun-23       
1.1  Elect Kuniharu Nakamura  Management  For  Voted - For 
1.2  Elect Masayuki Hyodo  Management  For  Voted - For 
1.3  Elect Takayuki Seishima  Management  For  Voted - For 
1.4  Elect Reiji Morooka  Management  For  Voted - For 
1.5  Elect Hirokazu Higashino  Management  For  Voted - For 
1.6  Elect Shingo Ueno  Management  For  Voted - For 
1.7  Elect Kimie Iwata  Management  For  Voted - For 
1.8  Elect Hisashi Yamazaki  Management  For  Voted - For 
1.9  Elect Akiko Ide  Management  For  Voted - For 
1.10  Elect Takashi Mitachi  Management  For  Voted - For 
1.11  Elect Takahisa Takahara  Management  For  Voted - Against 
1.12  Elect Daisuke Mikogami as Statutory Auditor  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 

 

405

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Amendment to Performance-Linked Restricted Stock       
  Plan  Management  For  Voted - For 
SUNCOR ENERGY INC.       
Security ID: 867224107 Ticker: SU       
Meeting Date: 09-May-23       
1.1  Elect Ian R. Ashby  Management  For  Voted - For 
1.2  Elect Patricia M. Bedient  Management  For  Voted - For 
1.3  Elect Russell K. Girling  Management  For  Voted - For 
1.4  Elect Jean Paul Gladu  Management  For  Voted - For 
1.5  Elect Dennis M. Houston  Management  For  Voted - For 
1.6  Elect Richard M. Kruger  Management  For  Voted - For 
1.7  Elect Brian P. MacDonald  Management  For  Voted - For 
1.8  Elect Lorraine Mitchelmore  Management  For  Voted - For 
1.9  Elect Daniel Romasko  Management  For  Voted - For 
1.10  Elect Christopher R. Seasons  Management  For  Voted - For 
1.11  Elect M. Jacqueline Sheppard  Management  For  Voted - For 
1.12  Elect Eira M. Thomas  Management  For  Voted - For 
1.13  Elect Michael M. Wilson  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding CapEx Alignment       
  with GHG Target and Net Zero Pledge  Shareholder  Against  Voted - Against 
SWEDBANK AB       
Security ID: W94232100 Ticker: SWEDA       
Meeting Date: 30-Mar-23       
1.1  Elect Goran Bengtsson  Management  For  Voted - For 
1.2  Elect Annika Creutzer  Management  For  Voted - For 
1.3  Elect Hans Eckerstrom  Management  For  Voted - Against 
1.4  Elect Kerstin Hermansson  Management  For  Voted - For 
1.5  Elect Helena Liljedahl  Management  For  Voted - For 
1.6  Elect Bengt Erik Lindgren  Management  For  Voted - For 
1.7  Elect Anna Mossberg  Management  For  Voted - Against 
1.8  Elect Per Olof Nyman  Management  For  Voted - For 
1.9  Elect Biljana Pehrsson  Management  For  Voted - For 
1.10  Elect Goran Persson  Management  For  Voted - For 
1.11  Elect Biorn Riese  Management  For  Voted - For 
1.12  Elect Goran Persson as Chair  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 

 

406

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Election of Presiding Chair  Management  For  Voted - For 
9  Non-Voting Agenda Item  N/A    Non-Voting 
10  Agenda  Management  For  Voted - For 
11  Non-Voting Agenda Item  N/A    Non-Voting 
12  Compliance with the Rules of Convocation  Management  For  Voted - For 
13  Non-Voting Agenda Item  N/A    Non-Voting 
14  Non-Voting Agenda Item  N/A    Non-Voting 
15  Accounts and Reports  Management  For  Voted - For 
16  Allocation of Profits/Dividends  Management  For  Voted - For 
17  Ratification of Bo Bengtsson  Management  For  Voted - For 
18  Ratification of Goran Bengtsson  Management  For  Voted - For 
19  Ratification of Annika Creutzer  Management  For  Voted - For 
20  Ratification of Hans Eckerstrom  Management  For  Voted - For 
21  Ratification of Kerstin Hermansson  Management  For  Voted - For 
22  Ratification of Helena Liljedahl  Management  For  Voted - For 
23  Ratification of Bengt Erik Lindgren  Management  For  Voted - For 
24  Ratification of Anna Mossberg  Management  For  Voted - For 
25  Ratification of Per Olof Nyman  Management  For  Voted - For 
26  Ratification of Biljana Pehrsson  Management  For  Voted - For 
27  Ratification of Goran Persson  Management  For  Voted - For 
28  Ratification of Biorn Riese  Management  For  Voted - For 
29  Ratification of Bo Magnusson  Management  For  Voted - For 
30  Ratification of Jens Henriksson (CEO)  Management  For  Voted - For 
31  Ratification of Roger Ljung  Management  For  Voted - For 
32  Ratification of Ake Skoglund  Management  For  Voted - For 
33  Ratification of Henrik Joelsson  Management  For  Voted - For 
34  Ratification of Camilla Linder  Management  For  Voted - For 
35  Board Size  Management  For  Voted - For 
36  Directors and Auditors' Fees  Management  For  Voted - For 
37  Appointment of Auditor  Management  For  Voted - For 
38  Approval of Nomination Committee Guidelines  Management  For  Voted - For 
39  Remuneration Policy  Management  For  Voted - For 
40  Authority to Repurchase Shares Related to       
  Securities Operations  Management  For  Voted - For 
41  Authority to Repurchase Shares  Management  For  Voted - For 
42  Authority to Issue Convertible Debt Instruments  Management  For  Voted - For 
43  Adoption of Share-Based Incentives (Eken 2023)  Management  For  Voted - For 
44  Adoption of Share-Based Incentives (IP 2023)  Management  For  Voted - For 
45  Capital Authorities Pursuant to Inventive Plans  Management  For  Voted - For 
46  Remuneration Report  Management  For  Voted - For 
47  Shareholder Proposal Regarding Company's IT       
  management  Shareholder  For  Voted - Against 
48  Shareholder Proposal Regarding Allocation of Funds       
  for a Study on the Legal Certainty for Bank       
  Customers with Guardians, Trustees, etc  Shareholder  For  Voted - Against 
49  Shareholder Proposal Regarding Establishment of a       
  SWE/DEN Chamber of Commerce with Office in       
  Landskrona  Shareholder  For  Voted - Against 

 

407

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
50  Shareholder Proposal Regarding Aligning Business       
  Strategy to the Paris Agreement  Shareholder  For  Voted - Against 
51  Non-Voting Meeting Note  N/A    Non-Voting 
SYLVAMO CORPORATION       
Security ID: 871332102 Ticker: SLVM       
Meeting Date: 15-May-23       
1.1  Elect Jean-Michel Ribieras  Management  For  Voted - For 
1.2  Elect Stan A. Askren  Management  For  Voted - For 
1.3  Elect Christine S. Breves  Management  For  Voted - For 
1.4  Elect Jeanmarie Desmond  Management  For  Voted - For 
1.5  Elect Lizanne C. Gottung  Management  For  Voted - For 
1.6  Elect Joia M. Johnson  Management  For  Voted - For 
1.7  Elect Karl L. Meyers  Management  For  Voted - For 
1.8  Elect David D. Petratis  Management  For  Voted - For 
1.9  Elect J. Paul Rollinson  Management  For  Voted - For 
1.10  Elect Mark W. Wilde  Management  For  Voted - For 
1.11  Elect James P. Zallie  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
TEIJIN LIMITED       
Security ID: J82270117 Ticker: 3401       
Meeting Date: 21-Jun-23       
1.1  Elect Akimoto Uchikawa  Management  For  Voted - For 
1.2  Elect Eiji Ogawa  Management  For  Voted - For 
1.3  Elect Naohiko Moriyama  Management  For  Voted - For 
1.4  Elect Noboru Yamanishi  Management  For  Voted - For 
1.5  Elect Yoichi Suzuki  Management  For  Voted - For 
1.6  Elect Masaru Onishi  Management  For  Voted - For 
1.7  Elect Masaaki Tsuya  Management  For  Voted - For 
1.8  Elect Tamie Minami  Management  For  Voted - For 
1.9  Elect Masanori Shimai  Management  For  Voted - For 
1.10  Elect Koichi Tsuji  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
TESCO PLC       
Security ID: G8T67X102 Ticker: TSCO       
Meeting Date: 16-Jun-23       
1.1  Elect Caroline L. Silver  Management  For  Voted - For 
1.2  Elect John M. Allan  Management  Abstain  Voted - Abstain 
1.3  Elect Bertrand Bodson  Management  For  Voted - For 
1.4  Elect Stewart Gilliland  Management  For  Voted - For 

 

408

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Ken Murphy  Management  For  Voted - For 
1.6  Elect Alison Platt  Management  For  Voted - For 
1.7  Elect Melissa Bethell  Management  For  Voted - For 
1.8  Elect Thierry Garnier  Management  For  Voted - For 
1.9  Elect Byron Grote  Management  For  Voted - For 
1.10  Elect Imran Nawaz  Management  For  Voted - For 
1.11  Elect Karen Whitworth  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Final Dividend  Management  For  Voted - For 
5  Appointment of Auditor  Management  For  Voted - For 
6  Authority to Set Auditor's Fees  Management  For  Voted - For 
7  Authorisation of Political Donations  Management  For  Voted - For 
8  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
11  Authority to Repurchase Shares  Management  For  Voted - For 
12  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
TEVA PHARMACEUTICAL INDUSTRIES LTD.       
Security ID: M8769Q102 Ticker: TEVA       
Meeting Date: 15-Jun-23       
1.1  Elect Sol J. Barer  Management  For  Voted - For 
1.2  Elect Michal Braverman-Blumenstyk  Management  Abstain  Voted - Abstain 
1.3  Elect Janet S. Vergis  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Ratification of Auditor  Management  For  Voted - For 
THE ALLSTATE CORPORATION       
Security ID: 020002101 Ticker: ALL       
Meeting Date: 23-May-23       
1.1  Elect Donald E. Brown  Management  For  Voted - For 
1.2  Elect Kermit R. Crawford  Management  For  Voted - For 
1.3  Elect Richard T. Hume  Management  For  Voted - For 
1.4  Elect Margaret M. Keane  Management  For  Voted - For 
1.5  Elect Siddharth N. Mehta  Management  For  Voted - For 
1.6  Elect Jacques P. Perold  Management  For  Voted - For 
1.7  Elect Andrea Redmond  Management  For  Voted - For 
1.8  Elect Gregg M. Sherrill  Management  For  Voted - For 
1.9  Elect Judith A. Sprieser  Management  For  Voted - For 
1.10  Elect Perry M. Traquina  Management  For  Voted - For 
1.11  Elect Monica Turner  Management  For  Voted - For 

 

409

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.12  Elect Thomas J. Wilson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
THE BANK OF NEW YORK MELLON CORPORATION       
Security ID: 064058100 Ticker: BK       
Meeting Date: 12-Apr-23       
1.1  Elect Linda Z. Cook  Management  For  Voted - For 
1.2  Elect Joseph J. Echevarria  Management  For  Voted - For 
1.3  Elect M. Amy Gilliland  Management  For  Voted - For 
1.4  Elect Jeffrey A. Goldstein  Management  For  Voted - For 
1.5  Elect K. Guru Gowrappan  Management  For  Voted - For 
1.6  Elect Ralph Izzo  Management  For  Voted - For 
1.7  Elect Sandie O'Connor  Management  For  Voted - For 
1.8  Elect Elizabeth E. Robinson  Management  For  Voted - For 
1.9  Elect Frederick O. Terrell  Management  For  Voted - For 
1.10  Elect Robin A. Vince  Management  For  Voted - For 
1.11  Elect Alfred W. Zollar  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
THE GOODYEAR TIRE & RUBBER COMPANY       
Security ID: 382550101 Ticker: GT       
Meeting Date: 10-Apr-23       
1.1  Elect Norma B. Clayton  Management  For  Voted - For 
1.2  Elect James A. Firestone  Management  For  Voted - For 
1.3  Elect Werner Geissler  Management  For  Voted - For 
1.4  Elect Laurette T. Koellner  Management  For  Voted - For 
1.5  Elect Richard J. Kramer  Management  For  Voted - For 
1.6  Elect Karla R. Lewis  Management  For  Voted - For 
1.7  Elect Prashanth Mahendra-Rajah  Management  For  Voted - For 
1.8  Elect John E. McGlade  Management  For  Voted - For 
1.9  Elect Roderick A. Palmore  Management  For  Voted - For 
1.10  Elect Hera K. Siu  Management  For  Voted - For 
1.11  Elect Michael R. Wessel  Management  For  Voted - For 
1.12  Elect Thomas L. Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Elimination of Supermajority Requirement  Management  For  Voted - For 

 

410

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
THE HARTFORD FINANCIAL SERVICES GROUP, INC.       
Security ID: 416515104 Ticker: HIG       
Meeting Date: 17-May-23       
1.1  Elect Larry D. De Shon  Management  For  Voted - For 
1.2  Elect Carlos Dominguez  Management  For  Voted - For 
1.3  Elect Trevor Fetter  Management  For  Voted - For 
1.4  Elect Donna A. James  Management  For  Voted - For 
1.5  Elect Kathryn A. Mikells  Management  For  Voted - For 
1.6  Elect Edmund Reese  Management  For  Voted - For 
1.7  Elect Teresa W. Roseborough  Management  For  Voted - For 
1.8  Elect Virginia P. Ruesterholz  Management  For  Voted - For 
1.9  Elect Christopher J. Swift  Management  For  Voted - For 
1.10  Elect Matthew E. Winter  Management  For  Voted - For 
1.11  Elect Greig Woodring  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
THE J. M. SMUCKER COMPANY       
Security ID: 832696405 Ticker: SJM       
Meeting Date: 17-Aug-22       
1.1  Elect Susan E. Chapman-Hughes  Management  For  Voted - For 
1.2  Elect Paul J. Dolan  Management  For  Voted - For 
1.3  Elect Jay L. Henderson  Management  For  Voted - For 
1.4  Elect Jonathan E. Johnson III  Management  For  Voted - For 
1.5  Elect Kirk L. Perry  Management  For  Voted - For 
1.6  Elect Sandra Pianalto  Management  For  Voted - For 
1.7  Elect Alex Shumate  Management  For  Voted - For 
1.8  Elect Mark T. Smucker  Management  For  Voted - For 
1.9  Elect Richard K. Smucker  Management  For  Voted - For 
1.10  Elect Jodi L. Taylor  Management  For  Voted - For 
1.11  Elect Dawn C. Willoughby  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to Articles to Eliminate Time Phased       
  Voting Provisions  Management  For  Voted - For 

 

411

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
THE KROGER CO.       
Security ID: 501044101 Ticker: KR       
Meeting Date: 22-Jun-23       
1.1  Elect Nora A. Aufreiter  Management  For  Voted - For 
1.2  Elect Kevin M. Brown  Management  For  Voted - For 
1.3  Elect Elaine L. Chao  Management  For  Voted - For 
1.4  Elect Anne Gates  Management  For  Voted - For 
1.5  Elect Karen M. Hoguet  Management  For  Voted - For 
1.6  Elect W. Rodney McMullen  Management  For  Voted - For 
1.7  Elect Clyde R. Moore  Management  For  Voted - For 
1.8  Elect Ronald L. Sargent  Management  For  Voted - For 
1.9  Elect Judith Amanda Sourry Knox  Management  For  Voted - For 
1.10  Elect Mark S. Sutton  Management  For  Voted - For 
1.11  Elect Ashok Vemuri  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding External Public       
  Health Costs Created by the Sale of Tobacco Products  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Charitable       
  Contributions Disclosure  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Plastics  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Median Gender and       
  Racial Pay Equity Report  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding EEO Policy Risk       
  Report  Shareholder  Against  Voted - Against 
THE MOSAIC COMPANY       
Security ID: 61945C103 Ticker: MOS       
Meeting Date: 25-May-23       
1.1  Elect Cheryl K. Beebe  Management  For  Voted - For 
1.2  Elect Gregory L. Ebel  Management  For  Voted - For 
1.3  Elect Timothy S. Gitzel  Management  For  Voted - For 
1.4  Elect Denise C. Johnson  Management  For  Voted - Against 
1.5  Elect Emery N. Koenig  Management  For  Voted - For 
1.6  Elect James C. O'Rourke  Management  For  Voted - For 
1.7  Elect David T. Seaton  Management  For  Voted - For 
1.8  Elect Steven M. Seibert  Management  For  Voted - For 
1.9  Elect Joao Roberto Goncalves Teixeira  Management  For  Voted - For 
1.10  Elect Gretchen H. Watkins  Management  For  Voted - For 
1.11  Elect Kelvin R. Westbrook  Management  For  Voted - Against 
2  Approval of the 2023 Stock and Incentive Plan  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

412

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Aligning GHG       
  Reductions with Paris Agreement  Shareholder  Against  Voted - Against 
TIETOEVRY CORPORATION       
Security ID: Y8T39G104 Ticker: TIETO       
Meeting Date: 23-Mar-23       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Agenda Item  N/A    Non-Voting 
5  Non-Voting Agenda Item  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Non-Voting Agenda Item  N/A    Non-Voting 
8  Non-Voting Agenda Item  N/A    Non-Voting 
9  Non-Voting Agenda Item  N/A    Non-Voting 
10  Accounts and Reports  Management  For  Voted - For 
11  Allocation of Profits/Dividends  Management  For  Voted - For 
12  Ratification of Board and CEO Acts  Management  For  Voted - For 
13  Remuneration Report  Management  For  Voted - For 
14  Directors' Fees  Management  For  Voted - For 
15  Board Size  Management  For  Voted - For 
16  Election of Directors  Management  For  Voted - For 
17  Authority to Set Auditor's Fees  Management  For  Voted - For 
18  Appointment of Auditor  Management  For  Voted - For 
19  Authority to Repurchase Shares  Management  For  Voted - For 
20  Authority to Issue Shares w/ or w/o Preemptive       
  Rights  Management  For  Voted - For 
21  Amendments to Articles (Virtual Meeting)  Management  For  Voted - For 
22  Non-Voting Agenda Item  N/A    Non-Voting 
23  Non-Voting Meeting Note  N/A    Non-Voting 
24  Non-Voting Meeting Note  N/A    Non-Voting 
TOKYO SEIMITSU CO., LTD.       
Security ID: J87903100 Ticker: 7729       
Meeting Date: 26-Jun-23       
1.1  Elect Hitoshi Yoshida  Management  For  Voted - For 
1.2  Elect Ryuichi Kimura  Management  For  Voted - For 
1.3  Elect Koichi Kawamura  Management  For  Voted - For 
1.4  Elect Takahiro Hokida  Management  For  Voted - For 
1.5  Elect Shuichi Tsukada  Management  For  Voted - For 
1.6  Elect Romi Pradhan  Management  For  Voted - For 
1.7  Elect Kiyoshi Takamasu  Management  For  Voted - For 
1.8  Elect Kazuya Mori  Management  For  Voted - For 

 

413

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.9  Elect Shinji Akimoto  Management  For  Voted - Against 
1.10  Elect Yuriko Sagara Yuriko Hayakawa  Management  For  Voted - For 
1.11  Elect Masaki Sunaga  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
TOPCO SCIENTIFIC COMPANY LIMITED       
Security ID: Y8896T109 Ticker: 5434       
Meeting Date: 30-May-23       
1.1  Elect Jeffery PAN  Management  For  Voted - For 
1.2  Elect Simon TSENG  Management  For  Voted - For 
1.3  Elect Charles LEE  Management  For  Voted - For 
1.4  Elect KUO Kuan-Hung  Management  For  Voted - For 
1.5  Elect CHANG Pei-Fen  Management  For  Voted - For 
1.6  Elect Joyce LU  Management  For  Voted - For 
1.7  Elect SHEU Her-Jiun  Management  For  Voted - For 
1.8  Elect HSIN Ta-Chih  Management  For  Voted - For 
1.9  Elect CHEN Yu-Shan  Management  For  Voted - For 
2  2022 Financial Statements  Management  For  Voted - For 
3  2022 Profit Distribution Plan  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - For 
5  Amendments to Procedural Rules: Election of       
  Directors  Management  For  Voted - For 
6  Non-Compete Restrictions for Directors  Management  For  Voted - For 
TOTALENERGIES SE       
Security ID: F92124100 Ticker: TTE       
Meeting Date: 26-May-23       
1.1  Elect Marie-Christine Coisne-Roquette  Management  For  Voted - For 
1.2  Elect Mark Cutifani  Management  For  Voted - For 
1.3  Elect Dierk Paskert  Management  For  Voted - For 
1.4  Elect Anelise Lara  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Meeting Note  N/A    Non-Voting 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 
9  Accounts and Reports  Management  For  Voted - For 
10  Consolidated Accounts and Reports  Management  For  Voted - For 
11  Allocation of Profits/Dividends  Management  For  Voted - For 
12  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
13  Special Auditors Report on Regulated Agreements  Management  For  Voted - For 
14  2022 Remuneration Report  Management  For  Voted - For 

 

414



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
15  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
16  2022 Remuneration of Patrick Pouyanne, Chair and CEO  Management  For  Voted - For 
17  2023 Remuneration Policy (Chair and CEO)  Management  For  Voted - For 
18  Opinion on 2023 Sustainability and Climate Progress       
  Report  Management  For  Voted - For 
19  Authority to Issue Performance Shares  Management  For  Voted - For 
20  Employee Stock Purchase Plan  Management  For  Voted - For 
21  Amendments to Articles Regarding the Suppression of       
  Double Voting Rights  Management  For  Voted - For 
22  Shareholder Proposal Regarding Scope 3 GHG Target       
  and Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
23  Non-Voting Meeting Note  N/A    Non-Voting 
24  Non-Voting Meeting Note  N/A    Non-Voting 
TRI POINTE HOMES, INC.       
Security ID: 87265H109 Ticker: TPH       
Meeting Date: 19-Apr-23       
1.1  Elect Douglas F. Bauer  Management  For  Voted - For 
1.2  Elect Lawrence B. Burrows  Management  For  Voted - For 
1.3  Elect Steven J. Gilbert  Management  For  Voted - For 
1.4  Elect R. Kent Grahl  Management  For  Voted - For 
1.5  Elect Vicki D. McWilliams  Management  For  Voted - For 
1.6  Elect Constance B. Moore  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
TRIPOD TECHNOLOGY CORP.       
Security ID: Y8974X105 Ticker: 3044       
Meeting Date: 20-Jun-23       
1  Review Report on 2022 Financial Statements  Management  For  Voted - For 
2  2022 Earning Distribution  Management  For  Voted - For 
3  Amend the Company's Articles of Association  Management  For  Voted - For 
4  Amend the Companys Rules of Procedures of       
  Shareholders Meetings  Management  For  Voted - For 
TRITON INTERNATIONAL LIMITED       
Security ID: G9078F107 Ticker: TRTN       
Meeting Date: 27-Apr-23       
1.1  Elect Brian M. Sondey  Management  For  Voted - For 
1.2  Elect Robert W. Alspaugh  Management  For  Voted - For 
1.3  Elect Malcolm P. Baker  Management  For  Voted - For 
1.4  Elect Annabelle G. Bexiga  Management  For  Voted - For 
1.5  Elect Claude Germain  Management  For  Voted - For 

 

415

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Kenneth Hanau  Management  For  Voted - For 
1.7  Elect John S. Hextall  Management  For  Voted - For 
1.8  Elect Terri A. Pizzuto  Management  For  Voted - For 
1.9  Elect Niharika Ramdev  Management  For  Voted - For 
1.10  Elect Robert L. Rosner  Management  For  Voted - Against 
1.11  Elect Simon R. Vernon  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
TSUBAKIMOTO CHAIN CO.       
Security ID: J93020105 Ticker: 6371       
Meeting Date: 29-Jun-23       
1.1  Elect Kenji Kose  Management  For  Voted - For 
1.2  Elect Takatoshi Kimura  Management  For  Voted - For 
1.3  Elect Masaki Miyaji  Management  For  Voted - For 
1.4  Elect Keiichi Ando  Management  For  Voted - For 
1.5  Elect Hisae Kitayama  Management  For  Voted - For 
1.6  Elect Takashi Tanisho  Management  For  Voted - For 
1.7  Elect Koji Tanaka as Statutory Auditor  Management  For  Voted - Against 
1.8  Elect Koji Hayashi as Alternate Statutory Auditor  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
UBS GROUP AG       
Security ID: H42097107 Ticker: UBSG       
Meeting Date: 05-Apr-23       
1.1  Elect Thomas Colm Kelleher  Management  For  Voted - For 
1.2  Elect Lukas Gahwiler  Management  For  Voted - For 
1.3  Elect Jeremy Anderson  Management  For  Voted - For 
1.4  Elect Claudia Bockstiegel  Management  For  Voted - For 
1.5  Elect William C. Dudley  Management  For  Voted - For 
1.6  Elect Patrick Firmenich  Management  For  Voted - For 
1.7  Elect Fred Zuliu HU  Management  For  Voted - For 
1.8  Elect Mark Hughes  Management  For  Voted - For 
1.9  Elect Nathalie Rachou  Management  For  Voted - For 
1.10  Elect Julie G. Richardson  Management  For  Voted - For 
1.11  Elect Dieter Wemmer  Management  For  Voted - For 
1.12  Elect Jeanette Wong  Management  For  Voted - For 
1.13  Elect Julie G. Richardson as Compensation Committee       
  Member  Management  For  Voted - For 
1.14  Elect Dieter Wemmer as Compensation Committee Member  Management  For  Voted - For 
1.15  Elect Jeanette Wong as Compensation Committee Member  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 

 

416

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Accounts and Reports  Management  For  Voted - For 
5  Compensation Report  Management  For  Voted - For 
6  Advisory Vote on Sustainability Report  Management  For  Voted - For 
7  Allocation of Profits/ Dividends  Management  For  Voted - For 
8  Amendments to Articles (General Meetings)  Management  For  Voted - For 
9  Amendments to Articles (Virtual AGM)  Management  For  Voted - For 
10  Amendments to Articles (Board of Directors and       
  Group Executive Board)  Management  For  Voted - For 
11  Amendments to Articles (Miscellaneous)  Management  For  Voted - For 
12  Ratification of Board and Management Acts       
  (Excluding French Cross-Border Matter)  Management  For  Voted - For 
13  Board Compensation  Management  For  Voted - For 
14  Executive Compensation (Variable)  Management  For  Voted - For 
15  Executive Compensation (Fixed)  Management  For  Voted - For 
16  Appointment of Independent Proxy  Management  For  Voted - For 
17  Appointment of Auditor  Management  For  Voted - For 
18  Cancellation of Shares and Reduction in Share       
  Capital  Management  For  Voted - For 
19  Authority to Repurchase Shares  Management  For  Voted - For 
20  Amendment to Par Value  Management  For  Voted - For 
21  Change of Currency of Share Capital  Management  For  Voted - For 
UNITED AIRLINES HOLDINGS, INC.       
Security ID: 910047109 Ticker: UAL       
Meeting Date: 24-May-23       
1.1  Elect Carolyn Corvi  Management  For  Voted - For 
1.2  Elect Matthew Friend  Management  For  Voted - For 
1.3  Elect Barnaby "Barney" M. Harford  Management  For  Voted - For 
1.4  Elect Michele J. Hooper  Management  For  Voted - For 
1.5  Elect Walter Isaacson  Management  For  Voted - For 
1.6  Elect James A.C. Kennedy  Management  For  Voted - For 
1.7  Elect J. Scott Kirby  Management  For  Voted - For 
1.8  Elect Edward M. Philip  Management  For  Voted - Against 
1.9  Elect Edward L. Shapiro  Management  For  Voted - For 
1.10  Elect Laysha Ward  Management  For  Voted - Against 
1.11  Elect James M. Whitehurst  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2021 Incentive Compensation Plan  Management  For  Voted - For 
6  Amendment to the Director Equity Incentive Plan  Management  For  Voted - For 

 

417

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
VALERO ENERGY CORPORATION       
Security ID: 91913Y100 Ticker: VLO       
Meeting Date: 09-May-23       
1.1  Elect Fred M. Diaz  Management  For  Voted - For 
1.2  Elect H. Paulett Eberhart  Management  For  Voted - For 
1.3  Elect Marie A. Ffolkes  Management  For  Voted - For 
1.4  Elect Joseph W. Gorder  Management  For  Voted - For 
1.5  Elect Kimberly S. Greene  Management  For  Voted - For 
1.6  Elect Deborah P. Majoras  Management  For  Voted - For 
1.7  Elect Eric D. Mullins  Management  For  Voted - For 
1.8  Elect Donald L. Nickles  Management  For  Voted - For 
1.9  Elect Robert A. Profusek  Management  For  Voted - For 
1.10  Elect Randall J. Weisenburger  Management  For  Voted - For 
1.11  Elect Rayford Wilkins Jr.  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Report on Climate       
  Transition Plan and GHG Targets  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding a Racial Equity Audit  Shareholder  Against  Voted - Against 
VALOR HOLDINGS CO.,LTD.       
Security ID: J94512100 Ticker: 9956       
Meeting Date: 29-Jun-23       
1.1  Elect Masami Tashiro  Management  For  Voted - Against 
1.2  Elect Takayuki Koike  Management  For  Voted - For 
1.3  Elect Katsuyuki Mori  Management  For  Voted - For 
1.4  Elect Akira Shinohana  Management  For  Voted - For 
1.5  Elect Satoshi Yoneyama  Management  For  Voted - For 
1.6  Elect Morisaku Wagato  Management  For  Voted - For 
1.7  Elect Motohiko Takasu  Management  For  Voted - For 
1.8  Elect Naotaka Koketsu  Management  For  Voted - For 
1.9  Elect Shunichi Asakura  Management  For  Voted - For 
1.10  Elect Toshiyuki Takahashi  Management  For  Voted - For 
1.11  Elect Yoko Yamashita Yoko Miyazaki  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Renewal of Takeover Defense Plan  Management  For  Voted - Against 
VERIZON COMMUNICATIONS INC.       
Security ID: 92343V104 Ticker: VZ       
Meeting Date: 11-May-23       
1.1  Elect Shellye L. Archambeau  Management  For  Voted - For 
1.2  Elect Roxanne S. Austin  Management  For  Voted - For 

 

418

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Mark T. Bertolini  Management  For  Voted - For 
1.4  Elect Vittorio Colao  Management  For  Voted - For 
1.5  Elect Melanie L. Healey  Management  For  Voted - For 
1.6  Elect Laxman Narasimhan  Management  For  Voted - For 
1.7  Elect Clarence Otis, Jr.  Management  For  Voted - For 
1.8  Elect Daniel H. Schulman  Management  For  Voted - For 
1.9  Elect Rodney E. Slater  Management  For  Voted - For 
1.10  Elect Carol B. Tome  Management  For  Voted - For 
1.11  Elect Hans E. Vestberg  Management  For  Voted - For 
1.12  Elect Gregory G. Weaver  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Government       
  Takedown Requests  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding a Policy to Prohibit       
  Political and Electioneering Expenditures  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Amendment to       
  Clawback Policy  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
VIATRIS INC.       
Security ID: 92556V106 Ticker: VTRS       
Meeting Date: 09-Dec-22       
1.1  Elect W. Don Cornwell  Management  For  Voted - For 
1.2  Elect Harry A. Korman  Management  For  Voted - For 
1.3  Elect Rajiv Malik  Management  For  Voted - For 
1.4  Elect Richard A. Mark  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
VIBRA ENERGIA S.A.       
Security ID: P9785J111 Ticker: VBBR3       
Meeting Date: 11-Aug-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Approve Acquisition (Comerc Participacoes S.A.)  Management  For  Voted - For 
4  Amendments to Articles  Management  For  Voted - Against 
5  Instructions if Meeting is Held on Second Call  Management  Against  Voted - For 
Meeting Date: 27-Apr-23       
1.1  Elect David Zylbersztajn  Management  For  Voted - For 

 

419

 

LSV Global Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Ana Paula Teixeira de Sousa  Management  For  Voted - For 
1.3  Elect Paulo Euclides Bonzanini  Management  For  Voted - For 
1.4  Elect Rinaldo Pecchio Junior  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Accounts and Reports  Management  For  Voted - For 
6  Capital Expenditure Budget  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Remuneration Policy  Management  For  Voted - Against 
9  Instructions if Meeting is Held on Second Call  Management  For  Voted - Against 
VMWARE, INC.       
Security ID: 928563402 Ticker: VMW       
Meeting Date: 12-Jul-22       
1.1  Elect Nicole Anasenes  Management  For  Voted - For 
1.2  Elect Marianne C. Brown  Management  For  Voted - For 
1.3  Elect Paul Sagan  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
Meeting Date: 04-Nov-22       
1  Broadcom Transaction  Management  For  Voted - For 
2  Advisory Vote on Golden Parachutes  Management  For  Voted - For 
3  Right to Adjourn Meeting  Management  For  Voted - For 
4  Director & Officer Liability/Indemnification  Management  For  Voted - For 
VOLKSWAGEN AG       
Security ID: D94523145 Ticker: VOW       
Meeting Date: 16-Dec-22       
1  Non-Voting Meeting Note  N/A    Non-Voting 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Special Dividend  Management  For  Voted - For 
7  Non-Voting Meeting Note  N/A    Non-Voting 
8  Non-Voting Meeting Note  N/A    Non-Voting 

 

420

 

LSV Global Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
VOLVO AB       
Security ID: 928856301 Ticker: VOLVB       
Meeting Date: 04-Apr-23       
1.1  Elect Matti Alahuhta  Management  For  Voted - For 
1.2  Elect Bo Annvik  Management  For  Voted - Against 
1.3  Elect Jan Carlson  Management  For  Voted - For 
1.4  Elect Eric A. Elzvik  Management  For  Voted - For 
1.5  Elect Martha Finn Brooks  Management  For  Voted - For 
1.6  Elect Kurt Jofs  Management  For  Voted - For 
1.7  Elect Martin Lundstedt  Management  For  Voted - For 
1.8  Elect Kathryn V. Marinello  Management  For  Voted - For 
1.9  Elect Martina Merz  Management  For  Voted - Against 
1.10  Elect Helena Stjernholm  Management  For  Voted - For 
1.11  Elect Carl-Henric Svanberg  Management  For  Voted - For 
1.12  Elect Carl-Henric Svanberg as Chair  Management  For  Voted - For 
1.13  Elect Par Boman as a Nomination Committee Member  Management  For  Voted - For 
1.14  Elect Anders Oscarsson as a Nomination Committee       
  Member  Management  For  Voted - For 
1.15  Elect Magnus Billing as a Nomination Committee       
  Member  Management  For  Voted - For 
1.16  Elect Anders Algotsson as a Nomination Committee       
  Member  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Non-Voting Meeting Note  N/A    Non-Voting 
5  Non-Voting Meeting Note  N/A    Non-Voting 
6  Non-Voting Agenda Item  N/A    Non-Voting 
7  Election of Presiding Chair  Management  For  Voted - For 
8  Non-Voting Agenda Item  N/A    Non-Voting 
9  Agenda  Management  For  Voted - For 
10  Non-Voting Agenda Item  N/A    Non-Voting 
11  Compliance with the Rules of Convocation  Management  For  Voted - For 
12  Non-Voting Agenda Item  N/A    Non-Voting 
13  Non-Voting Agenda Item  N/A    Non-Voting 
14  Accounts and Reports  Management  For  Voted - For 
15  Allocation of Profits/Dividends  Management  For  Voted - For 
16  Ratification of Matti Alahuhta  Management  For  Voted - For 
17  Ratification of Jan Carlson  Management  For  Voted - For 
18  Ratification of Eckhard Cordes  Management  For  Voted - For 
19  Ratification of Eric Elzvik  Management  For  Voted - For 
20  Ratification of Martha Finn Brooks  Management  For  Voted - For 
21  Ratification of Kurt Jofs  Management  For  Voted - For 
22  Ratification of Martin Lundstedt (Board Member)  Management  For  Voted - For 
23  Ratification of Kathryn V. Marinello  Management  For  Voted - For 
24  Ratification of Martina Merz  Management  For  Voted - For 
25  Ratification of Hanne de Mora  Management  For  Voted - For 
26  Ratification of Helena Stjernholm  Management  For  Voted - For 

 

421

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
27  Ratification of Carl-Henric Svanberg  Management  For  Voted - For 
28  Ratification of Lars Ask (Employee Representative)  Management  For  Voted - For 
29  Ratification of Mats Henning (Employee       
  Representative)  Management  For  Voted - For 
30  Ratification of Mikael Sallstrom(Employee       
  Representative)  Management  For  Voted - For 
31  Ratification of Camilla Johansson (Deputy Employee       
  Representative)  Management  For  Voted - For 
32  Ratification of Mari Larsson (Deputy Employee       
  Representative)  Management  For  Voted - For 
33  Ratification of Martin Lundstedt (as CEO)  Management  For  Voted - For 
34  Board Size  Management  For  Voted - For 
35  Number of deputy board members  Management  For  Voted - For 
36  Directors' Fees  Management  For  Voted - For 
37  Authority to Set Auditor's Fees  Management  For  Voted - For 
38  Appointment of Auditor  Management  For  Voted - For 
39  Elect Carl-Henric Svanberg (Chair or the Board) as       
  a Nomination Committee Member  Management  For  Voted - For 
40  Remuneration Report  Management  For  Voted - For 
41  Remuneration Policy  Management  For  Voted - For 
42  Adoption of Share-Based Incentives  Management  For  Voted - For 
43  Non-Voting Meeting Note  N/A    Non-Voting 
44  Non-Voting Meeting Note  N/A    Non-Voting 
WABASH NATIONAL CORPORATION       
Security ID: 929566107 Ticker: WNC       
Meeting Date: 10-May-23       
1.1  Elect Therese M. Bassett  Management  For  Voted - For 
1.2  Elect John G. Boss  Management  For  Voted - For 
1.3  Elect Trent J. Broberg  Management  For  Voted - For 
1.4  Elect Larry J. Magee  Management  For  Voted - For 
1.5  Elect Ann D. Murtlow  Management  For  Voted - Against 
1.6  Elect Sudhanshu S. Priyadarshi  Management  For  Voted - For 
1.7  Elect Scott K. Sorensen  Management  For  Voted - For 
1.8  Elect Stuart A. Taylor, II  Management  For  Voted - For 
1.9  Elect Brent L. Yeagy  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
WALGREENS BOOTS ALLIANCE, INC.       
Security ID: 931427108 Ticker: WBA       
Meeting Date: 26-Jan-23       
1.1  Elect Janice M. Babiak  Management  For  Voted - For 
1.2  Elect Inderpal S. Bhandari  Management  For  Voted - For 
1.3  Elect Rosalind G. Brewer  Management  For  Voted - For 

 

422

 

LSV Global Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Ginger L. Graham  Management  For  Voted - For 
1.5  Elect Bryan C. Hanson  Management  For  Voted - For 
1.6  Elect Valerie B. Jarrett  Management  For  Voted - For 
1.7  Elect John A. Lederer  Management  For  Voted - For 
1.8  Elect Dominic P. Murphy  Management  For  Voted - For 
1.9  Elect Stefano Pessina  Management  For  Voted - For 
1.10  Elect Nancy M. Schlichting  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding External Public       
  Health Costs Created by the Sale of Tobacco Products  Shareholder  Against  Voted - Against 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
WELLS FARGO & COMPANY       
Security ID: 949746101 Ticker: WFC       
Meeting Date: 25-Apr-23       
1.1  Elect Steven D. Black  Management  For  Voted - Against 
1.2  Elect Mark A. Chancy  Management  For  Voted - For 
1.3  Elect Celeste A. Clark  Management  For  Voted - For 
1.4  Elect Theodore F. Craver, Jr.  Management  For  Voted - For 
1.5  Elect Richard K. Davis  Management  For  Voted - For 
1.6  Elect Wayne M. Hewett  Management  For  Voted - Against 
1.7  Elect CeCelia Morken  Management  For  Voted - For 
1.8  Elect Maria R. Morris  Management  For  Voted - For 
1.9  Elect Felicia F. Norwood  Management  For  Voted - For 
1.10  Elect Richard B. Payne, Jr.  Management  For  Voted - For 
1.11  Elect Ronald L. Sargent  Management  For  Voted - For 
1.12  Elect Charles W. Scharf  Management  For  Voted - For 
1.13  Elect Suzanne M. Vautrinot  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with the Paris Agreement  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Transition Plan       
  Report for Financing Activities  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Harassment       
  and Discrimination  Shareholder  Against  Voted - For 
11  Shareholder Proposal Regarding Policy on Freedom of       
  Association  Shareholder  Against  Voted - For 

 

423

 

LSV Global Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
WEST FRASER TIMBER CO. LTD.       
Security ID: 952845105 Ticker: WFG       
Meeting Date: 18-Apr-23       
1.1  Elect Henry H. (Hank) Ketcham  Management  For  Voted - For 
1.2  Elect Doyle N. Beneby  Management  For  Voted - For 
1.3  Elect Reid E. Carter  Management  For  Voted - For 
1.4  Elect Raymond Ferris  Management  For  Voted - For 
1.5  Elect John N. Floren  Management  For  Voted - For 
1.6  Elect Ellis Ketcham Johnson  Management  For  Voted - For 
1.7  Elect Brian G. Kenning  Management  For  Voted - For 
1.8  Elect Marian Lawson  Management  For  Voted - For 
1.9  Elect Colleen M. McMorrow  Management  For  Voted - For 
1.10  Elect Janice G. Rennie  Management  For  Voted - For 
1.11  Elect Gillian D. Winckler  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Board Size  Management  For  Voted - For 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Advisory Vote on Executive Compensation  Management  For  Voted - For 
6  Shareholder Rights Plan Renewal  Management  For  Voted - For 
WESTROCK COMPANY       
Security ID: 96145D105 Ticker: WRK       
Meeting Date: 27-Jan-23       
1.1  Elect Colleen F. Arnold  Management  For  Voted - For 
1.2  Elect Timothy J. Bernlohr  Management  For  Voted - For 
1.3  Elect J. Powell Brown  Management  For  Voted - For 
1.4  Elect Terrell K. Crews  Management  For  Voted - For 
1.5  Elect Russell M. Currey  Management  For  Voted - For 
1.6  Elect Suzan F. Harrison  Management  For  Voted - For 
1.7  Elect Gracia C. Martore  Management  For  Voted - For 
1.8  Elect James E. Nevels  Management  For  Voted - For 
1.9  Elect E. Jean Savage  Management  For  Voted - For 
1.10  Elect David B. Sewell  Management  For  Voted - For 
1.11  Elect Dmitri L. Stockton  Management  For  Voted - For 
1.12  Elect Alan D. Wilson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

424

 



  LSV Global Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
WH GROUP LIMITED       
Security ID: G96007102 Ticker: 0288       
Meeting Date: 06-Jun-23       
1.1  Elect MA Xiangjie  Management  For  Voted - For 
1.2  Elect HUANG Ming  Management  For  Voted - For 
1.3  Elect Don LAU Jin Tin  Management  For  Voted - For 
1.4  Elect ZHOU Hui  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 
4  Accounts and Reports  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
6  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
7  Allocation of Profits/Dividends  Management  For  Voted - For 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - Against 
10  Authority to Issue Repurchased Shares  Management  For  Voted - Against 
11  Amendments to Articles  Management  For  Voted - For 
WHIRLPOOL CORPORATION       
Security ID: 963320106 Ticker: WHR       
Meeting Date: 18-Apr-23       
1.1  Elect Samuel R. Allen  Management  For  Voted - Against 
1.2  Elect Marc R. Bitzer  Management  For  Voted - For 
1.3  Elect Greg Creed  Management  For  Voted - For 
1.4  Elect Diane M. Dietz  Management  For  Voted - For 
1.5  Elect Geraldine Elliott  Management  For  Voted - For 
1.6  Elect Jennifer A. LaClair  Management  For  Voted - For 
1.7  Elect John D. Liu  Management  For  Voted - For 
1.8  Elect James M. Loree  Management  For  Voted - For 
1.9  Elect Harish Manwani  Management  For  Voted - For 
1.10  Elect Patricia K. Poppe  Management  For  Voted - For 
1.11  Elect Larry O. Spencer  Management  For  Voted - For 
1.12  Elect Michael D. White  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of the 2023 Omnibus Stock and Incentive       
  Plan  Management  For  Voted - For 
WINNEBAGO INDUSTRIES, INC.       
Security ID: 974637100 Ticker: WGO       
Meeting Date: 13-Dec-22       
1.1  Elect Kevin E. Bryant  Management  For  Voted - For 

 

425

 

LSV Global Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Richard D. Moss  Management  For  Voted - For 
1.3  Elect John M. Murabito  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
WISTRON CORPORATION       
Security ID: Y96738102 Ticker: 3231       
Meeting Date: 15-Jun-23       
1  Ratification Of The Business Report And Financial       
  Statements Of 2022.  Management  For  Voted - For 
2  Ratification of the Proposal for Distribution of       
  2022 Profits  Management  For  Voted - For 
3  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
WOODSIDE ENERGY GROUP LIMITED       
Security ID: Q98327333 Ticker: WDS       
Meeting Date: 28-Apr-23       
1.1  Re-elect Ian E. Macfarlane  Management  For  Voted - Against 
1.2  Re-elect Larry Archibald  Management  For  Voted - For 
1.3  Re-elect GOH Swee Chen  Management  For  Voted - For 
1.4  Elect Arnaud Breuillac  Management  For  Voted - For 
1.5  Elect Angela A. Minas  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Remuneration Report  Management  For  Voted - Against 
4  Equity Grant (MD/CEO Meg O'Neill)  Management  For  Voted - For 
5  Approve Increase in NEDs' Fee Cap  Management  For  Voted - For 
6  Shareholder Proposal Regarding Facilitating       
  Nonbinding Proposals  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Disclosure of       
  Capital Allocation Alignment With a Net Zero by       
  2050 Scenario  Shareholder  Against  Voted - Against 
XEROX HOLDINGS CORPORATION       
Security ID: 98421M106 Ticker: XRX       
Meeting Date: 25-May-23       
1.1  Elect Steven J. Bandrowczak  Management  For  Voted - For 
1.2  Elect Philip V. Giordano  Management  For  Voted - For 
1.3  Elect Scott Letier  Management  For  Voted - For 
1.4  Elect Jesse A. Lynn  Management  For  Voted - For 
1.5  Elect Nichelle Maynard-Elliott  Management  For  Voted - For 
1.6  Elect Steven D. Miller  Management  For  Voted - For 
1.7  Elect James L. Nelson  Management  For  Voted - Against 
1.8  Elect Margarita Palau-Hernandez  Management  For  Voted - For 

 

426

 

LSV Global Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Performance Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - For 
ZIONS BANCORPORATION, NATIONAL ASSOCIATION       
Security ID: 989701107 Ticker: ZION       
Meeting Date: 05-May-23       
1.1  Elect Maria Contreras-Sweet  Management  For  Voted - For 
1.2  Elect Gary L. Crittenden  Management  For  Voted - For 
1.3  Elect Suren K. Gupta  Management  For  Voted - For 
1.4  Elect Claire A. Huang  Management  For  Voted - For 
1.5  Elect Vivian S. Lee  Management  For  Voted - For 
1.6  Elect Scott J. McLean  Management  For  Voted - For 
1.7  Elect Edward F. Murphy  Management  For  Voted - For 
1.8  Elect Stephen D. Quinn  Management  For  Voted - For 
1.9  Elect Harris H. Simmons  Management  For  Voted - For 
1.10  Elect Aaron B. Skonnard  Management  For  Voted - For 
1.11  Elect Barbara A. Yastine  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 

 

427

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ACADEMY SPORTS AND OUTDOORS, INC.       
Security ID: 00402L107 Ticker: ASO       
Meeting Date: 01-Jun-23       
1.1  Elect Ken C. Hicks  Management  For  Voted - For 
1.2  Elect Beryl B. Raff  Management  For  Voted - For 
1.3  Elect Jeffrey C. Tweedy  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2020 Omnibus Incentive Plan  Management  For  Voted - For 
ACCO BRANDS CORPORATION       
Security ID: 00081T108 Ticker: ACCO       
Meeting Date: 16-May-23       
1.1  Elect Joseph B. Burton  Management  For  Voted - For 
1.2  Elect Kathleen S. Dvorak  Management  For  Voted - For 
1.3  Elect Boris Elisman  Management  For  Voted - For 
1.4  Elect Pradeep Jotwani  Management  For  Voted - For 
1.5  Elect Robert J. Keller  Management  For  Voted - For 
1.6  Elect Thomas Kroeger  Management  For  Voted - For 
1.7  Elect Ronald M. Lombardi  Management  For  Voted - For 
1.8  Elect Graciela Monteagudo  Management  For  Voted - Against 
1.9  Elect E. Mark Rajkowski  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2022 Incentive Plan  Management  For  Voted - Against 
ADEIA INC.       
Security ID: 00676P107 Ticker: ADEA       
Meeting Date: 25-May-23       
1.1  Elect Paul E. Davis  Management  For  Voted - For 
1.2  Elect V. Sue Molina  Management  For  Voted - For 
1.3  Elect Daniel Moloney  Management  For  Voted - For 
1.4  Elect Tonia O'Connor  Management  For  Voted - For 
1.5  Elect Raghavendra Rau  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

428

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ADVANSIX INC.       
Security ID: 00773T101 Ticker: ASIX       
Meeting Date: 15-Jun-23       
1.1  Elect Erin Kane  Management  For  Voted - For 
1.2  Elect Farha Aslam  Management  For  Voted - For 
1.3  Elect Darrell K. Hughes  Management  For  Voted - For 
1.4  Elect Todd D. Karran  Management  For  Voted - For 
1.5  Elect Gena C. Lovett  Management  For  Voted - For 
1.6  Elect Daniel F. Sansone  Management  For  Voted - For 
1.7  Elect Sharon S. Spurlin  Management  For  Voted - For 
1.8  Elect Patrick S. Williams  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
AFFILIATED MANAGERS GROUP, INC.       
Security ID: 008252108 Ticker: AMG       
Meeting Date: 25-May-23       
1.1  Elect Karen Alvingham  Management  For  Voted - For 
1.2  Elect Tracy A. Atkinson  Management  For  Voted - For 
1.3  Elect Dwight D. Churchill  Management  For  Voted - For 
1.4  Elect Jay C. Horgen  Management  For  Voted - For 
1.5  Elect Reuben Jeffery III  Management  For  Voted - For 
1.6  Elect Felix V. Matos Rodriguez  Management  For  Voted - For 
1.7  Elect Tracy P. Palandjian  Management  For  Voted - For 
1.8  Elect David C. Ryan  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
AGCO CORPORATION       
Security ID: 001084102 Ticker: AGCO       
Meeting Date: 27-Apr-23       
1.1  Elect Michael C. Arnold  Management  For  Voted - For 
1.2  Elect Sondra L. Barbour  Management  For  Voted - For 
1.3  Elect Suzanne P. Clark  Management  For  Voted - For 
1.4  Elect Bob De Lange  Management  For  Voted - For 
1.5  Elect Eric P. Hansotia  Management  For  Voted - For 
1.6  Elect George E. Minnich  Management  For  Voted - For 
1.7  Elect Niels Porksen  Management  For  Voted - For 
1.8  Elect David M. Sagehorn  Management  For  Voted - For 
1.9  Elect Mallika Srinivasan  Management  For  Voted - For 

 

429

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect Matthew Tsien  Management  For  Voted - For 
2  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
ALASKA AIR GROUP, INC.       
Security ID: 011659109 Ticker: ALK       
Meeting Date: 04-May-23       
1.1  Elect Patricia M. Bedient  Management  For  Voted - For 
1.2  Elect James A. Beer  Management  For  Voted - For 
1.3  Elect Raymond L. Conner  Management  For  Voted - For 
1.4  Elect Daniel K. Elwell  Management  For  Voted - For 
1.5  Elect Dhiren Fonseca  Management  For  Voted - For 
1.6  Elect Kathleen T. Hogan  Management  For  Voted - For 
1.7  Elect Adrienne R. Lofton  Management  For  Voted - For 
1.8  Elect Benito Minicucci  Management  For  Voted - For 
1.9  Elect Helvi K. Sandvik  Management  For  Voted - For 
1.10  Elect J. Kenneth Thompson  Management  For  Voted - For 
1.11  Elect Eric K. Yeaman  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
ALTICE USA, INC.       
Security ID: 02156K103 Ticker: ATUS       
Meeting Date: 14-Jun-23       
1.1  Elect Alexandre Fonseca  Management  For  Voted - For 
1.2  Elect Patrick Drahi  Management  For  Voted - For 
1.3  Elect David Drahi  Management  For  Voted - For 
1.4  Elect Dexter Goei  Management  For  Voted - For 
1.5  Elect Mark Mullen  Management  For  Voted - Against 
1.6  Elect Dennis Okhuijsen  Management  For  Voted - For 
1.7  Elect Susan C. Schnabel  Management  For  Voted - For 
1.8  Elect Charles Stewart  Management  For  Voted - Against 
1.9  Elect Raymond Svider  Management  For  Voted - Against 
2  Ratification of Auditor  Management  For  Voted - For 
AMC NETWORKS INC.       
Security ID: 00164V103 Ticker: AMCX       
Meeting Date: 15-Jun-23       
1.1  Elect Matthew C. Blank  Management  For  Voted - For 
1.2  Elect Joseph M. Cohen  Management  For  Voted - For 
1.3  Elect Debra G. Perelman  Management  For  Voted - For 

 

430

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Leonard Tow  Management  For  Voted - Withheld 
1.5  Elect Carl E. Vogel  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Shareholder Proposal Regarding Retention of Shares       
  Until Normal Retirement Age  Shareholder  Against  Voted - For 
AMERICAN ASSETS TRUST, INC.       
Security ID: 024013104 Ticker: AAT       
Meeting Date: 05-Jun-23       
1.1  Elect Ernest S. Rady  Management  For  Voted - For 
1.2  Elect Robert S. Sullivan  Management  For  Voted - For 
1.3  Elect Thomas S. Olinger  Management  For  Voted - For 
1.4  Elect Joy L. Schaefer  Management  For  Voted - Withheld 
1.5  Elect Nina A. Tran  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.       
Security ID: 024061103 Ticker: AXL       
Meeting Date: 04-May-23       
1.1  Elect James A. McCaslin  Management  For  Voted - Against 
1.2  Elect William P. Miller II  Management  For  Voted - For 
1.3  Elect Sandra E. Pierce  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY       
Security ID: 025676206 Ticker: AEL       
Meeting Date: 08-Jun-23       
1.1  Elect Joyce A. Chapman  Management  For  Voted - Withheld 
1.2  Elect Michael E. Hayes  Management  For  Voted - For 
1.3  Elect Robert L. Howe  Management  For  Voted - For 
1.4  Elect William R. Kunkel  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Equity Incentive Plan  Management  For  Voted - For 

 

431

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
AMERICAN FINANCIAL GROUP, INC.       
Security ID: 025932104 Ticker: AFG       
Meeting Date: 17-May-23       
1.1  Elect Carl H. Lindner, III  Management  For  Voted - For 
1.2  Elect S. Craig Lindner  Management  For  Voted - For 
1.3  Elect John B. Berding  Management  For  Voted - For 
1.4  Elect James E. Evans  Management  For  Voted - Withheld 
1.5  Elect Terry S. Jacobs  Management  For  Voted - For 
1.6  Elect Gregory G. Joseph  Management  For  Voted - For 
1.7  Elect Mary Beth Martin  Management  For  Voted - For 
1.8  Elect Amy Y. Murray  Management  For  Voted - For 
1.9  Elect Evans N. Nwankwo  Management  For  Voted - For 
1.10  Elect William W. Verity  Management  For  Voted - Withheld 
1.11  Elect John I. Von Lehman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
AMERICAN WOODMARK CORPORATION       
Security ID: 030506109 Ticker: AMWD       
Meeting Date: 18-Aug-22       
1.1  Elect Latasha M. Akoma  Management  For  Voted - For 
1.2  Elect Andrew B. Cogan  Management  For  Voted - For 
1.3  Elect M. Scott Culbreth  Management  For  Voted - For 
1.4  Elect James G. Davis, Jr.  Management  For  Voted - For 
1.5  Elect Martha M. Hayes  Management  For  Voted - For 
1.6  Elect Daniel T. Hendrix  Management  For  Voted - For 
1.7  Elect David A. Rodriquez  Management  For  Voted - For 
1.8  Elect Vance W. Tang  Management  For  Voted - For 
1.9  Elect Emily C. Videtto  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
AMKOR TECHNOLOGY, INC.       
Security ID: 031652100 Ticker: AMKR       
Meeting Date: 16-May-23       
1.1  Elect James J. Kim  Management  For  Voted - For 
1.2  Elect Susan Y. Kim  Management  For  Voted - For 
1.3  Elect Giel Rutten  Management  For  Voted - For 
1.4  Elect Douglas A. Alexander  Management  For  Voted - For 
1.5  Elect Roger A. Carolin  Management  For  Voted - For 
1.6  Elect Winston J. Churchill  Management  For  Voted - Withheld 

 

432

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Daniel Liao  Management  For  Voted - For 
1.8  Elect MaryFrances McCourt  Management  For  Voted - For 
1.9  Elect Robert R. Morse  Management  For  Voted - For 
1.10  Elect Gil C. Tily  Management  For  Voted - For 
1.11  Elect David N. Watson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
AMN HEALTHCARE SERVICES, INC.       
Security ID: 001744101 Ticker: AMN       
Meeting Date: 17-May-23       
1.1  Elect Jorge A. Caballero  Management  For  Voted - For 
1.2  Elect Mark G. Foletta  Management  For  Voted - For 
1.3  Elect Teri G. Fontenot  Management  For  Voted - For 
1.4  Elect Cary Grace  Management  For  Voted - For 
1.5  Elect R. Jeffrey Harris  Management  For  Voted - For 
1.6  Elect Daphne E. Jones  Management  For  Voted - For 
1.7  Elect Martha H. Marsh  Management  For  Voted - For 
1.8  Elect Sylvia Trent-Adams  Management  For  Voted - For 
1.9  Elect Douglas D. Wheat  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
AMNEAL PHARMACEUTICALS, INC.       
Security ID: 03168L105 Ticker: AMRX       
Meeting Date: 09-May-23       
1.1  Elect Emily Peterson Alva  Management  For  Voted - For 
1.2  Elect Deborah M. Autor  Management  For  Voted - For 
1.3  Elect J. Kevin Buchi  Management  For  Voted - For 
1.4  Elect Jeffrey P. George  Management  For  Voted - For 
1.5  Elect John J. Kiely  Management  For  Voted - For 
1.6  Elect Paul M. Meister  Management  For  Voted - Against 
1.7  Elect Ted Nark  Management  For  Voted - For 
1.8  Elect Chintu Patel  Management  For  Voted - For 
1.9  Elect Chirag Patel  Management  For  Voted - For 
1.10  Elect Gautam Patel  Management  For  Voted - For 
1.11  Elect Shlomo Yanai  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Amendment to the 2018 Incentive Award Plan  Management  For  Voted - For 

 

433

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
APOGEE ENTERPRISES, INC.       
Security ID: 037598109 Ticker: APOG       
Meeting Date: 21-Jun-23       
1.1  Elect Lloyd E. Johnson  Management  For  Voted - For 
1.2  Elect Donald A. Nolan  Management  For  Voted - For 
1.3  Elect Patricia K. Wagner  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.       
Security ID: 03762U105 Ticker: ARI       
Meeting Date: 06-Jun-23       
1.1  Elect Mark C. Biderman  Management  For  Voted - For 
1.2  Elect Pamela G. Carlton  Management  For  Voted - For 
1.3  Elect Brenna Haysom  Management  For  Voted - For 
1.4  Elect Robert A. Kasdin  Management  For  Voted - For 
1.5  Elect Katherine G. Newman  Management  For  Voted - For 
1.6  Elect Eric L. Press  Management  For  Voted - For 
1.7  Elect Scott S. Prince  Management  For  Voted - For 
1.8  Elect Stuart A. Rothstein  Management  For  Voted - For 
1.9  Elect Michael E. Salvati  Management  For  Voted - For 
1.10  Elect Carmencita N.M. Whonder  Management  For  Voted - Withheld 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
APPLE HOSPITALITY REIT, INC.       
Security ID: 03784Y200 Ticker: APLE       
Meeting Date: 18-May-23       
1.1  Elect Glenn W. Bunting  Management  For  Voted - For 
1.2  Elect Jon A. Fosheim  Management  For  Voted - For 
1.3  Elect Kristian M. Gathright  Management  For  Voted - For 
1.4  Elect Carolyn B. Handlon  Management  For  Voted - For 
1.5  Elect Glade M. Knight  Management  For  Voted - For 
1.6  Elect Justin G. Knight  Management  For  Voted - For 
1.7  Elect Blythe J. McGarvie  Management  For  Voted - For 
1.8  Elect L. Hugh Redd  Management  For  Voted - For 
1.9  Elect Howard E. Woolley  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

434

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ARBOR REALTY TRUST, INC.       
Security ID: 038923108 Ticker: ABR       
Meeting Date: 17-May-23       
1.1  Elect Ivan Kaufman  Management  For  Voted - For 
1.2  Elect Melvin F. Lazar  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
ARCBEST CORPORATION       
Security ID: 03937C105 Ticker: ARCB       
Meeting Date: 26-Apr-23       
1.1  Elect Salvatore A. Abbate  Management  For  Voted - For 
1.2  Elect Eduardo F. Conrado  Management  For  Voted - Against 
1.3  Elect Fredrik J. Eliasson  Management  For  Voted - For 
1.4  Elect Michael P. Hogan  Management  For  Voted - For 
1.5  Elect Kathleen D. McElligott  Management  For  Voted - For 
1.6  Elect Judy R. McReynolds  Management  For  Voted - For 
1.7  Elect Craig E. Philip  Management  For  Voted - For 
1.8  Elect Steven L. Spinner  Management  For  Voted - For 
1.9  Elect Janice E. Stipp  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Update the Exculpation Provision  Management  For  Voted - Against 
ASSOCIATED BANC-CORP       
Security ID: 045487105 Ticker: ASB       
Meeting Date: 25-Apr-23       
1.1  Elect R. Jay Gerken  Management  For  Voted - For 
1.2  Elect Judith P. Greffin  Management  For  Voted - For 
1.3  Elect Michael J. Haddad  Management  For  Voted - For 
1.4  Elect Andrew J. Harmening  Management  For  Voted - For 
1.5  Elect Robert A. Jeffe  Management  For  Voted - For 
1.6  Elect Eileen A. Kamerick  Management  For  Voted - For 
1.7  Elect Gale E. Klappa  Management  For  Voted - For 
1.8  Elect Cory L. Nettles  Management  For  Voted - For 
1.9  Elect Karen T. van Lith  Management  For  Voted - For 
1.10  Elect John B. Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

435

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ATKORE INC.       
Security ID: 047649108 Ticker: ATKR       
Meeting Date: 27-Jan-23       
1.1  Elect Jeri L. Isbell  Management  For  Voted - For 
1.2  Elect Wilbert W. James, Jr.  Management  For  Voted - For 
1.3  Elect Betty R. Johnson  Management  For  Voted - For 
1.4  Elect Justin A. Kershaw  Management  For  Voted - For 
1.5  Elect Scott H. Muse  Management  For  Voted - For 
1.6  Elect Michael V. Schrock  Management  For  Voted - For 
1.7  Elect William R. VanArsdale  Management  Abstain  Voted - Abstain 
1.8  Elect William E. Waltz Jr.  Management  For  Voted - For 
1.9  Elect A. Mark Zeffiro  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
ATLANTIC UNION BANKSHARES CORPORATION       
Security ID: 04911A107 Ticker: AUB       
Meeting Date: 02-May-23       
1.1  Elect John C. Asbury  Management  For  Voted - For 
1.2  Elect Patrick E. Corbin  Management  For  Voted - For 
1.3  Elect Heather M. Cox  Management  For  Voted - For 
1.4  Elect Rilla S. Delorier  Management  For  Voted - For 
1.5  Elect Frank Russell Ellett  Management  For  Voted - For 
1.6  Elect Patrick J. McCann  Management  For  Voted - For 
1.7  Elect Thomas P. Rohman  Management  For  Voted - For 
1.8  Elect Linda V. Schreiner  Management  For  Voted - For 
1.9  Elect Thomas G. Snead, Jr.  Management  For  Voted - Against 
1.10  Elect Ronald L. Tillett  Management  For  Voted - For 
1.11  Elect Keith L. Wampler  Management  For  Voted - For 
1.12  Elect F. Blair Wimbush  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
ATLAS AIR WORLDWIDE HOLDINGS, INC.       
Security ID: 049164205 Ticker: AAWW       
Meeting Date: 29-Nov-22       
1  Acquisition by Apollo Global Management  Management  For  Voted - For 
2  Advisory Vote on Golden Parachutes  Management  For  Voted - Against 
3  Right to Adjourn Meeting  Management  For  Voted - For 

 

436

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
AUDACY, INC.       
Security ID: 05070N103 Ticker: AUD       
Meeting Date: 24-May-23       
1.1  Elect David J. Field  Management  For  Voted - For 
1.2  Elect Joseph M. Field  Management  For  Voted - For 
1.3  Elect David J. Berkman  Management  For  Voted - For 
2  Reverse Stock Split  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
5  Ratification of Auditor  Management  For  Voted - For 
AUTONATION, INC.       
Security ID: 05329W102 Ticker: AN       
Meeting Date: 19-Apr-23       
1.1  Elect Rick L. Burdick  Management  For  Voted - For 
1.2  Elect David B. Edelson  Management  For  Voted - For 
1.3  Elect Robert R. Grusky  Management  For  Voted - For 
1.4  Elect Norman K. Jenkins  Management  For  Voted - For 
1.5  Elect Lisa Lutoff-Perlo  Management  For  Voted - For 
1.6  Elect Michael Manley  Management  For  Voted - For 
1.7  Elect G. Mike Mikan  Management  For  Voted - For 
1.8  Elect Jacqueline A. Travisano  Management  For  Voted - Against 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
AVNET, INC.       
Security ID: 053807103 Ticker: AVT       
Meeting Date: 17-Nov-22       
1.1  Elect Rodney C. Adkins  Management  For  Voted - For 
1.2  Elect Carlo Bozotti  Management  For  Voted - For 
1.3  Elect Brenda C. Freeman  Management  For  Voted - For 
1.4  Elect Philip R. Gallagher  Management  For  Voted - For 
1.5  Elect Jo Ann Jenkins  Management  For  Voted - For 
1.6  Elect Oleg Khaykin  Management  For  Voted - For 
1.7  Elect James A. Lawrence  Management  For  Voted - For 
1.8  Elect Ernest E. Maddock  Management  For  Voted - For 
1.9  Elect Avid Modjtabai  Management  For  Voted - For 
1.10  Elect Adalio T. Sanchez  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

437

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
AXCELIS TECHNOLOGIES, INC.       
Security ID: 054540208 Ticker: ACLS       
Meeting Date: 11-May-23       
1.1  Elect CHIU Tzu-Yin  Management  For  Voted - Withheld 
1.2  Elect Joseph P. Keithley  Management  For  Voted - For 
1.3  Elect John T. Kurtzweil  Management  For  Voted - For 
1.4  Elect Russell J. Low  Management  For  Voted - For 
1.5  Elect Mary G. Puma  Management  For  Voted - For 
1.6  Elect Jeanne Quirk  Management  For  Voted - For 
1.7  Elect Thomas M. St. Dennis  Management  For  Voted - For 
1.8  Elect Jorge Titinger  Management  For  Voted - For 
1.9  Elect Dipti Vachani  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
AXIS CAPITAL HOLDINGS LIMITED       
Security ID: G0692U109 Ticker: AXS       
Meeting Date: 04-May-23       
1.1  Elect W. Marston Becker  Management  For  Voted - For 
1.2  Elect Michael Millegan  Management  For  Voted - For 
1.3  Elect Thomas C. Ramey  Management  For  Voted - For 
1.4  Elect Lizabeth H. Zlatkus  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2017 Long-Term Equity Compensation       
  Plan  Management  For  Voted - For 
5  Ratification of Auditor and Authority to Set Fees  Management  For  Voted - For 
B. RILEY FINANCIAL, INC.       
Security ID: 05580M108 Ticker: RILY       
Meeting Date: 23-May-23       
1.1  Elect Bryant R. Riley  Management  For  Voted - For 
1.2  Elect Thomas J. Kelleher  Management  For  Voted - For 
1.3  Elect Robert L. Antin  Management  For  Voted - For 
1.4  Elect Tammy Brandt  Management  For  Voted - For 
1.5  Elect Robert D'Agostino  Management  For  Voted - For 
1.6  Elect Renee E. LaBran  Management  For  Voted - For 
1.7  Elect Randall E. Paulson  Management  For  Voted - For 
1.8  Elect Michael J. Sheldon  Management  For  Voted - For 
1.9  Elect Mimi K. Walters  Management  For  Voted - Against 
2  Ratification of Auditor  Management  For  Voted - For 

 

438

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
BANC OF CALIFORNIA, INC.       
Security ID: 05990K106 Ticker: BANC       
Meeting Date: 11-May-23       
1.1  Elect James A. Barker  Management  For  Voted - For 
1.2  Elect Mary A. Curran  Management  For  Voted - For 
1.3  Elect Shannon F. Eusey  Management  For  Voted - For 
1.4  Elect Bonnie G. Hill  Management  For  Voted - For 
1.5  Elect Dennis P. Kalscheur  Management  For  Voted - For 
1.6  Elect Richard J. Lashley  Management  For  Voted - For 
1.7  Elect Joseph J. Rice  Management  For  Voted - For 
1.8  Elect Vania E. Schlogel  Management  For  Voted - For 
1.9  Elect Jonah F. Schnel  Management  For  Voted - For 
1.10  Elect Robert D. Sznewajs  Management  For  Voted - For 
1.11  Elect Andrew Thau  Management  For  Voted - For 
1.12  Elect Jared M. Wolff  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
BANK OZK       
Security ID: 06417N103 Ticker: OZK       
Meeting Date: 08-May-23       
1.1  Elect Nicholas Brown  Management  For  Voted - For 
1.2  Elect Paula H.J. Cholmondeley  Management  For  Voted - For 
1.3  Elect Beverly Cole  Management  For  Voted - For 
1.4  Elect Robert East  Management  For  Voted - For 
1.5  Elect Kathleen Franklin  Management  For  Voted - For 
1.6  Elect Jeffrey J. Gearhart  Management  For  Voted - For 
1.7  Elect George Gleason  Management  For  Voted - For 
1.8  Elect Peter Kenny  Management  For  Voted - For 
1.9  Elect William A. Koefoed, Jr.  Management  For  Voted - For 
1.10  Elect Elizabeth Musico  Management  For  Voted - For 
1.11  Elect Christopher Orndorff  Management  For  Voted - For 
1.12  Elect Steven Sadoff  Management  For  Voted - For 
1.13  Elect Ross Whipple  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
BANKUNITED, INC.       
Security ID: 06652K103 Ticker: BKU       
Meeting Date: 16-May-23       
1.1  Elect Rajinder P. Singh  Management  For  Voted - For 
1.2  Elect Tere Blanca  Management  For  Voted - For 

 

439

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect John N. DiGiacomo       
    Management  For  Voted - For 
1.4  Elect Michael J. Dowling  Management  For  Voted - For 
1.5  Elect Douglas J. Pauls  Management  For  Voted - For 
1.6  Elect A. Gail Prudenti  Management  For  Voted - For 
1.7  Elect William S. Rubenstein  Management  For  Voted - For 
1.8  Elect Germaine Smith-Baugh, Ed. D.  Management  For  Voted - For 
1.9  Elect Sanjiv Sobti, Ph. D.  Management  For  Voted - For 
1.10  Elect Lynne Wines  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2023 Omnibus Equity Incentive Plan  Management  For  Voted - For 
BERRY CORPORATION (BRY)       
Security ID: 08579X101 Ticker: BRY       
Meeting Date: 23-May-23       
1.1  Elect Renee J. Hornbaker  Management  For  Voted - For 
1.2  Elect Anne L. Mariucci  Management  For  Voted - For 
1.3  Elect Donald L. Paul  Management  For  Voted - For 
1.4  Elect Rajath Shourie  Management  For  Voted - For 
1.5  Elect A. T. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
BLOOMIN' BRANDS, INC.       
Security ID: 094235108 Ticker: BLMN       
Meeting Date: 18-Apr-23       
1.1  Elect Julie Kunkel  Management  For  Voted - For 
1.2  Elect Tara Walpert Levy  Management  For  Voted - For 
1.3  Elect Melanie Marein-Efron  Management  For  Voted - For 
1.4  Elect James R. Craigie  Management  For  Voted - For 
1.5  Elect David J. Deno  Management  For  Voted - For 
1.6  Elect Lawrence V. Jackson  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Permit Shareholders to Call Special Meetings  Management  For  Voted - Abstain 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Right to Call       
  Special Meeting  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding GHG Targets and       
  Alignment with Paris Agreement  Shareholder  Against  Voted - Against 

 

440

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
BRANDYWINE REALTY TRUST       
Security ID: 105368203 Ticker: BDN       
Meeting Date: 25-May-23       
1.1  Elect Reginald DesRoches  Management  For  Voted - For 
1.2  Elect James C. Diggs  Management  For  Voted - For 
1.3  Elect H. Richard Haverstick, Jr.  Management  For  Voted - For 
1.4  Elect Terri A. Herubin  Management  For  Voted - Against 
1.5  Elect Joan Lau  Management  For  Voted - For 
1.6  Elect Charles P. Pizzi  Management  For  Voted - For 
1.7  Elect Gerard H. Sweeney  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
BRIGHTHOUSE FINANCIAL, INC.       
Security ID: 10922N103 Ticker: BHF       
Meeting Date: 08-Jun-23       
1.1  Elect Phillip V. Bancroft  Management  For  Voted - For 
1.2  Elect Irene Chang Britt  Management  For  Voted - For 
1.3  Elect C. Edward Chaplin  Management  For  Voted - For 
1.4  Elect Stephen C. Hooley  Management  For  Voted - For 
1.5  Elect Carol D. Juel  Management  For  Voted - For 
1.6  Elect Eileen A. Mallesch  Management  For  Voted - For 
1.7  Elect Diane E. Offereins  Management  For  Voted - For 
1.8  Elect Eric T. Steigerwalt  Management  For  Voted - For 
1.9  Elect Paul M. Wetzel  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Elimination of Supermajority Requirement  Management  For  Voted - For 
5  Amendment to Articles to Limit the Liability of       
  Certain Officers  Management  For  Voted - Against 
BRISTOW GROUP INC.       
Security ID: 11040G103 Ticker: VTOL       
Meeting Date: 02-Aug-22       
1.1  Elect Christopher Bradshaw  Management  For  Voted - For 
1.2  Elect Lorin L. Brass  Management  For  Voted - For 
1.3  Elect Wesley E. Kern  Management  For  Voted - For 
1.4  Elect Robert J. Manzo  Management  For  Voted - Withheld 
1.5  Elect G. Mark Mickelson  Management  For  Voted - For 
1.6  Elect Maryanne Miller  Management  For  Voted - For 
1.7  Elect Christopher Pucillo  Management  For  Voted - For 

 

441

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect Brian D. Truelove  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  U.S. Citizenship  Management  Against  Voted - For 
Meeting Date: 07-Jun-23       
1.1  Elect Christopher Bradshaw  Management  For  Voted - For 
1.2  Elect Lorin L. Brass  Management  For  Voted - For 
1.3  Elect Wesley E. Kern  Management  For  Voted - For 
1.4  Elect Robert J. Manzo  Management  For  Voted - Withheld 
1.5  Elect G. Mark Mickelson  Management  For  Voted - For 
1.6  Elect Maryanne Miller  Management  For  Voted - For 
1.7  Elect Christopher Pucillo  Management  For  Voted - For 
1.8  Elect Brian D. Truelove  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Amendment to the 2021 Equity Incentive Plan  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
5  U.S. Citizenship  Management  Against  Voted - For 
BROOKLINE BANCORP, INC.       
Security ID: 11373M107 Ticker: BRKL       
Meeting Date: 10-May-23       
1.1  Elect Margaret Boles Fitzgerald  Management  For  Voted - For 
1.2  Elect Bogdan Nowak  Management  For  Voted - Against 
1.3  Elect Merrill W. Sherman  Management  For  Voted - For 
1.4  Elect Peter O. Wilde  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
BUILDERS FIRSTSOURCE, INC.       
Security ID: 12008R107 Ticker: BLDR       
Meeting Date: 14-Jun-23       
1.1  Elect Paul S. Levy  Management  For  Voted - For 
1.2  Elect Cory J. Boydston  Management  For  Voted - For 
1.3  Elect James O'Leary  Management  For  Voted - For 
1.4  Elect Craig A. Steinke  Management  For  Voted - Against 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Adoption of Targets       
  to Achieve Net-zero Emissions by 2050  Shareholder  Against  Voted - Against 

 

442

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
CALIFORNIA RESOURCES CORPORATION       
Security ID: 13057Q305 Ticker: CRC       
Meeting Date: 28-Apr-23       
1.1  Elect Andrew Bremner  Management  For  Voted - Withheld 
1.2  Elect Tiffany Thom Cepak  Management  For  Voted - For 
1.3  Elect James N. Chapman  Management  For  Voted - For 
1.4  Elect Francisco J. Leon  Management  For  Voted - For 
1.5  Elect Mark A. McFarland  Management  For  Voted - For 
1.6  Elect Nicole N. Brady  Management  For  Voted - For 
1.7  Elect Julio M. Quintana  Management  For  Voted - For 
1.8  Elect William B. Roby  Management  For  Voted - For 
1.9  Elect Alejandra Veltmann  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
CAMDEN NATIONAL CORPORATION       
Security ID: 133034108 Ticker: CAC       
Meeting Date: 23-May-23       
1.1  Elect Rebecca Hatfield  Management  For  Voted - For 
1.2  Elect Robert Merrill  Management  For  Voted - For 
1.3  Elect Robin A. Sawyer  Management  For  Voted - For 
1.4  Elect Lawrence J. Sterrs  Management  For  Voted - For 
2  Repeal of Classified Board  Management  For  Voted - For 
3  Elimination of Supermajority Requirement  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
6  Ratification of Auditor  Management  For  Voted - For 
CAPRI HOLDINGS LIMITED       
Security ID: G1890L107 Ticker: CPRI       
Meeting Date: 03-Aug-22       
1.1  Elect Judy Gibbons  Management  For  Voted - For 
1.2  Elect Jane Thompson  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the Omnibus Incentive Plan  Management  For  Voted - For 

 

443

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
CARLYLE SECURED LENDING, INC.       
Security ID: 872280102 Ticker: CGBD       
Meeting Date: 07-Jun-23       
1.1  Elect William H. Wright II  Management  For  Voted - Withheld 
2  Ratification of Auditor  Management  For  Voted - For 
CARRIAGE SERVICES, INC.       
Security ID: 143905107 Ticker: CSV       
Meeting Date: 16-May-23       
1.1  Elect Douglas B. Meehan  Management  For  Voted - Withheld 
1.2  Elect Donald D. Patteson, Jr.  Management  For  Voted - Withheld 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
CARTER'S, INC.       
Security ID: 146229109 Ticker: CRI       
Meeting Date: 17-May-23       
1.1  Elect Rochester Anderson Jr.  Management  For  Voted - For 
1.2  Elect Jeffrey H. Black  Management  For  Voted - For 
1.3  Elect Hali Borenstein  Management  For  Voted - For 
1.4  Elect Luis A. Borgen  Management  For  Voted - For 
1.5  Elect Michael D. Casey  Management  For  Voted - For 
1.6  Elect Jevin S. Eagle  Management  For  Voted - For 
1.7  Elect Mark P. Hipp  Management  For  Voted - For 
1.8  Elect William J. Montgoris  Management  For  Voted - For 
1.9  Elect Stacey S. Rauch  Management  For  Voted - For 
1.10  Elect Gretchen W. Schar  Management  For  Voted - For 
1.11  Elect Stephanie P. Stahl  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
CATALYST PHARMACEUTICALS, INC.       
Security ID: 14888U101 Ticker: CPRX       
Meeting Date: 19-Sep-22       
1.1  Elect Patrick J. McEnany  Management  For  Voted - For 
1.2  Elect Philip H. Coelho  Management  For  Voted - Against 
1.3  Elect Charles B. O'Keeffe  Management  For  Voted - For 
1.4  Elect David S. Tierney  Management  For  Voted - For 

 

444

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Donald A. Denkhaus  Management  For  Voted - For 
1.6  Elect Richard J. Daly  Management  For  Voted - For 
1.7  Elect Molly Harper  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Transaction of Other Business  Management  For  Voted - Against 
CATHAY GENERAL BANCORP       
Security ID: 149150104 Ticker: CATY       
Meeting Date: 15-May-23       
1.1  Elect Nelson Chung  Management  For  Voted - For 
1.2  Elect Felix S. Fernandez  Management  For  Voted - For 
1.3  Elect Maan-Huei Hung  Management  For  Voted - For 
1.4  Elect Richard Sun  Management  For  Voted - Against 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
CENTRAL PACIFIC FINANCIAL CORP.       
Security ID: 154760409 Ticker: CPF       
Meeting Date: 27-Apr-23       
1.1  Elect Christine H.H. Camp  Management  For  Voted - For 
1.2  Elect Earl E. Fry  Management  For  Voted - For 
1.3  Elect Jason R. Fujimoto  Management  For  Voted - For 
1.4  Elect Jonathan B. Kindred  Management  For  Voted - For 
1.5  Elect Paul J. Kosasa  Management  For  Voted - For 
1.6  Elect Duane K. Kurisu  Management  For  Voted - For 
1.7  Elect Christopher T. Lutes  Management  For  Voted - For 
1.8  Elect Arnold D. Martines  Management  For  Voted - For 
1.9  Elect A. Catherine Ngo  Management  For  Voted - For 
1.10  Elect Saedene K. Ota  Management  For  Voted - For 
1.11  Elect Crystal K. Rose  Management  For  Voted - For 
1.12  Elect Paul K. Yonamine  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of 2023 Stock Compensation Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
CIRRUS LOGIC, INC.       
Security ID: 172755100 Ticker: CRUS       
Meeting Date: 29-Jul-22       
1.1  Elect John C. Carter  Management  For  Voted - For 
1.2  Elect Alexander M. Davern  Management  For  Voted - For 
1.3  Elect Timothy R. Dehne  Management  For  Voted - For 

 

445

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect John M. Forsyth  Management  For  Voted - For 
1.5  Elect Deirdre Hanford  Management  For  Voted - For 
1.6  Elect Raghib Hussain  Management  For  Voted - For 
1.7  Elect Catherine P. Lego  Management  For  Voted - For 
1.8  Elect David J. Tupman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2018 Long Term Incentive Plan  Management  For  Voted - For 
CITY OFFICE REIT, INC.       
Security ID: 178587101 Ticker: CIO       
Meeting Date: 04-May-23       
1.1  Elect John Sweet  Management  For  Voted - For 
1.2  Elect James Farrar  Management  For  Voted - For 
1.3  Elect Michael Mazan  Management  For  Voted - For 
1.4  Elect John McLernon  Management  For  Voted - For 
1.5  Elect Sabah Mirza  Management  For  Voted - Against 
1.6  Elect Mark Murski  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
CIVITAS RESOURCES, INC.       
Security ID: 17888H103 Ticker: CIVI       
Meeting Date: 01-Jun-23       
1.1  Elect Wouter van Kempen  Management  For  Voted - For 
1.2  Elect Deborah L. Byers  Management  For  Voted - For 
1.3  Elect Morris R. Clark  Management  For  Voted - For 
1.4  Elect M.Christopher Doyle  Management  For  Voted - For 
1.5  Elect Carrie M. Fox  Management  For  Voted - For 
1.6  Elect Carrie L. Hudak  Management  For  Voted - For 
1.7  Elect James M. Trimble  Management  For  Voted - For 
1.8  Elect Howard A. Willard III  Management  For  Voted - For 
1.9  Elect Jeffrey E. Wojahn  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment for Shareholders to Call Special Meetings  Management  For  Voted - For 
5  Permit Shareholders to Act by Written Consent  Management  For  Voted - For 
6  Amendment to Articles Limiting the Liability of       
  Certain Officers  Management  For  Voted - Against 
7  Amendment Relating to Filling Board Vacancies  Management  For  Voted - For 
8  Amendment to Add Federal Forum Selection Provision  Management  For  Voted - Against 
9  Amendment to clarify and modernize the Certificate       
  of Incorporation  Management  For  Voted - For 

 

446

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
CNO FINANCIAL GROUP, INC.       
Security ID: 12621E103 Ticker: CNO       
Meeting Date: 10-May-23       
1.1  Elect Gary C. Bhojwani  Management  For  Voted - For 
1.2  Elect Archie M. Brown, Jr.  Management  For  Voted - For 
1.3  Elect Stephen N. David  Management  For  Voted - Against 
1.4  Elect David B. Foss  Management  For  Voted - For 
1.5  Elect Nina Henderson  Management  For  Voted - For 
1.6  Elect Adrianne B Lee  Management  For  Voted - For 
1.7  Elect Daniel R. Maurer  Management  For  Voted - For 
1.8  Elect Chetlur S. Ragavan  Management  For  Voted - For 
1.9  Elect Steven E. Shebik  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
COCA-COLA CONSOLIDATED, INC.       
Security ID: 191098102 Ticker: COKE       
Meeting Date: 09-May-23       
1.1  Elect J. Frank Harrison, III  Management  For  Voted - For 
1.2  Elect Elaine Bowers Coventry  Management  For  Voted - For 
1.3  Elect Sharon A. Decker  Management  For  Voted - Withheld 
1.4  Elect Morgan H. Everett  Management  For  Voted - For 
1.5  Elect James R. Helvey, III  Management  For  Voted - For 
1.6  Elect William H. Jones  Management  For  Voted - For 
1.7  Elect Umesh M. Kasbekar  Management  For  Voted - For 
1.8  Elect David M. Katz  Management  For  Voted - For 
1.9  Elect James H. Morgan  Management  For  Voted - For 
1.10  Elect Dennis A. Wicker  Management  For  Voted - Withheld 
1.11  Elect Richard T. Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Articles Limiting the Liability of       
  Certain Officers  Management  For  Voted - Against 
COMMERCIAL METALS COMPANY       
Security ID: 201723103 Ticker: CMC       
Meeting Date: 11-Jan-23       
1.1  Elect Peter R. Matt  Management  For  Voted - For 
1.2  Elect Sarah E. Raiss  Management  For  Voted - For 

 

447

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
COMMUNITY TRUST BANCORP, INC.       
Security ID: 204149108 Ticker: CTBI       
Meeting Date: 25-Apr-23       
1.1  Elect Charles J. Baird  Management  For  Voted - For 
1.2  Elect Franklin H. Farris, Jr  Management  For  Voted - For 
1.3  Elect Mark A. Gooch  Management  For  Voted - For 
1.4  Elect Eugenia Crittenden Luallen  Management  For  Voted - For 
1.5  Elect Ina Michelle Matthews  Management  For  Voted - For 
1.6  Elect James E. McGhee II  Management  For  Voted - Withheld 
1.7  Elect Franky Minnifield  Management  For  Voted - For 
1.8  Elect M. Lynn Parrish  Management  For  Voted - For 
1.9  Elect Anthony W. St. Charles  Management  For  Voted - For 
1.10  Elect Chad C. Street  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
COMPUTER PROGRAMS AND SYSTEMS, INC.       
Security ID: 205306103 Ticker: CPSI       
Meeting Date: 11-May-23       
1.1  Elect Regina M. Benjamin  Management  For  Voted - Against 
1.2  Elect David A. Dye  Management  For  Voted - For 
1.3  Elect Christopher T. Hjelm  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
CORECIVIC, INC.       
Security ID: 21871N101 Ticker: CXW       
Meeting Date: 11-May-23       
1.1  Elect Donna M. Alvarado  Management  For  Voted - For 
1.2  Elect Robert J. Dennis  Management  For  Voted - For 
1.3  Elect Mark A. Emkes  Management  For  Voted - For 
1.4  Elect Damon T. Hininger  Management  For  Voted - For 
1.5  Elect Stacia A. Hylton  Management  For  Voted - For 
1.6  Elect Harley G. Lappin  Management  For  Voted - For 
1.7  Elect Anne L. Mariucci  Management  For  Voted - For 
1.8  Elect Thurgood Marshall, Jr.  Management  For  Voted - For 
1.9  Elect Devin I. Murphy  Management  For  Voted - Against 
1.10  Elect John R. Prann, Jr.  Management  For  Voted - For 

 

448

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
CORENERGY INFRASTRUCTURE TRUST, INC.       
Security ID: 21870U502 Ticker: CORR       
Meeting Date: 24-May-23       
1.1  Elect Todd E. Banks  Management  For  Voted - For 
1.2  Elect John D. Grier  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
CSG SYSTEMS INTERNATIONAL, INC.       
Security ID: 126349109 Ticker: CSGS       
Meeting Date: 17-May-23       
1.1  Elect Rachel A. Barger  Management  For  Voted - For 
1.2  Elect David G. Barnes  Management  For  Voted - For 
1.3  Elect Rajan Naik  Management  For  Voted - For 
1.4  Elect Haiyan Song  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2005 Stock Incentive Plan  Management  For  Voted - Against 
5  Amendment to Articles to Limit the Liability of       
  Certain Officers  Management  For  Voted - Against 
6  Ratification of Auditor  Management  For  Voted - For 
CTO REALTY GROWTH, INC.       
Security ID: 22948Q101 Ticker: CTO       
Meeting Date: 21-Jun-23       
1.1  Elect John P. Albright  Management  For  Voted - For 
1.2  Elect George R. Brokaw  Management  For  Voted - Against 
1.3  Elect Christopher J. Drew  Management  For  Voted - For 
1.4  Elect Laura M. Franklin  Management  For  Voted - For 
1.5  Elect R. Blakeslee Gable  Management  For  Voted - Against 
1.6  Elect Christopher W. Haga  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2010 Equity Incentive Plan  Management  For  Voted - For 

 

449

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
DELUXE CORPORATION       
Security ID: 248019101 Ticker: DLX       
Meeting Date: 26-Apr-23       
1.1  Elect William C. Cobb  Management  For  Voted - For 
1.2  Elect Paul R. Garcia  Management  For  Voted - For 
1.3  Elect Cheryl Mayberry McKissack  Management  For  Voted - For 
1.4  Elect Barry C. McCarthy  Management  For  Voted - For 
1.5  Elect Don J. McGrath  Management  For  Voted - Withheld 
1.6  Elect Thomas J. Reddin  Management  For  Voted - For 
1.7  Elect Martyn R. Redgrave  Management  For  Voted - For 
1.8  Elect John L. Stauch  Management  For  Voted - For 
1.9  Elect Telisa L. Yancy  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2022 Stock Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
DICK'S SPORTING GOODS, INC.       
Security ID: 253393102 Ticker: DKS       
Meeting Date: 14-Jun-23       
1.1  Elect Mark J. Barrenechea  Management  For  Voted - For 
1.2  Elect Emanuel Chirico  Management  For  Voted - For 
1.3  Elect William J. Colombo  Management  For  Voted - For 
1.4  Elect Anne Fink  Management  For  Voted - For 
1.5  Elect Larry Fitzgerald, Jr.  Management  For  Voted - For 
1.6  Elect Lauren R. Hobart  Management  For  Voted - For 
1.7  Elect Sandeep Lakhmi Mathrani  Management  For  Voted - For 
1.8  Elect Desiree Ralls-Morrison  Management  For  Voted - For 
1.9  Elect Lawrence J. Schorr  Management  For  Voted - Withheld 
1.10  Elect Edward W. Stack  Management  For  Voted - For 
1.11  Elect Larry D. Stone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Articles Regarding Officer Exculpation  Management  For  Voted - Against 
DIME COMMUNITY BANCSHARES, INC.       
Security ID: 25432X102 Ticker: DCOM       
Meeting Date: 25-May-23       
1.1  Elect Kenneth J. Mahon  Management  For  Voted - For 
1.2  Elect Dennis A. Suskind  Management  For  Voted - Withheld 
1.3  Elect Paul M. Aguggia  Management  For  Voted - For 

 

450

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Rosemarie Chen  Management  For  Voted - For 
1.5  Elect Michael P. Devine  Management  For  Voted - For 
1.6  Elect Marcia Z. Hefter  Management  For  Voted - For 
1.7  Elect Mathew Lindenbaum  Management  For  Voted - For 
1.8  Elect Albert E. McCoy, Jr.  Management  For  Voted - For 
1.9  Elect Raymond A. Nielsen  Management  For  Voted - For 
1.10  Elect Kevin M. O'Connor  Management  For  Voted - For 
1.11  Elect Joseph J. Perry  Management  For  Voted - For 
1.12  Elect Kevin Stein  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
DINE BRANDS GLOBAL, INC.       
Security ID: 254423106 Ticker: DIN       
Meeting Date: 11-May-23       
1.1  Elect Howard M. Berk  Management  For  Voted - For 
1.2  Elect Susan M. Collyns  Management  For  Voted - For 
1.3  Elect Richard J. Dahl  Management  For  Voted - For 
1.4  Elect Michael C. Hyter  Management  For  Voted - For 
1.5  Elect Caroline W. Nahas  Management  For  Voted - For 
1.6  Elect Douglas M. Pasquale  Management  For  Voted - For 
1.7  Elect John W. Peyton  Management  For  Voted - For 
1.8  Elect Martha C. Poulter  Management  For  Voted - For 
1.9  Elect Arthur F. Starrs  Management  For  Voted - For 
1.10  Elect Lillian Tomovich  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Elimination of Supermajority Requirement  Management  For  Voted - For 
6  Amendment to Articles Regarding the Exculpation of       
  Officers  Management  For  Voted - Against 
7  Shareholder Proposal Regarding Cage-Free Eggs  Shareholder  Against  Voted - Against 
DIODES INCORPORATED       
Security ID: 254543101 Ticker: DIOD       
Meeting Date: 23-May-23       
1.1  Elect Elizabeth Bull  Management  For  Voted - For 
1.2  Elect Angie Chen Button  Management  For  Voted - For 
1.3  Elect Warren Chen  Management  For  Voted - For 
1.4  Elect Michael R. Giordano  Management  For  Voted - For 
1.5  Elect LU Keh-Shew  Management  For  Voted - For 
1.6  Elect Peter M. Menard  Management  For  Voted - For 
1.7  Elect Christina Wen-Chi Sung  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

451

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
EDGEWELL PERSONAL CARE COMPANY       
Security ID: 28035Q102 Ticker: EPC       
Meeting Date: 03-Feb-23       
1.1  Elect Robert W. Black  Management  For  Voted - For 
1.2  Elect George R. Corbin  Management  For  Voted - For 
1.3  Elect Carla Hendra  Management  For  Voted - For 
1.4  Elect John C. Hunter, III  Management  For  Voted - For 
1.5  Elect James C. Johnson  Management  For  Voted - Against 
1.6  Elect Rod R. Little  Management  For  Voted - For 
1.7  Elect Joseph D. O'Leary  Management  For  Voted - For 
1.8  Elect Rakesh Sachdev  Management  For  Voted - For 
1.9  Elect Swan Sit  Management  For  Voted - For 
1.10  Elect Gary K. Waring  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2018 Stock Incentive Plan  Management  For  Voted - For 
EMCOR GROUP, INC.       
Security ID: 29084Q100 Ticker: EME       
Meeting Date: 08-Jun-23       
1.1  Elect John W. Altmeyer  Management  For  Voted - For 
1.2  Elect Anthony J. Guzzi  Management  For  Voted - For 
1.3  Elect Ronald L. Johnson  Management  For  Voted - For 
1.4  Elect Carol P. Lowe  Management  For  Voted - For 
1.5  Elect M. Kevin McEvoy  Management  For  Voted - For 
1.6  Elect William P. Reid  Management  For  Voted - For 
1.7  Elect Steven B. Schwarzwaelder  Management  For  Voted - For 
1.8  Elect Robin A. Walker-Lee  Management  For  Voted - For 
1.9  Elect Rebecca A. Weyenberg  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Authorization of Board to Set Board Size  Management  For  Voted - Against 
5  Amendment to Articles to Reflect Delaware Law       
  Provisions Regarding Officer Exculpation  Management  For  Voted - Against 
6  Amendment to the Certificate of Incorporation to       
  Select an Exclusive Forum  Management  For  Voted - Against 
7  Ratification of Auditor  Management  For  Voted - For 
8  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 

 

452

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ENERGIZER HOLDINGS, INC.       
Security ID: 29272W109 Ticker: ENR       
Meeting Date: 30-Jan-23       
1.1  Elect Carlos Abrams-Rivera  Management  For  Voted - For 
1.2  Elect Cynthia J. Brinkley  Management  For  Voted - For 
1.3  Elect Rebecca Frankiewicz  Management  For  Voted - For 
1.4  Elect Kevin J. Hunt  Management  For  Voted - For 
1.5  Elect James C. Johnson  Management  For  Voted - For 
1.6  Elect Mark S. LaVigne  Management  For  Voted - For 
1.7  Elect Patrick J. Moore  Management  For  Voted - For 
1.8  Elect Donal L. Mulligan  Management  For  Voted - For 
1.9  Elect Nneka L. Rimmer  Management  For  Voted - For 
1.10  Elect Robert V. Vitale  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2023 Omnibus Incentive Plan  Management  For  Voted - For 
ENNIS, INC.       
Security ID: 293389102 Ticker: EBF       
Meeting Date: 14-Jul-22       
1.1  Elect John R. Blind  Management  For  Voted - For 
1.2  Elect Barbara T. Clemens  Management  For  Voted - For 
1.3  Elect Michael J. Schaefer  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Transaction of Other Business  Management  For  Voted - Against 
EPR PROPERTIES       
Security ID: 26884U109 Ticker: EPR       
Meeting Date: 24-May-23       
1.1  Elect Peter C. Brown  Management  For  Voted - For 
1.2  Elect John P. Case III  Management  For  Voted - For 
1.3  Elect James B. Connor  Management  For  Voted - For 
1.4  Elect Virginia E. Shanks  Management  For  Voted - For 
1.5  Elect Gregory K. Silvers  Management  For  Voted - For 
1.6  Elect Robin P. Sterneck  Management  For  Voted - Against 
1.7  Elect Lisa G. Trimberger  Management  For  Voted - For 
1.8  Elect Caixia Ziegler  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

453

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ETHAN ALLEN INTERIORS INC.       
Security ID: 297602104 Ticker: ETD       
Meeting Date: 09-Nov-22       
1.1  Elect M. Farooq Kathwari  Management  For  Voted - For 
1.2  Elect Maria Eugenia Casar  Management  For  Voted - For 
1.3  Elect John Clark  Management  For  Voted - For 
1.4  Elect John J. Dooner, Jr.  Management  For  Voted - For 
1.5  Elect David M. Sable  Management  For  Voted - For 
1.6  Elect Tara J. Stacom  Management  For  Voted - For 
1.7  Elect Cynthia Ekberg Tsai  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
EVERTEC, INC.       
Security ID: 30040P103 Ticker: EVTC       
Meeting Date: 25-May-23       
1.1  Elect Frank G. D'Angelo  Management  For  Voted - For 
1.2  Elect Morgan M. Schuessler, Jr.  Management  For  Voted - For 
1.3  Elect Kelly H. Barrett  Management  For  Voted - For 
1.4  Elect Olga Botero  Management  For  Voted - For 
1.5  Elect Jorge A. Junquera  Management  For  Voted - For 
1.6  Elect Ivan Pagan  Management  For  Voted - For 
1.7  Elect Aldo J. Polak  Management  For  Voted - For 
1.8  Elect Alan H. Schumacher  Management  For  Voted - For 
1.9  Elect Brian J. Smith  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Remove Certificate Provisions that No Longer Apply  Management  For  Voted - For 
EXELIXIS, INC.       
Security ID: 30161Q104 Ticker: EXEL       
Meeting Date: 31-May-23       
1.1  Elect Maria C. Freire  Management  For  Voted - For 
1.2  Elect Alan M. Garber  Management  For  Voted - For 
1.3  Elect Michael M. Morrissey  Management  For  Voted - For 
1.4  Elect Stelios Papadopoulos  Management  For  Voted - For 
1.5  Elect George H. Poste  Management  For  Voted - For 
1.6  Elect Julie Anne Smith  Management  For  Voted - For 
1.7  Elect Lance Willsey  Management  For  Voted - For 
1.8  Elect Jacqueline Wright  Management  For  Voted - For 
1.9  Elect Jack L. Wyszomierski  Management  For  Voted - For 
1.10  Elect Tomas J. Heyman  Management  For  Voted - For 

 

454

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect Robert (Bob) Oliver, Jr.  Management  For  Voted - For 
1.12  Elect David E. Johnson  Management  For  Voted - Withheld 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
F.N.B. CORPORATION       
Security ID: 302520101 Ticker: FNB       
Meeting Date: 10-May-23       
1.1  Elect Pamela A. Bena  Management  For  Voted - Withheld 
1.2  Elect William B. Campbell  Management  For  Voted - Withheld 
1.3  Elect James D. Chiafullo  Management  For  Voted - Withheld 
1.4  Elect Vincent J. Delie, Jr.  Management  For  Voted - For 
1.5  Elect Mary Jo Dively  Management  For  Voted - For 
1.6  Elect David J. Malone  Management  For  Voted - For 
1.7  Elect Frank C. Mencini  Management  For  Voted - Withheld 
1.8  Elect David L. Motley  Management  For  Voted - For 
1.9  Elect Heidi A. Nicholas  Management  For  Voted - For 
1.10  Elect John S. Stanik  Management  For  Voted - For 
1.11  Elect William J. Strimbu  Management  For  Voted - Withheld 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
FINANCIAL INSTITUTIONS, INC.       
Security ID: 317585404 Ticker: FISI       
Meeting Date: 21-Jun-23       
1.1  Elect Donald K. Boswell  Management  For  Voted - Withheld 
1.2  Elect Andrew W. Dorn, Jr.  Management  For  Voted - For 
1.3  Elect Robert M. Glaser  Management  For  Voted - For 
1.4  Elect Bruce W. Harting  Management  For  Voted - For 
1.5  Elect Susan R. Holliday  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
FIRST AMERICAN FINANCIAL CORPORATION       
Security ID: 31847R102 Ticker: FAF       
Meeting Date: 09-May-23       
1.1  Elect Kenneth D. DeGiorgio  Management  For  Voted - For 
1.2  Elect James L. Doti  Management  For  Voted - For 
1.3  Elect Michael D. McKee  Management  For  Voted - For 
1.4  Elect Marsha A. Spence  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

455

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2020 Incentive Compensation Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
FIRST BANCORP.       
Security ID: 318672706 Ticker: FBP       
Meeting Date: 18-May-23       
1.1  Elect Juan Acosta-Reboyras  Management  For  Voted - For 
1.2  Elect Aurelio Aleman  Management  For  Voted - For 
1.3  Elect Luz A. Crespo  Management  For  Voted - For 
1.4  Elect Tracey Dedrick  Management  For  Voted - For 
1.5  Elect Patricia M. Eaves  Management  For  Voted - For 
1.6  Elect Daniel E. Frye  Management  For  Voted - For 
1.7  Elect John A. Heffern  Management  For  Voted - For 
1.8  Elect Roberto R. Herencia  Management  For  Voted - For 
1.9  Elect Felix M. Villamil  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
FIRST BUSEY CORPORATION       
Security ID: 319383204 Ticker: BUSE       
Meeting Date: 24-May-23       
1.1  Elect Samuel P. Banks  Management  For  Voted - For 
1.2  Elect George Barr  Management  For  Voted - For 
1.3  Elect Stanley J. Bradshaw  Management  For  Voted - Withheld 
1.4  Elect Michael D. Cassens  Management  For  Voted - For 
1.5  Elect Van A. Dukeman  Management  For  Voted - For 
1.6  Elect Karen M. Jensen  Management  For  Voted - For 
1.7  Elect Frederic L. Kenney  Management  For  Voted - For 
1.8  Elect Stephen V. King  Management  For  Voted - For 
1.9  Elect Gregory B. Lykins  Management  For  Voted - For 
1.10  Elect Cassandra R. Sanford  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Amendment to the 2020 Equity Incentive Plan  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
FIRST COMMONWEALTH FINANCIAL CORPORATION       
Security ID: 319829107 Ticker: FCF       
Meeting Date: 25-Apr-23       
1.1  Elect Julie A. Caponi  Management  For  Voted - For 
1.2  Elect Ray T. Charley  Management  For  Voted - For 
1.3  Elect Gary R. Claus  Management  For  Voted - For 
1.4  Elect David S. Dahlmann  Management  For  Voted - For 

 

456

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Johnston A. Glass  Management  For  Voted - For 
1.6  Elect Jon L. Gorney  Management  For  Voted - For 
1.7  Elect Jane Grebenc  Management  For  Voted - For 
1.8  Elect David W. Greenfield  Management  For  Voted - Withheld 
1.9  Elect Patricia A. Husic  Management  For  Voted - For 
1.10  Elect Bart E. Johnson  Management  For  Voted - For 
1.11  Elect Luke A. Latimer  Management  For  Voted - For 
1.12  Elect Aradhna M. Oliphant  Management  For  Voted - For 
1.13  Elect T. Michael Price  Management  For  Voted - For 
1.14  Elect Robert J. Ventura  Management  For  Voted - For 
1.15  Elect Stephen A. Wolfe  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
FIRST FINANCIAL CORPORATION       
Security ID: 320218100 Ticker: THFF       
Meeting Date: 19-Apr-23       
1.1  Elect Mark J. Blade  Management  For  Voted - For 
1.2  Elect Gregory L. Gibson  Management  For  Voted - Withheld 
1.3  Elect Norman D. Lowery  Management  For  Voted - For 
1.4  Elect Paul J. Pierson  Management  For  Voted - For 
1.5  Elect Richard J. Shagley  Management  For  Voted - Withheld 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
FLUSHING FINANCIAL CORPORATION       
Security ID: 343873105 Ticker: FFIC       
Meeting Date: 16-May-23       
1.1  Elect John J. McCabe  Management  For  Voted - Against 
1.2  Elect Donna M. O'Brien  Management  For  Voted - For 
1.3  Elect Caren C. Yoh  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
FOOT LOCKER, INC.       
Security ID: 344849104 Ticker: FL       
Meeting Date: 17-May-23       
1.1  Elect Mary N. Dillon  Management  For  Voted - For 
1.2  Elect Virginia C. Drosos  Management  For  Voted - For 
1.3  Elect Alan D. Feldman  Management  For  Voted - For 

 

457

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Guillermo G. Marmol  Management  For  Voted - For 
1.5  Elect Darlene Nicosia  Management  For  Voted - For 
1.6  Elect Steven Oakland  Management  For  Voted - For 
1.7  Elect Ulice Payne, Jr.  Management  For  Voted - For 
1.8  Elect Kimberly Underhill  Management  For  Voted - For 
1.9  Elect Tristan Walker  Management  For  Voted - For 
1.10  Elect Dona D. Young  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Amendment to the 2007 Stock Incentive Plan  Management  For  Voted - For 
4  Approval of the 2023 Employee Stock Purchase Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
FRANKLIN STREET PROPERTIES CORP.       
Security ID: 35471R106 Ticker: FSP       
Meeting Date: 11-May-23       
1.1  Elect George J. Carter  Management  For  Voted - For 
1.2  Elect Georgia Murray  Management  For  Voted - For 
1.3  Elect Brian N. Hansen  Management  For  Voted - For 
1.4  Elect John N. Burke  Management  For  Voted - For 
1.5  Elect Dennis J. McGillicuddy  Management  For  Voted - For 
1.6  Elect Kenneth A. Hoxsie  Management  For  Voted - Against 
1.7  Elect Kathryn P. O'Neill  Management  For  Voted - For 
1.8  Elect Milton P. Wilkins, Jr.  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
FS KKR CAPITAL CORP.       
Security ID: 302635206 Ticker: FSK       
Meeting Date: 03-Aug-22       
1.1  Elect Barbara Adams  Management  For  Voted - For 
1.2  Elect Michael C. Forman  Management  For  Voted - For 
1.3  Elect Jerel A. Hopkins  Management  For  Voted - For 
2  Authority to Sell or Issue Shares Below Net Asset       
  Value  Management  For  Voted - For 
FULTON FINANCIAL CORPORATION       
Security ID: 360271100 Ticker: FULT       
Meeting Date: 16-May-23       
1.1  Elect Jennifer Craighead Carey  Management  For  Voted - For 
1.2  Elect Lisa Crutchfield  Management  For  Voted - For 
1.3  Elect Denise L. Devine  Management  For  Voted - For 
1.4  Elect Steven S. Etter  Management  For  Voted - For 

 

458

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect George K. Martin  Management  For  Voted - For 
1.6  Elect James R. Moxley III  Management  For  Voted - For 
1.7  Elect Curtis J. Myers  Management  For  Voted - For 
1.8  Elect Antoinette M. Pergolin  Management  For  Voted - For 
1.9  Elect Scott A. Snyder  Management  For  Voted - For 
1.10  Elect Ronald H. Spair  Management  For  Voted - For 
1.11  Elect E. Philip Wenger  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the 2023 Director Equity Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
GENESCO INC.       
Security ID: 371532102 Ticker: GCO       
Meeting Date: 22-Jun-23       
1.1  Elect Joanna Barsh  Management  For  Voted - For 
1.2  Elect Matthew M. Bilunas  Management  For  Voted - For 
1.3  Elect Carolyn Bojanowski  Management  For  Voted - For 
1.4  Elect John F. Lambros  Management  For  Voted - For 
1.5  Elect Thurgood Marshall, Jr.  Management  For  Voted - For 
1.6  Elect Angel R. Martinez  Management  For  Voted - For 
1.7  Elect Mary E. Meixelsperger  Management  For  Voted - For 
1.8  Elect Gregory A. Sandfort  Management  For  Voted - For 
1.9  Elect Mimi E. Vaughn  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2020 Equity Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
GENWORTH FINANCIAL, INC.       
Security ID: 37247D106 Ticker: GNW       
Meeting Date: 18-May-23       
1.1  Elect G. Kent Conrad  Management  For  Voted - For 
1.2  Elect Karen E. Dyson  Management  For  Voted - For 
1.3  Elect Jill R. Goodman  Management  For  Voted - For 
1.4  Elect Melina E. Higgins  Management  For  Voted - For 
1.5  Elect Thomas J. McInerney  Management  For  Voted - For 
1.6  Elect Howard D. Mills  Management  For  Voted - For 
1.7  Elect Robert P. Restrepo, Jr.  Management  For  Voted - For 
1.8  Elect Elaine A. Sarsynski  Management  For  Voted - For 
1.9  Elect Ramsey D. Smith  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

459

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
G-III APPAREL GROUP, LTD.       
Security ID: 36237H101 Ticker: GIII       
Meeting Date: 08-Jun-23       
1.1  Elect Morris Goldfarb  Management  For  Voted - For 
1.2  Elect Sammy Aaron  Management  For  Voted - For 
1.3  Elect Thomas J. Brosig  Management  For  Voted - Withheld 
1.4  Elect Joyce F. Brown  Management  For  Voted - For 
1.5  Elect Alan Feller  Management  For  Voted - For 
1.6  Elect Jeffrey Goldfarb  Management  For  Voted - For 
1.7  Elect Victor A Herrero  Management  For  Voted - For 
1.8  Elect Robert L. Johnson  Management  For  Voted - For 
1.9  Elect Patti H. Ongman  Management  For  Voted - Withheld 
1.10  Elect Laura H. Pomerantz  Management  For  Voted - Withheld 
1.11  Elect Michael Shaffer  Management  For  Voted - For 
1.12  Elect Cheryl Vitali  Management  For  Voted - For 
1.13  Elect Richard D. White  Management  For  Voted - Withheld 
1.14  Elect Andrew Yaeger  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
GLADSTONE COMMERCIAL CORPORATION       
Security ID: 376536108 Ticker: GOOD       
Meeting Date: 04-May-23       
1.1  Elect Michela A. English  Management  For  Voted - For 
1.2  Elect Anthony W. Parker  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
GLOBAL NET LEASE, INC.       
Security ID: 379378201 Ticker: GNL       
Meeting Date: 29-Jun-23       
1.1  Elect James L. Nelson  Management  For  Voted - Withheld 
1.2  Elect Edward M. Weil, Jr.  Management  For  Voted - Withheld 
2  Ratification of Auditor  Management  For  Voted - For 
GREAT SOUTHERN BANCORP, INC.       
Security ID: 390905107 Ticker: GSBC       
Meeting Date: 10-May-23       
1.1  Elect Kevin R. Ausburn  Management  For  Voted - For 
1.2  Elect Steven D. Edwards  Management  For  Voted - For 

 

460

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Larry D. Frazier  Management  For  Voted - Withheld 
1.4  Elect Douglas M. Pitt  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
GROUP 1 AUTOMOTIVE, INC.       
Security ID: 398905109 Ticker: GPI       
Meeting Date: 17-May-23       
1.1  Elect Carin M. Barth  Management  For  Voted - For 
1.2  Elect Daryl A. Kenningham  Management  For  Voted - For 
1.3  Elect Steven C. Mizell  Management  For  Voted - For 
1.4  Elect Lincoln Pereira Filho  Management  For  Voted - For 
1.5  Elect Stephen D. Quinn  Management  For  Voted - For 
1.6  Elect Steven P. Stanbrook  Management  For  Voted - For 
1.7  Elect Charles L. Szews  Management  For  Voted - For 
1.8  Elect Anne Taylor  Management  For  Voted - For 
1.9  Elect MaryAnn Wright  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Articles to Limit Liability of Officers  Management  For  Voted - Against 
6  Amendment to the Certificate of Incorporation to       
  Allow Shareholders to Remove Directors  Management  For  Voted - For 
GUESS INC.       
Security ID: 401617105 Ticker: GES       
Meeting Date: 05-May-23       
1.1  Elect Carlos Alberini  Management  For  Voted - For 
1.2  Elect Anthony Chidoni  Management  For  Voted - For 
1.3  Elect Cynthia Livingston  Management  For  Voted - Withheld 
1.4  Elect Maurice Marciano  Management  For  Voted - For 
1.5  Elect Paul Marciano  Management  For  Voted - For 
1.6  Elect Deborah Weinswig  Management  For  Voted - For 
1.7  Elect Alejandro Yemenidjian  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
H&R BLOCK, INC.       
Security ID: 093671105 Ticker: HRB       
Meeting Date: 04-Nov-22       
1.1  Elect Sean H. Cohan  Management  For  Voted - For 
1.2  Elect Robert A. Gerard  Management  For  Voted - For 

 

461

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Anuradha Gupta  Management  For  Voted - For 
1.4  Elect Richard A. Johnson  Management  For  Voted - For 
1.5  Elect Jeffrey J. Jones II  Management  For  Voted - For 
1.6  Elect Mia F. Mends  Management  For  Voted - For 
1.7  Elect Yolande G. Piazza  Management  For  Voted - For 
1.8  Elect Victoria J. Reich  Management  For  Voted - For 
1.9  Elect Matthew E. Winter  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
HANCOCK WHITNEY CORPORATION       
Security ID: 410120109 Ticker: HWC       
Meeting Date: 26-Apr-23       
1.1  Elect Frank E. Bertucci  Management  For  Voted - For 
1.2  Elect Constantine S. Liollio  Management  For  Voted - For 
1.3  Elect Thomas H. Olinde  Management  For  Voted - For 
1.4  Elect Joan C. Teofilo  Management  For  Voted - For 
1.5  Elect C. Richard Wilkins  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
HANMI FINANCIAL CORPORATION       
Security ID: 410495204 Ticker: HAFC       
Meeting Date: 24-May-23       
1.1  Elect John J. Ahn  Management  For  Voted - For 
1.2  Elect Christie K. Chu  Management  For  Voted - For 
1.3  Elect Harry H. Chung  Management  For  Voted - For 
1.4  Elect Bonita I. Lee  Management  For  Voted - For 
1.5  Elect Gloria J. Lee  Management  For  Voted - For 
1.6  Elect David L. Rosenblum  Management  For  Voted - For 
1.7  Elect Thomas J. Williams  Management  For  Voted - For 
1.8  Elect Michael M. Yang  Management  For  Voted - For 
1.9  Elect Gideon Yu  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
HARLEY-DAVIDSON, INC.       
Security ID: 412822108 Ticker: HOG       
Meeting Date: 18-May-23       
1.1  Elect Troy M. Alstead  Management  For  Voted - For 
1.2  Elect Jared D. Dourdeville  Management  For  Voted - For 

 

462

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect James D. Farley, Jr.  Management  For  Voted - For 
1.4  Elect Allan C. Golston  Management  For  Voted - Withheld 
1.5  Elect Sara L. Levinson  Management  For  Voted - For 
1.6  Elect N. Thomas Linebarger  Management  For  Voted - Withheld 
1.7  Elect Rafeh Masood  Management  For  Voted - For 
1.8  Elect Maryrose T. Sylvester  Management  For  Voted - For 
1.9  Elect Jochen Zeitz  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
HAVERTY FURNITURE COMPANIES, INC.       
Security ID: 419596101 Ticker: HVT       
Meeting Date: 08-May-23       
1.1  Elect Michael R. Cote  Management  For  Voted - For 
1.2  Elect L. Allison Dukes  Management  For  Voted - For 
1.3  Elect G. Thomas Hough  Management  For  Voted - For 
2  Approval of the Non-Employee Director Compensation       
  Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
HERSHA HOSPITALITY TRUST       
Security ID: 427825500 Ticker: HT       
Meeting Date: 25-May-23       
1.1  Elect Jackson Hsieh  Management  For  Voted - For 
1.2  Elect Dianna F. Morgan  Management  For  Voted - For 
1.3  Elect John M. Sabin  Management  For  Voted - Against 
1.4  Elect Neil H. Shah  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2012 Equity Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
HF SINCLAIR CORPORATION       
Security ID: 403949100 Ticker: DINO       
Meeting Date: 24-May-23       
1.1  Elect Anne-Marie N. Ainsworth  Management  For  Voted - For 
1.2  Elect Anna C. Catalano  Management  For  Voted - For 
1.3  Elect Leldon E. Echols  Management  For  Voted - For 
1.4  Elect Manuel J. Fernandez  Management  For  Voted - For 
1.5  Elect Timothy Go  Management  For  Voted - For 
1.6  Elect Rhoman J. Hardy  Management  For  Voted - For 

 

463

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect R. Craig Knocke  Management  For  Voted - For 
1.8  Elect Robert J. Kostelnik  Management  For  Voted - Against 
1.9  Elect James H. Lee  Management  For  Voted - For 
1.10  Elect Ross B. Matthews  Management  For  Voted - For 
1.11  Elect Franklin Myers  Management  For  Voted - For 
1.12  Elect Norman J. Szydlowski  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
HILLENBRAND, INC.       
Security ID: 431571108 Ticker: HI       
Meeting Date: 24-Feb-23       
1.1  Elect Daniel C. Hillenbrand  Management  For  Voted - For 
1.2  Elect Neil S. Novich  Management  For  Voted - For 
1.3  Elect Kimberly K. Ryan  Management  For  Voted - For 
1.4  Elect Inderpreet Sawhney  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
HILLTOP HOLDINGS INC.       
Security ID: 432748101 Ticker: HTH       
Meeting Date: 21-Jul-22       
1.1  Elect Rhodes R. Bobbitt  Management  For  Voted - For 
1.2  Elect Tracy A. Bolt  Management  For  Voted - For 
1.3  Elect J. Taylor Crandall  Management  For  Voted - For 
1.4  Elect Hill A. Feinberg  Management  For  Voted - For 
1.5  Elect Gerald J. Ford  Management  For  Voted - For 
1.6  Elect Jeremy B. Ford  Management  For  Voted - For 
1.7  Elect J. Markham Green  Management  For  Voted - For 
1.8  Elect William T. Hill, Jr.  Management  For  Voted - For 
1.9  Elect Charlotte Jones  Management  For  Voted - Withheld 
1.10  Elect Lee Lewis  Management  For  Voted - For 
1.11  Elect Andrew J. Littlefair  Management  For  Voted - For 
1.12  Elect Thomas C. Nichols  Management  For  Voted - For 
1.13  Elect W. Robert Nichols, III  Management  For  Voted - Withheld 
1.14  Elect Kenneth D. Russell  Management  For  Voted - For 
1.15  Elect A. Haag Sherman  Management  For  Voted - Withheld 
1.16  Elect Jonathan S. Sobel  Management  For  Voted - Withheld 
1.17  Elect Robert C. Taylor, Jr.  Management  For  Voted - For 
1.18  Elect Carl B. Webb  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

464

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Approval of the Employee Stock Purchase Plan  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
HOMESTREET, INC.       
Security ID: 43785V102 Ticker: HMST       
Meeting Date: 25-May-23       
1.1  Elect Scott M. Boggs  Management  For  Voted - For 
1.2  Elect Sandra A. Cavanaugh  Management  For  Voted - For 
1.3  Elect Jeffrey D. Green  Management  For  Voted - For 
1.4  Elect Joanne R. Harrell  Management  For  Voted - For 
1.5  Elect Mark K. Mason  Management  For  Voted - For 
1.6  Elect James R. Mitchell, Jr  Management  For  Voted - For 
1.7  Elect Nancy D. Pellegrino  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
HOPE BANCORP, INC.       
Security ID: 43940T109 Ticker: HOPE       
Meeting Date: 18-May-23       
1.1  Elect Kevin S. Kim  Management  For  Voted - For 
1.2  Elect Scott Yoon-Suk Whang  Management  For  Voted - Withheld 
1.3  Elect Steven S. Koh  Management  For  Voted - For 
1.4  Elect Donald D. Byun  Management  For  Voted - For 
1.5  Elect Jinho Doo  Management  For  Voted - For 
1.6  Elect Daisy Y. Ha  Management  For  Voted - For 
1.7  Elect Joon Kyung Kim  Management  For  Voted - For 
1.8  Elect William J. Lewis  Management  For  Voted - For 
1.9  Elect David P. Malone  Management  For  Voted - For 
1.10  Elect Lisa K. Pai  Management  For  Voted - For 
1.11  Elect Mary E. Thigpen  Management  For  Voted - For 
1.12  Elect Dale S. Zuehls  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
HORIZON BANCORP, INC.       
Security ID: 440407104 Ticker: HBNC       
Meeting Date: 04-May-23       
1.1  Elect James B. Dworkin  Management  For  Voted - For 
1.2  Elect Michele M. Magnuson  Management  For  Voted - For 
1.3  Elect Steven W. Reed  Management  For  Voted - For 
1.4  Elect Vanessa P. Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

465

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
HUNTSMAN CORPORATION       
Security ID: 447011107 Ticker: HUN       
Meeting Date: 21-Apr-23       
1.1  Elect Peter R. Huntsman  Management  For  Voted - For 
1.2  Elect Cynthia L. Egan  Management  For  Voted - For 
1.3  Elect Mary C. Beckerle  Management  For  Voted - For 
1.4  Elect Sonia Dula  Management  For  Voted - For 
1.5  Elect Curtis E. Espeland  Management  For  Voted - For 
1.6  Elect Daniele Ferrari  Management  For  Voted - For 
1.7  Elect Jeanne McGovern  Management  For  Voted - For 
1.8  Elect Jose Antonio Munoz Barcelo  Management  For  Voted - For 
1.9  Elect David B. Sewell  Management  For  Voted - For 
1.10  Elect Jan E. Tighe  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Reflect Delaware Law Provisions       
  Regarding Officer Exculpation  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
INDUSTRIAL LOGISTICS PROPERTIES TRUST       
Security ID: 456237106 Ticker: ILPT       
Meeting Date: 01-Jun-23       
1.1  Elect Bruce M. Gans  Management  For  Voted - For 
1.2  Elect Lisa Harris Jones  Management  For  Voted - Withheld 
1.3  Elect Joseph L. Morea  Management  For  Voted - For 
1.4  Elect Kevin C Phelan  Management  For  Voted - For 
1.5  Elect June S. Youngs  Management  For  Voted - For 
1.6  Elect Matthew P. Jordan  Management  For  Voted - For 
1.7  Elect Adam D. Portnoy  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
INFORMATION SERVICES GROUP, INC.       
Security ID: 45675Y104 Ticker: III       
Meeting Date: 27-Apr-23       
1.1  Elect Neil G. Budnick  Management  For  Voted - For 
1.2  Elect Gerald S. Hobbs  Management  For  Voted - Withheld 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

466

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
INGEVITY CORPORATION       
Security ID: 45688C107 Ticker: NGVT       
Meeting Date: 27-Apr-23       
1.1  Elect Jean S. Blackwell  Management  For  Voted - For 
1.2  Elect Luis Fernandez-Moreno  Management  For  Voted - For 
1.3  Elect John C. Fortson  Management  For  Voted - For 
1.4  Elect Diane H. Gulyas  Management  For  Voted - For 
1.5  Elect Bruce D. Hoechner  Management  For  Voted - For 
1.6  Elect Frederick J. Lynch  Management  For  Voted - For 
1.7  Elect Karen G. Narwold  Management  For  Voted - For 
1.8  Elect Daniel F. Sansone  Management  For  Voted - For 
1.9  Elect William J. Slocum  Management  For  Voted - For 
1.10  Elect Benjamin G. Wright  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the 2017 Employee Stock Purchase Plan  Management  For  Voted - For 
INGLES MARKETS, INCORPORATED       
Security ID: 457030104 Ticker: IMKTA       
Meeting Date: 14-Feb-23       
1.1  Elect Ernest E. Ferguson  Management  For  Voted - For 
1.2  Elect John R. Lowden  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Shareholder Proposal Regarding Recapitalization  Shareholder  Against  Voted - For 
INGREDION INCORPORATED       
Security ID: 457187102 Ticker: INGR       
Meeting Date: 19-May-23       
1.1  Elect David B. Fischer  Management  For  Voted - For 
1.2  Elect Paul Hanrahan  Management  For  Voted - For 
1.3  Elect Rhonda L. Jordan  Management  For  Voted - For 
1.4  Elect Gregory B. Kenny  Management  For  Voted - For 
1.5  Elect Charles V. Magro  Management  For  Voted - For 
1.6  Elect Victoria J. Reich  Management  For  Voted - For 
1.7  Elect Catherine A. Suever  Management  For  Voted - For 
1.8  Elect Stephan B. Tanda  Management  For  Voted - For 
1.9  Elect Jorge A. Uribe  Management  For  Voted - For 
1.10  Elect Patricia Verduin  Management  For  Voted - For 
1.11  Elect Dwayne A. Wilson  Management  For  Voted - Against 
1.12  Elect James Zallie  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

467

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of Exclusive Forum Provisions  Management  For  Voted - Against 
6  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - Against 
IRONWOOD PHARMACEUTICALS, INC.       
Security ID: 46333X108 Ticker: IRWD       
Meeting Date: 20-Jun-23       
1.1  Elect Mark G. Currie  Management  For  Voted - Withheld 
1.2  Elect Alexander J. Denner  Management  For  Voted - For 
1.3  Elect Andrew Dreyfus  Management  For  Voted - For 
1.4  Elect Jon R. Duane  Management  For  Voted - For 
1.5  Elect Marla L. Kessler  Management  For  Voted - For 
1.6  Elect Thomas A. McCourt  Management  For  Voted - For 
1.7  Elect Julie H. McHugh  Management  For  Voted - For 
1.8  Elect Catherine Moukheibir  Management  For  Voted - For 
1.9  Elect Jay P. Shepard  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2019 Equity Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
JABIL INC.       
Security ID: 466313103 Ticker: JBL       
Meeting Date: 26-Jan-23       
1.1  Elect Anousheh Ansari  Management  For  Voted - For 
1.2  Elect Christopher S. Holland  Management  For  Voted - For 
1.3  Elect Mark T. Mondello  Management  For  Voted - For 
1.4  Elect John C. Plant  Management  For  Voted - For 
1.5  Elect Steven A. Raymund  Management  For  Voted - Against 
1.6  Elect Thomas A. Sansone  Management  For  Voted - For 
1.7  Elect David M. Stout  Management  For  Voted - For 
1.8  Elect Kathleen A. Walters  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
JOHNSON OUTDOORS INC.       
Security ID: 479167108 Ticker: JOUT       
Meeting Date: 01-Mar-23       
1.1  Elect Paul G. Alexander  Management  For  Voted - For 
1.2  Elect John M. Fahey, Jr.  Management  For  Voted - Withheld 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

468

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Non-Employee Director Stock       
  Ownership Plan  Management  For  Voted - For 
KB HOME       
Security ID: 48666K109 Ticker: KBH       
Meeting Date: 20-Apr-23       
1.1  Elect Jose M. Barra  Management  For  Voted - For 
1.2  Elect Arthur R. Collins  Management  For  Voted - For 
1.3  Elect Dorene C. Dominguez  Management  For  Voted - For 
1.4  Elect Kevin P. Eltife  Management  For  Voted - For 
1.5  Elect Stuart A. Gabriel  Management  For  Voted - For 
1.6  Elect Thomas W. Gilligan  Management  For  Voted - For 
1.7  Elect Jodeen A. Kozlak  Management  For  Voted - For 
1.8  Elect Melissa B. Lora  Management  For  Voted - For 
1.9  Elect Jeffrey T. Mezger  Management  For  Voted - For 
1.10  Elect Brian R. Niccol  Management  For  Voted - For 
1.11  Elect James C. Weaver  Management  For  Voted - Against 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Amendment to the 2014 Equity Incentive Plan  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
KOHL'S CORPORATION       
Security ID: 500255104 Ticker: KSS       
Meeting Date: 10-May-23       
1.1  Elect Michael J. Bender  Management  For  Voted - For 
1.2  Elect Peter Boneparth  Management  For  Voted - For 
1.3  Elect Yael Cosset  Management  For  Voted - For 
1.4  Elect Christine M. Day  Management  For  Voted - For 
1.5  Elect H. Charles Floyd  Management  For  Voted - For 
1.6  Elect Margaret L. Jenkins  Management  For  Voted - For 
1.7  Elect Thomas A. Kingsbury  Management  For  Voted - For 
1.8  Elect Robbin Mitchell  Management  For  Voted - For 
1.9  Elect Jonas Prising  Management  For  Voted - For 
1.10  Elect John E. Schlifske  Management  For  Voted - For 
1.11  Elect Adrianne Shapira  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

469

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
KOPPERS HOLDINGS INC.       
Security ID: 50060P106 Ticker: KOP       
Meeting Date: 04-May-23       
1.1  Elect Leroy M. Ball  Management  For  Voted - For 
1.2  Elect Xudong Feng  Management  For  Voted - For 
1.3  Elect Traci L. Jensen  Management  For  Voted - For 
1.4  Elect David L. Motley  Management  For  Voted - For 
1.5  Elect Albert J. Neupaver  Management  For  Voted - For 
1.6  Elect Andrew D. Sandifer  Management  For  Voted - For 
1.7  Elect Louis L. Testoni  Management  For  Voted - For 
1.8  Elect Stephen R. Tritch  Management  For  Voted - For 
1.9  Elect Sonja M. Wilkerson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
KULICKE AND SOFFA INDUSTRIES, INC.       
Security ID: 501242101 Ticker: KLIC       
Meeting Date: 02-Mar-23       
1.1  Elect Fusen E. Chen  Management  For  Voted - For 
1.2  Elect Gregory F. Milzcik  Management  For  Voted - Withheld 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
LAKELAND BANCORP, INC.       
Security ID: 511637100 Ticker: LBAI       
Meeting Date: 01-Feb-23       
1  Merger with Provident Financial Services, Inc.  Management  For  Voted - For 
2  Advisory Vote on Golden Parachutes  Management  For  Voted - For 
3  Right to Adjourn Meeting  Management  For  Voted - For 
LAZARD LTD       
Security ID: G54050102 Ticker: LAZ       
Meeting Date: 27-Apr-23       
1.1  Elect Kenneth M. Jacobs  Management  For  Voted - For 
1.2  Elect Michelle E. Jarrard  Management  For  Voted - For 
1.3  Elect Iris Knobloch  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

470

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Ratification of Auditor  Management  For  Voted - For 
LOUISIANA-PACIFIC CORPORATION       
Security ID: 546347105 Ticker: LPX       
Meeting Date: 28-Apr-23       
1.1  Elect Jose A. Bayardo  Management  For  Voted - For 
1.2  Elect Stephen E. Macadam  Management  For  Voted - Against 
2  Ratification of Auditor  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
M.D.C. HOLDINGS, INC.       
Security ID: 552676108 Ticker: MDC       
Meeting Date: 17-Apr-23       
1.1  Elect Rafay Farooqui  Management  For  Voted - For 
1.2  Elect David D. Mandarich  Management  For  Voted - For 
1.3  Elect Paris G. Reece, III  Management  For  Voted - For 
1.4  Elect David Siegel  Management  For  Voted - Withheld 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2021 Equity Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
MARRIOTT VACATIONS WORLDWIDE CORPORATION       
Security ID: 57164Y107 Ticker: VAC       
Meeting Date: 12-May-23       
1.1  Elect C. E. Andrews  Management  For  Voted - For 
1.2  Elect William W. McCarten  Management  For  Voted - For 
1.3  Elect William J. Shaw  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Repeal of Classified Board  Management  For  Voted - For 
MATADOR RESOURCES COMPANY       
Security ID: 576485205 Ticker: MTDR       
Meeting Date: 09-Jun-23       
1.1  Elect Joseph Wm. Foran  Management  For  Voted - For 
1.2  Elect Reynald A. Baribault  Management  For  Voted - Against 
1.3  Elect Timothy E. Parker  Management  For  Voted - For 
1.4  Elect Shelley F. Appel  Management  For  Voted - For 

 

471

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
MEDPACE HOLDINGS, INC.       
Security ID: 58506Q109 Ticker: MEDP       
Meeting Date: 19-May-23       
1.1  Elect Brian T. Carley  Management  For  Voted - Withheld 
1.2  Elect Femida H. Gwadry-Sridhar  Management  For  Voted - For 
1.3  Elect Robert O. Kraft  Management  For  Voted - Withheld 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
MERCANTILE BANK CORPORATION       
Security ID: 587376104 Ticker: MBWM       
Meeting Date: 25-May-23       
1.1  Elect David M. Cassard  Management  For  Voted - For 
1.2  Elect Michael S. Davenport  Management  For  Voted - For 
1.3  Elect Michelle L. Eldridge  Management  For  Voted - For 
1.4  Elect Robert B. Kaminski, Jr.  Management  For  Voted - For 
1.5  Elect Michael H. Price  Management  For  Voted - For 
1.6  Elect David B. Ramaker  Management  For  Voted - Withheld 
2  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
MERITAGE HOMES CORPORATION       
Security ID: 59001A102 Ticker: MTH       
Meeting Date: 18-May-23       
1.1  Elect Peter L. Ax  Management  For  Voted - For 
1.2  Elect Gerald W. Haddock  Management  For  Voted - Against 
1.3  Elect Joseph Keough  Management  For  Voted - For 
1.4  Elect Phillippe Lord  Management  For  Voted - For 
1.5  Elect Michael R. Odell  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2018 Stock Incentive Plan  Management  For  Voted - For 

 

472

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
METHODE ELECTRONICS, INC.       
Security ID: 591520200 Ticker: MEI       
Meeting Date: 14-Sep-22       
1.1  Elect Walter J. Aspatore  Management  For  Voted - For 
1.2  Elect David P. Blom  Management  For  Voted - For 
1.3  Elect Therese M. Bobek  Management  For  Voted - For 
1.4  Elect Brian J. Cadwallader  Management  For  Voted - For 
1.5  Elect Bruce K. Crowther  Management  For  Voted - For 
1.6  Elect Darren M. Dawson  Management  For  Voted - For 
1.7  Elect Donald W. Duda  Management  For  Voted - For 
1.8  Elect Janie Goddard  Management  For  Voted - For 
1.9  Elect Mary A. Lindsey  Management  For  Voted - For 
1.10  Elect Angelo V. Pantaleo  Management  For  Voted - For 
1.11  Elect Mark D. Schwabero  Management  For  Voted - For 
1.12  Elect Lawrence B. Skatoff  Management  For  Voted - For 
2  Approval of the 2022 Omnibus Incentive Plan  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
MFA FINANCIAL, INC.       
Security ID: 55272X607 Ticker: MFA       
Meeting Date: 06-Jun-23       
1.1  Elect Laurie S. Goodman  Management  For  Voted - For 
1.2  Elect Richard C. Wald  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the Equity Compensation Plan  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
MGIC INVESTMENT CORPORATION       
Security ID: 552848103 Ticker: MTG       
Meeting Date: 27-Apr-23       
1.1  Elect Analisa M. Allen  Management  For  Voted - For 
1.2  Elect Daniel A. Arrigoni  Management  For  Voted - For 
1.3  Elect C. Edward Chaplin  Management  For  Voted - For 
1.4  Elect Curt S. Culver  Management  For  Voted - For 
1.5  Elect Jay C. Hartzell  Management  For  Voted - For 
1.6  Elect Timothy A. Holt  Management  For  Voted - For 
1.7  Elect Jodeen A. Kozlak  Management  For  Voted - For 
1.8  Elect Michael E. Lehman  Management  For  Voted - For 
1.9  Elect Teresita M. Lowman  Management  For  Voted - For 
1.10  Elect Timothy J. Mattke  Management  For  Voted - For 

 

473

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect Sheryl L. Sculley  Management  For  Voted - For 
1.12  Elect Mark M. Zandi  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
MODINE MANUFACTURING COMPANY       
Security ID: 607828100 Ticker: MOD       
Meeting Date: 21-Jul-22       
1.1  Elect Neil D. Brinker  Management  For  Voted - For 
1.2  Elect Katherine C. Harper  Management  For  Voted - For 
1.3  Elect David J. Wilson  Management  For  Voted - For 
2  Amendment to the 2020 Incentive Compensation Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
MOOG INC.       
Security ID: 615394202 Ticker: MOGA       
Meeting Date: 31-Jan-23       
1.1  Elect Mahesh Narang  Management  For  Voted - For 
1.2  Elect Brenda L. Reichelderfer  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
MR. COOPER GROUP INC.       
Security ID: 62482R107 Ticker: COOP       
Meeting Date: 11-May-23       
1.1  Elect Jay Bray  Management  For  Voted - For 
1.2  Elect Busy Burr  Management  For  Voted - For 
1.3  Elect Roy A. Guthrie  Management  For  Voted - For 
1.4  Elect Daniela Jorge  Management  For  Voted - For 
1.5  Elect Michael Malone  Management  For  Voted - For 
1.6  Elect Shveta Mujumdar  Management  For  Voted - For 
1.7  Elect Tagar Olson  Management  For  Voted - For 
1.8  Elect Steven Scheiwe  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

474

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
MUELLER INDUSTRIES, INC.       
Security ID: 624756102 Ticker: MLI       
Meeting Date: 04-May-23       
1.1  Elect Gregory L. Christopher  Management  For  Voted - For 
1.2  Elect Elizabeth Donovan  Management  For  Voted - Withheld 
1.3  Elect William C. Drummond  Management  For  Voted - For 
1.4  Elect Gary S. Gladstein  Management  For  Voted - For 
1.5  Elect Scott J. Goldman  Management  For  Voted - For 
1.6  Elect John B. Hansen  Management  For  Voted - For 
1.7  Elect Terry Hermanson  Management  For  Voted - For 
1.8  Elect Charles P. Herzog Jr.  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
MURPHY OIL CORPORATION       
Security ID: 626717102 Ticker: MUR       
Meeting Date: 10-May-23       
1.1  Elect Claiborne P. Deming  Management  For  Voted - For 
1.2  Elect Lawrence R. Dickerson  Management  For  Voted - For 
1.3  Elect Michelle A. Earley  Management  For  Voted - For 
1.4  Elect Roger W. Jenkins  Management  For  Voted - For 
1.5  Elect Elisabeth W. Keller  Management  For  Voted - For 
1.6  Elect James V. Kelley  Management  For  Voted - For 
1.7  Elect R. Madison Murphy  Management  For  Voted - For 
1.8  Elect Jeffrey W. Nolan  Management  For  Voted - For 
1.9  Elect Robert N. Ryan, Jr.  Management  For  Voted - For 
1.10  Elect Laura A. Sugg  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
NATIONAL FUEL GAS COMPANY       
Security ID: 636180101 Ticker: NFG       
Meeting Date: 09-Mar-23       
1.1  Elect David C. Carroll  Management  For  Voted - For 
1.2  Elect Steven C. Finch  Management  For  Voted - For 
1.3  Elect Joseph N. Jaggers  Management  For  Voted - For 
1.4  Elect Jeffrey W. Shaw  Management  For  Voted - For 
1.5  Elect Thomas E. Skains  Management  For  Voted - For 
1.6  Elect David F. Smith  Management  For  Voted - For 
1.7  Elect Ronald J. Tanski  Management  For  Voted - For 

 

475

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
NATIONAL HEALTH INVESTORS, INC.       
Security ID: 63633D104 Ticker: NHI       
Meeting Date: 05-May-23       
1.1  Elect W. Andrew Adams  Management  For  Voted - For 
1.2  Elect Tracy M.J. Colden  Management  For  Voted - For 
1.3  Elect Robert A. McCabe, Jr.  Management  For  Voted - Against 
2  Amendment to the 2019 Stock Incentive Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Ratification of Auditor  Management  For  Voted - For 
NAVIENT CORPORATION       
Security ID: 63938C108 Ticker: NAVI       
Meeting Date: 25-May-23       
1.1  Elect Frederick Arnold  Management  For  Voted - For 
1.2  Elect Edward J. Bramson  Management  For  Voted - For 
1.3  Elect Anna Escobedo Cabral  Management  For  Voted - For 
1.4  Elect Larry A. Klane  Management  For  Voted - For 
1.5  Elect Michael A. Lawson  Management  For  Voted - For 
1.6  Elect Linda A. Mills  Management  For  Voted - For 
1.7  Elect John F. Remondi  Management  For  Voted - For 
1.8  Elect Jane J. Thompson  Management  For  Voted - For 
1.9  Elect Laura Simone Unger  Management  For  Voted - For 
1.10  Elect David L. Yowan  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
NEW MOUNTAIN FINANCE CORPORATION       
Security ID: 647551100 Ticker: NMFC       
Meeting Date: 18-Apr-23       
1.1  Elect Steven B. Klinsky  Management  For  Voted - For 
1.2  Elect Daniel B Hebert  Management  For  Voted - For 
1.3  Elect Rome G. Arnold III  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

476

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
NEW YORK COMMUNITY BANCORP, INC.       
Security ID: 649445103 Ticker: NYCB       
Meeting Date: 01-Jun-23       
1.1  Elect Alessandro P. DiNello  Management  For  Voted - For 
1.2  Elect Leslie Dunn  Management  For  Voted - Against 
1.3  Elect Lawrence Rosano, Jr.  Management  For  Voted - For 
1.4  Elect Robert Wann  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Repeal of Classified Board  Management  For  Voted - For 
6  Elimination of Supermajority Requirement  Management  For  Voted - For 
7  Amendment to the 2020 Omnibus Incentive Plan  Management  For  Voted - For 
8  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with the Paris Agreement  Shareholder  For  Voted - For 
NEXSTAR MEDIA GROUP, INC.       
Security ID: 65336K103 Ticker: NXST       
Meeting Date: 15-Jun-23       
1.1  Elect John R. Muse  Management  For  Voted - For 
1.2  Elect I. Martin Pompadur  Management  For  Voted - Against 
2  Repeal of Classified Board  Management  For  Voted - For 
3  Adoption of Federal Forum Provision  Management  For  Voted - Against 
4  Amendment to Articles to Reflect New Delaware Law       
  Provisions Regarding Officer Exculpation  Management  For  Voted - Against 
5  Charter Amendments to Eliminate Certain Provisions       
  that are No Longer Effective or Applicable  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
7  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
8  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
9  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
NORDSTROM, INC.       
Security ID: 655664100 Ticker: JWN       
Meeting Date: 06-Jun-23       
1.1  Elect Stacy Brown-Philpot  Management  For  Voted - For 
1.2  Elect James L. Donald  Management  For  Voted - For 
1.3  Elect Kirsten A. Green  Management  For  Voted - For 
1.4  Elect Glenda G. McNeal  Management  For  Voted - For 
1.5  Elect Erik B. Nordstrom  Management  For  Voted - For 
1.6  Elect Peter E. Nordstrom  Management  For  Voted - For 
1.7  Elect Eric Sprunk  Management  For  Voted - For 

 

477

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect Amie Thuener O'Toole  Management  For  Voted - For 
1.9  Elect Bradley D. Tilden  Management  For  Voted - For 
1.10  Elect Mark J. Tritton  Management  For  Voted - For 
1.11  Elect Atticus Tysen  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2019 Equity Incentive Plan  Management  For  Voted - For 
6  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - For 
7  Advisory Vote on the Extension of the Company's       
  Shareholder Rights Plan until September 19, 2025  Management  For  Voted - Against 
OAKTREE SPECIALTY LENDING CORPORATION       
Security ID: 67401P108 Ticker: OCSL       
Meeting Date: 20-Jan-23       
1.1  Elect John B. Frank  Management  For  Voted - For 
1.2  Elect Bruce Zimmerman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Merger/Acquisition  Management  For  Voted - For 
4  Reverse Stock Split  Management  For  Voted - For 
OAKTREE SPECIALTY LENDING CORPORATION       
Security ID: 67401P405 Ticker: OCSL       
Meeting Date: 17-Mar-23       
1  Authority to Sell or Issue Shares Below Net Asset       
  Value  Management  For  Voted - For 
OCEANFIRST FINANCIAL CORP.       
Security ID: 675234108 Ticker: OCFC       
Meeting Date: 23-May-23       
1.1  Elect Anthony R. Coscia  Management  For  Voted - Withheld 
1.2  Elect Michael D. Devlin  Management  For  Voted - For 
1.3  Elect Jack M. Farris  Management  For  Voted - For 
1.4  Elect Kimberly M. Guadagno  Management  For  Voted - For 
1.5  Elect Nicos Katsoulis  Management  For  Voted - For 
1.6  Elect Joseph J. Lebel III  Management  For  Voted - For 
1.7  Elect Christopher D. Maher  Management  For  Voted - For 
1.8  Elect Joseph M. Murphy, Jr.  Management  For  Voted - For 
1.9  Elect Steven M. Scopellite  Management  For  Voted - For 
1.10  Elect Grace C. Torres  Management  For  Voted - For 
1.11  Elect Patricia L. Turner  Management  For  Voted - For 
1.12  Elect John E. Walsh  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

478

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
OFFICE PROPERTIES INCOME TRUST       
Security ID: 67623C109 Ticker: OPI       
Meeting Date: 13-Jun-23       
1.1  Elect Donna D. Fraiche  Management  For  Voted - For 
1.2  Elect Barbara D. Gilmore  Management  For  Voted - For 
1.3  Elect John L. Harrington  Management  For  Voted - For 
1.4  Elect William A. Lamkin  Management  For  Voted - For 
1.5  Elect Elena B. Poptodorova  Management  For  Voted - For 
1.6  Elect Jeffrey P. Somers  Management  For  Voted - For 
1.7  Elect Mark A. Talley  Management  For  Voted - For 
1.8  Elect Jennifer B. Clark  Management  For  Voted - For 
1.9  Elect Adam D. Portnoy  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
OFG BANCORP       
Security ID: 67103X102 Ticker: OFG       
Meeting Date: 26-Apr-23       
1.1  Elect Julian S. Inclan  Management  For  Voted - For 
1.2  Elect Jose Rafael Fernandez  Management  For  Voted - For 
1.3  Elect Jorge Colon-Gerena  Management  For  Voted - For 
1.4  Elect Nestor de Jesus  Management  For  Voted - For 
1.5  Elect Annette Franqui  Management  For  Voted - For 
1.6  Elect Susan S. Harnett  Management  For  Voted - Withheld 
1.7  Elect Rafael Velez  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2007 Omnibus Performance Incentive       
  Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
O-I GLASS, INC.       
Security ID: 67098H104 Ticker: OI       
Meeting Date: 09-May-23       
1.1  Elect Samuel R. Chapin  Management  For  Voted - For 
1.2  Elect David V. Clark II  Management  For  Voted - For 
1.3  Elect Gordon J. Hardie  Management  For  Voted - For 
1.4  Elect John Humphrey  Management  For  Voted - For 
1.5  Elect Andres A. Lopez  Management  For  Voted - For 

 

479

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Alan J. Murray  Management  For  Voted - Against 
1.7  Elect Hari N. Nair  Management  For  Voted - For 
1.8  Elect Catherine I. Slater  Management  For  Voted - For 
1.9  Elect John H. Walker  Management  For  Voted - For 
1.10  Elect Carol A. Williams  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Amendment to the 2017 Incentive Award Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
OLD NATIONAL BANCORP       
Security ID: 680033107 Ticker: ONB       
Meeting Date: 10-May-23       
1.1  Elect Barbara A. Boigegrain  Management  For  Voted - For 
1.2  Elect Thomas L. Brown  Management  For  Voted - For 
1.3  Elect Kathryn J. Hayley  Management  For  Voted - For 
1.4  Elect Peter J. Henseler  Management  For  Voted - For 
1.5  Elect Daniel S. Hermann  Management  For  Voted - For 
1.6  Elect Ryan C. Kitchell  Management  For  Voted - For 
1.7  Elect Austin M. Ramirez  Management  For  Voted - For 
1.8  Elect Ellen A. Rudnick  Management  For  Voted - For 
1.9  Elect James C. Ryan, III  Management  For  Voted - For 
1.10  Elect Thomas E. Salmon  Management  For  Voted - For 
1.11  Elect Michael L. Scudder  Management  For  Voted - For 
1.12  Elect Rebecca S. Skillman  Management  For  Voted - For 
1.13  Elect Michael J. Small  Management  For  Voted - For 
1.14  Elect Derrick J. Stewart  Management  For  Voted - For 
1.15  Elect Stephen C. Van Arsdell  Management  For  Voted - For 
1.16  Elect Katherine E. White  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the Employee Stock Purchase Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
ORGANON & CO.       
Security ID: 68622V106 Ticker: OGN       
Meeting Date: 06-Jun-23       
1.1  Elect Carrie S. Cox  Management  For  Voted - For 
1.2  Elect Alan Ezekowitz  Management  For  Voted - For 
1.3  Elect Helene D. Gayle  Management  For  Voted - For 
1.4  Elect Deborah Leone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

480

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
PARK-OHIO HOLDINGS CORP.       
Security ID: 700666100 Ticker: PKOH       
Meeting Date: 17-May-23       
1.1  Elect Patrick V. Auletta  Management  For  Voted - For 
1.2  Elect Howard W. Hanna IV  Management  For  Voted - Withheld 
1.3  Elect Dan T. Moore III  Management  For  Voted - For 
2  Amendment to the 2021 Equity and Incentive       
  Compensation Plan  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
5  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
PDC ENERGY, INC.       
Security ID: 69327R101 Ticker: PDCE       
Meeting Date: 24-May-23       
1.1  Elect Barton R. Brookman  Management  For  Voted - For 
1.2  Elect Pamela R. Butcher  Management  For  Voted - For 
1.3  Elect Mark E. Ellis  Management  For  Voted - For 
1.4  Elect Paul J. Korus  Management  For  Voted - For 
1.5  Elect Lynn A. Peterson  Management  For  Voted - For 
1.6  Elect Carlos A. Sabater  Management  For  Voted - For 
1.7  Elect Diana L. Sands  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
PENNANTPARK COMPANIES       
Security ID: 708062104 Ticker: PNNT       
Meeting Date: 07-Feb-23       
1.1  Elect Marshall Brozost  Management  For  Voted - Against 
1.2  Elect Samuel L. Katz  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
PENSKE AUTOMOTIVE GROUP, INC.       
Security ID: 70959W103 Ticker: PAG       
Meeting Date: 11-May-23       
1.1  Elect John D. Barr  Management  For  Voted - For 
1.2  Elect Lisa A. Davis  Management  For  Voted - For 
1.3  Elect Wolfgang Durheimer  Management  For  Voted - For 
1.4  Elect Michael R. Eisenson  Management  For  Voted - For 

 

481

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Robert H. Kurnick, Jr.  Management  For  Voted - For 
1.6  Elect Kimberly J. McWaters  Management  For  Voted - Against 
1.7  Elect Kota Odagiri  Management  For  Voted - For 
1.8  Elect Greg Penske  Management  For  Voted - For 
1.9  Elect Roger S. Penske  Management  For  Voted - For 
1.10  Elect Sandra E. Pierce  Management  For  Voted - For 
1.11  Elect Gregory C. Smith  Management  For  Voted - For 
1.12  Elect Ronald G. Steinhart  Management  For  Voted - For 
1.13  Elect H. Brian Thompson  Management  For  Voted - For 
2  Amendment to Incorporate New Delaware Law       
  Provisions Regarding Officer Exculpation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
PEOPLES BANCORP INC.       
Security ID: 709789101 Ticker: PEBO       
Meeting Date: 23-Feb-23       
1  Merger with Limestone Bancorp, Inc.  Management  For  Voted - For 
2  Right to Adjourn Meeting  Management  For  Voted - For 
Meeting Date: 27-Apr-23       
1.1  Elect Tara M. Abraham  Management  For  Voted - For 
1.2  Elect S. Craig Beam  Management  For  Voted - For 
1.3  Elect David F. Dierker  Management  For  Voted - For 
1.4  Elect James S. Huggins  Management  For  Voted - For 
1.5  Elect Brooke W. James  Management  For  Voted - For 
1.6  Elect Susan D. Rector  Management  For  Voted - For 
1.7  Elect Kevin R. Reeves  Management  For  Voted - For 
1.8  Elect Carol A. Schneeberger  Management  For  Voted - For 
1.9  Elect Frances A. Skinner  Management  For  Voted - For 
1.10  Elect Dwight E. Smith  Management  For  Voted - For 
1.11  Elect Charles W. Sulerzyski  Management  For  Voted - For 
1.12  Elect Michael N. Vittorio  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Amendment to the 2006 Equity Plan  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
PLYMOUTH INDUSTRIAL REIT, INC.       
Security ID: 729640102 Ticker: PLYM       
Meeting Date: 29-Jun-23       
1.1  Elect Philip S. Cottone  Management  For  Voted - For 
1.2  Elect Richard J. DeAgazio  Management  For  Voted - For 
1.3  Elect David G. Gaw  Management  For  Voted - For 

 

482

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect John W. Guinee  Management  For  Voted - For 
1.5  Elect Caitlin Murphy  Management  For  Voted - Withheld 
1.6  Elect Pendleton P. White, Jr.  Management  For  Voted - For 
1.7  Elect Jeffrey E. Witherell  Management  For  Voted - For 
2  Amendment to the 2014 Incentive Award Plan  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
POPULAR, INC.       
Security ID: 733174700 Ticker: BPOP       
Meeting Date: 11-May-23       
1.1  Elect Ignacio Alvarez  Management  For  Voted - For 
1.2  Elect Joaquin E. Bacardi, III  Management  For  Voted - For 
1.3  Elect Alejandro M. Ballester  Management  For  Voted - For 
1.4  Elect Robert Carrady  Management  For  Voted - For 
1.5  Elect Richard L. Carrion  Management  For  Voted - For 
1.6  Elect Betty K. DeVita  Management  For  Voted - For 
1.7  Elect John W. Diercksen  Management  For  Voted - For 
1.8  Elect Maria Luisa Ferre Rangel  Management  For  Voted - For 
1.9  Elect C. Kim Goodwin  Management  For  Voted - For 
1.10  Elect Jose R. Rodriguez  Management  For  Voted - For 
1.11  Elect Alejandro M. Sanchez  Management  For  Voted - For 
1.12  Elect Myrna M. Soto  Management  For  Voted - For 
1.13  Elect Carlos A. Unanue  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
PREMIER FINANCIAL CORP.       
Security ID: 74052F108 Ticker: PFC       
Meeting Date: 25-Apr-23       
1.1  Elect Lee J. Burdman  Management  For  Voted - For 
1.2  Elect Jean A. Hubbard  Management  For  Voted - Withheld 
1.3  Elect Charles D. Niehaus  Management  For  Voted - For 
1.4  Elect Mark A. Robison  Management  For  Voted - For 
1.5  Elect Richard J. Schiraldi  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
PRESTIGE CONSUMER HEALTHCARE INC.       
Security ID: 74112D101 Ticker: PBH       
Meeting Date: 02-Aug-22       
1.1  Elect Ronald M. Lombardi  Management  For  Voted - For 
1.2  Elect John E. Byom  Management  For  Voted - For 
1.3  Elect Celeste A. Clark  Management  For  Voted - For 

 

483

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Christopher J. Coughlin  Management  For  Voted - For 
1.5  Elect Sheila A. Hopkins  Management  For  Voted - For 
1.6  Elect Natale S. Ricciardi  Management  For  Voted - For 
1.7  Elect Dawn M. Zier  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
PRIMORIS SERVICES CORPORATION       
Security ID: 74164F103 Ticker: PRIM       
Meeting Date: 03-May-23       
1.1  Elect Michael E. Ching  Management  For  Voted - For 
1.2  Elect Stephen C. Cook  Management  For  Voted - For 
1.3  Elect David L. King  Management  For  Voted - For 
1.4  Elect Carla S. Mashinski  Management  For  Voted - For 
1.5  Elect Terry D. McCallister  Management  For  Voted - Withheld 
1.6  Elect Thomas E. McCormick  Management  For  Voted - For 
1.7  Elect Jose R. Rodriguez  Management  For  Voted - For 
1.8  Elect John P. Schauerman  Management  For  Voted - For 
1.9  Elect Patricia K. Wagner  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of the 2023 Equity Incentive Plan  Management  For  Voted - For 
PROGRESS SOFTWARE CORPORATION       
Security ID: 743312100 Ticker: PRGS       
Meeting Date: 11-May-23       
1.1  Elect Paul Dacier  Management  For  Voted - For 
1.2  Elect John R. Egan  Management  For  Voted - For 
1.3  Elect Rainer Gawlick  Management  For  Voted - For 
1.4  Elect Yogesh Gupta  Management  For  Voted - For 
1.5  Elect Charles F. Kane  Management  For  Voted - For 
1.6  Elect Samskriti Y. King  Management  For  Voted - For 
1.7  Elect David A. Krall  Management  For  Voted - For 
1.8  Elect Angela T. Tucci  Management  For  Voted - For 
1.9  Elect Vivian M. Vitale  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 1991 Employee Stock Purchase Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 

 

484

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
PROSPECT CAPITAL CORPORATION       
Security ID: 74348T102 Ticker: PSEC       
Meeting Date: 09-Dec-22       
1.1  Elect John F. Barry III  Management  For  Voted - For 
Meeting Date: 09-Jun-23       
1  Authority to Sell or Issue Shares Below Net Asset       
  Value  Management  For  Voted - For 
PVH CORP.       
Security ID: 693656100 Ticker: PVH       
Meeting Date: 22-Jun-23       
1.1  Elect Ajay Bhalla  Management  For  Voted - For 
1.2  Elect Michael M. Calbert  Management  For  Voted - For 
1.3  Elect Brent Callinicos  Management  For  Voted - For 
1.4  Elect George Cheeks  Management  For  Voted - For 
1.5  Elect Stefan Larsson  Management  For  Voted - For 
1.6  Elect G. Penny McIntyre  Management  For  Voted - For 
1.7  Elect Amy McPherson  Management  For  Voted - For 
1.8  Elect Allison Peterson  Management  For  Voted - For 
1.9  Elect Edward R. Rosenfeld  Management  For  Voted - For 
1.10  Elect Judith Amanda Sourry Knox  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment Regarding Officer Exculpation  Management  For  Voted - Against 
5  Amendment to the Stock Incentive Plan  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
QCR HOLDINGS, INC.       
Security ID: 74727A104 Ticker: QCRH       
Meeting Date: 18-May-23       
1.1  Elect James M. Field  Management  For  Voted - For 
1.2  Elect John F. Griesemer  Management  For  Voted - For 
1.3  Elect Elizabeth S. Jacobs  Management  For  Voted - For 
1.4  Elect Marie Z. Ziegler  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

485

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
QUAD/GRAPHICS, INC.       
Security ID: 747301109 Ticker: QUAD       
Meeting Date: 22-May-23       
1.1  Elect Douglas P. Buth  Management  For  Voted - Withheld 
1.2  Elect Beth-Ann Eason  Management  For  Voted - For 
1.3  Elect Kathryn Quadracci Flores  Management  For  Voted - For 
1.4  Elect John C. Fowler  Management  For  Voted - For 
1.5  Elect Stephen M. Fuller  Management  For  Voted - For 
1.6  Elect Christopher B. Harned  Management  For  Voted - For 
1.7  Elect Joel Quadracci  Management  For  Voted - For 
1.8  Elect Jay O. Rothman  Management  For  Voted - For 
1.9  Elect John S. Shiely  Management  For  Voted - Withheld 
2  Amendment to the 2020 Omnibus Incentive Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
QUANEX BUILDING PRODUCTS CORPORATION       
Security ID: 747619104 Ticker: NX       
Meeting Date: 28-Feb-23       
1.1  Elect Susan F. Davis  Management  For  Voted - Against 
1.2  Elect William C. Griffiths  Management  For  Voted - For 
1.3  Elect Bradley E. Hughes  Management  For  Voted - For 
1.4  Elect Jason D. Lippert  Management  For  Voted - For 
1.5  Elect Donald R. Maier  Management  For  Voted - For 
1.6  Elect Meredith W. Mendes  Management  For  Voted - For 
1.7  Elect Curtis M. Stevens  Management  For  Voted - For 
1.8  Elect William E. Waltz Jr.  Management  For  Voted - For 
1.9  Elect George L. Wilson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
QUIDELORTHO CORPORATION       
Security ID: 219798105 Ticker: QDEL       
Meeting Date: 16-May-23       
1.1  Elect Douglas C. Bryant  Management  For  Voted - For 
1.2  Elect Kenneth F. Buechler  Management  For  Voted - For 
1.3  Elect Evelyn S. Dilsaver  Management  For  Voted - For 
1.4  Elect Edward L. Michael  Management  For  Voted - For 
1.5  Elect Mary Lake Polan  Management  For  Voted - For 
1.6  Elect Ann D. Rhoads  Management  For  Voted - For 
1.7  Elect Robert R. Schmidt  Management  For  Voted - For 

 

486

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect Christopher M. Smith  Management  For  Voted - For 
1.9  Elect Matthew W. Strobeck  Management  For  Voted - For 
1.10  Elect Kenneth J. Widder  Management  For  Voted - Withheld 
1.11  Elect Joseph D. Wilkins Jr.  Management  For  Voted - For 
1.12  Elect Stephen H. Wise  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
RADIAN GROUP INC.       
Security ID: 750236101 Ticker: RDN       
Meeting Date: 17-May-23       
1.1  Elect Howard B. Culang  Management  For  Voted - For 
1.2  Elect Fawad Ahmad  Management  For  Voted - For 
1.3  Elect Brad L. Conner  Management  For  Voted - For 
1.4  Elect Debra A. Hess  Management  For  Voted - For 
1.5  Elect Lisa W. Hess  Management  For  Voted - For 
1.6  Elect Brian D. Montgomery  Management  For  Voted - For 
1.7  Elect Lisa Mumford  Management  For  Voted - For 
1.8  Elect Gaetano Muzio  Management  For  Voted - For 
1.9  Elect Gregory V. Serio  Management  For  Voted - For 
1.10  Elect Noel J. Spiegel  Management  For  Voted - For 
1.11  Elect Richard G. Thornberry  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
REDWOOD TRUST, INC.       
Security ID: 758075402 Ticker: RWT       
Meeting Date: 23-May-23       
1.1  Elect Greg H. Kubicek  Management  For  Voted - For 
1.2  Elect Christopher J. Abate  Management  For  Voted - For 
1.3  Elect Armando Falcon  Management  For  Voted - Against 
1.4  Elect Douglas B. Hansen  Management  For  Voted - For 
1.5  Elect Debora D. Horvath  Management  For  Voted - For 
1.6  Elect George W. Madison  Management  For  Voted - For 
1.7  Elect Georganne C. Proctor  Management  For  Voted - For 
1.8  Elect Dashiell I. Robinson  Management  For  Voted - For 
1.9  Elect Faith A. Schwartz  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2014 Incentive Award Plan  Management  For  Voted - For 

 

487

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
REGIONAL MANAGEMENT CORP.       
Security ID: 75902K106 Ticker: RM       
Meeting Date: 18-May-23       
1.1  Elect Philip V. Bancroft  Management  For  Voted - For 
1.2  Elect Robert W. Beck  Management  For  Voted - For 
1.3  Elect Jonathan D. Brown  Management  For  Voted - For 
1.4  Elect Roel C. Campos  Management  For  Voted - Withheld 
1.5  Elect Maria Contreras-Sweet  Management  For  Voted - For 
1.6  Elect Michael R. Dunn  Management  For  Voted - For 
1.7  Elect Steven J. Freiberg  Management  For  Voted - For 
1.8  Elect Sandra K. Johnson  Management  For  Voted - For 
1.9  Elect Carlos Palomares  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
RENAISSANCERE HOLDINGS LTD.       
Security ID: G7496G103 Ticker: RNR       
Meeting Date: 09-May-23       
1.1  Elect David C. Bushnell  Management  For  Voted - For 
1.2  Elect James L. Gibbons  Management  For  Voted - For 
1.3  Elect Shyam Gidumal  Management  For  Voted - For 
1.4  Elect Torsten Jeworrek  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
RITHM CAPITAL CORP.       
Security ID: 64828T201 Ticker: RITM       
Meeting Date: 25-May-23       
1.1  Elect David Saltzman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Incentive Plan  Management  For  Voted - For 
RUSH ENTERPRISES, INC.       
Security ID: 781846308 Ticker: RUSHA       
Meeting Date: 16-May-23       
1.1  Elect W. M. Rush  Management  For  Voted - For 
1.2  Elect Thomas A. Akin  Management  For  Voted - For 

 

488

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Raymond J. Chess  Management  For  Voted - For 
1.4  Elect William H. Cary  Management  For  Voted - For 
1.5  Elect Kennon H. Guglielmo  Management  For  Voted - Withheld 
1.6  Elect Elaine Mendoza  Management  For  Voted - For 
1.7  Elect Troy A. Clarke  Management  For  Voted - For 
2  Amendment to the 2007 Long-Term Incentive Plan  Management  For  Voted - For 
3  Amendment to the 2004 Employee Stock Purchase Plan  Management  For  Voted - For 
4  Increase in Authorized Common Stock (Class A)  Management  For  Voted - For 
5  Increase in Authorized Common Stock (Class B)  Management  For  Voted - Against 
6  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
7  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
8  Ratification of Auditor  Management  For  Voted - For 
RYDER SYSTEM, INC.       
Security ID: 783549108 Ticker: R       
Meeting Date: 05-May-23       
1.1  Elect Robert J. Eck  Management  For  Voted - Against 
1.2  Elect Robert A. Hagemann  Management  For  Voted - For 
1.3  Elect Michael F. Hilton  Management  For  Voted - For 
1.4  Elect Tamara L. Lundgren  Management  For  Voted - For 
1.5  Elect Luis P. Nieto, Jr.  Management  For  Voted - For 
1.6  Elect David G. Nord  Management  For  Voted - For 
1.7  Elect Robert E. Sanchez  Management  For  Voted - For 
1.8  Elect Abbie J. Smith  Management  For  Voted - For 
1.9  Elect E. Follin Smith  Management  For  Voted - For 
1.10  Elect Dmitri L. Stockton  Management  For  Voted - For 
1.11  Elect Charles M. Swoboda  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2019 Equity and Incentive       
  Compensation Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
SABRA HEALTH CARE REIT, INC.       
Security ID: 78573L106 Ticker: SBRA       
Meeting Date: 14-Jun-23       
1.1  Elect Craig Barbarosh  Management  For  Voted - For 
1.2  Elect Katie Cusack  Management  For  Voted - For 
1.3  Elect Michael J. Foster  Management  For  Voted - For 
1.4  Elect Lynne S. Katzmann  Management  For  Voted - For 
1.5  Elect Ann Kono  Management  For  Voted - For 
1.6  Elect Jeffrey A. Malehorn  Management  For  Voted - For 
1.7  Elect Richard K. Matros  Management  For  Voted - For 
1.8  Elect Clifton J. Porter II  Management  For  Voted - For 

 

489

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
SALLY BEAUTY HOLDINGS, INC.       
Security ID: 79546E104 Ticker: SBH       
Meeting Date: 26-Jan-23       
1.1  Elect Rachel R. Bishop  Management  For  Voted - For 
1.2  Elect Jeffrey N. Boyer  Management  For  Voted - For 
1.3  Elect Diana S. Ferguson  Management  For  Voted - For 
1.4  Elect Dorlisa K. Flur  Management  For  Voted - For 
1.5  Elect James M. Head  Management  For  Voted - For 
1.6  Elect Linda Heasley  Management  For  Voted - For 
1.7  Elect Lawrence P. Molloy  Management  For  Voted - For 
1.8  Elect Erin Nealy Cox  Management  For  Voted - For 
1.9  Elect Denise A. Paulonis  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
SANMINA CORPORATION       
Security ID: 801056102 Ticker: SANM       
Meeting Date: 13-Mar-23       
1.1  Elect Jure Sola  Management  For  Voted - For 
1.2  Elect Eugene A. Delaney  Management  For  Voted - For 
1.3  Elect John P. Goldsberry  Management  For  Voted - For 
1.4  Elect David V. Hedley III  Management  For  Voted - For 
1.5  Elect Susan A. Johnson  Management  For  Voted - For 
1.6  Elect Joseph G. Licata, Jr.  Management  For  Voted - For 
1.7  Elect Krish A. Prabhu  Management  For  Voted - For 
1.8  Elect Mario M. Rosati  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Amendment to the 2019 Equity Incentive Plan  Management  For  Voted - For 
SCANSOURCE, INC.       
Security ID: 806037107 Ticker: SCSC       
Meeting Date: 26-Jan-23       
1.1  Elect Michael L. Baur  Management  For  Voted - For 
1.2  Elect Peter C. Browning  Management  For  Voted - Against 
1.3  Elect Frank E. Emory, Jr.  Management  For  Voted - For 
1.4  Elect Charles A. Mathis  Management  For  Voted - For 
1.5  Elect Dorothy F. Ramoneda  Management  For  Voted - For 

 

490

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Jeffrey R. Rodek  Management  For  Voted - For 
1.7  Elect Elizabeth O. Temple  Management  For  Voted - For 
1.8  Elect Charles R. Whitchurch  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
SELECT MEDICAL HOLDINGS CORPORATION       
Security ID: 81619Q105 Ticker: SEM       
Meeting Date: 27-Apr-23       
1.1  Elect Bryan C. Cressey  Management  For  Voted - Against 
1.2  Elect Parvinderjit S. Khanuja  Management  For  Voted - For 
1.3  Elect Robert A. Ortenzio  Management  For  Voted - For 
1.4  Elect Daniel J. Thomas  Management  For  Voted - Against 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
SERVICE PROPERTIES TRUST       
Security ID: 81761L102 Ticker: SVC       
Meeting Date: 12-Jun-23       
1.1  Elect Laurie B. Burns  Management  For  Voted - For 
1.2  Elect Robert E. Cramer  Management  For  Voted - Against 
1.3  Elect Donna D. Fraiche  Management  For  Voted - For 
1.4  Elect John L. Harrington  Management  For  Voted - For 
1.5  Elect William A. Lamkin  Management  For  Voted - For 
1.6  Elect John G. Murray  Management  For  Voted - For 
1.7  Elect Adam D. Portnoy  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
SFL CORPORATION LTD.       
Security ID: G7738W106 Ticker: SFL       
Meeting Date: 30-Sep-22       
1.1  Elect Kathrine Astrup Fredriksen  Management  For  Voted - For 
1.2  Elect Gary Vogel  Management  For  Voted - Against 
1.3  Elect Keesjan Cordia  Management  For  Voted - For 
1.4  Elect James O'Shaughnessy  Management  For  Voted - Against 
1.5  Elect Ole B. Hjertaker  Management  For  Voted - For 
1.6  Elect Will Homan-Russell  Management  For  Voted - For 
2  Board Size  Management  For  Voted - For 

 

491

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Board Vacancies to be Deemed Casual Vacancies and       
  May Be Filled by the Board  Management  For  Voted - For 
4  Directors' Fees  Management  For  Voted - For 
5  Amendment to By-Laws  Management  For  Voted - For 
Meeting Date: 08-May-23       
1.1  Elect Kathrine Astrup Fredriksen  Management  For  Voted - For 
1.2  Elect Gary Vogel  Management  For  Voted - Against 
1.3  Elect Keesjan Cordia  Management  For  Voted - For 
1.4  Elect James O'Shaughnessy  Management  For  Voted - Against 
1.5  Elect Ole B. Hjertaker  Management  For  Voted - For 
1.6  Elect Will Homan-Russell  Management  For  Voted - For 
2  Board Size  Management  For  Voted - For 
3  Board Vacancies to be Deemed Casual Vacancies and       
  May Be Filled by the Board  Management  For  Voted - For 
4  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
5  Directors' Fees  Management  For  Voted - For 
SHOE CARNIVAL, INC.       
Security ID: 824889109 Ticker: SCVL       
Meeting Date: 20-Jun-23       
1.1  Elect J. Wayne Weaver  Management  For  Voted - For 
1.2  Elect Diane Randolph  Management  For  Voted - Against 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2017 Equity Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
SILGAN HOLDINGS INC.       
Security ID: 827048109 Ticker: SLGN       
Meeting Date: 30-May-23       
1.1  Elect Leigh J. Abramson  Management  For  Voted - Withheld 
1.2  Elect Robert B. Lewis  Management  For  Voted - For 
1.3  Elect Niharika Ramdev  Management  For  Voted - For 
2  Amendment to the 2004 Stock Incentive Plan  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

492

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
SIXTH STREET SPECIALTY LENDING, INC.       
Security ID: 83012A109 Ticker: TSLX       
Meeting Date: 25-May-23       
1.1  Elect Joshua Easterly  Management  For  Voted - For 
1.2  Elect Michael Fishman  Management  For  Voted - For 
1.3  Elect Hurley Doddy  Management  For  Voted - Withheld 
2  Ratification of Auditor  Management  For  Voted - For 
3  Authority to Sell or Issue Shares Below Net Asset       
  Value  Management  For  Voted - For 
SMITH & WESSON BRANDS, INC.       
Security ID: 831754106 Ticker: SWBI       
Meeting Date: 12-Sep-22       
1.1  Elect Anita D. Britt  Management  For  Voted - For 
1.2  Elect Fred M. Diaz  Management  For  Voted - For 
1.3  Elect John B. Furman  Management  For  Voted - Withheld 
1.4  Elect Michael F. Golden  Management  For  Voted - For 
1.5  Elect Barry M. Monheit  Management  For  Voted - For 
1.6  Elect Robert L. Scott  Management  For  Voted - For 
1.7  Elect Mark P. Smith  Management  For  Voted - For 
1.8  Elect Denis G. Suggs  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Approval of the 2022 Incentive Stock Plan  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Human Rights Policy  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
SONIC AUTOMOTIVE, INC.       
Security ID: 83545G102 Ticker: SAH       
Meeting Date: 15-May-23       
1.1  Elect David B. Smith  Management  For  Voted - For 
1.2  Elect Jeff Dyke  Management  For  Voted - For 
1.3  Elect William I. Belk  Management  For  Voted - For 
1.4  Elect William R. Brooks  Management  For  Voted - For 
1.5  Elect John W. Harris, III  Management  For  Voted - For 
1.6  Elect Michael Hodge  Management  For  Voted - For 
1.7  Elect Keri A. Kaiser  Management  For  Voted - Against 
1.8  Elect B. Scott Smith  Management  For  Voted - For 
1.9  Elect Marcus G. Smith  Management  For  Voted - For 
1.10  Elect R. Eugene Taylor  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

493

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Amendment to the 2012 Formula Restricted Stock and       
  Deferral Plan for Non-Employee Directors  Management  For  Voted - For 
6  Amendment to Articles to Limit the Liability of       
  Certain Officers  Management  For  Voted - Against 
SPARTANNASH COMPANY       
Security ID: 847215100 Ticker: SPTN       
Meeting Date: 24-May-23       
1.1  Elect Margaret Shan Atkins  Management  For  Voted - For 
1.2  Elect Douglas A. Hacker  Management  For  Voted - For 
1.3  Elect Julien R. Mininberg  Management  For  Voted - For 
1.4  Elect Jaymin B. Patel  Management  For  Voted - For 
1.5  Elect Hawthorne L. Proctor  Management  For  Voted - For 
1.6  Elect Pamela S. Puryear  Management  For  Voted - For 
1.7  Elect Tony B. Sarsam  Management  For  Voted - For 
1.8  Elect William R. Voss  Management  For  Voted - Withheld 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
SPROUTS FARMERS MARKET, INC.       
Security ID: 85208M102 Ticker: SFM       
Meeting Date: 24-May-23       
1.1  Elect Joel D. Anderson  Management  For  Voted - For 
1.2  Elect Terri Funk Graham  Management  For  Voted - For 
1.3  Elect Douglas G. Rauch  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
STERLING INFRASTRUCTURE, INC.       
Security ID: 859241101 Ticker: STRL       
Meeting Date: 03-May-23       
1.1  Elect Roger A. Cregg  Management  For  Voted - For 
1.2  Elect Joseph Cutillo  Management  For  Voted - For 
1.3  Elect Julie A. Dill  Management  For  Voted - For 
1.4  Elect Dana C. O'Brien  Management  For  Voted - For 
1.5  Elect Charles R. Patton  Management  For  Voted - Against 
1.6  Elect Thomas M. White  Management  For  Voted - For 
1.7  Elect Dwayne A. Wilson  Management  For  Voted - Against 
2  Increase in Authorized Common Stock  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Ratification of Auditor  Management  For  Voted - For 

 

494

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
SUNCOKE ENERGY, INC.       
Security ID: 86722A103 Ticker: SXC       
Meeting Date: 11-May-23       
1.1  Elect Martha Z. Carnes  Management  For  Voted - For 
1.2  Elect Katherine T. Gates  Management  For  Voted - For 
1.3  Elect Andrei A. Mikhalevsky  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
SUPER MICRO COMPUTER, INC.       
Security ID: 86800U104 Ticker: SMCI       
Meeting Date: 19-May-23       
1.1  Elect Charles Liang  Management  For  Voted - For 
1.2  Elect Sherman Tuan  Management  For  Voted - Withheld 
1.3  Elect Tally C. Liu  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
SYNOVUS FINANCIAL CORP.       
Security ID: 87161C501 Ticker: SNV       
Meeting Date: 26-Apr-23       
1.1  Elect Stacy Apter  Management  For  Voted - For 
1.2  Elect Tim E. Bentsen  Management  For  Voted - For 
1.3  Elect Kevin S. Blair  Management  For  Voted - For 
1.4  Elect Pedro Cherry  Management  For  Voted - For 
1.5  Elect John H. Irby  Management  For  Voted - For 
1.6  Elect Diana M. Murphy  Management  For  Voted - For 
1.7  Elect Harris Pastides  Management  For  Voted - For 
1.8  Elect John L. Stallworth  Management  For  Voted - For 
1.9  Elect Barry L. Storey  Management  For  Voted - For 
1.10  Elect Alexandra Villoch  Management  For  Voted - For 
1.11  Elect Teresa White  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
TANGER FACTORY OUTLET CENTERS, INC.       
Security ID: 875465106 Ticker: SKT       
Meeting Date: 19-May-23       
1.1  Elect Jeffrey B. Citrin  Management  For  Voted - For 

 

495

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect David B. Henry  Management  For  Voted - For 
1.3  Elect Sandeep Lakhmi Mathrani  Management  For  Voted - For 
1.4  Elect Thomas J. Reddin  Management  For  Voted - For 
1.5  Elect Bridget M. Ryan-Berman  Management  For  Voted - For 
1.6  Elect Susan Skerritt  Management  For  Voted - For 
1.7  Elect Steven B. Tanger  Management  For  Voted - For 
1.8  Elect Luis A. Ubinas  Management  For  Voted - Against 
1.9  Elect Stephen J. Yalof  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Amendment to the Incentive Award Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
TD SYNNEX CORPORATION       
Security ID: 87162W100 Ticker: SNX       
Meeting Date: 21-Mar-23       
1.1  Elect Dennis Polk  Management  For  Voted - For 
1.2  Elect Robert Kalsow-Ramos  Management  For  Voted - For 
1.3  Elect Ann Vezina  Management  For  Voted - For 
1.4  Elect Richard T. Hume  Management  For  Voted - For 
1.5  Elect Fred Breidenbach  Management  For  Voted - For 
1.6  Elect Hau Lee  Management  For  Voted - For 
1.7  Elect Matthew Miau  Management  For  Voted - Withheld 
1.8  Elect Nayaki R. Nayyar  Management  For  Voted - Withheld 
1.9  Elect Matthew Nord  Management  For  Voted - For 
1.10  Elect Merline Saintil  Management  For  Voted - For 
1.11  Elect Duane E. Zitzner  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
TEXTAINER GROUP HOLDINGS LIMITED       
Security ID: G8766E109 Ticker: TGH       
Meeting Date: 01-Jun-23       
1.1  Elect David M. Nurek  Management  For  Voted - For 
1.2  Elect Christopher Hollis  Management  For  Voted - For 
1.3  Elect Grace Tang  Management  For  Voted - For 
2  Financial Statements  Management  For  Voted - For 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Amendment to By-Law Regarding Poison Pill  Management  For  Voted - For 

 

496

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
THE AARON'S COMPANY, INC.       
Security ID: 00258W108 Ticker: AAN       
Meeting Date: 03-May-23       
1.1  Elect Walter G. Ehmer  Management  For  Voted - For 
1.2  Elect Timothy A. Johnson  Management  For  Voted - For 
1.3  Elect Marvonia P. Moore  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - For 
THE BANK OF N.T. BUTTERFIELD & SON LIMITED       
Security ID: G0772R208 Ticker: NTB       
Meeting Date: 24-May-23       
1.1  Elect Michael Collins  Management  For  Voted - For 
1.2  Elect Alastair Barbour  Management  For  Voted - For 
1.3  Elect Sonia Baxendale  Management  For  Voted - For 
1.4  Elect Mark Lynch  Management  For  Voted - For 
1.5  Elect Ingrid Pierce  Management  For  Voted - For 
1.6  Elect Jana R. Schreuder  Management  For  Voted - For 
1.7  Elect Michael Schrum  Management  For  Voted - For 
1.8  Elect Pamela A. Thomas-Graham  Management  For  Voted - For 
1.9  Elect John R. Wright  Management  For  Voted - For 
2  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
3  Issuance of Treasury Shares  Management  For  Voted - For 
THE CHEMOURS COMPANY       
Security ID: 163851108 Ticker: CC       
Meeting Date: 26-Apr-23       
1.1  Elect Curtis V. Anastasio  Management  For  Voted - For 
1.2  Elect Mary B. Cranston  Management  For  Voted - For 
1.3  Elect Curtis J. Crawford  Management  For  Voted - For 
1.4  Elect Dawn L. Farrell  Management  For  Voted - For 
1.5  Elect Erin Kane  Management  For  Voted - For 
1.6  Elect Sean D. Keohane  Management  For  Voted - For 
1.7  Elect Mark E. Newman  Management  For  Voted - For 
1.8  Elect Guillaume Pepy  Management  For  Voted - For 
1.9  Elect Sandra Phillips Rogers  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

497

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
THE GOODYEAR TIRE & RUBBER COMPANY       
Security ID: 382550101 Ticker: GT       
Meeting Date: 10-Apr-23       
1.1  Elect Norma B. Clayton  Management  For  Voted - For 
1.2  Elect James A. Firestone  Management  For  Voted - For 
1.3  Elect Werner Geissler  Management  For  Voted - For 
1.4  Elect Laurette T. Koellner  Management  For  Voted - For 
1.5  Elect Richard J. Kramer  Management  For  Voted - For 
1.6  Elect Karla R. Lewis  Management  For  Voted - For 
1.7  Elect Prashanth Mahendra-Rajah  Management  For  Voted - For 
1.8  Elect John E. McGlade  Management  For  Voted - For 
1.9  Elect Roderick A. Palmore  Management  For  Voted - For 
1.10  Elect Hera K. Siu  Management  For  Voted - For 
1.11  Elect Michael R. Wessel  Management  For  Voted - For 
1.12  Elect Thomas L. Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Elimination of Supermajority Requirement  Management  For  Voted - For 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
THE NECESSITY RETAIL REIT, INC.       
Security ID: 02607T109 Ticker: RTL       
Meeting Date: 29-Jun-23       
1.1  Elect Lisa D. Kabnick  Management  For  Voted - Withheld 
1.2  Elect Edward M. Weil, Jr.  Management  For  Voted - Withheld 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
THE ODP CORPORATION       
Security ID: 88337F105 Ticker: ODP       
Meeting Date: 25-Apr-23       
1.1  Elect Quincy L. Allen  Management  For  Voted - For 
1.2  Elect Kristin A. Campbell  Management  For  Voted - For 
1.3  Elect Marcus Dunlop  Management  For  Voted - For 
1.4  Elect Cynthia T. Jamison  Management  For  Voted - For 
1.5  Elect Shashank Samant  Management  For  Voted - For 
1.6  Elect Wendy L. Schoppert  Management  For  Voted - Against 
1.7  Elect Gerry P. Smith  Management  For  Voted - For 
1.8  Elect David M. Szymanski  Management  For  Voted - For 
1.9  Elect Joseph Vassalluzzo  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

498

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
THE TIMKEN COMPANY       
Security ID: 887389104 Ticker: TKR       
Meeting Date: 05-May-23       
1.1  Elect Maria A. Crowe  Management  For  Voted - For 
1.2  Elect Elizabeth A. Harrell  Management  For  Voted - For 
1.3  Elect Richard G. Kyle  Management  For  Voted - For 
1.4  Elect Sarah C. Lauber  Management  For  Voted - For 
1.5  Elect John A. Luke  Management  For  Voted - For 
1.6  Elect Christopher L. Mapes  Management  For  Voted - For 
1.7  Elect James F. Palmer  Management  For  Voted - For 
1.8  Elect Ajita G. Rajendra  Management  For  Voted - For 
1.9  Elect Frank C. Sullivan  Management  For  Voted - For 
1.10  Elect John M. Timken, Jr.  Management  For  Voted - For 
1.11  Elect Ward J. Timken, Jr.  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Elimination of Supermajority Requirement  Management  For  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
THOR INDUSTRIES, INC.       
Security ID: 885160101 Ticker: THO       
Meeting Date: 16-Dec-22       
1.1  Elect Andrew E. Graves  Management  For  Voted - For 
1.2  Elect Christina Hennington  Management  For  Voted - For 
1.3  Elect Amelia A. Huntington  Management  For  Voted - For 
1.4  Elect Laurel Hurd  Management  For  Voted - For 
1.5  Elect Wilson R. Jones  Management  For  Voted - For 
1.6  Elect William J. Kelley, Jr.  Management  For  Voted - For 
1.7  Elect Christopher J. Klein  Management  For  Voted - For 
1.8  Elect Robert W. Martin  Management  For  Voted - For 
1.9  Elect Peter B. Orthwein  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
TOLL BROTHERS, INC.       
Security ID: 889478103 Ticker: TOL       
Meeting Date: 07-Mar-23       
1.1  Elect Douglas C. Yearley, Jr.  Management  For  Voted - For 

 

499

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Stephen F. East  Management  For  Voted - For 
1.3  Elect Christine N. Garvey  Management  For  Voted - For 
1.4  Elect Karen H. Grimes  Management  For  Voted - For 
1.5  Elect Derek T. Kan  Management  For  Voted - For 
1.6  Elect Carl B. Marbach  Management  For  Voted - For 
1.7  Elect John A. McLean  Management  For  Voted - For 
1.8  Elect Wendell E Pritchett  Management  For  Voted - For 
1.9  Elect Paul E. Shapiro  Management  For  Voted - Against 
1.10  Elect Scott D. Stowell  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
TOWNEBANK       
Security ID: 89214P109 Ticker: TOWN       
Meeting Date: 24-May-23       
1.1  Elect Jeffrey F. Benson  Management  For  Voted - Withheld 
1.2  Elect Douglas D. Ellis  Management  For  Voted - For 
1.3  Elect John W. Failes  Management  For  Voted - For 
1.4  Elect William I. Foster, III  Management  For  Voted - For 
1.5  Elect Robert C. Hatley  Management  For  Voted - For 
1.6  Elect Howard Jung  Management  For  Voted - For 
1.7  Elect Aubrey L. Layne, Jr.  Management  For  Voted - For 
1.8  Elect Stephanie J. Marioneaux  Management  For  Voted - For 
1.9  Elect Juan M. Montero, II  Management  For  Voted - For 
1.10  Elect Thomas K. Norment, Jr.  Management  For  Voted - For 
1.11  Elect J. Christopher Perry  Management  For  Voted - For 
1.12  Elect Alan S. Witt  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
TREDEGAR CORPORATION       
Security ID: 894650100 Ticker: TG       
Meeting Date: 04-May-23       
1.1  Elect George C. Freeman, III  Management  For  Voted - For 
1.2  Elect Kenneth R. Newsome  Management  For  Voted - For 
1.3  Elect Gregory A. Pratt  Management  For  Voted - Against 
1.4  Elect Thomas G. Snead, Jr.  Management  For  Voted - For 
1.5  Elect John M. Steitz  Management  For  Voted - For 
1.6  Elect Carl E. Tack, III  Management  For  Voted - For 
1.7  Elect Anne G. Waleski  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

500

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
TRI POINTE HOMES, INC.       
Security ID: 87265H109 Ticker: TPH       
Meeting Date: 19-Apr-23       
1.1  Elect Douglas F. Bauer  Management  For  Voted - For 
1.2  Elect Lawrence B. Burrows  Management  For  Voted - For 
1.3  Elect Steven J. Gilbert  Management  For  Voted - For 
1.4  Elect R. Kent Grahl  Management  For  Voted - For 
1.5  Elect Vicki D. McWilliams  Management  For  Voted - For 
1.6  Elect Constance B. Moore  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
TRITON INTERNATIONAL LIMITED       
Security ID: G9078F107 Ticker: TRTN       
Meeting Date: 27-Apr-23       
1.1  Elect Brian M. Sondey  Management  For  Voted - For 
1.2  Elect Robert W. Alspaugh  Management  For  Voted - For 
1.3  Elect Malcolm P. Baker  Management  For  Voted - For 
1.4  Elect Annabelle G. Bexiga  Management  For  Voted - For 
1.5  Elect Claude Germain  Management  For  Voted - For 
1.6  Elect Kenneth Hanau  Management  For  Voted - For 
1.7  Elect John S. Hextall  Management  For  Voted - For 
1.8  Elect Terri A. Pizzuto  Management  For  Voted - For 
1.9  Elect Niharika Ramdev  Management  For  Voted - For 
1.10  Elect Robert L. Rosner  Management  For  Voted - Against 
1.11  Elect Simon R. Vernon  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
TTM TECHNOLOGIES, INC.       
Security ID: 87305R109 Ticker: TTMI       
Meeting Date: 10-May-23       
1.1  Elect Kenton K. Alder  Management  For  Voted - For 
1.2  Elect Julie S. England  Management  For  Voted - Withheld 
1.3  Elect Philip G. Franklin  Management  For  Voted - For 
2  Approval of the 2023 Incentive Compensation Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 

 

501

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
UGI CORPORATION       
Security ID: 902681105 Ticker: UGI       
Meeting Date: 27-Jan-23       
1.1  Elect Frank S. Hermance  Management  For  Voted - For 
1.2  Elect M. Shawn Bort  Management  For  Voted - For 
1.3  Elect Theodore A. Dosch  Management  For  Voted - For 
1.4  Elect Alan N. Harris  Management  For  Voted - For 
1.5  Elect Mario Longhi  Management  For  Voted - For 
1.6  Elect William J. Marrazzo  Management  For  Voted - For 
1.7  Elect Cindy J. Miller  Management  For  Voted - For 
1.8  Elect Roger Perreault  Management  For  Voted - For 
1.9  Elect Kelly A. Romano  Management  For  Voted - For 
1.10  Elect James B. Stallings, Jr.  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
UNITED NATURAL FOODS, INC.       
Security ID: 911163103 Ticker: UNFI       
Meeting Date: 10-Jan-23       
1.1  Elect Eric F. Artz  Management  For  Voted - For 
1.2  Elect Ann Torre Bates  Management  For  Voted - For 
1.3  Elect Gloria R. Boyland  Management  For  Voted - For 
1.4  Elect Denise M. Clark  Management  For  Voted - For 
1.5  Elect J. Alexander Miller Douglas  Management  For  Voted - For 
1.6  Elect Daphne J. Dufresne  Management  For  Voted - For 
1.7  Elect Michael S. Funk  Management  For  Voted - For 
1.8  Elect Shamim Mohammad  Management  For  Voted - For 
1.9  Elect James L. Muehlbauer  Management  For  Voted - For 
1.10  Elect Peter A. Roy  Management  For  Voted - For 
1.11  Elect Jack L. Stahl  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2020 Equity Incentive Plan  Management  For  Voted - Against 
UNITED THERAPEUTICS CORPORATION       
Security ID: 91307C102 Ticker: UTHR       
Meeting Date: 26-Jun-23       
1.1  Elect Christopher Causey  Management  For  Voted - For 
1.2  Elect Raymond Dwek  Management  For  Voted - For 
1.3  Elect Richard Giltner  Management  For  Voted - For 
1.4  Elect Katherine Klein  Management  For  Voted - For 

 

502

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Raymond Kurzweil  Management  For  Voted - For 
1.6  Elect Linda Maxwell  Management  For  Voted - For 
1.7  Elect Nilda Mesa  Management  For  Voted - For 
1.8  Elect Judy Olian  Management  For  Voted - For 
1.9  Elect Christopher Patusky  Management  For  Voted - For 
1.10  Elect Martine Rothblatt  Management  For  Voted - For 
1.11  Elect Louis Sullivan  Management  For  Voted - For 
1.12  Elect Thomas G. Thompson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2015 Stock Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
UNITI GROUP INC.       
Security ID: 91325V108 Ticker: UNIT       
Meeting Date: 25-May-23       
1.1  Elect Jennifer S. Banner  Management  For  Voted - For 
1.2  Elect Scott G. Bruce  Management  For  Voted - For 
1.3  Elect Francis X. Frantz  Management  For  Voted - For 
1.4  Elect Kenneth A. Gunderman  Management  For  Voted - For 
1.5  Elect Carmen Perez-Carlton  Management  For  Voted - For 
2  Amendment to the 2015 Equity Incentive Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
UNIVERSAL CORPORATION       
Security ID: 913456109 Ticker: UVV       
Meeting Date: 02-Aug-22       
1.1  Elect Thomas H. Johnson  Management  For  Voted - For 
1.2  Elect Michael T. Lawton  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
UNIVERSAL INSURANCE HOLDINGS, INC.       
Security ID: 91359V107 Ticker: UVE       
Meeting Date: 08-Jun-23       
1.1  Elect Shannon A. Brown  Management  For  Voted - For 
1.2  Elect Scott P. Callahan  Management  For  Voted - Against 
1.3  Elect Kimberly D. Campos  Management  For  Voted - For 
1.4  Elect Stephen J. Donaghy  Management  For  Voted - For 
1.5  Elect Sean P. Downes  Management  For  Voted - For 
1.6  Elect Marlene M. Gordon  Management  For  Voted - For 
1.7  Elect Francis X. McCahill III  Management  For  Voted - For 

 

503

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect Richard D. Peterson  Management  For  Voted - For 
1.9  Elect Michael A. Pietrangelo  Management  For  Voted - For 
1.10  Elect Ozzie A. Schindler  Management  For  Voted - For 
1.11  Elect Jon W. Springer  Management  For  Voted - For 
1.12  Elect Joel M. Wilentz  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
URSTADT BIDDLE PROPERTIES INC.       
Security ID: 917286205 Ticker: UBA       
Meeting Date: 22-Mar-23       
1.1  Elect Kevin J. Bannon  Management  For  Voted - Against 
1.2  Elect Richard Grellier  Management  For  Voted - For 
1.3  Elect Charles D. Urstadt  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
5  Amendment to the Restricted Stock Award Plan  Management  For  Voted - Against 
V2X, INC.       
Security ID: 92242T101 Ticker: VVX       
Meeting Date: 27-Oct-22       
1.1  Elect Mary L. Howell  Management  For  Voted - For 
1.2  Elect Eric M. Pillmore  Management  For  Voted - For 
1.3  Elect Joel Rotroff  Management  For  Voted - For 
1.4  Elect Neil D. Snyder  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2014 Omnibus Incentive Plan  Management  For  Voted - For 
Meeting Date: 04-May-23       
1.1  Elect John Boyington, Jr.  Management  For  Voted - For 
1.2  Elect Melvin F. Parker  Management  For  Voted - For 
1.3  Elect Stephen L. Waechter  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
VISHAY INTERTECHNOLOGY, INC.       
Security ID: 928298108 Ticker: VSH       
Meeting Date: 23-May-23       
1.1  Elect Joel Smejkal  Management  For  Voted - For 

 

504

 



  LSV Small Cap Value Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Michael J. Cody  Management  For  Voted - For 
1.3  Elect Abraham Ludomirski  Management  For  Voted - Withheld 
1.4  Elect Raanan Zilberman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
5  Amendment to Articles to Limit the Liability of       
  Certain Officers  Management  For  Voted - Against 
VISHAY PRECISION GROUP, INC.       
Security ID: 92835K103 Ticker: VPG       
Meeting Date: 24-May-23       
1.1  Elect Janet M. Clarke  Management  For  Voted - For 
1.2  Elect Wesley Cummins  Management  For  Voted - Withheld 
1.3  Elect Sejal Shah Gulati  Management  For  Voted - For 
1.4  Elect Bruce Lerner  Management  For  Voted - For 
1.5  Elect Saul V. Reibstein  Management  For  Voted - For 
1.6  Elect Ziv Shoshani  Management  For  Voted - For 
1.7  Elect Timothy V. Talbert  Management  For  Voted - Withheld 
1.8  Elect Marc Zandman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to Articles Limiting the Liability of       
  Certain Officers  Management  For  Voted - Against 
W&T OFFSHORE, INC.       
Security ID: 92922P106 Ticker: WTI       
Meeting Date: 16-Jun-23       
1.1  Elect Virginia Boulet  Management  For  Voted - Withheld 
1.2  Elect Daniel O. Conwill IV  Management  For  Voted - For 
1.3  Elect Tracy W. Krohn  Management  For  Voted - For 
1.4  Elect B. Frank Stanley  Management  For  Voted - For 
1.5  Elect Nancy Chang  Management  For  Voted - For 
2  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
5  Increase in Authorized Common Stock  Management  For  Voted - For 
6  Elimination of Supermajority Requirement  Management  For  Voted - For 
7  Amendment to Provide Shareholders the Ability to       
  Amend the Bylaws  Management  For  Voted - For 
8  Amendment to articles Regarding Shareholder ability       
  to Call Special Meeting  Management  For  Voted - For 
9  Restoration of Written Consent  Management  For  Voted - For 
10  Approval of the 2023 Incentive Plan  Management  For  Voted - For 

 

505

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
WABASH NATIONAL CORPORATION       
Security ID: 929566107 Ticker: WNC       
Meeting Date: 10-May-23       
1.1  Elect Therese M. Bassett  Management  For  Voted - For 
1.2  Elect John G. Boss  Management  For  Voted - For 
1.3  Elect Trent J. Broberg  Management  For  Voted - For 
1.4  Elect Larry J. Magee  Management  For  Voted - For 
1.5  Elect Ann D. Murtlow  Management  For  Voted - Against 
1.6  Elect Sudhanshu S. Priyadarshi  Management  For  Voted - For 
1.7  Elect Scott K. Sorensen  Management  For  Voted - For 
1.8  Elect Stuart A. Taylor, II  Management  For  Voted - For 
1.9  Elect Brent L. Yeagy  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
WARRIOR MET COAL, INC.       
Security ID: 93627C101 Ticker: HCC       
Meeting Date: 25-Apr-23       
1.1  Elect Ana B. Amicarella  Management  For  Voted - For 
1.2  Elect J. Brett Harvey  Management  For  Voted - For 
1.3  Elect Walter J. Scheller, III  Management  For  Voted - For 
1.4  Elect Lisa M. Schnorr  Management  For  Voted - For 
1.5  Elect Alan H. Schumacher  Management  For  Voted - For 
1.6  Elect Stephen D. Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
WASHINGTON FEDERAL, INC.       
Security ID: 938824109 Ticker: WAFD       
Meeting Date: 14-Feb-23       
1.1  Elect Stephen M. Graham  Management  For  Voted - For 
1.2  Elect David K. Grant  Management  For  Voted - For 
1.3  Elect Randall H. Talbot  Management  For  Voted - Withheld 
2  Approval of the Employee Stock Purchase Plan  Management  For  Voted - For 
3  Amendment to Deferred Compensation Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
Meeting Date: 04-May-23       
1  Stock Issuance for Merger with Luther Burbank  Management  For  Voted - For 
2  Right to Adjourn Meeting  Management  For  Voted - For 

 

506

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
WERNER ENTERPRISES, INC.       
Security ID: 950755108 Ticker: WERN       
Meeting Date: 09-May-23       
1.1  Elect Diane K. Duren  Management  For  Voted - For 
1.2  Elect Derek J. Leathers  Management  For  Voted - For 
1.3  Elect Michelle D. Livingstone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
WESBANCO, INC.       
Security ID: 950810101 Ticker: WSBC       
Meeting Date: 19-Apr-23       
1.1  Elect Todd F. Clossin  Management  For  Voted - For 
1.2  Elect Michael J. Crawford  Management  For  Voted - For 
1.3  Elect Abigail M. Feinknopf  Management  For  Voted - For 
1.4  Elect Denise Knouse-Snyder  Management  For  Voted - Withheld 
1.5  Elect Jay T. McCamic  Management  For  Voted - Withheld 
1.6  Elect F. Eric Nelson, Jr.  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Transaction of Other Business  Management  For  Voted - Against 
WESCO INTERNATIONAL, INC.       
Security ID: 95082P105 Ticker: WCC       
Meeting Date: 25-May-23       
1.1  Elect John J. Engel  Management  For  Voted - For 
1.2  Elect Anne M. Cooney  Management  For  Voted - For 
1.3  Elect Matthew J. Espe  Management  For  Voted - For 
1.4  Elect Bobby J. Griffin  Management  For  Voted - For 
1.5  Elect Sundaram Nagarajan  Management  For  Voted - For 
1.6  Elect Steven A. Raymund  Management  For  Voted - For 
1.7  Elect James L. Singleton  Management  For  Voted - For 
1.8  Elect Easwaran Sundaram  Management  For  Voted - For 
1.9  Elect Laura K. Thompson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

507

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
WESTERN ASSET MORTGAGE CAPITAL CORP.       
Security ID: 95790D204 Ticker: WMC       
Meeting Date: 23-Jun-23       
1.1  Elect Edward D. Fox  Management  For  Voted - For 
1.2  Elect James W. Hirschmann III  Management  For  Voted - For 
1.3  Elect Ranjit M. Kripalani  Management  For  Voted - For 
1.4  Elect M. Christian Mitchell  Management  For  Voted - For 
1.5  Elect Lisa G. Quateman  Management  For  Voted - For 
1.6  Elect Bonnie M. Wongtrakool  Management  For  Voted - For 
2  Advisory Vote On Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
WINNEBAGO INDUSTRIES, INC.       
Security ID: 974637100 Ticker: WGO       
Meeting Date: 13-Dec-22       
1.1  Elect Kevin E. Bryant  Management  For  Voted - For 
1.2  Elect Richard D. Moss  Management  For  Voted - For 
1.3  Elect John M. Murabito  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
WORLD FUEL SERVICES CORPORATION       
Security ID: 981475106 Ticker: INT       
Meeting Date: 15-Jun-23       
1.1  Elect Michael J. Kasbar  Management  For  Voted - For 
1.2  Elect Kanwaljit Bakshi  Management  For  Voted - Withheld 
1.3  Elect Jorge L. Benitez  Management  For  Voted - For 
1.4  Elect Sharda Cherwoo  Management  For  Voted - For 
1.5  Elect Richard A. Kassar  Management  For  Voted - Withheld 
1.6  Elect John L. Manley  Management  For  Voted - For 
1.7  Elect Stephen K. Roddenberry  Management  For  Voted - For 
1.8  Elect Jill B. Smart  Management  For  Voted - For 
1.9  Elect Paul H. Stebbins  Management  For  Voted - For 
2  Company Name Change  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Ratification of Auditor  Management  For  Voted - For 

 

508

 

LSV Small Cap Value Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
XPERI INC.       
Security ID: 98423J101 Ticker: XPER       
Meeting Date: 27-Apr-23       
1.1  Elect Darcy Antonellis  Management  For  Voted - Against 
1.2  Elect Laura J. Durr  Management  For  Voted - Against 
1.3  Elect David C. Habiger  Management  For  Voted - For 
1.4  Elect Jon E. Kirchner  Management  For  Voted - For 
1.5  Elect Christopher A. Seams  Management  For  Voted - Against 
2  Ratification of Auditor  Management  For  Voted - For 
ZIONS BANCORPORATION, NATIONAL ASSOCIATION       
Security ID: 989701107 Ticker: ZION       
Meeting Date: 05-May-23       
1.1  Elect Maria Contreras-Sweet  Management  For  Voted - For 
1.2  Elect Gary L. Crittenden  Management  For  Voted - For 
1.3  Elect Suren K. Gupta  Management  For  Voted - For 
1.4  Elect Claire A. Huang  Management  For  Voted - For 
1.5  Elect Vivian S. Lee  Management  For  Voted - For 
1.6  Elect Scott J. McLean  Management  For  Voted - For 
1.7  Elect Edward F. Murphy  Management  For  Voted - For 
1.8  Elect Stephen D. Quinn  Management  For  Voted - For 
1.9  Elect Harris H. Simmons  Management  For  Voted - For 
1.10  Elect Aaron B. Skonnard  Management  For  Voted - For 
1.11  Elect Barbara A. Yastine  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 

 

509

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ABBVIE INC.       
Security ID: 00287Y109 Ticker: ABBV       
Meeting Date: 05-May-23       
1.1  Elect Robert J. Alpern  Management  For  Voted - For 
1.2  Elect Melody B. Meyer  Management  For  Voted - For 
1.3  Elect Frederick H. Waddell  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Elimination of Supermajority Requirement  Management  For  Voted - For 
5  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
AFLAC INCORPORATED       
Security ID: 001055102 Ticker: AFL       
Meeting Date: 01-May-23       
1.1  Elect Daniel P. Amos  Management  For  Voted - For 
1.2  Elect W. Paul Bowers  Management  For  Voted - For 
1.3  Elect Arthur R. Collins  Management  For  Voted - For 
1.4  Elect Miwako Hosoda  Management  For  Voted - For 
1.5  Elect Thomas J. Kenny  Management  For  Voted - For 
1.6  Elect Georgette D. Kiser  Management  For  Voted - For 
1.7  Elect Karole F. Lloyd  Management  For  Voted - For 
1.8  Elect Nobuchika Mori  Management  For  Voted - For 
1.9  Elect Joseph L. Moskowitz  Management  For  Voted - For 
1.10  Elect Barbara K. Rimer  Management  For  Voted - For 
1.11  Elect Katherine T. Rohrer  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
ALLISON TRANSMISSION HOLDINGS, INC.       
Security ID: 01973R101 Ticker: ALSN       
Meeting Date: 03-May-23       
1.1  Elect Judy L. Altmaier  Management  For  Voted - For 
1.2  Elect D. Scott Barbour  Management  For  Voted - For 
1.3  Elect Philip J. Christman  Management  For  Voted - For 
1.4  Elect David C. Everitt  Management  For  Voted - For 

 

510

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect David S. Graziosi  Management  For  Voted - For 
1.6  Elect Carolann I. Haznedar  Management  For  Voted - For 
1.7  Elect Richard P. Lavin  Management  For  Voted - Against 
1.8  Elect Sasha Ostojic  Management  For  Voted - For 
1.9  Elect Gustave F. Perna  Management  For  Voted - For 
1.10  Elect Krishna Shivram  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
ALTRIA GROUP, INC.       
Security ID: 02209S103 Ticker: MO       
Meeting Date: 18-May-23       
1.1  Elect Ian L.T. Clarke  Management  For  Voted - For 
1.2  Elect Marjorie M. Connelly  Management  For  Voted - For 
1.3  Elect R. Matt Davis  Management  For  Voted - For 
1.4  Elect William F. Gifford, Jr.  Management  For  Voted - For 
1.5  Elect Jacinto J. Hernandez  Management  For  Voted - For 
1.6  Elect Debra J. Kelly-Ennis  Management  For  Voted - For 
1.7  Elect Kathryn B. McQuade  Management  For  Voted - For 
1.8  Elect George Munoz  Management  For  Voted - For 
1.9  Elect Nabil Y. Sakkab  Management  For  Voted - For 
1.10  Elect Virginia E. Shanks  Management  For  Voted - For 
1.11  Elect Ellen R. Strahlman  Management  For  Voted - For 
1.12  Elect M. Max Yzaguirre  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  Against  Voted - For 
AMDOCS LIMITED       
Security ID: G02602103 Ticker: DOX       
Meeting Date: 27-Jan-23       
1.1  Elect Robert A. Minicucci  Management  For  Voted - For 
1.2  Elect Adrian Gardner  Management  For  Voted - For 
1.3  Elect Ralph de la Vega  Management  For  Voted - For 
1.4  Elect Eli Gelman  Management  For  Voted - For 
1.5  Elect Richard T.C. LeFave  Management  For  Voted - Against 
1.6  Elect John A. MacDonald  Management  For  Voted - For 
1.7  Elect Shuky Sheffer  Management  For  Voted - For 
1.8  Elect Yvette Kanouff  Management  For  Voted - For 
1.9  Elect Sarah Ruth Davis  Management  For  Voted - For 
1.10  Elect Amos Genish  Management  For  Voted - For 
2  Approve the 2023 Employee Share Purchase Plan  Management  For  Voted - For 

 

511

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Increase Quarterly Dividend  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
AMERICAN FINANCIAL GROUP, INC.       
Security ID: 025932104 Ticker: AFG       
Meeting Date: 17-May-23       
1.1  Elect Carl H. Lindner, III  Management  For  Voted - For 
1.2  Elect S. Craig Lindner  Management  For  Voted - For 
1.3  Elect John B. Berding  Management  For  Voted - For 
1.4  Elect James E. Evans  Management  For  Voted - Withheld 
1.5  Elect Terry S. Jacobs  Management  For  Voted - For 
1.6  Elect Gregory G. Joseph  Management  For  Voted - For 
1.7  Elect Mary Beth Martin  Management  For  Voted - For 
1.8  Elect Amy Y. Murray  Management  For  Voted - For 
1.9  Elect Evans N. Nwankwo  Management  For  Voted - For 
1.10  Elect William W. Verity  Management  For  Voted - Withheld 
1.11  Elect John I. Von Lehman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
AMGEN INC.       
Security ID: 031162100 Ticker: AMGN       
Meeting Date: 19-May-23       
1.1  Elect Wanda M. Austin  Management  For  Voted - For 
1.2  Elect Robert A. Bradway  Management  For  Voted - For 
1.3  Elect Michael V. Drake  Management  For  Voted - For 
1.4  Elect Brian J. Druker  Management  For  Voted - For 
1.5  Elect Robert A. Eckert  Management  For  Voted - For 
1.6  Elect Greg C. Garland  Management  For  Voted - For 
1.7  Elect Charles M. Holley, Jr.  Management  For  Voted - For 
1.8  Elect S. Omar Ishrak  Management  For  Voted - For 
1.9  Elect Tyler Jacks  Management  For  Voted - For 
1.10  Elect Ellen J. Kullman  Management  For  Voted - For 
1.11  Elect Amy E. Miles  Management  For  Voted - For 
1.12  Elect Ronald D. Sugar  Management  For  Voted - For 
1.13  Elect R. Sanders Williams  Management  For  Voted - For 
2  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 

 

512

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ARCHER-DANIELS-MIDLAND COMPANY       
Security ID: 039483102 Ticker: ADM       
Meeting Date: 04-May-23       
1.1  Elect Michael S. Burke  Management  For  Voted - For 
1.2  Elect Theodore Colbert  Management  For  Voted - For 
1.3  Elect James C. Collins Jr.  Management  For  Voted - For 
1.4  Elect Terrell K. Crews  Management  For  Voted - For 
1.5  Elect Ellen de Brabander  Management  For  Voted - For 
1.6  Elect Suzan F. Harrison  Management  For  Voted - For 
1.7  Elect Juan R. Luciano  Management  For  Voted - For 
1.8  Elect Patrick J. Moore  Management  For  Voted - Against 
1.9  Elect Debra A. Sandler  Management  For  Voted - For 
1.10  Elect Lei Z. Schlitz  Management  For  Voted - For 
1.11  Elect Kelvin R. Westbrook  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
ARROW ELECTRONICS, INC.       
Security ID: 042735100 Ticker: ARW       
Meeting Date: 17-May-23       
1.1  Elect William F. Austen  Management  For  Voted - Withheld 
1.2  Elect Fabian T. Garcia  Management  For  Voted - For 
1.3  Elect Steven H. Gunby  Management  For  Voted - For 
1.4  Elect Gail E. Hamilton  Management  For  Voted - For 
1.5  Elect Andrew Kerin  Management  For  Voted - For 
1.6  Elect Sean J Kerins  Management  For  Voted - For 
1.7  Elect Carol P. Lowe  Management  For  Voted - For 
1.8  Elect Mary T. McDowell  Management  For  Voted - For 
1.9  Elect Stephen C. Patrick  Management  For  Voted - For 
1.10  Elect Gerry P. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
AT&T INC.       
Security ID: 00206R102 Ticker: T       
Meeting Date: 18-May-23       
1.1  Elect Scott T. Ford  Management  For  Voted - For 
1.2  Elect Glenn H. Hutchins  Management  For  Voted - Against 
1.3  Elect William E. Kennard  Management  For  Voted - For 

 

513

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Stephen J. Luczo  Management  For  Voted - For 
1.5  Elect Michael B. McCallister  Management  For  Voted - For 
1.6  Elect Beth E. Mooney  Management  For  Voted - For 
1.7  Elect Matthew K. Rose  Management  For  Voted - For 
1.8  Elect John T. Stankey  Management  For  Voted - For 
1.9  Elect Cindy B. Taylor  Management  For  Voted - For 
1.10  Elect Luis A. Ubinas  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - For 
AUTOZONE, INC.       
Security ID: 053332102 Ticker: AZO       
Meeting Date: 14-Dec-22       
1.1  Elect Michael A. George  Management  For  Voted - For 
1.2  Elect Linda A. Goodspeed  Management  For  Voted - For 
1.3  Elect Earl G. Graves, Jr.  Management  For  Voted - For 
1.4  Elect Enderson Guimaraes  Management  For  Voted - For 
1.5  Elect Brian Hannasch  Management  For  Voted - For 
1.6  Elect D. Bryan Jordan  Management  For  Voted - For 
1.7  Elect Gale V. King  Management  For  Voted - For 
1.8  Elect George R. Mrkonic, Jr.  Management  For  Voted - For 
1.9  Elect William C. Rhodes, III  Management  For  Voted - For 
1.10  Elect Jill Ann Soltau  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
BERKSHIRE HATHAWAY INC.       
Security ID: 084670702 Ticker: BRKA       
Meeting Date: 06-May-23       
1.1  Elect Warren E. Buffett  Management  For  Voted - For 
1.2  Elect Charles T. Munger  Management  For  Voted - For 
1.3  Elect Gregory E. Abel  Management  For  Voted - For 
1.4  Elect Howard G. Buffett  Management  For  Voted - For 
1.5  Elect Susan A. Buffett  Management  For  Voted - For 
1.6  Elect Stephen B. Burke  Management  For  Voted - For 
1.7  Elect Kenneth I. Chenault  Management  For  Voted - For 
1.8  Elect Christopher C. Davis  Management  For  Voted - For 
1.9  Elect Susan L. Decker  Management  For  Voted - Withheld 
1.10  Elect Charlotte Guyman  Management  For  Voted - Withheld 
1.11  Elect Ajit Jain  Management  For  Voted - For 
1.12  Elect Thomas S. Murphy, Jr.  Management  For  Voted - For 
1.13  Elect Ronald L. Olson  Management  For  Voted - For 

 

514

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.14  Elect Wallace R. Weitz  Management  For  Voted - For 
1.15  Elect Meryl B. Witmer  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
4  Shareholder Proposal Regarding Climate Report  Shareholder  Against  Voted - For 
5  Shareholder Proposal Regarding Disclosure and       
  Oversight of Climate Change Risks  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Aligning GHG       
  Reductions with Paris Agreement  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Diversity and       
  Inclusion Report  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding Public Positions on       
  Political Speech  Shareholder  Against  Voted - Against 
BERRY GLOBAL GROUP, INC.       
Security ID: 08579W103 Ticker: BERY       
Meeting Date: 15-Feb-23       
1.1  Elect B. Evan Bayh  Management  For  Voted - For 
1.2  Elect Jonathan F. Foster  Management  For  Voted - For 
1.3  Elect Idalene F. Kesner  Management  For  Voted - For 
1.4  Elect Jill A. Rahman  Management  For  Voted - For 
1.5  Elect Carl J. (Rick) Rickertsen  Management  For  Voted - For 
1.6  Elect Thomas E. Salmon  Management  For  Voted - For 
1.7  Elect Chaney M. Sheffield, Jr.  Management  For  Voted - For 
1.8  Elect Robert A. Steele  Management  For  Voted - For 
1.9  Elect Stephen E. Sterrett  Management  For  Voted - For 
1.10  Elect Scott B. Ullem  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
BRISTOL-MYERS SQUIBB COMPANY       
Security ID: 110122108 Ticker: BMY       
Meeting Date: 02-May-23       
1.1  Elect Peter J. Arduini  Management  For  Voted - For 
1.2  Elect Deepak L. Bhatt  Management  For  Voted - For 
1.3  Elect Giovanni Caforio  Management  For  Voted - For 
1.4  Elect Julia A. Haller  Management  For  Voted - For 
1.5  Elect Manuel Hidalgo Medina  Management  For  Voted - For 
1.6  Elect Paula A. Price  Management  For  Voted - For 
1.7  Elect Derica W. Rice  Management  For  Voted - For 
1.8  Elect Theodore R. Samuels, II  Management  For  Voted - For 
1.9  Elect Gerald Storch  Management  For  Voted - For 
1.10  Elect Karen H. Vousden  Management  For  Voted - For 
1.11  Elect Phyllis R. Yale  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

515

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Non-Discrimination       
  Audit  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Allowing Beneficial       
  Owners to Call Special Meetings  Shareholder  Against  Voted - Against 
CANADIAN IMPERIAL BANK OF COMMERCE       
Security ID: 136069101 Ticker: CM       
Meeting Date: 04-Apr-23       
1.1  Elect Ammar Aljoundi  Management  For  Voted - For 
1.2  Elect Charles J.G. Brindamour  Management  For  Voted - For 
1.3  Elect Nanci E. Caldwell  Management  For  Voted - For 
1.4  Elect Michelle L. Collins  Management  For  Voted - For 
1.5  Elect Luc Desjardins  Management  For  Voted - For 
1.6  Elect Victor G. Dodig  Management  For  Voted - For 
1.7  Elect Kevin J. Kelly  Management  For  Voted - For 
1.8  Elect Christine E. Larsen  Management  For  Voted - For 
1.9  Elect Mary Lou Maher  Management  For  Voted - For 
1.10  Elect William F. Morneau  Management  For  Voted - For 
1.11  Elect Katharine B. Stevenson  Management  For  Voted - For 
1.12  Elect Martine Turcotte  Management  For  Voted - For 
1.13  Elect Barry L. Zubrow  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding Pay Ratio Disclosure  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Say on Climate  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Financing of the       
  Canadian Oil and Gas Sector  Shareholder  Against  Voted - Against 
CANADIAN TIRE CORPORATION, LIMITED       
Security ID: 136681202 Ticker: CTC       
Meeting Date: 11-May-23       
1.1  Elect Norman Jaskolka  Management  For  Voted - Against 
1.2  Elect Nadir Patel  Management  For  Voted - For 
1.3  Elect Cynthia M. Trudell  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Non-Voting Meeting Note  N/A    Non-Voting 

 

516

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
CANON INC.       
Security ID: 138006309 Ticker: 7751       
Meeting Date: 30-Mar-23       
1.1  Elect Fujio Mitarai  Management  For  Voted - For 
1.2  Elect Toshizo Tanaka  Management  For  Voted - For 
1.3  Elect Toshio Homma  Management  For  Voted - For 
1.4  Elect Kunitaro Saida  Management  For  Voted - For 
1.5  Elect Yusuke Kawamura  Management  For  Voted - For 
1.6  Elect Hideya Hatamochi  Management  For  Voted - For 
1.7  Elect Yutaka Tanaka  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
3  Bonus  Management  For  Voted - For 
CHESAPEAKE ENERGY CORPORATION       
Security ID: 165167735 Ticker: CHK       
Meeting Date: 08-Jun-23       
1.1  Elect Domenic J. Dell'Osso, Jr.  Management  For  Voted - For 
1.2  Elect Timothy S. Duncan  Management  For  Voted - For 
1.3  Elect Benjamin C. Duster, IV  Management  For  Voted - For 
1.4  Elect Sarah A. Emerson  Management  For  Voted - For 
1.5  Elect Matthew Gallagher  Management  For  Voted - Against 
1.6  Elect Brian Steck  Management  For  Voted - For 
1.7  Elect Michael A. Wichterich  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
CHEVRON CORPORATION       
Security ID: 166764100 Ticker: CVX       
Meeting Date: 31-May-23       
1.1  Elect Wanda M. Austin  Management  For  Voted - For 
1.2  Elect John B. Frank  Management  For  Voted - For 
1.3  Elect Alice P. Gast  Management  For  Voted - For 
1.4  Elect Enrique Hernandez, Jr.  Management  For  Voted - For 
1.5  Elect Marillyn A. Hewson  Management  For  Voted - For 
1.6  Elect Jon M. Huntsman Jr.  Management  For  Voted - For 
1.7  Elect Charles W. Moorman  Management  For  Voted - For 
1.8  Elect Dambisa F. Moyo  Management  For  Voted - For 
1.9  Elect Debra L. Reed-Klages  Management  For  Voted - For 
1.10  Elect D. James Umpleby III  Management  For  Voted - For 
1.11  Elect Cynthia J. Warner  Management  For  Voted - For 
1.12  Elect Michael K. Wirth  Management  For  Voted - For 

 

517

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Rescission of       
  Majority-Supported Shareholder Proposal  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Medium-Term Scope 3       
  Target  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Recalculated       
  Emissions Baseline  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Formation of       
  Decarbonization Risk Committee  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Just Transition       
  Reporting  Shareholder  Against  Voted - For 
10  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  Against  Voted - For 
12  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
CISCO SYSTEMS, INC.       
Security ID: 17275R102 Ticker: CSCO       
Meeting Date: 08-Dec-22       
1.1  Elect M. Michele Burns  Management  For  Voted - For 
1.2  Elect Wesley G. Bush  Management  For  Voted - For 
1.3  Elect Michael D. Capellas  Management  For  Voted - For 
1.4  Elect Mark S. Garrett  Management  For  Voted - For 
1.5  Elect John D. Harris II  Management  For  Voted - For 
1.6  Elect Kristina M. Johnson  Management  For  Voted - For 
1.7  Elect Roderick C. McGeary  Management  For  Voted - For 
1.8  Elect Sarah Rae Murphy  Management  For  Voted - For 
1.9  Elect Charles H. Robbins  Management  For  Voted - For 
1.10  Elect Brenton L. Saunders  Management  For  Voted - For 
1.11  Elect Lisa T. Su  Management  For  Voted - For 
1.12  Elect Marianna Tessel  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  Against  Voted - For 
COGECO COMMUNICATIONS INC.       
Security ID: 19239C106 Ticker: CCA       
Meeting Date: 13-Jan-23       
1.1  Elect Colleen Abdoulah  Management  For  Voted - For 
1.2  Elect Louis Audet  Management  For  Voted - Against 
1.3  Elect Mary-Ann Bell  Management  For  Voted - For 
1.4  Elect Robin Bienenstock  Management  For  Voted - For 
1.5  Elect James C. Cherry  Management  For  Voted - For 

 

518

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Pippa Dunn  Management  For  Voted - For 
1.7  Elect Joanne S. Ferstman  Management  For  Voted - For 
1.8  Elect Philippe Jette  Management  For  Voted - For 
1.9  Elect Normand Legault  Management  For  Voted - For 
1.10  Elect Bernard Lord  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
COMCAST CORPORATION       
Security ID: 20030N101 Ticker: CMCSA       
Meeting Date: 07-Jun-23       
1.1  Elect Kenneth J. Bacon  Management  For  Voted - Withheld 
1.2  Elect Thomas J. Baltimore, Jr.  Management  For  Voted - Withheld 
1.3  Elect Madeline S. Bell  Management  For  Voted - For 
1.4  Elect Edward D. Breen  Management  For  Voted - For 
1.5  Elect Gerald L. Hassell  Management  For  Voted - For 
1.6  Elect Jeffrey A. Honickman  Management  For  Voted - For 
1.7  Elect Maritza Gomez Montiel  Management  For  Voted - For 
1.8  Elect Asuka Nakahara  Management  For  Voted - For 
1.9  Elect David C. Novak  Management  For  Voted - For 
1.10  Elect Brian L. Roberts  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Approval of the 2023 Omnibus Equity Incentive Plan  Management  For  Voted - For 
4  Amendment to the 2002 Employee Stock Purchase Plan  Management  For  Voted - For 
5  Advisory Vote on Executive Compensation  Management  For  Voted - For 
6  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
7  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Report on Climate       
  Risk In Employee Retirement Default Options  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding GHG Targets and       
  Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
CONAGRA BRANDS, INC.       
Security ID: 205887102 Ticker: CAG       
Meeting Date: 21-Sep-22       
1.1  Elect Anil Arora  Management  For  Voted - For 
1.2  Elect Thomas K. Brown  Management  For  Voted - For 
1.3  Elect Emanuel Chirico  Management  For  Voted - For 
1.4  Elect Sean M. Connolly  Management  For  Voted - For 
1.5  Elect George Dowdie  Management  For  Voted - For 
1.6  Elect Fran Horowitz  Management  For  Voted - For 

 

519

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Richard H. Lenny  Management  For  Voted - For 
1.8  Elect Melissa B. Lora  Management  For  Voted - For 
1.9  Elect Ruth Ann Marshall  Management  For  Voted - For 
1.10  Elect Denise Paulonis  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Permit Shareholders to Act by Written Consent  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
CSG SYSTEMS INTERNATIONAL, INC.       
Security ID: 126349109 Ticker: CSGS       
Meeting Date: 17-May-23       
1.1  Elect Rachel A. Barger  Management  For  Voted - For 
1.2  Elect David G. Barnes  Management  For  Voted - For 
1.3  Elect Rajan Naik  Management  For  Voted - For 
1.4  Elect Haiyan Song  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2005 Stock Incentive Plan  Management  For  Voted - Against 
5  Amendment to Articles to Limit the Liability of       
  Certain Officers  Management  For  Voted - Against 
6  Ratification of Auditor  Management  For  Voted - For 
CUMMINS INC.       
Security ID: 231021106 Ticker: CMI       
Meeting Date: 09-May-23       
1.1  Elect N. Thomas Linebarger  Management  For  Voted - For 
1.2  Elect Jennifer W. Rumsey  Management  For  Voted - For 
1.3  Elect Gary L Belske  Management  For  Voted - For 
1.4  Elect Robert J. Bernhard  Management  For  Voted - For 
1.5  Elect Bruno V. Di Leo Allen  Management  For  Voted - For 
1.6  Elect Stephen B. Dobbs  Management  For  Voted - For 
1.7  Elect Carla A. Harris  Management  For  Voted - For 
1.8  Elect Thomas J. Lynch  Management  For  Voted - For 
1.9  Elect William I. Miller  Management  For  Voted - For 
1.10  Elect Georgia R. Nelson  Management  For  Voted - For 
1.11  Elect Kimberly A. Nelson  Management  For  Voted - For 
1.12  Elect Karen H. Quintos  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 

 

520

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Shareholder Proposal Regarding Plan to Link       
  Executive Compensation to 1.5C Aligned GHG       
  Reductions  Shareholder  Against  Voted - Against 
CVS HEALTH CORPORATION       
Security ID: 126650100 Ticker: CVS       
Meeting Date: 18-May-23       
1.1  Elect Fernando Aguirre  Management  For  Voted - For 
1.2  Elect Jeffrey R. Balser  Management  For  Voted - For 
1.3  Elect C. David Brown II  Management  For  Voted - For 
1.4  Elect Alecia A. DeCoudreaux  Management  For  Voted - For 
1.5  Elect Nancy-Ann DeParle  Management  For  Voted - For 
1.6  Elect Roger N. Farah  Management  For  Voted - For 
1.7  Elect Anne M. Finucane  Management  For  Voted - For 
1.8  Elect Edward J. Ludwig  Management  For  Voted - For 
1.9  Elect Karen S. Lynch  Management  For  Voted - For 
1.10  Elect Jean-Pierre Millon  Management  For  Voted - For 
1.11  Elect Mary L. Schapiro  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Paid Sick Leave  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Shareholder Approval       
  of Advance Notice Provisions  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Third-Party       
  Assessment of Freedom of Association  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding Company Directors       
  Serving on Multiple Boards  Shareholder  Against  Voted - Against 
D.R. HORTON, INC.       
Security ID: 23331A109 Ticker: DHI       
Meeting Date: 18-Jan-23       
1.1  Elect Donald R. Horton  Management  For  Voted - For 
1.2  Elect Barbara K. Allen  Management  For  Voted - For 
1.3  Elect Brad S. Anderson  Management  For  Voted - For 
1.4  Elect Michael R. Buchanan  Management  For  Voted - For 
1.5  Elect Benjamin S. Carson, Sr.  Management  For  Voted - For 
1.6  Elect Maribess L. Miller  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 

 

521

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
DAVITA INC.       
Security ID: 23918K108 Ticker: DVA       
Meeting Date: 06-Jun-23       
1.1  Elect Pamela M. Arway  Management  For  Voted - For 
1.2  Elect Charles G. Berg  Management  For  Voted - For 
1.3  Elect Barbara J. Desoer  Management  For  Voted - For 
1.4  Elect Jason M. Hollar  Management  For  Voted - For 
1.5  Elect Gregory J. Moore  Management  For  Voted - For 
1.6  Elect John M. Nehra  Management  For  Voted - For 
1.7  Elect Javier J. Rodriguez  Management  For  Voted - For 
1.8  Elect Adam H. Schechter  Management  For  Voted - For 
1.9  Elect Phyllis R. Yale  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
DELL TECHNOLOGIES INC.       
Security ID: 24703L202 Ticker: DELL       
Meeting Date: 20-Jun-23       
1.1  Elect Michael Dell  Management  For  Voted - Withheld 
1.2  Elect David W. Dorman  Management  For  Voted - For 
1.3  Elect Egon P. Durban  Management  For  Voted - For 
1.4  Elect David J. Grain  Management  For  Voted - For 
1.5  Elect William D. Green  Management  For  Voted - For 
1.6  Elect Simon Patterson  Management  For  Voted - For 
1.7  Elect Lynn M. Vojvodich Radakovich  Management  For  Voted - For 
1.8  Elect Ellen J. Kullman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - For 
ENI S.P.A.       
Security ID: 26874R108 Ticker: ENI       
Meeting Date: 10-May-23       
1.1  Elect Giuseppe Zafarana as Chair of Board  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Allocation of Profits/Dividends  Management  For  Voted - For 
4  Board Size  Management  For  Voted - For 
5  Board Term Length  Management  For  Voted - For 
6  List Presented by Ministry of Economy and Finance  Management  For  Voted - Abstain 

 

522

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  List Presented by Group of Institutional Investors       
  Representing 0.76% of Share Capital  Management  Against  Voted - For 
8  Directors' Fees  Management  For  Voted - For 
9  List Presented by Ministry of Economy and Finance  Management  Against  Voted - For 
10  List Presented by Group of Institutional Investors       
  Representing 0.76% of Share Capital  Management  For  Voted - Abstain 
11  Election of Chair of Board of Statutory Auditor  Management  For  Voted - For 
12  Statutory Auditors' Fees  Management  For  Voted - For 
13  2023-2025 Long-Term Incentive Plan  Management  For  Voted - For 
14  Remuneration Policy  Management  For  Voted - For 
15  Remuneration Report  Management  For  Voted - For 
16  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
17  Use of Reserves (FY2023 Interim Dividend)  Management  For  Voted - For 
18  Reduction of Reserves (FY2023 Interim Dividend)  Management  For  Voted - For 
19  Cancellation of Shares (2022 AGM Authority)  Management  For  Voted - For 
20  Cancellation of Shares (2023 AGM Authority)  Management  For  Voted - For 
ENTERGY CORPORATION       
Security ID: 29364G103 Ticker: ETR       
Meeting Date: 05-May-23       
1.1  Elect Gina F Adams  Management  For  Voted - For 
1.2  Elect John H Black  Management  For  Voted - For 
1.3  Elect John R. Burbank  Management  For  Voted - For 
1.4  Elect P.J. Condon  Management  For  Voted - For 
1.5  Elect Kirkland H. Donald  Management  For  Voted - For 
1.6  Elect Brian W. Ellis  Management  For  Voted - For 
1.7  Elect Philip L. Frederickson  Management  For  Voted - For 
1.8  Elect M. Elise Hyland  Management  For  Voted - For 
1.9  Elect Stuart L. Levenick  Management  For  Voted - For 
1.10  Elect Blanche L. Lincoln  Management  For  Voted - For 
1.11  Elect Andrew S Marsh  Management  For  Voted - For 
1.12  Elect Karen A. Puckett  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2019 Omnibus Incentive Plan  Management  For  Voted - For 
6  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
EVERGY, INC.       
Security ID: 30034W106 Ticker: EVRG       
Meeting Date: 02-May-23       
1.1  Elect David A. Campbell  Management  For  Voted - For 
1.2  Elect Thomas D. Hyde  Management  For  Voted - For 
1.3  Elect B. Anthony Isaac  Management  For  Voted - For 
1.4  Elect Paul Keglevic  Management  For  Voted - For 

 

523

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Mary L. Landrieu  Management  For  Voted - For 
1.6  Elect Sandra A.J. Lawrence  Management  For  Voted - For 
1.7  Elect Ann D. Murtlow  Management  For  Voted - For 
1.8  Elect Sandra J. Price  Management  For  Voted - For 
1.9  Elect Mark A. Ruelle  Management  For  Voted - For 
1.10  Elect James Scarola  Management  For  Voted - For 
1.11  Elect C. John Wilder  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
EXELON CORPORATION       
Security ID: 30161N101 Ticker: EXC       
Meeting Date: 25-Apr-23       
1.1  Elect Anthony K. Anderson  Management  For  Voted - For 
1.2  Elect W. Paul Bowers  Management  For  Voted - For 
1.3  Elect Calvin G. Butler, Jr.  Management  For  Voted - For 
1.4  Elect Marjorie Rodgers Cheshire  Management  For  Voted - For 
1.5  Elect Linda P. Jojo  Management  For  Voted - For 
1.6  Elect Charisse Lillie  Management  For  Voted - For 
1.7  Elect Matthew Rogers  Management  For  Voted - For 
1.8  Elect John F. Young  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
EXXON MOBIL CORPORATION       
Security ID: 30231G102 Ticker: XOM       
Meeting Date: 31-May-23       
1.1  Elect Michael J. Angelakis  Management  For  Voted - For 
1.2  Elect Susan K. Avery  Management  For  Voted - For 
1.3  Elect Angela F. Braly  Management  For  Voted - For 
1.4  Elect Gregory J. Goff  Management  For  Voted - For 
1.5  Elect John D. Harris II  Management  For  Voted - For 
1.6  Elect Kaisa H. Hietala  Management  For  Voted - For 
1.7  Elect Joseph L. Hooley  Management  For  Voted - For 
1.8  Elect Steven A. Kandarian  Management  For  Voted - For 
1.9  Elect Alexander A. Karsner  Management  For  Voted - For 
1.10  Elect Lawrence W. Kellner  Management  For  Voted - For 
1.11  Elect Jeffrey W. Ubben  Management  For  Voted - For 
1.12  Elect Darren W. Woods  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Formation of       
  Decarbonization Risk Committee  Shareholder  Against  Voted - Against 

 

524

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Shareholder Proposal Regarding Retention of Shares       
  Until Normal Retirement Age  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Carbon       
  Capture and Storage  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Methane Emission       
  Disclosures  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding Medium-Term Scope 3       
  Target  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Guyanese       
  Operations  Shareholder  Against  Voted - For 
11  Shareholder Proposal Regarding Recalculated       
  Emissions Baseline  Shareholder  Against  Voted - For 
12  Shareholder Proposal Regarding Audited Report on       
  Asset Retirement Obligations  Shareholder  Against  Voted - For 
13  Shareholder Proposal Regarding Addressing Virgin       
  Plastic Demand  Shareholder  Against  Voted - Against 
14  Shareholder Proposal Regarding Environmental       
  Litigation  Shareholder  Against  Voted - Against 
15  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  Against  Voted - For 
16  Shareholder Proposal Regarding Just Transition       
  Reporting  Shareholder  Against  Voted - For 
17  Shareholder Proposal Regarding Report on       
  Exploration and Production in the Arctic Refuge  Shareholder  Against  Voted - Abstain 
GENERAL MILLS, INC.       
Security ID: 370334104 Ticker: GIS       
Meeting Date: 27-Sep-22       
1.1  Elect R. Kerry Clark  Management  For  Voted - For 
1.2  Elect David M. Cordani  Management  For  Voted - For 
1.3  Elect C. Kim Goodwin  Management  For  Voted - For 
1.4  Elect Jeffrey L. Harmening  Management  For  Voted - For 
1.5  Elect Maria G. Henry  Management  For  Voted - For 
1.6  Elect Jo Ann Jenkins  Management  For  Voted - For 
1.7  Elect Elizabeth C. Lempres  Management  For  Voted - For 
1.8  Elect Diane L. Neal  Management  For  Voted - For 
1.9  Elect Stephen A. Odland  Management  For  Voted - For 
1.10  Elect Maria A. Sastre  Management  For  Voted - For 
1.11  Elect Eric D. Sprunk  Management  For  Voted - For 
1.12  Elect Jorge A. Uribe  Management  For  Voted - For 
2  Approval of the 2022 Stock Compensation Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Report on Plastic       
  Packaging  Shareholder  Against  Voted - Against 

 

525

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
GILEAD SCIENCES, INC.       
Security ID: 375558103 Ticker: GILD       
Meeting Date: 03-May-23       
1.1  Elect Jacqueline K. Barton  Management  For  Voted - For 
1.2  Elect Jeffrey A. Bluestone  Management  For  Voted - For 
1.3  Elect Sandra J. Horning  Management  For  Voted - For 
1.4  Elect Kelly A. Kramer  Management  For  Voted - For 
1.5  Elect Kevin E. Lofton  Management  For  Voted - For 
1.6  Elect Harish Manwani  Management  For  Voted - For 
1.7  Elect Daniel P. O'Day  Management  For  Voted - For 
1.8  Elect Javier J. Rodriguez  Management  For  Voted - For 
1.9  Elect Anthony Welters  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Multiple Board       
  Nominees  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Allowing Beneficial       
  Owners to Call Special Meetings  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
GSK PLC       
Security ID: 37733W105 Ticker: GSK       
Meeting Date: 06-Jul-22       
1  Demerger of Haleon Group  Management  For  Voted - For 
2  Related Party Transactions  Management  For  Voted - For 
GSK PLC       
Security ID: 37733W204 Ticker: GSK       
Meeting Date: 03-May-23       
1.1  Elect Julie Brown  Management  For  Voted - For 
1.2  Elect Vishal Sikka  Management  For  Voted - For 
1.3  Elect Elizabeth McKee Anderson  Management  For  Voted - For 
1.4  Elect Sir Jonathan R. Symonds  Management  For  Voted - For 
1.5  Elect Emma N. Walmsley  Management  For  Voted - For 
1.6  Elect Charles A. Bancroft  Management  For  Voted - For 
1.7  Elect Hal V. Barron  Management  For  Voted - For 
1.8  Elect Anne Beal  Management  For  Voted - For 
1.9  Elect Harry Dietz  Management  For  Voted - For 
1.10  Elect Jesse Goodman  Management  For  Voted - For 

 

526

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect Urs Rohner  Management  For  Voted - For 
2  Accounts and Reports  Management  For  Voted - For 
3  Remuneration Report  Management  For  Voted - For 
4  Appointment of Auditor  Management  For  Voted - For 
5  Authority to Set Auditor's Fees  Management  For  Voted - For 
6  Amendment to Remuneration Policy  Management  For  Voted - For 
7  Authorisation of Political Donations  Management  For  Voted - For 
8  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
9  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
10  Authority to Issue Shares w/o Preemptive Rights       
  (Specified Capital Investment)  Management  For  Voted - For 
11  Authority to Repurchase Shares  Management  For  Voted - For 
12  Approve Exemption from Statement of the Senior       
  Statutory Auditor's name in published Auditors'       
  Reports  Management  For  Voted - For 
13  Authority to Set General Meeting Notice Period at       
  14 Days  Management  For  Voted - For 
H&R BLOCK, INC.       
Security ID: 093671105 Ticker: HRB       
Meeting Date: 04-Nov-22       
1.1  Elect Sean H. Cohan  Management  For  Voted - For 
1.2  Elect Robert A. Gerard  Management  For  Voted - For 
1.3  Elect Anuradha Gupta  Management  For  Voted - For 
1.4  Elect Richard A. Johnson  Management  For  Voted - For 
1.5  Elect Jeffrey J. Jones II  Management  For  Voted - For 
1.6  Elect Mia F. Mends  Management  For  Voted - For 
1.7  Elect Yolande G. Piazza  Management  For  Voted - For 
1.8  Elect Victoria J. Reich  Management  For  Voted - For 
1.9  Elect Matthew E. Winter  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
HEWLETT PACKARD ENTERPRISE COMPANY       
Security ID: 42824C109 Ticker: HPE       
Meeting Date: 05-Apr-23       
1.1  Elect Daniel Ammann  Management  For  Voted - For 
1.2  Elect Pamela L. Carter  Management  For  Voted - For 
1.3  Elect Frank A. D'Amelio  Management  For  Voted - For 
1.4  Elect Regina E. Dugan  Management  For  Voted - For 
1.5  Elect Jean M. Hobby  Management  For  Voted - For 
1.6  Elect Raymond J. Lane  Management  For  Voted - For 
1.7  Elect Ann M. Livermore  Management  For  Voted - For 
1.8  Elect Antonio F. Neri  Management  For  Voted - For 
1.9  Elect Charles H. Noski  Management  For  Voted - For 
1.10  Elect Raymond E. Ozzie  Management  For  Voted - For 

 

527

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.11  Elect Gary M. Reiner  Management  For  Voted - For 
1.12  Elect Patricia F. Russo  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Amendment to the 2021 Stock Incentive Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
HONDA MOTOR CO., LTD.       
Security ID: 438128308 Ticker: 7267       
Meeting Date: 21-Jun-23       
1.1  Elect Seiji Kuraishi  Management  For  Voted - For 
1.2  Elect Toshihiro Mibe  Management  For  Voted - For 
1.3  Elect Shinji Aoyama  Management  For  Voted - For 
1.4  Elect Noriya Kaihara  Management  For  Voted - For 
1.5  Elect Asako Suzuki  Management  For  Voted - For 
1.6  Elect Masafumi Suzuki  Management  For  Voted - For 
1.7  Elect Kunihiko Sakai  Management  For  Voted - For 
1.8  Elect Fumiya Kokubu  Management  For  Voted - For 
1.9  Elect Yoichiro Ogawa  Management  For  Voted - For 
1.10  Elect Kazuhiro Higashi  Management  For  Voted - For 
1.11  Elect Ryoko Nagata  Management  For  Voted - For 
INGREDION INCORPORATED       
Security ID: 457187102 Ticker: INGR       
Meeting Date: 19-May-23       
1.1  Elect David B. Fischer  Management  For  Voted - For 
1.2  Elect Paul Hanrahan  Management  For  Voted - For 
1.3  Elect Rhonda L. Jordan  Management  For  Voted - For 
1.4  Elect Gregory B. Kenny  Management  For  Voted - For 
1.5  Elect Charles V. Magro  Management  For  Voted - For 
1.6  Elect Victoria J. Reich  Management  For  Voted - For 
1.7  Elect Catherine A. Suever  Management  For  Voted - For 
1.8  Elect Stephan B. Tanda  Management  For  Voted - For 
1.9  Elect Jorge A. Uribe  Management  For  Voted - For 
1.10  Elect Patricia Verduin  Management  For  Voted - For 
1.11  Elect Dwayne A. Wilson  Management  For  Voted - Against 
1.12  Elect James Zallie  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of Exclusive Forum Provisions  Management  For  Voted - Against 
6  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - Against 

 

528

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
INTEL CORPORATION       
Security ID: 458140100 Ticker: INTC       
Meeting Date: 11-May-23       
1.1  Elect Patrick P. Gelsinger  Management  For  Voted - For 
1.2  Elect James J. Goetz  Management  For  Voted - For 
1.3  Elect Andrea J. Goldsmith  Management  For  Voted - For 
1.4  Elect Alyssa H. Henry  Management  For  Voted - For 
1.5  Elect S. Omar Ishrak  Management  For  Voted - For 
1.6  Elect Risa Lavizzo-Mourey  Management  For  Voted - For 
1.7  Elect Tsu-Jae King Liu  Management  For  Voted - For 
1.8  Elect Barbara G. Novick  Management  For  Voted - For 
1.9  Elect Gregory D. Smith  Management  For  Voted - For 
1.10  Elect Lip-Bu Tan  Management  For  Voted - For 
1.11  Elect Dion J. Weisler  Management  For  Voted - For 
1.12  Elect Frank D. Yeary  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2006 Equity Incentive Plan  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
6  Shareholder Proposal Regarding Retention of Shares       
  Until Normal Retirement Age  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Third-Party Review       
  for ESG Congruency with Business in China  Shareholder  Against  Voted - Against 
INTERNATIONAL BUSINESS MACHINES CORPORATION       
Security ID: 459200101 Ticker: IBM       
Meeting Date: 25-Apr-23       
1.1  Elect Thomas Buberl  Management  For  Voted - For 
1.2  Elect David N. Farr  Management  For  Voted - For 
1.3  Elect Alex Gorsky  Management  For  Voted - For 
1.4  Elect Michelle Howard  Management  For  Voted - For 
1.5  Elect Arvind Krishna  Management  For  Voted - For 
1.6  Elect Andrew N. Liveris  Management  For  Voted - Against 
1.7  Elect F. William McNabb, III  Management  For  Voted - For 
1.8  Elect Martha E. Pollack  Management  For  Voted - For 
1.9  Elect Joseph R. Swedish  Management  For  Voted - For 
1.10  Elect Peter R. Voser  Management  For  Voted - For 
1.11  Elect Frederick H. Waddell  Management  For  Voted - For 
1.12  Elect Alfred W. Zollar  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 

 

529

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on       
  Effectiveness of Workplace Sexual Harassment and       
  Discrimination Policies  Shareholder  Against  Voted - Against 
INTERNATIONAL PAPER COMPANY       
Security ID: 460146103 Ticker: IP       
Meeting Date: 08-May-23       
1.1  Elect Christopher M. Connor  Management  For  Voted - For 
1.2  Elect Ahmet Cemal Dorduncu  Management  For  Voted - For 
1.3  Elect Ilene S. Gordon  Management  For  Voted - Against 
1.4  Elect Anders Gustafsson  Management  For  Voted - For 
1.5  Elect Jacqueline C. Hinman  Management  For  Voted - For 
1.6  Elect Clinton A. Lewis, Jr.  Management  For  Voted - For 
1.7  Elect D. G. Macpherson  Management  For  Voted - For 
1.8  Elect Kathryn D. Sullivan  Management  For  Voted - For 
1.9  Elect Mark S. Sutton  Management  For  Voted - For 
1.10  Elect Anton V. Vincent  Management  For  Voted - For 
1.11  Elect Raymond Guy Young  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
JOHNSON & JOHNSON       
Security ID: 478160104 Ticker: JNJ       
Meeting Date: 27-Apr-23       
1.1  Elect Darius Adamczyk  Management  For  Voted - For 
1.2  Elect Mary C. Beckerle  Management  For  Voted - For 
1.3  Elect D. Scott Davis  Management  For  Voted - For 
1.4  Elect Jennifer A. Doudna  Management  For  Voted - For 
1.5  Elect Joaquin Duato  Management  For  Voted - For 
1.6  Elect Marillyn A. Hewson  Management  For  Voted - For 
1.7  Elect Paula A. Johnson  Management  For  Voted - For 
1.8  Elect Hubert Joly  Management  For  Voted - For 
1.9  Elect Mark B. McClellan  Management  For  Voted - For 
1.10  Elect Anne Mulcahy  Management  For  Voted - For 
1.11  Elect Mark A. Weinberger  Management  For  Voted - For 
1.12  Elect Nadja Y. West  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

530

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Shareholder Proposal Regarding Adoption of       
  Mandatory Arbitration Bylaw  Shareholder  Against  Voted - Abstain 
6  Shareholder Proposal Regarding Report on Access to       
  COVID-19 Products  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Prohibiting Adjustments for       
  Legal and Compliance Costs  Shareholder  Against  Voted - Abstain 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
KELLOGG COMPANY       
Security ID: 487836108 Ticker: K       
Meeting Date: 28-Apr-23       
1.1  Elect Stephanie A. Burns  Management  For  Voted - For 
1.2  Elect Steve A. Cahillane  Management  For  Voted - For 
1.3  Elect La June Montgomery Tabron  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Median Gender and       
  Racial Pay Equity Report  Shareholder  Against  Voted - Against 
KINDER MORGAN, INC.       
Security ID: 49456B101 Ticker: KMI       
Meeting Date: 10-May-23       
1.1  Elect Richard D. Kinder  Management  For  Voted - For 
1.2  Elect Steven J. Kean  Management  For  Voted - For 
1.3  Elect Kimberly A. Dang  Management  For  Voted - For 
1.4  Elect Ted A. Gardner  Management  For  Voted - Against 
1.5  Elect Anthony W. Hall, Jr.  Management  For  Voted - For 
1.6  Elect Gary L. Hultquist  Management  For  Voted - For 
1.7  Elect Ronald L. Kuehn, Jr.  Management  For  Voted - For 
1.8  Elect Deborah A. Macdonald  Management  For  Voted - For 
1.9  Elect Michael C. Morgan  Management  For  Voted - For 
1.10  Elect Arthur C. Reichstetter  Management  For  Voted - For 
1.11  Elect C. Park Shaper  Management  For  Voted - For 
1.12  Elect William A. Smith  Management  For  Voted - For 
1.13  Elect Joel V. Staff  Management  For  Voted - For 
1.14  Elect Robert F. Vagt  Management  For  Voted - For 
2  Amendment Limiting the Liability of Certain Officers  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

531

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
KNOWLES CORPORATION       
Security ID: 49926D109 Ticker: KN       
Meeting Date: 02-May-23       
1.1  Elect Keith L. Barnes  Management  For  Voted - For 
1.2  Elect Daniel J. Crowley  Management  For  Voted - For 
1.3  Elect Hermann Eul  Management  For  Voted - For 
1.4  Elect Didier Hirsch  Management  For  Voted - For 
1.5  Elect Ye Jane Li  Management  For  Voted - For 
1.6  Elect Donald Macleod  Management  For  Voted - For 
1.7  Elect Jeffrey S. Niew  Management  For  Voted - For 
1.8  Elect Cheryl L. Shavers  Management  For  Voted - Against 
1.9  Elect Michael S. Wishart  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
LABORATORY CORPORATION OF AMERICA HOLDINGS       
Security ID: 50540R409 Ticker: LH       
Meeting Date: 11-May-23       
1.1  Elect Kerrii B. Anderson  Management  For  Voted - For 
1.2  Elect Jean-Luc Belingard  Management  For  Voted - For 
1.3  Elect Jeffrey A. Davis  Management  For  Voted - For 
1.4  Elect D. Gary Gilliland  Management  For  Voted - For 
1.5  Elect Kirsten M. Kliphouse  Management  For  Voted - For 
1.6  Elect Garheng Kong  Management  For  Voted - For 
1.7  Elect Peter M. Neupert  Management  For  Voted - For 
1.8  Elect Richelle P. Parham  Management  For  Voted - For 
1.9  Elect Adam H. Schechter  Management  For  Voted - For 
1.10  Elect Kathryn E. Wengel  Management  For  Voted - For 
1.11  Elect R. Sanders Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Report on Nonhuman       
  Primate Transportation  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Risks from       
  Abortion-Related Information Requests  Shareholder  Against  Voted - Against 
LOBLAW COMPANIES LIMITED       
Security ID: 539481101 Ticker: L       
Meeting Date: 04-May-23       
1.1  Elect Scott B. Bonham  Management  For  Voted - For 
1.2  Elect Shelley G. Broader  Management  For  Voted - For 

 

532

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Christie J.B. Clark  Management  For  Voted - For 
1.4  Elect Daniel Debow  Management  For  Voted - For 
1.5  Elect William A. Downe  Management  For  Voted - For 
1.6  Elect Janice Fukakusa  Management  For  Voted - For 
1.7  Elect M. Marianne Harris  Management  For  Voted - For 
1.8  Elect Kevin Holt  Management  For  Voted - For 
1.9  Elect Claudia Kotchka  Management  For  Voted - For 
1.10  Elect Sarah Raiss  Management  For  Voted - For 
1.11  Elect Galen G. Weston  Management  For  Voted - For 
1.12  Elect Cornell Wright  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
LOCKHEED MARTIN CORPORATION       
Security ID: 539830109 Ticker: LMT       
Meeting Date: 27-Apr-23       
1.1  Elect Daniel F. Akerson  Management  For  Voted - For 
1.2  Elect David B. Burritt  Management  For  Voted - For 
1.3  Elect Bruce A. Carlson  Management  For  Voted - For 
1.4  Elect John Donovan  Management  For  Voted - For 
1.5  Elect Joseph Dunford Jr.  Management  For  Voted - For 
1.6  Elect James O. Ellis, Jr.  Management  For  Voted - For 
1.7  Elect Thomas J. Falk  Management  For  Voted - For 
1.8  Elect Ilene S. Gordon  Management  For  Voted - For 
1.9  Elect Vicki A. Hollub  Management  For  Voted - For 
1.10  Elect Jeh C. Johnson  Management  For  Voted - For 
1.11  Elect Debra L. Reed-Klages  Management  For  Voted - For 
1.12  Elect James D. Taiclet  Management  For  Voted - For 
1.13  Elect Patricia E. Yarrington  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Report on Human       
  Rights Impact Assessments  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Aligning       
  Value Chain GHG Reductions with Paris Agreement  Shareholder  Against  Voted - For 
LOWE'S COMPANIES, INC.       
Security ID: 548661107 Ticker: LOW       
Meeting Date: 26-May-23       
1.1  Elect Raul Alvarez  Management  For  Voted - For 
1.2  Elect David H. Batchelder  Management  For  Voted - For 
1.3  Elect Scott H. Baxter  Management  For  Voted - For 

 

533

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Sandra B. Cochran  Management  For  Voted - For 
1.5  Elect Laurie Z. Douglas  Management  For  Voted - For 
1.6  Elect Richard W. Dreiling  Management  For  Voted - For 
1.7  Elect Marvin R. Ellison  Management  For  Voted - For 
1.8  Elect Daniel J. Heinrich  Management  For  Voted - For 
1.9  Elect Brian C. Rogers  Management  For  Voted - For 
1.10  Elect Bertram L. Scott  Management  For  Voted - For 
1.11  Elect Colleen Taylor  Management  For  Voted - For 
1.12  Elect Mary Elizabeth West  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
MCKESSON CORPORATION       
Security ID: 58155Q103 Ticker: MCK       
Meeting Date: 22-Jul-22       
1.1  Elect Richard H. Carmona  Management  For  Voted - For 
1.2  Elect Dominic J. Caruso  Management  For  Voted - For 
1.3  Elect W. Roy Dunbar  Management  For  Voted - For 
1.4  Elect James H. Hinton  Management  For  Voted - For 
1.5  Elect Donald R. Knauss  Management  For  Voted - For 
1.6  Elect Bradley E. Lerman  Management  For  Voted - For 
1.7  Elect Linda P. Mantia  Management  For  Voted - For 
1.8  Elect Maria Martinez  Management  For  Voted - For 
1.9  Elect Susan R. Salka  Management  For  Voted - For 
1.10  Elect Brian S. Tyler  Management  For  Voted - For 
1.11  Elect Kathleen Wilson-Thompson  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2022 Stock Plan  Management  For  Voted - For 
5  Amendment to the 2000 Employee Stock Purchase Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding 10b5-1 Plans  Shareholder  Against  Voted - For 
MERCK & CO., INC.       
Security ID: 58933Y105 Ticker: MRK       
Meeting Date: 23-May-23       
1.1  Elect Douglas M. Baker, Jr.  Management  For  Voted - For 
1.2  Elect Mary Ellen Coe  Management  For  Voted - For 
1.3  Elect Pamela J. Craig  Management  For  Voted - For 
1.4  Elect Robert M. Davis  Management  For  Voted - For 
1.5  Elect Thomas H. Glocer  Management  For  Voted - For 
1.6  Elect Risa Lavizzo-Mourey  Management  For  Voted - For 

 

534

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.7  Elect Stephen L. Mayo  Management  For  Voted - For 
1.8  Elect Paul B. Rothman  Management  For  Voted - For 
1.9  Elect Patricia F. Russo  Management  For  Voted - For 
1.10  Elect Christine E. Seidman  Management  For  Voted - For 
1.11  Elect Inge G. Thulin  Management  For  Voted - For 
1.12  Elect Kathy J. Warden  Management  For  Voted - For 
1.13  Elect Peter C. Wendell  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Access to       
  COVID-19 Products  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Third-Party       
  Political Expenditures Reporting  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Congruency Report of       
  Partnerships with Certain Organizations  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
METLIFE, INC.       
Security ID: 59156R108 Ticker: MET       
Meeting Date: 20-Jun-23       
1.1  Elect Cheryl W. Grise  Management  For  Voted - For 
1.2  Elect Carlos M. Gutierrez  Management  For  Voted - For 
1.3  Elect Carla A. Harris  Management  For  Voted - For 
1.4  Elect Gerald L. Hassell  Management  For  Voted - For 
1.5  Elect David L. Herzog  Management  For  Voted - For 
1.6  Elect R. Glenn Hubbard  Management  For  Voted - For 
1.7  Elect Jeh C. Johnson  Management  For  Voted - For 
1.8  Elect Edward J. Kelly, III  Management  For  Voted - For 
1.9  Elect William E. Kennard  Management  For  Voted - For 
1.10  Elect Michel A. Khalaf  Management  For  Voted - For 
1.11  Elect Catherine R. Kinney  Management  For  Voted - For 
1.12  Elect Diana L. McKenzie  Management  For  Voted - For 
1.13  Elect Denise M. Morrison  Management  For  Voted - For 
1.14  Elect Mark A. Weinberger  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

535

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
MOLSON COORS BEVERAGE COMPANY       
Security ID: 60871R209 Ticker: TAP       
Meeting Date: 17-May-23       
1.1  Elect Roger G. Eaton  Management  For  Voted - For 
1.2  Elect Charles M. Herington  Management  For  Voted - For 
1.3  Elect H. Sanford Riley  Management  For  Voted - Withheld 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
MURPHY USA INC.       
Security ID: 626755102 Ticker: MUSA       
Meeting Date: 04-May-23       
1.1  Elect Claiborne P. Deming  Management  For  Voted - For 
1.2  Elect Jeanne L. Phillips  Management  For  Voted - Against 
1.3  Elect Jack T. Taylor  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2023 Omnibus Incentive Plan  Management  For  Voted - For 
NATIONAL FUEL GAS COMPANY       
Security ID: 636180101 Ticker: NFG       
Meeting Date: 09-Mar-23       
1.1  Elect David C. Carroll  Management  For  Voted - For 
1.2  Elect Steven C. Finch  Management  For  Voted - For 
1.3  Elect Joseph N. Jaggers  Management  For  Voted - For 
1.4  Elect Jeffrey W. Shaw  Management  For  Voted - For 
1.5  Elect Thomas E. Skains  Management  For  Voted - For 
1.6  Elect David F. Smith  Management  For  Voted - For 
1.7  Elect Ronald J. Tanski  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
NEWMARKET CORPORATION       
Security ID: 651587107 Ticker: NEU       
Meeting Date: 27-Apr-23       
1.1  Elect Mark M. Gambill  Management  For  Voted - Against 
1.2  Elect Bruce C. Gottwald  Management  For  Voted - For 
1.3  Elect Thomas E. Gottwald  Management  For  Voted - For 
1.4  Elect Patrick D. Hanley  Management  For  Voted - For 
1.5  Elect H. Hiter Harris, III  Management  For  Voted - For 

 

536

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect James E. Rogers  Management  For  Voted - For 
1.7  Elect Ting Xu  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Incentive Compensation and       
  Stock Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding GHG Reduction Targets  Shareholder  Against  Voted - Against 
NIPPON TELEGRAPH AND TELEPHONE CORPORATION       
Security ID: 654624105 Ticker: 9432       
Meeting Date: 22-Jun-23       
1.1  Elect Keiichiro Yanagi  Management  For  Voted - For 
1.2  Elect Kanae Takahashi  Management  For  Voted - For 
1.3  Elect Hideki Kanda  Management  For  Voted - For 
1.4  Elect Kaoru Kashima Kaoru Taya  Management  For  Voted - For 
2  Allocation of Profits/Dividends  Management  For  Voted - For 
NORTHROP GRUMMAN CORPORATION       
Security ID: 666807102 Ticker: NOC       
Meeting Date: 17-May-23       
1.1  Elect Kathy J. Warden  Management  For  Voted - For 
1.2  Elect David P. Abney  Management  For  Voted - For 
1.3  Elect Marianne C. Brown  Management  For  Voted - For 
1.4  Elect Ann M. Fudge  Management  For  Voted - For 
1.5  Elect Madeleine A. Kleiner  Management  For  Voted - For 
1.6  Elect Arvind Krishna  Management  For  Voted - For 
1.7  Elect Graham N. Robinson  Management  For  Voted - For 
1.8  Elect Kimberly A. Ross  Management  For  Voted - For 
1.9  Elect Gary Roughead  Management  For  Voted - For 
1.10  Elect Thomas M. Schoewe  Management  For  Voted - For 
1.11  Elect James S. Turley  Management  For  Voted - For 
1.12  Elect Mark A. Welsh III  Management  For  Voted - For 
1.13  Elect Mary A. Winston  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Reduction of the Ownership Threshold Required to       
  Call a Special Meeting of Shareholders  Management  For  Voted - For 
6  Shareholder Proposal Regarding Alignment of       
  Political Activities with Human Rights Policy  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 

 

537

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
OCEANFIRST FINANCIAL CORP.       
Security ID: 675234108 Ticker: OCFC       
Meeting Date: 23-May-23       
1.1  Elect Anthony R. Coscia  Management  For  Voted - Withheld 
1.2  Elect Michael D. Devlin  Management  For  Voted - For 
1.3  Elect Jack M. Farris  Management  For  Voted - For 
1.4  Elect Kimberly M. Guadagno  Management  For  Voted - For 
1.5  Elect Nicos Katsoulis  Management  For  Voted - For 
1.6  Elect Joseph J. Lebel III  Management  For  Voted - For 
1.7  Elect Christopher D. Maher  Management  For  Voted - For 
1.8  Elect Joseph M. Murphy, Jr.  Management  For  Voted - For 
1.9  Elect Steven M. Scopellite  Management  For  Voted - For 
1.10  Elect Grace C. Torres  Management  For  Voted - For 
1.11  Elect Patricia L. Turner  Management  For  Voted - For 
1.12  Elect John E. Walsh  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
OPEN TEXT CORPORATION       
Security ID: 683715106 Ticker: OTEX       
Meeting Date: 15-Sep-22       
1.1  Elect P. Thomas Jenkins  Management  For  Voted - For 
1.2  Elect Mark J. Barrenechea  Management  For  Voted - For 
1.3  Elect Randy Fowlie  Management  For  Voted - For 
1.4  Elect David Fraser  Management  For  Voted - For 
1.5  Elect Gail E. Hamilton  Management  For  Voted - For 
1.6  Elect Robert Hau  Management  For  Voted - For 
1.7  Elect Ann M. Powell  Management  For  Voted - For 
1.8  Elect Stephen J. Sadler  Management  For  Voted - For 
1.9  Elect Michael Slaunwhite  Management  For  Voted - For 
1.10  Elect Katharine B. Stevenson  Management  For  Voted - For 
1.11  Elect Deborah Weinstein  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Rights Plan Renewal  Management  For  Voted - For 
ORACLE CORPORATION       
Security ID: 68389X105 Ticker: ORCL       
Meeting Date: 16-Nov-22       
1.1  Elect Awo Ablo  Management  For  Voted - For 

 

538

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Jeffrey S. Berg  Management  For  Voted - For 
1.3  Elect Michael J. Boskin  Management  For  Voted - For 
1.4  Elect Safra A. Catz  Management  For  Voted - Withheld 
1.5  Elect Bruce R. Chizen  Management  For  Voted - For 
1.6  Elect George H. Conrades  Management  For  Voted - Withheld 
1.7  Elect Lawrence J. Ellison  Management  For  Voted - For 
1.8  Elect Rona Fairhead  Management  For  Voted - For 
1.9  Elect Jeffrey O. Henley  Management  For  Voted - For 
1.10  Elect Renee J. James  Management  For  Voted - For 
1.11  Elect Charles W. Moorman IV  Management  For  Voted - Withheld 
1.12  Elect Leon E. Panetta  Management  For  Voted - Withheld 
1.13  Elect William G. Parrett  Management  For  Voted - For 
1.14  Elect Naomi O. Seligman  Management  For  Voted - Withheld 
1.15  Elect Vishal Sikka  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
ORGANON & CO.       
Security ID: 68622V106 Ticker: OGN       
Meeting Date: 06-Jun-23       
1.1  Elect Carrie S. Cox  Management  For  Voted - For 
1.2  Elect Alan Ezekowitz  Management  For  Voted - For 
1.3  Elect Helene D. Gayle  Management  For  Voted - For 
1.4  Elect Deborah Leone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
OSI SYSTEMS, INC.       
Security ID: 671044105 Ticker: OSIS       
Meeting Date: 13-Dec-22       
1.1  Elect Deepak Chopra  Management  For  Voted - For 
1.2  Elect William F. Ballhaus, Jr.  Management  For  Voted - For 
1.3  Elect Kelli Bernard  Management  For  Voted - For 
1.4  Elect Gerald Chizever  Management  For  Voted - Withheld 
1.5  Elect James B. Hawkins  Management  For  Voted - Withheld 
1.6  Elect Meyer Luskin  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
OTTER TAIL CORPORATION       
Security ID: 689648103 Ticker: OTTR       
Meeting Date: 17-Apr-23       
1.1  Elect John D. Erickson  Management  For  Voted - For 

 

539

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Nathan I. Partain  Management  For  Voted - For 
1.3  Elect Jeanne H. Crain  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
PFIZER INC.       
Security ID: 717081103 Ticker: PFE       
Meeting Date: 27-Apr-23       
1.1  Elect Ronald E. Blaylock  Management  For  Voted - For 
1.2  Elect Albert Bourla  Management  For  Voted - For 
1.3  Elect Susan Desmond-Hellmann  Management  For  Voted - For 
1.4  Elect Joseph J. Echevarria  Management  For  Voted - For 
1.5  Elect Scott Gottlieb  Management  For  Voted - For 
1.6  Elect Helen H. Hobbs  Management  For  Voted - For 
1.7  Elect Susan Hockfield  Management  For  Voted - For 
1.8  Elect Dan R. Littman  Management  For  Voted - For 
1.9  Elect Shantanu Narayen  Management  For  Voted - For 
1.10  Elect Suzanne Nora Johnson  Management  For  Voted - For 
1.11  Elect James Quincey  Management  For  Voted - For 
1.12  Elect James C. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Intellectual Property  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
PPL CORPORATION       
Security ID: 69351T106 Ticker: PPL       
Meeting Date: 17-May-23       
1.1  Elect Arthur P. Beattie  Management  For  Voted - For 
1.2  Elect Raja Rajamannar  Management  For  Voted - For 
1.3  Elect Heather B. Redman  Management  For  Voted - For 
1.4  Elect Craig A. Rogerson  Management  For  Voted - For 
1.5  Elect Vincent Sorgi  Management  For  Voted - For 
1.6  Elect Linda G. Sullivan  Management  For  Voted - For 
1.7  Elect Natica von Althann  Management  For  Voted - For 
1.8  Elect Keith H. Williamson  Management  For  Voted - For 

 

540

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.9  Elect Phoebe A. Wood  Management  For  Voted - For 
1.10  Elect Armando Zagalo de Lima  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
QUEST DIAGNOSTICS INCORPORATED       
Security ID: 74834L100 Ticker: DGX       
Meeting Date: 17-May-23       
1.1  Elect James E. Davis  Management  For  Voted - For 
1.2  Elect Luis Diaz, Jr.  Management  For  Voted - For 
1.3  Elect Tracey C. Doi  Management  For  Voted - For 
1.4  Elect Vicky B. Gregg  Management  For  Voted - For 
1.5  Elect Wright L. Lassiter III  Management  For  Voted - For 
1.6  Elect Timothy L. Main  Management  For  Voted - For 
1.7  Elect Denise M. Morrison  Management  For  Voted - For 
1.8  Elect Gary M. Pfeiffer  Management  For  Voted - For 
1.9  Elect Timothy M. Ring  Management  For  Voted - For 
1.10  Elect Gail R. Wilensky  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the Long-Term Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding GHG Targets and       
  Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
RELIANCE STEEL & ALUMINUM CO.       
Security ID: 759509102 Ticker: RS       
Meeting Date: 17-May-23       
1.1  Elect Lisa L. Baldwin  Management  For  Voted - For 
1.2  Elect Karen W. Colonias  Management  For  Voted - For 
1.3  Elect Frank J. Dellaquila  Management  For  Voted - For 
1.4  Elect James D. Hoffman  Management  For  Voted - For 
1.5  Elect Mark V. Kaminski  Management  For  Voted - For 
1.6  Elect Karla R. Lewis  Management  For  Voted - For 
1.7  Elect Robert A. McEvoy  Management  For  Voted - For 
1.8  Elect David W. Seeger  Management  For  Voted - For 
1.9  Elect Douglas W. Stotlar  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 

 

541

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
SANOFI       
Security ID: 80105N105 Ticker: SAN       
Meeting Date: 25-May-23       
1.1  Elect Frederic Oudea  Management  For  Voted - For 
2  Accounts and Reports; Non Tax-Deductible Expenses  Management  For  Voted - For 
3  Consolidated Accounts and Reports  Management  For  Voted - For 
4  Allocation of Profits/Dividends  Management  For  Voted - For 
5  2022 Remuneration Report  Management  For  Voted - For 
6  2022 Remuneration of Serge Weinberg, Chair  Management  For  Voted - For 
7  2022 Remuneration of Paul Hudson, CEO  Management  For  Voted - For 
8  2023 Directors' Fees  Management  For  Voted - For 
9  2023 Remuneration Policy (Board of Directors)  Management  For  Voted - For 
10  2023 Remuneration Policy (Chair)  Management  For  Voted - For 
11  2023 Remuneration Policy (CEO)  Management  For  Voted - For 
12  Appointment of Auditor (PwC)  Management  For  Voted - For 
13  Relocation of Corporate Headquarters  Management  For  Voted - For 
14  Authority to Repurchase and Reissue Shares  Management  For  Voted - For 
15  Authority to Cancel Shares and Reduce Capital  Management  For  Voted - For 
16  Authority to Issue Shares and Convertible Debt w/       
  Preemptive Rights  Management  For  Voted - For 
17  Authority to Issue Shares and Convertible Debt w/o       
  Preemptive Rights  Management  For  Voted - For 
18  Authority to Issue Shares and/or Convertible Debt       
  Through Private Placement  Management  For  Voted - For 
19  Authority to Issue Debt Instruments  Management  For  Voted - For 
20  Greenshoe  Management  For  Voted - For 
21  Authority to Increase Capital in Consideration for       
  Contributions In Kind  Management  For  Voted - For 
22  Authority to Increase Capital Through       
  Capitalisations  Management  For  Voted - For 
23  Employee Stock Purchase Plan  Management  For  Voted - For 
24  Authorisation of Legal Formalities  Management  For  Voted - For 
SCHNEIDER NATIONAL, INC.       
Security ID: 80689H102 Ticker: SNDR       
Meeting Date: 24-Apr-23       
1.1  Elect Jyoti Chopra  Management  For  Voted - For 
1.2  Elect James R. Giertz  Management  For  Voted - For 
1.3  Elect Robert W. Grubbs  Management  For  Voted - For 
1.4  Elect Robert M. Knight, Jr.  Management  For  Voted - For 
1.5  Elect Therese A. Koller  Management  For  Voted - For 
1.6  Elect Mark B. Rourke  Management  For  Voted - For 
1.7  Elect John A.C. Swainson  Management  For  Voted - Withheld 
1.8  Elect James L. Welch  Management  For  Voted - For 
1.9  Elect Kathleen M. Zimmermann  Management  For  Voted - For 

 

542

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION       
Security ID: 808625107 Ticker: SAIC       
Meeting Date: 07-Jun-23       
1.1  Elect Garth N. Graham  Management  For  Voted - For 
1.2  Elect Carolyn B. Handlon  Management  For  Voted - For 
1.3  Elect Yvette Kanouff  Management  For  Voted - For 
1.4  Elect Nazzic S. Keene  Management  For  Voted - For 
1.5  Elect Timothy J. Mayopoulos  Management  For  Voted - For 
1.6  Elect Katharina G. McFarland  Management  For  Voted - For 
1.7  Elect Milford W. McGuirt  Management  For  Voted - For 
1.8  Elect Donna S. Morea  Management  For  Voted - For 
1.9  Elect James C. Reagan  Management  For  Voted - For 
1.10  Elect Steven R. Shane  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Approval of the 2023 Equity Incentive Plan  Management  For  Voted - For 
5  Amendment to the 2013 Employee Stock Purchase Plan  Management  For  Voted - For 
SEAGATE TECHNOLOGY HOLDINGS PLC       
Security ID: G7997R103 Ticker: STX       
Meeting Date: 24-Oct-22       
1.1  Elect Shankar Arumugavelu  Management  For  Voted - For 
1.2  Elect Pratik S. Bhatt  Management  For  Voted - For 
1.3  Elect Judy Bruner  Management  For  Voted - For 
1.4  Elect Michael R. Cannon  Management  For  Voted - For 
1.5  Elect Richard L. Clemmer  Management  For  Voted - For 
1.6  Elect Yolanda L. Conyers  Management  For  Voted - For 
1.7  Elect Jay L. Geldmacher  Management  For  Voted - For 
1.8  Elect Dylan G. Haggart  Management  For  Voted - For 
1.9  Elect William D. Mosley  Management  For  Voted - For 
1.10  Elect Stephanie Tilenius  Management  For  Voted - For 
1.11  Elect Edward J. Zander  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Authority to Set the Reissue Price Of Treasury       
  Shares  Management  For  Voted - Against 

 

543

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
SEALED AIR CORPORATION       
Security ID: 81211K100 Ticker: SEE       
Meeting Date: 18-May-23       
1.1  Elect Elizabeth M. Adefioye  Management  For  Voted - For 
1.2  Elect Zubaid Ahmad  Management  For  Voted - For 
1.3  Elect Kevin C. Berryman  Management  For  Voted - For 
1.4  Elect Francoise Colpron  Management  For  Voted - For 
1.5  Elect Edward L. Doheny II  Management  For  Voted - For 
1.6  Elect Clay M. Johnson  Management  For  Voted - For 
1.7  Elect Henry R. Keizer  Management  For  Voted - For 
1.8  Elect Harry A. Lawton III  Management  For  Voted - For 
1.9  Elect Suzanne B. Rowland  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
SERVICE CORPORATION INTERNATIONAL       
Security ID: 817565104 Ticker: SCI       
Meeting Date: 02-May-23       
1.1  Elect Alan R. Buckwalter, III  Management  For  Voted - Against 
1.2  Elect Anthony L. Coelho  Management  For  Voted - For 
1.3  Elect Jakki L. Haussler  Management  For  Voted - For 
1.4  Elect Victor L. Lund  Management  For  Voted - For 
1.5  Elect Ellen Ochoa  Management  For  Voted - For 
1.6  Elect Thomas L. Ryan  Management  For  Voted - For 
1.7  Elect C. Park Shaper  Management  For  Voted - For 
1.8  Elect Sara Martinez Tucker  Management  For  Voted - For 
1.9  Elect W. Blair Waltrip  Management  For  Voted - For 
1.10  Elect Marcus A. Watts  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
SILGAN HOLDINGS INC.       
Security ID: 827048109 Ticker: SLGN       
Meeting Date: 30-May-23       
1.1  Elect Leigh J. Abramson  Management  For  Voted - Withheld 
1.2  Elect Robert B. Lewis  Management  For  Voted - For 
1.3  Elect Niharika Ramdev  Management  For  Voted - For 
2  Amendment to the 2004 Stock Incentive Plan  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

544

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
SK TELECOM CO., LTD       
Security ID: 78440P306 Ticker: 017670       
Meeting Date: 28-Mar-23       
1.1  Elect KIM Yong Hak  Management  For  Voted - For 
1.2  Elect KIM Jun Mo  Management  For  Voted - For 
1.3  Elect OH Hye Yeon  Management  For  Voted - For 
2  Financial Statements and Allocation of       
  Profits/Dividends  Management  For  Voted - Against 
3  Share Option Grant  Management  For  Voted - For 
4  Election of Audit Committee Member: KIM Yong Hak  Management  For  Voted - For 
5  Election of Audit Committee Member: OH Hye Yeon  Management  For  Voted - For 
6  Directors' Fees  Management  For  Voted - For 
SNAP-ON INCORPORATED       
Security ID: 833034101 Ticker: SNA       
Meeting Date: 27-Apr-23       
1.1  Elect David C. Adams  Management  For  Voted - Against 
1.2  Elect Karen L. Daniel  Management  For  Voted - For 
1.3  Elect Ruth Ann M. Gillis  Management  For  Voted - For 
1.4  Elect James P. Holden  Management  For  Voted - For 
1.5  Elect Nathan J. Jones  Management  For  Voted - For 
1.6  Elect Henry W. Knueppel  Management  For  Voted - For 
1.7  Elect W. Dudley Lehman  Management  For  Voted - For 
1.8  Elect Nicholas T. Pinchuk  Management  For  Voted - For 
1.9  Elect Gregg M. Sherrill  Management  For  Voted - For 
1.10  Elect Donald J. Stebbins  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
SONOCO PRODUCTS COMPANY       
Security ID: 835495102 Ticker: SON       
Meeting Date: 19-Apr-23       
1.1  Elect Steven L. Boyd  Management  For  Voted - For 
1.2  Elect R. Howard Coker  Management  For  Voted - For 
1.3  Elect Pamela L. Davies  Management  For  Voted - For 
1.4  Elect Theresa J. Drew  Management  For  Voted - For 
1.5  Elect Philippe Guillemot  Management  For  Voted - For 
1.6  Elect John R. Haley  Management  For  Voted - For 
1.7  Elect Robert R. Hill, Jr.  Management  For  Voted - For 
1.8  Elect Eleni Istavridis  Management  For  Voted - For 

 

545

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.9  Elect Richard G. Kyle  Management  For  Voted - For 
1.10  Elect Blythe J. McGarvie  Management  For  Voted - For 
1.11  Elect Thomas E. Whiddon  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
THE ALLSTATE CORPORATION       
Security ID: 020002101 Ticker: ALL       
Meeting Date: 23-May-23       
1.1  Elect Donald E. Brown  Management  For  Voted - For 
1.2  Elect Kermit R. Crawford  Management  For  Voted - For 
1.3  Elect Richard T. Hume  Management  For  Voted - For 
1.4  Elect Margaret M. Keane  Management  For  Voted - For 
1.5  Elect Siddharth N. Mehta  Management  For  Voted - For 
1.6  Elect Jacques P. Perold  Management  For  Voted - For 
1.7  Elect Andrea Redmond  Management  For  Voted - For 
1.8  Elect Gregg M. Sherrill  Management  For  Voted - For 
1.9  Elect Judith A. Sprieser  Management  For  Voted - For 
1.10  Elect Perry M. Traquina  Management  For  Voted - For 
1.11  Elect Monica Turner  Management  For  Voted - For 
1.12  Elect Thomas J. Wilson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
THE BANK OF NEW YORK MELLON CORPORATION       
Security ID: 064058100 Ticker: BK       
Meeting Date: 12-Apr-23       
1.1  Elect Linda Z. Cook  Management  For  Voted - For 
1.2  Elect Joseph J. Echevarria  Management  For  Voted - For 
1.3  Elect M. Amy Gilliland  Management  For  Voted - For 
1.4  Elect Jeffrey A. Goldstein  Management  For  Voted - For 
1.5  Elect K. Guru Gowrappan  Management  For  Voted - For 
1.6  Elect Ralph Izzo  Management  For  Voted - For 
1.7  Elect Sandie O'Connor  Management  For  Voted - For 
1.8  Elect Elizabeth E. Robinson  Management  For  Voted - For 
1.9  Elect Frederick O. Terrell  Management  For  Voted - For 
1.10  Elect Robin A. Vince  Management  For  Voted - For 
1.11  Elect Alfred W. Zollar  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

546

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
THE BANK OF NOVA SCOTIA       
Security ID: 064149107 Ticker: BNS       
Meeting Date: 04-Apr-23       
1.1  Elect Nora A. Aufreiter  Management  For  Voted - For 
1.2  Elect Guillermo E. Babatz  Management  For  Voted - For 
1.3  Elect Scott B. Bonham  Management  For  Voted - For 
1.4  Elect Daniel H. Callahan  Management  For  Voted - For 
1.5  Elect W. Dave Dowrich  Management  For  Voted - For 
1.6  Elect Lynn K. Patterson  Management  For  Voted - For 
1.7  Elect Michael D. Penner  Management  For  Voted - For 
1.8  Elect Una M. Power  Management  For  Voted - For 
1.9  Elect Aaron W. Regent  Management  For  Voted - For 
1.10  Elect Calin Rovinescu  Management  For  Voted - For 
1.11  Elect L. Scott Thomson  Management  For  Voted - For 
1.12  Elect Benita M. Warmbold  Management  For  Voted - For 
2  Non-Voting Meeting Note  N/A    Non-Voting 
3  Appointment of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding Say on Climate  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Client       
  Net-Zero Transition Plans  Shareholder  Against  Voted - Against 
THE HARTFORD FINANCIAL SERVICES GROUP, INC.       
Security ID: 416515104 Ticker: HIG       
Meeting Date: 17-May-23       
1.1  Elect Larry D. De Shon  Management  For  Voted - For 
1.2  Elect Carlos Dominguez  Management  For  Voted - For 
1.3  Elect Trevor Fetter  Management  For  Voted - For 
1.4  Elect Donna A. James  Management  For  Voted - For 
1.5  Elect Kathryn A. Mikells  Management  For  Voted - For 
1.6  Elect Edmund Reese  Management  For  Voted - For 
1.7  Elect Teresa W. Roseborough  Management  For  Voted - For 
1.8  Elect Virginia P. Ruesterholz  Management  For  Voted - For 
1.9  Elect Christopher J. Swift  Management  For  Voted - For 
1.10  Elect Matthew E. Winter  Management  For  Voted - For 
1.11  Elect Greig Woodring  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 

 

547

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
THE J. M. SMUCKER COMPANY       
Security ID: 832696405 Ticker: SJM       
Meeting Date: 17-Aug-22       
1.1  Elect Susan E. Chapman-Hughes  Management  For  Voted - For 
1.2  Elect Paul J. Dolan  Management  For  Voted - For 
1.3  Elect Jay L. Henderson  Management  For  Voted - For 
1.4  Elect Jonathan E. Johnson III  Management  For  Voted - For 
1.5  Elect Kirk L. Perry  Management  For  Voted - For 
1.6  Elect Sandra Pianalto  Management  For  Voted - For 
1.7  Elect Alex Shumate  Management  For  Voted - For 
1.8  Elect Mark T. Smucker  Management  For  Voted - For 
1.9  Elect Richard K. Smucker  Management  For  Voted - For 
1.10  Elect Jodi L. Taylor  Management  For  Voted - For 
1.11  Elect Dawn C. Willoughby  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to Articles to Eliminate Time Phased       
  Voting Provisions  Management  For  Voted - For 
THE KRAFT HEINZ COMPANY       
Security ID: 500754106 Ticker: KHC       
Meeting Date: 04-May-23       
1.1  Elect Gregory E. Abel  Management  For  Voted - For 
1.2  Elect Humberto P. Alfonso  Management  For  Voted - Against 
1.3  Elect John T. Cahill  Management  For  Voted - For 
1.4  Elect Lori Dickerson Fouche  Management  For  Voted - For 
1.5  Elect Diane Gherson  Management  For  Voted - For 
1.6  Elect Timothy Kenesey  Management  For  Voted - For 
1.7  Elect Alicia Knapp  Management  For  Voted - For 
1.8  Elect Elio Leoni Sceti  Management  For  Voted - For 
1.9  Elect Susan R. Mulder  Management  For  Voted - For 
1.10  Elect James Park  Management  For  Voted - For 
1.11  Elect Miguel Patricio  Management  For  Voted - For 
1.12  Elect John C. Pope  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - For 
5  Shareholder Proposal Regarding Water Risk Exposure  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  Against  Voted - Against 

 

548

 



  LSV U.S. Managed Volatility Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
THE KROGER CO.       
Security ID: 501044101 Ticker: KR       
Meeting Date: 22-Jun-23       
1.1  Elect Nora A. Aufreiter  Management  For  Voted - For 
1.2  Elect Kevin M. Brown  Management  For  Voted - For 
1.3  Elect Elaine L. Chao  Management  For  Voted - For 
1.4  Elect Anne Gates  Management  For  Voted - For 
1.5  Elect Karen M. Hoguet  Management  For  Voted - For 
1.6  Elect W. Rodney McMullen  Management  For  Voted - For 
1.7  Elect Clyde R. Moore  Management  For  Voted - For 
1.8  Elect Ronald L. Sargent  Management  For  Voted - For 
1.9  Elect Judith Amanda Sourry Knox  Management  For  Voted - For 
1.10  Elect Mark S. Sutton  Management  For  Voted - For 
1.11  Elect Ashok Vemuri  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding External Public       
  Health Costs Created by the Sale of Tobacco Products  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Charitable       
  Contributions Disclosure  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Plastics  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Median Gender and       
  Racial Pay Equity Report  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding EEO Policy Risk       
  Report  Shareholder  Against  Voted - Against 
THE WESTERN UNION COMPANY       
Security ID: 959802109 Ticker: WU       
Meeting Date: 12-May-23       
1.1  Elect Martin I. Cole  Management  For  Voted - For 
1.2  Elect Betsy D. Holden  Management  For  Voted - For 
1.3  Elect Jeffrey A. Joerres  Management  For  Voted - For 
1.4  Elect Devin McGranahan  Management  For  Voted - For 
1.5  Elect Michael A. Miles, Jr.  Management  For  Voted - For 
1.6  Elect Timothy P. Murphy  Management  For  Voted - For 
1.7  Elect Jan Siegmund  Management  For  Voted - For 
1.8  Elect Angela A. Sun  Management  For  Voted - For 
1.9  Elect Solomon D. Trujillo  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Right to Act by       
  Written Consent  Shareholder  Against  Voted - Against 

 

549

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
TOWNEBANK       
Security ID: 89214P109 Ticker: TOWN       
Meeting Date: 24-May-23       
1.1  Elect Jeffrey F. Benson  Management  For  Voted - Withheld 
1.2  Elect Douglas D. Ellis  Management  For  Voted - For 
1.3  Elect John W. Failes  Management  For  Voted - For 
1.4  Elect William I. Foster, III  Management  For  Voted - For 
1.5  Elect Robert C. Hatley  Management  For  Voted - For 
1.6  Elect Howard Jung  Management  For  Voted - For 
1.7  Elect Aubrey L. Layne, Jr.  Management  For  Voted - For 
1.8  Elect Stephanie J. Marioneaux  Management  For  Voted - For 
1.9  Elect Juan M. Montero, II  Management  For  Voted - For 
1.10  Elect Thomas K. Norment, Jr.  Management  For  Voted - For 
1.11  Elect J. Christopher Perry  Management  For  Voted - For 
1.12  Elect Alan S. Witt  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
TYSON FOODS, INC.       
Security ID: 902494103 Ticker: TSN       
Meeting Date: 09-Feb-23       
1.1  Elect John H. Tyson  Management  For  Voted - For 
1.2  Elect Les R. Baledge  Management  For  Voted - Against 
1.3  Elect Mike D. Beebe  Management  For  Voted - For 
1.4  Elect Maria Claudia Borras  Management  For  Voted - For 
1.5  Elect David J. Bronczek  Management  For  Voted - For 
1.6  Elect Mikel A. Durham  Management  For  Voted - Against 
1.7  Elect Donnie King  Management  For  Voted - For 
1.8  Elect Jonathan D. Mariner  Management  For  Voted - For 
1.9  Elect Kevin M. McNamara  Management  For  Voted - For 
1.10  Elect Cheryl S. Miller  Management  For  Voted - For 
1.11  Elect Jeffrey K. Schomburger  Management  For  Voted - For 
1.12  Elect Barbara A. Tyson  Management  For  Voted - For 
1.13  Elect Noel White  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
5  Amendment to the 2000 Stock Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Policy on Use of       
  Antibiotics in the Supply Chain  Shareholder  Against  Voted - Against 

 

550

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
UGI CORPORATION       
Security ID: 902681105 Ticker: UGI       
Meeting Date: 27-Jan-23       
1.1  Elect Frank S. Hermance  Management  For  Voted - For 
1.2  Elect M. Shawn Bort  Management  For  Voted - For 
1.3  Elect Theodore A. Dosch  Management  For  Voted - For 
1.4  Elect Alan N. Harris  Management  For  Voted - For 
1.5  Elect Mario Longhi  Management  For  Voted - For 
1.6  Elect William J. Marrazzo  Management  For  Voted - For 
1.7  Elect Cindy J. Miller  Management  For  Voted - For 
1.8  Elect Roger Perreault  Management  For  Voted - For 
1.9  Elect Kelly A. Romano  Management  For  Voted - For 
1.10  Elect James B. Stallings, Jr.  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
VERIZON COMMUNICATIONS INC.       
Security ID: 92343V104 Ticker: VZ       
Meeting Date: 11-May-23       
1.1  Elect Shellye L. Archambeau  Management  For  Voted - For 
1.2  Elect Roxanne S. Austin  Management  For  Voted - For 
1.3  Elect Mark T. Bertolini  Management  For  Voted - For 
1.4  Elect Vittorio Colao  Management  For  Voted - For 
1.5  Elect Melanie L. Healey  Management  For  Voted - For 
1.6  Elect Laxman Narasimhan  Management  For  Voted - For 
1.7  Elect Clarence Otis, Jr.  Management  For  Voted - For 
1.8  Elect Daniel H. Schulman  Management  For  Voted - For 
1.9  Elect Rodney E. Slater  Management  For  Voted - For 
1.10  Elect Carol B. Tome  Management  For  Voted - For 
1.11  Elect Hans E. Vestberg  Management  For  Voted - For 
1.12  Elect Gregory G. Weaver  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Government       
  Takedown Requests  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding a Policy to Prohibit       
  Political and Electioneering Expenditures  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Amendment to       
  Clawback Policy  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 

 

551

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
WALGREENS BOOTS ALLIANCE, INC.       
Security ID: 931427108 Ticker: WBA       
Meeting Date: 26-Jan-23       
1.1  Elect Janice M. Babiak  Management  For  Voted - For 
1.2  Elect Inderpal S. Bhandari  Management  For  Voted - For 
1.3  Elect Rosalind G. Brewer  Management  For  Voted - For 
1.4  Elect Ginger L. Graham  Management  For  Voted - For 
1.5  Elect Bryan C. Hanson  Management  For  Voted - For 
1.6  Elect Valerie B. Jarrett  Management  For  Voted - For 
1.7  Elect John A. Lederer  Management  For  Voted - For 
1.8  Elect Dominic P. Murphy  Management  For  Voted - For 
1.9  Elect Stefano Pessina  Management  For  Voted - For 
1.10  Elect Nancy M. Schlichting  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding External Public       
  Health Costs Created by the Sale of Tobacco Products  Shareholder  Against  Voted - Against 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
WASHINGTON FEDERAL, INC.       
Security ID: 938824109 Ticker: WAFD       
Meeting Date: 14-Feb-23       
1.1  Elect Stephen M. Graham  Management  For  Voted - For 
1.2  Elect David K. Grant  Management  For  Voted - For 
1.3  Elect Randall H. Talbot  Management  For  Voted - Withheld 
2  Approval of the Employee Stock Purchase Plan  Management  For  Voted - For 
3  Amendment to Deferred Compensation Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
Meeting Date: 04-May-23       
1  Stock Issuance for Merger with Luther Burbank  Management  For  Voted - For 
2  Right to Adjourn Meeting  Management  For  Voted - For 
WERNER ENTERPRISES, INC.       
Security ID: 950755108 Ticker: WERN       
Meeting Date: 09-May-23       
1.1  Elect Diane K. Duren  Management  For  Voted - For 
1.2  Elect Derek J. Leathers  Management  For  Voted - For 
1.3  Elect Michelle D. Livingstone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

552

 

LSV U.S. Managed Volatility Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
WHIRLPOOL CORPORATION       
Security ID: 963320106 Ticker: WHR       
Meeting Date: 18-Apr-23       
1.1  Elect Samuel R. Allen  Management  For  Voted - Against 
1.2  Elect Marc R. Bitzer  Management  For  Voted - For 
1.3  Elect Greg Creed  Management  For  Voted - For 
1.4  Elect Diane M. Dietz  Management  For  Voted - For 
1.5  Elect Geraldine Elliott  Management  For  Voted - For 
1.6  Elect Jennifer A. LaClair  Management  For  Voted - For 
1.7  Elect John D. Liu  Management  For  Voted - For 
1.8  Elect James M. Loree  Management  For  Voted - For 
1.9  Elect Harish Manwani  Management  For  Voted - For 
1.10  Elect Patricia K. Poppe  Management  For  Voted - For 
1.11  Elect Larry O. Spencer  Management  For  Voted - For 
1.12  Elect Michael D. White  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of the 2023 Omnibus Stock and Incentive       
  Plan  Management  For  Voted - For 

 

553

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ABBVIE INC.       
Security ID: 00287Y109 Ticker: ABBV       
Meeting Date: 05-May-23       
1.1  Elect Robert J. Alpern  Management  For  Voted - For 
1.2  Elect Melody B. Meyer  Management  For  Voted - For 
1.3  Elect Frederick H. Waddell  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Elimination of Supermajority Requirement  Management  For  Voted - For 
5  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
AFLAC INCORPORATED       
Security ID: 001055102 Ticker: AFL       
Meeting Date: 01-May-23       
1.1  Elect Daniel P. Amos  Management  For  Voted - For 
1.2  Elect W. Paul Bowers  Management  For  Voted - For 
1.3  Elect Arthur R. Collins  Management  For  Voted - For 
1.4  Elect Miwako Hosoda  Management  For  Voted - For 
1.5  Elect Thomas J. Kenny  Management  For  Voted - For 
1.6  Elect Georgette D. Kiser  Management  For  Voted - For 
1.7  Elect Karole F. Lloyd  Management  For  Voted - For 
1.8  Elect Nobuchika Mori  Management  For  Voted - For 
1.9  Elect Joseph L. Moskowitz  Management  For  Voted - For 
1.10  Elect Barbara K. Rimer  Management  For  Voted - For 
1.11  Elect Katherine T. Rohrer  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
AGCO CORPORATION       
Security ID: 001084102 Ticker: AGCO       
Meeting Date: 27-Apr-23       
1.1  Elect Michael C. Arnold  Management  For  Voted - For 
1.2  Elect Sondra L. Barbour  Management  For  Voted - For 
1.3  Elect Suzanne P. Clark  Management  For  Voted - For 
1.4  Elect Bob De Lange  Management  For  Voted - For 

 

554

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Eric P. Hansotia  Management  For  Voted - For 
1.6  Elect George E. Minnich  Management  For  Voted - For 
1.7  Elect Niels Porksen  Management  For  Voted - For 
1.8  Elect David M. Sagehorn  Management  For  Voted - For 
1.9  Elect Mallika Srinivasan  Management  For  Voted - For 
1.10  Elect Matthew Tsien  Management  For  Voted - For 
2  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
ALLISON TRANSMISSION HOLDINGS, INC.       
Security ID: 01973R101 Ticker: ALSN       
Meeting Date: 03-May-23       
1.1  Elect Judy L. Altmaier  Management  For  Voted - For 
1.2  Elect D. Scott Barbour  Management  For  Voted - For 
1.3  Elect Philip J. Christman  Management  For  Voted - For 
1.4  Elect David C. Everitt  Management  For  Voted - For 
1.5  Elect David S. Graziosi  Management  For  Voted - For 
1.6  Elect Carolann I. Haznedar  Management  For  Voted - For 
1.7  Elect Richard P. Lavin  Management  For  Voted - Against 
1.8  Elect Sasha Ostojic  Management  For  Voted - For 
1.9  Elect Gustave F. Perna  Management  For  Voted - For 
1.10  Elect Krishna Shivram  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
ALLY FINANCIAL INC.       
Security ID: 36186C202 Ticker: ALLY       
Meeting Date: 03-May-23       
1.1  Elect Franklin W. Hobbs  Management  For  Voted - For 
1.2  Elect Kenneth J. Bacon  Management  For  Voted - For 
1.3  Elect William H. Cary  Management  For  Voted - For 
1.4  Elect Mayree C. Clark  Management  For  Voted - For 
1.5  Elect Kim S. Fennebresque  Management  For  Voted - For 
1.6  Elect Melissa Goldman  Management  For  Voted - For 
1.7  Elect Marjorie Magner  Management  For  Voted - For 
1.8  Elect David Reilly  Management  For  Voted - For 
1.9  Elect Brian H. Sharples  Management  For  Voted - For 
1.10  Elect Michael F. Steib  Management  For  Voted - For 
1.11  Elect Jeffrey J. Brown  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 

 

555

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ALTRIA GROUP, INC.       
Security ID: 02209S103 Ticker: MO       
Meeting Date: 18-May-23       
1.1  Elect Ian L.T. Clarke  Management  For  Voted - For 
1.2  Elect Marjorie M. Connelly  Management  For  Voted - For 
1.3  Elect R. Matt Davis  Management  For  Voted - For 
1.4  Elect William F. Gifford, Jr.  Management  For  Voted - For 
1.5  Elect Jacinto J. Hernandez  Management  For  Voted - For 
1.6  Elect Debra J. Kelly-Ennis  Management  For  Voted - For 
1.7  Elect Kathryn B. McQuade  Management  For  Voted - For 
1.8  Elect George Munoz  Management  For  Voted - For 
1.9  Elect Nabil Y. Sakkab  Management  For  Voted - For 
1.10  Elect Virginia E. Shanks  Management  For  Voted - For 
1.11  Elect Ellen R. Strahlman  Management  For  Voted - For 
1.12  Elect M. Max Yzaguirre  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  Against  Voted - For 
AMDOCS LIMITED       
Security ID: G02602103 Ticker: DOX       
Meeting Date: 27-Jan-23       
1.1  Elect Robert A. Minicucci  Management  For  Voted - For 
1.2  Elect Adrian Gardner  Management  For  Voted - For 
1.3  Elect Ralph de la Vega  Management  For  Voted - For 
1.4  Elect Eli Gelman  Management  For  Voted - For 
1.5  Elect Richard T.C. LeFave  Management  For  Voted - Against 
1.6  Elect John A. MacDonald  Management  For  Voted - For 
1.7  Elect Shuky Sheffer  Management  For  Voted - For 
1.8  Elect Yvette Kanouff  Management  For  Voted - For 
1.9  Elect Sarah Ruth Davis  Management  For  Voted - For 
1.10  Elect Amos Genish  Management  For  Voted - For 
2  Approve the 2023 Employee Share Purchase Plan  Management  For  Voted - For 
3  Increase Quarterly Dividend  Management  For  Voted - For 
4  Accounts and Reports  Management  For  Voted - For 
5  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 

 

556

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.       
Security ID: 024061103 Ticker: AXL       
Meeting Date: 04-May-23       
1.1  Elect James A. McCaslin  Management  For  Voted - Against 
1.2  Elect William P. Miller II  Management  For  Voted - For 
1.3  Elect Sandra E. Pierce  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
AMERICAN FINANCIAL GROUP, INC.       
Security ID: 025932104 Ticker: AFG       
Meeting Date: 17-May-23       
1.1  Elect Carl H. Lindner, III  Management  For  Voted - For 
1.2  Elect S. Craig Lindner  Management  For  Voted - For 
1.3  Elect John B. Berding  Management  For  Voted - For 
1.4  Elect James E. Evans  Management  For  Voted - Withheld 
1.5  Elect Terry S. Jacobs  Management  For  Voted - For 
1.6  Elect Gregory G. Joseph  Management  For  Voted - For 
1.7  Elect Mary Beth Martin  Management  For  Voted - For 
1.8  Elect Amy Y. Murray  Management  For  Voted - For 
1.9  Elect Evans N. Nwankwo  Management  For  Voted - For 
1.10  Elect William W. Verity  Management  For  Voted - Withheld 
1.11  Elect John I. Von Lehman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
AMERICAN INTERNATIONAL GROUP, INC.       
Security ID: 026874784 Ticker: AIG       
Meeting Date: 10-May-23       
1.1  Elect Paola Bergamaschi Broyd  Management  For  Voted - For 
1.2  Elect James Cole, Jr.  Management  For  Voted - For 
1.3  Elect W. Don Cornwell  Management  For  Voted - For 
1.4  Elect Linda A. Mills  Management  For  Voted - Against 
1.5  Elect Diana M. Murphy  Management  For  Voted - For 
1.6  Elect Peter R. Porrino  Management  For  Voted - For 
1.7  Elect John G. Rice  Management  For  Voted - For 
1.8  Elect Therese M. Vaughan  Management  For  Voted - For 
1.9  Elect Vanessa A. Wittman  Management  For  Voted - For 
1.10  Elect Peter S. Zaffino  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 

 

557

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
AMERIPRISE FINANCIAL, INC.       
Security ID: 03076C106 Ticker: AMP       
Meeting Date: 26-Apr-23       
1.1  Elect James M. Cracchiolo  Management  For  Voted - For 
1.2  Elect Robert F. Sharpe, Jr.  Management  For  Voted - For 
1.3  Elect Dianne Neal Blixt  Management  For  Voted - For 
1.4  Elect Amy DiGeso  Management  For  Voted - For 
1.5  Elect Christopher J. Williams  Management  For  Voted - For 
1.6  Elect Armando Pimentel, Jr.  Management  For  Voted - For 
1.7  Elect Brian T. Shea  Management  For  Voted - For 
1.8  Elect W. Edward Walter III  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2005 Incentive Compensation Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
AMGEN INC.       
Security ID: 031162100 Ticker: AMGN       
Meeting Date: 19-May-23       
1.1  Elect Wanda M. Austin  Management  For  Voted - For 
1.2  Elect Robert A. Bradway  Management  For  Voted - For 
1.3  Elect Michael V. Drake  Management  For  Voted - For 
1.4  Elect Brian J. Druker  Management  For  Voted - For 
1.5  Elect Robert A. Eckert  Management  For  Voted - For 
1.6  Elect Greg C. Garland  Management  For  Voted - For 
1.7  Elect Charles M. Holley, Jr.  Management  For  Voted - For 
1.8  Elect S. Omar Ishrak  Management  For  Voted - For 
1.9  Elect Tyler Jacks  Management  For  Voted - For 
1.10  Elect Ellen J. Kullman  Management  For  Voted - For 
1.11  Elect Amy E. Miles  Management  For  Voted - For 
1.12  Elect Ronald D. Sugar  Management  For  Voted - For 
1.13  Elect R. Sanders Williams  Management  For  Voted - For 
2  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
AMKOR TECHNOLOGY, INC.       
Security ID: 031652100 Ticker: AMKR       
Meeting Date: 16-May-23       
1.1  Elect James J. Kim  Management  For  Voted - For 

 

558

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Susan Y. Kim  Management  For  Voted - For 
1.3  Elect Giel Rutten  Management  For  Voted - For 
1.4  Elect Douglas A. Alexander  Management  For  Voted - For 
1.5  Elect Roger A. Carolin  Management  For  Voted - For 
1.6  Elect Winston J. Churchill  Management  For  Voted - Withheld 
1.7  Elect Daniel Liao  Management  For  Voted - For 
1.8  Elect MaryFrances McCourt  Management  For  Voted - For 
1.9  Elect Robert R. Morse  Management  For  Voted - For 
1.10  Elect Gil C. Tily  Management  For  Voted - For 
1.11  Elect David N. Watson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
ANNALY CAPITAL MANAGEMENT, INC.       
Security ID: 035710839 Ticker: NLY       
Meeting Date: 17-May-23       
1.1  Elect Francine J. Bovich  Management  For  Voted - For 
1.2  Elect David L. Finkelstein  Management  For  Voted - For 
1.3  Elect Thomas Hamilton  Management  For  Voted - For 
1.4  Elect Kathy Hopinkah Hannan  Management  For  Voted - For 
1.5  Elect Michael Haylon  Management  For  Voted - For 
1.6  Elect Martin Laguerre  Management  For  Voted - For 
1.7  Elect Eric A. Reeves  Management  For  Voted - For 
1.8  Elect John H. Schaefer  Management  For  Voted - For 
1.9  Elect Glenn A. Votek  Management  For  Voted - For 
1.10  Elect Vicki Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Decrease in Authorized Common Stock  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
APA CORPORATION       
Security ID: 03743Q108 Ticker: APA       
Meeting Date: 23-May-23       
1.1  Elect Annell R. Bay  Management  For  Voted - Against 
1.2  Elect John J. Christmann IV  Management  For  Voted - For 
1.3  Elect Juliet S. Ellis  Management  For  Voted - For 
1.4  Elect Charles W. Hooper  Management  For  Voted - For 
1.5  Elect Chansoo Joung  Management  For  Voted - For 
1.6  Elect H. Lamar McKay  Management  For  Voted - For 
1.7  Elect Amy H. Nelson  Management  For  Voted - For 
1.8  Elect Daniel W. Rabun  Management  For  Voted - For 

 

559

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.9  Elect Peter A. Ragauss  Management  For  Voted - For 
1.10  Elect David L. Stover  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
APPLIED MATERIALS, INC.       
Security ID: 038222105 Ticker: AMAT       
Meeting Date: 09-Mar-23       
1.1  Elect Rani Borkar  Management  For  Voted - For 
1.2  Elect Judy Bruner  Management  For  Voted - For 
1.3  Elect Xun Chen  Management  For  Voted - For 
1.4  Elect Aart J. de Geus  Management  For  Voted - For 
1.5  Elect Gary E. Dickerson  Management  For  Voted - For 
1.6  Elect Thomas J. Iannotti  Management  For  Voted - For 
1.7  Elect Alexander A. Karsner  Management  For  Voted - For 
1.8  Elect Kevin P. March  Management  For  Voted - For 
1.9  Elect Yvonne McGill  Management  For  Voted - For 
1.10  Elect Scott A. McGregor  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Improvement of       
  Executive Compensation Program  Shareholder  Against  Voted - Against 
ARROW ELECTRONICS, INC.       
Security ID: 042735100 Ticker: ARW       
Meeting Date: 17-May-23       
1.1  Elect William F. Austen  Management  For  Voted - Withheld 
1.2  Elect Fabian T. Garcia  Management  For  Voted - For 
1.3  Elect Steven H. Gunby  Management  For  Voted - For 
1.4  Elect Gail E. Hamilton  Management  For  Voted - For 
1.5  Elect Andrew Kerin  Management  For  Voted - For 
1.6  Elect Sean J Kerins  Management  For  Voted - For 
1.7  Elect Carol P. Lowe  Management  For  Voted - For 
1.8  Elect Mary T. McDowell  Management  For  Voted - For 
1.9  Elect Stephen C. Patrick  Management  For  Voted - For 
1.10  Elect Gerry P. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

560

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
AT&T INC.       
Security ID: 00206R102 Ticker: T       
Meeting Date: 18-May-23       
1.1  Elect Scott T. Ford  Management  For  Voted - For 
1.2  Elect Glenn H. Hutchins  Management  For  Voted - Against 
1.3  Elect William E. Kennard  Management  For  Voted - For 
1.4  Elect Stephen J. Luczo  Management  For  Voted - For 
1.5  Elect Michael B. McCallister  Management  For  Voted - For 
1.6  Elect Beth E. Mooney  Management  For  Voted - For 
1.7  Elect Matthew K. Rose  Management  For  Voted - For 
1.8  Elect John T. Stankey  Management  For  Voted - For 
1.9  Elect Cindy B. Taylor  Management  For  Voted - For 
1.10  Elect Luis A. Ubinas  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - For 
BANK OF AMERICA CORPORATION       
Security ID: 060505583 Ticker: BAC       
Meeting Date: 25-Apr-23       
1.1  Elect Sharon L. Allen  Management  For  Voted - For 
1.2  Elect Jose E. Almeida  Management  For  Voted - For 
1.3  Elect Frank P. Bramble, Sr.  Management  For  Voted - For 
1.4  Elect Pierre J. P. de Weck  Management  For  Voted - For 
1.5  Elect Arnold W. Donald  Management  For  Voted - For 
1.6  Elect Linda P. Hudson  Management  For  Voted - For 
1.7  Elect Monica C. Lozano  Management  For  Voted - For 
1.8  Elect Brian T. Moynihan  Management  For  Voted - For 
1.9  Elect Lionel L. Nowell, III  Management  For  Voted - For 
1.10  Elect Denise L. Ramos  Management  For  Voted - For 
1.11  Elect Clayton S. Rose  Management  For  Voted - For 
1.12  Elect Michael D. White  Management  For  Voted - For 
1.13  Elect Thomas D. Woods  Management  For  Voted - For 
1.14  Elect Maria T. Zuber  Management  For  Voted - Against 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the Bank of America Corporation Equity       
  Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 

 

561

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Shareholder Proposal Regarding Report on Absolute       
  GHG Targets and Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Transition Plan       
  Report for Financing Activities  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding a Racial Equity Audit  Shareholder  Against  Voted - For 
BANKUNITED, INC.       
Security ID: 06652K103 Ticker: BKU       
Meeting Date: 16-May-23       
1.1  Elect Rajinder P. Singh  Management  For  Voted - For 
1.2  Elect Tere Blanca  Management  For  Voted - For 
1.3  Elect John N. DiGiacomo       
    Management  For  Voted - For 
1.4  Elect Michael J. Dowling  Management  For  Voted - For 
1.5  Elect Douglas J. Pauls  Management  For  Voted - For 
1.6  Elect William S. Rubenstein  Management  For  Voted - For 
1.7  Elect Germaine Smith-Baugh, Ed. D.  Management  For  Voted - For 
1.8  Elect Sanjiv Sobti, Ph. D.  Management  For  Voted - For 
1.9  Elect Lynne Wines  Management  For  Voted - For 
2  Elect A. Gail Prudenti  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Approval of the 2023 Omnibus Equity Incentive Plan  Management  For  Voted - For 
BERRY GLOBAL GROUP, INC.       
Security ID: 08579W103 Ticker: BERY       
Meeting Date: 15-Feb-23       
1.1  Elect B. Evan Bayh  Management  For  Voted - For 
1.2  Elect Jonathan F. Foster  Management  For  Voted - For 
1.3  Elect Idalene F. Kesner  Management  For  Voted - For 
1.4  Elect Jill A. Rahman  Management  For  Voted - For 
1.5  Elect Carl J. (Rick) Rickertsen  Management  For  Voted - For 
1.6  Elect Thomas E. Salmon  Management  For  Voted - For 
1.7  Elect Chaney M. Sheffield, Jr.  Management  For  Voted - For 
1.8  Elect Robert A. Steele  Management  For  Voted - For 
1.9  Elect Stephen E. Sterrett  Management  For  Voted - For 
1.10  Elect Scott B. Ullem  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

562

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
BEST BUY CO., INC.       
Security ID: 086516101 Ticker: BBY       
Meeting Date: 14-Jun-23       
1.1  Elect Corie S. Barry  Management  For  Voted - For 
1.2  Elect Lisa M. Caputo  Management  For  Voted - For 
1.3  Elect J. Patrick Doyle  Management  For  Voted - For 
1.4  Elect David W. Kenny  Management  For  Voted - For 
1.5  Elect Mario J. Marte  Management  For  Voted - For 
1.6  Elect Karen A. McLoughlin  Management  For  Voted - For 
1.7  Elect Claudia Fan Munce  Management  For  Voted - For 
1.8  Elect Richelle P. Parham  Management  For  Voted - For 
1.9  Elect Steven E. Rendle  Management  For  Voted - For 
1.10  Elect Sima D. Sistani  Management  For  Voted - For 
1.11  Elect Melinda D. Whittington  Management  For  Voted - For 
1.12  Elect Eugene A. Woods  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
BIOGEN INC.       
Security ID: 09062X103 Ticker: BIIB       
Meeting Date: 26-Jun-23       
1.1  Elect Alexander J. Denner  Management  For  Voted - Abstain 
1.2  Elect Caroline D. Dorsa  Management  For  Voted - For 
1.3  Elect Maria C. Freire  Management  For  Voted - For 
1.4  Elect William A. Hawkins  Management  For  Voted - For 
1.5  Elect William D. Jones  Management  For  Voted - Abstain 
1.6  Elect Jesus B. Mantas  Management  For  Voted - For 
1.7  Elect Richard C. Mulligan  Management  For  Voted - Abstain 
1.8  Elect Eric K. Rowinsky  Management  For  Voted - For 
1.9  Elect Stephen A. Sherwin  Management  For  Voted - For 
1.10  Elect Christopher A. Viehbacher  Management  For  Voted - For 
1.11  Elect Susan K. Langer  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
BORGWARNER INC.       
Security ID: 099724106 Ticker: BWA       
Meeting Date: 26-Apr-23       
1.1  Elect Sara A. Greenstein  Management  For  Voted - For 
1.2  Elect Michael S. Hanley  Management  For  Voted - For 

 

563

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Frederic B. Lissalde  Management  For  Voted - For 
1.4  Elect Shaun E. McAlmont  Management  For  Voted - For 
1.5  Elect Deborah D. McWhinney  Management  For  Voted - For 
1.6  Elect Alexis P. Michas  Management  For  Voted - For 
1.7  Elect Sailaja K. Shankar  Management  For  Voted - For 
1.8  Elect Hau N. Thai-Tang  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Just Transition       
  Reporting  Shareholder  Against  Voted - For 
BRISTOL-MYERS SQUIBB COMPANY       
Security ID: 110122108 Ticker: BMY       
Meeting Date: 02-May-23       
1.1  Elect Peter J. Arduini  Management  For  Voted - For 
1.2  Elect Deepak L. Bhatt  Management  For  Voted - For 
1.3  Elect Giovanni Caforio  Management  For  Voted - For 
1.4  Elect Julia A. Haller  Management  For  Voted - For 
1.5  Elect Manuel Hidalgo Medina  Management  For  Voted - For 
1.6  Elect Paula A. Price  Management  For  Voted - For 
1.7  Elect Derica W. Rice  Management  For  Voted - For 
1.8  Elect Theodore R. Samuels, II  Management  For  Voted - For 
1.9  Elect Gerald Storch  Management  For  Voted - For 
1.10  Elect Karen H. Vousden  Management  For  Voted - For 
1.11  Elect Phyllis R. Yale  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Non-Discrimination       
  Audit  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Allowing Beneficial       
  Owners to Call Special Meetings  Shareholder  Against  Voted - Against 
CAPITAL ONE FINANCIAL CORPORATION       
Security ID: 14040H105 Ticker: COF       
Meeting Date: 04-May-23       
1.1  Elect Richard D. Fairbank  Management  For  Voted - For 
1.2  Elect Ime Archibong  Management  For  Voted - For 
1.3  Elect Christine R. Detrick  Management  For  Voted - For 
1.4  Elect Ann Fritz Hackett  Management  For  Voted - For 
1.5  Elect Peter Thomas Killalea  Management  For  Voted - For 

 

564

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Eli Leenaars  Management  For  Voted - For 
1.7  Elect Francois Locoh-Donou  Management  For  Voted - For 
1.8  Elect Peter E. Raskind  Management  For  Voted - For 
1.9  Elect Eileen M. Serra  Management  For  Voted - For 
1.10  Elect Mayo A. Shattuck III  Management  For  Voted - For 
1.11  Elect Bradford H. Warner  Management  For  Voted - For 
1.12  Elect Craig Anthony Williams  Management  For  Voted - For 
2  Elimination of Supermajority Requirement  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Amendment to the 2004 Stock Incentive Plan  Management  For  Voted - For 
6  Ratification of Auditor  Management  For  Voted - For 
7  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on Board       
  Oversight of Discrimination  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Disclosure of a       
  Board Diversity and Skills Matrix  Shareholder  Against  Voted - For 
CARDINAL HEALTH, INC.       
Security ID: 14149Y108 Ticker: CAH       
Meeting Date: 09-Nov-22       
1.1  Elect Steven K. Barg  Management  For  Voted - For 
1.2  Elect Michelle M. Brennan  Management  For  Voted - For 
1.3  Elect Sujatha Chandrasekaran  Management  For  Voted - For 
1.4  Elect Carrie S. Cox  Management  For  Voted - For 
1.5  Elect Bruce L. Downey  Management  For  Voted - For 
1.6  Elect Sheri H. Edison  Management  For  Voted - For 
1.7  Elect David C. Evans  Management  For  Voted - For 
1.8  Elect Patricia Hemingway Hall  Management  For  Voted - For 
1.9  Elect Jason M. Hollar  Management  For  Voted - For 
1.10  Elect Akhil Johri  Management  For  Voted - For 
1.11  Elect Gregory B. Kenny  Management  For  Voted - For 
1.12  Elect Nancy Killefer  Management  For  Voted - For 
1.13  Elect Christine A. Mundkur  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
CARTER'S, INC.       
Security ID: 146229109 Ticker: CRI       
Meeting Date: 17-May-23       
1.1  Elect Rochester Anderson Jr.  Management  For  Voted - For 
1.2  Elect Jeffrey H. Black  Management  For  Voted - For 
1.3  Elect Hali Borenstein  Management  For  Voted - For 
1.4  Elect Luis A. Borgen  Management  For  Voted - For 
1.5  Elect Michael D. Casey  Management  For  Voted - For 

 

565

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Jevin S. Eagle  Management  For  Voted - For 
1.7  Elect Mark P. Hipp  Management  For  Voted - For 
1.8  Elect William J. Montgoris  Management  For  Voted - For 
1.9  Elect Stacey S. Rauch  Management  For  Voted - For 
1.10  Elect Gretchen W. Schar  Management  For  Voted - For 
1.11  Elect Stephanie P. Stahl  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
CISCO SYSTEMS, INC.       
Security ID: 17275R102 Ticker: CSCO       
Meeting Date: 08-Dec-22       
1.1  Elect M. Michele Burns  Management  For  Voted - For 
1.2  Elect Wesley G. Bush  Management  For  Voted - For 
1.3  Elect Michael D. Capellas  Management  For  Voted - For 
1.4  Elect Mark S. Garrett  Management  For  Voted - For 
1.5  Elect John D. Harris II  Management  For  Voted - For 
1.6  Elect Kristina M. Johnson  Management  For  Voted - For 
1.7  Elect Roderick C. McGeary  Management  For  Voted - For 
1.8  Elect Sarah Rae Murphy  Management  For  Voted - For 
1.9  Elect Charles H. Robbins  Management  For  Voted - For 
1.10  Elect Brenton L. Saunders  Management  For  Voted - For 
1.11  Elect Lisa T. Su  Management  For  Voted - For 
1.12  Elect Marianna Tessel  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  Against  Voted - For 
CITIGROUP INC.       
Security ID: 172967424 Ticker: C       
Meeting Date: 25-Apr-23       
1.1  Elect Ellen M. Costello  Management  For  Voted - For 
1.2  Elect Grace E. Dailey  Management  For  Voted - For 
1.3  Elect Barbara J. Desoer  Management  For  Voted - For 
1.4  Elect John C. Dugan  Management  For  Voted - For 
1.5  Elect Jane N. Fraser  Management  For  Voted - For 
1.6  Elect Duncan P. Hennes  Management  For  Voted - For 
1.7  Elect Peter B. Henry  Management  For  Voted - For 
1.8  Elect S. Leslie Ireland  Management  For  Voted - For 
1.9  Elect Renee J. James  Management  For  Voted - For 
1.10  Elect Gary M. Reiner  Management  For  Voted - For 
1.11  Elect Diana L. Taylor  Management  For  Voted - For 
1.12  Elect James S. Turley  Management  For  Voted - For 

 

566

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.13  Elect Casper W. von Koskull  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2019 Stock Incentive Plan  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on Human       
  Rights Standards for Indigenous Peoples  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
CITIZENS FINANCIAL GROUP, INC.       
Security ID: 174610105 Ticker: CFG       
Meeting Date: 27-Apr-23       
1.1  Elect Bruce Van Saun  Management  For  Voted - For 
1.2  Elect Lee Alexander  Management  For  Voted - For 
1.3  Elect Christine M. Cumming  Management  For  Voted - For 
1.4  Elect Kevin Cummings  Management  For  Voted - For 
1.5  Elect William P. Hankowsky  Management  For  Voted - For 
1.6  Elect Edward J. Kelly, III  Management  For  Voted - For 
1.7  Elect Robert G. Leary  Management  For  Voted - For 
1.8  Elect Terrance J. Lillis  Management  For  Voted - For 
1.9  Elect Michele N. Siekerka  Management  For  Voted - For 
1.10  Elect Shivan S. Subramaniam  Management  For  Voted - For 
1.11  Elect Christopher J. Swift  Management  For  Voted - For 
1.12  Elect Wendy A. Watson  Management  For  Voted - For 
1.13  Elect Marita Zuraitis  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
CNO FINANCIAL GROUP, INC.       
Security ID: 12621E103 Ticker: CNO       
Meeting Date: 10-May-23       
1.1  Elect Gary C. Bhojwani  Management  For  Voted - For 
1.2  Elect Archie M. Brown, Jr.  Management  For  Voted - For 
1.3  Elect Stephen N. David  Management  For  Voted - Against 
1.4  Elect David B. Foss  Management  For  Voted - For 
1.5  Elect Nina Henderson  Management  For  Voted - For 
1.6  Elect Adrianne B Lee  Management  For  Voted - For 
1.7  Elect Daniel R. Maurer  Management  For  Voted - For 
1.8  Elect Chetlur S. Ragavan  Management  For  Voted - For 
1.9  Elect Steven E. Shebik  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

567

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
COMCAST CORPORATION       
Security ID: 20030N101 Ticker: CMCSA       
Meeting Date: 07-Jun-23       
1.1  Elect Kenneth J. Bacon  Management  For  Voted - Withheld 
1.2  Elect Thomas J. Baltimore, Jr.  Management  For  Voted - Withheld 
1.3  Elect Madeline S. Bell  Management  For  Voted - For 
1.4  Elect Edward D. Breen  Management  For  Voted - For 
1.5  Elect Gerald L. Hassell  Management  For  Voted - For 
1.6  Elect Jeffrey A. Honickman  Management  For  Voted - For 
1.7  Elect Maritza Gomez Montiel  Management  For  Voted - For 
1.8  Elect Asuka Nakahara  Management  For  Voted - For 
1.9  Elect David C. Novak  Management  For  Voted - For 
1.10  Elect Brian L. Roberts  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Approval of the 2023 Omnibus Equity Incentive Plan  Management  For  Voted - For 
4  Amendment to the 2002 Employee Stock Purchase Plan  Management  For  Voted - For 
5  Advisory Vote on Executive Compensation  Management  For  Voted - For 
6  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
7  Shareholder Proposal Regarding Racial Equity Audit  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Report on Climate       
  Risk In Employee Retirement Default Options  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding GHG Targets and       
  Alignment with Paris Agreement  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
CONAGRA BRANDS, INC.       
Security ID: 205887102 Ticker: CAG       
Meeting Date: 21-Sep-22       
1.1  Elect Anil Arora  Management  For  Voted - For 
1.2  Elect Thomas K. Brown  Management  For  Voted - For 
1.3  Elect Emanuel Chirico  Management  For  Voted - For 
1.4  Elect Sean M. Connolly  Management  For  Voted - For 
1.5  Elect George Dowdie  Management  For  Voted - For 
1.6  Elect Fran Horowitz  Management  For  Voted - For 
1.7  Elect Richard H. Lenny  Management  For  Voted - For 
1.8  Elect Melissa B. Lora  Management  For  Voted - For 
1.9  Elect Ruth Ann Marshall  Management  For  Voted - For 
1.10  Elect Denise Paulonis  Management  For  Voted - For 

 

568

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Permit Shareholders to Act by Written Consent  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
CUMMINS INC.       
Security ID: 231021106 Ticker: CMI       
Meeting Date: 09-May-23       
1.1  Elect N. Thomas Linebarger  Management  For  Voted - For 
1.2  Elect Jennifer W. Rumsey  Management  For  Voted - For 
1.3  Elect Gary L Belske  Management  For  Voted - For 
1.4  Elect Robert J. Bernhard  Management  For  Voted - For 
1.5  Elect Bruno V. Di Leo Allen  Management  For  Voted - For 
1.6  Elect Stephen B. Dobbs  Management  For  Voted - For 
1.7  Elect Carla A. Harris  Management  For  Voted - For 
1.8  Elect Thomas J. Lynch  Management  For  Voted - For 
1.9  Elect William I. Miller  Management  For  Voted - For 
1.10  Elect Georgia R. Nelson  Management  For  Voted - For 
1.11  Elect Kimberly A. Nelson  Management  For  Voted - For 
1.12  Elect Karen H. Quintos  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Plan to Link       
  Executive Compensation to 1.5C Aligned GHG       
  Reductions  Shareholder  Against  Voted - Against 
CURTISS-WRIGHT CORPORATION       
Security ID: 231561101 Ticker: CW       
Meeting Date: 04-May-23       
1.1  Elect Lynn M. Bamford  Management  For  Voted - For 
1.2  Elect Dean M. Flatt  Management  For  Voted - For 
1.3  Elect S. Marce Fuller  Management  For  Voted - For 
1.4  Elect Bruce D. Hoechner  Management  For  Voted - For 
1.5  Elect Glenda J. Minor  Management  For  Voted - For 
1.6  Elect Anthony J. Moraco  Management  For  Voted - For 
1.7  Elect William F. Moran  Management  For  Voted - For 
1.8  Elect Robert J. Rivet  Management  For  Voted - For 
1.9  Elect Peter C. Wallace  Management  For  Voted - For 
1.10  Elect Larry D. Wyche  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Amendment to the Incentive Compensation Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

569

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
CVS HEALTH CORPORATION       
Security ID: 126650100 Ticker: CVS       
Meeting Date: 18-May-23       
1.1  Elect Fernando Aguirre  Management  For  Voted - For 
1.2  Elect Jeffrey R. Balser  Management  For  Voted - For 
1.3  Elect C. David Brown II  Management  For  Voted - For 
1.4  Elect Alecia A. DeCoudreaux  Management  For  Voted - For 
1.5  Elect Nancy-Ann DeParle  Management  For  Voted - For 
1.6  Elect Roger N. Farah  Management  For  Voted - For 
1.7  Elect Anne M. Finucane  Management  For  Voted - For 
1.8  Elect Edward J. Ludwig  Management  For  Voted - For 
1.9  Elect Karen S. Lynch  Management  For  Voted - For 
1.10  Elect Jean-Pierre Millon  Management  For  Voted - For 
1.11  Elect Mary L. Schapiro  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Paid Sick Leave  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Shareholder Approval       
  of Advance Notice Provisions  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Third-Party       
  Assessment of Freedom of Association  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding Company Directors       
  Serving on Multiple Boards  Shareholder  Against  Voted - Against 
DAVITA INC.       
Security ID: 23918K108 Ticker: DVA       
Meeting Date: 06-Jun-23       
1.1  Elect Pamela M. Arway  Management  For  Voted - For 
1.2  Elect Charles G. Berg  Management  For  Voted - For 
1.3  Elect Barbara J. Desoer  Management  For  Voted - For 
1.4  Elect Jason M. Hollar  Management  For  Voted - For 
1.5  Elect Gregory J. Moore  Management  For  Voted - For 
1.6  Elect John M. Nehra  Management  For  Voted - For 
1.7  Elect Javier J. Rodriguez  Management  For  Voted - For 
1.8  Elect Adam H. Schechter  Management  For  Voted - For 
1.9  Elect Phyllis R. Yale  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 

 

570

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
DELL TECHNOLOGIES INC.       
Security ID: 24703L202 Ticker: DELL       
Meeting Date: 20-Jun-23       
1.1  Elect Michael Dell  Management  For  Voted - Withheld 
1.2  Elect David W. Dorman  Management  For  Voted - For 
1.3  Elect Egon P. Durban  Management  For  Voted - For 
1.4  Elect David J. Grain  Management  For  Voted - For 
1.5  Elect William D. Green  Management  For  Voted - For 
1.6  Elect Simon Patterson  Management  For  Voted - For 
1.7  Elect Lynn M. Vojvodich Radakovich  Management  For  Voted - For 
1.8  Elect Ellen J. Kullman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - For 
DELTA AIR LINES, INC.       
Security ID: 247361702 Ticker: DAL       
Meeting Date: 15-Jun-23       
1.1  Elect Edward H. Bastian  Management  For  Voted - For 
1.2  Elect Greg Creed  Management  For  Voted - For 
1.3  Elect David G. DeWalt  Management  For  Voted - For 
1.4  Elect William H. Easter III  Management  For  Voted - For 
1.5  Elect Leslie D. Hale  Management  For  Voted - For 
1.6  Elect Christopher A. Hazleton  Management  For  Voted - For 
1.7  Elect Michael P. Huerta  Management  For  Voted - For 
1.8  Elect Jeanne P. Jackson  Management  For  Voted - For 
1.9  Elect George N. Mattson  Management  For  Voted - Against 
1.10  Elect Vasant M. Prabhu  Management  For  Voted - For 
1.11  Elect Sergio A. L. Rial  Management  For  Voted - For 
1.12  Elect David S. Taylor  Management  For  Voted - For 
1.13  Elect Kathy N. Waller  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Policy on Freedom of       
  Association  Shareholder  Against  Voted - For 

 

571

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
DELUXE CORPORATION       
Security ID: 248019101 Ticker: DLX       
Meeting Date: 26-Apr-23       
1.1  Elect William C. Cobb  Management  For  Voted - For 
1.2  Elect Paul R. Garcia  Management  For  Voted - For 
1.3  Elect Cheryl Mayberry McKissack  Management  For  Voted - For 
1.4  Elect Barry C. McCarthy  Management  For  Voted - For 
1.5  Elect Don J. McGrath  Management  For  Voted - Withheld 
1.6  Elect Thomas J. Reddin  Management  For  Voted - For 
1.7  Elect Martyn R. Redgrave  Management  For  Voted - For 
1.8  Elect John L. Stauch  Management  For  Voted - For 
1.9  Elect Telisa L. Yancy  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2022 Stock Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
DICK'S SPORTING GOODS, INC.       
Security ID: 253393102 Ticker: DKS       
Meeting Date: 14-Jun-23       
1.1  Elect Mark J. Barrenechea  Management  For  Voted - For 
1.2  Elect Emanuel Chirico  Management  For  Voted - For 
1.3  Elect William J. Colombo  Management  For  Voted - For 
1.4  Elect Anne Fink  Management  For  Voted - For 
1.5  Elect Larry Fitzgerald, Jr.  Management  For  Voted - For 
1.6  Elect Lauren R. Hobart  Management  For  Voted - For 
1.7  Elect Sandeep Lakhmi Mathrani  Management  For  Voted - For 
1.8  Elect Desiree Ralls-Morrison  Management  For  Voted - For 
1.9  Elect Lawrence J. Schorr  Management  For  Voted - Withheld 
1.10  Elect Edward W. Stack  Management  For  Voted - For 
1.11  Elect Larry D. Stone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Articles Regarding Officer Exculpation  Management  For  Voted - Against 
DIODES INCORPORATED       
Security ID: 254543101 Ticker: DIOD       
Meeting Date: 23-May-23       
1.1  Elect Elizabeth Bull  Management  For  Voted - For 
1.2  Elect Angie Chen Button  Management  For  Voted - For 
1.3  Elect Warren Chen  Management  For  Voted - For 

 

572

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Michael R. Giordano  Management  For  Voted - For 
1.5  Elect LU Keh-Shew  Management  For  Voted - For 
1.6  Elect Peter M. Menard  Management  For  Voted - For 
1.7  Elect Christina Wen-Chi Sung  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
DISCOVER FINANCIAL SERVICES       
Security ID: 254709108 Ticker: DFS       
Meeting Date: 11-May-23       
1.1  Elect Jeffrey S. Aronin  Management  For  Voted - For 
1.2  Elect Mary K. Bush  Management  For  Voted - For 
1.3  Elect Gregory C. Case  Management  For  Voted - For 
1.4  Elect Candace H. Duncan  Management  For  Voted - For 
1.5  Elect Joseph F. Eazor  Management  For  Voted - For 
1.6  Elect Roger C. Hochschild  Management  For  Voted - For 
1.7  Elect Thomas G. Maheras  Management  For  Voted - For 
1.8  Elect John B. Owen  Management  For  Voted - For 
1.9  Elect David L. Rawlinson II  Management  For  Voted - For 
1.10  Elect Beverley A. Sibblies  Management  For  Voted - For 
1.11  Elect Mark A. Thierer  Management  For  Voted - For 
1.12  Elect Jennifer L. Wong  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the 2023 Omnibus Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
DOW INC.       
Security ID: 260557103 Ticker: DOW       
Meeting Date: 13-Apr-23       
1.1  Elect Samuel R. Allen  Management  For  Voted - For 
1.2  Elect Gaurdie E. Banister, Jr.  Management  For  Voted - For 
1.3  Elect Wesley G. Bush  Management  For  Voted - For 
1.4  Elect Richard K. Davis  Management  For  Voted - For 
1.5  Elect Jerri L. DeVard  Management  For  Voted - For 
1.6  Elect Debra L. Dial  Management  For  Voted - For 
1.7  Elect Jeff M. Fettig  Management  For  Voted - For 
1.8  Elect James R. Fitterling  Management  For  Voted - For 
1.9  Elect Jacqueline C. Hinman  Management  For  Voted - For 
1.10  Elect Luis A. Moreno  Management  For  Voted - For 
1.11  Elect Jill S. Wyant  Management  For  Voted - For 
1.12  Elect Daniel W. Yohannes  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

573

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
4  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
5  Shareholder Proposal Regarding Virgin Plastic Demand  Shareholder  Against  Voted - Against 
DXC TECHNOLOGY COMPANY       
Security ID: 23355L106 Ticker: DXC       
Meeting Date: 26-Jul-22       
1.1  Elect Mukesh Aghi  Management  For  Voted - For 
1.2  Elect Amy E. Alving  Management  For  Voted - For 
1.3  Elect David A. Barnes  Management  For  Voted - For 
1.4  Elect Raul J. Fernandez  Management  For  Voted - For 
1.5  Elect David L. Herzog  Management  For  Voted - For 
1.6  Elect Dawn Rogers  Management  For  Voted - For 
1.7  Elect Michael J. Salvino  Management  For  Voted - For 
1.8  Elect Carrie W. Teffner  Management  For  Voted - For 
1.9  Elect Akihiko Washington  Management  For  Voted - For 
1.10  Elect Robert F. Woods  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
EASTMAN CHEMICAL COMPANY       
Security ID: 277432100 Ticker: EMN       
Meeting Date: 04-May-23       
1.1  Elect Humberto P. Alfonso  Management  For  Voted - Against 
1.2  Elect Brett D. Begemann  Management  For  Voted - For 
1.3  Elect Eric L. Butler  Management  For  Voted - For 
1.4  Elect Mark J. Costa  Management  For  Voted - For 
1.5  Elect Edward L. Doheny II  Management  For  Voted - For 
1.6  Elect Linnie M. Haynesworth  Management  For  Voted - For 
1.7  Elect Julie Fasone Holder  Management  For  Voted - For 
1.8  Elect Renee J. Hornbaker  Management  For  Voted - For 
1.9  Elect Kim Ann Mink  Management  For  Voted - For 
1.10  Elect James J. O'Brien  Management  For  Voted - For 
1.11  Elect David W. Raisbeck  Management  For  Voted - For 
1.12  Elect Charles K. Stevens III  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
EBAY INC.       
Security ID: 278642103 Ticker: EBAY       
Meeting Date: 21-Jun-23       
1.1  Elect Adriane M. Brown  Management  For  Voted - For 

 

574

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Aparna Chennapragda  Management  For  Voted - For 
1.3  Elect Logan D. Green  Management  For  Voted - For 
1.4  Elect E. Carol Hayles  Management  For  Voted - For 
1.5  Elect Jamie Iannone  Management  For  Voted - For 
1.6  Elect Shripriya Mahesh  Management  For  Voted - For 
1.7  Elect Paul S. Pressler  Management  For  Voted - For 
1.8  Elect Mohak Shroff  Management  For  Voted - For 
1.9  Elect Perry M. Traquina  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Equity Incentive Award Plan  Management  For  Voted - For 
6  Amendment Regarding Officer Exculpation  Management  For  Voted - Against 
7  Shareholder Proposal Regarding Right to Call       
  Special Meeting  Shareholder  Against  Voted - For 
EMCOR GROUP, INC.       
Security ID: 29084Q100 Ticker: EME       
Meeting Date: 08-Jun-23       
1.1  Elect John W. Altmeyer  Management  For  Voted - For 
1.2  Elect Anthony J. Guzzi  Management  For  Voted - For 
1.3  Elect Ronald L. Johnson  Management  For  Voted - For 
1.4  Elect Carol P. Lowe  Management  For  Voted - For 
1.5  Elect M. Kevin McEvoy  Management  For  Voted - For 
1.6  Elect William P. Reid  Management  For  Voted - For 
1.7  Elect Steven B. Schwarzwaelder  Management  For  Voted - For 
1.8  Elect Robin A. Walker-Lee  Management  For  Voted - For 
1.9  Elect Rebecca A. Weyenberg  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Authorization of Board to Set Board Size  Management  For  Voted - Against 
5  Amendment to Articles to Reflect Delaware Law       
  Provisions Regarding Officer Exculpation  Management  For  Voted - Against 
6  Amendment to the Certificate of Incorporation to       
  Select an Exclusive Forum  Management  For  Voted - Against 
7  Ratification of Auditor  Management  For  Voted - For 
8  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
ENERGIZER HOLDINGS, INC.       
Security ID: 29272W109 Ticker: ENR       
Meeting Date: 30-Jan-23       
1.1  Elect Carlos Abrams-Rivera  Management  For  Voted - For 
1.2  Elect Cynthia J. Brinkley  Management  For  Voted - For 
1.3  Elect Rebecca Frankiewicz  Management  For  Voted - For 
1.4  Elect Kevin J. Hunt  Management  For  Voted - For 

 

575

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect James C. Johnson  Management  For  Voted - For 
1.6  Elect Mark S. LaVigne  Management  For  Voted - For 
1.7  Elect Patrick J. Moore  Management  For  Voted - For 
1.8  Elect Donal L. Mulligan  Management  For  Voted - For 
1.9  Elect Nneka L. Rimmer  Management  For  Voted - For 
1.10  Elect Robert V. Vitale  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2023 Omnibus Incentive Plan  Management  For  Voted - For 
EVEREST RE GROUP, LTD.       
Security ID: G3223R108 Ticker: RE       
Meeting Date: 17-May-23       
1.1  Elect John J. Amore  Management  For  Voted - For 
1.2  Elect Juan C. Andrade  Management  For  Voted - For 
1.3  Elect William F. Galtney, Jr.  Management  For  Voted - For 
1.4  Elect John A. Graf  Management  For  Voted - For 
1.5  Elect Meryl D. Hartzband  Management  For  Voted - For 
1.6  Elect Gerri Losquadro  Management  For  Voted - For 
1.7  Elect Hazel M. McNeilage  Management  For  Voted - For 
1.8  Elect Roger M. Singer  Management  For  Voted - For 
1.9  Elect Joseph V. Taranto  Management  For  Voted - For 
2  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Company Name Change  Management  For  Voted - For 
EXXON MOBIL CORPORATION       
Security ID: 30231G102 Ticker: XOM       
Meeting Date: 31-May-23       
1.1  Elect Michael J. Angelakis  Management  For  Voted - For 
1.2  Elect Susan K. Avery  Management  For  Voted - For 
1.3  Elect Angela F. Braly  Management  For  Voted - For 
1.4  Elect Gregory J. Goff  Management  For  Voted - For 
1.5  Elect John D. Harris II  Management  For  Voted - For 
1.6  Elect Kaisa H. Hietala  Management  For  Voted - For 
1.7  Elect Joseph L. Hooley  Management  For  Voted - For 
1.8  Elect Steven A. Kandarian  Management  For  Voted - For 
1.9  Elect Alexander A. Karsner  Management  For  Voted - For 
1.10  Elect Lawrence W. Kellner  Management  For  Voted - For 
1.11  Elect Jeffrey W. Ubben  Management  For  Voted - For 
1.12  Elect Darren W. Woods  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

576

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Shareholder Proposal Regarding Formation of       
  Decarbonization Risk Committee  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Retention of Shares       
  Until Normal Retirement Age  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Carbon       
  Capture and Storage  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Methane Emission       
  Disclosures  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding Medium-Term Scope 3       
  Target  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Guyanese       
  Operations  Shareholder  Against  Voted - For 
11  Shareholder Proposal Regarding Recalculated       
  Emissions Baseline  Shareholder  Against  Voted - For 
12  Shareholder Proposal Regarding Audited Report on       
  Asset Retirement Obligations  Shareholder  Against  Voted - For 
13  Shareholder Proposal Regarding Addressing Virgin       
  Plastic Demand  Shareholder  Against  Voted - Against 
14  Shareholder Proposal Regarding Environmental       
  Litigation  Shareholder  Against  Voted - Against 
15  Shareholder Proposal Regarding Report on Tax       
  Transparency  Shareholder  Against  Voted - For 
16  Shareholder Proposal Regarding Just Transition       
  Reporting  Shareholder  Against  Voted - For 
17  Shareholder Proposal Regarding Report on       
  Exploration and Production in the Arctic Refuge  Shareholder  Against  Voted - Abstain 
FEDEX CORPORATION       
Security ID: 31428X106 Ticker: FDX       
Meeting Date: 19-Sep-22       
1.1  Elect Marvin R. Ellison  Management  For  Voted - For 
1.2  Elect Stephen E. Gorman  Management  For  Voted - For 
1.3  Elect Susan Patricia Griffith  Management  For  Voted - For 
1.4  Elect Kimberly A. Jabal  Management  For  Voted - For 
1.5  Elect Amy B. Lane  Management  For  Voted - For 
1.6  Elect R. Brad Martin  Management  For  Voted - For 
1.7  Elect Nancy A. Norton  Management  For  Voted - For 
1.8  Elect Frederick P. Perpall  Management  For  Voted - For 
1.9  Elect Joshua Cooper Ramo  Management  For  Voted - For 
1.10  Elect Susan C. Schwab  Management  For  Voted - For 
1.11  Elect Frederick W. Smith  Management  For  Voted - For 
1.12  Elect David P. Steiner  Management  For  Voted - Against 
1.13  Elect Rajesh Subramaniam  Management  For  Voted - For 
1.14  Elect V. James Vena  Management  For  Voted - For 
1.15  Elect Paul S. Walsh  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Amendment to the 2019 Omnibus Stock Incentive Plan  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 

 

577

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Report on Racism in       
  Company Culture  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with the Paris Agreement  Shareholder  Against  Voted - For 
FIFTH THIRD BANCORP       
Security ID: 316773100 Ticker: FITB       
Meeting Date: 18-Apr-23       
1.1  Elect Nicholas K. Akins  Management  For  Voted - For 
1.2  Elect B. Evan Bayh, III  Management  For  Voted - For 
1.3  Elect Jorge L. Benitez  Management  For  Voted - For 
1.4  Elect Katherine B. Blackburn  Management  For  Voted - For 
1.5  Elect Emerson L. Brumback  Management  For  Voted - For 
1.6  Elect Linda W. Clement-Holmes  Management  For  Voted - For 
1.7  Elect C. Bryan Daniels  Management  For  Voted - For 
1.8  Elect Mitchell S. Feiger  Management  For  Voted - For 
1.9  Elect Thomas H. Harvey  Management  For  Voted - For 
1.10  Elect Gary R. Heminger  Management  For  Voted - For 
1.11  Elect Eileen A. Mallesch  Management  For  Voted - For 
1.12  Elect Michael B. McCallister  Management  For  Voted - For 
1.13  Elect Timothy N. Spence  Management  For  Voted - For 
1.14  Elect Marsha C. Williams  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
FIRST AMERICAN FINANCIAL CORPORATION       
Security ID: 31847R102 Ticker: FAF       
Meeting Date: 09-May-23       
1.1  Elect Kenneth D. DeGiorgio  Management  For  Voted - For 
1.2  Elect James L. Doti  Management  For  Voted - For 
1.3  Elect Michael D. McKee  Management  For  Voted - For 
1.4  Elect Marsha A. Spence  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2020 Incentive Compensation Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 

 

578

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
FOOT LOCKER, INC.       
Security ID: 344849104 Ticker: FL       
Meeting Date: 17-May-23       
1.1  Elect Mary N. Dillon  Management  For  Voted - For 
1.2  Elect Virginia C. Drosos  Management  For  Voted - For 
1.3  Elect Alan D. Feldman  Management  For  Voted - For 
1.4  Elect Guillermo G. Marmol  Management  For  Voted - For 
1.5  Elect Darlene Nicosia  Management  For  Voted - For 
1.6  Elect Steven Oakland  Management  For  Voted - For 
1.7  Elect Ulice Payne, Jr.  Management  For  Voted - For 
1.8  Elect Kimberly Underhill  Management  For  Voted - For 
1.9  Elect Tristan Walker  Management  For  Voted - For 
1.10  Elect Dona D. Young  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Amendment to the 2007 Stock Incentive Plan  Management  For  Voted - For 
4  Approval of the 2023 Employee Stock Purchase Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
FORD MOTOR COMPANY       
Security ID: 345370860 Ticker: F       
Meeting Date: 11-May-23       
1.1  Elect Kimberly A. Casiano  Management  For  Voted - For 
1.2  Elect Alexandra Ford English  Management  For  Voted - For 
1.3  Elect James D. Farley, Jr.  Management  For  Voted - For 
1.4  Elect Henry Ford III  Management  For  Voted - Against 
1.5  Elect William Clay Ford, Jr.  Management  For  Voted - For 
1.6  Elect William W. Helman IV  Management  For  Voted - For 
1.7  Elect Jon M. Huntsman, Jr.  Management  For  Voted - For 
1.8  Elect William E. Kennard  Management  For  Voted - Against 
1.9  Elect John C. May  Management  For  Voted - For 
1.10  Elect Beth E. Mooney  Management  For  Voted - For 
1.11  Elect Lynn M. Vojvodich Radakovich  Management  For  Voted - For 
1.12  Elect John L. Thornton  Management  For  Voted - For 
1.13  Elect John B. Veihmeyer  Management  For  Voted - For 
1.14  Elect John S. Weinberg  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Recapitalization  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Child Labor Linked       
  To Electric Vehicles  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Transparency and       
  Minimization of Animal Testing  Shareholder  Against  Voted - Against 

 

579

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
GENERAL MOTORS COMPANY       
Security ID: 37045V100 Ticker: GM       
Meeting Date: 20-Jun-23       
1.1  Elect Mary T. Barra  Management  For  Voted - For 
1.2  Elect Aneel Bhusri  Management  For  Voted - For 
1.3  Elect Wesley G. Bush  Management  For  Voted - For 
1.4  Elect Joanne C. Crevoiserat  Management  For  Voted - For 
1.5  Elect Linda R. Gooden  Management  For  Voted - For 
1.6  Elect Joseph Jimenez  Management  For  Voted - For 
1.7  Elect Jonathan McNeill  Management  For  Voted - For 
1.8  Elect Judith A. Miscik  Management  For  Voted - For 
1.9  Elect Patricia F. Russo  Management  For  Voted - For 
1.10  Elect Thomas M. Schoewe  Management  For  Voted - For 
1.11  Elect Mark A. Tatum  Management  For  Voted - For 
1.12  Elect Jan E. Tighe  Management  For  Voted - For 
1.13  Elect Devin N. Wenig  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2020 Long-Term Incentive Plan  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Right to Act by       
  Written Consent  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Procurement Targets       
  for Sustainable Materials in Supply Chain  Shareholder  Against  Voted - Against 
GILEAD SCIENCES, INC.       
Security ID: 375558103 Ticker: GILD       
Meeting Date: 03-May-23       
1.1  Elect Jacqueline K. Barton  Management  For  Voted - For 
1.2  Elect Jeffrey A. Bluestone  Management  For  Voted - For 
1.3  Elect Sandra J. Horning  Management  For  Voted - For 
1.4  Elect Kelly A. Kramer  Management  For  Voted - For 
1.5  Elect Kevin E. Lofton  Management  For  Voted - For 
1.6  Elect Harish Manwani  Management  For  Voted - For 
1.7  Elect Daniel P. O'Day  Management  For  Voted - For 
1.8  Elect Javier J. Rodriguez  Management  For  Voted - For 
1.9  Elect Anthony Welters  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Multiple Board       
  Nominees  Shareholder  Against  Voted - Against 

 

580

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
7  Shareholder Proposal Regarding Allowing Beneficial       
  Owners to Call Special Meetings  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
GROUP 1 AUTOMOTIVE, INC.       
Security ID: 398905109 Ticker: GPI       
Meeting Date: 17-May-23       
1.1  Elect Carin M. Barth  Management  For  Voted - For 
1.2  Elect Daryl A. Kenningham  Management  For  Voted - For 
1.3  Elect Steven C. Mizell  Management  For  Voted - For 
1.4  Elect Lincoln Pereira Filho  Management  For  Voted - For 
1.5  Elect Stephen D. Quinn  Management  For  Voted - For 
1.6  Elect Steven P. Stanbrook  Management  For  Voted - For 
1.7  Elect Charles L. Szews  Management  For  Voted - For 
1.8  Elect Anne Taylor  Management  For  Voted - For 
1.9  Elect MaryAnn Wright  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Articles to Limit Liability of Officers  Management  For  Voted - Against 
6  Amendment to the Certificate of Incorporation to       
  Allow Shareholders to Remove Directors  Management  For  Voted - For 
H&R BLOCK, INC.       
Security ID: 093671105 Ticker: HRB       
Meeting Date: 04-Nov-22       
1.1  Elect Sean H. Cohan  Management  For  Voted - For 
1.2  Elect Robert A. Gerard  Management  For  Voted - For 
1.3  Elect Anuradha Gupta  Management  For  Voted - For 
1.4  Elect Richard A. Johnson  Management  For  Voted - For 
1.5  Elect Jeffrey J. Jones II  Management  For  Voted - For 
1.6  Elect Mia F. Mends  Management  For  Voted - For 
1.7  Elect Yolande G. Piazza  Management  For  Voted - For 
1.8  Elect Victoria J. Reich  Management  For  Voted - For 
1.9  Elect Matthew E. Winter  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

581

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
HARLEY-DAVIDSON, INC.       
Security ID: 412822108 Ticker: HOG       
Meeting Date: 18-May-23       
1.1  Elect Troy M. Alstead  Management  For  Voted - For 
1.2  Elect Jared D. Dourdeville  Management  For  Voted - For 
1.3  Elect James D. Farley, Jr.  Management  For  Voted - For 
1.4  Elect Allan C. Golston  Management  For  Voted - Withheld 
1.5  Elect Sara L. Levinson  Management  For  Voted - For 
1.6  Elect N. Thomas Linebarger  Management  For  Voted - Withheld 
1.7  Elect Rafeh Masood  Management  For  Voted - For 
1.8  Elect Maryrose T. Sylvester  Management  For  Voted - For 
1.9  Elect Jochen Zeitz  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
HCA HEALTHCARE, INC.       
Security ID: 40412C101 Ticker: HCA       
Meeting Date: 19-Apr-23       
1.1  Elect Thomas F. Frist III  Management  For  Voted - For 
1.2  Elect Samuel N. Hazen  Management  For  Voted - For 
1.3  Elect Meg G. Crofton  Management  For  Voted - For 
1.4  Elect Robert J. Dennis  Management  For  Voted - For 
1.5  Elect Nancy-Ann DeParle  Management  For  Voted - For 
1.6  Elect William R. Frist  Management  For  Voted - For 
1.7  Elect Hugh F. Johnston  Management  For  Voted - For 
1.8  Elect Michael W. Michelson  Management  For  Voted - For 
1.9  Elect Wayne J. Riley  Management  For  Voted - For 
1.10  Elect Andrea B. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Approval of the 2023 Employee Stock Purchase Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding Political       
  Contributions and Expenditures Report  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Board Oversight of       
  Staffing and Patient Safety  Shareholder  Against  Voted - Against 
HEWLETT PACKARD ENTERPRISE COMPANY       
Security ID: 42824C109 Ticker: HPE       
Meeting Date: 05-Apr-23       
1.1  Elect Daniel Ammann  Management  For  Voted - For 
1.2  Elect Pamela L. Carter  Management  For  Voted - For 
1.3  Elect Frank A. D'Amelio  Management  For  Voted - For 

 

582

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.4  Elect Regina E. Dugan  Management  For  Voted - For 
1.5  Elect Jean M. Hobby  Management  For  Voted - For 
1.6  Elect Raymond J. Lane  Management  For  Voted - For 
1.7  Elect Ann M. Livermore  Management  For  Voted - For 
1.8  Elect Antonio F. Neri  Management  For  Voted - For 
1.9  Elect Charles H. Noski  Management  For  Voted - For 
1.10  Elect Raymond E. Ozzie  Management  For  Voted - For 
1.11  Elect Gary M. Reiner  Management  For  Voted - For 
1.12  Elect Patricia F. Russo  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Amendment to the 2021 Stock Incentive Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
HF SINCLAIR CORPORATION       
Security ID: 403949100 Ticker: DINO       
Meeting Date: 24-May-23       
1.1  Elect Anne-Marie N. Ainsworth  Management  For  Voted - For 
1.2  Elect Anna C. Catalano  Management  For  Voted - For 
1.3  Elect Leldon E. Echols  Management  For  Voted - For 
1.4  Elect Manuel J. Fernandez  Management  For  Voted - For 
1.5  Elect Timothy Go  Management  For  Voted - For 
1.6  Elect Rhoman J. Hardy  Management  For  Voted - For 
1.7  Elect R. Craig Knocke  Management  For  Voted - For 
1.8  Elect Robert J. Kostelnik  Management  For  Voted - Against 
1.9  Elect James H. Lee  Management  For  Voted - For 
1.10  Elect Ross B. Matthews  Management  For  Voted - For 
1.11  Elect Franklin Myers  Management  For  Voted - For 
1.12  Elect Norman J. Szydlowski  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
HIGHWOODS PROPERTIES, INC.       
Security ID: 431284108 Ticker: HIW       
Meeting Date: 16-May-23       
1.1  Elect Charles A. Anderson  Management  For  Voted - For 
1.2  Elect Gene H. Anderson  Management  For  Voted - For 
1.3  Elect Thomas P. Anderson  Management  For  Voted - Withheld 
1.4  Elect Carlos E. Evans  Management  For  Voted - For 
1.5  Elect David L. Gadis  Management  For  Voted - For 
1.6  Elect David J. Hartzell  Management  For  Voted - For 
1.7  Elect Theodore J. Klinck  Management  For  Voted - For 

 

583

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect Anne H. Lloyd  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
HILLENBRAND, INC.       
Security ID: 431571108 Ticker: HI       
Meeting Date: 24-Feb-23       
1.1  Elect Daniel C. Hillenbrand  Management  For  Voted - For 
1.2  Elect Neil S. Novich  Management  For  Voted - For 
1.3  Elect Kimberly K. Ryan  Management  For  Voted - For 
1.4  Elect Inderpreet Sawhney  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
HOST HOTELS & RESORTS, INC.       
Security ID: 44107P104 Ticker: HST       
Meeting Date: 18-May-23       
1.1  Elect Mary L. Baglivo  Management  For  Voted - For 
1.2  Elect Herman E. Bulls  Management  For  Voted - For 
1.3  Elect Diana M. Laing  Management  For  Voted - For 
1.4  Elect Richard E. Marriott  Management  For  Voted - For 
1.5  Elect Mary Hogan Preusse  Management  For  Voted - For 
1.6  Elect Walter C. Rakowich  Management  For  Voted - For 
1.7  Elect James F. Risoleo  Management  For  Voted - For 
1.8  Elect Gordon H. Smith  Management  For  Voted - For 
1.9  Elect A. William Stein  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
HP INC.       
Security ID: 40434L105 Ticker: HPQ       
Meeting Date: 24-Apr-23       
1.1  Elect Aida M. Alvarez  Management  For  Voted - For 
1.2  Elect Shumeet Banerji  Management  For  Voted - For 
1.3  Elect Robert R. Bennett  Management  For  Voted - For 
1.4  Elect Charles Chip V. Bergh  Management  For  Voted - For 
1.5  Elect Bruce Broussard  Management  For  Voted - For 
1.6  Elect Stacy Brown-Philpot  Management  For  Voted - For 
1.7  Elect Stephanie A. Burns  Management  For  Voted - For 
1.8  Elect Mary Anne Citrino  Management  For  Voted - For 

 

584

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.9  Elect Richard L. Clemmer  Management  For  Voted - For 
1.10  Elect Enrique Lores  Management  For  Voted - For 
1.11  Elect Judith A. Miscik  Management  For  Voted - For 
1.12  Elect Kim K.W. Rucker  Management  For  Voted - For 
1.13  Elect Subra Suresh  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Right to Act by       
  Written Consent  Shareholder  Against  Voted - Against 
HUNTINGTON BANCSHARES INCORPORATED       
Security ID: 446150104 Ticker: HBAN       
Meeting Date: 19-Apr-23       
1.1  Elect Alanna Y. Cotton  Management  For  Voted - For 
1.2  Elect Ann B. Crane  Management  For  Voted - For 
1.3  Elect Gina D. France  Management  For  Voted - For 
1.4  Elect J. Michael Hochschwender  Management  For  Voted - For 
1.5  Elect Richard H. King  Management  For  Voted - For 
1.6  Elect Katherine M.A. Kline  Management  For  Voted - For 
1.7  Elect Richard W. Neu  Management  For  Voted - For 
1.8  Elect Kenneth J. Phelan  Management  For  Voted - For 
1.9  Elect David L. Porteous  Management  For  Voted - For 
1.10  Elect Roger J. Sit  Management  For  Voted - For 
1.11  Elect Stephen D. Steinour  Management  For  Voted - For 
1.12  Elect Jeffrey L. Tate  Management  For  Voted - For 
1.13  Elect Gary Torgow  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
HUNTINGTON INGALLS INDUSTRIES, INC.       
Security ID: 446413106 Ticker: HII       
Meeting Date: 02-May-23       
1.1  Elect Augustus L. Collins  Management  For  Voted - For 
1.2  Elect Leo P. Denault  Management  For  Voted - For 
1.3  Elect Kirkland H. Donald  Management  For  Voted - For 
1.4  Elect Victoria D. Harker  Management  For  Voted - For 
1.5  Elect Frank R. Jimenez  Management  For  Voted - For 
1.6  Elect Christopher D. Kastner  Management  For  Voted - For 
1.7  Elect Anastasia D. Kelly  Management  For  Voted - For 
1.8  Elect Tracy B. McKibben  Management  For  Voted - For 
1.9  Elect Stephanie L. O'Sullivan  Management  For  Voted - For 
1.10  Elect Thomas C. Schievelbein  Management  For  Voted - For 
1.11  Elect John K. Welch  Management  For  Voted - For 

 

585

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
HUNTSMAN CORPORATION       
Security ID: 447011107 Ticker: HUN       
Meeting Date: 21-Apr-23       
1.1  Elect Peter R. Huntsman  Management  For  Voted - For 
1.2  Elect Cynthia L. Egan  Management  For  Voted - For 
1.3  Elect Mary C. Beckerle  Management  For  Voted - For 
1.4  Elect Sonia Dula  Management  For  Voted - For 
1.5  Elect Curtis E. Espeland  Management  For  Voted - For 
1.6  Elect Daniele Ferrari  Management  For  Voted - For 
1.7  Elect Jeanne McGovern  Management  For  Voted - For 
1.8  Elect Jose Antonio Munoz Barcelo  Management  For  Voted - For 
1.9  Elect David B. Sewell  Management  For  Voted - For 
1.10  Elect Jan E. Tighe  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Reflect Delaware Law Provisions       
  Regarding Officer Exculpation  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
INGEVITY CORPORATION       
Security ID: 45688C107 Ticker: NGVT       
Meeting Date: 27-Apr-23       
1.1  Elect Jean S. Blackwell  Management  For  Voted - For 
1.2  Elect Luis Fernandez-Moreno  Management  For  Voted - For 
1.3  Elect John C. Fortson  Management  For  Voted - For 
1.4  Elect Diane H. Gulyas  Management  For  Voted - For 
1.5  Elect Bruce D. Hoechner  Management  For  Voted - For 
1.6  Elect Frederick J. Lynch  Management  For  Voted - For 
1.7  Elect Karen G. Narwold  Management  For  Voted - For 
1.8  Elect Daniel F. Sansone  Management  For  Voted - For 
1.9  Elect William J. Slocum  Management  For  Voted - For 
1.10  Elect Benjamin G. Wright  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to the 2017 Employee Stock Purchase Plan  Management  For  Voted - For 

 

586

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
INGREDION INCORPORATED       
Security ID: 457187102 Ticker: INGR       
Meeting Date: 19-May-23       
1.1  Elect David B. Fischer  Management  For  Voted - For 
1.2  Elect Paul Hanrahan  Management  For  Voted - For 
1.3  Elect Rhonda L. Jordan  Management  For  Voted - For 
1.4  Elect Gregory B. Kenny  Management  For  Voted - For 
1.5  Elect Charles V. Magro  Management  For  Voted - For 
1.6  Elect Victoria J. Reich  Management  For  Voted - For 
1.7  Elect Catherine A. Suever  Management  For  Voted - For 
1.8  Elect Stephan B. Tanda  Management  For  Voted - For 
1.9  Elect Jorge A. Uribe  Management  For  Voted - For 
1.10  Elect Patricia Verduin  Management  For  Voted - For 
1.11  Elect Dwayne A. Wilson  Management  For  Voted - Against 
1.12  Elect James Zallie  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of Exclusive Forum Provisions  Management  For  Voted - Against 
6  Approval of the 2023 Stock Incentive Plan  Management  For  Voted - Against 
INTEL CORPORATION       
Security ID: 458140100 Ticker: INTC       
Meeting Date: 11-May-23       
1.1  Elect Patrick P. Gelsinger  Management  For  Voted - For 
1.2  Elect James J. Goetz  Management  For  Voted - For 
1.3  Elect Andrea J. Goldsmith  Management  For  Voted - For 
1.4  Elect Alyssa H. Henry  Management  For  Voted - For 
1.5  Elect S. Omar Ishrak  Management  For  Voted - For 
1.6  Elect Risa Lavizzo-Mourey  Management  For  Voted - For 
1.7  Elect Tsu-Jae King Liu  Management  For  Voted - For 
1.8  Elect Barbara G. Novick  Management  For  Voted - For 
1.9  Elect Gregory D. Smith  Management  For  Voted - For 
1.10  Elect Lip-Bu Tan  Management  For  Voted - For 
1.11  Elect Dion J. Weisler  Management  For  Voted - For 
1.12  Elect Frank D. Yeary  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2006 Equity Incentive Plan  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
6  Shareholder Proposal Regarding Retention of Shares       
  Until Normal Retirement Age  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Third-Party Review       
  for ESG Congruency with Business in China  Shareholder  Against  Voted - Against 

 

587

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
INTERNATIONAL BUSINESS MACHINES CORPORATION       
Security ID: 459200101 Ticker: IBM       
Meeting Date: 25-Apr-23       
1.1  Elect Thomas Buberl  Management  For  Voted - For 
1.2  Elect David N. Farr  Management  For  Voted - For 
1.3  Elect Alex Gorsky  Management  For  Voted - For 
1.4  Elect Michelle Howard  Management  For  Voted - For 
1.5  Elect Arvind Krishna  Management  For  Voted - For 
1.6  Elect Andrew N. Liveris  Management  For  Voted - Against 
1.7  Elect F. William McNabb, III  Management  For  Voted - For 
1.8  Elect Martha E. Pollack  Management  For  Voted - For 
1.9  Elect Joseph R. Swedish  Management  For  Voted - For 
1.10  Elect Peter R. Voser  Management  For  Voted - For 
1.11  Elect Frederick H. Waddell  Management  For  Voted - For 
1.12  Elect Alfred W. Zollar  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Report on       
  Effectiveness of Workplace Sexual Harassment and       
  Discrimination Policies  Shareholder  Against  Voted - Against 
INTERNATIONAL PAPER COMPANY       
Security ID: 460146103 Ticker: IP       
Meeting Date: 08-May-23       
1.1  Elect Christopher M. Connor  Management  For  Voted - For 
1.2  Elect Ahmet Cemal Dorduncu  Management  For  Voted - For 
1.3  Elect Ilene S. Gordon  Management  For  Voted - Against 
1.4  Elect Anders Gustafsson  Management  For  Voted - For 
1.5  Elect Jacqueline C. Hinman  Management  For  Voted - For 
1.6  Elect Clinton A. Lewis, Jr.  Management  For  Voted - For 
1.7  Elect D. G. Macpherson  Management  For  Voted - For 
1.8  Elect Kathryn D. Sullivan  Management  For  Voted - For 
1.9  Elect Mark S. Sutton  Management  For  Voted - For 
1.10  Elect Anton V. Vincent  Management  For  Voted - For 
1.11  Elect Raymond Guy Young  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 

 

588

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
6  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
JAZZ PHARMACEUTICALS PUBLIC LIMITED COMPANY       
Security ID: G50871105 Ticker: JAZZ       
Meeting Date: 28-Jul-22       
1.1  Elect Jennifer E. Cook  Management  For  Voted - For 
1.2  Elect Patrick G. Enright  Management  For  Voted - For 
1.3  Elect Seamus C. Mulligan  Management  For  Voted - For 
1.4  Elect Norbert G. Riedel  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
5  Right to Adjourn Meeting  Management  For  Voted - For 
JEFFERIES FINANCIAL GROUP INC.       
Security ID: 47233W109 Ticker: JEF       
Meeting Date: 29-Mar-23       
1.1  Elect Linda L. Adamany  Management  For  Voted - For 
1.2  Elect Barry J. Alperin  Management  For  Voted - For 
1.3  Elect Robert D. Beyer  Management  For  Voted - Against 
1.4  Elect Matrice Ellis Kirk  Management  For  Voted - For 
1.5  Elect Brian P. Friedman  Management  For  Voted - For 
1.6  Elect MaryAnne Gilmartin  Management  For  Voted - For 
1.7  Elect Richard B. Handler  Management  For  Voted - For 
1.8  Elect Thomas W. Jones  Management  For  Voted - For 
1.9  Elect Jacob M. Katz  Management  For  Voted - For 
1.10  Elect Michael T. O'Kane  Management  For  Voted - For 
1.11  Elect Joseph S. Steinberg  Management  For  Voted - For 
1.12  Elect Melissa V. Weiler  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
Meeting Date: 28-Jun-23       
1  Amendment to to Authorize a New Class of Non-Voting       
  Common Stock  Management  For  Voted - For 
2  Right to Adjourn Meeting  Management  For  Voted - For 

 

589

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
KEYCORP       
Security ID: 493267108 Ticker: KEY       
Meeting Date: 11-May-23       
1.1  Elect Alexander M. Cutler  Management  For  Voted - For 
1.2  Elect H. James Dallas  Management  For  Voted - For 
1.3  Elect Elizabeth R. Gile  Management  For  Voted - For 
1.4  Elect Ruth Ann M. Gillis  Management  For  Voted - For 
1.5  Elect Christopher M. Gorman  Management  For  Voted - For 
1.6  Elect Robin Hayes  Management  For  Voted - For 
1.7  Elect Carlton L. Highsmith  Management  For  Voted - For 
1.8  Elect Richard J. Hipple  Management  For  Voted - For 
1.9  Elect Devina Rankin  Management  For  Voted - For 
1.10  Elect Barbara R. Snyder  Management  For  Voted - For 
1.11  Elect Richard J. Tobin  Management  For  Voted - For 
1.12  Elect Todd J. Vasos  Management  For  Voted - For 
1.13  Elect David K. Wilson  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2019 Equity Compensation Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
KOHL'S CORPORATION       
Security ID: 500255104 Ticker: KSS       
Meeting Date: 10-May-23       
1.1  Elect Michael J. Bender  Management  For  Voted - For 
1.2  Elect Peter Boneparth  Management  For  Voted - For 
1.3  Elect Yael Cosset  Management  For  Voted - For 
1.4  Elect Christine M. Day  Management  For  Voted - For 
1.5  Elect H. Charles Floyd  Management  For  Voted - For 
1.6  Elect Margaret L. Jenkins  Management  For  Voted - For 
1.7  Elect Thomas A. Kingsbury  Management  For  Voted - For 
1.8  Elect Robbin Mitchell  Management  For  Voted - For 
1.9  Elect Jonas Prising  Management  For  Voted - For 
1.10  Elect John E. Schlifske  Management  For  Voted - For 
1.11  Elect Adrianne Shapira  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

590

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
LAZARD LTD       
Security ID: G54050102 Ticker: LAZ       
Meeting Date: 27-Apr-23       
1.1  Elect Kenneth M. Jacobs  Management  For  Voted - For 
1.2  Elect Michelle E. Jarrard  Management  For  Voted - For 
1.3  Elect Iris Knobloch  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
LINCOLN NATIONAL CORPORATION       
Security ID: 534187109 Ticker: LNC       
Meeting Date: 25-May-23       
1.1  Elect Deirdre P. Connelly  Management  For  Voted - For 
1.2  Elect Ellen G. Cooper  Management  For  Voted - For 
1.3  Elect William H. Cunningham  Management  For  Voted - For 
1.4  Elect Reginald E. Davis  Management  For  Voted - For 
1.5  Elect Eric G. Johnson  Management  For  Voted - For 
1.6  Elect Gary C. Kelly  Management  For  Voted - For 
1.7  Elect M. Leanne Lachman  Management  For  Voted - For 
1.8  Elect Dale LeFebvre  Management  For  Voted - For 
1.9  Elect Janet Liang  Management  For  Voted - For 
1.10  Elect Michael F. Mee  Management  For  Voted - For 
1.11  Elect Lynn M. Utter  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2020 Incentive Compensation Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
LOCKHEED MARTIN CORPORATION       
Security ID: 539830109 Ticker: LMT       
Meeting Date: 27-Apr-23       
1.1  Elect Daniel F. Akerson  Management  For  Voted - For 
1.2  Elect David B. Burritt  Management  For  Voted - For 
1.3  Elect Bruce A. Carlson  Management  For  Voted - For 
1.4  Elect John Donovan  Management  For  Voted - For 
1.5  Elect Joseph Dunford Jr.  Management  For  Voted - For 
1.6  Elect James O. Ellis, Jr.  Management  For  Voted - For 
1.7  Elect Thomas J. Falk  Management  For  Voted - For 
1.8  Elect Ilene S. Gordon  Management  For  Voted - For 

 

591

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.9  Elect Vicki A. Hollub  Management  For  Voted - For 
1.10  Elect Jeh C. Johnson  Management  For  Voted - For 
1.11  Elect Debra L. Reed-Klages  Management  For  Voted - For 
1.12  Elect James D. Taiclet  Management  For  Voted - For 
1.13  Elect Patricia E. Yarrington  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Report on Human       
  Rights Impact Assessments  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Aligning       
  Value Chain GHG Reductions with Paris Agreement  Shareholder  Against  Voted - For 
LOUISIANA-PACIFIC CORPORATION       
Security ID: 546347105 Ticker: LPX       
Meeting Date: 28-Apr-23       
1.1  Elect Jose A. Bayardo  Management  For  Voted - For 
1.2  Elect Stephen E. Macadam  Management  For  Voted - Against 
2  Ratification of Auditor  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
LYONDELLBASELL INDUSTRIES N.V.       
Security ID: N53745100 Ticker: LYB       
Meeting Date: 19-May-23       
1.1  Elect Jacques Aigrain  Management  For  Voted - For 
1.2  Elect Lincoln Benet  Management  For  Voted - For 
1.3  Elect Robin Buchanan  Management  For  Voted - For 
1.4  Elect Anthony R. Chase  Management  For  Voted - For 
1.5  Elect Robert W. Dudley  Management  For  Voted - For 
1.6  Elect Claire S. Farley  Management  For  Voted - For 
1.7  Elect Rita Griffin  Management  For  Voted - For 
1.8  Elect Michael S. Hanley  Management  For  Voted - For 
1.9  Elect Virginia A. Kamsky  Management  For  Voted - For 
1.10  Elect Albert Manifold  Management  For  Voted - For 
1.11  Elect Peter Vanacker  Management  For  Voted - For 
2  Ratification of Board Acts  Management  For  Voted - For 
3  Accounts and Reports  Management  For  Voted - For 
4  Appointment of Dutch Statutory Auditor  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
6  Advisory Vote on Executive Compensation  Management  For  Voted - For 
7  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
8  Authority to Repurchase Shares  Management  For  Voted - For 
9  Cancellation of Shares  Management  For  Voted - For 

 

592

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
MACY'S, INC.       
Security ID: 55616P104 Ticker: M       
Meeting Date: 19-May-23       
1.1  Elect Emilie Arel  Management  For  Voted - For 
1.2  Elect Francis S. Blake  Management  For  Voted - For 
1.3  Elect Torrence Boone  Management  For  Voted - For 
1.4  Elect Ashley Buchanan  Management  For  Voted - For 
1.5  Elect Marie A. Chandoha  Management  For  Voted - For 
1.6  Elect Naveen K. Chopra  Management  For  Voted - For 
1.7  Elect Deirdre P. Connelly  Management  For  Voted - For 
1.8  Elect Jeff Gennette  Management  For  Voted - For 
1.9  Elect Jill Granoff  Management  For  Voted - For 
1.10  Elect William H. Lenehan  Management  For  Voted - For 
1.11  Elect Sara L. Levinson  Management  For  Voted - For 
1.12  Elect Antony Spring  Management  For  Voted - For 
1.13  Elect Paul C. Varga  Management  For  Voted - For 
1.14  Elect Tracey Zhen  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
MANPOWERGROUP INC.       
Security ID: 56418H100 Ticker: MAN       
Meeting Date: 05-May-23       
1.1  Elect Jean-Philippe Courtois  Management  For  Voted - For 
1.2  Elect William A. Downe  Management  For  Voted - For 
1.3  Elect John F. Ferraro  Management  For  Voted - For 
1.4  Elect William P. Gipson  Management  For  Voted - For 
1.5  Elect Patricia Hemingway Hall  Management  For  Voted - For 
1.6  Elect Julie M. Howard  Management  For  Voted - For 
1.7  Elect Ulice Payne, Jr.  Management  For  Voted - For 
1.8  Elect Muriel Penicaud  Management  For  Voted - For 
1.9  Elect Jonas Prising  Management  For  Voted - For 
1.10  Elect Paul Read  Management  For  Voted - For 
1.11  Elect Elizabeth P. Sartain  Management  For  Voted - For 
1.12  Elect Michael J. Van Handel  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

593

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
MARATHON OIL CORPORATION       
Security ID: 565849106 Ticker: MRO       
Meeting Date: 24-May-23       
1.1  Elect Chadwick C. Deaton  Management  For  Voted - For 
1.2  Elect Marcela E. Donadio  Management  For  Voted - For 
1.3  Elect M. Elise Hyland  Management  For  Voted - For 
1.4  Elect Holli C. Ladhani  Management  For  Voted - For 
1.5  Elect Mark A. McCollum  Management  For  Voted - For 
1.6  Elect Brent J. Smolik  Management  For  Voted - For 
1.7  Elect Lee M. Tillman  Management  For  Voted - For 
1.8  Elect Shawn D. Williams  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
MARATHON PETROLEUM CORPORATION       
Security ID: 56585A102 Ticker: MPC       
Meeting Date: 26-Apr-23       
1.1  Elect J. Michael Stice  Management  For  Voted - For 
1.2  Elect John P. Surma  Management  For  Voted - For 
1.3  Elect Susan Tomasky  Management  For  Voted - For 
1.4  Elect Toni Townes-Whitley  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Repeal of Classified Board  Management  For  Voted - For 
5  Elimination of Supermajority Requirement  Management  For  Voted - For 
6  Change in Maximum Board Size  Management  For  Voted - For 
7  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Amendment to       
  Clawback Policy  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding Just Transition       
  Reporting  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Audited Report on       
  Asset Retirement Obligations  Shareholder  Against  Voted - For 
MCKESSON CORPORATION       
Security ID: 58155Q103 Ticker: MCK       
Meeting Date: 22-Jul-22       
1.1  Elect Richard H. Carmona  Management  For  Voted - For 
1.2  Elect Dominic J. Caruso  Management  For  Voted - For 
1.3  Elect W. Roy Dunbar  Management  For  Voted - For 
1.4  Elect James H. Hinton  Management  For  Voted - For 
1.5  Elect Donald R. Knauss  Management  For  Voted - For 

 

594

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Bradley E. Lerman  Management  For  Voted - For 
1.7  Elect Linda P. Mantia  Management  For  Voted - For 
1.8  Elect Maria Martinez  Management  For  Voted - For 
1.9  Elect Susan R. Salka  Management  For  Voted - For 
1.10  Elect Brian S. Tyler  Management  For  Voted - For 
1.11  Elect Kathleen Wilson-Thompson  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2022 Stock Plan  Management  For  Voted - For 
5  Amendment to the 2000 Employee Stock Purchase Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding 10b5-1 Plans  Shareholder  Against  Voted - For 
MERCK & CO., INC.       
Security ID: 58933Y105 Ticker: MRK       
Meeting Date: 23-May-23       
1.1  Elect Douglas M. Baker, Jr.  Management  For  Voted - For 
1.2  Elect Mary Ellen Coe  Management  For  Voted - For 
1.3  Elect Pamela J. Craig  Management  For  Voted - For 
1.4  Elect Robert M. Davis  Management  For  Voted - For 
1.5  Elect Thomas H. Glocer  Management  For  Voted - For 
1.6  Elect Risa Lavizzo-Mourey  Management  For  Voted - For 
1.7  Elect Stephen L. Mayo  Management  For  Voted - For 
1.8  Elect Paul B. Rothman  Management  For  Voted - For 
1.9  Elect Patricia F. Russo  Management  For  Voted - For 
1.10  Elect Christine E. Seidman  Management  For  Voted - For 
1.11  Elect Inge G. Thulin  Management  For  Voted - For 
1.12  Elect Kathy J. Warden  Management  For  Voted - For 
1.13  Elect Peter C. Wendell  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Corporate       
  Operations with China  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Access to       
  COVID-19 Products  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Third-Party       
  Political Expenditures Reporting  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Congruency Report of       
  Partnerships with Certain Organizations  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 

 

595

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
META PLATFORMS, INC.       
Security ID: 30303M102 Ticker: META       
Meeting Date: 31-May-23       
1.1  Elect Peggy Alford  Management  For  Voted - Withheld 
1.2  Elect Marc L. Andreessen  Management  For  Voted - For 
1.3  Elect Andrew W. Houston  Management  For  Voted - For 
1.4  Elect Nancy Killefer  Management  For  Voted - For 
1.5  Elect Robert M. Kimmitt  Management  For  Voted - For 
1.6  Elect Sheryl K. Sandberg  Management  For  Voted - For 
1.7  Elect Tracey T. Travis  Management  For  Voted - Withheld 
1.8  Elect Tony Xu  Management  For  Voted - For 
1.9  Elect Mark Zuckerberg  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Shareholder Proposal Regarding Report on Government       
  Takedown Requests  Shareholder  Against  Voted - Against 
4  Shareholder Proposal Regarding Recapitalization  Shareholder  Against  Voted - For 
5  Shareholder Proposal Regarding Human Rights Impact       
  Assessment  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Report on Content       
  Management in India  Shareholder  Against  Voted - For 
8  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with Net-Zero Emissions Commitment  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Report on Risks from       
  Abortion-Related Information Requests  Shareholder  Against  Voted - For 
10  Shareholder Proposal Regarding a Report on the       
  Efficacy of Enforcement of Content Policies  Shareholder  Against  Voted - For 
11  Shareholder Proposal Regarding Targets and Report       
  on Child Safety Impacts  Shareholder  Against  Voted - For 
12  Shareholder Proposal Regarding Calibrating       
  Executive Pay to Externalized Costs  Shareholder  Against  Voted - Against 
13  Shareholder Proposal Regarding Assessment of Audit       
  and Risk Oversight Committee  Shareholder  Against  Voted - For 
METLIFE, INC.       
Security ID: 59156R108 Ticker: MET       
Meeting Date: 20-Jun-23       
1.1  Elect Cheryl W. Grise  Management  For  Voted - For 
1.2  Elect Carlos M. Gutierrez  Management  For  Voted - For 
1.3  Elect Carla A. Harris  Management  For  Voted - For 
1.4  Elect Gerald L. Hassell  Management  For  Voted - For 
1.5  Elect David L. Herzog  Management  For  Voted - For 
1.6  Elect R. Glenn Hubbard  Management  For  Voted - For 
1.7  Elect Jeh C. Johnson  Management  For  Voted - For 
1.8  Elect Edward J. Kelly, III  Management  For  Voted - For 
1.9  Elect William E. Kennard  Management  For  Voted - For 

 

596

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect Michel A. Khalaf  Management  For  Voted - For 
1.11  Elect Catherine R. Kinney  Management  For  Voted - For 
1.12  Elect Diana L. McKenzie  Management  For  Voted - For 
1.13  Elect Denise M. Morrison  Management  For  Voted - For 
1.14  Elect Mark A. Weinberger  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
MGIC INVESTMENT CORPORATION       
Security ID: 552848103 Ticker: MTG       
Meeting Date: 27-Apr-23       
1.1  Elect Analisa M. Allen  Management  For  Voted - For 
1.2  Elect Daniel A. Arrigoni  Management  For  Voted - For 
1.3  Elect C. Edward Chaplin  Management  For  Voted - For 
1.4  Elect Curt S. Culver  Management  For  Voted - For 
1.5  Elect Jay C. Hartzell  Management  For  Voted - For 
1.6  Elect Timothy A. Holt  Management  For  Voted - For 
1.7  Elect Jodeen A. Kozlak  Management  For  Voted - For 
1.8  Elect Michael E. Lehman  Management  For  Voted - For 
1.9  Elect Teresita M. Lowman  Management  For  Voted - For 
1.10  Elect Timothy J. Mattke  Management  For  Voted - For 
1.11  Elect Sheryl L. Sculley  Management  For  Voted - For 
1.12  Elect Mark M. Zandi  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
MOLSON COORS BEVERAGE COMPANY       
Security ID: 60871R209 Ticker: TAP       
Meeting Date: 17-May-23       
1.1  Elect Roger G. Eaton  Management  For  Voted - For 
1.2  Elect Charles M. Herington  Management  For  Voted - For 
1.3  Elect H. Sanford Riley  Management  For  Voted - Withheld 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
MORGAN STANLEY       
Security ID: 617446448 Ticker: MS       
Meeting Date: 19-May-23       
1.1  Elect Alistair Darling  Management  For  Voted - For 
1.2  Elect Thomas H. Glocer  Management  For  Voted - For 
1.3  Elect James P. Gorman  Management  For  Voted - For 
1.4  Elect Robert H. Herz  Management  For  Voted - For 

 

597

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Erika H. James  Management  For  Voted - For 
1.6  Elect Hironori Kamezawa  Management  For  Voted - For 
1.7  Elect Shelley B. Leibowitz  Management  For  Voted - For 
1.8  Elect Stephen J. Luczo  Management  For  Voted - For 
1.9  Elect Judith A. Miscik  Management  For  Voted - For 
1.10  Elect Masato Miyachi  Management  For  Voted - For 
1.11  Elect Dennis M. Nally  Management  For  Voted - For 
1.12  Elect Mary L. Schapiro  Management  For  Voted - For 
1.13  Elect Perry M. Traquina  Management  For  Voted - For 
1.14  Elect Rayford Wilkins Jr.  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Right to Call       
  Special Meeting  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
MUELLER INDUSTRIES, INC.       
Security ID: 624756102 Ticker: MLI       
Meeting Date: 04-May-23       
1.1  Elect Gregory L. Christopher  Management  For  Voted - For 
1.2  Elect Elizabeth Donovan  Management  For  Voted - Withheld 
1.3  Elect William C. Drummond  Management  For  Voted - For 
1.4  Elect Gary S. Gladstein  Management  For  Voted - For 
1.5  Elect Scott J. Goldman  Management  For  Voted - For 
1.6  Elect John B. Hansen  Management  For  Voted - For 
1.7  Elect Terry Hermanson  Management  For  Voted - For 
1.8  Elect Charles P. Herzog Jr.  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
NAVIENT CORPORATION       
Security ID: 63938C108 Ticker: NAVI       
Meeting Date: 25-May-23       
1.1  Elect Frederick Arnold  Management  For  Voted - For 
1.2  Elect Edward J. Bramson  Management  For  Voted - For 
1.3  Elect Anna Escobedo Cabral  Management  For  Voted - For 
1.4  Elect Larry A. Klane  Management  For  Voted - For 
1.5  Elect Michael A. Lawson  Management  For  Voted - For 
1.6  Elect Linda A. Mills  Management  For  Voted - For 
1.7  Elect John F. Remondi  Management  For  Voted - For 
1.8  Elect Jane J. Thompson  Management  For  Voted - For 
1.9  Elect Laura Simone Unger  Management  For  Voted - For 

 

598

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect David L. Yowan  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
NRG ENERGY, INC.       
Security ID: 629377508 Ticker: NRG       
Meeting Date: 27-Apr-23       
1.1  Elect E. Spencer Abraham  Management  For  Voted - For 
1.2  Elect Antonio Carrillo  Management  For  Voted - For 
1.3  Elect Matthew Carter, Jr.  Management  For  Voted - For 
1.4  Elect Lawrence S. Coben  Management  For  Voted - For 
1.5  Elect Heather Cox  Management  For  Voted - For 
1.6  Elect Elisabeth B. Donohue  Management  For  Voted - For 
1.7  Elect Mauricio Gutierrez  Management  For  Voted - For 
1.8  Elect Paul W. Hobby  Management  For  Voted - For 
1.9  Elect Alexandra Pruner  Management  For  Voted - For 
1.10  Elect Anne C. Schaumburg  Management  For  Voted - For 
2  Amendment to the Employee Stock Purchase Plan  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Ratification of Auditor  Management  For  Voted - For 
OFFICE PROPERTIES INCOME TRUST       
Security ID: 67623C109 Ticker: OPI       
Meeting Date: 13-Jun-23       
1.1  Elect Donna D. Fraiche  Management  For  Voted - For 
1.2  Elect Barbara D. Gilmore  Management  For  Voted - For 
1.3  Elect John L. Harrington  Management  For  Voted - For 
1.4  Elect William A. Lamkin  Management  For  Voted - For 
1.5  Elect Elena B. Poptodorova  Management  For  Voted - For 
1.6  Elect Jeffrey P. Somers  Management  For  Voted - For 
1.7  Elect Mark A. Talley  Management  For  Voted - For 
1.8  Elect Jennifer B. Clark  Management  For  Voted - For 
1.9  Elect Adam D. Portnoy  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
O-I GLASS, INC.       
Security ID: 67098H104 Ticker: OI       
Meeting Date: 09-May-23       
1.1  Elect Samuel R. Chapin  Management  For  Voted - For 
1.2  Elect David V. Clark II  Management  For  Voted - For 

 

599

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Gordon J. Hardie  Management  For  Voted - For 
1.4  Elect John Humphrey  Management  For  Voted - For 
1.5  Elect Andres A. Lopez  Management  For  Voted - For 
1.6  Elect Alan J. Murray  Management  For  Voted - Against 
1.7  Elect Hari N. Nair  Management  For  Voted - For 
1.8  Elect Catherine I. Slater  Management  For  Voted - For 
1.9  Elect John H. Walker  Management  For  Voted - For 
1.10  Elect Carol A. Williams  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Amendment to the 2017 Incentive Award Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
ONEMAIN HOLDINGS, INC.       
Security ID: 68268W103 Ticker: OMF       
Meeting Date: 13-Jun-23       
1.1  Elect Phyllis R. Caldwell  Management  For  Voted - For 
1.2  Elect Roy A. Guthrie  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Repeal of Classified Board  Management  For  Voted - For 
5  Adoption of Majority Voting in Uncontested Elections  Management  For  Voted - For 
ORACLE CORPORATION       
Security ID: 68389X105 Ticker: ORCL       
Meeting Date: 16-Nov-22       
1.1  Elect Awo Ablo  Management  For  Voted - For 
1.2  Elect Jeffrey S. Berg  Management  For  Voted - For 
1.3  Elect Michael J. Boskin  Management  For  Voted - For 
1.4  Elect Safra A. Catz  Management  For  Voted - Withheld 
1.5  Elect Bruce R. Chizen  Management  For  Voted - For 
1.6  Elect George H. Conrades  Management  For  Voted - Withheld 
1.7  Elect Lawrence J. Ellison  Management  For  Voted - For 
1.8  Elect Rona Fairhead  Management  For  Voted - For 
1.9  Elect Jeffrey O. Henley  Management  For  Voted - For 
1.10  Elect Renee J. James  Management  For  Voted - For 
1.11  Elect Charles W. Moorman IV  Management  For  Voted - Withheld 
1.12  Elect Leon E. Panetta  Management  For  Voted - Withheld 
1.13  Elect William G. Parrett  Management  For  Voted - For 
1.14  Elect Naomi O. Seligman  Management  For  Voted - Withheld 
1.15  Elect Vishal Sikka  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 

 

600

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
ORGANON & CO.       
Security ID: 68622V106 Ticker: OGN       
Meeting Date: 06-Jun-23       
1.1  Elect Carrie S. Cox  Management  For  Voted - For 
1.2  Elect Alan Ezekowitz  Management  For  Voted - For 
1.3  Elect Helene D. Gayle  Management  For  Voted - For 
1.4  Elect Deborah Leone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
OWENS CORNING       
Security ID: 690742101 Ticker: OC       
Meeting Date: 20-Apr-23       
1.1  Elect Brian D. Chambers  Management  For  Voted - For 
1.2  Elect Eduardo E. Cordeiro  Management  For  Voted - For 
1.3  Elect Adrienne D. Elsner  Management  For  Voted - For 
1.4  Elect Alfred E. Festa  Management  For  Voted - For 
1.5  Elect Edward F. Lonergan  Management  For  Voted - For 
1.6  Elect Maryann T. Mannen  Management  For  Voted - For 
1.7  Elect Paul E. Martin  Management  For  Voted - For 
1.8  Elect W. Howard Morris  Management  For  Voted - For 
1.9  Elect Suzanne P. Nimocks  Management  For  Voted - For 
1.10  Elect John D. Williams  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Approval of the 2023 Stock Plan  Management  For  Voted - For 
6  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
7  Amendment Regarding Exclusive Forum Provisions  Management  For  Voted - Against 
PFIZER INC.       
Security ID: 717081103 Ticker: PFE       
Meeting Date: 27-Apr-23       
1.1  Elect Ronald E. Blaylock  Management  For  Voted - For 
1.2  Elect Albert Bourla  Management  For  Voted - For 
1.3  Elect Susan Desmond-Hellmann  Management  For  Voted - For 
1.4  Elect Joseph J. Echevarria  Management  For  Voted - For 
1.5  Elect Scott Gottlieb  Management  For  Voted - For 
1.6  Elect Helen H. Hobbs  Management  For  Voted - For 
1.7  Elect Susan Hockfield  Management  For  Voted - For 
1.8  Elect Dan R. Littman  Management  For  Voted - For 
1.9  Elect Shantanu Narayen  Management  For  Voted - For 

 

601

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect Suzanne Nora Johnson  Management  For  Voted - For 
1.11  Elect James Quincey  Management  For  Voted - For 
1.12  Elect James C. Smith  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Intellectual Property  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Extended Patent       
  Exclusivities and Application for Secondary and       
  Tertiary Patents  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
PHILLIPS 66       
Security ID: 718546104 Ticker: PSX       
Meeting Date: 10-May-23       
1.1  Elect Gregory J. Hayes  Management  For  Voted - For 
1.2  Elect Charles M. Holley, Jr.  Management  For  Voted - For 
1.3  Elect Denise R. Singleton  Management  For  Voted - Against 
1.4  Elect Glenn F. Tilton  Management  For  Voted - For 
1.5  Elect Marna C. Whittington  Management  For  Voted - For 
2  Repeal of Classified Board  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Virgin Plastic Demand  Shareholder  Against  Voted - Against 
PIEDMONT OFFICE REALTY TRUST, INC.       
Security ID: 720190206 Ticker: PDM       
Meeting Date: 10-May-23       
1.1  Elect Frank C. McDowell  Management  For  Voted - For 
1.2  Elect Kelly H. Barrett  Management  For  Voted - For 
1.3  Elect Glenn G. Cohen  Management  For  Voted - For 
1.4  Elect Venkatesh S. Durvasula  Management  For  Voted - For 
1.5  Elect Mary M. Hager  Management  For  Voted - For 
1.6  Elect Barbara B. Lang  Management  For  Voted - For 
1.7  Elect C. Brent Smith  Management  For  Voted - For 
1.8  Elect Jeffrey L. Swope  Management  For  Voted - For 
1.9  Elect Dale H. Taysom  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

602

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
POPULAR, INC.       
Security ID: 733174700 Ticker: BPOP       
Meeting Date: 11-May-23       
1.1  Elect Ignacio Alvarez  Management  For  Voted - For 
1.2  Elect Joaquin E. Bacardi, III  Management  For  Voted - For 
1.3  Elect Alejandro M. Ballester  Management  For  Voted - For 
1.4  Elect Robert Carrady  Management  For  Voted - For 
1.5  Elect Richard L. Carrion  Management  For  Voted - For 
1.6  Elect Betty K. DeVita  Management  For  Voted - For 
1.7  Elect John W. Diercksen  Management  For  Voted - For 
1.8  Elect Maria Luisa Ferre Rangel  Management  For  Voted - For 
1.9  Elect C. Kim Goodwin  Management  For  Voted - For 
1.10  Elect Jose R. Rodriguez  Management  For  Voted - For 
1.11  Elect Alejandro M. Sanchez  Management  For  Voted - For 
1.12  Elect Myrna M. Soto  Management  For  Voted - For 
1.13  Elect Carlos A. Unanue  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
PRINCIPAL FINANCIAL GROUP, INC.       
Security ID: 74251V102 Ticker: PFG       
Meeting Date: 16-May-23       
1.1  Elect Jonathan S. Auerbach  Management  For  Voted - For 
1.2  Elect Mary Elizabeth Beams  Management  For  Voted - For 
1.3  Elect Jocelyn E. Carter-Miller  Management  For  Voted - For 
1.4  Elect Scott M. Mills  Management  For  Voted - For 
1.5  Elect Claudio N. Muruzabal  Management  For  Voted - For 
1.6  Elect H. Elizabeth Mitchell  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
PULTEGROUP, INC.       
Security ID: 745867101 Ticker: PHM       
Meeting Date: 03-May-23       
1.1  Elect Brian P. Anderson  Management  For  Voted - For 
1.2  Elect Bryce Blair  Management  For  Voted - Against 
1.3  Elect Thomas J. Folliard  Management  For  Voted - For 
1.4  Elect Cheryl W. Grise  Management  For  Voted - For 
1.5  Elect Andre J. Hawaux  Management  For  Voted - For 
1.6  Elect J. Phillip Holloman  Management  For  Voted - For 
1.7  Elect Ryan R. Marshall  Management  For  Voted - For 

 

603

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.8  Elect John R. Peshkin  Management  For  Voted - For 
1.9  Elect Scott F. Powers  Management  For  Voted - For 
1.10  Elect Lila Snyder  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
QORVO, INC.       
Security ID: 74736K101 Ticker: QRVO       
Meeting Date: 09-Aug-22       
1.1  Elect Ralph G. Quinsey  Management  For  Voted - For 
1.2  Elect Robert A. Bruggeworth  Management  For  Voted - For 
1.3  Elect Judy Bruner  Management  For  Voted - For 
1.4  Elect Jeffery R. Gardner  Management  For  Voted - For 
1.5  Elect John R. Harding  Management  For  Voted - For 
1.6  Elect David H.Y. Ho  Management  For  Voted - For 
1.7  Elect Roderick D. Nelson  Management  For  Voted - For 
1.8  Elect Walden C. Rhines  Management  For  Voted - For 
1.9  Elect Susan L. Spradley  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Approval of the 2022 Stock Incentive Plan  Management  For  Voted - For 
4  Ratification of Auditor  Management  For  Voted - For 
QUALCOMM INCORPORATED       
Security ID: 747525103 Ticker: QCOM       
Meeting Date: 08-Mar-23       
1.1  Elect Sylvia Acevedo  Management  For  Voted - For 
1.2  Elect Cristiano R. Amon  Management  For  Voted - For 
1.3  Elect Mark Fields  Management  For  Voted - For 
1.4  Elect Jeffrey W. Henderson  Management  For  Voted - For 
1.5  Elect Gregory N. Johnson  Management  For  Voted - For 
1.6  Elect Ann M. Livermore  Management  For  Voted - For 
1.7  Elect Mark D. McLaughlin  Management  For  Voted - For 
1.8  Elect Jamie S. Miller  Management  For  Voted - For 
1.9  Elect Irene B. Rosenfeld  Management  For  Voted - For 
1.10  Elect Kornelis Smit  Management  For  Voted - For 
1.11  Elect Jean-Pascal Tricoire  Management  For  Voted - For 
1.12  Elect Anthony J. Vinciquerra  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 

 

604

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
RADIAN GROUP INC.       
Security ID: 750236101 Ticker: RDN       
Meeting Date: 17-May-23       
1.1  Elect Howard B. Culang  Management  For  Voted - For 
1.2  Elect Fawad Ahmad  Management  For  Voted - For 
1.3  Elect Brad L. Conner  Management  For  Voted - For 
1.4  Elect Debra A. Hess  Management  For  Voted - For 
1.5  Elect Lisa W. Hess  Management  For  Voted - For 
1.6  Elect Brian D. Montgomery  Management  For  Voted - For 
1.7  Elect Lisa Mumford  Management  For  Voted - For 
1.8  Elect Gaetano Muzio  Management  For  Voted - For 
1.9  Elect Gregory V. Serio  Management  For  Voted - For 
1.10  Elect Noel J. Spiegel  Management  For  Voted - For 
1.11  Elect Richard G. Thornberry  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
REGIONS FINANCIAL CORPORATION       
Security ID: 7591EP100 Ticker: RF       
Meeting Date: 19-Apr-23       
1.1  Elect Mark. A Crosswhite  Management  For  Voted - For 
1.2  Elect Noopur Davis  Management  For  Voted - For 
1.3  Elect Zhanna Golodryga  Management  For  Voted - Against 
1.4  Elect J. Thomas Hill  Management  For  Voted - For 
1.5  Elect John D. Johns  Management  For  Voted - For 
1.6  Elect Joia M. Johnson  Management  For  Voted - For 
1.7  Elect Ruth Ann Marshall  Management  For  Voted - For 
1.8  Elect Charles D. McCrary  Management  For  Voted - For 
1.9  Elect James T. Prokopanko  Management  For  Voted - For 
1.10  Elect Lee J. Styslinger III  Management  For  Voted - For 
1.11  Elect Jose S. Suquet  Management  For  Voted - For 
1.12  Elect John M. Turner, Jr.  Management  For  Voted - For 
1.13  Elect Timothy Vines  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
RELIANCE STEEL & ALUMINUM CO.       
Security ID: 759509102 Ticker: RS       
Meeting Date: 17-May-23       
1.1  Elect Lisa L. Baldwin  Management  For  Voted - For 
1.2  Elect Karen W. Colonias  Management  For  Voted - For 

 

605

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.3  Elect Frank J. Dellaquila  Management  For  Voted - For 
1.4  Elect James D. Hoffman  Management  For  Voted - For 
1.5  Elect Mark V. Kaminski  Management  For  Voted - For 
1.6  Elect Karla R. Lewis  Management  For  Voted - For 
1.7  Elect Robert A. McEvoy  Management  For  Voted - For 
1.8  Elect David W. Seeger  Management  For  Voted - For 
1.9  Elect Douglas W. Stotlar  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - Against 
RYDER SYSTEM, INC.       
Security ID: 783549108 Ticker: R       
Meeting Date: 05-May-23       
1.1  Elect Robert J. Eck  Management  For  Voted - Against 
1.2  Elect Robert A. Hagemann  Management  For  Voted - For 
1.3  Elect Michael F. Hilton  Management  For  Voted - For 
1.4  Elect Tamara L. Lundgren  Management  For  Voted - For 
1.5  Elect Luis P. Nieto, Jr.  Management  For  Voted - For 
1.6  Elect David G. Nord  Management  For  Voted - For 
1.7  Elect Robert E. Sanchez  Management  For  Voted - For 
1.8  Elect Abbie J. Smith  Management  For  Voted - For 
1.9  Elect E. Follin Smith  Management  For  Voted - For 
1.10  Elect Dmitri L. Stockton  Management  For  Voted - For 
1.11  Elect Charles M. Swoboda  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2019 Equity and Incentive       
  Compensation Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
SEAGATE TECHNOLOGY HOLDINGS PLC       
Security ID: G7997R103 Ticker: STX       
Meeting Date: 24-Oct-22       
1.1  Elect Shankar Arumugavelu  Management  For  Voted - For 
1.2  Elect Pratik S. Bhatt  Management  For  Voted - For 
1.3  Elect Judy Bruner  Management  For  Voted - For 
1.4  Elect Michael R. Cannon  Management  For  Voted - For 
1.5  Elect Richard L. Clemmer  Management  For  Voted - For 
1.6  Elect Yolanda L. Conyers  Management  For  Voted - For 
1.7  Elect Jay L. Geldmacher  Management  For  Voted - For 
1.8  Elect Dylan G. Haggart  Management  For  Voted - For 
1.9  Elect William D. Mosley  Management  For  Voted - For 

 

606

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect Stephanie Tilenius  Management  For  Voted - For 
1.11  Elect Edward J. Zander  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Authority to Set the Reissue Price Of Treasury       
  Shares  Management  For  Voted - Against 
SELECT MEDICAL HOLDINGS CORPORATION       
Security ID: 81619Q105 Ticker: SEM       
Meeting Date: 27-Apr-23       
1.1  Elect Bryan C. Cressey  Management  For  Voted - Against 
1.2  Elect Parvinderjit S. Khanuja  Management  For  Voted - For 
1.3  Elect Robert A. Ortenzio  Management  For  Voted - For 
1.4  Elect Daniel J. Thomas  Management  For  Voted - Against 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
SERVICE PROPERTIES TRUST       
Security ID: 81761L102 Ticker: SVC       
Meeting Date: 12-Jun-23       
1.1  Elect Laurie B. Burns  Management  For  Voted - For 
1.2  Elect Robert E. Cramer  Management  For  Voted - Against 
1.3  Elect Donna D. Fraiche  Management  For  Voted - For 
1.4  Elect John L. Harrington  Management  For  Voted - For 
1.5  Elect William A. Lamkin  Management  For  Voted - For 
1.6  Elect John G. Murray  Management  For  Voted - For 
1.7  Elect Adam D. Portnoy  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
SILGAN HOLDINGS INC.       
Security ID: 827048109 Ticker: SLGN       
Meeting Date: 30-May-23       
1.1  Elect Leigh J. Abramson  Management  For  Voted - Withheld 
1.2  Elect Robert B. Lewis  Management  For  Voted - For 
1.3  Elect Niharika Ramdev  Management  For  Voted - For 
2  Amendment to the 2004 Stock Incentive Plan  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

607

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
SIMON PROPERTY GROUP, INC.       
Security ID: 828806109 Ticker: SPG       
Meeting Date: 04-May-23       
1.1  Elect Glyn F. Aeppel  Management  For  Voted - For 
1.2  Elect Larry C. Glasscock  Management  For  Voted - For 
1.3  Elect Allan B. Hubbard  Management  For  Voted - Against 
1.4  Elect Reuben S. Leibowitz  Management  For  Voted - For 
1.5  Elect Randall J. Lewis  Management  For  Voted - For 
1.6  Elect Gary M. Rodkin  Management  For  Voted - For 
1.7  Elect Peggy Fang Roe  Management  For  Voted - For 
1.8  Elect Stefan M. Selig  Management  For  Voted - For 
1.9  Elect Daniel C. Smith  Management  For  Voted - For 
1.10  Elect Marta R. Stewart  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
SNAP-ON INCORPORATED       
Security ID: 833034101 Ticker: SNA       
Meeting Date: 27-Apr-23       
1.1  Elect David C. Adams  Management  For  Voted - Against 
1.2  Elect Karen L. Daniel  Management  For  Voted - For 
1.3  Elect Ruth Ann M. Gillis  Management  For  Voted - For 
1.4  Elect James P. Holden  Management  For  Voted - For 
1.5  Elect Nathan J. Jones  Management  For  Voted - For 
1.6  Elect Henry W. Knueppel  Management  For  Voted - For 
1.7  Elect W. Dudley Lehman  Management  For  Voted - For 
1.8  Elect Nicholas T. Pinchuk  Management  For  Voted - For 
1.9  Elect Gregg M. Sherrill  Management  For  Voted - For 
1.10  Elect Donald J. Stebbins  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
STATE STREET CORPORATION       
Security ID: 857477103 Ticker: STT       
Meeting Date: 17-May-23       
1.1  Elect Patrick de Saint-Aignan  Management  For  Voted - For 
1.2  Elect Marie A. Chandoha  Management  For  Voted - For 
1.3  Elect Donna DeMaio  Management  For  Voted - For 
1.4  Elect Amelia C. Fawcett  Management  For  Voted - For 
1.5  Elect William C. Freda  Management  For  Voted - For 

 

608

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.6  Elect Sara Mathew  Management  For  Voted - For 
1.7  Elect William L. Meaney  Management  For  Voted - For 
1.8  Elect Ronald P. O'Hanley  Management  For  Voted - For 
1.9  Elect Sean O'Sullivan  Management  For  Voted - For 
1.10  Elect Julio A. Portalatin  Management  For  Voted - For 
1.11  Elect John B. Rhea  Management  For  Voted - For 
1.12  Elect Gregory L. Summe  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2017 Stock Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
6  Shareholder Proposal Regarding Report on Conflict       
  of Interest  Shareholder  Against  Voted - Against 
STEEL DYNAMICS, INC.       
Security ID: 858119100 Ticker: STLD       
Meeting Date: 11-May-23       
1.1  Elect Mark D. Millett  Management  For  Voted - For 
1.2  Elect Sheree L. Bargabos  Management  For  Voted - For 
1.3  Elect Kenneth W. Cornew  Management  For  Voted - For 
1.4  Elect Traci M. Dolan  Management  For  Voted - For 
1.5  Elect James C. Marcuccilli  Management  For  Voted - For 
1.6  Elect Bradley S. Seaman  Management  For  Voted - Withheld 
1.7  Elect Gabriel L. Shaheen  Management  For  Voted - For 
1.8  Elect Luis M. Sierra  Management  For  Voted - For 
1.9  Elect Steven A. Sonnenberg  Management  For  Voted - For 
1.10  Elect Richard P. Teets, Jr.  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Advisory Vote on Executive Compensation  Management  For  Voted - For 
5  Approval of the 2023 Equity Incentive Plan  Management  For  Voted - For 
6  Adoption of Majority Vote for Election of Directors  Management  For  Voted - For 
TEXTRON INC.       
Security ID: 883203101 Ticker: TXT       
Meeting Date: 26-Apr-23       
1.1  Elect Richard F. Ambrose  Management  For  Voted - For 
1.2  Elect Kathleen M. Bader  Management  For  Voted - For 
1.3  Elect R. Kerry Clark  Management  For  Voted - For 
1.4  Elect Scott C. Donnelly  Management  For  Voted - For 
1.5  Elect Deborah Lee James  Management  For  Voted - For 
1.6  Elect Thomas A. Kennedy  Management  For  Voted - For 
1.7  Elect Lionel L. Nowell, III  Management  For  Voted - For 
1.8  Elect James L. Ziemer  Management  For  Voted - For 
1.9  Elect Maria T. Zuber  Management  For  Voted - For 

 

609

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
THE BANK OF NEW YORK MELLON CORPORATION       
Security ID: 064058100 Ticker: BK       
Meeting Date: 12-Apr-23       
1.1  Elect Linda Z. Cook  Management  For  Voted - For 
1.2  Elect Joseph J. Echevarria  Management  For  Voted - For 
1.3  Elect M. Amy Gilliland  Management  For  Voted - For 
1.4  Elect Jeffrey A. Goldstein  Management  For  Voted - For 
1.5  Elect K. Guru Gowrappan  Management  For  Voted - For 
1.6  Elect Ralph Izzo  Management  For  Voted - For 
1.7  Elect Sandie O'Connor  Management  For  Voted - For 
1.8  Elect Elizabeth E. Robinson  Management  For  Voted - For 
1.9  Elect Frederick O. Terrell  Management  For  Voted - For 
1.10  Elect Robin A. Vince  Management  For  Voted - For 
1.11  Elect Alfred W. Zollar  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
THE CHEMOURS COMPANY       
Security ID: 163851108 Ticker: CC       
Meeting Date: 26-Apr-23       
1.1  Elect Curtis V. Anastasio  Management  For  Voted - For 
1.2  Elect Mary B. Cranston  Management  For  Voted - For 
1.3  Elect Curtis J. Crawford  Management  For  Voted - For 
1.4  Elect Dawn L. Farrell  Management  For  Voted - For 
1.5  Elect Erin Kane  Management  For  Voted - For 
1.6  Elect Sean D. Keohane  Management  For  Voted - For 
1.7  Elect Mark E. Newman  Management  For  Voted - For 
1.8  Elect Guillaume Pepy  Management  For  Voted - For 
1.9  Elect Sandra Phillips Rogers  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 

 

610

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
THE CIGNA GROUP       
Security ID: 125523100 Ticker: CI       
Meeting Date: 26-Apr-23       
1.1  Elect David M. Cordani  Management  For  Voted - For 
1.2  Elect William J. DeLaney  Management  For  Voted - For 
1.3  Elect Eric J. Foss  Management  For  Voted - For 
1.4  Elect Elder Granger  Management  For  Voted - For 
1.5  Elect Neesha Hathi  Management  For  Voted - For 
1.6  Elect George Kurian  Management  For  Voted - For 
1.7  Elect Kathleen M. Mazzarella  Management  For  Voted - For 
1.8  Elect Mark B. McClellan  Management  For  Voted - For 
1.9  Elect Kimberly A. Ross  Management  For  Voted - For 
1.10  Elect Eric C. Wiseman  Management  For  Voted - For 
1.11  Elect Donna F. Zarcone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Right to Call       
  Special Meetings  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
THE GOLDMAN SACHS GROUP, INC.       
Security ID: 38141G104 Ticker: GS       
Meeting Date: 26-Apr-23       
1.1  Elect M. Michele Burns  Management  For  Voted - For 
1.2  Elect Mark Flaherty  Management  For  Voted - For 
1.3  Elect Kimberley Harris  Management  For  Voted - For 
1.4  Elect Kevin R. Johnson  Management  For  Voted - For 
1.5  Elect Ellen J. Kullman  Management  For  Voted - For 
1.6  Elect Lakshmi N. Mittal  Management  For  Voted - For 
1.7  Elect Adebayo O. Ogunlesi  Management  For  Voted - For 
1.8  Elect Peter Oppenheimer  Management  For  Voted - For 
1.9  Elect David M. Solomon  Management  For  Voted - For 
1.10  Elect Jan E. Tighe  Management  For  Voted - For 
1.11  Elect Jessica Uhl  Management  For  Voted - For 
1.12  Elect David A. Viniar  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Lobbying Report  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
7  Shareholder Proposal Regarding Third-Party Review       
  for Congruency of China-focused ETFs  Shareholder  Against  Voted - Against 

 

611

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Shareholder Proposal Regarding a Racial Equity Audit  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Absolute GHG       
  Reduction Targets  Shareholder  Against  Voted - Against 
11  Shareholder Proposal Regarding Transition Plan       
  Report for Financing Activities  Shareholder  Against  Voted - Against 
12  Shareholder Proposal Regarding Median Gender and       
  Racial Pay Equity Report  Shareholder  Against  Voted - Against 
THE GOODYEAR TIRE & RUBBER COMPANY       
Security ID: 382550101 Ticker: GT       
Meeting Date: 10-Apr-23       
1.1  Elect Norma B. Clayton  Management  For  Voted - For 
1.2  Elect James A. Firestone  Management  For  Voted - For 
1.3  Elect Werner Geissler  Management  For  Voted - For 
1.4  Elect Laurette T. Koellner  Management  For  Voted - For 
1.5  Elect Richard J. Kramer  Management  For  Voted - For 
1.6  Elect Karla R. Lewis  Management  For  Voted - For 
1.7  Elect Prashanth Mahendra-Rajah  Management  For  Voted - For 
1.8  Elect John E. McGlade  Management  For  Voted - For 
1.9  Elect Roderick A. Palmore  Management  For  Voted - For 
1.10  Elect Hera K. Siu  Management  For  Voted - For 
1.11  Elect Michael R. Wessel  Management  For  Voted - For 
1.12  Elect Thomas L. Williams  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Elimination of Supermajority Requirement  Management  For  Voted - For 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
THE HARTFORD FINANCIAL SERVICES GROUP, INC.       
Security ID: 416515104 Ticker: HIG       
Meeting Date: 17-May-23       
1.1  Elect Larry D. De Shon  Management  For  Voted - For 
1.2  Elect Carlos Dominguez  Management  For  Voted - For 
1.3  Elect Trevor Fetter  Management  For  Voted - For 
1.4  Elect Donna A. James  Management  For  Voted - For 
1.5  Elect Kathryn A. Mikells  Management  For  Voted - For 
1.6  Elect Edmund Reese  Management  For  Voted - For 
1.7  Elect Teresa W. Roseborough  Management  For  Voted - For 
1.8  Elect Virginia P. Ruesterholz  Management  For  Voted - For 
1.9  Elect Christopher J. Swift  Management  For  Voted - For 
1.10  Elect Matthew E. Winter  Management  For  Voted - For 
1.11  Elect Greig Woodring  Management  For  Voted - For 

 

612

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
THE J. M. SMUCKER COMPANY       
Security ID: 832696405 Ticker: SJM       
Meeting Date: 17-Aug-22       
1.1  Elect Susan E. Chapman-Hughes  Management  For  Voted - For 
1.2  Elect Paul J. Dolan  Management  For  Voted - For 
1.3  Elect Jay L. Henderson  Management  For  Voted - For 
1.4  Elect Jonathan E. Johnson III  Management  For  Voted - For 
1.5  Elect Kirk L. Perry  Management  For  Voted - For 
1.6  Elect Sandra Pianalto  Management  For  Voted - For 
1.7  Elect Alex Shumate  Management  For  Voted - For 
1.8  Elect Mark T. Smucker  Management  For  Voted - For 
1.9  Elect Richard K. Smucker  Management  For  Voted - For 
1.10  Elect Jodi L. Taylor  Management  For  Voted - For 
1.11  Elect Dawn C. Willoughby  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to Articles to Eliminate Time Phased       
  Voting Provisions  Management  For  Voted - For 
THE KRAFT HEINZ COMPANY       
Security ID: 500754106 Ticker: KHC       
Meeting Date: 04-May-23       
1.1  Elect Gregory E. Abel  Management  For  Voted - For 
1.2  Elect Humberto P. Alfonso  Management  For  Voted - Against 
1.3  Elect John T. Cahill  Management  For  Voted - For 
1.4  Elect Lori Dickerson Fouche  Management  For  Voted - For 
1.5  Elect Diane Gherson  Management  For  Voted - For 
1.6  Elect Timothy Kenesey  Management  For  Voted - For 
1.7  Elect Alicia Knapp  Management  For  Voted - For 
1.8  Elect Elio Leoni Sceti  Management  For  Voted - For 
1.9  Elect Susan R. Mulder  Management  For  Voted - For 
1.10  Elect James Park  Management  For  Voted - For 
1.11  Elect Miguel Patricio  Management  For  Voted - For 
1.12  Elect John C. Pope  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - For 
5  Shareholder Proposal Regarding Water Risk Exposure  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Civil Rights Audit  Shareholder  Against  Voted - Against 

 

613

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
THE KROGER CO.       
Security ID: 501044101 Ticker: KR       
Meeting Date: 22-Jun-23       
1.1  Elect Nora A. Aufreiter  Management  For  Voted - For 
1.2  Elect Kevin M. Brown  Management  For  Voted - For 
1.3  Elect Elaine L. Chao  Management  For  Voted - For 
1.4  Elect Anne Gates  Management  For  Voted - For 
1.5  Elect Karen M. Hoguet  Management  For  Voted - For 
1.6  Elect W. Rodney McMullen  Management  For  Voted - For 
1.7  Elect Clyde R. Moore  Management  For  Voted - For 
1.8  Elect Ronald L. Sargent  Management  For  Voted - For 
1.9  Elect Judith Amanda Sourry Knox  Management  For  Voted - For 
1.10  Elect Mark S. Sutton  Management  For  Voted - For 
1.11  Elect Ashok Vemuri  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding External Public       
  Health Costs Created by the Sale of Tobacco Products  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Charitable       
  Contributions Disclosure  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Report on Plastics  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Median Gender and       
  Racial Pay Equity Report  Shareholder  Against  Voted - For 
9  Shareholder Proposal Regarding EEO Policy Risk       
  Report  Shareholder  Against  Voted - Against 
THE ODP CORPORATION       
Security ID: 88337F105 Ticker: ODP       
Meeting Date: 25-Apr-23       
1.1  Elect Quincy L. Allen  Management  For  Voted - For 
1.2  Elect Kristin A. Campbell  Management  For  Voted - For 
1.3  Elect Marcus Dunlop  Management  For  Voted - For 
1.4  Elect Cynthia T. Jamison  Management  For  Voted - For 
1.5  Elect Shashank Samant  Management  For  Voted - For 
1.6  Elect Wendy L. Schoppert  Management  For  Voted - Against 
1.7  Elect Gerry P. Smith  Management  For  Voted - For 
1.8  Elect David M. Szymanski  Management  For  Voted - For 
1.9  Elect Joseph Vassalluzzo  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 

 

614

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
THE WESTERN UNION COMPANY       
Security ID: 959802109 Ticker: WU       
Meeting Date: 12-May-23       
1.1  Elect Martin I. Cole  Management  For  Voted - For 
1.2  Elect Betsy D. Holden  Management  For  Voted - For 
1.3  Elect Jeffrey A. Joerres  Management  For  Voted - For 
1.4  Elect Devin McGranahan  Management  For  Voted - For 
1.5  Elect Michael A. Miles, Jr.  Management  For  Voted - For 
1.6  Elect Timothy P. Murphy  Management  For  Voted - For 
1.7  Elect Jan Siegmund  Management  For  Voted - For 
1.8  Elect Angela A. Sun  Management  For  Voted - For 
1.9  Elect Solomon D. Trujillo  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Amendment to Allow Exculpation of Officers  Management  For  Voted - Against 
6  Shareholder Proposal Regarding Right to Act by       
  Written Consent  Shareholder  Against  Voted - Against 
TRI POINTE HOMES, INC.       
Security ID: 87265H109 Ticker: TPH       
Meeting Date: 19-Apr-23       
1.1  Elect Douglas F. Bauer  Management  For  Voted - For 
1.2  Elect Lawrence B. Burrows  Management  For  Voted - For 
1.3  Elect Steven J. Gilbert  Management  For  Voted - For 
1.4  Elect R. Kent Grahl  Management  For  Voted - For 
1.5  Elect Vicki D. McWilliams  Management  For  Voted - For 
1.6  Elect Constance B. Moore  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
TRINSEO PLC       
Security ID: G9059U107 Ticker: TSE       
Meeting Date: 14-Jun-23       
1.1  Elect K'Lynne Johnson  Management  For  Voted - For 
1.2  Elect Joseph Alvarado  Management  For  Voted - For 
1.3  Elect Frank A. Bozich  Management  For  Voted - For 
1.4  Elect Victoria Brifo  Management  For  Voted - For 
1.5  Elect Jeffrey J. Cote  Management  For  Voted - For 
1.6  Elect Pierre-Marie De Leener  Management  For  Voted - For 
1.7  Elect Jeanmarie Desmond  Management  For  Voted - For 
1.8  Elect Matthew T. Farrell  Management  For  Voted - For 
1.9  Elect Sandra Beach Lin  Management  For  Voted - For 

 

615

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.10  Elect Henri Steinmetz  Management  For  Voted - For 
1.11  Elect Mark E. Tomkins  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Appointment of Auditor and Authority to Set Fees  Management  For  Voted - For 
4  Authority to Issue Shares w/ Preemptive Rights  Management  For  Voted - For 
5  Authority to Issue Shares w/o Preemptive Rights  Management  For  Voted - For 
6  Authorize the Price Range at which the Company can       
  Re-allot Treasury Shares  Management  For  Voted - For 
7  Amendment to the Omnibus Incentive Plan  Management  For  Voted - For 
TRITON INTERNATIONAL LIMITED       
Security ID: G9078F107 Ticker: TRTN       
Meeting Date: 27-Apr-23       
1.1  Elect Brian M. Sondey  Management  For  Voted - For 
1.2  Elect Robert W. Alspaugh  Management  For  Voted - For 
1.3  Elect Malcolm P. Baker  Management  For  Voted - For 
1.4  Elect Annabelle G. Bexiga  Management  For  Voted - For 
1.5  Elect Claude Germain  Management  For  Voted - For 
1.6  Elect Kenneth Hanau  Management  For  Voted - For 
1.7  Elect John S. Hextall  Management  For  Voted - For 
1.8  Elect Terri A. Pizzuto  Management  For  Voted - For 
1.9  Elect Niharika Ramdev  Management  For  Voted - For 
1.10  Elect Robert L. Rosner  Management  For  Voted - Against 
1.11  Elect Simon R. Vernon  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
TYSON FOODS, INC.       
Security ID: 902494103 Ticker: TSN       
Meeting Date: 09-Feb-23       
1.1  Elect John H. Tyson  Management  For  Voted - For 
1.2  Elect Les R. Baledge  Management  For  Voted - Against 
1.3  Elect Mike D. Beebe  Management  For  Voted - For 
1.4  Elect Maria Claudia Borras  Management  For  Voted - For 
1.5  Elect David J. Bronczek  Management  For  Voted - For 
1.6  Elect Mikel A. Durham  Management  For  Voted - Against 
1.7  Elect Donnie King  Management  For  Voted - For 
1.8  Elect Jonathan D. Mariner  Management  For  Voted - For 
1.9  Elect Kevin M. McNamara  Management  For  Voted - For 
1.10  Elect Cheryl S. Miller  Management  For  Voted - For 
1.11  Elect Jeffrey K. Schomburger  Management  For  Voted - For 
1.12  Elect Barbara A. Tyson  Management  For  Voted - For 
1.13  Elect Noel White  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 

 

616

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
5  Amendment to the 2000 Stock Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Policy on Use of       
  Antibiotics in the Supply Chain  Shareholder  Against  Voted - Against 
UGI CORPORATION       
Security ID: 902681105 Ticker: UGI       
Meeting Date: 27-Jan-23       
1.1  Elect Frank S. Hermance  Management  For  Voted - For 
1.2  Elect M. Shawn Bort  Management  For  Voted - For 
1.3  Elect Theodore A. Dosch  Management  For  Voted - For 
1.4  Elect Alan N. Harris  Management  For  Voted - For 
1.5  Elect Mario Longhi  Management  For  Voted - For 
1.6  Elect William J. Marrazzo  Management  For  Voted - For 
1.7  Elect Cindy J. Miller  Management  For  Voted - For 
1.8  Elect Roger Perreault  Management  For  Voted - For 
1.9  Elect Kelly A. Romano  Management  For  Voted - For 
1.10  Elect James B. Stallings, Jr.  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
UNITED AIRLINES HOLDINGS, INC.       
Security ID: 910047109 Ticker: UAL       
Meeting Date: 24-May-23       
1.1  Elect Carolyn Corvi  Management  For  Voted - For 
1.2  Elect Matthew Friend  Management  For  Voted - For 
1.3  Elect Barnaby "Barney" M. Harford  Management  For  Voted - For 
1.4  Elect Michele J. Hooper  Management  For  Voted - For 
1.5  Elect Walter Isaacson  Management  For  Voted - For 
1.6  Elect James A.C. Kennedy  Management  For  Voted - For 
1.7  Elect J. Scott Kirby  Management  For  Voted - For 
1.8  Elect Edward M. Philip  Management  For  Voted - Against 
1.9  Elect Edward L. Shapiro  Management  For  Voted - For 
1.10  Elect Laysha Ward  Management  For  Voted - Against 
1.11  Elect James M. Whitehurst  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the 2021 Incentive Compensation Plan  Management  For  Voted - For 
6  Amendment to the Director Equity Incentive Plan  Management  For  Voted - For 

 

617

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
UNITED THERAPEUTICS CORPORATION       
Security ID: 91307C102 Ticker: UTHR       
Meeting Date: 26-Jun-23       
1.1  Elect Christopher Causey  Management  For  Voted - For 
1.2  Elect Raymond Dwek  Management  For  Voted - For 
1.3  Elect Richard Giltner  Management  For  Voted - For 
1.4  Elect Katherine Klein  Management  For  Voted - For 
1.5  Elect Raymond Kurzweil  Management  For  Voted - For 
1.6  Elect Linda Maxwell  Management  For  Voted - For 
1.7  Elect Nilda Mesa  Management  For  Voted - For 
1.8  Elect Judy Olian  Management  For  Voted - For 
1.9  Elect Christopher Patusky  Management  For  Voted - For 
1.10  Elect Martine Rothblatt  Management  For  Voted - For 
1.11  Elect Louis Sullivan  Management  For  Voted - For 
1.12  Elect Thomas G. Thompson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Amendment to the 2015 Stock Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
UNIVERSAL HEALTH SERVICES, INC.       
Security ID: 913903100 Ticker: UHS       
Meeting Date: 17-May-23       
1.1  Elect Nina Chen-Langenmayr  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  For  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
UPBOUND GROUP, INC.       
Security ID: 76009N100 Ticker: UPBD       
Meeting Date: 06-Jun-23       
1.1  Elect Jeffrey J. Brown  Management  For  Voted - For 
1.2  Elect Mitchell E. Fadel  Management  For  Voted - For 
1.3  Elect Christopher B. Hetrick  Management  For  Voted - For 
1.4  Elect Harold Lewis  Management  For  Voted - For 
1.5  Elect Glenn P. Marino  Management  For  Voted - For 
1.6  Elect Carol A. McFate  Management  For  Voted - Against 
1.7  Elect Jen You  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Amendment to the 2021 Long-Term Incentive Plan  Management  For  Voted - For 

 

618

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
VALERO ENERGY CORPORATION       
Security ID: 91913Y100 Ticker: VLO       
Meeting Date: 09-May-23       
1.1  Elect Fred M. Diaz  Management  For  Voted - For 
1.2  Elect H. Paulett Eberhart  Management  For  Voted - For 
1.3  Elect Marie A. Ffolkes  Management  For  Voted - For 
1.4  Elect Joseph W. Gorder  Management  For  Voted - For 
1.5  Elect Kimberly S. Greene  Management  For  Voted - For 
1.6  Elect Deborah P. Majoras  Management  For  Voted - For 
1.7  Elect Eric D. Mullins  Management  For  Voted - For 
1.8  Elect Donald L. Nickles  Management  For  Voted - For 
1.9  Elect Robert A. Profusek  Management  For  Voted - For 
1.10  Elect Randall J. Weisenburger  Management  For  Voted - For 
1.11  Elect Rayford Wilkins Jr.  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Report on Climate       
  Transition Plan and GHG Targets  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding a Racial Equity Audit  Shareholder  Against  Voted - Against 
VERIZON COMMUNICATIONS INC.       
Security ID: 92343V104 Ticker: VZ       
Meeting Date: 11-May-23       
1.1  Elect Shellye L. Archambeau  Management  For  Voted - For 
1.2  Elect Roxanne S. Austin  Management  For  Voted - For 
1.3  Elect Mark T. Bertolini  Management  For  Voted - For 
1.4  Elect Vittorio Colao  Management  For  Voted - For 
1.5  Elect Melanie L. Healey  Management  For  Voted - For 
1.6  Elect Laxman Narasimhan  Management  For  Voted - For 
1.7  Elect Clarence Otis, Jr.  Management  For  Voted - For 
1.8  Elect Daniel H. Schulman  Management  For  Voted - For 
1.9  Elect Rodney E. Slater  Management  For  Voted - For 
1.10  Elect Carol B. Tome  Management  For  Voted - For 
1.11  Elect Hans E. Vestberg  Management  For  Voted - For 
1.12  Elect Gregory G. Weaver  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Shareholder Proposal Regarding Report on Government       
  Takedown Requests  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding a Policy to Prohibit       
  Political and Electioneering Expenditures  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Amendment to       
  Clawback Policy  Shareholder  Against  Voted - Against 

 

619

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
8  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
VIATRIS INC.       
Security ID: 92556V106 Ticker: VTRS       
Meeting Date: 09-Dec-22       
1.1  Elect W. Don Cornwell  Management  For  Voted - For 
1.2  Elect Harry A. Korman  Management  For  Voted - For 
1.3  Elect Rajiv Malik  Management  For  Voted - For 
1.4  Elect Richard A. Mark  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
VISHAY INTERTECHNOLOGY, INC.       
Security ID: 928298108 Ticker: VSH       
Meeting Date: 23-May-23       
1.1  Elect Joel Smejkal  Management  For  Voted - For 
1.2  Elect Michael J. Cody  Management  For  Voted - For 
1.3  Elect Abraham Ludomirski  Management  For  Voted - Withheld 
1.4  Elect Raanan Zilberman  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
5  Amendment to Articles to Limit the Liability of       
  Certain Officers  Management  For  Voted - Against 
VISTRA CORP.       
Security ID: 92840M102 Ticker: VST       
Meeting Date: 02-May-23       
1.1  Elect Scott B. Helm  Management  For  Voted - For 
1.2  Elect Hilary E. Ackermann  Management  For  Voted - For 
1.3  Elect Arcilia C. Acosta  Management  For  Voted - For 
1.4  Elect Gavin R. Baiera  Management  For  Voted - For 
1.5  Elect Paul M. Barbas  Management  For  Voted - For 
1.6  Elect James A. Burke  Management  For  Voted - For 
1.7  Elect Lisa Crutchfield  Management  For  Voted - For 
1.8  Elect Brian K. Ferraioli  Management  For  Voted - For 
1.9  Elect Jeff D. Hunter  Management  For  Voted - For 
1.10  Elect Julie Lagacy  Management  For  Voted - For 
1.11  Elect John R. Sult  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 

 

620

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
3  Ratification of Auditor  Management  For  Voted - For 
VMWARE, INC.       
Security ID: 928563402 Ticker: VMW       
Meeting Date: 12-Jul-22       
1.1  Elect Nicole Anasenes  Management  For  Voted - For 
1.2  Elect Marianne C. Brown  Management  For  Voted - For 
1.3  Elect Paul Sagan  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
Meeting Date: 04-Nov-22       
1  Broadcom Transaction  Management  For  Voted - For 
2  Advisory Vote on Golden Parachutes  Management  For  Voted - For 
3  Right to Adjourn Meeting  Management  For  Voted - For 
4  Director & Officer Liability/Indemnification  Management  For  Voted - For 
VOYA FINANCIAL, INC.       
Security ID: 929089100 Ticker: VOYA       
Meeting Date: 25-May-23       
1.1  Elect Lynne Biggar  Management  For  Voted - For 
1.2  Elect Stephen B. Bowman  Management  For  Voted - For 
1.3  Elect Yvette S. Butler  Management  For  Voted - For 
1.4  Elect Jane P. Chwick  Management  For  Voted - For 
1.5  Elect Kathleen Traynor DeRose  Management  For  Voted - For 
1.6  Elect Hikmet Ersek  Management  For  Voted - For 
1.7  Elect Ruth Ann M. Gillis  Management  For  Voted - For 
1.8  Elect Heather Lavallee  Management  For  Voted - For 
1.9  Elect Aylwin B. Lewis  Management  For  Voted - For 
1.10  Elect Rodney O. Martin, Jr.  Management  For  Voted - For 
1.11  Elect Joseph V. Tripodi  Management  For  Voted - For 
1.12  Elect David K. Zwiener  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
3  Ratification of Auditor  Management  For  Voted - For 
WALGREENS BOOTS ALLIANCE, INC.       
Security ID: 931427108 Ticker: WBA       
Meeting Date: 26-Jan-23       
1.1  Elect Janice M. Babiak  Management  For  Voted - For 
1.2  Elect Inderpal S. Bhandari  Management  For  Voted - For 
1.3  Elect Rosalind G. Brewer  Management  For  Voted - For 
1.4  Elect Ginger L. Graham  Management  For  Voted - For 

 

621

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.5  Elect Bryan C. Hanson  Management  For  Voted - For 
1.6  Elect Valerie B. Jarrett  Management  For  Voted - For 
1.7  Elect John A. Lederer  Management  For  Voted - For 
1.8  Elect Dominic P. Murphy  Management  For  Voted - For 
1.9  Elect Stefano Pessina  Management  For  Voted - For 
1.10  Elect Nancy M. Schlichting  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Ratification of Auditor  Management  For  Voted - For 
4  Shareholder Proposal Regarding External Public       
  Health Costs Created by the Sale of Tobacco Products  Shareholder  Against  Voted - Against 
5  Shareholder Proposal Regarding Independent Chair  Shareholder  Against  Voted - For 
WARNER BROS. DISCOVERY, INC.       
Security ID: 934423104 Ticker: WBD       
Meeting Date: 08-May-23       
1.1  Elect Li Haslett Chen  Management  For  Voted - For 
1.2  Elect Kenneth W. Lowe  Management  For  Voted - Withheld 
1.3  Elect Paula A. Price  Management  For  Voted - For 
1.4  Elect David M. Zaslav  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - For 
6  Shareholder Proposal Regarding Political       
  Contributions and Expenditures Report  Shareholder  Against  Voted - Abstain 
WELLS FARGO & COMPANY       
Security ID: 949746101 Ticker: WFC       
Meeting Date: 25-Apr-23       
1.1  Elect Steven D. Black  Management  For  Voted - Against 
1.2  Elect Mark A. Chancy  Management  For  Voted - For 
1.3  Elect Celeste A. Clark  Management  For  Voted - For 
1.4  Elect Theodore F. Craver, Jr.  Management  For  Voted - For 
1.5  Elect Richard K. Davis  Management  For  Voted - For 
1.6  Elect Wayne M. Hewett  Management  For  Voted - Against 
1.7  Elect CeCelia Morken  Management  For  Voted - For 
1.8  Elect Maria R. Morris  Management  For  Voted - For 
1.9  Elect Felicia F. Norwood  Management  For  Voted - For 
1.10  Elect Richard B. Payne, Jr.  Management  For  Voted - For 
1.11  Elect Ronald L. Sargent  Management  For  Voted - For 
1.12  Elect Charles W. Scharf  Management  For  Voted - For 
1.13  Elect Suzanne M. Vautrinot  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

622

 

LSV Value Equity Fund



Proposal  Proposed by  Mgt. Position  Registrant Voted 
5  Shareholder Proposal Regarding Simple Majority Vote  Shareholder  Against  Voted - Against 
6  Shareholder Proposal Regarding Report on Political       
  Expenditures and Values Congruency  Shareholder  Against  Voted - Against 
7  Shareholder Proposal Regarding Lobbying Activity       
  Alignment with the Paris Agreement  Shareholder  Against  Voted - Against 
8  Shareholder Proposal Regarding Transition Plan       
  Report for Financing Activities  Shareholder  Against  Voted - Against 
9  Shareholder Proposal Regarding Fossil Fuel Lending       
  and Underwriting Policy  Shareholder  Against  Voted - Against 
10  Shareholder Proposal Regarding Report on Harassment       
  and Discrimination  Shareholder  Against  Voted - For 
11  Shareholder Proposal Regarding Policy on Freedom of       
  Association  Shareholder  Against  Voted - For 
WERNER ENTERPRISES, INC.       
Security ID: 950755108 Ticker: WERN       
Meeting Date: 09-May-23       
1.1  Elect Diane K. Duren  Management  For  Voted - For 
1.2  Elect Derek J. Leathers  Management  For  Voted - For 
1.3  Elect Michelle D. Livingstone  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Approval of the 2023 Long-Term Incentive Plan  Management  For  Voted - For 
5  Ratification of Auditor  Management  For  Voted - For 
WESTROCK COMPANY       
Security ID: 96145D105 Ticker: WRK       
Meeting Date: 27-Jan-23       
1.1  Elect Colleen F. Arnold  Management  For  Voted - For 
1.2  Elect Timothy J. Bernlohr  Management  For  Voted - For 
1.3  Elect J. Powell Brown  Management  For  Voted - For 
1.4  Elect Terrell K. Crews  Management  For  Voted - For 
1.5  Elect Russell M. Currey  Management  For  Voted - For 
1.6  Elect Suzan F. Harrison  Management  For  Voted - For 
1.7  Elect Gracia C. Martore  Management  For  Voted - For 
1.8  Elect James E. Nevels  Management  For  Voted - For 
1.9  Elect E. Jean Savage  Management  For  Voted - For 
1.10  Elect David B. Sewell  Management  For  Voted - For 
1.11  Elect Dmitri L. Stockton  Management  For  Voted - For 
1.12  Elect Alan D. Wilson  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 

 

623

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
WHIRLPOOL CORPORATION       
Security ID: 963320106 Ticker: WHR       
Meeting Date: 18-Apr-23       
1.1  Elect Samuel R. Allen  Management  For  Voted - Against 
1.2  Elect Marc R. Bitzer  Management  For  Voted - For 
1.3  Elect Greg Creed  Management  For  Voted - For 
1.4  Elect Diane M. Dietz  Management  For  Voted - For 
1.5  Elect Geraldine Elliott  Management  For  Voted - For 
1.6  Elect Jennifer A. LaClair  Management  For  Voted - For 
1.7  Elect John D. Liu  Management  For  Voted - For 
1.8  Elect James M. Loree  Management  For  Voted - For 
1.9  Elect Harish Manwani  Management  For  Voted - For 
1.10  Elect Patricia K. Poppe  Management  For  Voted - For 
1.11  Elect Larry O. Spencer  Management  For  Voted - For 
1.12  Elect Michael D. White  Management  For  Voted - For 
2  Advisory Vote on Executive Compensation  Management  For  Voted - For 
3  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
4  Ratification of Auditor  Management  For  Voted - For 
5  Approval of the 2023 Omnibus Stock and Incentive       
  Plan  Management  For  Voted - For 
XEROX HOLDINGS CORPORATION       
Security ID: 98421M106 Ticker: XRX       
Meeting Date: 25-May-23       
1.1  Elect Steven J. Bandrowczak  Management  For  Voted - For 
1.2  Elect Philip V. Giordano  Management  For  Voted - For 
1.3  Elect Scott Letier  Management  For  Voted - For 
1.4  Elect Jesse A. Lynn  Management  For  Voted - For 
1.5  Elect Nichelle Maynard-Elliott  Management  For  Voted - For 
1.6  Elect Steven D. Miller  Management  For  Voted - For 
1.7  Elect James L. Nelson  Management  For  Voted - Against 
1.8  Elect Margarita Palau-Hernandez  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - For 
4  Frequency of Advisory Vote on Executive Compensation  Management  1 Year  Voted - 1 Year 
5  Amendment to the Performance Incentive Plan  Management  For  Voted - For 
6  Shareholder Proposal Regarding Severance Approval       
  Policy  Shareholder  Against  Voted - For 
ZIONS BANCORPORATION, NATIONAL ASSOCIATION       
Security ID: 989701107 Ticker: ZION       
Meeting Date: 05-May-23       
1.1  Elect Maria Contreras-Sweet  Management  For  Voted - For 

 

624

 



  LSV Value Equity Fund   
Proposal  Proposed by  Mgt. Position  Registrant Voted 
1.2  Elect Gary L. Crittenden  Management  For  Voted - For 
1.3  Elect Suren K. Gupta  Management  For  Voted - For 
1.4  Elect Claire A. Huang  Management  For  Voted - For 
1.5  Elect Vivian S. Lee  Management  For  Voted - For 
1.6  Elect Scott J. McLean  Management  For  Voted - For 
1.7  Elect Edward F. Murphy  Management  For  Voted - For 
1.8  Elect Stephen D. Quinn  Management  For  Voted - For 
1.9  Elect Harris H. Simmons  Management  For  Voted - For 
1.10  Elect Aaron B. Skonnard  Management  For  Voted - For 
1.11  Elect Barbara A. Yastine  Management  For  Voted - For 
2  Ratification of Auditor  Management  For  Voted - For 
3  Advisory Vote on Executive Compensation  Management  For  Voted - Against 

 

625







SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


The Advisors’ Inner Circle Fund

By:   /s/ Michael Beattie
Michael Beattie
President
Date: August 2, 2023