0001181431-14-035494.txt : 20141104 0001181431-14-035494.hdr.sgml : 20141104 20141104205705 ACCESSION NUMBER: 0001181431-14-035494 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141031 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATUS MEDICAL INC CENTRAL INDEX KEY: 0000878526 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770154833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120 CITY: PLEASANTON STATE: CA ZIP: 94566 BUSINESS PHONE: 9252236700 MAIL ADDRESS: STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120 CITY: PLEASANTON STATE: CA ZIP: 94566 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAWKINS JAMES B CENTRAL INDEX KEY: 0000898243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33001 FILM NUMBER: 141194802 MAIL ADDRESS: STREET 1: C/O IRADIMED CORPORATION STREET 2: 1025 WILLA SPRINGS DR. CITY: WINTER SPRINGS STATE: FL ZIP: 32708 4 1 rrd418366.xml HAWKINS NOVEMBER 2014 SALE X0306 4 2014-10-31 0 0000878526 NATUS MEDICAL INC BABY 0000898243 HAWKINS JAMES B NATUS MEDICAL INCORPORATED 1501 INDUSTRIAL ROAD SAN CARLOS CA 94070 1 1 0 0 President & CEO Common Stock, $0.001 par value per share 2014-10-24 2014-10-24 4 M 0 14300 10.73 A 450098 D Common Stock, $0.001 par value per share 2014-10-24 2014-10-24 4 S 0 14300 34.13 D 435798 D Common Stock, $0.001 par value per share 2014-11-04 2014-11-04 4 M 0 4100 10.73 A 439898 D Common Stock, $0.001 par value per share 2014-11-04 2014-11-04 4 S 0 4100 34.01 D 435798 D Nonqualified Stock Option 10.73 2014-10-31 2014-10-31 4 M 0 14300 10.73 D 2009-07-15 2015-06-15 Common Stock 14300 0 D Nonqualified Stock Option 10.73 2014-11-04 2014-11-04 4 M 0 4100 10.73 D 2009-07-15 2015-06-15 Common Stock 4100 0 D Includes 367 shares purchased pursuant to the Company's Employee Stock Purchase Plan since the date of the reporting persons last Form 4. This transaction was executed in multiple trades at prices ranging from $34.00 to $34.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $34.00 to $34.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ JONATHAN A. KENNEDY, by Power of Attorney 2014-11-04