0001181431-14-008902.txt : 20140224 0001181431-14-008902.hdr.sgml : 20140224 20140224191027 ACCESSION NUMBER: 0001181431-14-008902 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140220 FILED AS OF DATE: 20140224 DATE AS OF CHANGE: 20140224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATUS MEDICAL INC CENTRAL INDEX KEY: 0000878526 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770154833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 INDUSTRIAL ROAD CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 6508020400 MAIL ADDRESS: STREET 1: 1501 INDUSTRIAL ROAD CITY: SAN CARLOS STATE: CA ZIP: 94070 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAVERSO KENNETH M CENTRAL INDEX KEY: 0001208700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33001 FILM NUMBER: 14638420 4 1 rrd403546.xml TRAVERSO FEBRUARY 2014 SALE X0306 4 2014-02-20 0 0000878526 NATUS MEDICAL INC BABY 0001208700 TRAVERSO KENNETH M C/O NATUS MEDICAL INCORPORATED 1501 INDUSTRIAL ROAD SAN CARLOS CA 94070 0 1 0 0 VP/GM Newborn Care Common Stock, $0.001 par value per share 2014-02-20 2014-02-20 4 M 0 20000 20.09 A 157201 D Common Stock, $0.001 par value per share 2014-02-20 2014-02-20 4 S 0 20000 25.65 D 137201 D Common Stock, $0.001 par value per share 2014-02-20 2014-02-20 4 S 0 8527 25.75 D 128674 D Common Stock, $0.001 par value per share 8572 I By Family Trust Common Stock, $0.001 par value per share 10500 I By IRA Common Stock, $0.001 par value per share 4100 I By IRA for Spouse Non-qualified Stock Option 20.09 2014-02-20 2014-02-20 4 D 0 20000 20.09 D 2008-07-08 2014-06-08 Common Stock 20000 0 D This transaction was executed in multiple trades at prices ranging from $25.60 to $25.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option vests in 48 equal monthly installments beginning on the date of grant. /s/ JONATHAN A. KENNEDY, by Power of Attorney 2014-02-24