-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D//BvHDlj7CktYOFNQL4fIE3hXCj3e6OqkeNkhUCKnYCjYFR5q1+5ZR/3OUnQNwQ sYBZWzy/3ZWwFU++CdVoBw== 0001140361-10-010089.txt : 20100304 0001140361-10-010089.hdr.sgml : 20100304 20100304171032 ACCESSION NUMBER: 0001140361-10-010089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100302 FILED AS OF DATE: 20100304 DATE AS OF CHANGE: 20100304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATUS MEDICAL INC CENTRAL INDEX KEY: 0000878526 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770154833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 INDUSTRIAL ROAD CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 6508020400 MAIL ADDRESS: STREET 1: 1501 INDUSTRIAL ROAD CITY: SAN CARLOS STATE: CA ZIP: 94070 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nierenberg David CENTRAL INDEX KEY: 0001040899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33001 FILM NUMBER: 10658018 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: NIERENBERG DAVID DATE OF NAME CHANGE: 19970611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nierenberg Investment Management Company, Inc. CENTRAL INDEX KEY: 0001282683 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33001 FILM NUMBER: 10658021 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 Family Fund, LP CENTRAL INDEX KEY: 0001282685 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33001 FILM NUMBER: 10658020 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: D3 FAMILY FUND LP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 Family Bulldog Fund, LP CENTRAL INDEX KEY: 0001365745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33001 FILM NUMBER: 10658019 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: D3 Family Bulldog Fund LP DATE OF NAME CHANGE: 20060612 4 1 doc1.xml FORM 4 X0303 4 2010-03-02 0 0000878526 NATUS MEDICAL INC BABY 0001282683 Nierenberg Investment Management Company, Inc. 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001282685 D3 Family Fund, LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001365745 D3 Family Bulldog Fund, LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001040899 Nierenberg David 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 Common Stock 2010-03-02 4 S 0 16293 14.16 D 503198 I By The D3 Family Fund, LP Common Stock 2010-03-02 4 S 0 65000 14.16 D 2022859 I By The D3 Family Bulldog Fund, LP Common Stock 2010-03-03 4 S 0 16263 14.36 D 486935 I By The D3 Family Fund, LP Common Stock 2010-03-03 4 S 0 65000 14.36 D 1957859 I By The D3 Family Bulldog Fund, LP Common Stock 129931 I By The D3 Family Canadian Fund, LP Common Stock 446056 I By The DIII Offshore Fund, LP Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. David Nierenberg, President, Nierenberg Investment Management Company, Inc. (NIMCO) 2010-03-04 David Nierenberg, President, NIMCO, General Partner of The D3 Family Fund, LP 2010-03-04 David Nierenberg, President, NIMCO, General Partner of The D3 Family Bulldog Fund, LP 2010-03-04 David Nierenberg 2010-03-04 -----END PRIVACY-ENHANCED MESSAGE-----