0000878526-16-000201.txt : 20161026 0000878526-16-000201.hdr.sgml : 20161026 20161026204505 ACCESSION NUMBER: 0000878526-16-000201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161024 FILED AS OF DATE: 20161026 DATE AS OF CHANGE: 20161026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATUS MEDICAL INC CENTRAL INDEX KEY: 0000878526 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770154833 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120 CITY: PLEASANTON STATE: CA ZIP: 94566 BUSINESS PHONE: 9252236700 MAIL ADDRESS: STREET 1: 6701 KOLL CENTER PARKWAY, SUITE 120 CITY: PLEASANTON STATE: CA ZIP: 94566 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kennedy Jonathan CENTRAL INDEX KEY: 0001451629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33001 FILM NUMBER: 161953709 MAIL ADDRESS: STREET 1: INTERSIL CORPORATION STREET 2: 1001 MURPHY RANCH ROAD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 wf-form4_147752909227175.xml FORM 4 X0306 4 2016-10-24 0 0000878526 NATUS MEDICAL INC BABY 0001451629 Kennedy Jonathan C/O NATUS MEDICAL INCORPORATED 1501 INDUSTRIAL ROAD SAN CARLOS CA 94070 1 1 0 0 Sr. VP, CFO Common Stock, $0.001 par value per share 2016-10-24 4 M 0 4900 22.50 A 91351 D Common Stock, $0.001 par value per share 2016-10-24 4 S 0 14138 41.606 D 77213 D Common Stock, $0.001 par value per share 2016-10-25 4 M 0 9905 13.24 A 87118 D Common Stock, $0.001 par value per share 2016-10-25 4 S 0 16138 41.2166 D 70980 D Non-qualified Stock Option 22.5 2016-10-24 4 M 0 4900 0 D 2014-02-01 2020-01-01 Common Stock 4900.0 5100 D Non-qualified Stock Option 13.24 2016-10-25 4 M 0 9905 0 D 2013-10-09 2019-04-09 Common Stock 9905.0 17595 D 1.This transaction was executed in multiple trades a prices ranging from $41.47533 to $41.85357. The price reflected above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. 1. This transaction was executed in multiple trades a prices ranging from $40.20428 to $41.85357. The price reflected above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option vests in 48 equal monthly installments beginning on the date of grant. /s/ Jonathan A. Kennedy 2016-10-26