0001225208-11-019260.txt : 20110803 0001225208-11-019260.hdr.sgml : 20110803 20110803171936 ACCESSION NUMBER: 0001225208-11-019260 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110729 FILED AS OF DATE: 20110803 DATE AS OF CHANGE: 20110803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWS GROUP INC CENTRAL INDEX KEY: 0000878520 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 752040825 STATE OF INCORPORATION: DE FISCAL YEAR END: 0624 BUSINESS ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 BUSINESS PHONE: 2146511800 MAIL ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRANDALL J TAYLOR CENTRAL INDEX KEY: 0000911380 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19483 FILM NUMBER: 111007798 BUSINESS ADDRESS: STREET 1: 2775 SAND HILL RD STREET 2: SUITE 220 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6502340517 MAIL ADDRESS: STREET 1: 2775 SAND HILL RD STREET 2: SUITE 220 CITY: MENLO PARK STATE: CA ZIP: 94025 3 1 doc3.xml X0204 3 2011-07-29 1 0000878520 SWS GROUP INC SWS 0000911380 CRANDALL J TAYLOR 1201 ELM STREET SUITE 3500 DALLAS TX 75270 1 Allen R. Tubb, Power of Attorney 2011-08-03