X0201 4 2003-11-12 0000878520 SWS GROUP INC SWS 0001171440 MOSLE JON L JR 1201 ELM STREET SUITE 3500 DALLAS 75270 1 Common Stock $.10 Par Value 2003-11-12 4 A 0 492 0 A 20673 D Phantom Stock 20.32 2000-11-01 2010-11-01 Common Stock $.10 Par Value 1513 1513 D Stock Option SWS Stock Option Plan 10.9245 1999-05-03 2003-11-03 Common Stock $.10 Par Value 0 0 D Stock Option SWS Stock Option Plan 17.9834 2000-05-01 2004-11-01 Common Stock $.10 Par Value 2974 2974 D Stock Option SWS Stock Option Plan 20.891 2001-04-30 2005-10-31 Common Stock $.10 Par Value 2704 2704 D Stock Option SWS Stock Option Plan 15.781 2002-05-06 2006-11-06 Common Stock $.10 Par Value 2458 2458 D Stock Option SWS Stock Option Plan 12.98 2003-05-05 2007-11-05 Common Stock $.10 Par Value 2000 2000 D Allen R. Tubb, Power of Attorney 2003-11-14