X0201 4 2003-11-12 0000878520 SWS GROUP INC SWS 0001249603 LELAND DANIEL 1201 ELM STREET SUITE 3500 DALLAS 75270 1 Executive Vice President Common Stock $.10 Par Value 2003-11-12 4 A 0 615 0 A 60973 D Common Stock $.10 Par Value 4768 I 401 (k) Common Stock $.10 Par Value 3450 I Trust Stock Option SWS Stock Option Plan 13.7511 1998-08-27 2007-08-25 Common Stock $.10 Par Value 7728 7728 D Stock Option SWS Stock Option Plan 12.4142 1999-08-24 2008-08-21 Common Stock $.10 Par Value 7362 7362 D Stock Option SWS Stock Option Plan 26.0508 2000-08-23 2009-08-21 Common Stock $.10 Par Value 7437 7437 D Stock Option SWS Stock Option Plan 23.3869 2001-08-24 2010-08-22 Common Stock $.10 Par Value 6761 6761 D Stock Option SWS Stock Option Plan 15.4475 2002-09-10 2011-09-08 Common Stock $.10 Par Value 11063 11063 D Stock Option SWS Stock Option Plan 13.42 2003-08-22 2012-08-19 Common Stock $.10 Par Value 18000 18000 D Allen R. Tubb, Power of Attorney 2003-11-14