-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FiskftzEqDJRek754nJSWi3ZMzz4maBzlJiZ82FmJ/j4XU3h9LkF146yaoLeHeOm 60AktJCkrdGUWD9tGmehhg== 0000898432-03-000003.txt : 20030103 0000898432-03-000003.hdr.sgml : 20030103 20030103114905 ACCESSION NUMBER: 0000898432-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030103 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: O CONNOR DENNIS J CENTRAL INDEX KEY: 0001192855 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O PHARMACEUTICAL INC STREET 2: ONE RAM RIDGE ROAD CITY: SPRING VALLEY STATE: NY ZIP: 10977 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PHARMACEUTICAL RESOURCES INC CENTRAL INDEX KEY: 0000878088 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 223122182 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10827 FILM NUMBER: 03502056 BUSINESS ADDRESS: STREET 1: ONE RAM RIDGE RD CITY: SPRING VALLEY STATE: NY ZIP: 10977 BUSINESS PHONE: 9144257100 MAIL ADDRESS: STREET 1: ONE RAM RIDGE RD CITY: SPRING VALLEY STATE: NY ZIP: 10977 4 1 pharmaform4.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response.....0.5 ---------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 [_] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* O'CONNOR DENNIS J. - -------------------------------------------------------------------------------- (Last) (First) (Middle) ONE RAM RIDGE ROAD - -------------------------------------------------------------------------------- (Street) SPRING VALLEY NY 10977 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol PHARMACEUTICAL RESOURCES, INC. (PRX) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year December 31, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) VICE PRESIDENT ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by one Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship 3. Disposed of (D) Beneficially Form: 7. 2A. Transaction (Instr. 3, 4 and 5) Owned Follow- Direct Nature of 1. 2. Deemed Code ------------------------------- ing Reported (D) or Indirect Title of Transaction Execution (Instr. 8) (A) Transaction Indirect Beneficial Security Date Date, if any ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/31/02 M 7,500 A $1.50 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/31/02 S 7,500 D $29.80 1,619 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. Number 10. of Owner- Deriva- ship tive Form 2. Securi- of Conver- 5. 7. ties Deriv- 11. sion Number of Title and Amount Benefi- ative Nature or 3A Derivative 6. of Underlying 8. cially Secur- of Exer- Deem- 4. Securities Date Securities Price Owned ity: In- cise 3. ed Exe- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price Trans- cution action or Disposed Expiration Date ---------------- Deriv- ing Re- (D) or Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative ported In- ficial Title of Deriv- Date if any Instr. (Instr. 3, ---------------- or Secur- Transac- direct Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity tion (I) ship Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Common Option to Buy $1.50 12/31/02 M 7,500 (1) 1/5/03 Stock 15,000 7,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Common Option to Buy $25.90 8/29/02 (2) 8/28/09 Stock 25,000 25,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Common Option to Buy $30.55 9/21/01 (2) 9/20/11 Stock 150,000 150,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Common Option to Buy $7.625 1/12/01 (3) 1/11/11 Stock 15,000 15,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Common Option to Buy $5.50 4/17/00 (1) 4/16/05 Stock 15,000 15,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Common Option to Buy $5.125 7/18/00 (3) 7/17/10 Stock 15,000 15,000 D - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) currently exercisable (2) 25% vest on the first anniversary of the date of grant and an additional 25% on each anniversary thereafter (3) 20% vest on the first anniversary of the date of grant and an additional 20% on each anniversary thereafter /s/ MARIAN E. GUSTAFSON JANUARY 3, 2003 - -------------------------------------------- ----------------------- **Signature of Reporting Person Date BY: MARIAN E. GUSTAFSON FOR: DENNIS J. O'CONNOR Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. o Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number -----END PRIVACY-ENHANCED MESSAGE-----