SC 13G/A 1 formsc13ga.htm WHALE ROCK CAPITAL MANAGEMENT SC 13G/A 12-31-2007 formsc13ga.htm


 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 1)


THE BON-TON STORES, INC.
(Name of Issuer)

Common Stock, par value $0.01 per share
(Title of Class of Securities)


 
09776J101
 
(CUSIP Number)

December 31, 2007
(Date of Event which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨
            Rule 13d-1(b)

x
            Rule 13d-1(c)

¨
            Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures previously provided in a prior cover page.




CUSIP NO.
09776J101

1
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
Whale Rock Capital Management LLC
Alexander Sacerdote
Peter Sacerdote
 
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)            o
 
(b)            o
 
3
SEC Use Only
 
4
Citizenship or Place of Organization.
Whale Rock Capital Management LLC--Delaware
Alexander Sacerdote--United States
Peter Sacerdote--United States
 
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5      Sole Voting Power
Whale Rock Capital Management LLC  - 0 shares
Alexander Sacerdote  - 0 shares
Peter Sacerdote  - 0 shares
 
6      Shared Voting Power
Whale Rock Capital Management LLC  - 0 shares
Alexander Sacerdote  - 0 shares
Peter Sacerdote  - 0 shares
 
Refer to Item 4 below.
 
7      Sole Dispositive Power
Whale Rock Capital Management LLC  - 0 shares
Alexander Sacerdote  - 0 shares
Peter Sacerdote  - 0 shares
 
8      Shared Dispositive Power
Whale Rock Capital Management LLC  - 0 shares
Alexander Sacerdote  - 0 shares
Peter Sacerdote  - 0 shares
 
Refer to Item 4 below.
 
 
9
Aggregate Amount Beneficially Owned by Each Reporting Person
Whale Rock Capital Management LLC  - 0 shares
Alexander Sacerdote  - 0 shares
Peter Sacerdote  - 0 shares
 
Refer to Item 4 below.
 
 
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)     o
Not applicable.
 
 
11
Percent of Class Represented by Amount in Row (9)
Whale Rock Capital Management LLC - 0 %
Alexander Sacerdote  - 0 %
Peter Sacerdote  - 0 %
 
Refer to Item 4 below.
 
 
12
Type of Reporting Person (See Instructions)
Whale Rock Capital Management LLC  – OO (Limited Liability Company)
Alexander Sacerdote – IN
Peter Sacerdote– IN
 
 


CUSIP NO.
09776J101
 
This Amendment No. 1 (this “Amendment”) amends the statement on Schedule 13G filed January 04, 2007 (as amended, the “Schedule 13G”) with respect to Common Stock, par value $ 0.01 per share of (“Common Stock”) of The Bon-Ton Stores, Inc.,  a Delaware corporation (the “Issuer”). This Amendment hereby amends Items 4 and 5 as stated below:
 
Item 4.                  Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a)
Amount Beneficially Owned
   
 
Whale Rock Capital Management LLC  - 0 shares
Alexander Sacerdote  - 0 shares
Peter Sacerdote  - 0 shares
   
(b)
Percent of Class
   
 
Whale Rock Capital Management LLC  -  0%
Alexander Sacerdote  - 0%
Peter Sacerdote  - 0%
   
(c)
Number of shares as to which such person has:
   
 
(i)
sole power to vote or to direct the vote
     
   
Whale Rock Capital Management LLC  - 0 shares
Alexander Sacerdote  - 0 shares
Peter Sacerdote  - 0 shares
     
 
(ii)
shared power to vote or to direct the vote
     
   
Whale Rock Capital Management LLC  - 0 shares
Alexander Sacerdote  - 0 shares
Peter Sacerdote  - 0 shares
     
 
(iii)
sole power to dispose or to direct the disposition of
     
   
Whale Rock Capital Management LLC  - 0 shares
Alexander Sacerdote  - 0 shares
Peter Sacerdote  - 0 shares
     
 
(iv)
shared power to dispose or to direct the disposition of
     
   
Whale Rock Capital Management LLC  - 0 shares
Alexander Sacerdote  - 0 shares
Peter Sacerdote  - 0 shares
     


CUSIP NO.
09776J101
 
Item 5.
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.
 

CUSIP NO.
09776J101
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

Date:
February 5, 2008
   
       
   
WHALE ROCK CAPITAL MANAGEMENT LLC
 
       
     By: 
 /s/ Alexander Sacerdote
 
   
Alexander Sacerdote, Managing Member
 
       
   
ALEXANDER SACERDOTE
 
       
   
/s/ Alexander Sacerdote
 
   
Alexander Sacerdote, individually
 
       
   
PETER SACERDOTE
 
       
   
/s/ Peter Sacerdote
 
   
Peter Sacerdote, individually