0001781002-22-000027.txt : 20220303
0001781002-22-000027.hdr.sgml : 20220303
20220303115931
ACCESSION NUMBER: 0001781002-22-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220302
FILED AS OF DATE: 20220303
DATE AS OF CHANGE: 20220303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bleichroeder LP
CENTRAL INDEX KEY: 0001781002
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-06658
FILM NUMBER: 22707319
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 917-769-2999
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCIENTIFIC INDUSTRIES INC
CENTRAL INDEX KEY: 0000087802
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 042217279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 70 ORVILLE DR
STREET 2: AIRPORT INTERNATIONAL PLZ
CITY: BOHEMIA
STATE: NY
ZIP: 11716
BUSINESS PHONE: 6315674700
MAIL ADDRESS:
STREET 1: 70 ORVILLE DR
CITY: BOHEMIA
STATE: NY
ZIP: 11716
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2022-03-02
0
0000087802
SCIENTIFIC INDUSTRIES INC
SCND
0001781002
Bleichroeder LP
1345 AVENUE OF THE AMERICAS
47TH FLOOR
NEW YORK
NY
10105
0
0
1
0
Common Stock
2022-03-02
4
P
0
45456
5.5
A
603351
I
See footnote
Warrants
5.5
2022-03-02
4
P
0
22728
5.5
A
2022-03-02
2027-03-02
Common Stock
22728
301675
I
See footnote
This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.
On March 2, 2022, 21 April Fund, Ltd., 21 April Fund, LP and SCIENTIFIC INDUSTRIES, INC. (the "Issuer") entered into an agreement (the "Purchase Agreement") under which 21 April Fund, Ltd. and 21 April Fund, LP purchased from the Issuer warrants (the Warrants) to purchase up to 22,728 additional shares of common stock, at a per share exercise price of $5.50. The Warrants are exercisable in whole or in part at any time prior to the fifth anniversary of the issuance date.
Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP
2022-03-03