0001781002-22-000027.txt : 20220303 0001781002-22-000027.hdr.sgml : 20220303 20220303115931 ACCESSION NUMBER: 0001781002-22-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220303 DATE AS OF CHANGE: 20220303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06658 FILM NUMBER: 22707319 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000087802 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 042217279 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 70 ORVILLE DR STREET 2: AIRPORT INTERNATIONAL PLZ CITY: BOHEMIA STATE: NY ZIP: 11716 BUSINESS PHONE: 6315674700 MAIL ADDRESS: STREET 1: 70 ORVILLE DR CITY: BOHEMIA STATE: NY ZIP: 11716 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-03-02 0 0000087802 SCIENTIFIC INDUSTRIES INC SCND 0001781002 Bleichroeder LP 1345 AVENUE OF THE AMERICAS 47TH FLOOR NEW YORK NY 10105 0 0 1 0 Common Stock 2022-03-02 4 P 0 45456 5.5 A 603351 I See footnote Warrants 5.5 2022-03-02 4 P 0 22728 5.5 A 2022-03-02 2027-03-02 Common Stock 22728 301675 I See footnote This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. On March 2, 2022, 21 April Fund, Ltd., 21 April Fund, LP and SCIENTIFIC INDUSTRIES, INC. (the "Issuer") entered into an agreement (the "Purchase Agreement") under which 21 April Fund, Ltd. and 21 April Fund, LP purchased from the Issuer warrants (the Warrants) to purchase up to 22,728 additional shares of common stock, at a per share exercise price of $5.50. The Warrants are exercisable in whole or in part at any time prior to the fifth anniversary of the issuance date. Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP 2022-03-03