-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GbFXTYZ0BuZjvnMc8LsmtFbPssRQnqBHc5KeH8CCeCihP5ynG8ozq94V9ZF2QvKg xtepPgWbpkX8v8RQYoevJQ== 0001044321-08-000173.txt : 20080502 0001044321-08-000173.hdr.sgml : 20080502 20080502165330 ACCESSION NUMBER: 0001044321-08-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080430 FILED AS OF DATE: 20080502 DATE AS OF CHANGE: 20080502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vertical Communications, Inc. CENTRAL INDEX KEY: 0000877931 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 860446453 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6173540600 MAIL ADDRESS: STREET 1: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER COMPANY: FORMER CONFORMED NAME: ARTISOFT INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARXE AUSTIN W & GREENHOUSE DAVID M CENTRAL INDEX KEY: 0001044321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19462 FILM NUMBER: 08799726 BUSINESS ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076500 MAIL ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-04-30 0 0000877931 Vertical Communications, Inc. VRCC 0001044321 MARXE AUSTIN W & GREENHOUSE DAVID M C/O SPECIAL SITUATIONS FUNDS 527 MADISON AVENUE, SUITE 2600 NEW YORK NY 10022 0 0 1 0 Common Stock 2008-04-30 4 S 0 168864 0.1 D 7294198 I By Limited Partnerships Common Stock 2008-05-01 4 S 0 33448 0.1 D 7260750 I By Limited Partnerships This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting & investment control over all securities owned by Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, LP (PE), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology II, L.P. (Tech II), respectively. 3,833,002 shares of Common Stock are owned by SSFQP, 1,325,576 shares of Common Stock are owned by Cay, 1,294,124 shares of Common Stock are owned by PE, 124,349 shares of Common Stock are owned by Tech and 683,699 shares of Common Stock are owned by Tech II. The interest of Marxe & Greenhouse in the shares of Common Stock owned by SSFQP, Cay, PE, Tech, & Tech II is limited to the extent of his pecuniary interest. Austin W. Marxe 2008-05-02 David M. Greenhouse 2008-05-02 -----END PRIVACY-ENHANCED MESSAGE-----