-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VCZ5rO8R9rT/jF+cNeWul2cFD/KJIFD5JYDp7HLVLyTyD4uo2+Y6/5B0DOaSYbck 0dmm7xMJ2QECn2GACzCxXw== 0000950136-96-000775.txt : 19960910 0000950136-96-000775.hdr.sgml : 19960910 ACCESSION NUMBER: 0000950136-96-000775 CONFORMED SUBMISSION TYPE: SC 13D/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960906 SROS: NONE GROUP MEMBERS: FORSYTHE GERALD R GROUP MEMBERS: INDECK ENERGY SERVICES, INC. GROUP MEMBERS: INDECK POWER EQUIPMENT COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARTISOFT INC CENTRAL INDEX KEY: 0000877931 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 860446453 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41833 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 2202 N FORBES BLVD CITY: TUCSON STATE: AZ ZIP: 85745 BUSINESS PHONE: 5206707100 MAIL ADDRESS: STREET 1: 2202 NORTH FORBES BLVD CITY: TUCSON STATE: AZ ZIP: 85745 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FORSYTHE GERALD R CENTRAL INDEX KEY: 0001006020 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1130 LAKE GROVE ROAD CITY: BUFFALO GROVE STATE: IL ZIP: 60089 BUSINESS PHONE: 8475203212 MAIL ADDRESS: STREET 1: 1075 NOEL AVENUE CITY: WHEELING GROVE STATE: IL ZIP: 60090 SC 13D/A 1 SCHEDULE 13D (AMENDMENT NO. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* ARTISOFT, INC. - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.01 per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 04314L106 ---------------------------------------------- (CUSIP Number) Gerald R. Forsythe, 1075 Noel Avenue, Wheeling, Illinois 60090 (847)459-4250 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 25, 1996 ------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D FILED PURSUANT TO RULE 13d-1 OF THE GENERAL RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The following information supplements the information contained in the Schedule 13D dated January 19, 1996, with respect to the Common Stock, par value $.01 per share ("Common Stock"), of Artisoft, Inc. ("Artisoft"). The Statement of Schedule 13D is hereby amended as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5(c) as previously filed is hereby amended as follows: As of July 9, 1996, the aggregate number of shares of Artisoft Common Stock which may be deemed to be owned beneficially by the Reporting Persons listed in this filing has increased materially since the filing date of the original schedule (based on the number of outstanding shares of Artisoft as set forth in its Quarterly Report on Form 10-Q for the quarter ended March 31, 1996). As of July 9, 1996, Mr. Forsythe owned 375,200 shares (2.59%) of the outstanding Common Stock of Artisoft. As of July 9, 1996, Indeck Power Equipment Company owned 432,000 shares (2.98%) of the outstanding Common Stock of Artisoft. As of July 9, 1996, Indeck Energy Services, Inc. owned 594,000 shares (4.10%) of the outstanding Common Stock of Artisoft. As of July 9, 1996, the aggregate number of shares of Artisoft Common Stock which may be deemed to be owned beneficially by the Reporting Persons in this filing was 1,401,200 or 9.68% of the total outstanding shares of Common Stock of Artisoft. The table on the next page sets forth certain information regarding purchases/sales by the Reporting Persons of shares of Artisoft Common Stock since the filing date of the original Schedule. Such purchases were made in the open market. Page 2 of 5 ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (CONTINUED)
TOTAL COST NO. OF SHARES PURCHASE PRICE (INCLUDING DATE BOUGHT/SOLD PER SHARE COMMISSIONS) ---- ------------- -------------- ------------ MR. FORSYTHE 2-13-96 20,000 $6.875 $138,305 3-22-96 5,000 7.75 38,955 6-24-96 25,000 SOLD 8.875 220,871 INDECK POWER 3-8-96 25,000 7.29 182,255 3-22-96 10,000 7.79 77,905 6-20-96 10,000 8.875 89,155 6-24-96 25,000 8.875 222,880 INDECK ENERGY 6-20-96 27,500 8.935 245,712 6-21-96 2,000 8.935 17,870 6-24-96 10,000 8.935 89,350 6-25-96 8,000 8.7475 69,980 6-25-96 10,000 8.8725 88,725 6-25-96 15,000 8.8125 132,188 6-25-96 2,500 8.685 21,713 6-26-96 7,500 8.8125 66,094 6-28-96 10,000 8.9975 89,975 6-28-96 25,000 8.8725 221,813 6-28-96 10,000 8.685 86,850 7-2-96 7,500 8.935 67,013 7-2-96 6,000 8.935 53,610 7-2-96 4,000 8.8725 35,490 7-2-96 7,500 8.935 67,013 7-3-96 10,000 8.935 89,350 7-5-96 6,500 8.685 56,453 7-8-96 10,000 8.81 88,100 7-8-96 15,000 8.685 130,275
Page 3 of 5 ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. The Reporting Persons own 725 call option contracts. Purchases of said call options occurring since the filing date of the original Schedule are set forth below.
TOTAL COST NO. OF OPTIONS PURCHASE PRICE (INCLUDING DATE PURCHASED PER OPTION COMMISSIONS) ---- ------------- -------------- ------------ MR. FORSYTHE 3-14-96 200 $4.1877 $83,755 6-3-96 200 3.9777 79,555 6-7-96 100 4.2279 42,280 INDECK POWER 6-19-96 25 2.75 6,980 6-20-96 25 2.75 6,980 6-21-96 25 2.75 6,980 6-24-96 25 2.625 6,667 6-25-96 25 2.50 6,355 6-27-96 25 2.9375 7,448 6-28-96 25 2.8125 7,136 7-2-96 25 2.75 6,980 7-3-96 25 2.8125 7,136
Page 4 of 5 SIGNATURES After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct. Date: July 9, 1996 /s/ Gerald R. Forsythe -------------------------------- Gerald R. Forsythe /s/ Gerald R. Forsythe ------------------------------- Indeck Power Equipment Company by Gerald R. Forsythe, Chairman & CEO /s/ Gerald R. Forsythe ------------------------------- Indeck Energy Services, Inc. by Gerald R. Forsythe, Chairman & CEO Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----