N-PX 1 draft.txt GABELLI EQUITY SERIES NPX 0608 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06367 Gabelli Equity Series Funds, Inc. (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code) Bruce N. Alpert Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1422 (Name and address of agent for service) Registrant's telephone number, including area code: 800-422-3554 Date of fiscal year end: September 30 Date of reporting period: July 1, 2007 - June 30, 2008 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2007 TO JUNE 30, 2008 ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 1 of 178 BED BATH & BEYOND INC. BBBY ANNUAL MEETING DATE: 07/10/2007 ISSUER: 075896100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WARREN EISENBERG Management For For STANLEY F. BARSHAY Management For For PATRICK R. GASTON Management For For VICTORIA A. MORRISON Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For 03 SHAREHOLDER PROPOSAL: CLIMATE CHANGE REPORT Shareholder Against For 04 SHAREHOLDER PROPOSAL: EXECUTIVE COMPENSATION Shareholder Against For VOTE 05 SHAREHOLDER PROPOSAL: PRODUCT CONTENT REPORT Shareholder Against For
STRATOS INTERNATIONAL, INC. STLW SPECIAL MEETING DATE: 07/12/2007 ISSUER: 863100202 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF MAY 14, 2007, AMONG STRATOS INTERNATIONAL, INC., EMERSON NETWORK POWER CONNECTIVITY SOLUTIONS, INC. AND EMERSUB C, INC.
URANIUM RESOURCES, INC. URRE ANNUAL MEETING DATE: 07/12/2007 ISSUER: 916901507 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PAUL K. WILLMOTT Management For For DAVID N. CLARK Management For For GEORGE R. IRELAND Management For For LELAND O. ERDAHL Management For For TERENCE J. CRYAN Management For For 02 PROPOSAL TO APPROVE THE 2007 RESTRICTED STOCK Management Against Against PLAN AUTHORIZING THE GRANT OF UP TO 1,500,000 SHARES OF COMMON STOCK TO EMPLOYEES COVERED BY THE PLAN. 3A PROPOSAL TO APPROVE THE AMENDMENTS TO THE 2004 Management For For AMENDED AND RESTATED DIRECTORS STOCK OPTION PLAN. THE LEAD IN SENTENCE TO SECTION 5 OF THE PLAN IS HEREBY AMENDED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 3B PROPOSAL TO APPROVE THE AMENDMENTS TO THE 2004 Management For For AMENDED AND RESTATED DIRECTORS STOCK OPTION PLAN. THE LEAD IN SENTENCE TO SECTION 6.4.2 OF THE PLAN IS HEREBY AMENDED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 04 PROPOSAL TO RATIFY THE SELECTION OF HEIN + ASSOCIATES, Management For For LLP, INDEPENDENT ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 2 of 178 MODINE MANUFACTURING COMPANY MOD ANNUAL MEETING DATE: 07/18/2007 ISSUER: 607828100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CHARLES P. COOLEY Management For For GARY L. NEALE Management For For DAVID B. RAYBURN Management For For 02 APPROVE THE MODINE MANUFACTURING COMPANY 2007 Management Abstain Against INCENTIVE COMPENSATION PLAN. 03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
PARK ELECTROCHEMICAL CORP. PKE ANNUAL MEETING DATE: 07/18/2007 ISSUER: 700416209 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DALE BLANCHFIELD Management For For ANTHONY CHIESA Management For For LLOYD FRANK Management For For BRIAN E. SHORE Management For For STEVEN T. WARSHAW Management For For
ZORAN CORPORATION ZRAN ANNUAL MEETING DATE: 07/18/2007 ISSUER: 98975F101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 01 DIRECTOR Management For LEVY GERZBERG, PH.D. Management For For UZIA GALIL Management For For RAYMOND A. BURGESS Management For For JAMES D. MEINDL, PH.D. Management For For JAMES B. OWENS, JR. Management For For DAVID RYNNE Management For For ARTHUR B. STABENOW Management For For PHILIP M. YOUNG Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 3 of 178 WILLAMETTE VALLEY VINEYARDS, INC. WVVI ANNUAL MEETING DATE: 07/22/2007 ISSUER: 969136100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP Management For For AS AUDITORS. 01 DIRECTOR Management For JAMES W. BERNAU Management For For JAMES L. ELLIS Management For For THOMAS M. BRIAN Management For For DELNA L. JONES Management For For LISA M. MATICH Management For For BETTY M. O'BRIEN Management For For STAN G. TUREL Management For For
IRISH CONTINENTAL GROUP PLC IR5.IR AGM Meeting Date: 07/23/2007 ISSUER: G49406146 ISIN: IE0033336516 SEDOL: B06L4G0, 3333651, B1GKL63, 3339455
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1. RECEIVE AND APPROVE THE FINANCIAL STATEMENTS Management For *Management Position Unknown AND REPORTS 2.a RE-APPOINT MR. PETER CROWLEY AS A DIRECTOR Management For *Management Position Unknown 2.b RE-APPOINT MR. BERNARD SOMERS AS A DIRECTOR Management For *Management Position Unknown 3. APPROVE THE REMUNERATION OF THE AUDITORS Management For *Management Position Unknown S.4 GRANT AUTHORITY TO ALLOT SHARES Management For *Management Position Unknown 5. APPROVE THE DIS-APPLICATION OF STATUTORY PRE-EMPTION Management For *Management Position Unknown PROVISIONS S.6 GRANT AUTHORITY FOR THE MARKET PURCHASES OF THE Management For *Management Position Unknown COMPANY S SHARES AND REISSUE OF TREASURY SHARES
MYERS INDUSTRIES, INC. MYE SPECIAL MEETING DATE: 07/23/2007 ISSUER: 628464109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management Against Against MERGER DATED AS OF APRIL 24, 2007, BY AND AMONG MYERS INDUSTRIES, INC., MERGER SUB AND BUYER. 02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING OF Management Against Against SHAREHOLDERS, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OF SHAREHOLDERS TO APPROVE PROPOSAL 1.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 4 of 178 ARGONAUT GROUP, INC. AGII SPECIAL MEETING DATE: 07/25/2007 ISSUER: 040157109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 APPROVAL OF ADJOURNMENT OF THE SPECIAL MEETING Management For For TO A LATER DATE IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSAL. 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF MARCH 14, 2007 AND AMENDED AND RESTATED AS OF JUNE 8, 2007, BY AND AMONG PXRE GROUP LTD., PXMS INC., A DIRECT, WHOLLY OWNED SUBSIDIARY OF PXRE GROUP LTD., AND ARGONAUT, WHEREBY PXMS INC. WILL MERGE WITH AND INTO ARGONAUT, WITH ARGONAUT AS THE SURVIVING COMPANY.
KEMET CORPORATION KEM ANNUAL MEETING DATE: 07/25/2007 ISSUER: 488360108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2008. 01 DIRECTOR Management For ROBERT G. PAUL Management For For JOSEPH D. SWANN Management For For
SSL INTERNATIONAL PLC SSL.L AGM Meeting Date: 07/25/2007 ISSUER: G8401X108 ISIN: GB0007981128 SEDOL: B02TBJ0, 0798112, 5848067
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF DETAILED AGENDA. ALSO NOTE THE NEW CUT-OFF IS 16 JUL 2007. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. 1. RECEIVE AND APPROVE THE DIRECTOR S REPORTS AND Management For *Management Position Unknown THE COMPANY S ACCOUNTS FOR THE YE 31 MAR 2007 TOGETHER WITH THE AUDITORS REPORT ON THOSE ACCOUNTS AND THE AUDITABLE PART OF THE DIRECTORS REMUNERATION REPORT 2. APPROVE THE DIRECTORS REMUNERATION REPORT AS Management For *Management Position Unknown CONTAINED IN THE REPORT AND ACCOUNTS FOR THE YE 31 MAR 2007 3. APPROVE TO DECLARE THE FINAL DIVIDEND RECOMMENDED Management For *Management Position Unknown BY THE DIRECTORS OF 4.7 PENCE PER ORDINARY SHARE, FOR THE YE 31 MAR 2006, PAYABLE ON 06 SEP 2007 TO HOLDERS OF ORDINARY SHARES ON THE REGISTER ON 10 AUG 2007 4. RE-ELECT MR. ANNA CATALANO AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES BY ROTATION 5. RE-ELECT MS. SUSAN MURRAY AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES BY ROTATION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 5 of 178 6. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS OF Management For *Management Position Unknown THE COMPANY UNTIL THE CONCLUSION OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID 7. AUTHORIZE THE DIRECTORS TO SET THE AUDITORS Management For *Management Position Unknown REMUNERATION 8. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION OF ALL Management For *Management Position Unknown EXISTING UNEXERCISED AUTHORITIES AND IN ACCORDANCE WITH SECTION 80 OF THE COMPANIES ACT 1985 THE ACT, TO ALLOT RELEVANT SECURITIES WITHIN THE MEANING OF THAT SECTION UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 5,000,000; AUTHORITY EXPIRES AT THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.9 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown ANY EXISTING AUTHORITY AND PURSUANT TO SECTION 95 OF THE ACT, SUBJECT TO THE PASSING OF RESOLUTION 8, TO ALLOT EQUITY SECURITIES SECTION 94(2)OF THE ACT WHOLLY FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 8 AND TO SELL EQUITY SECURITIES SECTION 94(2) OF THE ACT FOR CASH WHICH BEFORE THE SALE WERE HELD BY THE COMPANY AS TREASURY SHARES SECTIONS 162A OF THE ACT, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1) OF THE ACT, PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OR SALE OF EQUITY SECURITIES: I) WHERE SUCH SECURITIES HAVE BEEN OFFERED WHETHER BY WAY OF RIGHTS ISSUE, OPEN OFFER OR OTHERWISE TO THE HOLDERS OF ORDINARY SHARES; II) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 952,486; AUTHORITY EXPIRES AT THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS; AND THE DIRECTORS MAY ALLOT OR SELL FROM TREASURY EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.10 AMEND THE COMPANY S ARTICLES OF ASSOCIATION BY Management For *Management Position Unknown DELETING THE EXISTING ARTICLE 100 S.11 AMEND THE COMPANY S ARTICLES OF ASSOCIATION BY Management For *Management Position Unknown DELETING THE EXISTING ARTICLE 130 AND BY INSERTING THE NEW SPECIFIED ARTICLE 130 S.12 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 45 Management For *Management Position Unknown OF THE COMPANY S ARTICLES OF ASSOCIATION AND FOR THE PURPOSE OF SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE ONE OR MORE MARKET PURCHASES SECTION 163(3) OF THAT ACT OF UP TO 18,950,000 ORDINARY SHARES OF 10 PENCE EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE WHICH MAY BE PAID FOR EACH ORDINARY SHARES IS THE NOMINAL AMOUNT OF THAT SHARE EXCLUSIVE OF EXPENSES PAYABLE BY THE COMPANY AND AN AMOUNT EQUAL TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 25 JAN 2009; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 6 of 178 BROWN-FORMAN CORPORATION BFA ANNUAL MEETING DATE: 07/26/2007 ISSUER: 115637100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For P. BOUSQUET-CHAVANNE Management For For BARRY D. BRAMLEY Management For For GEO. GARVIN BROWN IV Management For For MARTIN S. BROWN, JR. Management For For OWSLEY BROWN II Management For For DONALD G. CALDER Management For For SANDRA A. FRAZIER Management For For RICHARD P. MAYER Management For For WILLIAM E. MITCHELL Management For For MATTHEW R. SIMMONS Management For For WILLIAM M. STREET Management For For DACE BROWN STUBBS Management For For PAUL C. VARGA Management For For JAMES S. WELCH, JR. Management For For
FIRST REPUBLIC BANK FRC SPECIAL MEETING DATE: 07/26/2007 ISSUER: 336158100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 TO APPROVE THE PLAN OF MERGER CONTAINED IN THE Management For For AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 29, 2007, AMONG MERRILL LYNCH & CO., INC., FIRST REPUBLIC BANK AND MERRILL LYNCH BANK & TRUST CO., FSB, A WHOLLY OWNED SUBSIDIARY OF MERRILL LYNCH & CO., INC., AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY INCLUDING TO SOLICIT ADDITIONAL PROXIES.
SYCAMORE NETWORKS, INC. SCMR ANNUAL MEETING DATE: 07/30/2007 ISSUER: 871206108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO RATIFY THE SELECTION OF THE FIRM OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2007. 01 DIRECTOR Management For ROBERT E. DONAHUE Management For For JOHN W. GERDELMAN Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 7 of 178 TIVO INC. TIVO ANNUAL MEETING DATE: 08/01/2007 ISSUER: 888706108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CHARLES B. FRUIT Management For For JEFFREY T. HINSON Management For For DAVID M. ZASLAV Management For For 03 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Management For For & RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES AUTHORIZED TO BE ISSUED UNDER THE CERTIFICATE OF INCORPORATION BY 125,000,000 SHARES. 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 31, 2008.
GETTY IMAGES, INC. GYI ANNUAL MEETING DATE: 08/02/2007 ISSUER: 374276103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 01 DIRECTOR Management For JAMES N. BAILEY Management For For ANDREW S. GARB Management For For ALAN G. SPOON Management For For
AIRGAS, INC. ARG ANNUAL MEETING DATE: 08/07/2007 ISSUER: 009363102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For W. THACHER BROWN Management For For RICHARD C. III Management For For PETER MCCAUSLAND Management For For JOHN C. VAN RODEN, JR. Management For For 02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
HAWKINS, INC. HWKN ANNUAL MEETING DATE: 08/07/2007 ISSUER: 420261109 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 8 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN S. MCKEON Management For For JOHN R. HAWKINS Management For For HOWARD M. HAWKINS Management For For DUANE M. JERGENSON Management For For G. ROBERT GEY Management For For DARYL I. SKAAR Management For For EAPEN CHACKO Management For For JAMES A. FAULCONBRIDGE Management For For
AQUANTIVE, INC. AQNT SPECIAL MEETING DATE: 08/09/2007 ISSUER: 03839G105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT OR IF OTHERWISE DEEMED NECESSARY OR APPROPRIATE. 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF MAY 17, 2007, BY AND AMONG AQUANTIVE, INC., MICROSOFT CORPORATION AND ARROW ACQUISITION COMPANY.
STATION CASINOS, INC. STN SPECIAL MEETING DATE: 08/13/2007 ISSUER: 857689103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF FEBRUARY 23, 2007 AND AMENDED AS OF MAY 4, 2007, AMONG STATION CASINOS, INC., FERTITTA COLONY PARTNERS LLC AND FCP ACQUISITION SUB, AS IT MAY BE AMENDED FROM TIME TO TIME. 02 MOTION TO ADJOURN THE SPECIAL MEETING TO A LATER Management For For DATE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL NUMBER 1.
FLORIDA ROCK INDUSTRIES, INC. FRK SPECIAL MEETING DATE: 08/14/2007 ISSUER: 341140101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 APPROVAL OF A PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE THE FIRST PROPOSAL.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 9 of 178 01 THE APPROVAL OF THE AGREEMENT AND PLAN OF MERGER Management For For DATED AS OF FEBRUARY 19, 2007, AS AMENDED ON APRIL 9, 2007, BY AND AMONG VULCAN MATERIALS COMPANY, FLORIDA ROCK INDUSTRIES, INC., VIRGINIA HOLDCO, INC., VIRGINIA MERGER SUB, INC. AND FRESNO MERGER SUB, INC.
PRECISION CASTPARTS CORP. PCP ANNUAL MEETING DATE: 08/14/2007 ISSUER: 740189105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 APPROVING THE EXECUTIVE PERFORMANCE INCENTIVE Management For For PLAN 01 DIRECTOR Management For PETER R. BRIDENBAUGH Management For For STEVEN G. ROTHMEIER Management For For RICK SCHMIDT Management For For DANIEL J. MURPHY Management For For
LA-Z-BOY INCORPORATED LZB ANNUAL MEETING DATE: 08/15/2007 ISSUER: 505336107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 01 DIRECTOR Management For DAVID K. HEHL* Management For For ROCQUE E. LIPFORD* Management For For JACK L. THOMPSON* Management For For W. ALAN MCCOLLOUGH** Management For For
NEOPHARM, INC. NEOL ANNUAL MEETING DATE: 08/16/2007 ISSUER: 640919106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN N. KAPOOR Management For For FRANK C. BECKER Management For For BERNARD A. FOX Management For For PAUL E. FREIMAN Management For For LAURENCE P. BIRCH Management For For 03 PROPOSAL TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 02 PROPOSAL TO AMEND THE 2006 EQUITY INCENTIVE PLAN Management Against Against TO INCREASE AUTHORIZED SHARES AND MAXIMUM AWARD OF SHARES TO ANY INDIVIDUAL IN A YEAR.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 10 of 178 THE J.M. SMUCKER COMPANY SJM ANNUAL MEETING DATE: 08/16/2007 ISSUER: 832696405 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM. 01 DIRECTOR Management For KATHRYN W. DINDO Management For For RICHARD K. SMUCKER Management For For WILLIAM H. STEINBRINK Management For For
PLANTRONICS, INC. PLT ANNUAL MEETING DATE: 08/17/2007 ISSUER: 727493108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MARV TSEU Management For For KEN KANNAPPAN Management For For GREGG HAMMANN Management For For JOHN HART Management For For MARSHALL MOHR Management For For TRUDE TAYLOR Management For For ROGER WERY Management For For 04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PLANTRONICS FOR FISCAL 2008. 03 RATIFY AND APPROVE AMENDMENTS TO THE 2002 EMPLOYEE Management For For STOCK PURCHASE PLAN, WHICH INCLUDE AN INCREASE OF 400,000 SHARES OF THE COMMON STOCK ISSUABLE THEREUNDER. 02 RATIFY AND APPROVE AN INCREASE OF 1,700,000 SHARES Management Against Against OF THE COMMON STOCK ISSUABLE UNDER THE 2003 STOCK PLAN.
MONRO MUFFLER BRAKE, INC. MNRO ANNUAL MEETING DATE: 08/21/2007 ISSUER: 610236101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 04 TO RATIFY THE PROPOSAL REGARDING REEVALUATING Management For For THE SELECTION OF INDEPENDENT PUBLIC ACCOUNTANTS. 03 TO RATIFY THE ADOPTION OF THE MONRO MUFFLER BRAKE, Management Against Against INC. 2007 STOCK INCENTIVE PLAN. 02 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 20,000,000 TO 45,000,000. 01 DIRECTOR Management For FREDERICK M. DANZIGER Management For For ROBERT G. GROSS Management For For PETER J. SOLOMON Management For For FRANCIS R. STRAWBRIDGE Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 11 of 178 PSS WORLD MEDICAL, INC. PSSI ANNUAL MEETING DATE: 08/21/2007 ISSUER: 69366A100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JEFFREY C. CROWE Management For For MELVIN L. HECKTMAN Management For For DELORES P. KESLER Management For For DAVID A. SMITH Management For For
LANDESBANK BERLIN HOLDING AG, BERLIN OLB.F AGM Meeting Date: 08/23/2007 ISSUER: D7212K282 ISIN: DE0008023227 SEDOL: 4093772, B28JX81, 5107854
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown MEETING IS 02 AUG 2007, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. 1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown ANNUAL REPORT FOR THE 2006 FY WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown PROFIT OF EUR 152,583,692.27 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.06 PER SHARE EUR 90,000,000 SHALL BE ALLOCATED TO THE OTHER REVENUE RESERVES EUR 2,624,020.07 SHALL BE CARRIED FORWARD EX-DIVIDEND AND PAYABLE DATE: 24 AUG 2007 3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown DIRECTORS 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown 5. APPOINTMENT OF THE AUDITORS FOR THE 2007 FY: Management For *Management Position Unknown PRICEWATERHOUSECOOPERS AG, BERLIN 6. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown FOR TRADING PURPOSES, THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE AND SELL OWN SHARES AT PRICES NOT DEVIATING MORE THAN 10% FROM THEIR MARKET PRICE, ON OR BEFORE 30 SEP 2008, THE PORTFOLIO OF SHARES ACQUIRED FOR SUCH PURPOSE SHALL NOT EXCEED 5% OF THE COMPANY S SHARE CAPITAL AT THE END OF ANY GIVEN DAY 7. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown FOR OTHER PURPOSES, THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NOT DEVIATING MORE THAN 10% FROM THE MARKET PRICE, ON OR BEFORE 30 SEP 2008, THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED TO RETIRE THE SHARES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 12 of 178 CALIFORNIA MICRO DEVICES CORPORATION CAMD ANNUAL MEETING DATE: 08/24/2007 ISSUER: 130439102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2008. 01 DIRECTOR Management For ROBERT V. DICKINSON Management For For WADE F. MEYERCORD Management For For DR. EDWARD C. ROSS Management For For DR. DAVID W. SEAR Management For For DR. JOHN L. SPRAGUE Management For For DAVID L. WITTROCK Management For For
CAPSTONE TURBINE CORPORATION CPST ANNUAL MEETING DATE: 08/24/2007 ISSUER: 14067D102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ELIOT G. PROTSCH Management For For RICHARD K. ATKINSON Management For For JOHN V. JAGGERS Management For For DARREN R. JAMISON Management For For NOAM LOTAN Management For For GARY D. SIMON Management For For DARRELL J. WILK Management For For
ALLTEL CORPORATION AT SPECIAL MEETING DATE: 08/29/2007 ISSUER: 020039103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 BOARD PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF PROPOSAL NUMBER 1 IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT TO APPROVE PROPOSAL NUMBER 1. 01 BOARD PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For OF MERGER, DATED AS OF MAY 20, 2007, BY AND AMONG ALLTEL CORPORATION, ATLANTIS HOLDINGS LLC AND ATLANTIS MERGER SUB, INC. AS IT MAY BE AMENDED FROM TIME TO TIME.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 13 of 178 SCHOOL SPECIALTY, INC. SCHS ANNUAL MEETING DATE: 08/29/2007 ISSUER: 807863105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For A. JACQUELINE DOUT Management For For TERRY L. LAY Management For For H.A. TRUCKSESS, III Management For For 02 APPROVAL OF THE AMENDED AND RESTATED SCHOOL SPECIALTY, Management For For INC. INCENTIVE BONUS PLAN. 03 APPROVAL OF THE AMENDED AND RESTATED SCHOOL SPECIALTY, Management For For INC. 2002 STOCK INCENTIVE PLAN. 04 RATIFY DELOITTE & TOUCHE LLP AS SCHOOL SPECIALTY, Management For For INC. S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
ASHWORTH, INC. ASHW ANNUAL MEETING DATE: 08/30/2007 ISSUER: 04516H101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFY THE SELECTION OF MOSS ADAMS LLP AS THE Management For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2007. 01 DIRECTOR Management For DETLEF H. ADLER** Management For For STEPHEN G. CARPENTER** Management For For MICHAEL S. KOENEKE** Management For For ERIC S. SALUS** Management For For PETER M. WEIL* Management For For
VALUE LINE, INC. VALU ANNUAL MEETING DATE: 08/30/2007 ISSUER: 920437100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For H.A. BRECHER Management For For E.A. BUTTNER Management For For J.B. BUTTNER Management For For J. EAKMAN Management For For D.T. HENIGSON Management For For H. PARDES Management For For M.N. RUTH Management For For E. SHANAHAN Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 14 of 178 EARL SCHEIB, INC. ESHB ANNUAL MEETING DATE: 09/06/2007 ISSUER: 806398103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN Management For For LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2008 01 DIRECTOR Management For CHRISTIAN K. BEMENT Management For For JAMES P. BURRA Management For For ROBERT M. SMILAND Management For For SALVATORE J. ZIZZA Management For For
ENVIRONMENTAL POWER CORPORATION EPG ANNUAL MEETING DATE: 09/10/2007 ISSUER: 29406L201 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO APPROVE THE AMENDMENT TO THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 01 DIRECTOR Management For JOHN R. COOPER Management For For JOSEPH E. CRESCI Management For For LON HATAMIYA Management For For STEVEN KESSNER Management For For AUGUST SCHUMACHER, JR. Management For For KAMLESH R. TEJWANI Management For For ROBERT I. WEISBERG Management For For RICHARD E. KESSEL Management For For ROGER S. BALLENTINE Management For For 04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For OF VITALE, CATURANO & COMPANY, LTD. AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 03 TO APPROVE THE AMENDMENT TO THE COMPANY S 2006 Management Against Against EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
IMAX CORPORATION IMAX ANNUAL MEETING DATE: 09/10/2007 ISSUER: 45245E109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 01 DIRECTOR Management For RICHARD L. GELFOND Management For For BRADLEY J. WECHSLER Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 15 of 178 FLEETWOOD ENTERPRISES, INC. FLE ANNUAL MEETING DATE: 09/11/2007 ISSUER: 339099103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PAUL D. BORGHESANI Management For For ELDEN L. SMITH Management For For THOMAS B. PITCHER Management For For 02 TO APPROVE THE 2007 STOCK INCENTIVE PLAN. Management Against Against 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008. 04 TO CONSIDER AND ACT UPON SUCH OTHER BUSINESS Management For For THAT MAY PROPERLY COME BEFORE THE MEETING.
NATHAN'S FAMOUS, INC. NATH ANNUAL MEETING DATE: 09/12/2007 ISSUER: 632347100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For LLP AS AUDITORS FOR FISCAL 2008. 02 AN AMENDMENT TO THE NATHAN S FAMOUS, INC. 2001 Management Against Against STOCK OPTION PLAN, AS AMENDED. 01 DIRECTOR Management For ROBERT J. EIDE Management For For ERIC GATOFF Management For For BRIAN S. GENSON Management For For BARRY LEISTNER Management For For HOWARD M. LORBER Management For For WAYNE NORBITZ Management For For DONALD L. PERLYN Management For For A.F. PETROCELLI Management For For CHARLES RAICH Management For For
METHODE ELECTRONICS, INC. METH ANNUAL MEETING DATE: 09/13/2007 ISSUER: 591520200 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 04 THE APPROVAL OF THE METHODE ELECTRONICS, INC. Management For For 2007 STOCK PLAN. 03 THE APPROVAL OF THE METHODE ELECTRONICS, INC. Management For For 2007 CASH INCENTIVE PLAN. 02 THE RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 3, 2008. 01 DIRECTOR Management For WARREN L. BATTS Management For For J. EDWARD COLGATE Management For For DARREN M. DAWSON Management For For DONALD W. DUDA Management For For ISABELLE C. GOOSSEN Management For For CHRISTOPHER J. HORNUNG Management For For PAUL G. SHELTON Management For For LAWRENCE B. SKATOFF Management For For GEORGE S. SPINDLER Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 16 of 178 CASEY'S GENERAL STORES, INC. CASY ANNUAL MEETING DATE: 09/14/2007 ISSUER: 147528103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DONALD F. LAMBERTI Management For For RONALD M. LAMB Management For For ROBERT J. MYERS Management For For DIANE C. BRIDGEWATER Management For For JOHNNY DANOS Management For For JOHN R. FITZGIBBON Management For For PATRICIA CLARE SULLIVAN Management For For KENNETH H. HAYNIE Management For For WILLIAM C. KIMBALL Management For For
SEQUA CORPORATION SQAA SPECIAL MEETING DATE: 09/17/2007 ISSUER: 817320104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JULY 8, 2007, BY AND AMONG, BLUE JAY ACQUISITION CORPORATION, BLUE JAY MERGER CORPORATION AND THE COMPANY
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JULY 8, 2007, BY AND AMONG, BLUE JAY ACQUISITION CORPORATION, BLUE JAY MERGER CORPORATION AND THE COMPANY
THE TOPPS COMPANY, INC. TOPP Contested SPECIAL MEETING DATE: 09/19/2007 ISSUER: 890786106 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 17 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For PLAN OF MERGER, DATED AS OF MARCH 5, 2007, BY AND AMONG TORNANTE-MDP JOE HOLDING LLC, TORNANTE-MDP JOE ACQUISITION CORP. AND THE COMPANY (THE MERGER AGREEMENT) AND THE TRANSACTIONS CONTEMPLATED THEREBY. 02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For MEETING FOR, AMONG OTHER THINGS, THE SOLICITATION OF ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT AND THE TRANSACTION CONTEMPLATED THEREBY.
GERBER SCIENTIFIC, INC. GRB ANNUAL MEETING DATE: 09/20/2007 ISSUER: 373730100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DONALD P. AIKEN Management For For MARC T. GILES Management For For EDWARD G. JEPSEN Management For For RANDALL D. LEDFORD Management For For JOHN R. LORD Management For For CAROLE F. ST. MARK Management For For W. JERRY VEREEN Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR
JOHN WILEY & SONS, INC. JWA ANNUAL MEETING DATE: 09/20/2007 ISSUER: 968223305 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS INDEPENDENT ACCOUNTANTS. 01 DIRECTOR Management For WARREN J. BAKER Management For For RICHARD M. HOCHHAUSER Management For For MATTHEW S. KISSNER Management For For EDUARDO MENASCE Management For For WILLIAM J. PESCE Management For For BRADFORD WILEY II Management For For PETER BOOTH WILEY Management For For
SKYLINE CORPORATION SKY ANNUAL MEETING DATE: 09/20/2007 ISSUER: 830830105 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 18 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ARTHUR J. DECIO Management For For THOMAS G. DERANEK Management For For JOHN C. FIRTH Management For For JERRY HAMMES Management For For RONALD F. KLOSKA Management For For WILLIAM H. LAWSON Management For For DAVID T. LINK Management For For ANDREW J. MCKENNA Management For For
SORL AUTO PARTS, INC. SORL ANNUAL MEETING DATE: 09/24/2007 ISSUER: 78461U101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF AUDITORS. TO RATIFY THE APPOINTMENT Management For For BY THE BOARD OF DIRECTORS OF ROTENBERG & CO., LLP AS THE INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 01 DIRECTOR Management For XIAO PING ZHANG Management For For XIAO FENG ZHANG Management For For JUNG KANG CHANG Management For For LI MIN ZHANG Management For For ZHI ZHONG WANG Management For For YI GUANG HUO Management For For JIANG HUA FENG Management For For
BIW LIMITED BIW ANNUAL MEETING DATE: 09/26/2007 ISSUER: 05547U102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 04 APPROVAL OF ADJOURNMENT OF THE MEETING, IF NECESSARY, Management For For TO SOLICIT ADDITIONAL PROXIES WITH RESPECT TO THE AGREEMENT AND PLAN OF MERGER IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE THE AGREEMENT AND PLAN OF MERGER. 03 APPROVAL OF AGREEMENT AND PLAN OF MERGER DATED Management For For JUNE 29, 2007 AMONG THE SOUTH CENTRAL CONNECTICUT REGIONAL WATER AUTHORITY, RWA21, LTD. AND THE COMPANY. 02 APPROVAL OF APPOINTMENT OF DWORKEN, HILLMAN, Management For For LAMORTE & STERCZALA, P.C AS THE COMPANY S INDEPENDENT AUDITORS. 01 DIRECTOR Management For MARY JANE BURT Management For For JAMES E. COHEN Management For For BETSY HENLEY-COHN Management For For JURI HENLEY-COHN Management For For ALVARO DA SILVA Management For For B. LANCE SAUERTEIG Management For For KENNETH E. SCHAIBLE Management For For JOHN S. TOMAC Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 19 of 178 IRISH CONTINENTAL GROUP PLC IR5.IR EGM Meeting Date: 09/26/2007 ISSUER: G49406146 ISIN: IE0033336516 SEDOL: B06L4G0, 3333651, B1GKL63, 3339455
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1. APPROVE THE SCHEME OF ARRANGEMENT Management For *Management Position Unknown 2. APPROVE THE CANCELLATION OF THE CANCELLATION SHARES Management For *Management Position Unknown 3. AUTHORIZE THE DIRECTORS TO ALLOT SECURITIES AND Management For *Management Position Unknown APPLICATION OF RESERVES 4. AMEND THE ARTICLES Management For *Management Position Unknown
IRISH CONTINENTAL GROUP PLC IR5.IR EGM Meeting Date: 09/26/2007 ISSUER: G49406146 ISIN: IE0033336516 SEDOL: B06L4G0, 3333651, B1GKL63, 3339455
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1. APPROVE THE PROPOSALS RELATING TO THE 1988 SHARE Management For *Management Position Unknown OPTION SCHEME
IRISH CONTINENTAL GROUP PLC IR5.IR CRT Meeting Date: 09/26/2007 ISSUER: G49406146 ISIN: IE0033336516 SEDOL: B06L4G0, 3333651, B1GKL63, 3339455
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1. APPROVE THE SCHEME OF ARRANGEMENT AS REVISED Management For *Management Position Unknown
CATALYTICA ENERGY SYSTEMS, INC. CESI SPECIAL MEETING DATE: 09/27/2007 ISSUER: 148884109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 ADOPT THE CONTRIBUTION AND MERGER AGREEMENT, Management For For AS AMENDED, BY AND AMONG CATALYTICA ENERGY SYSTEMS, INC., RENEGY HOLDINGS, INC., OR RENEGY, SNOWFLAKE ACQUISITION CORPORATION, RENEGY TRUCKING, LLC, SNOWFLAKE WHITE MOUNTAIN POWER, LLC, ROBERT M. WORSLEY, CHRISTI M. WORSLEY AND THE ROBERT M. WORSLEY AND CHRISTI M. WORSLEY REVOCABLE TRUST.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 20 of 178 CENTENNIAL COMMUNICATIONS CORP. CYCL ANNUAL MEETING DATE: 09/27/2007 ISSUER: 15133V208 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DARREN C. BATTISTONI Management For For ANTHONY J. DE NICOLA Management For For THOMAS E. MCINERNEY Management For For JAMES P. PELLOW Management For For RAYMOND A. RANELLI Management For For ROBERT D. REID Management For For SCOTT N. SCHNEIDER Management For For MICHAEL J. SMALL Management For For J. STEPHEN VANDERWOUDE Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management Against Against S 1999 STOCK OPTION AND RESTRICTED STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE THEREUNDER BY 3,000,000 SHARES. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2008.
DEL MONTE FOODS COMPANY DLM ANNUAL MEETING DATE: 09/27/2007 ISSUER: 24522P103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING APRIL 27, 2008. 02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against DEL MONTE FOODS COMPANY 2002 STOCK INCENTIVE PLAN. 1C TO ELECT DAVID R. WILLIAMS AS A CLASS I DIRECTOR Management For For TO HOLD OFFICE FOR THREE-YEAR TERM. 1B TO ELECT JOE L. MORGAN AS A CLASS I DIRECTOR Management For For TO HOLD OFFICE FOR THREE-YEAR TERM. 1A TO ELECT VICTOR L. LUND AS A CLASS I DIRECTOR Management For For TO HOLD OFFICE FOR THREE-YEAR TERM.
RURAL CELLULAR CORPORATION RCCC SPECIAL MEETING DATE: 10/04/2007 ISSUER: 781904107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 TO APPROVE THE ADOPTION OF THE AGREEMENT AND Management For For PLAN OF MERGER, DATED JULY 29, 2007, BY AND AMONG CELLCO PARTNERSHIP, AIRTOUCH CELLULAR, RHINO MERGER SUB CORPORATION AND RURAL CELLULAR CORPORATION, AND THE TRANSACTIONS CONTEMPLATED THEREBY. 02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING, INCLUDING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF THE FOREGOING PROPOSAL.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 21 of 178 THE MOSAIC COMPANY MOS ANNUAL MEETING DATE: 10/04/2007 ISSUER: 61945A107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For F. GUILLAUME BASTIAENS Management For For RAYMOND F. BENTELE Management For For RICHARD D. FRASCH Management For For WILLIAM R. GRABER Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
AQUILA, INC. ILA SPECIAL MEETING DATE: 10/09/2007 ISSUER: 03840P102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER. 01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF FEBRUARY 6, 2007, AMONG AQUILA, INC., GREAT PLAINS ENERGY INCORPORATED, GREGORY ACQUISITION CORP., AND BLACK HILLS CORPORATION.
STRATTEC SECURITY CORPORATION STRT ANNUAL MEETING DATE: 10/09/2007 ISSUER: 863111100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For FRANK J. KREJCI Management For For
THE L.S. STARRETT COMPANY SCX ANNUAL MEETING DATE: 10/10/2007 ISSUER: 855668109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- II APPROVAL OF 2007 EMPLOYEES STOCK PURCHASE PLAN. Management For For I DIRECTOR Management For RICHARD B. KENNEDY Management For For TERRY A. PIPER Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 22 of 178 THE MARCUS CORPORATION MCS ANNUAL MEETING DATE: 10/16/2007 ISSUER: 566330106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For STEPHEN H. MARCUS Management For For DIANE MARCUS GERSHOWITZ Management For For DANIEL F MCKEITHAN, JR Management For For ALLAN H. SELIG Management For For TIMOTHY E. HOEKSEMA Management For For BRUCE J. OLSON Management For For PHILIP L. MILSTEIN Management For For BRONSON J. HAASE Management For For JAMES D. ERICSON Management For For GREGORY S. MARCUS Management For For
AAR CORP. AIR ANNUAL MEETING DATE: 10/17/2007 ISSUER: 000361105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING MAY 31, 2008. 01 DIRECTOR Management For NORMAN R. BOBINS Management For For GERALD F FITZGERALD, JR Management For For JAMES E. GOODWIN Management For For MARC J. WALFISH Management For For
CABLEVISION SYSTEMS CORPORATION CVC SPECIAL MEETING DATE: 10/17/2007 ISSUER: 12686C109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2. 02 TO APPROVE AN AMENDMENT TO CABLEVISION SYSTEMS Management For For CORPORATION S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, WHICH WOULD MAKE SECTION A.X. OF ARTICLE FOURTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION INAPPLICABLE TO THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. 01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management Against Against MERGER, DATED AS OF MAY 2, 2007, BY AND AMONG CENTRAL PARK HOLDING COMPANY, LLC, CENTRAL PARK MERGER SUB, INC. AND CABLEVISION SYSTEMS CORPORATION AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 23 of 178 MGP INGREDIENTS, INC. MGPI ANNUAL MEETING DATE: 10/18/2007 ISSUER: 55302G103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN R. SPEIRS Management For For
ANGIODYNAMICS, INC. ANGO ANNUAL MEETING DATE: 10/22/2007 ISSUER: 03475V101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PAUL S. ECHENBERG Management For For JEFFREY GOLD Management For For DENNIS S. METENY Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ANGIODYNAMICS, INC. FOR THE FISCAL YEAR ENDING MAY 31, 2008.
LAMSON & SESSIONS CO. LMS SPECIAL MEETING DATE: 10/22/2007 ISSUER: 513696104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF AUGUST 15, 2007, AMONG THE LAMSON & SESSIONS CO., THOMAS & BETTS CORPORATION AND T&B ACQUISITION II CORP. 02 APPROVAL OF ADJOURNMENT OR POSTPONEMENT OF THE Management For For SPECIAL MEETING, IF DEEMED NECESSARY OR APPROPRIATE BY THE PROXY HOLDERS, INCLUDING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES.
CHECKFREE CORPORATION CKFR SPECIAL MEETING DATE: 10/23/2007 ISSUER: 162813109 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 24 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF AUGUST 2, 2007, AMONG FISERV, INC., BRAVES ACQUISITION CORP. AND CHECKFREE CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. 02 ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING Management For For TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT TO APPROVE THE MERGER AGREEMENT.
LIBERTY MEDIA CORPORATION LINTA SPECIAL MEETING DATE: 10/23/2007 ISSUER: 53071M302 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 04 GROUP DISPOSITION PROPOSAL. (SEE PAGE 55 OF THE Management For For PROXY STATEMENT/PROSPECTUS) 03 OPTIONAL CONVERSION PROPOSAL. (SEE PAGE 55 OF Management For For THE PROXY STATEMENT/PROSPECTUS) 02 RECAPITALIZATION PROPOSAL. (SEE PAGE 55 OF THE Management For For PROXY STATEMENT/PROSPECTUS) 01 NEW TRACKING STOCK PROPOSAL. (SEE PAGE 54 OF Management For For THE PROXY STATEMENT/PROSPECTUS)
CABLEVISION SYSTEMS CORPORATION CVC SPECIAL MEETING DATE: 10/24/2007 ISSUER: 12686C109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO APPROVE AN AMENDMENT TO CABLEVISION SYSTEMS Management For For CORPORATION S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, WHICH WOULD MAKE SECTION A.X. OF ARTICLE FOURTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION INAPPLICABLE TO THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. 01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management Against Against MERGER, DATED AS OF MAY 2, 2007, BY AND AMONG CENTRAL PARK HOLDING COMPANY, LLC, CENTRAL PARK MERGER SUB, INC. AND CABLEVISION SYSTEMS CORPORATION AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2.
LAMSON & SESSIONS CO. LMS SPECIAL MEETING DATE: 10/24/2007 ISSUER: 513696104 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 25 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 APPROVAL OF ADJOURNMENT OR POSTPONEMENT OF THE Management For For SPECIAL MEETING, IF DEEMED NECESSARY OR APPROPRIATE BY THE PROXY HOLDERS, INCLUDING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES. 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF AUGUST 15, 2007, AMONG THE LAMSON & SESSIONS CO., THOMAS & BETTS CORPORATION AND T&B ACQUISITION II CORP.
SCHIFF NUTRITION INTERNATIONAL, INC. WNI ANNUAL MEETING DATE: 10/25/2007 ISSUER: 806693107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2004 Management Against Against INCENTIVE AWARD PLAN. 01 DIRECTOR Management For ERIC WEIDER Management For For GEORGE F. LENGVARI Management For For BRUCE J. WOOD Management For For RONALD L. COREY Management For For ROGER H. KIMMEL Management For For BRIAN P. MCDERMOTT Management For For H.F. POWELL Management For For
DIONEX CORPORATION DNEX ANNUAL MEETING DATE: 10/30/2007 ISSUER: 254546104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID L. ANDERSON Management For For A. BLAINE BOWMAN Management For For LUKAS BRAUNSCHWEILER Management For For RODERICK MCGEARY Management For For RICCARDO PIGLIUCCI Management For For MICHAEL W. POPE Management For For 02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING JUNE 30, 2008.
STANDEX INTERNATIONAL CORPORATION SXI ANNUAL MEETING DATE: 10/30/2007 ISSUER: 854231107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK Management For For PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR PURCHASE BY 200,000. 01 DIRECTOR Management For H. NICHOLAS MULLER, III Management For For WILLIAM FENOGLIO Management For For DEBORAH A. ROSEN Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 26 of 178 03 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS.
MAGNETEK, INC. MAG ANNUAL MEETING DATE: 11/02/2007 ISSUER: 559424106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DEWAIN K. CROSS Management For For YON YOON JORDEN Management For For MITCHELL I. QUAIN Management For For DAVID P. REILAND Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
DJO INCORPORATED DJO SPECIAL MEETING DATE: 11/06/2007 ISSUER: 23325G104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JULY 15, 2007, AMONG REABLE THERAPEUTICS FINANCE LLC, REACTION ACQUISITION MERGER SUB, INC. AND DJO INCORPORATED, AS IT MAY BE AMENDED FROM TIME TO TIME. 02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER REFERRED TO IN 1.
MEREDITH CORPORATION MDP ANNUAL MEETING DATE: 11/07/2007 ISSUER: 589433101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MARY SUE COLEMAN* Management For For D.M. MEREDITH FRAZIER* Management For For JOEL W. JOHNSON* Management For For STEPHEN M. LACY* Management For For ALFRED H. DREWES** Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 27 of 178 OAKLEY, INC. OO SPECIAL MEETING DATE: 11/07/2007 ISSUER: 673662102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO POSTPONE OR ADJOURN THE SPECIAL MEETING TO Management For For A LATER DATE TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF THE MERGER AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER, IF THERE ARE NOT SUFFICIENT VOTES FOR SUCH APPROVAL AT THE TIME OF THE SPECIAL MEETING. 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JUNE 20, 2007, BY AND AMONG LUXOTTICA GROUP S.P.A., NORMA ACQUISITION CORP. AND OAKLEY, INC.
CSK AUTO CORPORATION CAO ANNUAL MEETING DATE: 11/08/2007 ISSUER: 125965103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For LAWRENCE N. MONDRY Management For For JAMES G. BAZLEN Management For For MORTON GODLAS Management For For TERILYN A. HENDERSON Management For For CHARLES K. MARQUIS Management For For CHARLES J. PHILIPPIN Management For For WILLIAM A. SHUTZER Management For For 02 RATIFY APPOINTMENT OF INDEPENDENT AUDITOR Management For For 03 APPROVE AMENDMENT TO 2004 STOCK AND INCENTIVE Management Against Against PLAN
NABI BIOPHARMACEUTICALS NABI SPECIAL MEETING DATE: 11/08/2007 ISSUER: 629519109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO APPROVE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY, TO FACILITATE THE APPROVAL OF THE PRECEDING PROPOSAL, INCLUDING TO PERMIT THE SOLICITATION OF ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PRECEDING PROPOSAL. 01 TO APPROVE THE SALE OF OUR BIOLOGICS STRATEGIC Management For For BUSINESS UNIT, AND CERTAIN OF OUR CORPORATE SHARED SERVICES ASSETS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 28 of 178 ARGO GROUP INTERNATIONAL HOLDINGS, LTD. AGII ANNUAL MEETING DATE: 11/13/2007 ISSUER: G0464B107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management For For LTD. 2007 ANNUAL INCENTIVE COMPENSATION PLAN. 02 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management For For LTD. 2007 EMPLOYEE STOCK PURCHASE PLAN. 01 DIRECTOR Management For F. SEDGWICK BROWNE Management For For HECTOR DE LEON Management For For FRANK W. MARESH Management For For JOHN R. POWER, JR. Management For For GARY V. WOODS Management For For 05 APPROVAL OF THE RECOMMENDATION OF THE AUDIT COMMITTEE Management For For OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 AND REFERRAL OF THE DETERMINATION OF THE INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS. 04 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management Against Against LTD. 2007 LONG-TERM INCENTIVE PLAN.
BALDWIN TECHNOLOGY COMPANY, INC. BLD ANNUAL MEETING DATE: 11/13/2007 ISSUER: 058264102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO AMEND THE COMPANY S RESTATED CERTIFICATE OF Management Against Against INCORPORATION TO AUTHORIZE A CLASS OF SERIAL PREFERRED STOCK. 01 DIRECTOR Management For MARK T. BECKER Management For For RONALD B. SALVAGIO Management For For GERALD A. NATHE Management For For
NATIONAL PRESTO INDUSTRIES, INC. NPK ANNUAL MEETING DATE: 11/13/2007 ISSUER: 637215104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RICHARD N. CARDOZO Management For For PATRICK J. QUINN Management For For
NORTH PITTSBURGH SYSTEMS, INC. NPSI ANNUAL MEETING DATE: 11/13/2007 ISSUER: 661562108 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 29 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For OF MERGER, DATED AS OF JULY 1, 2007, BY AND AMONG NORTH PITTSBURGH SYSTEMS, INC., CONSOLIDATED COMMUNICATIONS HOLDINGS, INC., A DELAWARE CORPORATION ( CONSOLIDATED ), AND FORT PITT ACQUISITION SUB INC., A PENNSYLVANIA CORPORATION AND A WHOLLY-OWNED SUBSIDIARY OF CONSOLIDATED. 02 DIRECTOR Management For HARRY R. BROWN Management For For CHARLES E. COLE Management For For FREDERICK J. CROWLEY Management For For ALLEN P. KIMBLE Management For For STEPHEN G. KRASKIN Management For For DAVID E. NELSEN Management For For CHARLES E. THOMAS, JR. Management For For
SIRIUS SATELLITE RADIO INC. SIRI SPECIAL MEETING DATE: 11/13/2007 ISSUER: 82966U103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 TO AMEND SIRIUS S CERTIFICATE OF INCORPORATION Management For For TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SIRIUS COMMON STOCK. 03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING. 02 TO APPROVE THE ISSUANCE OF SIRIUS COMMON STOCK, Management For For PAR VALUE $0.001 PER SHARE, AND THE ISSUANCE OF A NEW SERIES OF SIRIUS PREFERRED STOCK, PAR VALUE $0.001 PER SHARE, PURSUANT TO THE MERGER AGREEMENT, DATED AS OF FEBRUARY 19, 2007, BY AND AMONG SIRIUS SATELLITE RADIO INC., VERNON MERGER CORPORATION AND XM SATELLITE RADIO HOLDINGS INC., AS THE SAME MAY BE AMENDED.
XM SATELLITE RADIO HOLDINGS INC. XMSR SPECIAL MEETING DATE: 11/13/2007 ISSUER: 983759101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 APPROVE ANY MOTION TO ADJOURN OR POSTPONE THE Management For For SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER. 01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF FEBRUARY 19, 2007, BY AND AMONG SIRIUS SATELLITE RADIO INC., VERNON MERGER CORPORATION AND XM SATELLITE RADIO HOLDINGS INC.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 30 of 178 ELIZABETH ARDEN, INC. RDEN ANNUAL MEETING DATE: 11/14/2007 ISSUER: 28660G106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2008. 02 APPROVAL OF THE AMENDMENT TO THE 2004 STOCK INCENTIVE Management Against Against PLAN. 01 DIRECTOR Management For E. SCOTT BEATTIE Management For For FRED BERENS Management For For MAURA J. CLARK Management For For RICHARD C.W. MAURAN Management For For WILLIAM M. TATHAM Management For For J.W. NEVIL THOMAS Management For For PAUL WEST Management For For
LIFECORE BIOMEDICAL, INC. LCBM ANNUAL MEETING DATE: 11/14/2007 ISSUER: 532187101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT FISCAL YEAR ENDING JUNE 30, 2008. 01 DIRECTOR Management For DENNIS J. ALLINGHAM Management For For MARTIN J. EMERSON Management For For THOMAS H. GARRETT Management For For LUTHER T. GRIFFITH Management For For RICHARD W. PERKINS Management For For JOHN E. RUNNELLS Management For For
DONALDSON COMPANY, INC. DCI ANNUAL MEETING DATE: 11/16/2007 ISSUER: 257651109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS DONALDSON COMPANY, INC S INDEPENDENT REGISTERED ACCOUNTING FIRM TO AUDIT THE COMPANY S FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING JULY 31, 2008. 01 DIRECTOR Management For WILLIAM M. COOK Management For For MICHAEL J. HOFFMAN Management For For WILLARD D. OBERTON Management For For JOHN P. WIEHOFF Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 31 of 178 ANIMAL HEALTH INTERNATIONAL INC. AHII ANNUAL MEETING DATE: 11/20/2007 ISSUER: 03525N109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MICHAEL EISENSON Management For For JAMES C. ROBISON Management For For
TRIDENT MICROSYSTEMS, INC. TRID ANNUAL MEETING DATE: 11/20/2007 ISSUER: 895919108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MILLARD PHELPS* Management For For BRIAN R. BACHMAN* Management For For GLEN M. ANTLE** Management For For SYLVIA D. SUMMERS** Management For For 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2008.
TRIPLE CROWN MEDIA INC. TCMI ANNUAL MEETING DATE: 11/28/2007 ISSUER: 89675K102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF THE SELECTION OF BDO SEIDMAN, Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR 2008 01 DIRECTOR Management For ROBERT S. PRATHER, JR. Management For For GERALD N. AGRANOFF Management For For JAMES W. BUSBY Management For For HILTON H. HOWELL, JR. Management For For MONTE C. JOHNSON Management For For G.E. "NICK" NICHOLSON Management For For THOMAS J. STULTZ Management For For
EPOCH HOLDING CORPORATION EPHC ANNUAL MEETING DATE: 11/29/2007 ISSUER: 29428R103 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 32 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ALLAN R. TESSLER Management For For WILLIAM W. PRIEST Management For For ENRIQUE R. ARZAC Management For For JEFFREY L. BERENSON Management For For PETER A. FLAHERTY Management For For EUGENE M. FREEDMAN Management For For
SWS GROUP, INC. SWS ANNUAL MEETING DATE: 11/29/2007 ISSUER: 78503N107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 THE APPROVAL OF THE AMENDMENT TO THE SWS GROUP, Management For For INC. 2003 RESTRICTED STOCK PLAN. 01 DIRECTOR Management For DON A. BUCHHOLZ Management For For DONALD W. HULTGREN Management For For BRODIE L. COBB Management For For I.D. FLORES III Management For For LARRY A. JOBE Management For For DR. R. JAN LECROY Management For For FREDERICK R. MEYER Management For For DR. MIKE MOSES Management For For JON L. MOSLE, JR. Management For For
1-800-FLOWERS.COM, INC. FLWS ANNUAL MEETING DATE: 12/04/2007 ISSUER: 68243Q106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 29, 2008 AS DESCRIBED IN THE PROXY STATEMENT. 01 DIRECTOR Management For JOHN J. CONEFRY, JR. Management For For LEONARD J. ELMORE Management For For JAN L. MURLEY Management For For
OIL-DRI CORPORATION OF AMERICA ODC ANNUAL MEETING DATE: 12/04/2007 ISSUER: 677864100 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 33 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For J. STEVEN COLE Management For For ARNOLD W. DONALD Management For For DANIEL S. JAFFEE Management For For RICHARD M. JAFFEE Management For For JOSEPH C. MILLER Management For For MICHAEL A. NEMEROFF Management For For ALLAN H. SELIG Management For For PAUL E. SUCKOW Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JULY 31, 2008.
THOR INDUSTRIES, INC. THO ANNUAL MEETING DATE: 12/04/2007 ISSUER: 885160101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For H. COLEMAN DAVIS III Management For For PETER B. ORTHWEIN Management For For WILLIAM C. TOMSON Management For For
COLLECTORS UNIVERSE, INC. CLCT ANNUAL MEETING DATE: 12/05/2007 ISSUER: 19421R200 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For A. CLINTON ALLEN Management For For DEBORAH A. FARRINGTON Management For For DAVID G. HALL Management For For MICHAEL R. HAYNES Management For For MICHAEL J. MCCONNELL Management For For A.J. "BERT" MOYER Management For For VAN D. SIMMONS Management For For BRUCE A. STEVENS Management For For 02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For AS COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
GYRODYNE COMPANY OF AMERICA, INC. GYRO Contested ANNUAL MEETING DATE: 12/05/2007 ISSUER: 403820103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For TIMOTHY BROG Management For *Management Position Unknown PHILLIP GOLDSTEIN Management For *Management Position Unknown ANDREW DAKOS Management For *Management Position Unknown 02 RATIFICATION OF THE SELECTION OF HOLTZ RUBENSTEIN Management For *Management Position Unknown REMINICK LLP AS AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 03 A PROPOSAL TO ELIMINATE THE COMPANY S POISON PILL. Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 34 of 178 COPART, INC. CPRT ANNUAL MEETING DATE: 12/06/2007 ISSUER: 217204106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For INDEPENDENT AUDITORS FOR THE COMPANY FOR THE CURRENT FISCAL YEAR ENDING JULY 31, 2008. 02 APPROVAL OF THE ADOPTION OF THE 2007 EQUITY INCENTIVE Management Against Against PLAN. 01 DIRECTOR Management For WILLIS J. JOHNSON Management For For A. JAYSON ADAIR Management For For JAMES E. MEEKS Management For For STEVEN D. COHAN Management For For DANIEL J. ENGLANDER Management For For BARRY ROSENSTEIN Management For For THOMAS W. SMITH Management For For
FARMER BROS. CO. FARM ANNUAL MEETING DATE: 12/06/2007 ISSUER: 307675108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROGER M. LAVERTY III Management For For MARTIN A. LYNCH Management For For JAMES J. MCGARRY Management For For 03 TO APPROVE THE FARMER BROS. CO. 2007 OMNIBUS PLAN. Management For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2008.
VILLAGE SUPER MARKET, INC. VLGEA ANNUAL MEETING DATE: 12/07/2007 ISSUER: 927107409 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES SUMAS Management For For PERRY SUMAS Management For For ROBERT SUMAS Management For For WILLIAM SUMAS Management For For JOHN P. SUMAS Management For For JOHN J. MCDERMOTT Management For For STEVEN CRYSTAL Management For For DAVID C. JUDGE Management For For 02 APPROVAL OF KPMG LLP TO BE THE INDEPENDENT AUDITORS Management For For OF THE COMPANY FOR FISCAL 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 35 of 178 ANDREW CORPORATION ANDW SPECIAL MEETING DATE: 12/10/2007 ISSUER: 034425108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF JUNE 26, 2007, BY AND AMONG COMMSCOPE, INC., A DELAWARE CORPORATION, DJROSS, INC., A DELAWARE CORPORATION AND AN INDIRECT WHOLLY OWNED SUBSIDIARY OF COMMSCOPE, AND THE COMPANY, AS THE SAME MAY BE AMENDED FROM TIME TO TIME. 02 TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL Management For For PROXIES FOR APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, IF NECESSARY.
GP STRATEGIES CORPORATION GPX ANNUAL MEETING DATE: 12/10/2007 ISSUER: 36225V104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For HARVEY P. EISEN Management For For MARSHALL S. GELLER Management For For SCOTT N. GREENBERG Management For For SUE W. KELLY Management For For R.C. PFENNIGER, JR. Management For For A. MARVIN STRAIT Management For For GENE A. WASHINGTON Management For For 03 TO RATIFY THE BOARD OF DIRECTORS APPOINTMENT Management For For OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 02 TO AMEND THE COMPANY S RESTATED CERTIFICATE OF Management For For INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 25 TO 35 MILLION SHARES.
SUNCOM WIRELESS HOLDINGS, INC. TI5A.F SPECIAL MEETING DATE: 12/10/2007 ISSUER: 86722Q207 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF SEPTEMBER 16, 2007, BY AND AMONG SUNCOM WIRELESS HOLDINGS, INC., T-MOBILE USA, INC. AND TANGO MERGER SUB, INC., A WHOLLY OWNED SUBSIDIARY OF T-MOBILE USA, INC., AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. 02 APPROVAL OF ANY ADJOURNMENTS OF THE SPECIAL MEETING Management For For TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER DESCRIBED IN PROPOSAL 1 IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF ANY SUCH ADJOURNMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER DESCRIBED IN PROPOSAL 1.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 36 of 178 ELONG, INC. LONG ANNUAL MEETING DATE: 12/11/2007 ISSUER: 290138205 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO RATIFY THE SELECTION OF KPMG AS AUDITORS FOR Management For For THE FISCAL YEAR ENDING DECEMBER 31, 2007. 01 DIRECTOR Management For HENRIK V. KJELLBERG Management For For JUSTIN TANG Management For For THOMAS GURNEE Management For For MICHAEL DOYLE Management For For ARTHUR HOFFMAN Management For For BARRY HARFORD Management For For JOHAN SVANSTROM Management For For
WD-40 COMPANY WDFC ANNUAL MEETING DATE: 12/11/2007 ISSUER: 929236107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For J.C. ADAMS JR. Management For For G.H. BATEMAN Management For For P.D. BEWLEY Management For For R.A. COLLATO Management For For M.L. CRIVELLO Management For For L.A. LANG Management For For K.E. OLSON Management For For G.O. RIDGE Management For For N.E. SCHMALE Management For For 02 TO APPROVE WD-40 COMPANY 2007 STOCK INCENTIVE Management Against Against PLAN. 03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR 2008.
NAVTEQ CORPORATION NVT SPECIAL MEETING DATE: 12/12/2007 ISSUER: 63936L100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Management For For AS OF OCTOBER 1, 2007 BY AND AMONG NOKIA INC., NORTH ACQUISITION CORP., NOKIA CORPORATION AND NAVTEQ CORPORATION. 02 APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING, Management For For IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF PROPOSAL 1.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 37 of 178 PENN NATIONAL GAMING, INC. PENN SPECIAL MEETING DATE: 12/12/2007 ISSUER: 707569109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JUNE 15, 2007, BY AND AMONG PENN NATIONAL GAMING, INC., PNG ACQUISITION COMPANY INC. AND PNG MERGER SUB INC. 02 ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
GSE SYSTEMS, INC. GVP SPECIAL MEETING DATE: 12/13/2007 ISSUER: 36227K106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 TO APPROVE THE COMPANY S 1995 LONG-TERM INCENTIVE Management Against Against PLAN (AS AMENDED AND RESTATED, EFFECTIVE SEPTEMBER 25, 2007). 02 TO APPROVE THE COMPANY S FOURTH AMENDED AND RESTATED Management For For CERTIFICATE OF INCORPORATION. 01 TO APPROVE THE COMPANY S SECOND AMENDED AND RESTATED Management For For BYLAWS.
POSSIS MEDICAL, INC. POSS ANNUAL MEETING DATE: 12/13/2007 ISSUER: 737407106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT G. DUTCHER Management For For MARY K. BRAINERD Management For For SEYMOUR J. MANSFIELD Management For For W.C. MATTISON, JR. Management For For WHITNEY A. MCFARLIN Management For For DONALD C. WEGMILLER Management For For RODNEY A. YOUNG Management For For 03 IN HIS DISCRETION, THE PROXY IS HEREBY AUTHORIZED Management For For TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. 02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Management For For LLP AS OUR INDEPENDENT AUDITORS.
INTERPUMP GROUP SPA, SANT'ILARIO (RE) IP.MI EGM Meeting Date: 12/18/2007 ISSUER: T5513W107 ISIN: IT00010BLOCKING SEDOL: B28JL43, 5849004, 5161407
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 38 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 19 DEC 2007 AND A THIRD CALL ON 20 DEC 2007 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. APPROVE THE CAPITAL DECREASE FROM EUR 41,558,535.20 Management Take No TO EUR 39,962,438.88 BY CANCELLATION OF N. 3,069,416 Action OWN SHARES, PURSUANT TO ARTICLE 2445 OF THE ITALIAN CIVIL CODE
INVERNESS MEDICAL INNOVATIONS, INC. IMA SPECIAL MEETING DATE: 12/20/2007 ISSUER: 46126P106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 APPROVE AN INCREASE TO THE NUMBER OF SHARES OF Management Against Against COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE INVERNESS MEDICAL INNOVATIONS, INC. 2001 STOCK OPTION AND INCENTIVE PLAN BY 3,000,000, FROM 8,074,871 TO 11,074,871.
NATIONAL PATENT DEV CORP NPDV.OB ANNUAL MEETING DATE: 12/20/2007 ISSUER: 637132101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For HARVEY P. EISEN Management For For JOHN C. BELKNAP Management For For TALTON R. EMBRY Management For For S. LESLIE FLEGEL Management For For SCOTT N. GREENBERG Management For For LAWRENCE G. SCHAFRAN Management For For 02 TO AMEND THE COMPANY S 2003 INCENTIVE STOCK PLAN Management Against Against TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER THE PLAN BY 1,750,000 SHARES AND THE AGGREGATE NUMBER OF SHARES AVAILABLE FOR GRANT ANNUALLY TO AN INDIVIDUAL BY 2,250,000. 03 TO APPROVE AND ADOPT THE COMPANY S 2007 INCENTIVE Management Against Against STOCK PLAN. 04 TO RATIFY THE APPOINTMENT OF EISNER LLP AS THE Management For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
SYCAMORE NETWORKS, INC. SCMR ANNUAL MEETING DATE: 12/20/2007 ISSUER: 871206108 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 39 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CRAIG R. BENSON Management For For GURURAJ DESHPANDE Management For For 03 TO RATIFY THE SELECTION OF THE FIRM OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2008. 02 TO AUTHORIZE THE BOARD OF DIRECTORS, IN ITS DISCRETION, Management For For TO AMEND SYCAMORE S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF ITS OUTSTANDING COMMON STOCK AT A RATIO OF (I) ONE-FOR-FIVE, (II) ONE-FOR-SEVEN, OR (III) ONE-FOR-TEN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
PHOENIX TECHNOLOGIES LTD. PTEC ANNUAL MEETING DATE: 01/02/2008 ISSUER: 719153108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 05 TO APPROVE AMENDMENTS TO THE COMPANY S 2001 EMPLOYEE Management For For STOCK PURCHASE PLAN (THE ESPP ) TO (A) INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE ESPP BY 500,000 SHARES TO AN AGGREGATE OF 1,750,000 SHARES AND (B) EXTEND THE TERM OF THE ESPP. 04 TO APPROVE THE COMPANY S 2007 EQUITY INCENTIVE Management Against Against PLAN. 03 TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED Management For For CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF THE COMPANY S BOARD OF DIRECTORS AND THEREBY ENSURE THAT EACH DIRECTOR WILL STAND FOR ELECTION ANNUALLY AND TO REMOVE ALL REFERENCES TO SERIES A JUNIOR PARTICIPATING PREFERRED STOCK. 02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR. 01 DIRECTOR Management For DALE FULLER Management For For DOUGLAS BARNETT Management For For RICHARD NOLING Management For For 06 TO APPROVE THE MATERIAL TERMS OF PERFORMANCE Management For For VESTING STOCK OPTION GRANTS TO CERTAIN EXECUTIVE OFFICERS AND RELATED AMENDMENTS TO THE COMPANY S 1999 STOCK PLAN.
FOSTER WHEELER LTD. FWLT SPECIAL MEETING DATE: 01/08/2008 ISSUER: G36535139 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 INCREASE IN THE AUTHORIZED SHARE CAPITAL OF THE Management For For COMPANY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 40 of 178 MOOG INC. MOGA ANNUAL MEETING DATE: 01/09/2008 ISSUER: 615394202 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 APPROVAL OF THE 2008 STOCK APPRECIATION RIGHTS Management For For PLAN. 01 DIRECTOR Management For ROBERT T. BRADY Management For For 03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For FOR THE YEAR 2008.
ROBBINS & MYERS, INC. RBN ANNUAL MEETING DATE: 01/09/2008 ISSUER: 770196103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 AMENDMENT TO THE COMPANY S SENIOR EXECUTIVE ANNUAL Management For For CASH BONUS PLAN. 01 DIRECTOR Management For DAVID T. GIBBONS Management For For STEPHEN F. KIRK Management For For PETER C. WALLACE Management For For 03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING AUGUST 31, 2008.
A. SCHULMAN, INC. SHLM Contested ANNUAL MEETING DATE: 01/10/2008 ISSUER: 808194104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING AUGUST 31, 2008. 01 DIRECTOR Management For JOSEPH M. GINGO Management For For JAMES A. KARMAN Management For For JAMES A. MITAROTONDA Management For For STANLEY W. SILVERMAN Management For For 03 TO APPROVE A STOCKHOLDER PROPOSAL TO HAVE THE Shareholder For Against BOARD OF DIRECTORS CREATE A SPECIAL COMMITTEE OF INDEPENDENT DIRECTORS TO ENGAGE AN INVESTMENT BANKING FIRM TO EVALUATE STRATEGIC ALTERNATIVES FOR THE CORPORATION.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 41 of 178 ACUITY BRANDS, INC. AYI ANNUAL MEETING DATE: 01/10/2008 ISSUER: 00508Y102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT F. MCCULLOUGH Management For For NEIL WILLIAMS Management For For 02 APPROVAL OF THE AMENDED AND RESTATED ACUITY BRANDS, Management Against Against INC. LONG-TERM INCENTIVE PLAN 03 APPROVAL OF THE ACUITY BRANDS, INC. 2007 MANAGEMENT Management For For COMPENSATION AND INCENTIVE PLAN 04 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM
TECH/OPS SEVCON, INC. TO ANNUAL MEETING DATE: 01/22/2008 ISSUER: 878293109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For BOYLE Management For For STUMP Management For For
CRAZY WOMAN CREEK BANCORP INCORPORATED CRZY ANNUAL MEETING DATE: 01/23/2008 ISSUER: 225233105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RICHARD REIMANN Management For For SANDRA K. TODD Management For For 02 THE RATIFICATION OF THE APPOINTMENT OF DOOLEY Management For For & JELLY, CPA AS INDEPENDENT AUDITORS OF CRAZY WOMAN CREEK BANCORP INCORPORATED FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008.
WOODWARD GOVERNOR COMPANY WGOV ANNUAL MEETING DATE: 01/23/2008 ISSUER: 980745103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING SEPTEMBER 30, 2008 01 DIRECTOR Management For MARY L. PETROVICH Management For For LARRY E. RITTENBERG Management For For MICHAEL T. YONKER Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 42 of 178 03 PROPOSAL TO AMEND ARTICLE FOURTH OF THE CERTIFICATE Management For For OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 150,000,000 AS WELL AS TO EFFECT A TWO-FOR-ONE STOCK SPLIT OF THE COMMON STOCK
ALBERTO-CULVER COMPANY ACV ANNUAL MEETING DATE: 01/24/2008 ISSUER: 013078100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For THOMAS A. DATTILO Management For For JIM EDGAR Management For For SAM J. SUSSER Management For For 02 APPROVAL OF THE EMPLOYEE STOCK OPTION PLAN OF Management For For 2006, AS AMENDED. 03 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN, AS Management For For AMENDED. 04 APPROVAL OF THE 2006 SHAREHOLDER VALUE INCENTIVE Management For For PLAN, AS AMENDED. 05 APPROVAL OF THE 2006 RESTRICTED STOCK PLAN, AS Management For For AMENDED.
BALDWIN TECHNOLOGY COMPANY, INC. BLD ANNUAL MEETING DATE: 01/24/2008 ISSUER: 058264102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MARK T. BECKER Management For For RONALD B. SALVAGIO Management For For GERALD A. NATHE Management For For
SALLY BEAUTY HOLDINGS, INC. SBH ANNUAL MEETING DATE: 01/24/2008 ISSUER: 79546E104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2008. 01 DIRECTOR Management For KATHLEEN J. AFFELDT Management For For WALTER L. METCALFE, JR. Management For For EDWARD W. RABIN Management For For GARY G. WINTERHALTER Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 43 of 178 LINDSAY CORPORATION LNN ANNUAL MEETING DATE: 01/28/2008 ISSUER: 535555106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 AUDITOR. RATIFICATION OF THE APPOINTMENT OF KPMG Management For For LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING AUGUST 31, 2008. 01 DIRECTOR Management For MICHAEL N. CHRISTODOLOU Management For For J. DAVID MCINTOSH Management For For
PENFORD CORPORATION PENX ANNUAL MEETING DATE: 01/30/2008 ISSUER: 707051108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM E. BUCHHOLZ Management For For JOHN C. HUNTER III Management For For JAMES E. WARJONE Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
THE SCOTTS MIRACLE-GRO CO. SMG ANNUAL MEETING DATE: 01/31/2008 ISSUER: 810186106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES HAGEDORN Management For For KAREN G. MILLS Management For For NANCY G. MISTRETTA Management For For STEPHANIE M. SHERN Management For For
WHX CORPORATION WXCP SPECIAL MEETING DATE: 01/31/2008 ISSUER: 929248508 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS, Management For For AT ITS DISCRETION, TO AMEND WHX S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE WHX S AUTHORIZED CAPITAL STOCK FROM 55,000,000 SHARES, CONSISTING OF 50,000,000 SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, AND 5,000,000 SHARES OF PREFERRED STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 44 of 178 ADAMS GOLF, INC. ADGO SPECIAL MEETING DATE: 02/04/2008 ISSUER: 006228100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTORS PROPOSAL - TO AMEND THE COMPANY S CERTIFICATE Management For For OF INCORPORATION TO EFFECT A ONE FOR FOUR REVERSE STOCK SPLIT OF THE OUTSTANDING SHARES OF THE COMPANY S COMMON STOCK.
J & J SNACK FOODS CORP. JJSF ANNUAL MEETING DATE: 02/05/2008 ISSUER: 466032109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For SIDNEY R. BROWN Management For For
OSHKOSH TRUCK CORPORATION OSK ANNUAL MEETING DATE: 02/05/2008 ISSUER: 688239201 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 04 SHAREHOLDER PROPOSAL - TO REDEEM OR BRING TO Shareholder For Against SHAREHOLDER VOTE THE COMPANY S SHAREHOLDER RIGHTS PLAN. 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP, AS INDEPENDENT AUDITORS. 02 AMEND THE RESTATED ARTICLES OF INCORPORATION Management For For TO CHANGE THE NAME OF THE COMPANY TO OSHKOSH CORPORATION. 1L ELECTION OF DIRECTOR: CHARLES L. SZEWS Management For For 1K ELECTION OF DIRECTOR: RICHARD G. SIM Management For For 1J ELECTION OF DIRECTOR: TIMOTHY J. ROEMER Management For For 1I ELECTION OF DIRECTOR: J. PETER MOSLING, JR. Management For For 1H ELECTION OF DIRECTOR: HARVEY N. MEDVIN Management For For 1G ELECTION OF DIRECTOR: KATHLEEN J. HEMPEL Management For For 1F ELECTION OF DIRECTOR: MICHAEL W. GREBE Management For For 1E ELECTION OF DIRECTOR: FREDERICK M. FRANKS, JR. Management For For 1D ELECTION OF DIRECTOR: RICHARD M. DONNELLY Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 45 of 178 1C ELECTION OF DIRECTOR: ROBERT A. CORNOG Management For For 1B ELECTION OF DIRECTOR: ROBERT G. BOHN Management For For 1A ELECTION OF DIRECTOR: J. WILLIAM ANDERSEN Management For For
RALCORP HOLDINGS, INC. RAH ANNUAL MEETING DATE: 02/05/2008 ISSUER: 751028101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID R. BANKS Management For For KEVIN J. HUNT Management For For DAVID W. KEMPER Management For For J. PATRICK MULCAHY Management For For DAVID R. WENZEL Management For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For RALCORP HOLDINGS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008.
ESCO TECHNOLOGIES INC. ESE ANNUAL MEETING DATE: 02/06/2008 ISSUER: 296315104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 RATIFICATION OF COMPANY S SELECTION OF KPMG LLP Management For For AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING SEPTEMBER 30, 2008. 01 DIRECTOR Management For L.W. SOLLEY Management For For J.D. WOODS Management For For 02 APPROVAL OF AMENDMENTS TO THE COMPANY S 2004 Management For For INCENTIVE COMPENSATION PLAN, 2001 STOCK INCENTIVE PLAN AND 1999 STOCK OPTION PLAN.
GRIFFON CORPORATION GFF ANNUAL MEETING DATE: 02/06/2008 ISSUER: 398433102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For BERTRAND M. BELL* Management For For ROBERT G. HARRISON* Management For For RONALD J. KRAMER* Management For For MARTIN S. SUSSMAN* Management For For JOSEPH J. WHALEN* Management For For GORDON E. FORNELL** Management For For JAMES A. MITAROTONDA** Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 46 of 178 03 APPROVAL OF AMENDMENT TO THE GRIFFON CORPORATION Management For For 2006 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR GRANT UNDER THE PLAN BY 300,000 SHARES. 02 APPROVAL OF AMENDMENT OF THE GRIFFON CORPORATION Management For For CERTIFICATE OF INCORPORATION TO REDUCE THE SUPERMAJORITY VOTE REQUIRED BY ARTICLE TWELFTH TO A MAJORITY VOTE. 04 RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE Management For For OF GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
MWI VETERINARY SUPPLY, INC. MWIV ANNUAL MEETING DATE: 02/06/2008 ISSUER: 55402X105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For KEITH E. ALESSI Management For For BRUCE C. BRUCKMANN Management For For JAMES F. CLEARY Management For For JOHN F. MCNAMARA Management For For A. CRAIG OLSON Management For For ROBERT N. REBHOLTZ, JR. Management For For WILLIAM J. ROBISON Management For For 03 APPROVAL OF 2008 EMPLOYEE STOCK PURCHASE PLAN Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
ENODIS PLC, LONDON ENO.L AGM Meeting Date: 02/07/2008 ISSUER: G01616104 ISIN: GB0000931526 SEDOL: B1HKN00, B02S5F1, 0093152, 5829976
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR Management For For THE YE 29 SEP 2007 TOGETHER WITH THE DIRECTORS REPORT AND THE AUDITORS REPORT THEREON 2. DECLARE A FINAL DIVIDEND OF 3.0P PER ORDINARY Management For For SHARE 3. RE-APPOINT MR. P. M. BROOKS AS A DIRECTOR, PURSUANT Management For For TO THE COMBINED CODE PROVISION A.7.2 4. RE-APPOINT MR. R. C. EIMERS AS A DIRECTOR, IN Management For For ACCORDANCE WITH ARTICLE 98 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 97 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY 5. RE-APPOINT MR. J. J. ROSS AS A DIRECTOR IN ACCORDANCE Management For For WITH ARTICLE 98 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 97 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY 6. RE-APPOINT MR. W. D. WRENCH AS A DIRECTOR IN Management For For ACCORDANCE WITH ARTICLE 98 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 97 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 47 of 178 7. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For For OF THE COMPANY FOR THE FYE 27 SEP 2008 8. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For For OF THE AUDITORS 12. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For For THE YE 29 SEP 2007 9. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For For THE AUTHORITY GIVEN TO THEM AT THE AGM ON 08 FEB 2007 BUT WITHOUT PREJUDICE TO ANY PREVIOUS ALLOTMENTS UNDER SUCH SUBSTITUTED AUTHORITY AND IN ACCORDANCE WITH SECTION 80 OF THE COMPANIES ACT 1985 THE 1985 ACT , TO ALLOT RELEVANT SECURITIES SECTION 80(2) OF THE 1985 ACT UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 12,283,307; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY TO BE HELD IN 2009 OR 15 MONTHS; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.10 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For For OF RESOLUTION 9, PURSUANT TO SECTION 95 OF THE 1985 ACT, TO ALLOT EQUITY SECURITIES SECTION 94(2) OF THE 1985 ACT OF THE COMPANY FOR CASH PURSUANT TO THE GENERAL AUTHORITY CONFERRED BY RESOLUTION 9 AND SELL RELEVANT SHARES SECTION 94(5) OF THE 1985 ACT HELD BY THE COMPANY AS TREASURY SHARES SECTION 94(3) OF THE 1985 ACT FOR CASH SECTION 162D(2) OF THE 1985 ACT, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1) OF THE 1985 ACT, PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION WITH AN OFFER OF SECURITIES, OPEN FOR ACCEPTANCE FOR A FIXED PERIOD, BY THE DIRECTORS TO HOLDERS OF ORDINARY SHAREHOLDERS; AND B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,842,496; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY TO BE HELD IN 2009 OR 15 MONTHS; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.11 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION Management For For 166 OF THE 1985 ACT, TO MAKE ONE OR MORE MARKET PURCHASES SECTION 163(3) OF THE 1985 ACT OF UP TO 36,849,923 ORDINARY SHARES 10% OF THE ISSUED ORDINARY SHARE CAPITAL OF 10P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE EQUAL TO ITS NOMINAL VALUE WHICH AMOUNT SHALL BE EXCLUSIVE OF EXPENSES AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARES OF THE COMPANY AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY TO BE HELD IN 2009 OR 15 MONTHS; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY 13. APPROVE THE AMENDMENTS TO THE ENODIS PLC PERFORMANCE Management For For SHARE PLAN THE PSP , AS SPECIFIED; AUTHORIZE THE DIRECTOR TO DO ALL SUCH ACTS AND THINGS AS THEY CONSIDER NECESSARY OR EXPEDIENT TO CARRY THE AMENDMENTS INTO EFFECT AND TO VOTE AND BE COUNTED IN THE QUORUM, ON ANY MATTER CONNECTED WITH THE PSP, NOTWITHSTANDING THAT THEY MAY BE INTERESTED IN THE SAME EXCEPT THAT NO DIRECTOR MAY BE COUNTED IN A QUORUM OR VOTE IN RESPECT OF HIS OWN PARTICIPATION S.14 APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION Management For For OF THE COMPANY, AS SPECIFIED
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 48 of 178 LANDAUER, INC. LDR ANNUAL MEETING DATE: 02/07/2008 ISSUER: 51476K103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 PROPOSAL TO APPROVE THE LANDAUER, INC. INCENTIVE Management For For COMPENSATION PLAN. 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. 01 DIRECTOR Management For MR. CRONIN Management For For MR. RISK Management For For MR. SAXELBY Management For For
INGLES MARKETS, INCORPORATED IMKTA ANNUAL MEETING DATE: 02/12/2008 ISSUER: 457030104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For FRED D. AYERS Management For For JOHN O. POLLARD Management For For
INSTEEL INDUSTRIES, INC. IIIN ANNUAL MEETING DATE: 02/19/2008 ISSUER: 45774W108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GARY L. PECHOTA Management For For W. ALLEN ROGERS II Management For For WILLIAM J. SHIELDS Management For For
GLOBAL TRAFFIC NETWORK, INC. GNET ANNUAL MEETING DATE: 02/20/2008 ISSUER: 37947B103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 PROPOSAL TO RATIFY THE APPOINTMENT OF BDO KENDALLS Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 49 of 178 02 DIRECTOR Management For WILLIAM L. YDE III Management For For DALE C. ARFMAN Management For For GARY O. BENSON Management For For SHANE E. COPPOLA Management For For STUART R. ROMENESKO Management For For GARY L. WOROBOW Management For For 01 PROPOSAL TO CHANGE THE COMPANY S STATE OF INCORPORATION Management For For FROM DELAWARE TO NEVADA BY MERGING THE COMPANY WITH A WHOLLY-OWNED SUBSIDIARY PURSUANT AN AGREEMENT AND PLAN OF MERGER IN THE FORM ATTACHED AS APPENDIX A TO THE PROXY STATEMENT FOR THE ANNUAL MEETING.
LEE ENTERPRISES, INCORPORATED LEE ANNUAL MEETING DATE: 02/20/2008 ISSUER: 523768109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RICHARD R. COLE Management For For NANCY S. DONOVAN Management For For LEONARD J. ELMORE Management For For HERBERT W. MOLONEY III Management For For 02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
INNOVATIVE SOLUTIONS AND SUPPORT, INC. ISSC ANNUAL MEETING DATE: 02/21/2008 ISSUER: 45769N105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 APPROVAL OF THE 2008 STOCK-BASED INCENTIVE COMPENSATION Management Against Against PLAN. 01 DIRECTOR Management For GLEN R. BRESSNER Management For For R.E. MITTELSTAEDT, JR. Management For For RAYMOND J. WILSON Management For For
MATTHEWS INTERNATIONAL CORPORATION MATW ANNUAL MEETING DATE: 02/21/2008 ISSUER: 577128101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO APPROVE THE ADOPTION OF THE 2007 EQUITY INCENTIVE Management Against Against PLAN. 01 DIRECTOR Management For ROBERT G. NEUBERT Management For For MARTIN SCHLATTER Management For For JOHN D. TURNER Management For For 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE RECORDS OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 50 of 178 BRUKER BIOSCIENCES CORPORATION BRKR SPECIAL MEETING DATE: 02/25/2008 ISSUER: 116794108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 07 DIRECTOR Management For DIRK D. LAUKIEN, PH.D.* Management For For TONY KELLER** Management For For 06 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For CHANGE THE NAME OF BRUKER BIOSCIENCES CORPORATION TO BRUKER CORPORATION. 05 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Management For For STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK FOR WHICH OPTIONS MAY BE GRANTED. 04 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For INCREASE THE NUMBER OF AUTHORIZED SHARES THAT MAY BE ISSUED BY THE COMPANY. 03 TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE Management For For MERGER AGREEMENT, BY AND AMONG BRUKER BIOSCIENCES AND BRUKER BIOSPIN INVEST AG, BRUKER BIOSPIN BETEILIGUNGS AG AND THE STOCKHOLDERS OF BRUKER BIOSPIN INVEST AG RELATING TO THE ACQUISITION OF BRUKER BIOSPIN INVEST AG BY BRUKER BIOSCIENCES. 02 TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE Management For For SHARE PURCHASE AGREEMENT, BY AND AMONG BRUKER BIOSCIENCES, BRUKER PHYSIK GMBH AND TECHNEON AG AND THE SHAREHOLDERS OF BRUKER PHYSIK AND TECHNEON RELATING TO THE ACQUISITION OF BRUKER PHYSIK BY BRUKER BIOSCIENCES. 01 TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE Management For For STOCK PURCHASE AGREEMENT, BY AND AMONG BRUKER BIOSCIENCES AND BRUKER BIOSPIN INC. AND THE STOCKHOLDERS OF BRUKER BIOSPIN INC. RELATING TO THE ACQUISITION OF BRUKER BIOSPIN INC. BY BRUKER BIOSCIENCES.
GREIF INC. GEF ANNUAL MEETING DATE: 02/25/2008 ISSUER: 397624206 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- I DIRECTOR Management For VICKI L. AVRIL Management For For MICHAEL H. DEMPSEY Management For For BRUCE A. EDWARDS Management For For MARK A. EMKES Management For For JOHN F. FINN Management For For MICHAEL J. GASSER Management For For DANIEL J. GUNSETT Management For For JUDITH D. HOOK Management For For PATRICK J. NORTON Management For For
DEL GLOBAL TECHNOLOGIES CORP. DGTC ANNUAL MEETING DATE: 02/26/2008 ISSUER: 245073101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 51 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING AUGUST 2, 2008. 01 DIRECTOR Management For GERALD M. CZARNECKI Management For For JAMES R. HENDERSON Management For For GEN. MERRILL A. MCPEAK Management For For JAMES A. RISHER Management For For
HERLEY INDUSTRIES, INC. HRLY ANNUAL MEETING DATE: 02/26/2008 ISSUER: 427398102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 RATIFICATION OF THE APPOINTMENT OF MARCUM & KLIEGMAN Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING AUGUST 3, 2008. 02 APPROVAL OF AN AMENDMENT TO THE BY-LAWS TO PROVIDE Management For For FOR THE RESIGNATION OF ANY DIRECTOR NOMINEE WHO RECEIVES MORE WITHHELD THAN FOR VOTES IN AN UNCONTESTED ELECTION. 01 DIRECTOR Management For MYRON LEVY Management For For DR. EDWARD A. BOGUCZ Management For For
SIRONA DENTAL SYSTEMS, INC. SIRO ANNUAL MEETING DATE: 02/26/2008 ISSUER: 82966C103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG DEUTSCHE Management For For TREUHAND-GESELLSCHAFT, AKTIENGESELLSCHAFT, WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT, GERMANY AS THE COMPANY S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008. 01 DIRECTOR Management For WILLIAM K. HOOD Management For For H.M. JANSEN KRAEMER, JR Management For For JEFFREY T. SLOVIN Management For For
REGENERATION TECHNOLOGIES, INC. RTIX SPECIAL MEETING DATE: 02/27/2008 ISSUER: 75886N100 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 52 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 AMENDMENT OF CERTIFICATE OF INCORPORATION TO Management For For INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK AND CHANGE NAME 03 POSSIBLE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For MEETING 02 ISSUANCE OF COMMON STOCK TO FORMER STOCKHOLDERS Management For For OF TUTOGEN MEDICAL, INC.
UNIVERSAL TECHNICAL INSTITUTE, INC. UTI ANNUAL MEETING DATE: 02/27/2008 ISSUER: 913915104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For 01 DIRECTOR Management For CONRAD A. CONRAD Management For For KIMBERLY J. MCWATERS Management For For
NOBILITY HOMES, INC. NOBH ANNUAL MEETING DATE: 02/29/2008 ISSUER: 654892108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For TERRY E. TREXLER Management For For RICHARD C. BARBERIE Management For For ROBERT P. HOLLIDAY Management For For ROBERT P. SALTSMAN Management For For THOMAS W. TREXLER Management For For
THE STEAK N SHAKE COMPANY SNS Contested ANNUAL MEETING DATE: 03/07/2008 ISSUER: 857873103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For SARDAR BIGLARI Management For *Management Position Unknown PHILIP L. COOLEY Management For *Management Position Unknown 03 THE COMPANY S PROPOSAL TO APPROVE THE 2008 EQUITY Management Against *Management Position Unknown INCENTIVE PLAN. 02 THE COMPANY S PROPOSAL TO RATIFY THE SELECTION Management For *Management Position Unknown OF DELOITTE & TOUCHE, LLP AS THE COMPANY S INDEPENDENT AUDITORS.
OMNOVA SOLUTIONS INC. OMN ANNUAL MEETING DATE: 03/19/2008 ISSUER: 682129101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 53 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2008. 01 DIRECTOR Management For EDWARD P. CAMPBELL Management For For MICHAEL J. MERRIMAN Management For For WILLIAM R. SEELBACH Management For For
MVC CAPITAL, INC. MVC ANNUAL MEETING DATE: 03/24/2008 ISSUER: 553829102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For EMILIO DOMINIANNI Management For For GERALD HELLERMAN Management For For WARREN HOLTSBERG Management For For ROBERT KNAPP Management For For WILLIAM TAYLOR Management For For MICHAEL TOKARZ Management For For
THE MIDLAND COMPANY MLAN SPECIAL MEETING DATE: 03/24/2008 ISSUER: 597486109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 TO ADOPT THE AGREEMENT AND THE PLAN OF MERGER, Management For For DATED AS OF OCTOBER 16, 2007, BY AND AMONG MUNICH-AMERICAN HOLDING CORPORATION, MONUMENT CORPORATION AND THE MIDLAND COMPANY. 02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For THE SPECIAL MEETING OF SHAREHOLDERS, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1.
GENCORP INC. GY ANNUAL MEETING DATE: 03/26/2008 ISSUER: 368682100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES R. HENDERSON Management For For WARREN G. LICHTENSTEIN Management For For DAVID A. LORBER Management For For TODD R. SNYDER Management For For MARTIN TURCHIN Management For For TIMOTHY A. WICKS Management For For SHEILA E. WIDNALL Management For For ROBERT C. WOODS Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 54 of 178 02 RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT Management For For OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY.
STERLING FINANCIAL CORPORATION-PA SLFI SPECIAL MEETING DATE: 03/26/2008 ISSUER: 859317109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 TO APPROVE SUCH OTHER MATTERS AS MAY BE APPROPRIATE Management For For IN CONNECTION WITH THE APPROVAL OF THE PLAN OF MERGER AND THE TRANSACTIONS CONTEMPLATED THEREBY. 02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE PLAN OF MERGER. 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF JULY 19, 2007, BETWEEN THE PNC FINANCIAL SERVICES GROUP, INC. AND STERLING FINANCIAL CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME (THE PLAN OF MERGER ), WHICH PROVIDES FOR, AMONG OTHER THINGS, THE MERGER OF STERLING FINANCIAL CORPORATION WITH AND INTO THE PNC FINANCIAL SERVICES GROUP, INC.
NOBEL BIOCARE HOLDING AG NOBN.VX AGM Meeting Date: 03/27/2008 ISSUER: H5783Q106 ISIN: CH00140BLOCKING SEDOL: 7385722, 7413322, B02VBF2, B28ZVV8, 7389713
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE THAT THE MEETING IS HELD IN Z RICH Non-Voting *Management Position Unknown AND SEB WILL NOT ARRANGE WITH AN REPRESENTATIVE. TO BE ABLE TO VOTE A SHAREHOLDER NEED TO BE TEMPORARILY REGISTERED IN THE SHARE REGISTER. * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. RECEIVE THE ANNUAL REPORT AND CONSOLIDATED FINANCIAL Management Take No STATEMENTS FOR 2007, REPORT OF THE GROUP AUDITORS Action 2. APPROVE THE STATUTORY FINANCIAL STATEMENTS OF Management Take No NOBEL BIOCARE HOLDINGS AG FOR 2007 INCLUDING Action REMUNERATION REPORT, REPORT OF THE STATUTORY AUDITORS 3. APPROVE THE APPROPRIATION OF THE AVAILABLE EARNINGS/DIVIDEND Management Take No FOR 2007 Action 4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Take No Action 5.A RE-ELECT MR. STIG ERIKSSON AS A MEMBER OF THE Management Take No BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 55 of 178 5.B RE-ELECT MR. ANTOINE FIRMENCH AS A MEMBER OF Management Take No THE BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action 7. RE-ELECT THE AUDITORS AND GROUP AUDITORS Management Take No Action 5.C RE-ELECT MR. ROBERT LILJA AS A MEMBER OF THE Management Take No BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action 5.D RE-ELECT MRS. JANE ROYSTON AS A MEMBER OF THE Management Take No BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action 5.E RE-ELECT MR. ROLF SOIRON AS A MEMBER OF THE BOARD Management Take No OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action 5.F RE-ELECT MR. ROLF WATTER AS A MEMBER OF THE BOARD Management Take No OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action 5.G RE-ELECT MR. ERNST ZAENGERLE AS A MEMBER OF THE Management Take No BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE Action 6. ELECT DR. EDGAR FLURI AS A BOARD OF DIRECTOR Management Take No AS OF 01 JUL 2008 FOR A TENURE ENDING AT THE Action NEXT ANNUAL GENERAL SHAREHOLDERS MEETING 8. APPROVE THE SPLIT OF SHARES AND CONVERSION OF Management Take No BEARER SHARES INTO REGISTERED SHARES Action 9. APPROVE TO ADJUST THE ARTICLES OF INCORPORATION Management Take No DUE TO MODIFIED REQUIREMENTS Action 10. APPROVE TO REDUCE THE SHARE CAPITAL Management Take No Action 11. APPROVE THE CONVERSION OF SHARE PREMIUM INTO Management Take No FREE RESERVES AND THE SHARE BUY-BACK PROGRAM Action
STRAUMANN HOLDING AG, BASEL STMN.SW OGM MEETING DATE: 03/28/2008 ISSUER: H8300N119 ISIN: CH00122BLOCKING SEDOL: B0QZC80, 7156832, B038BG3
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register Take No BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Action OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF ACTUAL RECORD DATE. PLEASE ALSO NOTE THAT THE NEW CUT-OFF DATE IS 22 FEB 2008. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 56 of 178 STRAUMANN HOLDING AG, BASEL STMN.SW OGM MEETING DATE: 03/28/2008 ISSUER: H8300N119 ISIN: CH00122BLOCKING SEDOL: B0QZC80, 7156832, B038BG3
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown NOTICE SENT UNDER MEETING 436832, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1. RECEIVE THE 2007 BUSINESS REPORT AND THE REPORTS Management Take No OF THE AUDITORS AND THE GROUP AUDITORS Action 2. APPROVE THE 2007 ANNUAL REPORT, 2007 ANNUAL FINANCIAL Management Take No STATEMENTS AND THE 2007 CONSOLIDATED FINANCIAL Action STATEMENTS 3. APPROVE THE APPROPRIATION OF THE AVAILABLE EARNINGS Management Take No Action 4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Take No Action 5.1 ELECT DR. H. C. RUDOLF MAAG AS A DIRECTOR FOR Management Take No A TERM OF 3 YEARS Action 5.2 ELECT DR. SEBASTIAN BURCHHARDT AS A DIRECTOR Management Take No FOR A TERM OF 3 YEARS Action 5.3 ELECT MR. JUERG MORANT AS A DIRECTOR FOR A TERM Management Take No OF 3 YEARS Action 6. APPOINT THE AUDITORS AND THE GROUP AUDITORS FOR Management Take No 02008 Action 7.1 AMEND ARTICLE 2.1.2 OF THE ARTICLE OF ASSOCIATION Management Take No AS SPECIFIED Action 7.2 APPROVE TO EXTEND THE TRANSFERABILITY RESTRICTIONS Management Take No ON THE CONDITIONAL SHARE CAPITAL IN ACCORDANCE Action WITH THE ARTICLES OF ASSOCIATION THROUGH THE REPLACEMENT OF ARTICLE 2.3 OF THE ARTICLES OF ASSOCIATION * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown IN RECORD DATE. IF YOU HAVEALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CLARCOR INC. CLC ANNUAL MEETING DATE: 03/31/2008 ISSUER: 179895107 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 57 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY. 01 DIRECTOR Management For MR. ROBERT H. JENKINS Management For For MR. P.R. LOCHNER, JR. Management For For
THE HAIN CELESTIAL GROUP, INC. HAIN ANNUAL MEETING DATE: 04/01/2008 ISSUER: 405217100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For IRWIN D. SIMON Management For For BARRY J. ALPERIN Management For For RICHARD C. BERKE Management For For BETH L. BRONNER Management For For JACK FUTTERMAN Management For For DANIEL R. GLICKMAN Management For For MARINA HAHN Management For For ANDREW R. HEYER Management For For ROGER MELTZER Management For For LEWIS D. SCHILIRO Management For For LAWRENCE S. ZILAVY Management For For 02 TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING Shareholder Against For STOCKHOLDER RATIFICATION OF EXECUTIVE COMPENSATION. 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2008.
VESTAS WIND SYSTEMS A/S, RANDERS VWS AGM Meeting Date: 04/02/2008 ISSUER: K9773J128 ISIN: DK0010268606 SEDOL: 2723770, 5966419, B0XZ2T4, 5964651
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1. RECEIVE THE REPORT FROM THE BOARD OF DIRECTORS Non-Voting *Management Position Unknown ON THE COMPANY S ACTIVITIES DURING THE PAST YEAR 2. ADOPT THE ANNUAL REPORT Management For For 3. APPROVE TO APPLY ANNUAL REPORT OF DKK 275M AS Management For For FOLLOWS: TRANSFER TO RESERVE FOR THE REVALUATION ACCORDING TO THE EQUITY METHOD-DKK 287M; DIVIDEND-DKK 0M AND RETAINED EARNINGS DKK-(12)M 4.1 RE-ELECT MR. BENT ERIK CARLSEN AS A MEMBER OF Management For For THE BOARD OF DIRECTORS 4.2 ELECT MR. TORSTEN ERIK RASMUSSEN AS A MEMBER Management For For OF THE BOARD OF DIRECTORS 4.3 ELECT MR. ARNE PEDERSEN AS A MEMBER OF THE BOARD Management For For OF DIRECTORS 4.4 ELECT MR. FREDDY FRANDSEN AS A MEMBER OF THE Management For For BOARD OF DIRECTORS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 58 of 178 4.5 ELECT MR. JORGEN HUNO RASMUSSEN AS A MEMBER OF Management For For THE BOARD OF DIRECTORS 4.6 ELECT MR. JORN ANKAER THOMSEN AS A MEMBER OF Management For For THE BOARD OF DIRECTORS 4.7 ELECT MR. KURT ANKER NIELSEN AS A MEMBERS OF Management For For THE BOARD OF DIRECTORS 5. ELECT PRICEWATERHOUSECOOPERS, STATSAUTORISERET Management For For REVISIONSAKTIESELSKAB AND KPMGSTATSAUTORISERET REVISIONSPARTNERSKAB AS THE AUDITORS OF THE COMPANY 6. AUTHORIZE THE BOARD OF DIRECTORS TO LET THE COMPANY Management For For ACQUIRE TREASURY SHARES UP TO A TOTAL NOMINAL VALUE OF 10% OF THE VALUE OF THE COMPANY S SHARE CAPITAL AT THE TIME IN THE QUESTION, CF. ARTICLE 48 OF THE DANISH PUBLIC COMPANIES ACT, IN THE PERIOD UP UNTIL THE NEXT AGM; THE PAYMENT FOR THE SHARES MUST NOT DEVIATE MORE THAN 10% FROM THE CLOSING PRICE QUOTED AT THE OMX NORDIC EXCHANGE COPENHAGEN AT THE TIME OF ACQUISITION * ANY OTHER BUSINESS Non-Voting *Management Position Unknown
H.B. FULLER COMPANY FUL ANNUAL MEETING DATE: 04/03/2008 ISSUER: 359694106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For J. MICHAEL LOSH Management For For LEE R. MITAU Management For For R. WILLIAM VAN SANT Management For For 03 TO APPROVE THE AMENDED AND RESTATED H.B. FULLER Management For For COMPANY ANNUAL AND LONG-TERM INCENTIVE PLAN. 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2008.
STEWART ENTERPRISES, INC. STEI ANNUAL MEETING DATE: 04/03/2008 ISSUER: 860370105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For THOMAS J. CRAWFORD Management For For THOMAS M. KITCHEN Management For For ALDEN J. MCDONALD, JR. Management For For JAMES W. MCFARLAND Management For For RONALD H. PATRON Management For For MICHAEL O. READ Management For For ASHTON J. RYAN, JR. Management For For FRANK B. STEWART, JR. Management For For 02 TO APPROVE AN AMENDMENT TO ARTICLE III(A) OF Management For For OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S CLASS A COMMON STOCK BY 50 MILLION SHARES TO 200 MILLION SHARES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 59 of 178 THE SPAIN FUND, INC. SNF ANNUAL MEETING DATE: 04/04/2008 ISSUER: 846330108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For B. FALCONES JAQUOTOT Management For For D. DE FERNANDO GARCIA Management For For
IDEX CORPORATION IEX ANNUAL MEETING DATE: 04/08/2008 ISSUER: 45167R104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For BRADLEY J. BELL Management For For LAWRENCE D. KINGSLEY Management For For GREGORY F. MILZCIK Management For For 02 TO VOTE IN FAVOR OF AN AMENDMENT AND RESTATEMENT Management Against Against OF THE IDEX CORPORATION INCENTIVE AWARD PLAN. 03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS AUDITORS OF THE COMPANY FOR 2008.
WADDELL & REED FINANCIAL, INC. WDR ANNUAL MEETING DATE: 04/09/2008 ISSUER: 930059100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ALAN W. KOSLOFF Management For For JERRY W. WALTON Management For For 02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For THE WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN, AS AMENDED AND RESTATED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2008. 04 STOCKHOLDER PROPOSAL TO REQUIRE AN ADVISORY VOTE Shareholder Against For ON EXECUTIVE COMPENSATION.
A.O. SMITH CORPORATION SAOSA ANNUAL MEETING DATE: 04/14/2008 ISSUER: 831865100 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 60 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RONALD D. BROWN Management For For WILLIAM F. BUEHLER Management For For GLOSTER B. CURRENT, JR. Management For For PAUL W. JONES Management For For BRUCE M. SMITH Management For For MARK D. SMITH Management For For GENE C. WULF Management For For 02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
EMBRAER-EMPRESA BRASILEIRA ERJ ANNUAL MEETING DATE: 04/14/2008 ISSUER: 29081M102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- A1 EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS Management For For FOR THE YEAR ENDED DECEMBER 31, 2007 A2 ALLOCATE THE NET PROFITS RECORDED IN SUCH FISCAL Management For For YEAR AND VOTE ON THE DESTINATION OF UNCLAIMED DIVIDENDS A3 APPOINT THE MEMBERS OF THE FISCAL COMMITTEE FOR Management For For THE 2008/2009 TERM OF OFFICE, AND TO DECIDE WHICH MEMBER WILL BE APPOINTED AS CHAIRPERSON, ALTERNATE (VICE-CHAIRPERSON) AND FINANCIAL EXPERT OF THE FISCAL COMMITTEE A4 SET THE AGGREGATE ANNUAL COMPENSATION TO BE RECEIVED Management For For BY THE COMPANY S OFFICERS AND MEMBERS OF THE COMMITTEES OF ITS BOARD OF DIRECTORS A5 SET THE COMPENSATION OF THE MEMBERS OF THE FISCAL Management For For COMMITTEE E1 AMEND ARTICLE 6 OF THE COMPANY S BYLAWS, AS A Management For For RESULT OF THE CONFIRMATION OF THE INCREASE IN CAPITAL STOCK, ARISING FROM THE EXERCISE OF STOCK OPTIONS
BASSETT FURNITURE INDUSTRIES, INC. BSET Contested ANNUAL MEETING DATE: 04/15/2008 ISSUER: 070203104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID S. BRODY Management For *Management Position Unknown NEIL CHELO Management For *Management Position Unknown EUGENE I. DAVIS Management For *Management Position Unknown SETH W. HAMOT Management For *Management Position Unknown KENT F. HEYMAN Management For *Management Position Unknown PETER HIRSCH Management For *Management Position Unknown ANDREW R. SIEGEL Management For *Management Position Unknown 02 REIMBURSEMENT OF EXPENSES. TO AUTHORIZE THE COMPANY, Management For *Management Position Unknown IF ANY OF THE COSTA BRAVA NOMINEES ARE ELECTED TO THE BOARD OF DIRECTORS, TO REIMBURSE THE COST AN EXPENSES OF COSTA BRAVA AND THE COSTA BRAVA NOMINEES IN UNDERTAKING THIS SOLICITATION, INCLUDING THOSE INCURRED IN CONNECTION WITH THE NOMINATION OF THE COSTA BRAVA NOMINEES AND THE COSTS ASSOCIATED WITH THE RELATED LITIGATION DESCRIBED IN THE PROXY STATEMENT. 03 RATIFICATION OF SELECTION OF INDEPENDENT PUBLIC Management For *Management Position Unknown ACCOUNTANTS. TO RATIFY THE SELETION OF ERNST & YOUNG LLP AS THE COMPANY S INDEPEDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 61 of 178 EMBOTELLADORA ANDINA S.A. AKOA ANNUAL MEETING DATE: 04/15/2008 ISSUER: 29081P204 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 THE ANNUAL REPORT, BALANCE AND FINANCIAL STATEMENTS Management For *Management Position Unknown FOR 2007, AS WELL AS THE REPORT OF INDEPENDENT AUDITORS. 2A EARNINGS DISTRIBUTION AND DIVIDEND PAYMENTS. Management For *Management Position Unknown FINAL DIVIDEND FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007: A) CH$9.13 (NINE PESOS AND 13/100) PER SERIES A SHARES, B) CH$10.043 (TEN PESOS AND 43/1000) PER SERIES B SHARES. 2B EARNINGS DISTRIBUTION AND DIVIDEND PAYMENTS. Management For *Management Position Unknown PROPOSAL OF AN ADDITIONAL DIVIDEND ON ACCOUNT OF RETAINED EARNING OF PREVIOUS FISCAL YEAR: A) CH$60 (SIXTY PESOS) PER SERIES A SHARES, B) CH$66 (SIXTY SIX PESOS) PER SERIES B SHARES. 03 PRESENT COMPANY DIVIDEND DISTRIBUTION POLICY Management For *Management Position Unknown AND INFORM ABOUT THE DISTRIBUTION AND PAYMENT PROCEDURES UTILIZED. 04 DETERMINE THE COMPENSATION FOR DIRECTORS AND Management For *Management Position Unknown COMMITTEE MEMBERS PURSUANT TO LAW N*19,705 AND THE AUDIT COMMITTEE ESTABLISHED BY THE SARBANES & OXLEY ACT. 05 APPOINT THE COMPANY S INDEPENDENT AUDITORS FOR Management For *Management Position Unknown THE YEAR 2008. 06 APPOINT THE COMPANY S RATING AGENCIES. Management For *Management Position Unknown 07 REPORT ON BOARD AGREEMENTS WHICH TOOK PLACE AFTER Management For *Management Position Unknown THE SHAREHOLDERS MEETING. 08 IN GENERAL, TO RESOLVE EVERY OTHER MATTER UNDER Management For *Management Position Unknown ITS COMPETENCY AND ANY OTHER MATTER OF COMPANY INTEREST.
HARTMARX CORPORATION HMX ANNUAL MEETING DATE: 04/16/2008 ISSUER: 417119104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MICHAEL F. ANTHONY Management For For JEFFREY A. COLE Management For For JAMES P. DOLLIVE Management For For RAYMOND F. FARLEY Management For For ELBERT O. HAND Management For For DIPAK C. JAIN Management For For HOMI B. PATEL Management For For MICHAEL B. ROHLFS Management For For STUART L. SCOTT Management For For 02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For (ITEM (2) OF PROXY STATEMENT)
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 62 of 178 KAMAN CORPORATION KAMN ANNUAL MEETING DATE: 04/16/2008 ISSUER: 483548103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For NEAL J. KEATING Management For For BRIAN E. BARENTS Management For For EDWIN A. HUSTON Management For For THOMAS W. RABAUT Management For For 02 TO APPROVE THE COMPANY S CASH BONUS PLAN (AMENDED Management For For AND RESTATED AS OF JANUARY 1, 2008). 03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
SONOCO PRODUCTS COMPANY SON ANNUAL MEETING DATE: 04/16/2008 ISSUER: 835495102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For C.J. BRADSHAW* Management For For J.L. COKER* Management For For L.W. NEWTON* Management For For M.D. OKEN* Management For For P.R. ROLLIER** Management For For 02 TO APPROVE THE 2008 LONG-TERM INCENTIVE PLAN. Management Against Against 03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
UNIVERSAL FOREST PRODUCTS, INC. UFPI ANNUAL MEETING DATE: 04/16/2008 ISSUER: 913543104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 APPROVE THE COMPANY S AMENDED EMPLOYEE STOCK Management For For PURCHASE PLAN. 01 DIRECTOR Management For JOHN W. GARSIDE Management For For GARY F. GOODE Management For For MARK A. MURRAY Management For For 03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR FISCAL 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 63 of 178 CYTEC INDUSTRIES INC. CYT ANNUAL MEETING DATE: 04/17/2008 ISSUER: 232820100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ANTHONY G. FERNANDES Management For For DAVID LILLEY Management For For JERRY R. SATRUM Management For For RAYMOND P. SHARPE Management For For 02 RATIFICATION OF KPMG LLP AS THE COMPANY S AUDITORS Management For For FOR 2008 03 APPROVAL OF THE AMENDED AND RESTATED 1993 STOCK Management Against Against AWARD AND INCENTIVE PLAN
ESCADA AG ESCO AGM Meeting Date: 04/17/2008 ISSUER: D25191111 ISIN: DE0005692107 SEDOL: 4317193, B28H1B4
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting *Management Position Unknown REQUIRE THAT YOU DISCLOSEWHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown MEETING IS 27 MAR 2008, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU 1. PRESENTATION OF THE APPROVED ANNUAL FINANCIAL Non-Voting *Management Position Unknown STATEMENTS AND ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS, THE CONSOLIDATED ANNUAL REPORT, INCLUDING THE EXPLANATIONS BY THE BOARD OF MANAGEMENT ON INFORMATION PROVIDED UNDER SECTIONS 289 PARAGRAPH 4,315 PARAGRAPH 4 OF THE GERMAN COMMERCIAL CODE HGB AS WELL AS THE REPORT OF THE SUPERVISORY BOARD FOR THE FY 2006/2007 2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For For PROFIT OF EUR 3,529,743.86 AS FOLLOWS: EUR 3,529,743.86 SHALL BE CARRIED FORWARD 3. RELEASE OF THE MEMBERS OF THE MANAGEMENT BOARD Management For For 4. RELEASE OF THE MEMBERS OF THE SUPERVISORY BOARD Management For For 5. ELECTION OF INDEPENDENT AUDITORS FOR THE FY 2007/2008: Management For For AWT HORWATH GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, MUNICH 6. ELECTION OF A NEW SUPERVISORY BOARD MEMBER: MR. Management For For RAFFAELLO NAPOLEONE, FLORENCE, ITALY, CEO PITTI IMMAGINE S.R.L., FLORENCE, ITALY 7. RESOLUTION ON THE REVOCATION OF THE EXISTING Management For For AUTHORIZED CAPITAL 2003/2008, THE CREATION OF A NEW AUTHORIZED CAPITAL 2008/2013, AND THE CORRESPONDENCE, AMENDMENT TO THE ARTICLES OF ASSOCIATION, THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE COMPANY S SHARE CAPITAL BY UP TO EUR 40,000,000 THROUGH THE ISSUE OF NEW SHARES AGAINST PAYMENT IN CASH, ON OR BEFORE 16 APR 2013, SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR A CAPITAL INCREASE OF UP TO 10% OF THE COMPANY S SHARE CAPITAL AGAINST PAYMENT IN CASH IF THE NEW SHARES ARE ISSUED AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND FOR RESIDUAL AMOUNTS 8. RESOLUTION ON THE AUTHORIZATION TO GRANT STOCK Management For For OPTIONS, THE CREATION OF A CONTINGENT CAPITAL 2008/I, AND THE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY SHALL BE AUTHORIZED TO GRANT STOCK OPTIONS FOR UP TO 650,000 NEW SHARES OF THE COMPANY TO EXECUTIVES OF THE COMPANY, ON OR BEFORE 31 OCT 2013 STOCK OPTION PLAN 2007/2008, THE COMPANY S SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 6,656,000 THROUGH THE ISSUE OF UP TO 1,300,000 NEW SHARES, INSOFAR AS STOCK OPTIONS ARE EXERCISED
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 64 of 178 HERCULES INCORPORATED HPC ANNUAL MEETING DATE: 04/17/2008 ISSUER: 427056106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ALLAN H. COHEN Management For For BURTON M. JOYCE Management For For JEFFREY M. LIPTON Management For For JOHN K. WULFF Management For For 02 APPROVAL OF THE PROVISIONS OF THE AMENDED AND Management For For RESTATED HERCULES INCORPORATED ANNUAL MANAGEMENT INCENTIVE COMPENSATION PLAN. 03 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS FOR 2008.
INTERPUMP GROUP SPA, SANT'ILARIO (RE) IP.MI OGM MEETING DATE: 04/17/2008 ISSUER: T5513W107 ISIN: IT00010BLOCKING SEDOL: B28JL43, 5849004, 5161407
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE THAT THE MEETING HELD ON 16 APR 08 Non-Voting *Management Position Unknown HAS BEEN POSTPONED AND THAT THE SECOND CONVOCATION WILL BE HELD ON 17 APR 08. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. 1. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007 Management Take No OF THE BOARD OF DIRECTORS AND THE AUDITORS REPORT, Action CONSOLIDATED FINANCIAL STATEMENT AT 31 DEC 2007 OF THE BOARD OF DIRECTORS AND THE AUDITORS REPORT, ANY ADJOURNMENT THEREOF 2. APPOINT THE NUMBER OF DIRECTORS Management Take No Action 3. APPROVE THE EMOLUMENTS OF THE DIRECTORS Management Take No Action
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 65 of 178 4. APPOINT THE AUDITORS Management Take No Action 5. AUTHORIZE THE BUY BACK Management Take No Action
NEWALLIANCE BANCSHARES, INC. NAL ANNUAL MEETING DATE: 04/17/2008 ISSUER: 650203102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DOUGLAS K. ANDERSON Management For For ROXANNE J. COADY Management For For JOHN F. CROWEAK Management For For SHEILA B. FLANAGAN Management For For 02 TO APPROVE THE NEWALLIANCE BANK EXECUTIVE INCENTIVE Management For For PLAN (PROPOSAL 2). 03 TO RATIFY THE APPOINTMENT OF THE FIRM OF Management For For PRICEWATERHOUSECOOPERS, LLP AS INDEPENDENT AUDITORS (PROPOSAL 3). 04 THE PROXIES ARE AUTHORIZED TO VOTE UPON ANY OTHER Management For For BUSINESS THAT PROPERLY COMES BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENTS OF THE MEETING, IN ACCORDANCE WITH THE DETERMINATION OF A MAJORITY OF THE BOARD OF DIRECTORS.
VALUECLICK, INC. VCLK ANNUAL MEETING DATE: 04/17/2008 ISSUER: 92046N102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES R. ZARLEY Management For For DAVID S. BUZBY Management For For MARTIN T. HART Management For For TOM A. VADNAIS Management For For JEFFREY F. RAYPORT Management For For JAMES R. PETERS Management For For JAMES A. CROUTHAMEL Management For For
WAUSAU PAPER CORP. WPP ANNUAL MEETING DATE: 04/17/2008 ISSUER: 943315101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For G. WATTS HUMPHREY, JR.* Management For For GARY W. FREELS** Management For For THOMAS J. HOWATT** Management For For MICHAEL M. KNETTER** Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 66 of 178 WILMINGTON TRUST CORPORATION WL ANNUAL MEETING DATE: 04/17/2008 ISSUER: 971807102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CAROLYN S. BURGER Management For For ROBERT V.A. HARRA, JR. Management For For REX L. MEARS Management For For ROBERT W. TUNNELL, JR. Management For For SUSAN D. WHITING Management For For 02 APPROVAL OF 2008 EMPLOYEE STOCK PURCHASE PLAN Management For For 03 APPROVAL OF 2008 LONG-TERM INCENTIVE PLAN Management Against Against
WOLVERINE WORLD WIDE, INC. WWW ANNUAL MEETING DATE: 04/17/2008 ISSUER: 978097103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM K. GERBER Management For For BLAKE W. KRUEGER Management For For MICHAEL A. VOLKEMA Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR.
CRANE CO. CR ANNUAL MEETING DATE: 04/21/2008 ISSUER: 224399105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For E. THAYER BIGELOW Management For For PHILIP R. LOCHNER, JR. Management For For RONALD F. MCKENNA Management For For CHARLES J. QUEENAN, JR. Management For For 02 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2008 03 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING ADOPTION Shareholder Against For OF THE MACBRIDE PRINCIPLES
HUTTIG BUILDING PRODUCTS, INC. HBP ANNUAL MEETING DATE: 04/21/2008 ISSUER: 448451104 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 67 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For R.S. EVANS Management For For J. KEITH MATHENEY Management For For STEVEN A. WISE Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
IL SOLE 24 ORE SPA, MILANO S24.MI AGM Meeting Date: 04/21/2008 ISSUER: T52689105 ISIN: IT0004269723 BLOCKING SEDOL: B29HYD6, B2N6X09, B29VSY7
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 22 APR 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. APPROVE THE FINANCIAL STATEMENT AT 31DEC 2007, Management Take No REPORT OF THE BOARD OF DIRECTORS, REPORT OF THE Action BOARD OF AUDITORS AND REPORT OF THE AUDITING COMPANY, INHERENT AND CONSEQUENT DELIBERATIONS 2. APPROVE THE CESSATION OF ONE DIRECTOR(S) OFFICE Management Take No ACCORDING TO ARTICLE 2386, FIRST COMMA OF CIVIL Action CODE, AND APPOINT A NEW DIRECTOR 3. APPROVE THE INTEGRATION OF THE BOARD OF DIRECTORS Management Take No WITH CHE FIFTEENTH MEMBER, ACCORDING TO THE PROVISIONAL Action REGULATION OF THE ARTICLES OF ASSOCIATION 4. APPROVE TO DETERMINE THE REMUNERATION OF THE Management Take No SECRETARY OF THE BOARD OF DIRECTORS, INHERENT Action AND CONSEQUENT DELIBERATIONS * PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
AMETEK, INC. AME ANNUAL MEETING DATE: 04/22/2008 ISSUER: 031100100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For SHELDON S. GORDON Management For For FRANK S. HERMANCE Management For For DAVID P. STEINMANN Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 68 of 178 BIO-RAD LABORATORIES, INC. BIO ANNUAL MEETING DATE: 04/22/2008 ISSUER: 090572207 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For LOUIS DRAPEAU Management For For ALBERT J. HILLMAN Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS.
CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/22/2008 ISSUER: 12541M102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management Withheld MARGARITA K. DILLEY Management Withheld Against STEVEN M. FETTER Management Withheld Against STANLEY J. GRUBEL Management Withheld Against 02 SHAREHOLDER PROPOSAL REQUESTING NECESSARY STEPS Shareholder For Against TO DECLASSIFY THE BOARD OF DIRECTORS.
MARINE PRODUCTS CORPORATION MPX ANNUAL MEETING DATE: 04/22/2008 ISSUER: 568427108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For R. RANDALL ROLLINS Management For For HENRY B. TIPPIE Management For For JAMES B. WILLIAMS Management For For 02 TO CONSIDER A PROPOSAL TO APPROVE THE PERFORMANCE-BASED Management For For COMPENSATION AGREEMENT FOR MR. JAMES A. LANE, JR.
ROLLINS, INC. ROL ANNUAL MEETING DATE: 04/22/2008 ISSUER: 775711104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For R. RANDALL ROLLINS Management For For JAMES B. WILLIAMS Management For For 02 FOR THE APPROVAL OF THE PERFORMANCE-BASED INCENTIVE Management For For CASH COMPENSATION PLAN FOR EXECUTIVE OFFICERS 03 FOR THE APPROVAL OF THE PROPOSED 2008 STOCK INCENTIVE Management For For PLAN
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 69 of 178 RPC, INC. RES ANNUAL MEETING DATE: 04/22/2008 ISSUER: 749660106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For R. RANDALL ROLLINS Management For For HENRY B. TIPPIE Management For For JAMES B. WILLIAMS Management For For
VASCULAR SOLUTIONS, INC. VASC ANNUAL MEETING DATE: 04/22/2008 ISSUER: 92231M109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN ERB Management For For MICHAEL KOPP Management For For RICHARD NIGON Management For For PAUL O'CONNELL Management For For HOWARD ROOT Management For For JORGE SAUCEDO Management For For CHARMAINE SUTTON Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF VIRCHOW, Management For For KRAUSE & COMPANY, LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2008.
AMPCO-PITTSBURGH CORPORATION AP ANNUAL MEETING DATE: 04/23/2008 ISSUER: 032037103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM K. LIEBERMAN Management For For STEPHEN E. PAUL Management For For C.H. PFORZHEIMER, III Management For For 02 A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 A PROPOSAL TO APPROVE THE AMPCO-PITTSBURGH CORPORATION Management For For 2008 OMNIBUS INCENTIVE PLAN.
DOVER DOWNS GAMING & ENTERTAINMENT, INC. DDE ANNUAL MEETING DATE: 04/23/2008 ISSUER: 260095104 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 70 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DENIS MCGLYNN Management For For JEFFREY W. ROLLINS Management For For KENNETH K. CHALMERS Management For For
DOVER MOTORSPORTS, INC. DVD ANNUAL MEETING DATE: 04/23/2008 ISSUER: 260174107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DENIS MCGLYNN Management For For JEFFREY W. ROLLINS Management For For KENNETH K. CHALMERS Management For For
ROCKWOOD HOLDINGS, INC. ROC ANNUAL MEETING DATE: 04/23/2008 ISSUER: 774415103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For BRIAN F. CARROLL Management For For TODD A. FISHER Management For For DOUGLAS L. MAINE Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2008. 03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.
STRYKER CORPORATION SYK ANNUAL MEETING DATE: 04/23/2008 ISSUER: 863667101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 71 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN W. BROWN Management For For HOWARD E. COX, JR. Management For For DONALD M. ENGELMAN Management For For JEROME H. GROSSMAN Management For For LOUISE L. FRANCESCONI Management For For STEPHEN P. MACMILLAN Management For For WILLIAM U. PARFET Management For For RONDA E. STRYKER Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 APPROVAL OF THE 2008 EMPLOYEE STOCK PURCHASE Management For For PLAN.
WEIS MARKETS, INC. WMK ANNUAL MEETING DATE: 04/23/2008 ISSUER: 948849104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT F. WEIS Management For For JONATHAN H. WEIS Management For For NORMAN S. RICH Management For For WILLIAM R. MILLS Management For For MATTHEW NIMETZ Management For For RICHARD E. SHULMAN Management For For STEVEN C. SMITH Management For For 02 PROPOSAL TO APPROVE THE APPOINTMENT OF GRANT Management For For THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
BANK OF FLORIDA CORPORATION BOFL ANNUAL MEETING DATE: 04/24/2008 ISSUER: 062128103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DONALD R. BARBER Management For For JOE B. COX Management For For BRADFORD F. DOUGLAS Management For For JOHN B. JAMES Management For For LAVONNE JOHNSON Management For For EDWARD KALOUST Management For For MICHAEL L. MCMULLAN Management For For EDWARD A. MORTON Management For For PIERCE T. NEESE Management For For MICHAEL T. PUTZIGER Management For For RAMON A. RODRIGUEZ Management For For L. FRANCIS ROONEY, III Management For For TERRY W. STILES Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF HACKER, Management For For JOHNSON & SMITH, P.A., AS THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 03 PROPOSAL TO PERMIT THE ADJOURNMENT OF THE ANNUAL Management For For MEETING TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES TO APPROVE EITHER OF THE FOREGOING MATTERS.
CNA SURETY CORPORATION SUR ANNUAL MEETING DATE: 04/24/2008 ISSUER: 12612L108 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 72 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PHILIP H. BRITT Management For For JAMES R. LEWIS Management For For ROBERT TINSTMAN Management For For JOHN F. WELCH Management For For DAVID B. EDELSON Management For For D. CRAIG MENSE Management For For ANTHONY S. CLEBERG Management For For 02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, DELOITTE & TOUCHE, FOR FISCAL YEAR 2008.
CROWN HOLDINGS, INC. CCK ANNUAL MEETING DATE: 04/24/2008 ISSUER: 228368106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JENNE K. BRITELL Management For For JOHN W. CONWAY Management For For ARNOLD W. DONALD Management For For WILLIAM G. LITTLE Management For For HANS J. LOLIGER Management For For THOMAS A. RALPH Management For For HUGUES DU ROURET Management For For ALAN W. RUTHERFORD Management For For JIM L. TURNER Management For For WILLIAM S. URKIEL Management For For 02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008, WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
D&E COMMUNICATIONS, INC. DECC ANNUAL MEETING DATE: 04/24/2008 ISSUER: 232860106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN AMOS* Management For For JOHN C. LONG* Management For For G. WILLIAM RUHL* Management For For W. GARTH SPRECHER* Management For For RICHARD G. WEIDNER** Management For For 03 PROPOSAL TO APPROVE THE 2008 LONG-TERM INCENTIVE Management Against Against PLAN. 04 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2008.
GRUPO CONTL S A CONTAL.MX OGM MEETING DATE: 04/24/2008 ISSUER: P3091R172 ISIN: MXP3091R1239 SEDOL: B02V9X6, 2415066
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 73 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- II. APPROVE THE ANNUAL REPORT, MESSAGE FROM THE CHAIRMAN Management For For OF THE BOARD OF DIRECTORS, REPORT OF THE DIRECTOR GENERAL THAT INCLUDES THE INDIVIDUAL AND CONSOLIDATED FINANCIAL STATEMENTS FROM GRUPO CONTINENTAL, S.A.B. AND SUBSIDIARY COMPANIES, TO 31 DEC 2007, THE REPORT OF THE BOARD OF DIRECTORS; AND THE OPINION OF THE BOARD OF DIRECTORS REGARDING THE CONTENT OF THE REPORT FROM THE DIRECTOR GENERAL III. RECEIVE THE REPORT OF THE AUDIT AND CORPORATE Management For For PRACTICES COMMITTEE IV. RATIFY THE RESOLUTIONS AND ACTS OF THE BOARD Management For For OF DIRECTORS DURING THE 2007 FY V. APPROVE THE ALLOCATION OF RESULTS AND TO PAY Management For For A CASH DIVIDEND VI. RECEIVE THE REPORT REGARDING THE PURCHASE OF Management For For OWN SHARES VII. APPROVE TO SET THE MAXIMUM AMOUNT ALLOCATED FOR Management For For THE PURCHASE OF OWN SHARES VIII. ELECT THE BOARD OF DIRECTORS Management For For IX. ELECT THE CHAIRMAN OF THE AUDIT AND CORPORATE Management For For PRACTICES COMMITTEE X. APPROVE TO SET THE COMPENSATION FOR THE MEMBERS Management For For OF THE BOARD OF DIRECTORS XI. APPROVE THE MINUTES OF THE MEETING Management For For I. APPOINT THE RETURNING OFFICERS, CARRYING OUT Management For For THEIR DUTIES AND DECLARE THE INSTATEMENT OF THE MEETING
MEDIA GENERAL, INC. MEG Contested ANNUAL MEETING DATE: 04/24/2008 ISSUER: 584404107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTORS Management For EUGENE I. DAVIS Management For *Management Position Unknown F. JACK LIEBEU, JR. Management For *Management Position Unknown DANIEL SULLIVAN Management For *Management Position Unknown
MYERS INDUSTRIES, INC. MYE ANNUAL MEETING DATE: 04/24/2008 ISSUER: 628464109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management Withheld KEITH A. BROWN Management Withheld Against VINCENT C. BYRD Management Withheld Against RICHARD P. JOHNSTON Management Withheld Against EDWARD W. KISSEL Management Withheld Against STEPHEN E. MYERS Management Withheld Against JOHN C. ORR Management Withheld Against RICHARD L. OSBORNE Management Withheld Against JON H. OUTCALT Management Withheld Against ROBERT A. STEFANKO Management Withheld Against 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 74 of 178 NICOR INC. GAS ANNUAL MEETING DATE: 04/24/2008 ISSUER: 654086107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For R.M. BEAVERS, JR. Management For For B.P. BICKNER Management For For J.H. BIRDSALL, III Management For For N.R. BOBINS Management For For B.J. GAINES Management For For R.A. JEAN Management For For D.J. KELLER Management For For R.E. MARTIN Management For For G.R. NELSON Management For For J. RAU Management For For R.M. STROBEL Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS NICOR S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 AMEND ARTICLE TWELVE OF NICOR S ARTICLES OF INCORPORATION Shareholder For *Management Position Unknown TO REDUCE THE SUPERMAJORITY VOTING REQUIREMENTS TO SIMPLE MAJORITY VOTES. 04 DELETION OF THE TEXT OF ARTICLE THIRTEEN OF NICOR Shareholder For *Management Position Unknown S ARTICLES OF INCORPORATION. 05 OPT-OUT OF SECTIONS OF GOVERNING STATE LAW IMPOSING Shareholder For *Management Position Unknown A SUPERMAJORITY VOTING REQUIREMENT. 06 AMEND ARTICLE FOURTEEN OF NICOR S ARTICLES OF Shareholder For *Management Position Unknown INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING REQUIREMENT TO A SIMPLE MAJORITY VOTE.
OLIN CORPORATION OLN ANNUAL MEETING DATE: 04/24/2008 ISSUER: 680665205 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RICHARD M. ROMPALA Management For For JOSEPH D. RUPP Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM
PEPSIAMERICAS, INC. PAS ANNUAL MEETING DATE: 04/24/2008 ISSUER: 71343P200 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 75 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1G ELECTION OF DIRECTOR: JAMES R. KACKLEY Management For For 1H ELECTION OF DIRECTOR: MATTHEW M. MCKENNA Management For For 1I ELECTION OF DIRECTOR: ROBERT C. POHLAD Management For For 1J ELECTION OF DIRECTOR: DEBORAH E. POWELL Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTANTS. 1A ELECTION OF DIRECTOR: HERBERT M. BAUM Management For For 1B ELECTION OF DIRECTOR: RICHARD G. CLINE Management For For 1C ELECTION OF DIRECTOR: MICHAEL J. CORLISS Management For For 1D ELECTION OF DIRECTOR: PIERRE S. DU PONT Management For For 1E ELECTION OF DIRECTOR: ARCHIE R. DYKES Management For For 1F ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. Management For For
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. SWM ANNUAL MEETING DATE: 04/24/2008 ISSUER: 808541106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CLAIRE L. ARNOLD Management For For ROBERT F. MCCULLOUGH Management For For 02 APPROVAL OF THE SCHWEITZER-MAUDUIT INTERNATIONAL, Management For For INC. RESTRICTED STOCK PLAN.
SENSIENT TECHNOLOGIES CORPORATION SXT ANNUAL MEETING DATE: 04/24/2008 ISSUER: 81725T100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For HANK BROWN Management For For FERGUS M. CLYDESDALE Management For For JAMES A.D. CROFT Management For For WILLIAM V. HICKEY Management For For KENNETH P. MANNING Management For For PETER M. SALMON Management For For ELAINE R. WEDRAL Management For For ESSIE WHITELAW Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2008.
THE GORMAN-RUPP COMPANY GRC ANNUAL MEETING DATE: 04/24/2008 ISSUER: 383082104 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 76 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES C. GORMAN Management For For JEFFREY S. GORMAN Management For For THOMAS E. HOAGLIN Management For For CHRISTOPHER H. LAKE Management For For DR. PETER B. LAKE Management For For RICK R. TAYLOR Management For For W. WAYNE WALSTON Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT PUBLIC ACCOUNTANTS.
VINA CONCHA Y TORO S.A. VCO ANNUAL MEETING DATE: 04/24/2008 ISSUER: 927191106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- A1 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, Management For *Management Position Unknown FINANCIAL STATEMENTS AND INDEPENDENT EXTERNAL AUDITORS REPORT. A2 APPROVAL OF THE PROFIT DISTRIBUTION AND DIVIDEND Management For *Management Position Unknown POLICY. A3 ELECTION OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown A4 DESIGNATE THE INDEPENDENT ACCOUNTANTS THAT-WILL Management For *Management Position Unknown EXERCISE THE FUNCTION OF EXTERNAL AUDITORS FOR FISCAL 2008. A5 SET THE COMPENSATION OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown A6 SET COMPENSATION FOR THE MEMBERS OF THE DIRECTORS Management For *Management Position Unknown COMMITTEE. A7 DETERMINE THE NEWSPAPER IN WHICH NOTIFICATION Management For *Management Position Unknown OF THE NEXT SHAREHOLDERS MEETING WILL BE PUBLISHED. A8 REPORT ON COMPANY TRANSACTIONS AS STIPULATED Management For *Management Position Unknown IN ARTICLE 44 OF LAW NO. 18.046. A9 APPROVAL OF OTHER MATTERS RELEVANT TO THE ORDINARY Management For *Management Position Unknown SHAREHOLDERS MEETINGS. E1 TO ESTABLISH THE BUY BACK SHARE PROGRAM ( PROGRAM Management For *Management Position Unknown ): AIM IS THE INVESTMENT THROUGH THE ACQUISITION AND SALE OF OUR OWN SHARES. E2 THE PROGRAM CONTEMPLATES ACQUIRING A MAXIMUM Management For *Management Position Unknown OF 3% OF THE FULLY SUBSCRIBED AND PAID-IN SHARES; THIS IS UP TO 21,575,122 SHARES. E4 THE PROGRAM SHALL RUN FOR THREE YEARS ONCE APPROVED Management For *Management Position Unknown AT THE EXTRAORDINARY SHAREHOLDERS MEETING. E3 MINIMUM PRICE PROPOSED FOR BUYING SHARES IS CH$309.68 Management For *Management Position Unknown PER SHARE AND MAXIMUM BE 15% ABOVE THE AVERAGE WEIGHTED CLOSING PRICE. E5 THE EXTRAORDINARY SHAREHOLDERS MEETING MAY ADOPT Management For *Management Position Unknown ANY FURTHER MEASURES DEEMED NECESSARY.
ALLEGHANY CORPORATION Y ANNUAL MEETING DATE: 04/25/2008 ISSUER: 017175100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: REX D. ADAMS Management For For 1B ELECTION OF DIRECTOR: WESTON M. HICKS Management For For 1C ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Management For For 02 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 77 of 178 ARCH CHEMICALS, INC. ARJ ANNUAL MEETING DATE: 04/25/2008 ISSUER: 03937R102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MICHAEL E. CAMPBELL Management For For DAVID LILLEY Management For For WILLIAM H. POWELL Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
BADGER METER, INC. BMI ANNUAL MEETING DATE: 04/25/2008 ISSUER: 056525108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RONALD H. DIX Management For For THOMAS J. FISCHER Management For For RICHARD A. MEEUSEN Management For For 02 APPROVAL OF THE BADGER METER, INC. 2008 RESTRICTED Management For For STOCK PLAN. 03 APPROVAL OF THE AMENDMENT TO THE RESTATED ARTICLES Management For For OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS.
CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 04/25/2008 ISSUER: 171871106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN F. CASSIDY* Management For For ROBERT W. MAHONEY* Management For For DANIEL J. MEYER* Management For For BRUCE L. BYRNES** Management For For 02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For RESTATED AMENDED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED REGULATIONS TO REQUIRE ANNUAL ELECTION OF DIRECTORS. 03 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For RESTATED AMENDED ARTICLES OF INCORPORATION TO REQUIRE A MAJORITY VOTE FOR THE ELECTION OF A DIRECTOR AND TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED REGULATIONS ADDRESSING HOLDOVER DIRECTORS. 04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 78 of 178 FERRO CORPORATION FOE ANNUAL MEETING DATE: 04/25/2008 ISSUER: 315405100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For SANDRA AUSTIN CRAYTON Management For For RICHARD J. HIPPLE Management For For WILLIAM B. LAWRENCE Management For For DENNIS W. SULLIVAN Management For For
GATX CORPORATION GMT ANNUAL MEETING DATE: 04/25/2008 ISSUER: 361448103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 01 DIRECTOR Management For JAMES M. DENNY Management For For RICHARD FAIRBANKS Management For For DEBORAH M. FRETZ Management For For ERNST A. HABERLI Management For For BRIAN A. KENNEY Management For For MARK G. MCGRATH Management For For MICHAEL E. MURPHY Management For For DAVID S. SUTHERLAND Management For For CASEY J. SYLLA Management For For
GEHL COMPANY GEHL ANNUAL MEETING DATE: 04/25/2008 ISSUER: 368483103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For THOMAS J. BOLDT Management For For BRUCE D. HERTZKE Management For For 02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008.
GRACO INC. GGG ANNUAL MEETING DATE: 04/25/2008 ISSUER: 384109104 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 79 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PATRICK J. MCHALE Management For For LEE R. MITAU Management For For MARTI MORFITT Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
LITTELFUSE, INC. LFUS ANNUAL MEETING DATE: 04/25/2008 ISSUER: 537008104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For T.J. CHUNG Management For For JOHN P. DRISCOLL Management For For ANTHONY GRILLO Management For For GORDON HUNTER Management For For JOHN E. MAJOR Management For For WILLIAM P. NOGLOWS Management For For RONALD L. SCHUBEL Management For For 02 APPROVE AND RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR. 03 APPROVE THE LITTELFUSE, INC. 2008 ANNUAL INCENTIVE Management For For PLAN.
OWENS & MINOR, INC. OMI ANNUAL MEETING DATE: 04/25/2008 ISSUER: 690732102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For G. GILMER MINOR, III Management For For J. ALFRED BROADDUS, JR. Management For For EDDIE N. MOORE, JR. Management For For PETER S. REDDING Management For For ROBERT C. SLEDD Management For For CRAIG R. SMITH Management For For 02 APPROVAL OF AMENDMENTS TO THE COMPANY S AMENDED Management For For AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. 03 APPROVAL OF AMENDMENTS TO THE COMPANY S AMENDED Management For For AND RESTATED ARTICLES OF INCORPORATION TO ELIMINATE PROVISIONS AUTHORIZING THE SERIES B CUMULATIVE PREFERRED STOCK. 04 RATIFICATION OF KPMG LLP AS THE COMPANY S INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
HARLEY-DAVIDSON, INC. HOG ANNUAL MEETING DATE: 04/26/2008 ISSUER: 412822108 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 80 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GEORGE H. CONRADES Management For For SARA L. LEVINSON Management For For GEORGE L. MILES, JR. Management For For JOCHEN ZEITZ Management For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS.
BALDOR ELECTRIC COMPANY BEZ ANNUAL MEETING DATE: 04/28/2008 ISSUER: 057741100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JEFFERSON W. ASHER, JR. Management For For RICHARD E. JAUDES Management For For ROBERT J. MESSEY Management For For 02 RATIFY APPOINTMENT OF AUDITORS Management For For 03 TO CONSIDER SHAREHOLDER PROPOSAL Shareholder Against For
NASHUA CORPORATION NSHA ANNUAL MEETING DATE: 04/28/2008 ISSUER: 631226107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ANDREW B. ALBERT Management For For L. SCOTT BARNARD Management For For THOMAS G. BROOKER Management For For AVRUM GRAY Management For For MICHAEL T. LEATHERMAN Management For For GEORGE R. MRKONIC, JR. Management For For MARK E. SCHWARZ Management For For 02 APPROVE THE 2008 VALUE CREATION INCENTIVE PLAN Management For For 03 APPROVE THE 2008 DIRECTORS PLAN Management For For 04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008
VALMONT INDUSTRIES, INC. VMI ANNUAL MEETING DATE: 04/28/2008 ISSUER: 920253101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 81 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MOGENS C. BAY Management For For WALTER SCOTT, JR. Management For For 02 PROPOSAL TO APPROVE THE VALMONT 2008 STOCK PLAN. Management Against Against 03 PROPOSAL TO APPROVE THE VALMONT 2008 EXECUTIVE Management For For INCENTIVE PLAN. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL 2008.
DAVIDE CAMPARI - MILANO SPA, MILANO DVDCY.PK OGM MEETING DATE: 04/29/2008 ISSUER: T24091117 ISIN: IT00038BLOCKING SEDOL: B08H5S5, B28GQ16, B08BR25, B1SSBL0
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 APR 2008 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. APPROVE TO CONFIRM THE BOARD OF DIRECTORS APPOINTMENT Management Take No Action 2. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007, Management Take No ADJOURNMENT THEREOF Action 3. GRANT AUTHORITY TO BUY BACK OWN SHARES Management Take No Action
GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST SPECIAL MEETING DATE: 04/29/2008 ISSUER: 36866W106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 PROPOSAL TO COMBINE MACROVISION CORPORATION AND Management For For GEMSTAR-TV GUIDE INTERNATIONAL, INC. THROUGH THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGERS, DATED AS OF DECEMBER 6, 2007, BY AND AMONG MACROVISION CORPORATION, GEMSTAR-TV GUIDE INTERNATIONAL, INC., MACROVISION SOLUTIONS CORPORATION, GALAXY MERGER SUB, INC. AND AND MARS MERGER SUB, INC., AS MORE DESCRIBED IN THE STATEMENT. 02 PROPOSAL TO ADJOURN OF THE SPECIAL MEETING TO Management For For PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE THE FIRST PROPOSAL DESCRIBED ABOVE. 03 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For THAT MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
SPECTRUM BRANDS INC SPC ANNUAL MEETING DATE: 04/29/2008 ISSUER: 84762L105 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 82 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For BARBARA S. THOMAS Management For For JOHN S. LUPO Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008. 03 SHAREHOLDER PROPOSAL - REGARDING DECLASSIFICATION Shareholder Against For OF THE BOARD OF DIRECTORS.
TENNANT COMPANY TNC ANNUAL MEETING DATE: 04/29/2008 ISSUER: 880345103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID MATHIESON Management For For STEPHEN G. SHANK Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. 03 TO APPROVE THE 2009 SHORT-TERM INCENTIVE PLAN. Management For For
AGL RESOURCES INC. ATG ANNUAL MEETING DATE: 04/30/2008 ISSUER: 001204106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 01 DIRECTOR Management For SANDRA N. BANE Management For For ARTHUR E. JOHNSON Management For For JAMES A. RUBRIGHT Management For For JOHN W. SOMERHALDER II Management For For BETTINA M. WHYTE Management For For
ALBEMARLE CORPORATION ALB ANNUAL MEETING DATE: 04/30/2008 ISSUER: 012653101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 83 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For J. ALFRED BROADDUS, JR. Management For For WILLIAM M. GOTTWALD Management For For R. WILLIAM IDE III Management For For RICHARD L. MORRILL Management For For MARK C. ROHR Management For For JOHN SHERMAN, JR. Management For For CHARLES E. STEWART Management For For HARRIETT TEE TAGGART Management For For ANNE MARIE WHITTEMORE Management For For 02 THE PROPOSAL TO APPROVE THE ALBEMARLE CORPORATION Management For For 2008 INCENTIVE PLAN. 03 THE PROPOSAL TO APPROVE THE 2008 STOCK COMPENSATION Management For For PLAN FOR NON-EMPLOYEE DIRECTORS OF ALBEMARLE CORPORATION. 04 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
BORGWARNER INC. BWA ANNUAL MEETING DATE: 04/30/2008 ISSUER: 099724106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBIN J. ADAMS Management For For DAVID T. BROWN Management For For 02 TO APPROVE THE AMENDMENT TO THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY FROM 150,000,000 SHARES TO 390,000,000 SHARES. 03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2008.
CIRCOR INTERNATIONAL, INC. CIR ANNUAL MEETING DATE: 04/30/2008 ISSUER: 17273K109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID A. BLOSS, SR. Management For For A. WILLIAM HIGGINS Management For For C. WILLIAM ZADEL Management For For 02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Management For For AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
FISHER COMMUNICATIONS, INC. FSCI ANNUAL MEETING DATE: 04/30/2008 ISSUER: 337756209 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 84 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management Withheld RICHARD L. HAWLEY Management Withheld Against GEORGE F. WARREN, JR. Management Withheld Against WILLIAM W. WARREN, JR. Management Withheld Against MICHAEL D. WORTSMAN Management Withheld Against 02 APPROVAL OF THE FISHER COMMUNICATIONS, INC. 2008 Management Against Against EQUITY INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
INVITROGEN CORPORATION IVGN ANNUAL MEETING DATE: 04/30/2008 ISSUER: 46185R100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For BALAKRISHNAN S. IYER Management For For RONALD A. MATRICARIA Management For For W. ANN REYNOLDS, PH.D. Management For For 03 AMENDMENT OF THE COMPANY S 1998 EMPLOYEE STOCK Management For For PURCHASE PLAN 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2008 04 AMENDMENT OF THE COMPANY S 2004 EQUITY INCENTIVE Management Against Against PLAN
PROVIDENCE AND WORCESTER RAILROAD CO. PWX ANNUAL MEETING DATE: 04/30/2008 ISSUER: 743737108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RICHARD ANDERSON Management For For ROBERT EDER Management For For JOHN HEALY Management For For PAUL TITTERTON Management For For
SJW CORP. SJW ANNUAL MEETING DATE: 04/30/2008 ISSUER: 784305104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR FISCAL YEAR 2008. 01 DIRECTOR Management For M.L. CALI Management For For J.P. DINAPOLI Management For For D.R. KING Management For For N.Y. MINETA Management For For W.R. ROTH Management For For C.J. TOENISKOETTER Management For For F.R. ULRICH, JR. Management For For R.A. VAN VALER Management For For 02 APPROVE THE EXECUTIVE OFFICER SHORT-TERM INCENTIVE Management For For PLAN. 03 APPROVE THE AMENDED AND RESTATED LONG-TERM INCENTIVE Management For For PLAN.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 85 of 178 CALLON PETROLEUM COMPANY CPE ANNUAL MEETING DATE: 05/01/2008 ISSUER: 13123X102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For LARRY D. MCVAY Management For For B.F. WEATHERLY Management For For RICHARD O. WILSON Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
CHESAPEAKE UTILITIES CORPORATION CPK ANNUAL MEETING DATE: 05/01/2008 ISSUER: 165303108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For THOMAS J. BRESNAN Management For For JOSEPH E. MOORE Management For For JOHN R. SCHIMKAITIS Management For For 02 RATIFICATION OF THE SELECTION OF BEARD MILLER Management For For COMPANY LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 PROPOSAL RELATING TO ELECTION OF ALL DIRECTORS Shareholder Against For ANNUALLY AND ELIMINATION OF DIRECTOR CLASSES WITH STAGGERED TERMS.
CHURCH & DWIGHT CO., INC. CHD ANNUAL MEETING DATE: 05/01/2008 ISSUER: 171340102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES R. CRAIGIE Management For For ROBERT A. DAVIES, III Management For For ROSINA B. DIXON Management For For ROBERT D. LEBLANC Management For For 02 APPROVAL OF AN AMENDMENT TO CHURCH & DWIGHT S Management For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK FROM 150 MILLION SHARES TO 300 MILLION SHARES. 03 APPROVAL OF THE CHURCH & DWIGHT CO., INC. OMNIBUS Management Against Against EQUITY COMPENSATION PLAN. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2008 CONSOLIDATED FINANCIAL STATEMENTS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 86 of 178 COACHMEN INDUSTRIES, INC. COA ANNUAL MEETING DATE: 05/01/2008 ISSUER: 189873102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GEOFFREY B. BLOOM Management For For WILLIAM P. JOHNSON Management For For
COVANTA HOLDING CORPORATION CVA ANNUAL MEETING DATE: 05/01/2008 ISSUER: 22282E102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID M. BARSE Management For For RONALD J. BROGLIO Management For For PETER C.B. BYNOE Management For For LINDA J. FISHER Management For For RICHARD L. HUBER Management For For ANTHONY J. ORLANDO Management For For WILLIAM C. PATE Management For For ROBERT S. SILBERMAN Management For For JEAN SMITH Management For For CLAYTON YEUTTER Management For For SAMUEL ZELL Management For For 02 TO AMEND THE EQUITY AWARD PLAN FOR EMPLOYEES Management For For AND OFFICERS TO INCREASE BY 6,000,000 THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER. 03 TO AMEND THE EQUITY AWARD PLAN FOR EMPLOYEES Management For For AND OFFICERS TO INCREASE THE MAXIMUM AWARD THAT A PARTICIPANT MAY RECEIVE IN A CALENDER YEAR TO 250,000 SHARES OF RESTRICTED STOCK AND OPTIONS TO PURCHASE 650,000 SHARES OF COMMON STOCK. 04 TO AMEND THE EQUITY AWARD PLAN FOR DIRECTORS Management For For TO INCREASE BY 300,000 THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER. 05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS COVANTA HOLDING CORPORATION S INDEPENDENT AUDITORS FOR THE 2008 FISCAL YEAR.
IRISH CONTINENTAL GROUP PLC IR5.IR AGM Meeting Date: 05/01/2008 ISSUER: G49406146 ISIN: IE0033336516 SEDOL: B06L4G0, 3333651, B1GKL63, 3339455
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 87 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1. RECEIVE THE FINANCIAL STATEMENTS AND REPORTS Management For For 2.A RE-APPOINT MR. JOHN B MCGUCKIAN AS A DIRECTOR Management For For OF THE COMPANY 2.B RE-APPOINT MR. GEAROID O DEA AS A DIRECTOR Management For For 3. APPROVE THE REMUNERATION OF THE AUDITORS Management For For 4. GRANT AUTHORITY TO ALLOT SHARES Management For For S.5 APPROVE TO DISAPPLY THE STATUTORY PRE-EMPTION Management For For PROVISIONS S.6 GRANT AUTHORITY FOR THE MARKET PURCHASE OF THE Management For For COMPANYS SHARES AND APPROVE TO REISSUE TREASURY SHARES 7. APPROVE THE IRISH CONTINENTAL GROUP PLC 2008 Management For For SHARE OPTION PLAN * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown IN THE NUMBERING OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
JOURNAL COMMUNICATIONS, INC. JRN ANNUAL MEETING DATE: 05/01/2008 ISSUER: 481130102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For STEVEN J. SMITH Management For For MARY ELLEN STANEK Management For For OWEN SULLIVAN Management For For JEANETTE TULLY Management For For 02 PROPOSAL PUT FORTH BY ONE OF OUR SHAREHOLDERS Management Against For THAT THE BOARD OF DIRECTORS CONSIDER USING FREE CASH FLOW FOR QUARTERLY DIVIDENDS AND DIVIDEND INCREASES BEFORE BEGINNING NEW SHARE REPURCHASE PROGRAMS OR OUTSIDE ACQUISITIONS.
LIN TV CORP. TVL ANNUAL MEETING DATE: 05/01/2008 ISSUER: 532774106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PETER S. BRODSKY Management For For DOUGLAS W. MCCORMICK Management For For MICHAEL A. PAUSIC Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF LIN TV CORP. FOR THE YEAR ENDING DECEMBER 31, 2008.
MUELLER INDUSTRIES, INC. MLI ANNUAL MEETING DATE: 05/01/2008 ISSUER: 624756102 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 88 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ALEXANDER P. FEDERBUSH Management For For PAUL J. FLAHERTY Management For For GENNARO J. FULVIO Management For For GARY S. GLADSTEIN Management For For SCOTT J. GOLDMAN Management For For TERRY HERMANSON Management For For HARVEY L. KARP Management For For WILLIAM D. O'HAGAN Management For For 02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS INDEPENDENT AUDITORS OF THE COMPANY. 03 STOCKHOLDER PROPOSAL REGARDING BOARD INCLUSIVENESS. Shareholder Against For
ODYSSEY HEALTHCARE, INC. ODSY ANNUAL MEETING DATE: 05/01/2008 ISSUER: 67611V101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PAUL J. FELDSTEIN Management For For ROBERT A. LEFTON Management For For SHAWN S. SCHABEL Management For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2008.
STERLING BANCORP STL ANNUAL MEETING DATE: 05/01/2008 ISSUER: 859158107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT ABRAMS Management For For JOSEPH M. ADAMKO Management For For LOUIS J. CAPPELLI Management For For FERNANDO FERRER Management For For ALLAN F. HERSHFIELD Management For For HENRY J. HUMPHREYS Management For For ROBERT W. LAZAR Management For For JOHN C. MILLMAN Management For For EUGENE ROSSIDES Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2008.
TELEFLEX INCORPORATED TFX ANNUAL MEETING DATE: 05/01/2008 ISSUER: 879369106 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 89 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM R. COOK Management For For GEORGE BABICH, JR. Management For For STEPHEN K. KLASKO Management For For BENSON F. SMITH Management For For 02 APPROVAL OF THE TELEFLEX INCORPORATED 2008 STOCK Management Against Against INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
TRACTOR SUPPLY COMPANY TSCO ANNUAL MEETING DATE: 05/01/2008 ISSUER: 892356106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES F. WRIGHT Management For For JOHNSTON C. ADAMS Management For For WILLIAM BASS Management For For JACK C. BINGLEMAN Management For For S.P. BRAUD Management For For RICHARD W. FROST Management For For CYNTHIA T. JAMISON Management For For GERARD E. JONES Management For For GEORGE MACKENZIE Management For For EDNA K. MORRIS Management For For 02 TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2008.
VERIZON COMMUNICATIONS INC. VZANNUAL MEETING DATE: 05/01/2008 ISSUER: 92343V104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For 1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For 1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For 1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For 1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For 1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1G ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For 1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For 1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For 1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For 1K ELECTION OF DIRECTOR: JOHN W. SNOW Management For For 1L ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 ELIMINATE STOCK OPTIONS Shareholder Against For 04 GENDER IDENTITY NONDISCRIMINATION POLICY Shareholder Against For 05 SEPARATE OFFICES OF CHAIRMAN AND CEO Shareholder Against For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 90 of 178 CURTISS-WRIGHT CORPORATION CWANNUAL MEETING DATE: 05/02/2008 ISSUER: 231561101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MARTIN R. BENANTE Management For For S. MARCE FULLER Management For For ALLEN A. KOZINSKI Management For For CARL G. MILLER Management For For WILLIAM B. MITCHELL Management For For JOHN R. MYERS Management For For JOHN B. NATHMAN Management For For WILLIAM W. SIHLER Management For For ALBERT E. SMITH Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2008.
FRANKLIN ELECTRIC CO., INC. FELE ANNUAL MEETING DATE: 05/02/2008 ISSUER: 353514102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID T. BROWN Management For For DAVID A. ROBERTS Management For For HOWARD B. WITT Management For For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, Management For For LLP, AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
IMS HEALTH INCORPORATED RX ANNUAL MEETING DATE: 05/02/2008 ISSUER: 449934108 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 91 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: DAVID R. CARLUCCI Management For For 1B ELECTION OF DIRECTOR: CONSTANTINE L. CLEMENTE Management For For 1C ELECTION OF DIRECTOR: KATHRYN E. GIUSTI Management For For 1D ELECTION OF DIRECTOR: M. BERNARD PUCKETT Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 APPROVAL OF THE AMENDMENTS TO THE RESTATED CERTIFICATE Management For For OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. 04 REAPPROVAL OF THE BUSINESS CRITERIA USED FOR Management For For PERFORMANCE GOALS UNDER THE EXECUTIVE ANNUAL INCENTIVE PLAN.
JOURNAL REGISTER COMPANY JRC ANNUAL MEETING DATE: 05/02/2008 ISSUER: 481138105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For L. GODWIN-HUTCHINSON Management For For JOSEPH A. LAWRENCE Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
THE BRINK'S COMPANY BCO ANNUAL MEETING DATE: 05/02/2008 ISSUER: 109696104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MARC C. BRESLAWSKY Management For For JOHN S. BRINZO Management For For MICHAEL T. DAN Management For For LAWRENCE J. MOSNER Management For For CARROLL R. WETZEL, JR. Management For For 02 APPROVE THE THE BRINK S COMPANY NON-EMPLOYEE Management Against Against DIRECTORS EQUITY PLAN. 03 APPROVE THE SELECTION OF KPMG LLP AS AN INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
MKS INSTRUMENTS, INC. MKSI ANNUAL MEETING DATE: 05/05/2008 ISSUER: 55306N104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT R. ANDERSON Management For For GREGORY R. BEECHER Management For For JOHN R. BERTUCCI Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 92 of 178 PENNICHUCK CORPORATION PNNW ANNUAL MEETING DATE: 05/05/2008 ISSUER: 708254206 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JANET M. HANSEN Management For For HANNAH M. MCCARTHY Management For For JAMES M. MURPHY Management For For 02 TO APPROVE THE PROPOSED AMENDMENT AND RESTATEMENT Management For For OF THE PENNICHUCK CORPORATION 2000 STOCK OPTION PLAN.
STARTEK, INC. SRT ANNUAL MEETING DATE: 05/05/2008 ISSUER: 85569C107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ED ZSCHAU Management For For P. KAY NORTON Management For For ALBERT C. YATES Management For For A. LAURENCE JONES Management For For HARVEY A. WAGNER Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. 03 TO APPROVE THE STARTEK, INC. EMPLOYEE STOCK PURCHASE Management For For PLAN. 04 TO APPROVE THE STARTEK, INC. 2008 EQUITY INCENTIVE Management Against Against PLAN.
STONERIDGE, INC. SRI ANNUAL MEETING DATE: 05/05/2008 ISSUER: 86183P102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN C. COREY Management For For KIM KORTH Management For For JEFFREY P. DRAIME Management For For WILLIAM M. LASKY Management For For SHELDON J. EPSTEIN Management For For EARL L. LINEHAN Management For For DOUGLAS C. JACOBS Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 93 of 178 TOOTSIE ROLL INDUSTRIES, INC. TR ANNUAL MEETING DATE: 05/05/2008 ISSUER: 890516107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MELVIN J. GORDON Management For For ELLEN R. GORDON Management For For LANE JANE LEWIS-BRENT Management For For BARRE A. SEIBERT Management For For RICHARD P. BERGEMAN Management For For 02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2008.
AARON RENTS, INC. RNTA ANNUAL MEETING DATE: 05/06/2008 ISSUER: 002535300 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For R.C. LOUDERMILK, SR. Management For For R.C. LOUDERMILK, JR. Management For For GILBERT L. DANIELSON Management For For WILLIAM K. BUTLER, JR. Management For For RONALD W. ALLEN Management For For LEO BENATAR Management For For EARL DOLIVE Management For For DAVID L. KOLB Management For For RAY M. ROBINSON Management For For JOHN B. SCHUERHOLZ Management For For JOHN C. PORTMAN, JR. Management For For
ALLERGAN, INC. AGN ANNUAL MEETING DATE: 05/06/2008 ISSUER: 018490102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DEBORAH DUNSIRE, M.D Management For For TREVOR M. JONES, PH.D. Management For For LOUIS J. LAVIGNE, JR. Management For For LEONARD D. SCHAEFFER Management For For 02 TO APPROVE THE ALLERGAN, INC. 2008 INCENTIVE Management Against Against AWARD PLAN 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008 4A TO APPROVE STOCKHOLDER PROPOSAL NO. 1 REGARDING Shareholder Against For THE ADOPTION OF A PAY-FOR-SUPERIOR-PERFORMANCE EXECUTIVE COMPENSATION PLAN 4B TO APPROVE STOCKHOLDER PROPOSAL NO. 2 REGARDING Shareholder Against For ADDITIONAL ANIMAL TESTING DISCLOSURE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 94 of 178 ARGO GROUP INTERNATIONAL HOLDINGS, LTD. AGII ANNUAL MEETING DATE: 05/06/2008 ISSUER: G0464B107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For H. BERRY CASH Management For For BRADLEY E. COOPER Management For For FAYEZ S. SAROFIM Management For For MARK E. WATSON III Management For For 02 TO CONSIDER AND APPROVE THE RECOMMENDATION OF Management For For THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008 AND TO REFER THE DETERMINATION OF THE INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS.
ASTRONICS CORPORATION ATRO ANNUAL MEETING DATE: 05/06/2008 ISSUER: 046433108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RAYMOND W. BOUSHIE Management For For ROBERT T. BRADY Management For For JOHN B. DRENNING Management For For PETER J. GUNDERMANN Management For For KEVIN T. KEANE Management For For ROBERT J. MCKENNA Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For INDEPENDENT AUDITORS FOR FISCAL YEAR 2008. 03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL Shareholder Against For RECOMMENDING THE BOARD OF DIRECTORS TAKE ACTION TO CONVERT ALL OF THE COMPANY S SHARES OF CLASS B STOCK INTO SHARES OF COMMON STOCK.
BARRICK GOLD CORPORATION ABX SPECIAL MEETING DATE: 05/06/2008 ISSUER: 067901108 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 95 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For H.L. BECK Management For For C.W.D. BIRCHALL Management For For D.J. CARTY Management For For G. CISNEROS Management For For M.A. COHEN Management For For P.A. CROSSGROVE Management For For R.M. FRANKLIN Management For For P.C. GODSOE Management For For J.B. HARVEY Management For For B. MULRONEY Management For For A. MUNK Management For For P. MUNK Management For For S.J. SHAPIRO Management For For G.C. WILKINS Management For For 02 RESOLUTION APPROVING THE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 SPECIAL RESOLUTION CONFIRMING THE REPEAL AND Management For For REPLACEMENT OF BY-LAW NO. 1 OF BARRICK AS SET OUT IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 SHAREHOLDER RESOLUTION SET OUT IN SCHEDULE C Shareholder Against For TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
BASIN WATER INC. BWTR ANNUAL MEETING DATE: 05/06/2008 ISSUER: 07011T306 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For VICTOR J. FRYLING Management For For SCOTT A. KATZMANN Management For For 02 TO RATIFY THE APPOINTMENT OF SINGER LEWAK GREENBAUM Management For For & GOLDSTEIN LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
CONSOLIDATED COMMUNICATIONS HLDGS, INC. CNSL ANNUAL MEETING DATE: 05/06/2008 ISSUER: 209034107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT J. CURREY Management For For MARIBETH S. RAHE Management For For 02 APPROVAL OF ERNST & YOUNG, LLP, AS THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM.
DANAHER CORPORATION DHR ANNUAL MEETING DATE: 05/06/2008 ISSUER: 235851102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Management For For 1B ELECTION OF DIRECTOR: MITCHELL P. RALES Management For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS DANAHER S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. 03 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shareholder Against For COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS TO ADOPT SPECIFIED PRINCIPLES RELATING TO THE EMPLOYMENT OF ANY NAMED EXECUTIVE OFFICER. 03 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shareholder Against For COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS TO ADOPT SPECIFIED PRINCIPLES RELATING TO THE EMPLOYMENT OF ANY NAMED EXECUTIVE OFFICER.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 96 of 178 DELTA PLC DLTA.L AGM Meeting Date: 05/06/2008 ISSUER: G27076119 ISIN: GB0002615069 SEDOL: 0261506, B02SH33
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown IN THE TEXT OF RESOLUTION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. 1. RECEIVE AND APPROVE THE ACCOUNTS AND THE REPORTS Management For For OF THE DIRECTORS AND THE AUDITORS FOR THE FYE 39447 2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For For THE FYE 31 DEC 2007 3. DECLARE A FINAL DIVIDEND 3.4 PENCE PER ORDINARY Management For For SHARE, PAYABLE ON 09 MAY 2008 TO SHAREHOLDERS REGISTERED AT CLOSE OF BUSINESS ON 04 MAY 2008 4. RE-ELECT MR. ANDREW WALKER AS A DIRECTOR OF THE Management For For COMPANY 5. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For For OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT AGM 6. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For For OF THE AUDITORS 7. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH SECTION Management For For 80 OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 8,559,061; AUTHORITY EXPIRES THE EARLIER OF THE NEXT AGM IN 2009 OF THE COMPANY OR 31 JUL 2009; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY; FOR THE PURPOSES OF THIS RESOLUTION, WORDS AND EXPRESSIONS DEFINED IN OR FOR THE PURPOSES OF THE SAID SECTION 80 SHALL BEAR THE SAME MEANINGS S.11 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For For AS SPECIFIED S.8 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For For 891 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES FOR CASH PURSUANT, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 891, PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: A IN CONNECTION WITH A RIGHTS; B UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,922,046; AND C) PURSUANT TO ANY APPROVED AND UNAPPROVED SHARE OPTION SCHEME; AUTHORITY EXPIRES AT THE DATE OF THE NEXT AGM OF THE COMPANY IN 2009 OR 31 JUL 2009; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY; THE POWER IN PARAGRAPH A ABOVE, INSOFAR AS IT RELATES TO THE ALLOTMENT OF EQUITY SECURITIES RATHER THAN THE SALE OF TREASURY SHARES, IS GRANTED PURSUANT TO THE RESOLUTION CONFERRING AUTHORITY UNDER SECTION 80 OF THE ACT PASSED ON THE DATE HEREOF S.9 AUTHORIZE THE COMPANY, BY A SPECIAL RESOLUTION Management For For PASSED AT THE EGM HELD ON 25 APR 1990, AND SUBSEQUENTLY RENEWED ANNUALLY TO MAKE MARKED PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 AS AMENDED OF UP TO 15,000,000 ORDINARY SHARES OF 25P EACH, AT A MINIMUM PRICE WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS NOT MORE THAN 5% ABOVE THE AVERAGE MARKET VALUE FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE 5 BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY TO BE HELD IN 2009 OR 31 JUL 2009; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY S.10 AMEND THE MEMORANDUM AND ARTICLES OF ASSOCIATION Management For For OF THE COMPANY TO REFLECT COMPANY LAW CHANGES, INCLUDING THE IMPLEMENTATION OF THE COMPANIES ACT 2006 AS SPECIFIED
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 97 of 178 FOSTER WHEELER LTD. FWLT ANNUAL MEETING DATE: 05/06/2008 ISSUER: G36535139 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JACK A. FUSCO Management For For EDWARD G. GALANTE Management For For RAYMOND J. MILCHOVICH Management For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For FOSTER WHEELER LTD S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 AND AUTHORIZATION OF THE BOARD, THROUGH THE AUDIT COMMITTEE, TO SET THE FIRM S REMUNERATION.
GARDNER DENVER, INC. GDI ANNUAL MEETING DATE: 05/06/2008 ISSUER: 365558105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DONALD G. BARGER, JR. Management For For RAYMOND R. HIPP Management For For DAVID D. PETRATIS Management For For
GAYLORD ENTERTAINMENT COMPANY GET ANNUAL MEETING DATE: 05/06/2008 ISSUER: 367905106 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 98 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management Withheld E.K. GAYLORD II Management Withheld Against E. GORDON GEE Management Withheld Against ELLEN LEVINE Management Withheld Against RALPH HORN Management Withheld Against MICHAEL J. BENDER Management Withheld Against R. BRAD MARTIN Management Withheld Against MICHAEL D. ROSE Management Withheld Against COLIN V. REED Management Withheld Against MICHAEL I. ROTH Management Withheld Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
HEARST-ARGYLE TELEVISION, INC. HTV ANNUAL MEETING DATE: 05/06/2008 ISSUER: 422317107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CAROLINE L. WILLIAMS Management For For 02 APPROVAL OF INCENTIVE COMPENSATION PLAN PROPOSAL. Management For For 03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For EXTERNAL AUDITORS.
HICKORYTECH CORPORATION HTCO ANNUAL MEETING DATE: 05/06/2008 ISSUER: 429060106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT D. ALTON JR. Management For For JAMES W. BRACKE Management For For R. WYNN KEARNEY JR. Management For For DALE E. PARKER Management For For
ITRON, INC. ITRI ANNUAL MEETING DATE: 05/06/2008 ISSUER: 465741106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JON E. ELIASSEN Management For For CHARLES H. GAYLORD Management For For GARY E. PRUITT Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT ACCOUNTING FIRM.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 99 of 178 MAGNA ENTERTAINMENT CORP. ("MEC") MECA SPECIAL MEETING DATE: 05/06/2008 ISSUER: 559211107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 04 TO AUTHORIZE THE BOARD OF DIRECTORS OF MEC, IN Management For For ITS DISCRETION, TO AMEND MEC S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE THE CREATION OF A CLASS OF PREFERRED STOCK. 03 TO APPROVE A PROPOSAL TO AUTHORIZE THE BOARD Management For For OF DIRECTORS OF MEC, IN ITS DISCRETION, TO AMEND MEC S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT FOR ONE TIME ONLY, PRIOR TO MAY 6, 2009, IN ANY WHOLE NUMBER CONSOLIDATION RATIO FROM 1:10 TO 1:20. 02 TO VOTE IN RESPECT OF THE RATIFICATION OF THE Management For For AUDIT COMMITTEE S APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS MEC S AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 01 DIRECTOR Management For ANTHONY R. CAMPBELL Management For For JERRY D. CAMPBELL Management For For RON CHARLES Management For For JENNIFER JACKSON Management For For WILLIAM J. MENEAR Management For For FRANK STRONACH Management For For FRANK VASILKIOTI Management For For CHARLIE WILLIAMS Management For For
MIDAS, INC. MDS ANNUAL MEETING DATE: 05/06/2008 ISSUER: 595626102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For THOMAS L. BINDLEY Management For For ROBERT R. SCHOEBERL Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR ENDING JANUARY 3, 2009.
O'REILLY AUTOMOTIVE, INC. ORLY ANNUAL MEETING DATE: 05/06/2008 ISSUER: 686091109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID E. O'REILLY Management For For JAY D. BURCHFIELD Management For For PAUL R. LEDERER Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, Management For For LLP AS INDEPENDENT AUDITORS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 100 of 178 SHENANDOAH TELECOMMUNICATIONS COMPANY SHEN ANNUAL MEETING DATE: 05/06/2008 ISSUER: 82312B106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DOUGLAS C. ARTHUR Management For For TRACY FITZSIMMONS Management For For JOHN W. FLORA Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
TENNECO INC. TEN ANNUAL MEETING DATE: 05/06/2008 ISSUER: 880349105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Management For For 1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Management For For 1C ELECTION OF DIRECTOR: FRANK E. MACHER Management For For 1D ELECTION OF DIRECTOR: ROGER B. PORTER Management For For 1E ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Management For For 1F ELECTION OF DIRECTOR: GREGG M. SHERRILL Management For For 1G ELECTION OF DIRECTOR: PAUL T. STECKO Management For For 1H ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Management For For 1I ELECTION OF DIRECTOR: JANE L. WARNER Management For For 02 APPROVE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2008.
TESORO CORPORATION TSO ANNUAL MEETING DATE: 05/06/2008 ISSUER: 881609101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT W. GOLDMAN Management For For STEVEN H. GRAPSTEIN Management For For WILLIAM J. JOHNSON Management For For RODNEY F. CHASE Management For For DONALD H. SCHMUDE Management For For BRUCE A. SMITH Management For For JOHN F. BOOKOUT III Management For For MICHAEL E. WILEY Management For For J.W. (JIM) NOKES Management For For 03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2008. 02 TO APPROVE AMENDMENTS TO THE TESORO CORPORATION Management For For S 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 3,000,000 TO 6,000,000 SHARES OF COMMON STOCK, TO INCREASE THE SHARES AVAILABLE FOR OPTION GRANTS FROM 2,250,000 TO 5,250,000 SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 101 of 178 WYNN RESORTS, LIMITED WYNN ANNUAL MEETING DATE: 05/06/2008 ISSUER: 983134107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For KAZUO OKADA Management For For ROBERT J. MILLER Management For For ALLAN ZEMAN Management For For 02 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For GOALS IN THE WYNN RESORTS, LIMITED 2002 STOCK INCENTIVE PLAN UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE. 03 THE AUDIT COMMITTEE S APPOINTMENT OF ERNST & Management For For YOUNG, LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES.
YOUNG BROADCASTING INC. YBTVA ANNUAL MEETING DATE: 05/06/2008 ISSUER: 987434107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management JEFFREY S. AMLING Management For For ALFRED J. HICKEY, JR. Management For For RICHARD C. LOWE Management Withheld Against ALEXANDER T. MASON Management For For DEBORAH A. MCDERMOTT Management Withheld Against JAMES A. MORGAN Management Withheld Against REID MURRAY Management For For VINCENT J. YOUNG Management Withheld Against 02 TO APPROVE AN AMENDMENT OF OUR 2004 EQUITY INCENTIVE Management Against Against PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE THEREUNDER.
YOUNG INNOVATIONS, INC. YDNT ANNUAL MEETING DATE: 05/06/2008 ISSUER: 987520103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GEORGE E. RICHMOND Management For For ALFRED E. BRENNAN Management For For BRIAN F. BREMER Management For For P.J. FERRILLO, JR. Management For For RICHARD J. BLISS Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 102 of 178 AQUILA, INC. ILA ANNUAL MEETING DATE: 05/07/2008 ISSUER: 03840P102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For HERMAN CAIN Management For For PATRICK J. LYNCH Management For For NICHOLAS SINGER Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITORS FOR 2008.
CHAMPION ENTERPRISES, INC. CHB ANNUAL MEETING DATE: 05/07/2008 ISSUER: 158496109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT W. ANESTIS Management For For ERIC S. BELSKY Management For For WILLIAM C. GRIFFITHS Management For For SELWYN ISAKOW Management For For BRIAN D. JELLISON Management For For G. MICHAEL LYNCH Management For For THOMAS A. MADDEN Management For For SHIRLEY D. PETERSON Management For For
DUCOMMUN INCORPORATED DCO ANNUAL MEETING DATE: 05/07/2008 ISSUER: 264147109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOSEPH C. BERENATO Management For For ROBERT D. PAULSON Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE CORPORATION S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
EL PASO ELECTRIC COMPANY EE ANNUAL MEETING DATE: 05/07/2008 ISSUER: 283677854 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 103 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GARY R. HEDRICK Management For For KENNETH R. HEITZ Management For For MICHAEL K. PARKS Management For For ERIC B. SIEGEL Management For For 02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ENTEGRIS, INC. ENTG ANNUAL MEETING DATE: 05/07/2008 ISSUER: 29362U104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GIDEON ARGOV Management For For MICHAEL A. BRADLEY Management For For MICHAEL P.C. CARNS Management For For DANIEL W. CHRISTMAN Management For For GARY F. KLINGL Management For For ROGER D. MCDANIEL Management For For PAUL L.H. OLSON Management For For BRIAN F. SULLIVAN Management For For 02 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVE AMENDED AND RESTATED ENTEGRIS INCENTIVE Management For For PLAN TO ADD PERFORMANCE CRITERIA AND LIMITATIONS ON AWARDS. 04 APPROVE AMENDMENTS TO THE 2001 EQUITY INCENTIVE Management For For PLAN AND THE 1999 LONG TERM INCENTIVE AND STOCK OPTION PLAN TO ADD PERFORMANCE CRITERIA AND LIMITATIONS ON AWARDS.
KINROSS GOLD CORPORATION KGC SPECIAL MEETING DATE: 05/07/2008 ISSUER: 496902404 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN A. BROUGH Management For For TYE W. BURT Management For For JOHN K. CARRINGTON Management For For RICHARD S. HALLISEY Management For For JOHN M.H. HUXLEY Management For For JOHN A. KEYES Management For For C. MCLEOD-SELTZER Management For For GEORGE F. MICHALS Management For For JOHN E. OLIVER Management For For TERENCE C.W. REID Management For For 02 TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED Management For For ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION 03 TO APPROVE AN AMENDMENT TO THE SHARE INCENTIVE Management For For PLAN OF THE COMPANY TO INCREASE THE NUMBER OF COMMON SHARES ISSUABLE THEREUNDER FROM 12,833,333 TO 22,833,333 AND TO AMEND THE AMENDMENT PROVISIONS OF THE PLAN AS FULLY DESCRIBED IN THE ATTACHED MANAGEMENT INFORMATION CIRCULAR 04 TO APPROVE AN AMENDMENT TO THE RESTRICTED SHARE Management For For PLAN OF THE COMPANY TO INCREASE THE NUMBER OF COMMON SHARES ISSUABLE THEREUNDER FROM 4,000,000 TO 8,000,000, AND TO AMEND THE AMENDMENT PROVISIONS OF THE PLAN AS FULLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 104 of 178 LUFKIN INDUSTRIES, INC. LUFK ANNUAL MEETING DATE: 05/07/2008 ISSUER: 549764108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For H.J. TROUT, JR. Management For For J.T. JONGEBLOED Management For For S.V. BAER Management For For
NABI BIOPHARMACEUTICALS NABI ANNUAL MEETING DATE: 05/07/2008 ISSUER: 629519109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JASON M. ARYEH Management For For DAVID L. CASTALDI Management For For GEOFFREY F. COX, PH.D. Management For For PETER B. DAVIS Management For For RAAFAT E.F. FAHIM Management For For RICHARD A. HARVEY, JR. Management For For LESLIE HUDSON, PH.D. Management For For LINDA JENCKES Management For For TIMOTHY P. LYNCH Management For For STEPHEN G. SUDOVAR Management For For 02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2008.
QUAKER CHEMICAL CORPORATION KWR ANNUAL MEETING DATE: 05/07/2008 ISSUER: 747316107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT E. CHAPPELL Management For For RONALD J. NAPLES Management For For ROBERT H. ROCK Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 105 of 178 THOMAS & BETTS CORPORATION TNB ANNUAL MEETING DATE: 05/07/2008 ISSUER: 884315102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JEANANNE K. HAUSWALD Management For For DEAN JERNIGAN Management For For RONALD B. KALICH Management For For KENNETH R. MASTERSON Management For For DOMINIC J. PILEGGI Management For For JEAN PAUL RICHARD Management For For KEVIN L. ROBERG Management For For DAVID D. STEVENS Management For For WILLIAM H. WALTRIP Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN Management For For 04 APPROVAL OF THE THOMAS AND BETTS 2008 STOCK INCENTIVE Management Against Against PLAN
ALPHARMA INC. ALO ANNUAL MEETING DATE: 05/08/2008 ISSUER: 020813101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For FINN BERG JACOBSEN Management For For PETER W. LADELL Management For For DEAN J. MITCHELL Management For For RAMON M. PEREZ Management For For DAVID C. U'PRICHARD Management For For PETER G. TOMBROS Management For For 02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against THE ALPHARMA INC. 2003 OMNIBUS INCENTIVE COMPENSATION PLAN. 03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For THE ALPHARMA INC. EMPLOYEE STOCK PURCHASE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF BDO SEIDMAN, Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
BARNES GROUP INC. B ANNUAL MEETING DATE: 05/08/2008 ISSUER: 067806109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM S. BRISTOW, JR. Management For For WILLIAM C. DENNINGER Management For For GREGORY F. MILZCIK Management For For 02 APPROVE AMENDMENT TO THE BARNES GROUP INC. EMPLOYEE Management For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE 03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 106 of 178 BRUKER CORPORATION BRKR ANNUAL MEETING DATE: 05/08/2008 ISSUER: 116794108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For COLLIN J. D'SILVA Management For For STEPHEN W. FESIK Management For For DIRK D. LAUKIEN Management For For RICHARD M. STEIN Management For For BERNHARD WANGLER Management For For 02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For For CONFIRM AND APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF BRUKER CORPORATION FOR FISCAL 2008.
EDWARDS LIFESCIENCES CORPORATION EW ANNUAL MEETING DATE: 05/08/2008 ISSUER: 28176E108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: JOHN T. CARDIS Management For For 1B ELECTION OF DIRECTOR: PHILIP M. NEAL Management For For 1C ELECTION OF DIRECTOR: DAVID E.I. PYOTT Management For For 02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM. 03 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM.
FALCONSTOR SOFTWARE, INC. FALC ANNUAL MEETING DATE: 05/08/2008 ISSUER: 306137100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For STEVEN R. FISCHER Management For For ALAN W. KAUFMAN Management For For 02 TO APPROVE AN AMENDMENT TO THE FALCONSTOR SOFTWARE, Management For For INC., 2006 INCENTIVE STOCK PLAN. 03 TO APPROVE AN AMENDMENT TO THE FALCONSTOR SOFTWARE, Management For For INC., 2007 OUTSIDE DIRECTORS EQUITY COMPENSATION PLAN. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 107 of 178 K-TRON INTERNATIONAL, INC. KTII ANNUAL MEETING DATE: 05/08/2008 ISSUER: 482730108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For NORMAN COHEN Management For For RICHARD J. PINOLA Management For For
LEAR CORPORATION LEA ANNUAL MEETING DATE: 05/08/2008 ISSUER: 521865105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For VINCENT J. INTRIERI Management For For CONRAD L. MALLETT, JR. Management For For ROBERT R. ROSSITER Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For LEAR CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For VOTE STANDARDS.
NUCO2 INC. NUCO SPECIAL MEETING DATE: 05/08/2008 ISSUER: 629428103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF JANUARY 29, 2008 (THE MERGER AGREEMENT ), BY AND AMONG NUCO2 ACQUISITION CORP. ( PARENT ), NUCO2 MERGER CO. ( MERGER SUB ) AND NUCO2 INC. (THE COMPANY ) AND APPROVE THE MERGER OF MERGER SUB WITH AND INTO THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO APPROVE THE TRANSFER OF SUBSTANTIALLY ALL Management For For OF THE COMPANY S ASSETS TO ITS NEWLY-CREATED, WHOLLY OWNED SUBSIDIARIES. 03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO (A) APPROVE AND ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER OR (B) APPROVE THE ASSET TRANSFER.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 108 of 178 PROLIANCE INTERNATIONAL, INC. PLI ANNUAL MEETING DATE: 05/08/2008 ISSUER: 74340R104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For BARRY R. BANDUCCI Management For For CHARLES E. JOHNSON Management For For VINCENT L. MARTIN Management For For 02 APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
SONIC INNOVATIONS, INC. SNCI ANNUAL MEETING DATE: 05/08/2008 ISSUER: 83545M109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES M. CALLAHAN Management For For CRAIG L. MCKNIGHT Management For For
SOUTHWEST GAS CORPORATION SWX ANNUAL MEETING DATE: 05/08/2008 ISSUER: 844895102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GEORGE C. BIEHL Management For For THOMAS E. CHESTNUT Management For For STEPHEN C. COMER Management For For RICHARD M. GARDNER Management For For JAMES J. KROPID Management For For MICHAEL O. MAFFIE Management For For ANNE L. MARIUCCI Management For For MICHAEL J. MELARKEY Management For For JEFFREY W. SHAW Management For For CAROLYN M. SPARKS Management For For TERRENCE L. WRIGHT Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2008.
STILLWATER MINING COMPANY SWC ANNUAL MEETING DATE: 05/08/2008 ISSUER: 86074Q102 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 109 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CRAIG L. FULLER Management For For PATRICK M. JAMES Management For For STEVEN S. LUCAS Management For For JOSEPH P. MAZUREK Management For For FRANCIS R. MCALLISTER Management For For SHERYL K. PRESSLER Management For For DONALD W. RIEGLE, JR. Management For For TODD D. SCHAFER Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR 2008.
TREDEGAR CORPORATION TG ANNUAL MEETING DATE: 05/08/2008 ISSUER: 894650100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GEORGE A. NEWBILL Management For For NORMAN A. SCHER Management For For R. GREGORY WILLIAMS Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
WINDSTREAM CORPORATION WIN ANNUAL MEETING DATE: 05/08/2008 ISSUER: 97381W104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CAROL B. ARMITAGE Management For For SAMUEL E. BEALL, III Management For For DENNIS E. FOSTER Management For For FRANCIS X. FRANTZ Management For For JEFFERY R. GARDNER Management For For JEFFREY T. HINSON Management For For JUDY K. JONES Management For For WILLIAM A. MONTGOMERY Management For For FRANK E. REED Management For For 02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS WINDSTREAM S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2008 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
ALBANY INTERNATIONAL CORP. AIN ANNUAL MEETING DATE: 05/09/2008 ISSUER: 012348108 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 110 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN F. CASSIDY, JR. Management For For PAULA H.J. CHOLMONDELEY Management For For EDGAR G. HOTARD Management For For ERLAND E. KAILBOURNE Management For For JOSEPH G. MORONE Management For For JUHANI PAKKALA Management For For CHRISTINE L. STANDISH Management For For JOHN C. STANDISH Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT AUDITOR.
BEL FUSE INC. BELFA ANNUAL MEETING DATE: 05/09/2008 ISSUER: 077347201 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For AVI EDEN Management For For ROBERT H. SIMANDL Management For For 02 WITH RESPECT TO THE RATIFICATION OF THE DESIGNATION Management For For OF DELOITTE & TOUCHE LLP TO AUDIT BEL S BOOKS AND ACCOUNTS FOR 2008.
CADIZ INC. CLCI ANNUAL MEETING DATE: 05/09/2008 ISSUER: 127537207 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For KEITH BRACKPOOL Management For For MURRAY H. HUTCHISON Management For For TIMOTHY J. SHAHEEN Management For For STEPHEN J. DUFFY Management For For WINSTON HICKOX Management For For GEOFFREY GRANT Management For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For INDEPENDENT AUDITOR.
IVANHOE MINES LTD. IVN ANNUAL MEETING DATE: 05/09/2008 ISSUER: 46579N103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT M. FRIEDLAND Management For For DAVID HUBERMAN Management For For JOHN MACKEN Management For For PETER MEREDITH Management For For BRET CLAYTON Management For For KJELD THYGESEN Management For For ROBERT HANSON Management For For MARKUS FABER Management For For HOWARD BALLOCH Management For For DAVID KORBIN Management For For R. EDWARD FLOOD Management For For 02 TO APPOINT DELOITTE & TOUCHE, LLP CHARTERED ACCOUNTANTS, Management For For AS AUDITORS OF THE CORPORATION AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 111 of 178 ORTHOLOGIC CORP. OLGC ANNUAL MEETING DATE: 05/09/2008 ISSUER: 68750J107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN M. HOLLIMAN III Management For For A.A. WHITE III, MD, PHD Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP, AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008
THE MIDDLEBY CORPORATION MIDD ANNUAL MEETING DATE: 05/09/2008 ISSUER: 596278101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For SELIM A. BASSOUL Management For For ROBERT B. LAMB Management For For RYAN LEVENSON Management For For JOHN R. MILLER III Management For For GORDON O'BRIEN Management For For PHILIP G. PUTNAM Management For For SABIN C. STREETER Management For For ROBERT L. YOHE Management For For 02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITOR FOR FISCAL YEAR ENDED JANUARY 3, 2009. 03 APPROVE AN AMENDMENT TO THE MIDDLEBY CORPORATION Management For For 2007 STOCK INCENTIVE PLAN. 04 APPROVE THE AMENDMENT TO THE MIDDLEBY CORPORATION Management For For EXECUTIVE OFFICER INCENTIVE PLAN.
WORLD WRESTLING ENTERTAINMENT, INC. WWE ANNUAL MEETING DATE: 05/09/2008 ISSUER: 98156Q108 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 112 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For VINCENT K. MCMAHON Management For For LINDA E. MCMAHON Management For For ROBERT A. BOWMAN Management For For DAVID KENIN Management For For JOSEPH PERKINS Management For For MICHAEL B. SOLOMON Management For For LOWELL P. WEICKER, JR. Management For For MICHAEL SILECK Management For For 02 APPROVAL OF THE 2007 OMNIBUS INCENTIVE PLAN. Management Against Against 03 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 04 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE Management For For THE MEETING OR ANY ADJOURNMENT THEREOF.
FURMANITE CORPORATION ANNUAL MEETING DATE: 05/12/2008 ISSUER: 361086101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For SANGWOO AHN Management For For JOHN R. BARNES Management For For CHARLES R. COX Management For For HANS KESSLER Management For For
ACCO BRANDS CORPORATION ABD ANNUAL MEETING DATE: 05/13/2008 ISSUER: 00081T108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For NORMAN H. WESLEY Management For For ROBERT J. KELLER Management For For ROBERT H. JENKINS Management For For 02 PROPOSAL TO APPROVE THE AMENDMENT TO THE RESTATED Management For For CERTIFICATE OF INCORPORATION OF ACCO BRANDS CORPORATION REGARDING THE DECLASSIFICATION OF THE BOARD OF DIRECTORS. 03 PROPOSAL TO APPROVE THE AMENDMENT TO THE AMENDED Management Against Against AND RESTATED 2005 INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ACCO BRANDS CORPORATION IN 2008.
ANIXTER INTERNATIONAL INC. AXE ANNUAL MEETING DATE: 05/13/2008 ISSUER: 035290105 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 113 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For LORD JAMES BLYTH Management For For LINDA WALKER BYNOE Management For For ROBERT L. CRANDALL Management For For ROBERT J. ECK Management For For ROBERT W. GRUBBS JR. Management For For F. PHILIP HANDY Management For For MELVYN N. KLEIN Management For For GEORGE MUNOZ Management For For STUART M. SLOAN Management For For THOMAS C. THEOBALD Management For For MATTHEW ZELL Management For For SAMUEL ZELL Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For AUDITORS.
BELO CORP. BLC ANNUAL MEETING DATE: 05/13/2008 ISSUER: 080555105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT W. DECHERD Management For For DUNIA A. SHIVE Management For For M. ANNE SZOSTAK Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 SHAREHOLDER PROPOSAL RELATING TO REPEAL OF THE Shareholder Against For CLASSIFIED BOARD OF DIRECTORS.
CAREER EDUCATION CORPORATION CECO ANNUAL MEETING DATE: 05/13/2008 ISSUER: 141665109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1E ELECTION OF DIRECTOR: STEVEN H. LESNIK Management For For 1F ELECTION OF DIRECTOR: GARY E. MCCULLOUGH Management For For 1G ELECTION OF DIRECTOR: EDWARD A. SNYDER Management For For 1H ELECTION OF DIRECTOR: LESLIE T. THORNTON Management For For 02 APPROVAL OF THE CAREER EDUCATION CORPORATION Management Against Against 2008 INCENTIVE COMPENSATION PLAN. 03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008. 1A ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Management For For 1B ELECTION OF DIRECTOR: DAVID W. DEVONSHIRE Management For For 1C ELECTION OF DIRECTOR: PATRICK W. GROSS Management For For 1D ELECTION OF DIRECTOR: THOMAS B. LALLY Management For For
FLORIDA PUBLIC UTILITIES COMPANY FPU ANNUAL MEETING DATE: 05/13/2008 ISSUER: 341135101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 114 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PAUL L. MADDOCK, JR. Management For For DENNIS S. HUDSON III Management For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE IN THIS PLAN BY 125,000 SHARES. 03 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For AS THE COMPANY S REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2008.
GRIFFIN LAND & NURSERIES, INC. GRIF ANNUAL MEETING DATE: 05/13/2008 ISSUER: 398231100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For W.J. CHURCHILL, JR. Management For For EDGAR M. CULLMAN Management For For DAVID M. DANZIGER Management For For FREDERICK M. DANZIGER Management For For THOMAS C. ISRAEL Management For For ALAN PLOTKIN Management For For DAVID F. STEIN Management For For 02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS.
LANDAMERICA FINANCIAL GROUP, INC. LFG ANNUAL MEETING DATE: 05/13/2008 ISSUER: 514936103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT F. NORFLEET, JR. Management For For JULIOUS P. SMITH, JR. Management For For THOMAS G. SNEAD, JR. Management For For EUGENE P. TRANI Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
LEUCADIA NATIONAL CORPORATION LUK ANNUAL MEETING DATE: 05/13/2008 ISSUER: 527288104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For IAN M. CUMMING Management For For PAUL M. DOUGAN Management For For LAWRENCE D. GLAUBINGER Management For For ALAN J. HIRSCHFIELD Management For For JAMES E. JORDAN Management For For JEFFREY C. KEIL Management For For J. CLYDE NICHOLS, III Management For For JOSEPH S. STEINBERG Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 115 of 178 NORTHWEST PIPE COMPANY NWPX ANNUAL MEETING DATE: 05/13/2008 ISSUER: 667746101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM R. TAGMYER Management For For
QUIDEL CORPORATION QDEL ANNUAL MEETING DATE: 05/13/2008 ISSUER: 74838J101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For THOMAS D. BROWN Management For For K.F. BUECHLER, PH.D. Management For For ROD F. DAMMEYER Management For For CAREN L. MASON Management For For M.L POLAN, MD, PHD, MPH Management For For MARK A. PULIDO Management For For JACK W. SCHULER Management For For 02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2008.
SOUTHERN UNION COMPANY SUG ANNUAL MEETING DATE: 05/13/2008 ISSUER: 844030106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GEORGE L. LINDEMANN Management For For MICHAL BARZUZA Management For For DAVID BRODSKY Management For For FRANK W. DENIUS Management For For KURT A. GITTER, M.D. Management For For HERBERT H. JACOBI Management For For ADAM M. LINDEMANN Management For For THOMAS N. MCCARTER, III Management For For GEORGE ROUNTREE, III Management For For ALLAN D. SCHERER Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS SOUTHERN UNION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 116 of 178 THE FAIRCHILD CORPORATION FA ANNUAL MEETING DATE: 05/13/2008 ISSUER: 303698104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DIDIER CHOIX Management For For ROBERT E. EDWARDS Management For For ANDREA GOREN Management For For DANIEL LEBARD Management For For GLENN MYLES Management For For PHILIP S. SASSOWER Management For For ERIC I. STEINER Management For For JEFFREY J. STEINER Management For For MICHAEL J. VANTUSKO Management For For
THE MCCLATCHY COMPANY MNI ANNUAL MEETING DATE: 05/13/2008 ISSUER: 579489105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ELIZABETH BALLANTINE Management For For K. FOLEY FELDSTEIN Management For For S. DONLEY RITCHEY Management For For FREDERICK R. RUIZ Management For For 02 TO APPROVE THE AMENDED AND RESTATED 2004 STOCK Management Against Against INCENTIVE PLAN. 03 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Management For For LONG-TERM INCENTIVE PLAN. 04 TO APPROVE THE AMENDED AND RESTATED CEO BONUS Management For For PLAN. 05 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Management For For STOCK PURCHASE PLAN. 06 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE 2008 FISCAL YEAR.
BIOLASE TECHNOLOGY, INC. BLTI ANNUAL MEETING DATE: 05/14/2008 ISSUER: 090911108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: ROBERT M. ANDERTON, DDS Management For For 1B ELECTION OF DIRECTOR: GEORGE V. D ARBELOFF Management For For 1C ELECTION OF DIRECTOR: DANIEL S. DURRIE, M.D. Management For For 1D ELECTION OF DIRECTOR: NEIL J. LAIRD Management For For 1E ELECTION OF DIRECTOR: JAMES R. LARGENT Management For For 1F ELECTION OF DIRECTOR: FEDERICO PIGNATELLI Management For For 1G ELECTION OF DIRECTOR: JAKE ST. PHILIP Management For For 02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 117 of 178 CHEMTURA CORPORATION CEM ANNUAL MEETING DATE: 05/14/2008 ISSUER: 163893100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For NIGEL D.T. ANDREWS Management For For ROBERT A. FOX Management For For MARTIN M. HALE Management For For C.A. (LANCE) PICCOLO Management For For BRUCE F. WESSON Management For For ROBERT L. WOOD Management For For 02 PROPOSAL TO RATIFY CHEMTURA CORPORATION S SELECTION Management For For FOR THE CALENDAR YEAR 2008 OF KPMG LLP AS ITS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
CONSOLIDATED WATER COMPANY LIMITED CWCO ANNUAL MEETING DATE: 05/14/2008 ISSUER: G23773107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CARSON K. EBANKS Management For For RICHARD L. FINLAY Management For For CLARENCE B. FLOWERS JR. Management For For FREDERICK W. MCTAGGART Management For For JEFFREY M. PARKER Management For For 02 TO APPROVE THE COMPANY S 2008 EQUITY INCENTIVE Management Against Against PLAN. 03 TO APPROVE THE INCREASE IN THE SHARE CAPITAL Management For For OF THE COMPANY TO CI $ 12,500,000 DIVIDEND INTO 24,800,000 ORDINARY SHARES AND 200,000 REDEEMABLE PREFERENCE SHARES. 04 TO RATIFY THE SELCTION OF RACHLIN LLP AS THE Management For For INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2008.
CORE MOLDING TECHNOLOGIES, INC. CMT ANNUAL MEETING DATE: 05/14/2008 ISSUER: 218683100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For KEVIN L. BARNETT Management For For THOMAS R. CELLITTI Management For For JAMES F. CROWLEY Management For For RALPH O. HELLMOLD Management For For MALCOLM M. PRINE Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 118 of 178 HENRY SCHEIN, INC. HSIC ANNUAL MEETING DATE: 05/14/2008 ISSUER: 806407102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For STANLEY M. BERGMAN Management For For GERALD A. BENJAMIN Management For For JAMES P. BRESLAWSKI Management For For MARK E. MLOTEK Management For For STEVEN PALADINO Management For For BARRY J. ALPERIN Management For For PAUL BRONS Management For For M.A. HAMBURG, M.D. Management For For DONALD J. KABAT Management For For PHILIP A. LASKAWY Management For For KARYN MASHIMA Management For For NORMAN S. MATTHEWS Management For For LOUIS W. SULLIVAN, M.D. Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2008.
MONACO COACH CORPORATION MNC ANNUAL MEETING DATE: 05/14/2008 ISSUER: 60886R103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For KAY L. TOOLSON Management For For RICHARD A. ROUSE Management For For DANIEL C. USTIAN Management For For 02 TO APPROVE THE 2007 EMPLOYEE STOCK PURCHASE PLAN. Management For For 03 TO APPROVE THE AMENDED AND RESTATED EXECUTIVE Management For For VARIABLE COMPENSATION PLAN. 04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
NEXTWAVE WIRELESS INC WAVE ANNUAL MEETING DATE: 05/14/2008 ISSUER: 65337Y102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JACK ROSEN Management For For WILLIAM J. JONES Management For For 02 APPROVE THE ISSUANCE OF UP TO 7.5 MILLION SHARES Management Against Against OF OUR COMMON STOCK TO THE FORMER STOCKHOLDERS OF IPWIRELESS INC. AND PARTICIPANTS IN THE IPWIRELESS, INC. EMPLOYEE INCENTIVE PLAN IN RESPECT OF ANY FUTURE EARN-OUT PAYMENTS UNDER THE MERGER AGREEMENT PURSUANT TO WHICH NEXTWAVE ACQUIRED IPWIRELESS. 03 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF NEXTWAVE AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 27, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 119 of 178 PALOMAR MEDICAL TECHNOLOGIES, INC. PMTI ANNUAL MEETING DATE: 05/14/2008 ISSUER: 697529303 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOSEPH P. CARUSO Management For For JEANNE COHANE Management For For NICHOLAS P. ECONOMOU Management For For JAMES G. MARTIN Management For For A. NEIL PAPPALARDO Management For For LOUIS P. VALENTE Management For For 02 TO RATIFY ERNST & YOUNG LLP AS THE COMPANY S Management For For INDEPENDENT AUDITORS FOR FISCAL 2008. 03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE MEETING.
PETROQUEST ENERGY, INC. PQ ANNUAL MEETING DATE: 05/14/2008 ISSUER: 716748108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CHARLES T. GOODSON Management For For WILLIAM W. RUCKS, IV Management For For E. WAYNE NORDBERG Management For For MICHAEL L. FINCH Management For For W.J. GORDON, III Management For For C.F. MITCHELL, II, M.D. Management For For 02 VOTE TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Management For For OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 75,000,000 TO 150,000,000. 03 VOTE TO ADOPT THE AMENDED AND RESTATED 1998 INCENTIVE Management For For PLAN. 04 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
SL INDUSTRIES, INC. SLI ANNUAL MEETING DATE: 05/14/2008 ISSUER: 784413106 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 120 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management GLEN M. KASSAN Management For For J. DWANE BAUMGARDNER Management For For JAMES R. HENDERSON Management Withheld Against JOHN H. MCNAMARA, JR. Management For For MARK E. SCHWARZ Management Withheld Against AVRUM GRAY Management For For JAMES A. RISHER Management For For 02 APPROVAL OF 2008 INCENTIVE STOCK PLAN. Management For For 03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
UNITED-GUARDIAN, INC. UG ANNUAL MEETING DATE: 05/14/2008 ISSUER: 910571108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DR. ALFRED R. GLOBUS Management For For HENRY P. GLOBUS Management For For ROBERT S. RUBINGER Management For For KENNETH H. GLOBUS Management For For LAWRENCE F. MAIETTA Management For For ARTHUR M. DRESNER Management For For ANDREW A. BOCCONE Management For For C.W. NOLAN, SR. Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF EISNER Management For For LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
WATTS WATER TECHNOLOGIES, INC. WTS ANNUAL MEETING DATE: 05/14/2008 ISSUER: 942749102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT L. AYERS Management For For RICHARD J. CATHCART Management For For TIMOTHY P. HORNE Management For For RALPH E. JACKSON, JR. Management For For KENNETH J. MCAVOY Management For For JOHN K. MCGILLICUDDY Management For For GORDON W. MORAN Management For For DANIEL J. MURPHY, III Management For For PATRICK S. O'KEEFE Management For For 02 TO APPROVE THE COMPANY S EXECUTIVE INCENTIVE Management For For BONUS PLAN. 03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
WRIGHT MEDICAL GROUP, INC. WMGI ANNUAL MEETING DATE: 05/14/2008 ISSUER: 98235T107 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 121 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GARY D. BLACKFORD Management For For MARTIN J. EMERSON Management For For LAWRENCE W. HAMILTON Management For For GARY D. HENLEY Management For For JOHN L. MICLOT Management For For AMY S. PAUL Management For For ROBERT J. QUILLINAN Management For For DAVID D. STEVENS Management For For JAMES T. TREACE Management For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For AUDITOR FOR 2008. 03 TO APPROVE THE AMENDMENT TO OUR FOURTH AMENDED Management Against Against AND RESTATED 1999 EQUITY INCENTIVE PLAN TO (A) INCREASE BY 700,000 THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR AWARDS THEREUNDER AND (B) MAKE CERTAIN ADMINISTRATIVE CHANGES TO THE PLAN.
YAMANA GOLD INC. AUY SPECIAL MEETING DATE: 05/14/2008 ISSUER: 98462Y100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- A IN RESPECT OF THE INCREASE IN THE MAXIMUM NUMBER Management For For OF DIRECTORS FROM 10 TO 15 B DIRECTOR Management For PETER MARRONE Management For For VICTOR H. BRADLEY Management For For PATRICK J. MARS Management For For JUVENAL MESQUITA FILHO Management For For ANTENOR F. SILVA, JR. Management For For NIGEL LEES Management For For DINO TITARO Management For For JOHN BEGEMAN Management For For ROBERT HORN Management For For RICHARD GRAFF Management For For CARL RENZONI Management For For C IN RESPECT OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS AUDITORS D IN RESPECT OF THE ADOPTION OF THE RESTRICTED Management For For SHARE UNIT PLAN E IN RESPECT OF THE CONFIRMATION OF THE NEW GENERAL Management For For BY-LAW.
ALIGN TECHNOLOGY, INC. ALGN ANNUAL MEETING DATE: 05/15/2008 ISSUER: 016255101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 122 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID E. COLLINS Management For For JOSEPH LACOB Management For For C. RAYMOND LARKIN, JR. Management For For GEORGE J. MORROW Management For For THOMAS M. PRESCOTT Management For For GREG J. SANTORA Management For For WARREN S. THALER Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS ALIGN TECHNOLOGY, INC S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ATLANTIC TELE-NETWORK, INC. ATNI ANNUAL MEETING DATE: 05/15/2008 ISSUER: 049079205 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MARTIN L. BUDD Management For For THOMAS V. CUNNINGHAM Management For For CORNELIUS B. PRIOR, JR. Management For For MICHAEL T. PRIOR Management For For CHARLES J. ROESSLEIN Management For For BRIAN A. SCHUCHMAN Management For For HENRY U. WHEATLEY Management For For 02 APPROVAL OF THE 2008 EQUITY INCENTIVE PLAN Management Against Against 03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT AUDITORS FOR 2008
BOYD GAMING CORPORATION BYD ANNUAL MEETING DATE: 05/15/2008 ISSUER: 103304101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT L. BOUGHNER Management For For WILLIAM R. BOYD Management For For WILLIAM S. BOYD Management For For THOMAS V. GIRARDI Management For For MARIANNE BOYD JOHNSON Management For For LUTHER W. MACK, JR. Management For For MICHAEL O. MAFFIE Management For For BILLY G. MCCOY Management For For FREDERICK J. SCHWAB Management For For KEITH E. SMITH Management For For PETER M. THOMAS Management For For VERONICA J. WILSON Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 03 TO APPROVE AN AMENDMENT TO THE COMPANY S 2002 Management Against Against STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY S COMMON STOCK SUBJECT TO THE 2002 STOCK INCENTIVE PLAN FROM 12,000,000 SHARES TO 17,000,000 SHARES.
CITIZENS COMMUNICATIONS COMPANY CZN ANNUAL MEETING DATE: 05/15/2008 ISSUER: 17453B101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 123 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For KATHLEEN Q. ABERNATHY Management For For LEROY T. BARNES, JR. Management For For PETER C.B. BYNOE Management For For MICHAEL T. DUGAN Management For For JERI B. FINARD Management For For LAWTON WEHLE FITT Management For For WILLIAM M. KRAUS Management For For HOWARD L. SCHROTT Management For For LARRAINE D. SEGIL Management For For DAVID H. WARD Management For For MYRON A. WICK, III Management For For MARY AGNES WILDEROTTER Management For For 02 TO ADOPT AN AMENDMENT TO THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION TO CHANGE THE COMPANY S NAME TO FRONTIER COMMUNICATIONS CORPORATION. 03 TO ADOPT AN AMENDMENT TO THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION TO REPLACE THE ENUMERATED PURPOSES CLAUSE WITH A GENERAL PURPOSES CLAUSE. 04 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL, Management Against For IF PRESENTED AT THE MEETING. 05 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
CONMED CORPORATION CNMD ANNUAL MEETING DATE: 05/15/2008 ISSUER: 207410101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For EUGENE R. CORASANTI Management For For JOSEPH J. CORASANTI Management For For BRUCE F. DANIELS Management For For JO ANN GOLDEN Management For For STEPHEN M. MANDIA Management For For STUART J. SCHWARTZ Management For For MARK E. TRYNISKI Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR 2008.
CONNECTICUT WATER SERVICE, INC. CTWS ANNUAL MEETING DATE: 05/15/2008 ISSUER: 207797101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MARY ANN HANLEY Management For For MARK G. KACHUR Management For For DAVID A. LENTINI Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 124 of 178 DUFF & PHELPS CORPORATION DUF ANNUAL MEETING DATE: 05/15/2008 ISSUER: 26433B107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For NOAH GOTTDIENER Management For For GERARD CREAGH Management For For ROBERT BELKE Management For For PETER CALAMARI Management For For WILLIAM CARAPEZZI Management For For HARVEY KRUEGER Management For For SANDER LEVY Management For For JEFFREY LOVELL Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
EXACTECH, INC. EXAC ANNUAL MEETING DATE: 05/15/2008 ISSUER: 30064E109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM B. LOCANDER Management For For JAMES G. BINCH Management For For DAVID PETTY Management For For
R.H. DONNELLEY CORPORATION RHD ANNUAL MEETING DATE: 05/15/2008 ISSUER: 74955W307 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: MICHAEL P. CONNORS Management For For 1B ELECTION OF DIRECTOR: THOMAS J. REDDIN Management For For 1C ELECTION OF DIRECTOR: DAVID M. VEIT Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 APPROVAL OF THE EXCHANGE PROGRAM PROPOSAL. Management Against Against 04 STOCKHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shareholder Against For STRUCTURE. 05 MANAGEMENT PROPOSAL TO AMEND THE COMPANY S CERTIFICATE Management For For OF INCORPORATION IN ORDER TO DECLASSIFY ITS BOARD.
SINCLAIR BROADCAST GROUP, INC. SBGI ANNUAL MEETING DATE: 05/15/2008 ISSUER: 829226109 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 125 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID D. SMITH Management For For FREDERICK G. SMITH Management For For J. DUNCAN SMITH Management For For ROBERT E. SMITH Management For For BASIL A. THOMAS Management For For LAWRENCE E. MCCANNA Management For For DANIEL C. KEITH Management For For MARTIN R. LEADER Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. 03 APPROVAL OF THE AMENDMENT TO THE EMPLOYEE STOCK Management For For PURCHASE PLAN EXTENDING THE TERM OF THE PLAN INDEFINITELY.
STANDARD MOTOR PRODUCTS, INC. SMP ANNUAL MEETING DATE: 05/15/2008 ISSUER: 853666105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT M. GERRITY Management For For PAMELA FORBES LIEBERMAN Management For For ARTHUR S. SILLS Management For For LAWRENCE I. SILLS Management For For PETER J. SILLS Management For For FREDERICK D. STURDIVANT Management For For WILLAM H. TURNER Management For For RICHARD S. WARD Management For For ROGER M. WIDMANN Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
TOREADOR RESOURCES CORPORATION TRGL ANNUAL MEETING DATE: 05/15/2008 ISSUER: 891050106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ALAN BELL Management For For DAVID M. BREWER Management For For PETER L. FALB Management For For NIGEL J. LOVETT Management For For JOHN MARK MCLAUGHLIN Management For For NICHOLAS ROSTOW Management For For H.C. WILLIAMSON III Management For For 02 PROPOSAL TO APPROVE THE AMENDMENT TO THE 2005 Management For For LONG-TERM INCENTIVE PLAN. 03 RATIFICATION OF THE SELECTION OF GRANT THORNTON, Management For For LLP AS INDEPENDENT AUDITORS FOR THE YEAR 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 126 of 178 TYLER TECHNOLOGIES, INC. TYL ANNUAL MEETING DATE: 05/15/2008 ISSUER: 902252105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DONALD R. BRATTAIN Management For For J. LUTHER KING, JR. Management For For JOHN S. MARR, JR. Management For For G. STUART REEVES Management For For MICHAEL D. RICHARDS Management For For DUSTIN R. WOMBLE Management For For JOHN M. YEAMAN Management For For 02 AMENDMENT TO THE TYLER STOCK OPTION PLAN. Management Against Against 03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For AUDITORS.
WESTAR ENERGY, INC. WR ANNUAL MEETING DATE: 05/15/2008 ISSUER: 95709T100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MOLLIE H. CARTER Management For For JERRY B. FARLEY Management For For ARTHUR B. KRAUSE Management For For WILLIAM B. MOORE Management For For 02 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
CMS ENERGY CORPORATION CMS ANNUAL MEETING DATE: 05/16/2008 ISSUER: 125896100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MERRIBEL S. AYRES, Management For For JON E. BARFIELD, Management For For RICHARD M. GABRYS, Management For For DAVID W. JOOS, Management For For PHILIP R. LOCHNER, JR., Management For For MICHAEL T. MONAHAN, Management For For J.F. PAQUETTE, JR., Management For For PERCY A. PIERRE, Management For For KENNETH L. WAY, Management For For KENNETH WHIPPLE Management For For JOHN B. YASINSKY. Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 127 of 178 ICU MEDICAL, INC. ICUI ANNUAL MEETING DATE: 05/16/2008 ISSUER: 44930G107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN J. CONNORS Management For For M.T KOVALCHIK, III, M.D Management For For JOSEPH R. SAUCEDO Management For For 02 PROPOSAL TO APPROVE PERFORMANCE-BASED BONUSES Management For For FOR EXECUTIVE OFFICERS
OCEANEERING INTERNATIONAL, INC. OII ANNUAL MEETING DATE: 05/16/2008 ISSUER: 675232102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For T. JAY COLLINS Management For For D. MICHAEL HUGHES Management For For 02 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK FROM 93,000,000 TO 183,000,000 AND INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 90,000,000 TO 180,000,000. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008.
REPUBLIC SERVICES, INC. RSG ANNUAL MEETING DATE: 05/16/2008 ISSUER: 760759100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES E. O'CONNOR Management For For HARRIS W. HUDSON Management For For JOHN W. CROGHAN Management For For W. LEE NUTTER Management For For RAMON A. RODRIGUEZ Management For For ALLAN C. SORENSEN Management For For MICHAEL W. WICKHAM Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2008.
TRIDENT MICROSYSTEMS, INC. TRID SPECIAL MEETING DATE: 05/16/2008 ISSUER: 895919108 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 128 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 TO APPROVE AN AMENDMENT TO INCREASE THE MAXIMUM Management Against Against NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED UNDER OUR 2006 EQUITY INCENTIVE PLAN BY 4 MILLION SHARES.
CHEMED CORPORATION CHE ANNUAL MEETING DATE: 05/19/2008 ISSUER: 16359R103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For EDWARD L. HUTTON Management For For KEVIN J. MCNAMARA Management For For JOEL F. GEMUNDER Management For For PATRICK P. GRACE Management For For THOMAS C. HUTTON Management For For WALTER L. KREBS Management For For SANDRA E. LANEY Management For For ANDREA R. LINDELL Management For For TIMOTHY S. O'TOOLE Management For For DONALD E. SAUNDERS Management For For GEORGE J. WALSH III Management For For FRANK E. WOOD Management For For 02 TO RATIFY THE SELECTION OF INDEPENDENT ACCOUNTANTS Management For For BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
DEXCOM INC DXCM ANNUAL MEETING DATE: 05/19/2008 ISSUER: 252131107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For SEAN D. CARNEY Management For For 03 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 02 TO AMEND TO OUR 2005 EQUITY INCENTIVE PLAN TO Management Against Against INCREASE THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN BY 1,250,000.
INSITUFORM TECHNOLOGIES, INC. INSU Contested ANNUAL MEETING DATE: 05/19/2008 ISSUER: 457667103 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 129 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 ADOPTION OF A RESOLUTION AMENDING THE COMPANY Management For *Management Position Unknown S AMENDED AND RESTATED BY-LAWS TO FIX THE NUMBER OF DIRECTORS TO SIX. 02 DIRECTOR: Management For SEN. ALFONSE M. D'AMATO Management For *Management Position Unknown MR. DISQUE D. DEANE, JR Management For *Management Position Unknown MR. MATTHEW J. DISERIO Management For *Management Position Unknown MR. RICHARD ONSES Management For *Management Position Unknown MR. N.W. VANDE STEEG Management For *Management Position Unknown 03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For *Management Position Unknown INDEPENDENT ACCOUNTANTS FOR 2008.
ADAMS GOLF, INC. ADGF ANNUAL MEETING DATE: 05/20/2008 ISSUER: 006228209 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN M. GREGORY Management For For ROBERT D. ROGERS Management For For 02 DIRECTORS PROPOSAL - RATIFY THE APPOINTMENT Management For For OF KBA GROUP LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2008.
CAVALIER HOMES, INC. CAV ANNUAL MEETING DATE: 05/20/2008 ISSUER: 149507105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For T.A. BROUGHTON, III Management For For BARRY B. DONNELL Management For For LEE ROY JORDAN Management For For DAVID A. ROBERSON Management For For BOBBY TESNEY Management For For J. DON WILLIAMS Management For For 02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For OF CARR, RIGGS & INGRAM, LLC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CAVALIER HOMES, INC.
FLUSHING FINANCIAL CORPORATION FFIC ANNUAL MEETING DATE: 05/20/2008 ISSUER: 343873105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MICHAEL J. HEGARTY Management For For JOHN J. MCCABE Management For For DONNA M. O'BRIEN Management For For MICHAEL J. RUSSO Management For For 02 APPROVAL OF AN AMENDMENT TO THE COMPANY S 2005 Management Against Against OMNIBUS INCENTIVE PLAN. 03 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 130 of 178 GRAFTECH INTERNATIONAL LTD. GTI ANNUAL MEETING DATE: 05/20/2008 ISSUER: 384313102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MARY B. CRANSTON Management For For HAROLD E. LAYMAN Management For For FERRELL P. MCCLEAN Management For For MICHAEL C. NAHL Management For For FRANK A. RIDDICK III Management For For CRAIG S. SHULAR Management For For
GREATBATCH INC. GB ANNUAL MEETING DATE: 05/20/2008 ISSUER: 39153L106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PAMELA G. BAILEY Management For For THOMAS J. HOOK Management For For KEVIN C. MELIA Management For For DR. J.A. MILLER, JR. Management For For BILL R. SANFORD Management For For PETER H. SODERBERG Management For For WILLIAM B. SUMMERS, JR. Management For For JOHN P. WAREHAM Management For For DR. H.S. WISNIEWSKI Management For For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GREATBATCH, INC. FOR FISCAL YEAR 2008.
LABRANCHE & CO INC. LAB ANNUAL MEETING DATE: 05/20/2008 ISSUER: 505447102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For STUART M. ROBBINS Management For For ROBERT E. TORRAY Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS LABRANCHE S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 131 of 178 MARTHA STEWART LIVING OMNIMEDIA, INC. MSO ANNUAL MEETING DATE: 05/20/2008 ISSUER: 573083102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CHARLOTTE BEERS Management For For RICK BOYKO Management For For MICHAEL GOLDSTEIN Management For For CHARLES A. KOPPELMAN Management For For SUSAN LYNE Management For For THOMAS C. SIEKMAN Management For For TODD SLOTKIN Management For For 02 A PROPOSAL TO APPROVE THE MARTHA STEWART LIVING Management Against Against OMNIMEDIA, INC. OMNIBUS STOCK AND OPTION COMPENSATION PLAN.
NATIONAL PRESTO INDUSTRIES, INC. NPK ANNUAL MEETING DATE: 05/20/2008 ISSUER: 637215104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MELVIN S. COHEN Management For For JOSEPH G. STIENESSEN Management For For
PARK-OHIO HOLDINGS CORP. PKOH ANNUAL MEETING DATE: 05/20/2008 ISSUER: 700666100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For EDWARD F. CRAWFORD Management For For KEVIN R. GREENE Management For For DAN T. MOORE III Management For For
PINNACLE ENTERTAINMENT, INC. PNK ANNUAL MEETING DATE: 05/20/2008 ISSUER: 723456109 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 132 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 PROPOSAL TO AMEND THE COMPANY S 2005 EQUITY AND Management Against Against PERFORMANCE INCENTIVE PLAN. 01 DIRECTOR Management For DANIEL R. LEE Management For For STEPHEN C. COMER Management For For JOHN V. GIOVENCO Management For For RICHARD J. GOEGLEIN Management For For ELLIS LANDAU Management For For BRUCE A. LESLIE Management For For JAMES L. MARTINEAU Management For For MICHAEL ORNEST Management For For LYNN P. REITNOUER Management For For 05 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE 2008 FISCAL YEAR. 04 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management Against Against DIRECTORS DEFERRED COMPENSATION PLAN. 03 PROPOSAL TO RE-APPROVE THE PERFORMANCE-BASED Management For For COMPENSATION PROVISIONS OF THE COMPANY S 2005 EQUITY AND PERFORMANCE INCENTIVE PLAN.
RUSH ENTERPRISES, INC. RUSHB ANNUAL MEETING DATE: 05/20/2008 ISSUER: 781846308 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For W. MARVIN RUSH Management For For W.M. "RUSTY" RUSH Management For For RONALD J. KRAUSE Management For For JAMES C. UNDERWOOD Management For For HAROLD D. MARSHALL Management For For THOMAS A. AKIN Management For For 02 PROPOSAL TO APPROVE THE ADOPTION OF THE AMENDED Management For For AND RESTATED 2006 NON-EMPLOYEE DIRECTOR STOCK PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
THORATEC CORPORATION THOR ANNUAL MEETING DATE: 05/20/2008 ISSUER: 885175307 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For NEIL F. DIMICK Management For For J. DONALD HILL Management For For GERHARD F. BURBACH Management For For HOWARD E. CHASE Management For For J. DANIEL COLE Management For For STEVEN H. COLLIS Management For For ELISHA W. FINNEY Management For For D. KEITH GROSSMAN Management For For DANIEL M. MULVENA Management For For 02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against THE THORATEC CORPORATION 2006 INCENTIVE STOCK PLAN. 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING JANUARY 3, 2009.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 133 of 178 BERU AG, LUDWIGSBURG BRUXF.PK AGM Meeting Date: 05/21/2008 ISSUER: D1015D108 ISIN: DE0005072102 SEDOL: B28FFK5, 5340314
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown MEETING IS 30 APR 2008, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU * AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting *Management Position Unknown REQUIRE THAT YOU DISCLOSEWHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU 1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown ANNUAL REPORT FOR THE 2007 FY WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For For PROFIT OF EUR 11,000,000AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.10 PER SHARE EX-DIVIDEND AND PAYABLE DATE: 22 MAY 2008 3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For For DIRECTORS 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For For 5. APPOINTMENT OF AUDITORS FOR THE 2008 FY: KPMG, Management For For BERLIN 8. APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT Management For For WITH BERU ELECTRONICS GBMH, A WHOLLY OWNED SUBSIDIARY OF THE COMPANY, EFFECTIVE FOR AN INITIAL PERIOD OF 5 YEARS 6. AUTHORIZATION TO ACQUIRE OWN SHARES THE COMPANY Management For For SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NO T DEVIATING MORE THAN 20% FROM THE MARKET PRICE, ON OR BEFORE 31 OCT 2009, THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED TO SELL THE SHARES ON THE STOCK EXCHANGE, TO OFFER THE SHARES TO THE SHAREHOLDERS, AND TO RETIRE THE SHARES. 7. APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT Management For For WITH BORG WARNER GERMANY GMBH THE COMPANY SHALL TRANSFER ITS MANAGEMENT AND ITS ENTIRE PROFITS TO BORGWARNER GERMANY GMBH, FOR AN INITIAL PERIOD OF 5 YEARS FROM THE ENTRY OF THIS AGREEMENT IN THE COMPANY S COMMERCIAL REGISTER, AS COMPENSATION FOR THE TRANSFER, THE OUTSIDE SHAREHOLDERS OF THE COMPANY SHALL RECEIVE ANNUAL COMPENSATION OF EUR 4.73 PER SHARE FOR THE DURATION OF THE AGREEMENT, THE CONTROLLING COMPANY SHALL ALSO BE OBLIGED TO ACQUIRE THE SHARES OF ANY OUTSIDE SHAREHOLDER, UPON REQUEST AND FREE OF CHARGE, AGAINST CASH CONSIDERATION OF EUR 71.32 PER SHARE 9. AMENDMENT TO SECTION 10 OF THE ARTICLES OF ASSOCIATION Management For For THE VARIABLE SUPERVISORY BOARD REMUNERATION SHALL BE REVOKED, THE FIXED REMUNERATION BEING INCREASED TO EUR 28,000 PER MEMBER PER YEAR, THE CHAIRMAN SHALL RECEIVE 3.5 TIMES THE AMOUNT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 134 of 178 COMMUNICATIONS SYSTEMS, INC. JCS ANNUAL MEETING DATE: 05/21/2008 ISSUER: 203900105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For EDWIN C. FREEMAN Management For For LUELLA GROSS GOLDBERG Management For For RANDALL D. SAMPSON Management For For
CORN PRODUCTS INTERNATIONAL, INC. CPO ANNUAL MEETING DATE: 05/21/2008 ISSUER: 219023108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RICHARD J. ALMEIDA Management For For GREGORY B. KENNY Management For For JAMES M. RINGLER Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS FIRM FOR THE COMPANY FOR 2008.
DENNY'S CORPORATION DENN ANNUAL MEETING DATE: 05/21/2008 ISSUER: 24869P104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: VERA K. FARRIS Management For For 1B ELECTION OF DIRECTOR: BRENDA J. LAUDERBACK Management For For 1C ELECTION OF DIRECTOR: NELSON J. MARCHIOLI Management For For 1D ELECTION OF DIRECTOR: ROBERT E. MARKS Management For For 1E ELECTION OF DIRECTOR: MICHAEL MONTELONGO Management For For 1F ELECTION OF DIRECTOR: LOUIS P. NEEB Management For For 1G ELECTION OF DIRECTOR: DONALD C. ROBINSON Management For For 1H ELECTION OF DIRECTOR: DONALD R. SHEPHERD Management For For 1I ELECTION OF DIRECTOR: DEBRA SMITHART-OGLESBY Management For For 02 A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF DENNY S CORPORATION AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 31, 2008 03 A PROPOSAL TO APPROVE THE DENNY S CORPORATION Management Against Against 2008 OMNIBUS INCENTIVE PLAN.
INTERACTIVE DATA CORPORATION IDC ANNUAL MEETING DATE: 05/21/2008 ISSUER: 45840J107 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 135 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For STUART J. CLARK Management For For MYRA R. DRUCKER Management For For WILLIAM T. ETHRIDGE Management For For RONA A. FAIRHEAD Management For For DONALD P. GREENBERG Management For For CASPAR J.A. HOBBS Management For For PHILIP J. HOFFMAN Management For For ROBERT C. LAMB, JR. Management For For CARL SPIELVOGEL Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2008. 03 APPROVE THE AMENDMENTS TO OUR 2000 LONG-TERM Management Against Against INCENTIVE PLAN. 04 APPROVE OUR EXECUTIVE INCENTIVE PLAN. Management For For
LENOX GROUP, INC. LNX ANNUAL MEETING DATE: 05/21/2008 ISSUER: 526262100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES E. BLOOM Management For For GLENDA B. GLOVER Management For For CHARLES N. HAYSSEN Management For For STEWART M. KASEN Management For For REATHA CLARK KING Management For For DOLORES A. KUNDA Management For For JOHN VINCENT WEBER Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008
MIDDLESEX WATER COMPANY MSEX ANNUAL MEETING DATE: 05/21/2008 ISSUER: 596680108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For J.R. MIDDLETON, M.D. Management For For JEFFRIES SHEIN Management For For J. RICHARD TOMPKINS Management For For 02 APPROVAL OF THE NEW 2008 RESTRICTED STOCK PLAN. Management For For 03 APPROVAL OF THE OUTSIDE DIRECTOR STOCK COMPENSATION Management For For PLAN.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 136 of 178 PRIMEDIA INC. PRM ANNUAL MEETING DATE: 05/21/2008 ISSUER: 74157K846 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 01 DIRECTOR Management For DAVID A. BELL Management For For BEVERLY C. CHELL Management For For DANIEL T. CIPORIN Management For For MEYER FELDBERG Management For For PERRY GOLKIN Management For For H. JOHN GREENIAUS Management For For DEAN B. NELSON Management For For KEVIN J. SMITH Management For For THOMAS C. UGER Management For For
SMART BALANCE INC SMBL ANNUAL MEETING DATE: 05/21/2008 ISSUER: 83169Y108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM E. HOOPER Management For For GERALD J. LABER Management For For JAMES B. LEIGHTON Management For For 02 TO RATIFY THE APPOINTMENT OF EHRHARDT KEEFE STEINER Management For For & HOTTMAN PC AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 TO CONSIDER AND VOTE ON A PROPOSED AMENDMENT Management Against Against TO THE COMPANY S STOCK AND AWARDS PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR AWARD BY 2,500,000 SHARES TO A TOTAL OF 12,150,000 SHARES. 04 TO ADJOURN THE ANNUAL MEETING TO A LATER DATE Management For For OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE PROPOSAL 3, THE PROPOSED AMENDMENT TO THE COMPANY S STOCK AND AWARDS PLAN.
SPARTAN MOTORS, INC. SPAR ANNUAL MEETING DATE: 05/21/2008 ISSUER: 846819100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM F. FOSTER Management For For HUGH W. SLOAN, JR. Management For For 02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT Management For For OF BDO SEIDMAN LLP AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 137 of 178 W-H ENERGY SERVICES, INC. WHQ ANNUAL MEETING DATE: 05/21/2008 ISSUER: 92925E108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For KENNETH T. WHITE, JR. Management For For ROBERT H. WHILDEN, JR. Management For For JAMES D. LIGHTNER Management For For MILTON L. SCOTT Management For For CHRISTOPHER MILLS Management For For JOHN R. BROCK Management For For
ALLIED WASTE INDUSTRIES, INC. AW ANNUAL MEETING DATE: 05/22/2008 ISSUER: 019589308 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID P. ABNEY Management For For CHARLES H. COTROS Management For For JAMES W. CROWNOVER Management For For WILLIAM J. FLYNN Management For For DAVID I. FOLEY Management For For NOLAN LEHMANN Management For For LEON J. LEVEL Management For For JAMES A. QUELLA Management For For JOHN M. TRANI Management For For JOHN J. ZILLMER Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS) FOR FISCAL YEAR 2008.
BELDEN INC. BDC ANNUAL MEETING DATE: 05/22/2008 ISSUER: 077454106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID ALDRICH Management For For LORNE D. BAIN Management For For LANCE C. BALK Management For For JUDY BROWN Management For For BRYAN C. CRESSEY Management For For MICHAEL F.O. HARRIS Management For For GLENN KALNASY Management For For MARY S. MCLEOD Management For For JOHN M. MONTER Management For For BERNARD G. RETHORE Management For For JOHN S. STROUP Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 138 of 178 CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 05/22/2008 ISSUER: 12686C109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ZACHARY W. CARTER Management For For CHARLES D. FERRIS Management For For THOMAS V. REIFENHEISER Management For For JOHN R. RYAN Management For For VINCENT TESE Management For For LEONARD TOW Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2008.
CARMIKE CINEMAS, INC. CKEC ANNUAL MEETING DATE: 05/22/2008 ISSUER: 143436400 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MICHAEL W. PATRICK Management For For ALAN J. HIRSCHFIELD Management For For S. DAVID PASSMAN III Management For For CARL L. PATRICK, JR. Management For For ROLAND C. SMITH Management For For FRED W. VAN NOY Management For For PATRICIA A. WILSON Management For For 02 APPROVAL OF AN AMENDMENT TO THE FOR CARMIKE CINEMAS, Management Against Against INC. 2004 INCENTIVE STOCK PLAN TO INCREASE THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED PURSUANT TO STOCK GRANTS. 03 APPROVAL OF AN AMENDMENT TO THE CARMIKE CINEMAS, Management Against Against INC. 2004 INCENTIVE STOCK PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN. 04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM: DELOITTE & TOUCHE LLP.
INVACARE CORPORATION IVC ANNUAL MEETING DATE: 05/22/2008 ISSUER: 461203101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 139 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MICHAEL F. DELANEY Management For For BERNADINE P. HEALY M.D. Management For For C. MARTIN HARRIS, M.D. Management For For A. MALACHI MIXON, III Management For For 02 APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY Management For For S ARTICLES OF INCORPORATION TO ELIMINATE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS. 03 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For COMPANY S INDEPENDENT AUDITORS. 04 DECLASSIFY BOARD OF DIRECTORS. Shareholder Against For 05 MAJORITY VOTING FOR DIRECTORS. Shareholder Against For
NEUROMETRIX, INC. NURO ANNUAL MEETING DATE: 05/22/2008 ISSUER: 641255104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 02 TO APPROVE THE COMPANY S SECOND AMENDED AND RESTATED Management Against Against 2004 STOCK OPTION AND INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES OF THE COMPANY S COMMON STOCK, $0.0001 PAR VALUE PER SHARE, RESERVED FOR ISSUANCE THEREUNDER BY 1,000,000 SHARES. 01 DIRECTOR Management For ALLEN J. HINKLE, M.D. Management For For
PAIN THERAPEUTICS, INC. PTIE ANNUAL MEETING DATE: 05/22/2008 ISSUER: 69562K100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT Z. GUSSIN, PH.D. Management For For 02 TO APPROVE ADOPTION OF THE 2008 EQUITY INCENTIVE Management Against Against PLAN AND THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER (PROPOSAL TWO). 03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008 (PROPOSAL THREE).
PRIVATEBANCORP, INC. PVTB ANNUAL MEETING DATE: 05/22/2008 ISSUER: 742962103 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 140 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM A. CASTELLANO Management For For PATRICK F. DALY Management For For C. MAYBERRY MCKISSACK Management For For RALPH B. MANDELL Management For For EDWARD W. RABIN, JR. Management For For LARRY D. RICHMAN Management For For 02 PROPOSAL TO APPROVE THE PRIVATEBANCORP, INC. Management Against Against 2007 LONG-TERM INCENTIVE COMPENSATION PLAN. 03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 39 MILLION TO 89 MILLION. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008.
SIX FLAGS INC. SIX ANNUAL MEETING DATE: 05/22/2008 ISSUER: 83001P109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For C.E. ANDREWS Management For For MARK JENNINGS Management For For JACK KEMP Management For For ROBERT MCGUIRE Management For For PERRY ROGERS Management For For DWIGHT SCHAR Management For For MARK SHAPIRO Management For For DANIEL M. SNYDER Management For For HARVEY WEINSTEIN Management For For 02 RATIFICATION OF KPMG LLP AS SIX FLAGS, INC. S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. 03 APPROVAL OF THE ADOPTION OF SIX FLAGS, INC. S Management Against Against 2008 STOCK OPTION AND INCENTIVE PLAN.
STAMPS.COM INC. STMP ANNUAL MEETING DATE: 05/22/2008 ISSUER: 852857200 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For KENNETH MCBRIDE Management For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Management For For AND RESTATED CERTIFICATE OF INCORPORATION WHICH SHALL EFFECT, UPON FILING, CERTAIN RESTRICTIONS UPON CERTAIN PERSONS SEEKING TO BECOME FIVE PERCENT STOCKHOLDERS IN ORDER TO PRESERVE TAX TREATMENT OF THE COMPANY S TAX NET OPERATING LOSSES. 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2008.
THE CHEESECAKE FACTORY INCORPORATED CAKE ANNUAL MEETING DATE: 05/22/2008 ISSUER: 163072101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 141 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID OVERTON Management For For AGNIESZKA WINKLER Management For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Management For For AND RESTATED 2001 OMNIBUS STOCK INCENTIVE PLAN. 03 TO APPROVE AMENDMENTS TO THE COMPANY S CERTIFICATE Management For For OF INCORPORATION TO ELIMINATE THE CLASSIFIED BOARD OF DIRECTORS AND MAKE CONFORMING CHANGES TO THE COMPANY S CERTIFICATE OF INCORPORATION. 04 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2008.
THE INTERPUBLIC GROUP OF COMPANIES, INC. IPG ANNUAL MEETING DATE: 05/22/2008 ISSUER: 460690100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For FRANK J. BORELLI Management For For REGINALD K. BRACK Management For For JOCELYN CARTER-MILLER Management For For JILL M. CONSIDINE Management For For RICHARD A. GOLDSTEIN Management For For M.J. STEELE GUILFOILE Management For For H. JOHN GREENIAUS Management For For WILLIAM T. KERR Management For For MICHAEL I. ROTH Management For For DAVID M. THOMAS Management For For 02 CONFIRM THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 SHAREHOLDER PROPOSAL ON SPECIAL SHAREHOLDER MEETINGS. Shareholder Against For 04 SHAREHOLDER PROPOSAL ON AN ADVISORY VOTE ON EXECUTIVE Shareholder Against For COMPENSATION.
WPT ENTERPRISES, INC. WPTE ANNUAL MEETING DATE: 05/22/2008 ISSUER: 98211W108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For LYLE BERMAN Management For For STEVEN LIPSCOMB Management For For MICHAEL BEINDORFF Management For For BRADLEY BERMAN Management For For JOSEPH S. CARSON, JR. Management For For TIMOTHY J. COPE Management For For RAY M. MOBERG Management For For GLENN PADNICK Management For For MIMI ROGERS Management For For 02 APPROVAL OF THE APPOINTMENT OF PIERCY, BOWLER, Management For For TAYLOR & KERN AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR. 03 UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 142 of 178 INTERMEC, INC. IN ANNUAL MEETING DATE: 05/23/2008 ISSUER: 458786100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PATRICK J. BYRNE Management For For GREGORY K. HINCKLEY Management For For LYDIA H. KENNARD Management For For ALLEN J. LAUER Management For For STEPHEN P. REYNOLDS Management For For STEVEN B. SAMPLE Management For For OREN G. SHAFFER Management For For LARRY D. YOST Management For For 02 RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Management For For INTERMEC, INC. S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 APPROVE THE INTERMEC, INC. 2008 EMPLOYEE STOCK Management For For PURCHASE PLAN. 04 APPROVE THE INTERMEC, INC. 2008 OMNIBUS INCENTIVE Management Against Against PLAN.
SORIN SPA, MILANO SORJF.PK OGM Meeting Date: 05/23/2008 ISSUER: T8782F102 ISIN: IT0003544431 BLOCKING SEDOL: B1BK931, 7744709, B020RN9, B28MLK8
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 26 MAY 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. APPROVE THE FINANCIAL STATEMENTS AT 31 DEC 2007 Management Take No AND MANAGEMENT REPORT; ADJOURNMENT THEREOF Action 2. APPROVE THE TERMINATION OF THE DIRECTOR APPOINTED Management Take No EX. ARTICLE 2386 CIVIL CODE: ADJOURNMENT THEREOF Action
STEVEN MADDEN, LTD. SHOO ANNUAL MEETING DATE: 05/23/2008 ISSUER: 556269108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For EDWARD R. ROSENFELD Management For For JOHN L. MADDEN Management For For PETER MIGLIORINI Management For For RICHARD P. RANDALL Management For For THOMAS H. SCHWARTZ Management For For WALTER YETNIKOFF Management For For 02 RATIFICATION OF THE APPOINTMENT OF EISNER LLP Management For For AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 143 of 178 THE BOSTON BEER COMPANY, INC. SAM ANNUAL MEETING DATE: 05/23/2008 ISSUER: 100557107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID A. BURWICK Management For For PEARSON C. CUMMIN, III Management For For JEAN-MICHEL VALETTE Management For For
OCH-ZIFF CAP MGMT GROUP LLC OZM ANNUAL MEETING DATE: 05/27/2008 ISSUER: 67551U105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ALLAN S. BUFFERD Management For For JOEL FRANK Management For For 02 TO RATIFY THE ACTION OF THE AUDIT COMMITTEE OF Management For For THE BOARD OF DIRECTORS IN APPOINTING ERNST & YOUNG LLP AS OCH-ZIFF S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
SONESTA INTERNATIONAL HOTELS CORPORATION SNSTA ANNUAL MEETING DATE: 05/27/2008 ISSUER: 835438409 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For G. ABRAMS Management For For J. BOWER Management For For C. CLARK Management For For I. MANN Management For For P. SONNABEND Management For For R. SONNABEND Management For For STEPHANIE SONNABEND Management For For STEPHEN SONNABEND Management For For J. TEMPEL Management For For
BORLAND SOFTWARE CORPORATION BORL ANNUAL MEETING DATE: 05/28/2008 ISSUER: 099849101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 144 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 TO PROVIDE OUR BOARD OF DIRECTORS WITH DISCRETION Management For For TO EFFECT A REVERSE STOCK SPLIT. 02 DIRECTOR Management For TOD NIELSEN Management For For JOHN F. OLSEN Management For For WILLIAM K. HOOPER Management For For CHARLES F. KANE Management For For BRYAN LEBLANC Management For For T. MICHAEL NEVENS Management For For ROBERT M. TARKOFF Management For For 03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For BORLAND S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
DREW INDUSTRIES INCORPORATED DW ANNUAL MEETING DATE: 05/28/2008 ISSUER: 26168L205 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For EDWARD W. ROSE, III Management For For LEIGH J. ABRAMS Management For For DAVID L. WEBSTER Management For For JAMES F. GERO Management For For FREDERICK B. HEGI, JR. Management For For DAVID A. REED Management For For JOHN B. LOWE, JR. Management For For JASON D. LIPPERT Management For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES. 03 TO ADOPT AN AMENDMENT TO THE COMPANY S 2002 EQUITY Management Against Against AWARD AND INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES SUBJECT TO AWARDS. 04 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2008.
PNM RESOURCES, INC. PNM ANNUAL MEETING DATE: 05/28/2008 ISSUER: 69349H107 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 145 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ADELMO E. ARCHULETA Management For For JULIE A. DOBSON Management For For WOODY L. HUNT Management For For ROBERT R. NORDHAUS Management For For MANUEL T. PACHECO Management For For ROBERT M. PRICE Management For For BONNIE S. REITZ Management For For JEFFRY E. STERBA Management For For JOAN B. WOODARD Management For For 02 APPROVE AN AMENDMENT TO PNM RESOURCES, INC. EMPLOYEE Management For For STOCK PURCHASE PLAN. 03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2008.
TRANSACT TECHNOLOGIES INCORPORATED TACT ANNUAL MEETING DATE: 05/28/2008 ISSUER: 892918103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 01 DIRECTOR Management For THOMAS R. SCHWARZ Management For For BART C. SHULDMAN Management For For
ADVANCED MEDICAL OPTICS, INC. EYE ANNUAL MEETING DATE: 05/29/2008 ISSUER: 00763M108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES V. MAZZO Management For For ROBERT J. PALMISANO Management For For JAMES O. ROLLANS Management For For 02 TO APPROVE RATIFICATION OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 TO RE-APPROVE THE ADVANCED MEDICAL OPTICS, INC. Management For For 2002 BONUS PLAN 04 TO APPROVE THE 2004 STOCK INCENTIVE PLAN TO ALLOW Management For For BROADER UTILIZATION
ARTHROCARE CORPORATION ARTC ANNUAL MEETING DATE: 05/29/2008 ISSUER: 043136100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MICHAEL A. BAKER Management For For BARBARA D. BOYAN, PH.D. Management For For DAVID F. FITZGERALD Management For For JAMES G. FOSTER Management For For TERRENCE E. GEREMSKI Management For For TORD B. LENDAU Management For For PETER L. WILSON Management For For 02 TO APPROVE THE AMENDMENT OF THE COMPANY S 2003 Management Against Against AMENDED AND RESTATED INCENTIVE STOCK PLAN TO, AMONG OTHER MODIFICATIONS, INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY 1,200,000. 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE 2008 FISCAL YEAR.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 146 of 178 ASHWORTH, INC. ASHW ANNUAL MEETING DATE: 05/29/2008 ISSUER: 04516H101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DAVID M. MEYER Management For For JAMES G. O'CONNOR Management For For JOHN W. RICHARDSON Management For For 02 APPROVE AMENDMENTS TO THE COMPANY S AMENDED AND Management Against Against RESTATED (THE 2000 INCENTIVE PLAN ) TO (I) INCREASE THE NUMBER OF SHARES AVAILABLE THEREUNDER BY 500,000, (II) EXTEND THE TERM BY AN ADDITIONAL EIGHT YEARS AND (III) RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS. 03 RATIFY THE SELECTION OF MOSS ADAMS LLP AS THE Management For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2008.
BEASLEY BROADCAST GROUP, INC. BBGI ANNUAL MEETING DATE: 05/29/2008 ISSUER: 074014101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GEORGE G. BEASLEY* Management For For BRUCE G. BEASLEY* Management For For CAROLINE BEASLEY* Management For For BRIAN E. BEASLEY* Management For For JOE B. COX* Management For For ALLEN B. SHAW* Management For For MARK S. FOWLER** Management For For HERBERT W. MCCORD** Management For For
GAMESA CORPORACION TECNOLOGICA SA GAM.MC OGM Meeting Date: 05/29/2008 ISSUER: E54667113 ISIN: ES0143416115 SEDOL: B01CP21, B01QLN6, B0ZYQK8, B01D7H3
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 147 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 MAY 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1. APPROVE THE ANNUAL ACCOUNTS AND MANAGEMENT REPORT Management For For 2007 2. APPROVE THE APPLICATION OF EARNING AND PROPOSAL Management For For TO DISTRIBUTE DIVIDENDS FOR 2007 3. APPROVE THE MANAGEMENT OF THE BOARD FOR 2007 Management For For 4. APPOINT THE CONFIRMATION OF THE MR. PEDRO VELASCO Management For For GOMEZ AS A BOARD MEMBER 5. APPOINT THE ACCOUNTS AUDITOR FOR 2008 Management For For 6. AUTHORIZE THE BOARD FOR THE ACQUISITION OF OWN Management For For SHARES UP TO THE VALUE OF 5 %OF THE SHARE CAPITAL 7. ADOPT THE DELEGATION OF POWERS TO EXECUTE RESOLUTIONS Management For For IN THE GENERAL MANAGER 8. RECEIVE THE REPORT OF MODIFICATIONS OF RULES Management For For OF THE BOARD 9. APPROVE THE REPORT ACCORDING TO ARTICLE116B Management For For
GSE SYSTEMS, INC. GVP ANNUAL MEETING DATE: 05/29/2008 ISSUER: 36227K106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MICHAEL D. FELDMAN Management For For SHELDON L. GLASHOW Management For For ROGER L. HAGENGRUBER Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR.
NARA BANCORP, INC. NARA ANNUAL MEETING DATE: 05/29/2008 ISSUER: 63080P105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For HOWARD N. GOULD Management For For MIN J. KIM Management For For JESUN PAIK Management For For H.M. PARK (J.H. PARK) Management For For KI SUH PARK Management For For TERRY SCHWAKOPF Management For For JAMES P. STAES Management For For SCOTT YOON-SUK WHANG Management For For 02 THE RATIFICATION OF THE SELECTION OF CROWE CHIZEK Management For For AND COMPANY LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
NEW ULM TELECOM, INC. NULM ANNUAL MEETING DATE: 05/29/2008 ISSUER: 649060100 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 148 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PAUL ERICK Management For For DUANE LAMBRECHT Management For For
NEXSTAR BROADCASTING GROUP, INC. NXST ANNUAL MEETING DATE: 05/29/2008 ISSUER: 65336K103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PERRY A. SOOK Management For For BLAKE R. BATTAGLIA Management For For ERIK BROOKS Management For For JAY M. GROSSMAN Management For For BRENT STONE Management For For ROYCE YUDKOFF Management For For GEOFF ARMSTRONG Management For For MICHAEL DONOVAN Management For For I. MARTIN POMPADUR Management For For LISBETH MCNABB Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
CRUCELL N.V. CRXL ANNUAL MEETING DATE: 05/30/2008 ISSUER: 228769105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 3A PROPOSAL TO MAINTAIN THE USE OF THE ENGLISH LANGUAGE Management For For FOR THE ANNUAL ACCOUNTS OF THE COMPANY. 3B PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE Management For For FINANCIAL YEAR 2007 THAT ENDED 31 DECEMBER 2007. 5A PROPOSAL TO GRANT RELEASE FROM LIABILITY TO THE Management For For MEMBERS OF THE BOARD OF MANAGEMENT FOR THEIR MANAGEMENT, INSOFAR AS THE EXERCISE OF THEIR DUTIES IS REFLECTED IN THE FINANCIAL REPORTING. 5B PROPOSAL TO GRANT RELEASE FROM LIABILITY TO THE Management For For MEMBERS OF THE SUPERVISORY BOARD FOR THEIR SUPERVISION, INSOFAR AS THE EXERCISE OF SUCH DUTIES IS REFLECTED IN THE FINANCIAL REPORTING. 06 PROPOSAL TO RE-APPOINT DELOITTE ACCOUNTANTS BV Management For For AS THE EXTERNAL AUDITOR OF THE COMPANY. 07 RESIGNATION OF MR. DOMINIK KOECHLIN AS MEMBER Management For For OF THE SUPERVISORY BOARD AND PROPOSAL TO GRANT DISCHARGE TO HIM. 08 PROPOSAL TO APPOINT MR. STEVE DAVIS AS MEMBER Management For For OF THE SUPERVISORY BOARD, SUCH IN ACCORDANCE WITH THE NOMINATION DRAWN UP BY THE SUPERVISORY BOARD. 9A PROPOSAL TO RE-APPOINT MR. RONALD BRUS AS MEMBER Management For For OF THE BOARD OF MANAGEMENT FOR A TERM OF FOUR (4) YEARS, SUCH IN ACCORDANCE WITH THE NOMINATION DRAWN UP BY THE SUPERVISORY BOARD. 9B PROPOSAL TO RE-APPOINT MR. LEONARD KRUIMER AS Management For For MEMBER OF THE BOARD OF MANAGEMENT FOR A TERM OF FOUR (4) YEARS, SUCH IN ACCORDANCE WITH THE NOMINATION DRAWN UP BY THE SUPERVISORY BOARD.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 149 of 178 9C PROPOSAL TO RE-APPOINT MR. JAAP GOUDSMIT AS MEMBER Management For For OF THE BOARD OF MANAGEMENT FOR A TERM OF FOUR (4) YEARS, SUCH IN ACCORDANCE WITH THE NOMINATION DRAWN UP BY THE SUPERVISORY BOARD. 9D PROPOSAL TO APPOINT MR. CEES DE JONG AS MEMBER Management For For OF THE BOARD OF MANAGEMENT FOR A TERM OF FOUR (4) YEARS, SUCH IN ACCORDANCE WITH THE NOMINATION DRAWN UP BY THE SUPERVISORY BOARD. 10 PROPOSAL TO ADOPT THE REMUNERATION OF EACH MEMBER Management For For OF THE SUPERVISORY BOARD AND PROPOSAL TO APPROVE THE REMUNERATION BASED ON SHARES OF THE SUPERVISORY BOARD. 11A PROPOSAL TO APPROVE THE REMUNERATION POLICY OF Management For For THE BOARD OF MANAGEMENT. 11B PROPOSAL TO APPROVE THE INCENTIVE PLAN OF MEMBERS Management For For OF THE BOARD OF MANAGEMENT. 12 PROPOSAL TO GRANT AUTHORITY TO THE BOARD OF MANAGEMENT Management For For TO REPURCHASE SHARES IN THE COMPANY S SHARE CAPITAL FOR A PERIOD OF 18 MONTHS (UNTIL 30 NOVEMBER 2009). 13A PROPOSAL TO EXTEND THE PERIOD IN WHICH THE BOARD Management For For OF MANAGEMENT IS AUTHORIZED TO ISSUE SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES. 13B PROPOSAL TO EXTEND THE PERIOD IN WHICH THE BOARD Management For For OF MANAGEMENT IS AUTHORIZED TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS WHEN SHARES ARE ISSUED. 14 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Management For For IN CONNECTION WITH MODERN ELECTRONIC MEANS OF COMMUNICATION.
CTS CORPORATION CTS ANNUAL MEETING DATE: 05/30/2008 ISSUER: 126501105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For W.S. CATLOW Management For For L.J. CIANCIA Management For For T.G. CODY Management For For P.K. COLLAWN Management For For G.H. FRIELING, JR. Management For For R.R. HEMMINGHAUS Management For For M.A. HENNING Management For For V.M. KHILNANI Management For For R.A. PROFUSEK Management For For 02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For LLP AS CTS INDEPENDENT PUBLIC AUDIT FIRM.
DYNASTY FINE WINES GROUP LTD DPK.BE AGM Meeting Date: 05/30/2008 ISSUER: G2950W108 ISIN: KYG2950W1087 SEDOL: B05M185, B08K3L3, B05R395
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1. RECEIVE AND APPROVE THE AUDITED CONSOLIDATED Management For For FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YE 31 DEC 2007 2. DECLARE A FINAL DIVIDEND FOR THE YE 31 DEC 2007 Management For For 3.a RE-ELECT MR. BAI ZHISHENG AS A DIRECTOR Management For For 3.b R-ELECT MR. ZHANG WENLIN AS A DIRECTOR Management For For 3.c RE-ELECT MR. WONG CHING CHUNG AS A DIRECTOR Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 150 of 178 3.d RE-ELECT MR. CHAU KA WAH, ARTHUR AS A DIRECTOR Management For For 4. AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR Management For For REMUNERATION OF THE DIRECTORS 5. RE-APPOINT THE COMPANY S AUDITORS AND AUTHORIZE Management For For THE BOARD OF DIRECTORS TO FIXTHEIR REMUNERATION 6. AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT, Management For For ISSUE AND DEAL WITH ADDITIONAL SHARES OF HKD 0.10 EACH IN THE CAPITAL OF THE COMPANY AND MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS INCLUDING BONDS, WARRANTS AND DEBENTURES CONVERTIBLE INTO SHARES OF THE COMPANY DURING THE RELEVANT PERIOD, NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION; OTHERWISE THAN PURSUANT TO I) A RIGHTS ISSUE; OR II) AN ISSUE OF SHARES UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT; OR III) AN ISSUE OF SHARES UPON THE EXERCISE OF THE SUBSCRIPTION OR CONVERSION RIGHTS UNDER THE TERMS OF ANY WARRANTS AND SECURITIES; OR IV) ANY SCRIP DIVIDENDS OR SIMILAR ARRANGEMENT; AUTHORITY EXPIRES THE EARLIEST OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY APPLICABLE LAWS TO HELD 7. AUTHORIZE THE DIRECTORS OF THE COMPANY DURING Management For For THE RELEVANT PERIOD TO REPURCHASE ISSUED SHARES OF THE COMPANY OF HKD 0.10 SHARES EACH ON THE STOCK EXCHANGE OF HONG KONG LIMITED THE STOCK EXCHANGE OR ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES OF THE COMPANY MAY BE LISTED AND RECOGNIZED BY THE SECURITIES AND FUTURES COMMISSION OF HONG KONG AND THE STOCK EXCHANGE THIS PURPOSE, SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE AS AMENDED FROM TIME TO TIME, NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION; AUTHORITY EXPIRES THE EARLIEST OF THE CONCLUSION OF THE AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY APPLICABLE LAWS TO HELD 8. APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For For 6 AND 7 AS SPECIFIED, TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES PURSUANT TO RESOLUTION 6 AS SPECIFIED, BY THE ADDITION THERETO OF AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF SHARES IN THE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION 7 AS SPECIFIED, PROVIDED THAT SUCH AMOUNT OF SHARES SO REPURCHASED DOES NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION
FLOWERS FOODS, INC. FLO ANNUAL MEETING DATE: 05/30/2008 ISSUER: 343498101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 151 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For B.H. GRISWOLD, IV Management For For JOSEPH L. LANIER, JR. Management For For JACKIE M. WARD Management For For C. MARTIN WOOD III Management For For 02 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Management For For ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 500,000,000 SHARES. 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FLOWERS FOODS, INC. FOR THE 2008 FISCAL YEAR.
FLOWSERVE CORPORATION FLS ANNUAL MEETING DATE: 05/30/2008 ISSUER: 34354P105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN R. FRIEDERY** Management For For JOE E. HARLAN** Management For For MICHAEL F. JOHNSTON** Management For For KEVIN E. SHEEHAN** Management For For GAYLA J. DELLY* Management For For CHARLES M. RAMPACEK* Management For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP TO Management For For SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008
MDC PARTNERS INC. MDCA ANNUAL MEETING DATE: 05/30/2008 ISSUER: 552697104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MILES S. NADAL Management For For ROBERT J. KAMERSCHEN Management For For CLARE COPELAND Management For For THOMAS N. DAVIDSON Management For For JEFFREY EPSTEIN Management For For SCOTT L. KAUFFMAN Management For For MICHAEL J.L. KIRBY Management For For STEPHEN M. PUSTIL Management For For 02 A RESOLUTION APPOINTING BDO SEIDMAN, LLP TO ACT Management For For AS AUDITORS OF MDC PARTNERS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. 03 A RESOLUTION APPROVING THE PROPOSED THE COMPANY Management Abstain Against S 2008 KEY PARTNER INCENTIVE PLAN.
SUPERIOR INDUSTRIES INTERNATIONAL, INC. SUP ANNUAL MEETING DATE: 05/30/2008 ISSUER: 868168105 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 152 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For LOUIS L. BORICK Management For For STEVEN J. BORICK Management For For FRANCISCO S. URANGA Management For For 02 APPROVAL OF 2008 EQUITY INCENTIVE PLAN. Management Against Against 03 APPROVAL OF SHAREHOLDER PROPOSAL TO CHANGE VOTING Shareholder Against For STANDARD FOR DIRECTOR ELECTIONS.
WATSCO, INC. WSOB ANNUAL MEETING DATE: 05/30/2008 ISSUER: 942622101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For FREDERICK H. JOSEPH* Management For For BOB L. MOSS* Management For For GEORGE P. SAPE* Management For For CESAR L. ALVAREZ** Management For For PAUL F. MANLEY** Management For For ALBERT H. NAHMAD** Management For For
STAMFORD INDUSTRIAL GROUP, INC. STMF.PK ANNUAL MEETING DATE: 06/02/2008 ISSUER: 852685106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WARREN B. KANDERS Management For For NICHOLAS SOKOLOW Management For For DAVID A. JONES Management For For 02 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Management For For CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF OUR COMMON STOCK, AT AN EXCHANGE RATIO RANGING FROM ONE-TO-TWO TO ONE-TO-FIVE.
ACME COMMUNICATIONS, INC. ACME ANNUAL MEETING DATE: 06/03/2008 ISSUER: 004631107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMIE KELLNER Management For For DOUGLAS GEALY Management For For THOMAS ALLEN Management For For JOHN CONLIN Management For For MICHAEL CORRIGAN Management For For THOMAS EMBRESCIA Management For For FREDERICK WASSERMAN Management For For 02 TO RATIFY THE APPOINTMENT OF MAYER HOFFMAN MCCANN Management For For P.C. AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 153 of 178 AFTERMARKET TECHNOLOGY CORP. ATAC ANNUAL MEETING DATE: 06/03/2008 ISSUER: 008318107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT L. EVANS Management For For CURTLAND E. FIELDS Management For For DR. MICHAEL J. HARTNETT Management For For DONALD T. JOHNSON, JR. Management For For MICHAEL D. JORDAN Management For For S. LAWRENCE PRENDERGAST Management For For EDWARD STEWART Management For For
AMICAS, INC. AMCS ANNUAL MEETING DATE: 06/03/2008 ISSUER: 001712108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PHILLIP M. BERMAN, M.D. Management For For STEPHEN J. DENELSKY Management For For JOSEPH D. HILL Management For For S.N. KAHANE, M.D., M.S. Management For For STEPHEN J. LIFSHATZ Management For For DAVID B. SHEPHERD Management For For JOHN J. SVIOKLA Management For For 02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR AMICAS, INC. FOR THE YEAR ENDING DECEMBER 31, 2008.
ANIKA THERAPEUTICS, INC. ANIK ANNUAL MEETING DATE: 06/03/2008 ISSUER: 035255108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For C.H. SHERWOOD, PH.D. Management For For STEVEN E. WHEELER Management For For
JUPITERMEDIA CORPORATION JUPM ANNUAL MEETING DATE: 06/03/2008 ISSUER: 48207D101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 154 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ALAN M. MECKLER Management For For CHRISTOPHER S. CARDELL Management For For MICHAEL J. DAVIES Management For For GILBERT F. BACH Management For For WILLIAM A. SHUTZER Management For For JOHN R. PATRICK Management For For 02 APPROVAL OF THE ADOPTION OF THE JUPITERMEDIA Management Against Against CORPORATION 2008 STOCK INCENTIVE PLAN. 03 APPROVAL OF DELOITTE & TOUCHE LLP, INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
KBW, INC. KBW ANNUAL MEETING DATE: 06/03/2008 ISSUER: 482423100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ANDREW M. SENCHAK Management For For CHRISTOPHER M. CONDRON Management For For 02 APPROVAL OF THE KBW, INC. EMPLOYEE STOCK PURCHASE Management For For PLAN. 03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
SPANISH BROADCASTING SYSTEM, INC. SBSA ANNUAL MEETING DATE: 06/03/2008 ISSUER: 846425882 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RAUL ALARCON, JR. Management For For RAUL ALARCON, SR. Management For For ANTONIO S. FERNANDEZ Management For For JOSE A. VILLAMIL Management For For MITCHELL A. YELEN Management For For JASON L. SHRINSKY Management For For JOSEPH A. GARCIA Management For For
THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/03/2008 ISSUER: 25459L106 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 155 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RALPH F. BOYD, JR. Management For For JAMES M. CORNELIUS Management For For GREGORY B. MAFFEI Management For For JOHN C. MALONE Management For For NANCY S. NEWCOMB Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For ACCOUNTANTS.
COMSCORE, INC. SCOR ANNUAL MEETING DATE: 06/04/2008 ISSUER: 20564W105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MAGID M. ABRAHAM Management For For WILLIAM KATZ Management For For JARL MOHN Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
GRAY TELEVISION INC GTN ANNUAL MEETING DATE: 06/04/2008 ISSUER: 389375106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RICHARD L. BOGER Management For For RAY M. DEAVER Management For For T.L. ELDER Management For For HILTON H. HOWELL, JR. Management For For WILLIAM E. MAYHER, III Management For For ZELL B. MILLER Management For For HOWELL W. NEWTON Management For For HUGH E. NORTON Management For For ROBERT S. PRATHER, JR. Management For For HARRIETT J. ROBINSON Management For For J. MACK ROBINSON Management For For
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RICHARD L. BOGER Management For For RAY M. DEAVER Management For For T.L. ELDER Management For For HILTON H. HOWELL, JR. Management For For WILLIAM E. MAYHER, III Management For For ZELL B. MILLER Management For For HOWELL W. NEWTON Management For For HUGH E. NORTON Management For For ROBERT S. PRATHER, JR. Management For For HARRIETT J. ROBINSON Management For For J. MACK ROBINSON Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 156 of 178 HAWK CORPORATION HWK ANNUAL MEETING DATE: 06/04/2008 ISSUER: 420089104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ANDREW T. BERLIN Management For For PAUL R. BISHOP Management For For JACK F. KEMP Management For For RICHARD T. MARABITO Management For For DAN T. MOORE, III Management For For 02 APPROVAL OF AMENDMENTS TO AND THE RESTATEMENT Management Against Against OF THE HAWK CORPORATION 2000 LONG TERM INCENTIVE PLAN. 03 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS PERFORMANCE-BASED Management For For COMPENSATION.
LAKES ENTERTAINMENT, INC. LACO ANNUAL MEETING DATE: 06/04/2008 ISSUER: 51206P109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For LYLE BERMAN Management For For TIMOTHY J. COPE Management For For MORRIS GOLDFARB Management For For NEIL I. SELL Management For For RAY MOBERG Management For For LARRY C. BARENBAUM Management For For RICHARD D. WHITE Management For For 02 TO RATIFY THE APPOINTMENT OF PIERCY, BOWLER, Management For For TAYLOR & KERN AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
MET-PRO CORPORATION MPR ANNUAL MEETING DATE: 06/04/2008 ISSUER: 590876306 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 PROPOSAL TO AMEND ARTICLES OF INCORPORATION TO Management For For INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES FROM 18,000,000 TO 36,000,000 01 DIRECTOR Management For MICHAEL J. MORRIS Management For For C.N. PAPADAKIS, PH.D. Management For For 04 PROPOSAL TO RATIFY THE APPOINTMENT OF MARGOLIS Management For For & COMPANY P.C. AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS 03 PROPOSAL TO APPROVE THE ADOPTION OF THE MET-PRO Management Against Against CORPORATION 2008 EQUITY INCENTIVE PLAN
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 157 of 178 ORIENT-EXPRESS HOTELS LTD. OEH ANNUAL MEETING DATE: 06/04/2008 ISSUER: G67743107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN D. CAMPBELL Management For For JAMES B. HURLOCK Management For For PRUDENCE M. LEITH Management For For J. ROBERT LOVEJOY Management For For GEORG R. RAFAEL Management For For JAMES B. SHERWOOD Management For For PAUL M. WHITE Management For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY Management For For S INDEPENDENT AUDITOR, AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE COMPANY S BOARD OF DIRECTORS TO FIX THE AUDITOR S REMUNERATION.
SALEM COMMUNICATIONS CORPORATION SALM ANNUAL MEETING DATE: 06/04/2008 ISSUER: 794093104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: STUART W. EPPERSON Management For For 1B ELECTION OF DIRECTOR: EDWARD G. ATSINGER III Management For For 1C ELECTION OF DIRECTOR: DAVID DAVENPORT Management For For 1D ELECTION OF DIRECTOR: ERIC H. HALVORSON Management For For 1E ELECTION OF DIRECTOR: ROLAND S. HINZ Management For For 1F ELECTION OF DIRECTOR: PAUL PRESSLER Management For For 1G ELECTION OF DIRECTOR: RICHARD A. RIDDLE Management For For 1H ELECTION OF DIRECTOR: DENNIS M. WEINBERG Management For For
TRANS-LUX CORPORATION TLX ANNUAL MEETING DATE: 06/04/2008 ISSUER: 893247106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTORS Management For MATTHEW BRANDT Management For For HOWARD S. MODLIN Management For For MICHAEL R. MULCAHY Management For For 02 RATIFY THE RETENTION OF EISNER LLP AS THE INDEPENDENT Management For For AUDITORS FOR THE CORPORATION FOR THE ENSUING YEAR.
URANIUM RESOURCES, INC. URRE ANNUAL MEETING DATE: 06/04/2008 ISSUER: 916901507 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 158 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PAUL K. WILLMOTT Management For For DAVID N. CLARK Management For For GEORGE R. IRELAND Management For For LELAND O. ERDAHL Management For For TERENCE J. CRYAN Management For For MARVIN K. KAISER Management For For 02 RATIFICATION OF HEIN & ASSOCIATES, LLP. PROPOSAL Management For For TO RATIFY THE SELECTION OF HEIN & ASSOCIATES, LLP, INDEPENDENT ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
C&D TECHNOLOGIES, INC. CHP ANNUAL MEETING DATE: 06/05/2008 ISSUER: 124661109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM HARRAL III Management For For PAMELA L. DAVIES Management For For KEVIN P. DOWD Management For For JEFFREY A. GRAVES Management For For ROBERT I. HARRIES Management For For MICHAEL H. KALB Management For For GEORGE MACKENZIE Management For For JOHN A.H. SHOBER Management For For STANLEY W. SILVERMAN Management For For ELLEN C. WOLF Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2009.
CANTERBURY PARK HOLDING CORPORATION ECP ANNUAL MEETING DATE: 06/05/2008 ISSUER: 13811E101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PATRICK R. CRUZEN Management For For CARIN J. OFFERMAN Management For For CURTIS A. SAMPSON Management For For RANDALL D. SAMPSON Management For For DALE H. SCHENIAN Management For For BURTON F. DAHLBERG Management For For
ENODIS PLC, LONDON ENO.L CRT Meeting Date: 06/05/2008 ISSUER: G01616104 ISIN: GB0000931526 SEDOL: B1HKN00, B02S5F1, 0093152, 5829976
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 159 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1. APPROVE THE SCHEME OF ARRANGEMENT Management For For * PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE Non-Voting *Management Position Unknown OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN FOR AND AGAINST ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT
ENODIS PLC, LONDON ENO.L OGM Meeting Date: 06/05/2008 ISSUER: G01616104 ISIN: GB0000931526 SEDOL: B1HKN00, B02S5F1, 0093152, 5829976
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1. APPROVE THE AMENDMENT OF RULE 10 OF THE ENODIS Management For For PLC PERFORMANCE SHARE PLAN S.2 AUTHORIZE THE DIRECTORS TO TAKE ANY ACTION TO Management For For CARRY OUT THE SCHEME, APPROVE THE ALLOTMENT OF ORDINARY SHARES AND APPROVE THE AMENDMENT OF ARTICLES OF ASSOCIATION
LAS VEGAS SANDS CORP. LVS ANNUAL MEETING DATE: 06/05/2008 ISSUER: 517834107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CHARLES D. FORMAN Management For For GEORGE P. KOO Management For For IRWIN A. SIEGEL Management For For 02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Management For For THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE PERFORMANCE-BASED PROVISIONS OF Management For For THE LAS VEGAS SANDS CORP. 2004 EQUITY AWARD PLAN. 04 TO APPROVE THE PERFORMANCE-BASED PROVISIONS OF Management For For THE LAS VEGAS SANDS CORP. EXECUTIVE CASH INCENTIVE PLAN.
REVLON, INC. REV ANNUAL MEETING DATE: 06/05/2008 ISSUER: 761525500 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 160 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RONALD O. PERELMAN Management For For ALAN S. BERNIKOW Management For For PAUL J. BOHAN Management For For MEYER FELDBERG Management For For DAVID L. KENNEDY Management For For DEBRA L. LEE Management For For BARRY F. SCHWARTZ Management For For KATHI P. SEIFERT Management For For KENNETH L. WOLFE Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
LIBERTY MEDIA CORPORATION LINTA ANNUAL MEETING DATE: 06/06/2008 ISSUER: 53071M302 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MR. DAVID E. RAPLEY Management For For MR. LARRY E. ROMRELL Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MR. DAVID E. RAPLEY Management For For MR. LARRY E. ROMRELL Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ROPER INDUSTRIES, INC. ROP ANNUAL MEETING DATE: 06/06/2008 ISSUER: 776696106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RICHARD WALLMAN Management For For CHRISTOPHER WRIGHT Management For For 02 APPROVAL TO AUTHORIZE AN AMENDMENT TO THE ROPER Management Against Against INDUSTRIES, INC. 2006 INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE BY 5,000,000 AND RE-APPROVE A LIST OF QUALIFIED BUSINESS CRITERIA FOR PERFORMANCE-BASED AWARDS IN ORDER TO PRESERVE FEDERAL INCOME TAX DEDUCTIONS. 03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY.
ROWAN COMPANIES, INC. RDC ANNUAL MEETING DATE: 06/06/2008 ISSUER: 779382100 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 161 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: D.F. MCNEASE Management For For 1B ELECTION OF DIRECTOR: LORD MOYNIHAN Management For For 1C ELECTION OF DIRECTOR: R.G. CROYLE Management For For 02 THE RATIFICATION OF APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
VIMPEL-COMMUNICATIONS VIP ANNUAL MEETING DATE: 06/09/2008 Contested ISSUER: 68370R109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 APPROVAL OF THE 2007 VIMPELCOM ANNUAL REPORT Management For *Management Position Unknown PREPARED IN ACCORDANCE WITH RUSSIAN LAW 02 APPROVAL OF VIMPELCOM S UNCONSOLIDATED ACCOUNTING Management For *Management Position Unknown STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT FOR 2007 (PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES) 03 ALLOCATION OF PROFITS AND LOSSES RESULTING FROM Management For *Management Position Unknown 2007 FINANCIAL YEAR OPERATIONS INCLUDING ADOPTION OF THE DECISION (DECLARATION) ON PAYMENT OF DIVIDENDS ON THE FINANCIAL YEAR RESULTS 05 ELECTION OF THE AUDIT COMMISSION Management For *Management Position Unknown 06 APPROVAL OF EXTERNAL AUDITORS Management For *Management Position Unknown 07 APPROVAL OF A CHANGE IN THE COMPENSATION OF THE Management For *Management Position Unknown MEMBERS OF THE BOARD OF DIRECTORS 08 APPROVAL OF REORGANIZATION OF VIMPELCOM THROUGH Management For *Management Position Unknown THE STATUTORY MERGER OF CERTAIN OF ITS SUBSIDIARIES INTO VIMPELCOM AND OF THE MERGER AGREEMENTS 09 APPROVAL OF THE AMENDMENTS TO THE CHARTER OF Management For *Management Position Unknown VIMPELCOM
JARDEN CORPORATION JAH ANNUAL MEETING DATE: 06/10/2008 ISSUER: 471109108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RICHARD J. HECKMANN Management For For DOUGLAS W. HUEMME Management For For IRWIN D. SIMON Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS JARDEN CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
NATIONAL PATENT DEV CORP NPDV ANNUAL MEETING DATE: 06/10/2008 ISSUER: 637132101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 162 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For HARVEY P. EISEN Management For For JOHN C. BELKNAP Management For For TALTON R. EMBRY Management For For SCOTT N. GREENBERG Management For For LAWRENCE G. SCHAFRAN Management For For 02 TO RATIFY THE APPOINTMENT OF EISNER LLP AS THE Management For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR.
OUTDOOR CHANNEL HOLDINGS, INC. OUTD ANNUAL MEETING DATE: 06/10/2008 ISSUER: 690027206 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For AJIT M. DALVI Management For For DAVID D. KINLEY Management For For MICHAEL L. PANDZIK Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008. 03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against COMPANY S 2004 LONG-TERM INCENTIVE PLAN.
UNION DRILLING INC. UDRL ANNUAL MEETING DATE: 06/10/2008 ISSUER: 90653P105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For THOMAS H. O'NEILL, JR. Management For For GREGORY D. MYERS Management For For CHRISTOPHER D. STRONG Management For For 02 TO APPROVE THE AMENDMENTS TO THE UNION DRILLING, Management For For INC. AMENDED 2005 STOCK OPTION PLAN. 03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
EDGEWATER TECHNOLOGY, INC. EDGW ANNUAL MEETING DATE: 06/11/2008 ISSUER: 280358102 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 163 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 05 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY. 04 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against INTERIM INCENTIVE PLAN. 03 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against OMNIBUS INCENTIVE PLAN. 02 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management For For EMPLOYEE STOCK PURCHASE PLAN. 01 DIRECTOR Management For CLETE T. BREWER Management For For PAUL E. FLYNN Management For For PAUL GUZZI Management For For NANCY L. LEAMING Management For For MICHAEL R. LOEB Management For For SHIRLEY SINGLETON Management For For BARRY B. WHITE Management For For WAYNE WILSON Management For For
ENVIRONMENTAL POWER CORPORATION EPG ANNUAL MEETING DATE: 06/11/2008 ISSUER: 29406L201 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN R. COOPER Management For For JOSEPH E. CRESCI Management For For LON HATAMIYA Management For For STEVEN KESSNER Management For For AUGUST SCHUMACHER, JR. Management For For KAMLESH R. TEJWANI Management For For ROBERT I. WEISBERG Management For For RICHARD E. KESSEL Management For For ROGER S. BALLENTINE Management For For 02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For OF VITALE, CATURANO & COMPANY, LTD. AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
EXPEDIA, INC. EXPE ANNUAL MEETING DATE: 06/11/2008 ISSUER: 30212P105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For A.G. (SKIP) BATTLE Management For For SIMON J. BREAKWELL Management For For BARRY DILLER Management For For JONATHAN L. DOLGEN Management For For WILLIAM R. FITZGERALD Management For For CRAIG A. JACOBSON Management For For VICTOR A. KAUFMAN Management For For PETER M. KERN Management For For DARA KHOSROWSHAHI Management For For JOHN C. MALONE Management For For 02 APPROVAL OF AN AMENDMENT TO THE EXPEDIA, INC. Management Against Against 2005 STOCK AND ANNUAL INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF EXPEDIA COMMON STOCK AUTHORIZED FOR THE ISSUANCE THEREUNDER BY 7,500,000. 03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS EXPEDIA S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 164 of 178 GANDER MOUNTAIN COMPANY GMTN ANNUAL MEETING DATE: 06/11/2008 ISSUER: 36471P108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MARK R. BAKER Management For For KAREN M. BOHN Management For For MARSHALL L. DAY Management For For RICHARD C. DELL Management For For GERALD A. ERICKSON Management For For RONALD A. ERICKSON Management For For DAVID C. PRATT Management For For 02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
GLOBAL SOURCES LTD. GSOL ANNUAL MEETING DATE: 06/11/2008 ISSUER: G39300101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 05 TO APPROVE THE AMENDMENT OF BYE-LAW 151 OF THE Management For For COMPANY S BYE-LAWS, WITH RESPECT TO THE ADVANCEMENT OF FUNDS TO DIRECTORS, OFFICERS AND OTHERS, FOR DEFENDING LEGAL PROCEEDINGS. 04 TO APPROVE THE AMENDMENT OF BYE-LAW 99 OF THE Management For For COMPANY S BYE-LAWS, WITH RESPECT TO THE POWERS OF THE DIRECTORS. 03 TO FIX THE NUMBER OF DIRECTORS THAT COMPRISE Management For For THE WHOLE BOARD AT NINE (9) PERSONS, DECLARE ANY VACANCIES ON THE BOARD TO BE CASUAL VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT. 02 TO RE-ELECT MR. ROBERT LEES, A CASUAL DIRECTOR, Management For For WHO WAS APPOINTED ON JULY 30, 2007, TO SERVE AS A MEMBER OF THE BOARD. 1B TO RE-ELECT JAMES WATKINS AS THE BOARD OF DIRECTORS Management For For 1A TO RE-ELECT DAVID JONES AS THE BOARD OF DIRECTORS Management For For 06 TO RE-APPOINT ERNST & YOUNG AS THE COMPANY S Management For For INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING.
INDEPENDENT NEWS AND MEDIA PLC INNZF.PK AGM Meeting Date: 06/11/2008 ISSUER: G4755S126 ISIN: IE0004614818 SEDOL: 6459639, B014WP9, 4699103, B01ZKS1, 0461481
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 165 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 3.vi RE-ELECT DR. I.E. KENNY AS A DIRECTOR Management For For 3.vii RE-ELECT MR. B. MULRONEY AS A DIRECTOR Management For For 3viii RE-ELECT MR. A.C. O REILLY AS A DIRECTOR Management For For 3.ix RE-ELECT MR. B.E. SOMERS AS A DIRECTOR Management For For 3.x RE-ELECT MR. K. CLARKE AS A DIRECTOR Management For For 4. APPROVE TO FIX THE REMUNERATION OF THE DIRECTORS Management For For 5. AUTHORIZE THE DIRECTORS TO FIX THERE REMUNERATION Management For For OF THE AUDITORS 1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND FINANCIAL Management For For STATEMENTS FOR THE YE 31 DEC 2007 AND THE INDEPENDENT AUDITORS REPORT THEREON 2. APPROVE TO DECLARE A FINAL DIVIDEND ON THE ORDINARY Management For For SHARES 3.i RE-ELECT MR. P.M. COSGROVE AS A DIRECTOR Management For For 3.ii RE-ELECT MR. J.C. DAVY AS A DIRECTOR Management For For 3.iii RE-ELECT MR. MN. HAYES AS A DIRECTOR Management For For 3.iv RE-ELECT MR. LP. HEALY AS A DIRECTOR Management For For 3.v RE-ELECT MR. B.M.A. HOPKINS AS A DIRECTOR Management For For
OPKO HEALTH INC OPK ANNUAL MEETING DATE: 06/11/2008 ISSUER: 68375N103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For PHILLIP FROST, M.D. Management For For JANE H. HSIAO, PH.D. Management For For STEVEN D. RUBIN Management For For ROBERT A. BARON Management For For THOMAS E. BEIER Management For For P.J. GOLDSCHMIDT, M.D. Management For For RICHARD A. LERNER, M.D. Management For For JOHN A. PAGANELLI Management For For R.C. PFENNIGER, JR. Management For For MICHAEL REICH Management For For
PENWEST PHARMACEUTICALS CO. PPCO ANNUAL MEETING DATE: 06/11/2008 ISSUER: 709754105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CHRISTOPHE BIANCHI* Management For For PETER F. DRAKE** Management For For DAVID P. MEEKER** Management For For ANNE M. VANLENT** Management For For W. JAMES O'SHEA*** Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE CURRENT FISCAL YEAR. 03 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2005 Management Against Against STOCK INCENTIVE PLAN.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 166 of 178 CUTERA, INC. CUTR ANNUAL MEETING DATE: 06/12/2008 ISSUER: 232109108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For KEVIN P. CONNORS Management For For DAVID A. GOLLNICK Management For For 02 APPROVAL OF ADOPTION OF 2004 EQUITY INCENTIVE Management For For PLAN (AS AMENDED). 03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM.
INVERNESS MEDICAL INNOVATIONS, INC. IMA ANNUAL MEETING DATE: 06/12/2008 ISSUER: 46126P106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN F. LEVY Management For For JERRY MCALEER, PH.D. Management For For JOHN A. QUELCH Management For For 02 APPROVE AN AMENDMENT TO INVERNESS MEDICAL INNOVATIONS, Management For For INC. S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK BY 50,000,000, FROM 100,000,000 TO 150,000,000. 03 APPROVE AN INCREASE TO THE NUMBER OF SHARES OF Management For For COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE INVERNESS MEDICAL INNOVATIONS, INC. 2001 EMPLOYEE STOCK PURCHASE PLAN BY 500,000, FROM 500,000 TO 1,000,000. 04 APPROVE OUR ABILITY TO ISSUE AS MANY SHARES OF Management For For COMMON STOCK AS MAY BE REQUIRED TO ALLOW FOR THE FULL CONVERSION OF OUR PROPOSED SERIES B CONVERTIBLE PERPETUAL PREFERRED STOCK ( SERIES B PREFERRED STOCK ) AND FULL PAYMENT OF THE DIVIDENDS ON THE SERIES B PREFERRED STOCK, ALL IN ACCORDANCE WITH THE TERMS OF THE SERIES B PREFERRED STOCK. 05 RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2008.
LIBERTY GLOBAL, INC. LBTYA ANNUAL MEETING DATE: 06/12/2008 ISSUER: 530555101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 167 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MICHAEL T. FRIES Management For For PAUL A. GOULD Management For For JOHN C. MALONE Management For For LARRY E. ROMRELL Management For For 02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008.
LIMELIGHT NETWORKS INC LLNW ANNUAL MEETING DATE: 06/12/2008 ISSUER: 53261M104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WALTER D. AMARAL Management For For JEFFREY W. LUNSFORD Management For For PETER J. PERRONE Management For For 02 TO VOTE FOR AND RATIFY THE APPOINTMENT OF ERNST Management For For & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR EXPIRING ON DECEMBER 31, 2008.
YOUBET.COM, INC. UBET ANNUAL MEETING DATE: 06/12/2008 ISSUER: 987413101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GARY ADELSON Management For For MICHAEL BRODSKY Management For For JAMES EDGAR Management For For F. JACK LIEBAU Management For For JAY R. PRITZKER Management For For MICHAEL D. SANDS Management For For MICHAEL SOENEN Management For For 02 TO APPROVE AN AMENDMENT TO THE YOUBET.COM, INC. Management Against Against EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
ZORAN CORPORATION ZRAN ANNUAL MEETING DATE: 06/12/2008 ISSUER: 98975F101 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 168 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For LEVY GERZBERG, PH.D. Management For For UZIA GALIL Management For For RAYMOND A. BURGESS Management For For JAMES D. MEINDL, PH.D. Management For For JAMES B. OWENS, JR. Management For For DAVID RYNNE Management For For ARTHUR B. STABENOW Management For For PHILIP M. YOUNG Management For For 02 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Management Against Against NUMBER OF SHARES THAT MAY BE ISSUED UNDER THE COMPANY S 2005 EQUITY INCENTIVE PLAN BY 2,500,000 SHARES. 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
COLDWATER CREEK INC. CWTR ANNUAL MEETING DATE: 06/14/2008 ISSUER: 193068103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CURT HECKER Management For For MICHAEL J. POTTER Management For For GEORGIA SHONK-SIMMONS Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2009
THE BON-TON STORES, INC. BONT ANNUAL MEETING DATE: 06/17/2008 ISSUER: 09776J101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For LUCINDA M. BAIER Management For For ROBERT B. BANK Management For For BYRON L. BERGREN Management For For PHILIP M. BROWNE Management For For SHIRLEY A. DAWE Management For For MARSHA M. EVERTON Management For For MICHAEL L. GLEIM Management For For TIM GRUMBACHER Management For For THOMAS K. HERNQUIST Management For For TODD C. MCCARTY Management For For 02 AMENDMENT OF THE BON-TON STORES, INC. 2000 AMENDED Management Against Against AND RESTATED STOCK INCENTIVE PLAN. 03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY S INDEPENDENT AUDITOR.
WOLVERINE TUBE, INC. WLVT ANNUAL MEETING DATE: 06/17/2008 ISSUER: 978093102 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 169 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JOHN L. DUNCAN Management For For STEVEN S. ELBAUM Management For For WILLIAM F. EVANS Management For For DAVID M. GILCHRIST, JR. Management For For ALAN KESTENBAUM Management For For K. MITCHELL POSNER Management For For BRETT A. YOUNG Management For For 02 TO AMEND THE COMPANY S CERTIFICATE OF DESIGNATIONS Management For For OF SERIES A CONVERTIBLE PREFERRED STOCK. 03 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
BIG 5 SPORTING GOODS CORPORATION BGFV ANNUAL MEETING DATE: 06/18/2008 ISSUER: 08915P101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JENNIFER HOLDEN DUNBAR Management For For STEVEN G. MILLER Management For For
FAIRPOINT COMMUNICATIONS, INC. FRP ANNUAL MEETING DATE: 06/18/2008 ISSUER: 305560104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For CLAUDE C. LILLY Management For For ROBERT S. LILIEN Management For For THOMAS F. GILBANE, JR. Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 03 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management Against Against 2008 LONG TERM INCENTIVE PLAN. 04 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management For For 2008 ANNUAL INCENTIVE PLAN.
IMAX CORPORATION IMAX SPECIAL MEETING DATE: 06/18/2008 ISSUER: 45245E109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 02 IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. 01 DIRECTOR Management For DAVID W. LEEBRON Management For For MARC A. UTAY Management For For 03 IN RESPECT OF THE ORDINARY RESOLUTION SET FORTH Management Against Against IN APPENDIX A TO THE PROXY CIRCULAR AND PROXY STATEMENT TO APPROVE CERTAIN AMENDMENTS TO THE COMPANY S STOCK OPTION PLAN. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 170 of 178 INDUSTRIAL DISTRIBUTION GROUP, INC. IDGR SPECIAL MEETING DATE: 06/18/2008 ISSUER: 456061100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF APRIL 25, 2008, AMONG EIGER HOLDCO, LLC ( EIGER ), EIGER MERGER CORPORATION ( MERGER SUB ), A WHOLLY-OWNED SUBSIDIARY OF EIGER, AND INDUSTRIAL DISTRIBUTION GROUP, INC. (THE MERGER AGREEMENT ). 02 ADJOURNMENT OR POSTPONEMENT THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT ( ADJOURNMENT OR POSTPONEMENT ).
OPENTV CORP. OPTV ANNUAL MEETING DATE: 06/18/2008 ISSUER: G67543101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES A. CHIDDIX Management For For JOSEPH DEISS Management For For LUCIEN GANI Management For For ANDRE KUDELSKI Management For For JERRY MACHOVINA Management For For PIERRE ROY Management For For MAURO SALADINI Management For For CLAUDE SMADJA Management For For ERIC TVETER Management For For 02 RATIFY OUR BOARD OF DIRECTORS SELECTION OF GRANT Management For For THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR OUR 2008 FISCAL YEAR.
ZYMOGENETICS, INC. ZGEN ANNUAL MEETING DATE: 06/18/2008 ISSUER: 98985T109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For J.A. HEMBERGER, PH.D. Management For For JONATHAN S. LEFF Management For For LARS REBIEN SORENSEN Management For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 171 of 178 CHURCHILL DOWNS INCORPORATED CHDN ANNUAL MEETING DATE: 06/19/2008 ISSUER: 171484108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT L. FEALY Management For For DANIEL P. HARRINGTON Management For For CARL F. POLLARD Management For For DARRELL R. WELLS Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CHURCHILL DOWNS INCORPORATED FOR THE YEAR ENDING DECEMBER 31, 2008. 03 APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For GOALS AND MAXIMUM AWARDS PAYABLE AS ESTABLISHED BY THE SPECIAL SUBCOMMITTEE OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS FOR THE PAYMENT OF COMPENSATION TO ROBERT L. EVANS, WILLIAM C. CARSTANJEN, WILLIAM E. MUDD, VERNON D. NIVEN III AND STEVEN P. SEXTON UNDER THE AMENDED AND RESTATED INCENTIVE COMPENSATION PLAN (1997).
GSI COMMERCE, INC. GSIC ANNUAL MEETING DATE: 06/19/2008 ISSUER: 36238G102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MICHAEL G. RUBIN Management For For M. JEFFREY BRANMAN Management For For MICHAEL J. DONAHUE Management For For RONALD D. FISHER Management For For JOHN A. HUNTER Management For For MARK S. MENELL Management For For JEFFREY F. RAYPORT Management For For LAWRENCE S. SMITH Management For For ANDREA M. WEISS Management For For 02 TO APPROVE THE AMENDMENT TO GSI S 2005 EQUITY Management Against Against INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF GSI S COMMON STOCK, PAR VALUE $.01 PER SHARE, RESERVED AND ISSUABLE UNDER THE 2005 EQUITY INCENTIVE PLAN BY 2,250,000 SHARES. 03 TO APPROVE THE GSI COMMERCE, INC. LEADERSHIP Management For For TEAM INCENTIVE PLAN. 04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
MOVADO GROUP, INC. MOV ANNUAL MEETING DATE: 06/19/2008 ISSUER: 624580106 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 172 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For RICHARD COTE Management For For EFRAIM GRINBERG Management For For GEDALIO GRINBERG Management For For MARGARET HAYES-ADAME Management For For ALAN H. HOWARD Management For For RICHARD ISSERMAN Management For For NATHAN LEVENTHAL Management For For DONALD ORESMAN Management For For LEONARD L. SILVERSTEIN Management For For 02 PROPOSAL TO RATIFY AND APPROVE THE SELECTION Management For For BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 31, 2009.
ORTHOFIX INTERNATIONAL N.V. OFIX ANNUAL MEETING DATE: 06/19/2008 ISSUER: N6748L102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For JAMES F. GERO Management For For PETER J. HEWETT Management For For JERRY C. BENJAMIN Management For For CHARLES W. FEDERICO Management For For GUY J. JORDAN Management For For THOMAS J. KESTER Management For For ALAN W. MILINAZZO Management For For MARIA SAINZ Management For For WALTER P. VON WARTBURG Management For For KENNETH R. WEISSHAAR Management For For 02 PROPOSAL TO APPROVE AMENDMENT OF THE AMENDED Management Against Against AND RESTATED 2004 LONG-TERM INCENTIVE PLAN. 03 PROPOSAL TO APPROVE AMENDED AND RESTATED STOCK Management For For PURCHASE PLAN. 04 PROPOSAL TO APPROVE AMENDMENT AND RESTATEMENT Management For For OF SECTION 8.3 OF THE ARTICLES OF ASSOCIATION. 05 PROPOSAL TO APPROVE THE BALANCE SHEET AND INCOME Management For For STATEMENT AT AND FOR THE YEAR ENDED DECEMBER 31, 2007. 06 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
THE PEP BOYS - MANNY, MOE & JACK PBY ANNUAL MEETING DATE: 06/19/2008 ISSUER: 713278109 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 173 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For WILLIAM LEONARD Management For For PETER A. BASSI Management For For JANE SCACCETTI Management For For JOHN T. SWEETWOOD Management For For M. SHAN ATKINS Management For For ROBERT H. HOTZ Management For For JAMES A. MITAROTONDA Management For For NICK WHITE Management For For JAMES A. WILLIAMS Management For For THOMAS R. HUDSON JR. Management For For DR. IRVIN D. REID Management For For 02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 THE AMENDMENT OF OUR ARTICLES OF INCORPORATION Management For For TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS.
EUROPEAN EQUITY FUND INC. EEA ANNUAL MEETING DATE: 06/20/2008 ISSUER: 298768102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DR. KURT W. BOCK Management For For MR. RICHARD KARL GOELTZ Management For For DR. FRANZ WILHELM HOPP Management For For MR. C.H. STRENGER Management For For MR. WERNER WALBROL Management For For MR. PETER ZUHLSDORFF Management For For 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
LIFEWAY FOODS, INC. LWAY ANNUAL MEETING DATE: 06/20/2008 ISSUER: 531914109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For LUDMILA SMOLYANSKY Management For For JULIE SMOLYANSKY Management For For POL SIKAR Management For For RENZO BERNARDI Management For For JUAN CARLOS DALTO Management For For JULIE OBERWEIS Management For For 02 RATIFICATION OF PLANTE & MORAN, PLLC, AS INDEPENDENT Management For For AUDITORS.
PIER 1 IMPORTS, INC. PIR ANNUAL MEETING DATE: 06/20/2008 ISSUER: 720279108 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 174 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 1A ELECTION OF DIRECTOR: JOHN H. BURGOYNE Management For For 1B ELECTION OF DIRECTOR: MICHAEL R. FERRARI Management For For 1C ELECTION OF DIRECTOR: ROBERT B. HOLLAND, III Management For For 1D ELECTION OF DIRECTOR: KAREN W. KATZ Management For For 1E ELECTION OF DIRECTOR: TERRY E. LONDON Management For For 1F ELECTION OF DIRECTOR: ALEXANDER W. SMITH Management For For 1G ELECTION OF DIRECTOR: CECE SMITH Management For For 1H ELECTION OF DIRECTOR: TOM M. THOMAS Management For For 02 PROPOSAL TO APPROVE A RESTATEMENT AND AMENDMENT Management For For OF THE PIER 1 IMPORTS, INC. STOCK PURCHASE PLAN. 03 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S APPROVAL Management For For TO ENGAGE ERNST & YOUNG LLP AS PIER 1 IMPORTS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009. 04 SHAREHOLDER PROPOSAL - PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For
THE CENTRAL EUROPE AND RUSSIA FUND, INC. CEE ANNUAL MEETING DATE: 06/20/2008 ISSUER: 153436100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DR. KURT W. BOCK Management For For MR. JOHN BULT Management For For MR. RICHARD KARL GOELTZ Management For For DR. FRANZ WILHELM HOPP Management For For DR. FRIEDBERT H. MALT Management For For MR. ROBERT H. WADSWORTH Management For For MR. PETER ZUHLSDORFF Management For For 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2008.
THE NEW GERMANY FUND, INC. GF ANNUAL MEETING DATE: 06/20/2008 ISSUER: 644465106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For MR. DETLEF BIERBAUM Management For For DR. KURT W. BOCK Management For For MR. JOHN BULT Management For For MR. JOHN H. CANNON Management For For MR. WERNER WALBROL Management For For MR. PETER ZUHLSDORFF Management For For 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
WONDER AUTO TECHNOLOGY INC. WATG ANNUAL MEETING DATE: 06/20/2008 ISSUER: 978166106 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 175 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For QINGJIE ZHAO Management For For MEIRONG YUAN Management For For LARRY GOLDMAN Management For For DAVID MURPHY Management For For XINGYE ZHANG Management For For 02 APPROVE THE RATIFICATION OF PKF AS THE COMPANY Management For For S ACCOUNTANT FOR FISCAL YEAR 2008. 03 APPROVE THE ADOPTION OF THE COMPANY S 2008 EQUITY Management Against Against INCENTIVE PLAN.
SNIA SPA, MILANO SN.MI AGM Meeting Date: 06/23/2008 ISSUER: T85795309 ISIN: IT0004239510 BLOCKING SEDOL: B1Z9871, 4457594, B2NPDM8, 4473114
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 24 JUN 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. APPROVE THE BALANCE SHEET AS OF 31 DEC 2007 AND Management Take No REPORT ON MANAGEMENT; RELATEDAND CONSEQUENTIAL Action RESOLUTIONS 2. APPOINT THE BOARD OF DIRECTORS, UPON DETERMINATION Management Take No OF ITS NUMBER AND OF THE RELATED EMOLUMENTS; Action RELATED RESOLUTIONS 3. APPOINT THE BOARD OF AUDITORS AND OF ITS CHAIRMAN;; Management Take No AND APPROVE TO DETERMINE OF THE RELATED EMOLUMENTS Action
CROWN MEDIA HOLDINGS, INC. CRWN ANNUAL MEETING DATE: 06/24/2008 ISSUER: 228411104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For DWIGHT C. ARN Management For For WILLIAM CELLA Management For For GLENN CURTIS Management For For STEVE DOYAL Management For For BRIAN E. GARDNER Management For For HERBERT GRANATH Management For For DAVID HALL Management For For DONALD HALL, JR. Management For For IRVINE O. HOCKADAY, JR. Management For For A. DRUE JENNINGS Management For For PETER A. LUND Management For For BRAD R. MOORE Management For For HENRY SCHLEIFF Management For For DEANNE STEDEM Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 176 of 178 XM SATELLITE RADIO HOLDINGS INC. XMSR ANNUAL MEETING DATE: 06/24/2008 ISSUER: 983759101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For GARY M. PARSONS Management For For NATHANIEL A. DAVIS Management For For JOAN L. AMBLE Management For For THOMAS J. DONOHUE Management For For EDDY W. HARTENSTEIN Management For For CHESTER A. HUBER, JR. Management For For JOHN MENDEL Management For For JARL MOHN Management For For JACK SHAW Management For For JEFFREY D. ZIENTS Management For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITORS.
CHINA AUTOMOTIVE SYSTEMS, INC. CAAS ANNUAL MEETING DATE: 06/26/2008 ISSUER: 16936R105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 TO APPROVE THE ISSUANCE OF 1,853,542 SHARES OF Management For For THE COMPANY S OUTSTANDING SHARES AS THE REMAINING CONSIDERATION TO BE PAID IN CONNECTION WITH THE ACQUISITION OF 35.5% EQUITY INTEREST IN JINGZHOU HENGLONG AUTOMOTIVE PARTS CO., LTD. BY GREAT GENESIS HOLDINGS LIMITED, A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY. 02 DIRECTOR Management For HANLIN CHEN Management For For QIZHOU WU Management For For ROBERT TUNG Management For For DR. HAIMIAN CAI Management For For WILLIAM E. THOMSON Management For For 03 TO RATIFY THE APPOINTMENT OF SCHWARTZ LEVITSKY Management For For FELDMAN LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
KATY INDUSTRIES, INC. KATY ANNUAL MEETING DATE: 06/26/2008 ISSUER: 486026107 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 177 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For ROBERT M. BARATTA Management For For DANIEL B. CARROLL Management For For WALLACE E. CARROLL, JR. Management For For DAVID J. FELDMAN Management For For 02 TO RATIFY THE SELECTION OF UHY LLP AS THE INDEPENDENT Management For For PUBLIC ACCOUNTANTS OF KATY.
MATERIAL SCIENCES CORPORATION MSC ANNUAL MEETING DATE: 06/26/2008 ISSUER: 576674105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For AVRUM GRAY Management For For FRANK L. HOHMANN III Management For For SAMUEL LICAVOLI Management For For PATRICK J. MCDONNELL Management For For DR. RONALD A. MITSCH Management For For CLIFFORD D. NASTAS Management For For JOHN P. REILLY Management For For DOMINICK J. SCHIANO Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2009.
QIAGEN N.V. QGEN ANNUAL MEETING DATE: 06/26/2008 ISSUER: N72482107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE Management For For YEAR ENDED DECEMBER 31, 2007 ( FISCAL YEAR 2007). 02 PROPOSAL TO APPROVE THE PERFORMANCE OF THE MANAGING Management For For BOARD DURING FISCAL YEAR 2007, INCLUDING A DISCHARGE FROM LIABILITY WITH RESPECT TO THE EXERCISE OF THEIR DUTIES DURING FISCAL YEAR 2007. 03 PROPOSAL TO APPROVE THE PERFORMANCE OF THE SUPERVISORY Management For For BOARD DURING FISCAL YEAR 2007, INCLUDING A DISCHARGE FROM LIABILITY. 04 TO REAPPOINT SIX SUPERVISORY DIRECTORS OF THE Management For For COMPANY FOR A TERM ENDING ON THE DATE OF THE ANNUAL GENERAL MEETING IN 2009. 05 PROPOSAL TO REAPPOINT FOUR MANAGING DIRECTORS Management For For OF THE COMPANY FOR A TERM ENDING ON THE DATE OF THE ANNUAL GENERAL MEETING IN 2009. 06 TO APPROVE THE CASH REMUNERATION OF THE SUPERVISORY Management For For BOARD. 07 PROPOSAL TO REAPPOINT ERNST & YOUNG ACCOUNTANTS Management For For AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 08 TO AUTHORIZE THE MANAGING BOARD, UNTIL DECEMBER Management For For 26, 2009, TO ACQUIRE SHARES IN THE COMPANY S OWN SHARE CAPITAL. 09 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For S ARTICLES OF ASSOCIATION.
THE GREAT ATLANTIC & PACIFIC TEA CO INC. GAP SPECIAL MEETING DATE: 06/26/2008 ISSUER: 390064103 ISIN: SEDOL:
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/15/2008 Selected Accounts: NPX GABELLI SMALL CAP GOWTH FD Page 178 of 178 VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 05 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. 04 PROPOSAL TO APPROVE THE ADOPTION OF THE COMPANY Management Against Against S 2008 LONG TERM INCENTIVE AND SHARE AWARD PLAN. 03 PROPOSAL TO APPROVE THE ISSUANCE OF AN ADDITIONAL Management For For 1,577,569 SHARES OF THE COMPANY S COMMON STOCK PURSUANT TO THE SHARE LENDING AGREEMENTS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 02 PROPOSAL TO APPROVE THE ISSUANCE OF THE COMPANY Management For For S COMMON STOCK PURSUANT TO A NET SHARE SETTLEMENT OF THE WARRANTS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For S CHARTER IN THE FORM ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS APPENDIX A AND INCORPORATED HEREIN BY REFERENCE TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK WHICH THE COMPANY HAS AUTHORITY TO ISSUE FROM 80,000,000 SHARES TO 160,000,000 SHARES.
VICOR CORPORATION VICR ANNUAL MEETING DATE: 06/26/2008 ISSUER: 925815102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- ----------------------------------------------------------- ------------ ------- ---------------------------- 01 DIRECTOR Management For SAMUEL J. ANDERSON Management For For ESTIA J. EICHTEN Management For For BARRY KELLEHER Management For For DAVID T. RIDDIFORD Management For For JAMES A. SIMMS Management For For CLAUDIO TUOZZOLO Management For For PATRIZIO VINCIARELLI Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 1 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND STATOIL ASA STO SPECIAL MEETING DATE: 07/05/2007 ISSUER: 85771P102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 03 ELECTION OF THE CHAIR. Management For 04 ELECTION OF PERSON TO CO-SIGN THE MINUTES TOGETHER Management For For WITH THE CHAIR. 05 APPROVAL OF INVITATION AND AGENDA. Management For For 07 APPROVAL OF THE PLAN TO MERGE STATOIL AND HYDRO Management For For S PETROLEUM ACTIVITIES. 8A CAPITAL INCREASE - SHARES AS CONSIDERATION. Management For For 8B AMENDMENTS TO THE ARTICLES OF ASSOCIATION AS Management For For A CONSEQUENCE OF THE MERGER ETC. 8C ELECTION OF SHAREHOLDER-ELECTED MEMBERS TO THE Management For For CORPORATE ASSEMBLY. 8D ELECTION OF THE ELECTION COMMITTEE. Management For For 09 CAPITAL REDUCTION - STRIKING-OFF OF TREASURY Management For For SHARES AND REDEMPTION OF SHARES HELD BY THE STATE.
FREEPORT-MCMORAN COPPER & GOLD INC. FCX ANNUAL MEETING DATE: 07/10/2007 ISSUER: 35671D857 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RICHARD C. ADKERSON Management For For ROBERT J. ALLISON, JR. Management For For ROBERT A. DAY Management For For GERALD J. FORD Management For For H. DEVON GRAHAM, JR. Management For For J. BENNETT JOHNSTON Management For For CHARLES C. KRULAK Management For For BOBBY LEE LACKEY Management For For JON C. MADONNA Management For For DUSTAN E. MCCOY Management For For GABRIELLE K. MCDONALD Management For For JAMES R. MOFFETT Management For For B.M. RANKIN, JR. Management For For J. STAPLETON ROY Management For For STEPHEN H. SIEGELE Management For For J. TAYLOR WHARTON Management For For 03 ADOPTION OF THE PROPOSED AMENDMENTS TO THE 2006 Management Against Against STOCK INCENTIVE PLAN. 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS.
MODINE MANUFACTURING COMPANY MOD ANNUAL MEETING DATE: 07/18/2007 ISSUER: 607828100 ISIN: SEDOL:
VOTE GROUP: GLOBAL ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 2 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For CHARLES P. COOLEY Management For For GARY L. NEALE Management For For DAVID B. RAYBURN Management For For 02 APPROVE THE MODINE MANUFACTURING COMPANY 2007 Management Abstain Against INCENTIVE COMPENSATION PLAN. 03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
BT GROUP PLC BT ANNUAL MEETING DATE: 07/19/2007 ISSUER: 05577E101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 REPORTS AND ACCOUNTS Management For For 02 REMUNERATION REPORT Management For For 03 FINAL DIVIDEND Management For For 04 RE-ELECT SIR CHRISTOPHER BLAND Management For For 05 RE-ELECT ANDY GREEN Management For For 06 RE-ELECT IAN LIVINGSTON Management For For 07 RE-ELECT JOHN NELSON Management For For 08 ELECT DEBORAH LATHEN Management For For 09 ELECT FRANCOIS BARRAULT Management For For 10 REAPPOINTMENT OF AUDITORS Management For For 11 REMUNERATION OF AUDITORS Management For For 12 AUTHORITY TO ALLOT SHARES Management For For 13 AUTHORITY TO ALLOT SHARES FOR CASH SPECIAL RESOLUTION Management For For 14 AUTHORITY TO PURCHASE OWN SHARES SPECIAL RESOLUTION Management For For 15 AUTHORISE ELECTRONIC COMMUNICATIONS SPECIAL RESOLUTION Management For For 16 AUTHORITY FOR POLITICAL DONATIONS Management For For
BT GROUP PLC, LONDON BT AGM MEETING DATE: 07/19/2007 ISSUER: G16612106 ISIN: GB0030913577 SEDOL: B014679, 3091357, B02S7B1
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1. RECEIVE THE FINANCIAL STATEMENTS AND THE STATUTORY Management For *Management Position Unknown REPORTS 2. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown 3. APPROVE THE FINAL DIVIDEND OF 10 PENCE PER SHARE Management For *Management Position Unknown 4. RE-ELECT SIR CHRISTOPHER BLAND AS A DIRECTOR Management For *Management Position Unknown 5. RE-ELECT MR. ANDY GREEN AS A DIRECTOR Management For *Management Position Unknown 6. RE-ELECT MR. IAN LIVINGSTON AS A DIRECTOR Management For *Management Position Unknown 7. RE-ELECT MR. JOHN NELSON AS A DIRECTOR Management For *Management Position Unknown 8. ELECT MR. DEBORAH LATHEN AS A DIRECTOR Management For *Management Position Unknown 9. ELECT MR. FRANCOIS BARRAULT AS A DIRECTOR Management For *Management Position Unknown 10. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown AUDITORS OF THE COMPANY 11. AUTHORIZE THE BOARD TO FIX THE REMUNERATION OF Management For *Management Position Unknown THE AUDITORS 12. GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY LINKED Management For *Management Position Unknown SECUIRITIES WITH PRE-EMPTIVERIGHTS UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 136,000,000 S.13 GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown SECQURITIES WITHOUT PRE-EMPTIVE RIGHTSUP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 21,000,000 SHARES FOR MARKET PURCHASE S.14 GRANT AUTHORITY TO MAKE MARKER PURCHASES OF 827,000,000 Management For *Management Position Unknown SHARES S.15 AUTHORIZE THE COMPANY TO COMMUNICATE WITH SHAREHOLDERS Management For *Management Position Unknown BY MAKING DOCUMENTS AND INFORMATION AVAILABLE ON A WEBSITE
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 3 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 16. AUTHORIZE BRITISH TELECOMMUNICATIONS PLC TO MAKE Management For *Management Position Unknown EU POLITICAL ORGANIZATION DONATIONS UP TO GBP 100,000
CABLE & WIRELESS PLC CWL AGM MEETING DATE: 07/20/2007 ISSUER: G17416127 ISIN: GB0001625572 SEDOL: 0162557, 5687129, B02S7F5, 6160986
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1. RECEIVE THE GROUP ACCOUNTS FOR THE FYE 31 MAR Management For *Management Position Unknown 2007 AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR THEREON 2. APPROVE THE DIRECTOR S REMUNERATION REPORT FOR Management For *Management Position Unknown THE YE 31 MAR 2007 AS CONTAINED WITHIN THE ANNUAL REPORT 3. DECLARE A FINAL DIVIDEND FOR THE YE 31 MAR 2007 Management For *Management Position Unknown 4. RE-ELECT MR. RICHARD LAPTHORNE AS A DIRECTOR Management For *Management Position Unknown 5. RE-ELECT MR. CLIVE BUTLER AS A DIRECTOR Management For *Management Position Unknown 6. RE-ELECT MR. HARRIS JONES AS A DIRECTOR Management For *Management Position Unknown 7. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR OF THE Management For *Management Position Unknown COMPANY 8. AUTHORIZE THE DIRECTORS TO SET THE AUDITOR S REMUNERATION Management For *Management Position Unknown 9. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown ALL PREVIOUS AUTHORITIES UNDER ARTICLE 10(B) ARE REVOKED, SUBJECT TO ARTICLE 10(D), TO ALLOT RELEVANT SECURITIES IN ACCORDANCE WITH ARTICLE 10 OF THE COMPANY S ARTICLE OF ASSOCIATION SHALL APPLY UNTIL 19 OCT 2008, AND FOR THAT PERIOD THE SECTION 80 AMOUNT SHALL BE GBP 195 MILLION S.10 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown ALL PREVIOUS AUTHORITIES UNDER ARTICLE 10(C) ARE REVOKED, SUBJECT TO ARTICLE 10(D), TO ALLOT EQUITY SECURITIES FOR CASH IN ACCORDANCE WITH ARTICLE 10 OF THE COMPANY S ARTICLES OF ASSOCIATION SHALL APPLY UNTIL 19 OCT 2008, AND FOR THAT PERIOD THE SECTION 89 AMOUNT SHALL BE GBP 29 MILLION 11. AMEND THE RULES OF THE CABLE AND WIRELESS LONG Management For *Management Position Unknown CASH INCENTIVE PLAN AS SPECIFIED S.12 AUTHORIZE THE COMPANY TO SEND OR SUPPLY ANY DOCUMENT Management For *Management Position Unknown OR INFORMATION THAT IS: REQUIRED OR AUTHORIZED TO BE SENT OR SUPPLIED BY THE COMPANY UNDER THE COMPANIES ACTS AS SPECIFIED IN SECTION 2 OF THE COMPANIES ACT 2006 THE 2006 ACT; OR PURSUANT TO THE COMPANY S ARTICLES OF ASSOCIATION OR PURSUANT TO ANY OTHER RULES OR REGULATIONS TO WHICH THE COMPANY MAY BE SUBJECT; BY MAKING IT AVAILABLE ON A WEBSITE; THE RELEVANT PROVISIONS OF THE 2006 ACT, WHICH APPLY WHEN DOCUMENTS SEND UNDER THE COMPANIES ACTS ARE MADE AVAILABLE IN A WEBSITE, SHALL BE ALSO APPLY, WITH ANY NECESSARY CHANGES, WHEN ANY DOCUMENT OR INFORMATION IS SEND OR SUPPLIED UNDER THE COMPANY S ARTICLES OF ASSOCIATION OR OTHER RULES OR REGULATIONS TO WHICH THE COMPANY MAY BE SUBJECT; AND THIS RESOLUTION 12 SHALL BE SUPERSEDE ANY PROVISION OF THE COMPANY S ARTICLES OF ASSOCIATION TO EXTENT THAT IF IS INCONSISTENT WITH THIS RESOLUTION
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 4 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND S.13 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 238 MILLION ORDINARY SHARES OF 25P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 25P AND NOT MORE THAN 5% OVER THE AVERAGE MIDDLE MARKET VALUE FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE 5 BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AND THE PRICE STIPULATED BY ARTICLE 5(1) OF THE BUYBACK AND STABILISATION REGULATIONS EC NO. 2273/2003; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY IN 2008 OR 19 OCT 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY 14 AUTHORIZE THE COMPANY AND ANY COMPANY WHICH IS Management For *Management Position Unknown OR BECOMES A SUBSIDIARY OF THECOMPANY DURING THE PERIOD TO WHICH THIS RESOLUTION, IN ACCORDANCE WITH SECTION 347C OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS NOT EXCEEDING GBP 100,000 IN TOTAL AND TO INCUR EU POLITICAL EXPENDITURE NOT EXCEEDING GBP 100,000 IN TOTAL; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY IN 2008 OR 31 JUL 2008
ARGONAUT GROUP, INC. AGII SPECIAL MEETING DATE: 07/25/2007 ISSUER: 040157109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 APPROVAL OF ADJOURNMENT OF THE SPECIAL MEETING Management For For TO A LATER DATE IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSAL. 01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF MARCH 14, 2007 AND AMENDED AND RESTATED AS OF JUNE 8, 2007, BY AND AMONG PXRE GROUP LTD., PXMS INC., A DIRECT, WHOLLY OWNED SUBSIDIARY OF PXRE GROUP LTD., AND ARGONAUT, WHEREBY PXMS INC. WILL MERGE WITH AND INTO ARGONAUT, WITH ARGONAUT AS THE SURVIVING COMPANY.
BANCO SANTANDER CENTRAL HISPANO S.A. STD SPECIAL MEETING DATE: 07/26/2007 ISSUER: 05964H105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE Management For For CAPITAL ON ONE OR MORE OCCASIONS AND AT ANY TIME, WITHIN A PERIOD OF THREE YEARS, BY MEANS OF CASH CONTRIBUTIONS AND UP TO THE MAXIMUM NOMINAL AMOUNT OF 1,563,574,144.5 EUROS, DELEGATION OF POWERS TO EXCLUDE PRE-EMPTIVE RIGHTS. 02 AN ISSUANCE OF DEBENTURES MANDATORILY CONVERTIBLE Management For For INTO BANCO SANTANDER SHARES IN THE AMOUNT OF 5,000,000,000 EUROS. PROVISION FOR INCOMPLETE
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 5 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND SUBSCRIPTION AND EXCLUSION OF PRE-EMPTIVE RIGHTS. DETERMINATION OF THE BASIS FOR AND TERMS OF THE CONVERSION AND INCREASE IN SHARE CAPITAL IN THE AMOUNT REQUIRED TO SATISFY THE REQUESTS FOR CONVERSION. 03 AUTHORISATION TO THE BOARD OF DIRECTORS TO INTERPRET, Management For For REMEDY, SUPPLEMENT, CARRY OUT AND FURTHER DEVELOP THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE MEETING, AS WELL AS TO SUBSTITUTE THE POWERS RECEIVED FROM THE SHAREHOLDERS AT THE MEETING, AND GRANT OF POWERS TO CONVERT SUCH RESOLUTIONS INTO NOTARIAL INSTRUMENTS.
BROWN-FORMAN CORPORATION BFA ANNUAL MEETING DATE: 07/26/2007 ISSUER: 115637100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For P. BOUSQUET-CHAVANNE Management For For BARRY D. BRAMLEY Management For For GEO. GARVIN BROWN IV Management For For MARTIN S. BROWN, JR. Management For For OWSLEY BROWN II Management For For DONALD G. CALDER Management For For SANDRA A. FRAZIER Management For For RICHARD P. MAYER Management For For WILLIAM E. MITCHELL Management For For MATTHEW R. SIMMONS Management For For WILLIAM M. STREET Management For For DACE BROWN STUBBS Management For For PAUL C. VARGA Management For For JAMES S. WELCH, JR. Management For For
REMY COINTREAU SA, COGNAC RCO.PA EGM MEETING DATE: 07/31/2007 ISSUER: F7725A100 ISIN: FR0000130395 SEDOL: 4721352, B01DPS0, 4741714
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YEAR ENDING IN 2006, AS PRESENTED; EARNINGS O.2 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown AND THE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: EARNINGS FOR THE FY: EUR 175,629,723.44,
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 6 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND PRIOR RETAINED EARNINGS: EUR 37,696,670.24, DISTRIBUTABLE INCOME: EUR 213,326,393.68, LEGAL RESERVES: EUR 78,985.28, DIVIDENDS: EUR 55,199,762.40, RETAINED EARNINGS: EUR 158,047,646.00, GLOBAL AMOUNT: EUR 213,326,393.68, IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES O.3 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID YE, IN THE FORM PRESENTED TO THE MEETING; LOSS FOR THE FY: EUR - 23,031,000.00 O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown AGREEMENTS GOVERNED BY THE ARTICLE L.225-38 AND L.225-40 OF THE FRENCH COMMERCIAL CODE, APPROVE THE AGREEMENTS ENTERED INTO OR WHICH REMAINED IN FORCE DURING THE FY O.5 GRANT PERMANENT DISCHARGE TO THE BOARD OF DIRECTORS Management For *Management Position Unknown FOR THE PERFORMANCE OF THEIR DUTIES DURING THE FY O.8 APPOINT MR. TIM JONES AS AN EXECUTIVE DIRECTOR Management For *Management Position Unknown FOR A 3 YEAR PERIOD O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. MARC Management For *Management Position Unknown HERIARD DUBREUIL AS AN EXECUTIVEDIRECTOR FOR A 3 YEAR PERIOD O.7 APPROVE TO RENEW THE APPOINTMENT OF MR. JEAN Management For *Management Position Unknown BURELLE AS AN EXECUTIVE DIRECTORFOR A 3 YEAR PERIOD O.9 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 294,000.00 Management For *Management Position Unknown TO THE BOARD OF DIRECTORS O.10 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For *Management Position Unknown THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT TO THE CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 60.00, MINIMUM SALE PRICE: 30.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 241,738,800.00; AUTHORITY EXPIRES AFTER 18 MONTHS; AND THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 27 JUL 2006 IN ITS RESOLUTION 13 AND TO TAKE ALL NECESSARY FORMALITIES O.11 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THE MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY THE LAW E.12 AMEND, AS A CONSEQUENCE OF THE REGULATION CHANGES, Management For *Management Position Unknown THE ARTICLE 23.1 OF THE BY-LAWS CONCERNING THE MODALITIES OF CONVENING AND ATTENDANCE OF THE SHAREHOLDERS TO THE GENERAL MEETINGS OF THE COMPANY E.13 AMEND, AS A CONSEQUENCE OF THE REGULATION CHANGES, Management For *Management Position Unknown THE ARTICLE 23.6 OF THE BY-LAWS CONCERNING THE MODALITIES OF CONVENING AND ATTENDANCE OF THE SHAREHOLDERS TO THE GENERAL MEETINGS OF THE COMPANY * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. E.14 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown CAPITAL, ON 1 OR MORE OCCASIONS AND ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE COMPANY S OWN SHARES IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD, AUTHORITY EXPIRES AFTER 18 MONTHS; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 27 JUL 2006 IN ITS RESOLUTION 19
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 7 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND E.15 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL, ON 1 OR Management For *Management Position Unknown MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 30,000,000.00, WHICH IS COMMON WITH THE RESOLUTION 16, BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND OR DEBT SECURITIES; THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 750,000,000.00; AUTHORITY EXPIRES AFTER 26 MONTHS AND TO TAKE ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL, ON 1 OR Management For *Management Position Unknown MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 30,000,000.00, BY ISSUANCE, WITHOUT PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND OR DEBT SECURITIES; THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 750,000,000.00; AUTHORITY EXPIRES AFTER 26 MONTHS AND TO TAKE ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.17 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN 1 OR MORE Management For *Management Position Unknown TRANSACTIONS, TO BENEFICIARIES TO BE CHOSEN BY IT, OPTIONS GIVING THE RIGHT EITHER TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY TO BE ISSUED THROUGH A SHARE CAPITAL INCREASE, OR TO PURCHASE EXISTING SHARES PURCHASED BY THE COMPANY, IT BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL EXCEED 3% OF THE SHARE CAPITAL; AUTHORITY EXPIRES AFTER 38 MONTHS; AND APPROVE TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS; AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY FORMALITIES; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 SEP 2004 IN ITS RESOLUTION 7 E.18 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown THE CAPITAL, ON 1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVING PLAN; AUTHORITY EXPIRES AFTER 26 MONTHS AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 1,400,000.00; AND TO TAKE ALL NECESSARY FORMALITIES E.19 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE IN CASE OF AN EXCESS DEMAND, AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN 30 DAYS OF THE CLOSING OF SUBSCRIPTION PERIOD AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE; AUTHORITY EXPIRES AFTER 26 MONTHS AND TO TAKE ALL NECESSARY FORMALITIES; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 28 JUL 2006 IN ITS RESOLUTION 19 E.20 AUTHORIZE THE BOARD OF DIRECTORS, FOLLOWING THE Management For *Management Position Unknown APPROVAL OF THE RESOLUTIONS 15 AND 16, FOR A 26- MONTH PERIOD AND WITHIN THE LIMIT OF 10% OF THE COMPANY S SHARE CAPITAL, TO SET THE ISSUE PRICE OF THE ORDINARY SHARES OR SECURITIES TO BE ISSUED, IN ACCORDANCE WITH THE TERMS AND CONDITIONS AS SPECIFIED; APPROVE TO CANCEL THE PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR E.21 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown CAPITAL, ON 1 OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 8 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND REPURCHASE PLAN, UP TO A MAXIMUM OF 30% OF THE SHARE CAPITAL; AUTHORITY EXPIRES AFTER 36 MONTHS AND TO TAKE ALL NECESSARY FORMALITIES; THIS AUTHORIZATIONS SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 SEP 2004 IN ITS RESOLUTION 16 E.22 RECEIVE THE REPORT OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown APPROVE VARIOUS DELEGATIONS GIVEN TO IT AT THE PRESENT MEETING SHALL BE USED IN WHOLE OR IN PART IN ACCORDANCE WITH THE LEGAL PROVISIONS IN FORCE, DURING PERIODS WHEN CASH OR STOCK TENDER OFFERS ARE IN EFFECT FOR THE COMPANY S SHARES FOR A 18- MONTH PERIOD, STARTING FROM THE DATE OF THE PRESENT MEETING AND BY THE SHAREHOLDER S MEETING OF 27 JUL 2006 E.23 AUTHORIZE THE BOARD OF DIRECTORS TO CHARGE THE Management For *Management Position Unknown SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO RAISE THE LEGAL RESERVE TO 1/10 OF THE NEW CAPITAL AFTER EACH INCREASE E.24 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY THE LAW
AQUANTIVE, INC. AQNT SPECIAL MEETING DATE: 08/09/2007 ISSUER: 03839G105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT OR IF OTHERWISE DEEMED NECESSARY OR APPROPRIATE. 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF MAY 17, 2007, BY AND AMONG AQUANTIVE, INC., MICROSOFT CORPORATION AND ARROW ACQUISITION COMPANY.
PETROCHINA COMPANY LIMITED PTR SPECIAL MEETING DATE: 08/10/2007 ISSUER: 71646E100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 THAT CONDITIONAL UPON THE OBTAINING OF APPROVALS Management For For FROM THE CSRC AND OTHER RELEVANT REGULATORY AUTHORITIES, THE ALLOTMENT AND ISSUE OF A SHARES BY THE COMPANY IN THE PRC BY WAY OF PUBLIC OFFERING OF NEW A SHARES AND THE FOLLOWING TERMS AND CONDITIONS OF THE A SHARE ISSUE BE AND ARE HEREBY APPROVED. 02 THAT THE BOARD AND ITS ATTORNEY SHALL BE AND Management For For ARE AUTHORIZED TO DEAL WITH MATTERS IN RELATION TO THE A SHARE ISSUE AND THE LISTING OF A SHARES INCLUDING BUT NOT LIMITED TO THE FOLLOWING.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 9 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND H.J. HEINZ COMPANY HNZ ANNUAL MEETING DATE: 08/15/2007 ISSUER: 423074103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 07 TO AMEND THE COMPANY ARTICLES OF INCORPORATION Management For For TO REQUIRE A MAJORITY VOTING STANDARD IN THE ELECTION OF DIRECTORS. 06 TO AMEND THE COMPANY ARTICLES OF INCORPORATION Management For For TO REDUCE THE SHAREHOLDER VOTE REQUIRED TO APPROVE CERTAIN BUSINESS COMBINATIONS. 05 TO AMEND THE COMPANY BY-LAWS AND ARTICLES OF Management For For INCORPORATION TO REDUCE THE SHAREHOLDER VOTE REQUIRED TO AMEND LIMITATION OF DIRECTOR LIABILITY AND DIRECTOR AND OFFICER INDEMNIFICATION. 04 TO APPROVE PERFORMANCE METRICS UNDER THE FISCAL Management For For YEAR 2003 STOCK INCENTIVE PLAN. 03 TO AMEND AND EXTEND THE AMENDED AND RESTATED Management For For GLOBAL STOCK PURCHASE PLAN. 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM. 01 DIRECTOR Management For W.R. JOHNSON Management For For C.E. BUNCH Management For For L.S. COLEMAN, JR. Management For For J.G. DROSDICK Management For For E.E. HOLIDAY Management For For C. KENDLE Management For For D.R. O'HARE Management For For N. PELTZ Management For For D.H. REILLEY Management For For L.C. SWANN Management For For T.J. USHER Management For For M.F. WEINSTEIN Management For For
TRIBUNE COMPANY TRB SPECIAL MEETING DATE: 08/21/2007 ISSUER: 896047107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 BOARD PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For OF MERGER, DATED AS OF APRIL 1, 2007, BY AND AMONG TRIBUNE COMPANY, GREATBANC TRUST COMPANY, SOLELY AS TRUSTEE OF THE TRIBUNE EMPLOYEE STOCK OWNERSHIP TRUST, WHICH FORMS A PART OF THE TRIBUNE EMPLOYEE STOCK OWNERSHIP PLAN, TESOP CORPORATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 BOARD PROPOSAL TO ADJOURN THE SPECIAL MEETING Management For For TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL NUMBER 1.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 10 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND LANDESBANK BERLIN HOLDING AG, BERLIN OLB.BE AGM MEETING DATE: 08/23/2007 ISSUER: D7212K282 ISIN: DE0008023227 SEDOL: 4093772, B28JX81, 5107854
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown MEETING IS 02 AUG 2007, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. 1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown ANNUAL REPORT FOR THE 2006 FY WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown PROFIT OF EUR 152,583,692.27 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.06 PER SHARE EUR 90,000,000 SHALL BE ALLOCATED TO THE OTHER REVENUE RESERVES EUR 2,624,020.07 SHALL BE CARRIED FORWARD EX-DIVIDEND AND PAYABLE DATE: 24 AUG 2007 3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown DIRECTORS 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown 5. APPOINTMENT OF THE AUDITORS FOR THE 2007 FY: Management For *Management Position Unknown PRICEWATERHOUSECOOPERS AG, BERLIN 6. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown FOR TRADING PURPOSES, THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE AND SELL OWN SHARES AT PRICES NOT DEVIATING MORE THAN 10% FROM THEIR MARKET PRICE, ON OR BEFORE 30 SEP 2008, THE PORTFOLIO OF SHARES ACQUIRED FOR SUCH PURPOSE SHALL NOT EXCEED 5% OF THE COMPANY S SHARE CAPITAL AT THE END OF ANY GIVEN DAY 7. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES Management For *Management Position Unknown FOR OTHER PURPOSES, THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NOT DEVIATING MORE THAN 10% FROM THE MARKET PRICE, ON OR BEFORE 30 SEP 2008, THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED TO RETIRE THE SHARES
ALLTEL CORPORATION AT SPECIAL MEETING DATE: 08/29/2007 ISSUER: 020039103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 BOARD PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Management For For MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF PROPOSAL NUMBER 1 IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT TO APPROVE PROPOSAL NUMBER 1. 01 BOARD PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For OF MERGER, DATED AS OF MAY 20, 2007, BY AND AMONG ALLTEL CORPORATION, ATLANTIS HOLDINGS LLC AND ATLANTIS MERGER SUB, INC. AS IT MAY BE AMENDED FROM TIME TO TIME.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 11 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND VALUE LINE, INC. VALU ANNUAL MEETING DATE: 08/30/2007 ISSUER: 920437100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For H.A. BRECHER Management For For E.A. BUTTNER Management For For J.B. BUTTNER Management For For J. EAKMAN Management For For D.T. HENIGSON Management For For H. PARDES Management For For M.N. RUTH Management For For E. SHANAHAN Management For For
H&R BLOCK, INC. HRB CONTESTED ANNUAL MEETING DATE: 09/06/2007 ISSUER: 093671105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1C ELECTION OF CLASS III DIRECTOR: RAYFORD WILKINS, Management For For JR. 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING APRIL 30, 2008. 03 APPROVAL OF A SHAREHOLDER PROPOSAL RELATED TO Shareholder Against For THE COMPANY S CHAIRMAN OF THE BOARD POSITION. 1A ELECTION OF CLASS III DIRECTOR: DONNA R. ECTON Management For For 1B ELECTION OF CLASS III DIRECTOR: LOUIS W. SMITH Management For For
TXU CORP. TXU ANNUAL MEETING DATE: 09/07/2007 ISSUER: 873168108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 04 APPROVAL OF INDEPENDENT AUDITOR - DELOITTE & Management For For TOUCHE LLP. 03 DIRECTOR Management For LELDON E. ECHOLS Management For For KERNEY LADAY Management For For JACK E. LITTLE Management For For GERARDO I. LOPEZ Management For For J.E. OESTERREICHER Management For For MICHAEL W. RANGER Management For For LEONARD H. ROBERTS Management For For GLENN F. TILTON Management For For C. JOHN WILDER Management For For 02 TO APPROVE ANY PROPOSAL BY TXU CORP. TO ADJOURN Management For For OR POSTPONE THE ANNUAL MEETING, IF DETERMINED TO BE NECESSARY.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 12 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF FEBRUARY 25, 2007 (AS AMENDED FROM TIME TO TIME, THE MERGER AGREEMENT ) AMONG TXU CORP., TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP, A DELAWARE LIMITED PARTNERSHIP, AND TEXAS ENERGY FUTURE MERGER SUB CORP., A TEXAS CORPORATION, INCLUDING THE PLAN OF MERGER CONTAINED IN THE MERGER AGREEMENT. 06 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON TXU Shareholder Against For CORP. S POLITICAL CONTRIBUTIONS AND EXPENDITURES. 05 SHAREHOLDER PROPOSAL RELATED TO TXU CORP. S ADOPTION Shareholder Against For OF QUANTITATIVE GOALS FOR EMISSIONS AT ITS EXISTING AND PROPOSED PLANTS.
PATTERSON COMPANIES, INC. PDCO ANNUAL MEETING DATE: 09/10/2007 ISSUER: 703395103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 TO APPROVE THE AMENDMENT TO OUR EQUITY INCENTIVE Management For For PLAN TO INCLUDE OUR NON-EMPLOYEE DIRECTORS AS A CLASS OF PERSONS ELIGIBLE TO RECEIVE AWARDS UNDER THE PLAN. 01 DIRECTOR Management For JOHN D. BUCK Management For For PETER L. FRECHETTE Management For For CHARLES REICH Management For For 03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 26, 2008.
SEQUA CORPORATION SQAA SPECIAL MEETING DATE: 09/17/2007 ISSUER: 817320104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JULY 8, 2007, BY AND AMONG, BLUE JAY ACQUISITION CORPORATION, BLUE JAY MERGER CORPORATION AND THE COMPANY
HILTON HOTELS CORPORATION HLT SPECIAL MEETING DATE: 09/18/2007 ISSUER: 432848109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF JULY 3, 2007, BY AND AMONG HILTON HOTELS CORPORATION, A DELAWARE CORPORATION, BH HOTELS LLC, A DELAWARE LIMITED LIABILITY COMPANY, AND BH HOTELS ACQUISITION INC., A DELAWARE CORPORATION.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 13 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.
NUVEEN INVESTMENTS, INC. JNC SPECIAL MEETING DATE: 09/18/2007 ISSUER: 67090F106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JUNE 19, 2007, AMONG NUVEEN INVESTMENTS, INC., WINDY CITY INVESTMENTS, INC. AND WINDY CITY ACQUISITION CORP., AS MAY BE AMENDED FROM TIME TO TIME, WHICH PROVIDES FOR THE MERGER OF WINDY CITY ACQUISITION CORP., INTO NUVEEN INVESTMENTS, INC., AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT
ABN AMRO HOLDING NV ABN-PE EGM MEETING DATE: 09/20/2007 ISSUER: N0030P459 ISIN: NL0000301109 SEDOL: B02NY48, 0276920, B1G0HX2, 5250769, 5250770, 5250792, 6004114, 5250781, 5254589
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 3. OVERVIEW OF THE CONSORTIUM S PUBLIC OFFER ON Non-Voting *Management Position Unknown ALL OUTSTANDING SHARES OF ABN AMRO CONSORTIUM CONSISTING OF FORTIS, RBS AND SANTANDER 4. OVERVIEW OF BARCLAY S PUBLIC OFFER ON ALL OUTSTANDING Non-Voting *Management Position Unknown SHARES OF ABN AMRO 5. REASONED OPINION OF THE MANAGING BOARD AND THE Non-Voting *Management Position Unknown SUPERVISORY BOARD ON THE CONSORTIUM S OFFER AND THE BARCLAYS OFFER 6. ANY OTHER BUSINESS Non-Voting *Management Position Unknown * PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK YOU. 1. OPENING OF THE EGM OF SHAREHOLDERS AND ANNOUNCEMENTS Non-Voting *Management Position Unknown 2. THE MANAGING BOARD S AND THE SUPERVISORY BOARD Non-Voting *Management Position Unknown S ASSESSMENT OF RECENT CORPORATE DEVELOPMENTS AND STRATEGIC OPTIONS
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 14 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND BCE INC. BCE SPECIAL MEETING DATE: 09/21/2007 ISSUER: 05534B760 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 APPROVING THE SPECIAL RESOLUTION, THE FULL TEXT Management For For OF WHICH IS REPRODUCED AS APPENDIX A TO THE MANAGEMENT PROXY CIRCULAR OF BCE DATED AUGUST 7, 2007, TO APPROVE THE PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING BCE, ITS COMMON AND PREFERRED SHAREHOLDERS AND 6796508 CANADA INC. (THE PURCHASER ). PLEASE REFER TO THE VOTING INSTRUCTION FORM FOR A COMPLETE DESCRIPTION OF THIS RESOLUTION.
GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/24/2007 ISSUER: 370334104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1G ELECTION OF DIRECTOR: STEVE ODLAND Management For For 1F ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For 1E ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For 1D ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For 1C ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 1B ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For 1A ELECTION OF DIRECTOR: PAUL DANOS Management For For 03 ADOPT THE 2007 STOCK COMPENSATION PLAN. Management Against Against 02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 1M ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For 1L ELECTION OF DIRECTOR: A. MICHAEL SPENCE Management For For 1K ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 1J ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For 1I ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For 1H ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For
CLEAR CHANNEL COMMUNICATIONS, INC. CCU SPECIAL MEETING DATE: 09/25/2007 ISSUER: 184502102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For OF MERGER, DATED NOVEMBER 16, 2006, BY AND AMONG CLEAR CHANNEL COMMUNICATIONS, INC., BT TRIPLE CROWN MERGER CO., INC., B TRIPLE CROWN FINCO, LLC, AND T TRIPLE CROWN FINCO, LLC, AS AMENDED BY AMENDMENT NO. 1, DATED APRIL 18, 2007, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 15 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 03 IN THE DISCRETION OF THE PROXY HOLDERS, ON ANY Management For For OTHER MATTER THAT MAY PROPERLY COME BEFORE THE SPECIAL MEETING. 02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF Management For For THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE AMENDED AGREEMENT AND PLAN OF MERGER.
PHH CORPORATION PHH SPECIAL MEETING DATE: 09/26/2007 ISSUER: 693320202 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 PROPOSAL TO APPROVE THE MERGER OF JADE MERGER Management For For SUB, INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY OF GENERAL ELECTRIC CAPITAL CORPORATION, WITH AND INTO PHH CORPORATION PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 15, 2007, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 PROPOSAL TO GRANT DISCRETIONARY AUTHORITY TO Management For For EACH OF THE PROXY HOLDERS NAMED ON THE REVERSE SIDE OF THIS PROXY CARD TO ADJOURN THE SPECIAL MEETING TO ANOTHER TIME AND PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
DEL MONTE FOODS COMPANY DLM ANNUAL MEETING DATE: 09/27/2007 ISSUER: 24522P103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 03 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING APRIL 27, 2008. 02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against DEL MONTE FOODS COMPANY 2002 STOCK INCENTIVE PLAN. 1C TO ELECT DAVID R. WILLIAMS AS A CLASS I DIRECTOR Management For For TO HOLD OFFICE FOR THREE-YEAR TERM. 1B TO ELECT JOE L. MORGAN AS A CLASS I DIRECTOR Management For For TO HOLD OFFICE FOR THREE-YEAR TERM. 1A TO ELECT VICTOR L. LUND AS A CLASS I DIRECTOR Management For For TO HOLD OFFICE FOR THREE-YEAR TERM.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 16 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND RECKITT BENCKISER PLC, SLOUGH BERKSHIRE RB.L EGM MEETING DATE: 10/04/2007 ISSUER: G7420A107 ISIN: GB0007278715 SEDOL: 0727871, B02T156, 5861268
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- S.1 AUTHORIZE THE DIRECTORS OF THE COMPANY TO TAKE Management For *Management Position Unknown ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING INTO EFFECT THE SCHEME OF ARRANGEMENT DATED 11 SEP 2007, BETWEEN THE COMPANY AND THE HOLDERS OF THE COMPANY S ORDINARY SHARES EXPRESSED TO BE SUBJECT TO THAT SCHEME OF ARRANGEMENT, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT THE SCHEME; AND APPROVE, FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME, TO REDUCE THE CAPITAL OF THE COMPANY BY CANCELING AND EXTINGUISHING THE ORDINARY SHARES IN THE COMPANY SUBJECT TO THE SCHEME THE SCHEME ORDINARY SHARES; AND APPROVE, FORTHWITH AND CONTINGENTLY UPON THE SAID REDUCTION OF CAPITAL TAKING EFFECT: TO INCREASE THE AUTHORIZED SHARE CAPITAL OF THE COMPANY TO ITS FORMER AMOUNT BY THE CREATION OF THE SAME NUMBER OF NEW ORDINARY SHARES IN THE COMPANY THE NEW RECKITT BENCKISER ORDINARY SHARE AS IS EQUAL TO THE NUMBER OF SCHEME ORDINARY SHARES CANCELLED PURSUANT TO THIS RESOLUTION AS SPECIFIED BEING EQUAL IN THEIR AGGREGATE NOMINAL AMOUNT TO THE AGGREGATE NOMINAL AMOUNT OF THE SCHEME ORDINARY SHARES CANCELLED PURSUANT TO THIS RESOLUTION AS SPECIFIED; THE COMPANY SHALL APPLY THE CREDIT ARISING IN ITS BOOKS OF ACCOUNT AS A RESULT OF SUCH REDUCTION OF CAPITAL IN PAYING UP, IN FULL AT PAR, THE NEW SHARES CREATED PURSUANT TO THIS RESOLUTION AS SPECIFIED AND SHALL ALLOT AND ISSUE THE SAME, CREDITED AS FULLY PAID, TO RECKITT BENCKISER GROUP PLC AND/OR ITS NOMINEE OR NOMINEES; AND AUTHORIZE THE DIRECTORS OF THE COMPANY, FOR THE PURPOSE OF SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT NEW RECKITT BENCKISER ORDINARY SHARES AS SPECIFIED; PROVIDED THAT: THE MAXIMUM NUMBER OF SHARES WHICH MAY BE ALLOTTED HEREUNDER IS THE NUMBER NOT EXCEEDING 945,500,000 NECESSARY TO EFFECT SUCH ALLOTMENTS; AUTHORITY EXPIRES ON 31 MAR 2008; AND THIS AUTHORITY SHALL BE IN ADDITION TO ANY SUBSISTING AUTHORITY CONFERRED ON THE DIRECTORS OF THE COMPANY PURSUANT TO THE SAID SECTION 80; AND AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY BY THE ADOPTION AND INCLUSION OF THE NEW ARTICLE 145 AS SPECIFIED; APPROVE THE REDUCTION OF CAPITA OF RECKITT BENCKISER GROUP PLC APPROVED AT AN EGM OF RECKITT BENCKISER GROUP PLC AS SPECIFIED S.2 APPROVE TO REDUCE THE CAPITAL OF THE COMPANY Management For *Management Position Unknown BY CANCELLING AND EXTINGUISHING ALL THE 5% CUMULATIVE PREFERENCE SHARES OF GBP 1 EACH THE RECKITT BENCKISER PREFERENCE SHARES IN THE CAPITAL OF THE COMPANY, IN CONSIDERATION FOR WHICH THERE SHALL BE REPAID TO THE HOLDERS OF SUCH RECKITT BENCKISER PREFERENCE SHARES, WHOSE NAMES APPEAR ON THE REGISTER OF THE MEMBERS AS SUCH AT THE CLOSE OF BUSINESS ON THE DAY PRECEDING THE EFFECTIVE DATE OF THE SAID REDUCTION OF CAPITAL, THE NOMINAL VALUE OF SUCH RECKITT BENCEKISER PREFERENCE SHARES TOGETHER WITH AN AMOUNT EQUAL TO ANY ARREARS OR DEFICIENCY OF THE FIXED DIVIDEND THEREON S.3 APPROVE TO CANCEL THE SHARE PREMIUM ACCOUNT OF Management For *Management Position Unknown THE COMPANY S.4 APPROVE TO CANCEL THE CAPITAL REDEMPTION RESERVE Management For *Management Position Unknown OF THE COMPANY 5. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown RESOLUTION S.1 BEING APPROVED, THE OPERATION BY RECKITT BENCKISER GROUP PLC OF THE RECKITT BENCKISER GROUP 2007 SENIOR EXECUTIVE SHARE OWNERSHIP POLICY PLAN, AS SPECIFIED 6. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown RESOLUTION S.1 BEING APPROVED, THE OPERATION BY RECKITT BENCKISER GROUP PLC OF THE RECKITT BENCKISER GROUP 2007 SAVINGS RELATED SHARE OPTION PLAN, AS SPECIFIED
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 17 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 7. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown RESOLUTION S.1 BEING APPROVED, THE OPERATION BY RECKITT BENCKISER GROUP PLC OF THE RECKITT BENCKISER GROUP 2007 GLOBAL STOCK PROFIT PLAN, AS SPECIFIED 8. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown RESOLUTION S.1 BEING APPROVED, THE OPERATION BY RECKITT BENCKISER GROUP PLC OF THE RECKITT BENCKISER GROUP 2007 US SAVINGS-RELATED SHARE OPTION PLAN, AS SPECIFIED 9. APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown RESOLUTION S.1 BEING APPROVED, THE OPERATION BY RECKITT BENCKISER GROUP PLC OF THE RECKITT BENCKISER GROUP 2007 LONG TERM INCENTIVE PLAN, AS SPECIFIED
RECKITT BENCKISER PLC, SLOUGH BERKSHIRE RB.L CRT MEETING DATE: 10/04/2007 ISSUER: G7420A107 ISIN: GB0007278715 SEDOL: 0727871, B02T156, 5861268
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1. APPROVE THE SCHEME OF ARRANGEMENT TO BE MADE Management For *Management Position Unknown BETWEEN THE COMPANY AND THE SCHEME ORDINARY SHAREHOLDERS EXPRESSED TO BE SUBJECT TO THAT SCHEME OF ARRANGEMENT
THE MOSAIC COMPANY MOS ANNUAL MEETING DATE: 10/04/2007 ISSUER: 61945A107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For F. GUILLAUME BASTIAENS Management For For RAYMOND F. BENTELE Management For For RICHARD D. FRASCH Management For For WILLIAM R. GRABER Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
AQUILA, INC. ILA SPECIAL MEETING DATE: 10/09/2007 ISSUER: 03840P102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 18 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF FEBRUARY 6, 2007, AMONG AQUILA, INC., GREAT PLAINS ENERGY INCORPORATED, GREGORY ACQUISITION CORP., AND BLACK HILLS CORPORATION.
THE PROCTER & GAMBLE COMPANY PG ANNUAL MEETING DATE: 10/09/2007 ISSUER: 742718109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RAJAT K. GUPTA Management For For A.G. LAFLEY Management For For LYNN M. MARTIN Management For For JOHNATHAN A. RODGERS Management For For JOHN F. SMITH, JR. Management For For RALPH SNYDERMAN, M.D. Management For For MARGARET C. WHITMAN Management For For 02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL #1 - AWARD NO FUTURE STOCK Shareholder Against For OPTIONS 04 SHAREHOLDER PROPOSAL #2 - REPORT ON COMPANY POLICIES Shareholder Against For AND ACTIVITIES 05 SHAREHOLDER PROPOSAL #3 - ANIMAL TESTING Shareholder Against For
GREAT PLAINS ENERGY INCORPORATED GXP SPECIAL MEETING DATE: 10/10/2007 ISSUER: 391164100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 APPROVAL OF AUTHORITY OF THE PROXY HOLDERS TO Management For For VOTE IN FAVOR OF A MOTION TO ADJOURN THE MEETING FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES. 01 APPROVAL OF THE ISSUANCE OF SHARES OF GREAT PLAINS Management For For ENERGY INCORPORATED COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 6, 2007, BY AND AMONG AQUILA, INC., GREAT PLAINS ENERGY INCORPORATED, GREGORY ACQUISITION CORP. AND BLACK HILLS CORPORATION, INCLUDING ALL EXHIBITS AND SCHEDULES THERETO.
CARPENTER TECHNOLOGY CORPORATION CRS ANNUAL MEETING DATE: 10/15/2007 ISSUER: 144285103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 01 DIRECTOR Management For I. MARTIN INGLIS Management For For PETER N. STEPHANS Management For For KATHRYN C. TURNER Management For For STEPHEN M. WARD, JR. Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 19 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND DIAGEO PLC DEO ANNUAL MEETING DATE: 10/16/2007 ISSUER: 25243Q205 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 13 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Management For For 12 ADOPTION OF DIAGEO PLC 2007 UNITED STATES EMPLOYEE Management For For STOCK PURCHASE PLAN 11 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR Management For For TO INCUR POLITICAL EXPENDITURE 10 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For 09 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For 08 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For 07 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Management For For 06 RE-ELECTION OF MR PA WALKER (MEMBER OF AUDIT, Management For For NOMINATION, AND REMUNERATION COMMITTEE) 05 RE-ELECTION OF MR NC ROSE (MEMBER OF EXECUTIVE Management For For COMMITTEE) 04 RE-ELECTION OF MS M LILJA (MEMBER OF AUDIT, NOMINATION, Management For For REMUNERATION COMMITTEE) 03 DECLARATION OF FINAL DIVIDEND Management For For 01 REPORTS AND ACCOUNTS 2007 Management For For 02 DIRECTORS REMUNERATION REPORT 2007 Management For For
CABLEVISION SYSTEMS CORPORATION CVC SPECIAL MEETING DATE: 10/17/2007 ISSUER: 12686C109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2. 02 TO APPROVE AN AMENDMENT TO CABLEVISION SYSTEMS Management For For CORPORATION S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, WHICH WOULD MAKE SECTION A.X. OF ARTICLE FOURTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION INAPPLICABLE TO THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. 01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management Against Against MERGER, DATED AS OF MAY 2, 2007, BY AND AMONG CENTRAL PARK HOLDING COMPANY, LLC, CENTRAL PARK MERGER SUB, INC. AND CABLEVISION SYSTEMS CORPORATION AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 20 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND NEWS CORPORATION NWSA ANNUAL MEETING DATE: 10/19/2007 ISSUER: 65248E203 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 04 STOCKHOLDER PROPOSAL REGARDING THE ELIMINATION Shareholder Against For OF THE COMPANY S DUAL CLASS CAPITAL STRUCTURE. 03 STOCKHOLDER PROPOSAL REGARDING THE ANNUAL ELECTION Shareholder Against For OF DIRECTORS. 02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2008. 01 DIRECTOR Management For K. RUPERT MURDOCH Management For For PETER L. BARNES Management For For KENNETH E. COWLEY Management For For DAVID F. DEVOE Management For For VIET DINH Management For For
CABLEVISION SYSTEMS CORPORATION CVC SPECIAL MEETING DATE: 10/24/2007 ISSUER: 12686C109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 TO APPROVE AN AMENDMENT TO CABLEVISION SYSTEMS Management For For CORPORATION S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, WHICH WOULD MAKE SECTION A.X. OF ARTICLE FOURTH OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION INAPPLICABLE TO THE MERGER AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. 01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF Management Against Against MERGER, DATED AS OF MAY 2, 2007, BY AND AMONG CENTRAL PARK HOLDING COMPANY, LLC, CENTRAL PARK MERGER SUB, INC. AND CABLEVISION SYSTEMS CORPORATION AS IT MAY BE AMENDED FROM TIME TO TIME, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL Management For For MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2.
PARKER-HANNIFIN CORPORATION PH ANNUAL MEETING DATE: 10/24/2007 ISSUER: 701094104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For LINDA S. HARTY Management For For CANDY M. OBOURN Management For For DONALD E. WASHKEWICZ Management For For 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY08 02 A MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD Management For For OF DIRECTORS
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 21 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND SPECTRA ENERGY CORP SE ANNUAL MEETING DATE: 10/31/2007 ISSUER: 847560109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For PAMELA L. CARTER Management For For WILLIAM T. ESREY Management For For FRED J. FOWLER Management For For DENNIS R. HENDRIX Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For & TOUCHE LLP AS SPECTRA ENERGY S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2007.
PERNOD-RICARD, PARIS RI.PA MIX Meeting Date: 11/07/2007 ISSUER: F72027109 ISIN: FR0000120693 SEDOL: B043D05, 4427100, B030Q53, B10S419, 4682318, 4682329
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For AND THE AUDITORS, THE COMPANY S FINANCIAL STATEMENTS FOR THE YE IN 30 JUN 2007, AS PRESENTED, EARNINGS FOR THE FYE: EUR 597,492,980.80 THE SHAREHOLDERS MEETING APPROVES THE REPORTS OF THE CHAIRMAN OF THE BOARD OF DIRECTORS ON THE CONDITIONS FOR THE PREPARATION AND THE ORGANIZATION OF THE WORK OF THE BOARD, AND THE AUDITORS ON THE INTERNAL AUDIT PROCEDURES IN ACCOUNTING AND FINANCIAL MATTERS, THE SHAREHOLDERS MEETING APPROVES THE EXPENSES AND CHARGES THAT WERE NOT TAX-DEDUCTIBLE OF EUR 58,497.00 WITH A CORRESPONDING TAX OF EUR 20,142.00 O.2 APPROVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For AND THE AUDITORS, THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING O.3 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management For For AND RESOLVES THAT THE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: EARNINGS FOR THE FYE: EUR 597,492,980.80 LEGAL RESERVE: EUR 9,319,934.58 TOTAL: EUR 588,173,046.22 PRIOR RETAINED EARNINGS : EUR 193,340,423.46 DISTRIBUTABLE INCOME: EUR 781,513,469.68 DIVIDENDS: EUR 276,221,935.08 :70 RETAINED EARNINGS: EUR 505,291,534.60 THE SHAREHOLDERS MEETING REMINDS THAT AN INTERIM DIVIDEND OF EUR 1.26 WAS ALREADY PAID ON 04 JUL 2007 THE REMAINING DIVIDEND OF EUR 1.26 WILL BE PAID ON 14 NOV 2007, AND WILL ENTITLE NATURAL PERSONS TO THE 50 % ALLOWANCE IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST 3 FY, THE DIVIDENDS PAID, WERE AS FOLLOWS: EUR 2.52 FOR FY 2005 2006 EUR 3.22 FOR FY 2004 2005 EUR 1.96 FOR FY 2003 O.4 APPROVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLE L.338-42 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN
ProxyEdge - Investment Company Report Report Date: 07209/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 22 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND O.5 APPROVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN O.6 APPOINT MR. NICOLE BOUTON AS A DIRECTOR FOR 4 Management For For YEAR PERIOD O.7 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 670,000.00 Management For For TO THE BOARD OF DIRECTORS E.21 AMEND ARTICLE 32 OF THE BYLAWS Management For For O.8 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For For THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 250.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10,961,187 SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 2,740,296,750.00 THIS AUTHORIZATION IS GIVEN FOR A 18-MONTH PERIOD THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 NOV 2006 IN ITS RESOLUTION 7 * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE E.9 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For For SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD THIS AUTHORIZATION IS GIVEN FOR A 24-MONTH PERIOD THE SURPLUS OF THE COST PRICE OF THE CANCELLED SHARES ON THEIR NOMINAL VALUE WILL BE IMPUTED ON THE POST ISSUANCE PREMIUM, OR TO ANY OVER AVAILABLE RESERVES, INCLUDED THE LEGAL RESERVES THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 NOV 2006 IN ITS RESOLUTION 8 E.10 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 170,000,000.00, BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND OR DEBT SECURITIES THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTIONS 11, 12, 13, 14, 16 AND 20, THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00, THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 15; AUTHORITY EXPIRES AT THE END OF 26-MONTH PERIOD; THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION 18 AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 23 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND E.11 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 68,000,000.00, BY ISSUANCE, WITHOUT PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND OR DEBT SECURITIES THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTIONS 12, 13, 14 AND 20 THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 4,000,000,000.00 THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 10 THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 15 THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION NUMBER 19 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.12 APPROVE THAT THE BOARD OF DIRECTOR MAY DECIDE Management For For TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT OF SHAREHOLDERS, AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE, THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 10; THIS DELEGATION IS GRANTED FOR A 26-MONTH PERIOD THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION 20 E.13 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For THE SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL, BY WAY OF ISSUING SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 11; THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION NUMBER 21 E.14 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE COMPANY Management For For S EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE COMPANY S SHARE CAPITAL, THIS ISSUANCE SHOULD NOT EXCEED 20% OF THE SHARE CAPITAL, IN CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY; THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF BENEFICIARY THE AMOUNT OF THE CAPITAL INCREASE SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 11 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION 22 E.15 AUTHORIZE THE BOARD OF DIRECTORS, ON ONE OR MORE Management For For OCCASIONS, IN FRANCE OR ABROAD, TO ISSUE DEBT SECURITIES GIVING THE RIGHT TO THE ALLOCATION OF WARRANTS THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00 THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTIONS 10 AND 11; THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION 23
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 24 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY A MAXIMUM NOMINAL AMOUNT OF EUR 170,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES, OR BY A COMBINATION OF THESE METHODS THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 10 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION 24 E.17 APPROVE TO DIVIDE THE SHARES NOMINAL VALUE BY Management For For 2 AND TO EXCHANGE 1 FORMER SHARES OF EUR 3.10 NOMINAL VALUE AGAINST 2 NEW SHARES OF EUR 1.55 NOMINAL VALUE EACH CONSEQUENTLY, THE SHAREHOLDER S MEETING DECIDES THAT THE DIVISION OF THE NOMINAL WILL COME INTO EFFECT THE 15 JAN 2008 AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.18 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For For FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE SHARES, IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES THEY MAY NOT REPRESENT MORE THAN 1% OF THE SHARE CAPITAL THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL VALUE SET FORTH IN THE PREVIOUS RESOLUTION THE PRESENT DELEGATION IS GIVEN FOR A 38-MONTH PERIOD THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005 IN ITS RESOLUTION NUMBER 25 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF BENEFICIARY E.19 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For For IN ONE OR MORE ISSUES, WITH THE ISSUANCE OF BOUND OF SHARES SUBSCRIPTION, BEFORE THE END OF THE PERIOD OF PUBLIC OFFER INITIATED BY THE COMPANY THE MAXIMUM GLOBAL AMOUNT OF ISSUANCE OF THE BOUND OF SHARES SHOULD NOT EXCEED EUR 145,000,000.00 THIS AUTHORIZATION IS GRANTED FOR A 18-MONTH PERIOD THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 NOV 2006 IN ITS RESOLUTION 10 E.20 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 2% OF THE SHARE CAPITAL THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 11 THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 07 NOV 2006 IN ITS RESOLUTION NUMBER 11 THE SHAREHOLDERS MEETING, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 25 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND E.22 APPROVE TO GRANT FULL POWERS TO THE BEARER OF Management For For AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown IN ONE SPECIFIED CONDITION RESOLUTION 15 OMITTED IN RESOLUTION E.10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
THE GREAT ATLANTIC & PACIFIC TEA CO INC. GAP SPECIAL MEETING DATE: 11/08/2007 ISSUER: 390064103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 PROPOSAL TO APPROVE THE ISSUANCE OF A&P COMMON Management For For STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MARCH 4, 2007, BY AND AMONG A&P, MERGER SUB (A WHOLLY OWNED SUBSIDIARY OF A&P ESTABLISHED FOR THE PURPOSE OF EFFECTING THE MERGER) AND PATHMARK, AS AMENDED FROM TIME TO TIME, WHICH PROVIDES FOR THE MERGER OF MERGER SUB WITH AND INTO PATHMARK. 02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
TRANSOCEAN INC. RIG SPECIAL MEETING DATE: 11/09/2007 ISSUER: G90078109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 APPROVAL OF THE SCHEME OF ARRANGEMENT, ATTACHED Management For For TO THE ACCOMPANYING JOINT PROXY STATEMENT AS ANNEX G, WHICH PROVIDES FOR THE RECLASSIFICATION OF OUR ORDINARY SHARES. 03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For OUR MEMORANDUM AND ARTICLES OF ASSOCIATION TO, AMONG OTHER THINGS, INCREASE THE MAXIMUM NUMBER OF DIRECTORS CONSTITUTING THE BOARD OF DIRECTORS OF TRANSOCEAN INC. FROM 13 TO 14, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 APPROVAL OF THE ISSUANCE OF OUR ORDINARY SHARES Management For For TO SHAREHOLDERS OF GLOBALSANTAFE CORPORATION IN THE MERGER UNDER THE TERMS OF THE AGREEMENT AND PLAN OF MERGER, ATTACHED TO THE ACCOMPANYING JOINT PROXY STATEMENT AS ANNEX A.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 26 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ARGO GROUP INTERNATIONAL HOLDINGS, LTD. AGII ANNUAL MEETING DATE: 11/13/2007 ISSUER: G0464B107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 03 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management For For LTD. 2007 ANNUAL INCENTIVE COMPENSATION PLAN. 02 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management For For LTD. 2007 EMPLOYEE STOCK PURCHASE PLAN. 01 DIRECTOR Management For F. SEDGWICK BROWNE Management For For HECTOR DE LEON Management For For FRANK W. MARESH Management For For JOHN R. POWER, JR. Management For For GARY V. WOODS Management For For 05 APPROVAL OF THE RECOMMENDATION OF THE AUDIT COMMITTEE Management For For OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007 AND REFERRAL OF THE DETERMINATION OF THE INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS. 04 APPROVAL OF THE ARGO GROUP INTERNATIONAL HOLDINGS, Management Against Against LTD. 2007 LONG-TERM INCENTIVE PLAN.
AUTOMATIC DATA PROCESSING, INC. ADP ANNUAL MEETING DATE: 11/13/2007 ISSUER: 053015103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For 01 DIRECTOR Management For GREGORY D. BRENNEMAN Management For For LESLIE A. BRUN Management For For GARY C. BUTLER Management For For LEON G. COOPERMAN Management For For ERIC C. FAST Management For For R. GLENN HUBBARD Management For For JOHN P. JONES Management For For FREDERIC V. MALEK Management For For GREGORY L. SUMME Management For For HENRY TAUB Management For For
MICROSOFT CORPORATION MSFT ANNUAL MEETING DATE: 11/13/2007 ISSUER: 594918104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: WILLIAM H. GATES, III Management For For 1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For 1C ELECTION OF DIRECTOR: JAMES I. CASH JR., PHD Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 27 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1D ELECTION OF DIRECTOR: DINA DUBLON Management For For 1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 1F ELECTION OF DIRECTOR: REED HASTINGS Management For For 1G ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For 1H ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For 1I ELECTION OF DIRECTOR: DR. HELMUT PANKE Management For For 1J ELECTION OF DIRECTOR: JON A. SHIRLEY Management For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT AUDITOR. 03 SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON Shareholder Against For INTERNET CENSORSHIP. 04 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shareholder Against For COMMITTEE ON HUMAN RIGHTS.
NATIONAL PRESTO INDUSTRIES, INC. NPK ANNUAL MEETING DATE: 11/13/2007 ISSUER: 637215104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RICHARD N. CARDOZO Management For For PATRICK J. QUINN Management For For
DEERE & COMPANY DE SPECIAL MEETING DATE: 11/14/2007 ISSUER: 244199105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 AMENDMENT OF THE COMPANY S RESTATED CERTIFICATE Management For For OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF STOCK TO EFFECT A TWO-FOR-ONE STOCK SPLIT IN THE FORM OF A DIVIDEND OF THE COMPANY S COMMON STOCK.
THE CLOROX COMPANY CLX ANNUAL MEETING DATE: 11/14/2007 ISSUER: 189054109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1I ELECT JAN L. MURLEY AS A DIRECTOR. Management For For 1H ELECT EDWARD A. MUELLER AS A DIRECTOR. Management For For 1G ELECT GARY G. MICHAEL AS A DIRECTOR. Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 28 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1F ELECT ROBERT W. MATSCHULLAT AS A DIRECTOR. Management For For 1E ELECT DONALD R. KNAUSS AS A DIRECTOR. Management For For 1D ELECT GEORGE J. HARAD AS A DIRECTOR. Management For For 1C ELECT TULLY M. FRIEDMAN AS A DIRECTOR. Management For For 1B ELECT RICHARD H. CARMONA AS A DIRECTOR. Management For For 1A ELECT DANIEL BOGGAN, JR. AS A DIRECTOR. Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, FOR THE FISCAL YEAR ENDING JUNE 30, 2008. 1K ELECT CAROLYN M. TICKNOR AS A DIRECTOR. Management For For 1J ELECT PAMELA THOMAS-GRAHAM AS A DIRECTOR. Management For For
CAMPBELL SOUP COMPANY CPB ANNUAL MEETING DATE: 11/16/2007 ISSUER: 134429109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For EDMUND M. CARPENTER Management For For PAUL R. CHARRON Management For For DOUGLAS R. CONANT Management For For BENNETT DORRANCE Management For For KENT B. FOSTER Management For For HARVEY GOLUB Management For For RANDALL W. LARRIMORE Management For For PHILIP E. LIPPINCOTT Management For For MARY ALICE D. MALONE Management For For SARA MATHEW Management For For DAVID C. PATTERSON Management For For CHARLES R. PERRIN Management For For A. BARRY RAND Management For For GEORGE STRAWBRIDGE, JR. Management For For LES C. VINNEY Management For For CHARLOTTE C. WEBER Management For For 02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM.
DENBURY RESOURCES INC. DNR SPECIAL MEETING DATE: 11/19/2007 ISSUER: 247916208 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 03 PROPOSAL TO GRANT AUTHORITY TO THE COMPANY TO Management For For EXTEND THE SOLICITATION PERIOD IN THE EVENT THAT THE SPECIAL MEETING IS POSTPONED OR ADJOURNED FOR ANY REASON. 02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For CERTIFICATE OF INCORPORATION TO SPLIT OUR COMMON SHARES 2-FOR-1. 01 PROPOSAL TO APPROVE AN AMENDMENT TO OUR RESTATED Management For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF OUR AUTHORIZED COMMON STOCK FROM 250,000,000 SHARES TO 600,000,000 SHARES.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 29 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ENERGY EAST CORPORATION EAS SPECIAL MEETING DATE: 11/20/2007 ISSUER: 29266M109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For OF MERGER DATED AS OF JUNE 25, 2007 AMONG IBERDROLA, S.A., GREEN ACQUISITION CAPITAL, INC. AND ENERGY EAST CORPORATION. 02 APPROVAL OF ANY PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING TO A LATER DATE, IF NECESSARY.
CONSTELLATION BRANDS, INC. STZ SPECIAL MEETING DATE: 12/06/2007 ISSUER: 21036P108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management For For OF THE COMPANY S CERTIFICATE OF INCORPORATION. 02 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management For For OF THE COMPANY S LONG-TERM STOCK INCENTIVE PLAN.
COPART, INC. CPRT ANNUAL MEETING DATE: 12/06/2007 ISSUER: 217204106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 03 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For INDEPENDENT AUDITORS FOR THE COMPANY FOR THE CURRENT FISCAL YEAR ENDING JULY 31, 2008. 02 APPROVAL OF THE ADOPTION OF THE 2007 EQUITY INCENTIVE Management Against Against PLAN. 01 DIRECTOR Management For WILLIS J. JOHNSON Management For For A. JAYSON ADAIR Management For For JAMES E. MEEKS Management For For STEVEN D. COHAN Management For For DANIEL J. ENGLANDER Management For For BARRY ROSENSTEIN Management For For THOMAS W. SMITH Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 30 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND CAMERON INTERNATIONAL CORPORATION CAM SPECIAL MEETING DATE: 12/07/2007 ISSUER: 13342B105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 150,000,000 TO 400,000,000.
DOW JONES & COMPANY, INC. DJ SPECIAL MEETING DATE: 12/13/2007 ISSUER: 260561105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For PLAN OF MERGER, DATED AS OF JULY 31, 2007, BY AND AMONG NEWS CORPORATION, RUBY NEWCO LLC, DOW JONES AND DIAMOND MERGER SUB CORPORATION, AS THIS AGREEMENT MAY BE AMENDED 02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY Management For For TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT
FANNIE MAE FNM ANNUAL MEETING DATE: 12/14/2007 ISSUER: 313586109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For STEPHEN B. ASHLEY Management For For DENNIS R. BERESFORD Management For For LOUIS J. FREEH Management For For BRENDA J. GAINES Management For For KAREN N. HORN, PH.D. Management For For BRIDGET A. MACASKILL Management For For DANIEL H. MUDD Management For For LESLIE RAHL Management For For JOHN C. SITES, JR. Management For For GREG C. SMITH Management For For H. PATRICK SWYGERT Management For For JOHN K. WULFF Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. 03 PROPOSAL TO APPROVE AN AMENDMENT TO THE FANNIE Management For For MAE STOCK COMPENSATION PLAN OF 2003. 04 PROPOSAL TO REQUIRE SHAREHOLDER ADVISORY VOTE Shareholder Against For ON EXECUTIVE COMPENSATION. 05 PROPOSAL TO AUTHORIZE CUMULATIVE VOTING. Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 31 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND H&R BLOCK, INC. HRB SPECIAL MEETING DATE: 12/14/2007 ISSUER: 093671105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 APPROVE AN AMENDMENT TO THE RESTATED ARTICLES Management For For OF INCORPORATION OF THE COMPANY TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS.
ALTADIS SA ALD.PA EGM MEETING DATE: 12/18/2007 ISSUER: E0432C106 ISIN: ES0177040013 SEDOL: B02T9V8, 5843114, 5860652, B0YLW13, 5444012
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 18 DEC 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1. MODIFICATION OF ARTICLE 24 (VOTING RIGHTS) OF Management For For THE COMPANY BY-LAWS AND OF ARTICLE 24.1 (ADOPTION OF RESOLUTIONS AND ANNOUNCEMENT OF RESULTS) OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS MEETING 2. DELEGATION OF POWERS TO EXECUTE, CONSTRUE, RECTIFY, Management For For REGISTER AND GIVE EFFECT TO THE RESOLUTIONS PASSED AT THE GENERAL SHAREHOLDERS MEETING * PLEASE NOTE: ATTENDANCE PREMIUM (0.10 EUROS GROSS Non-Voting *Management Position Unknown PER SHARE): SHAREHOLDERS WHO PARTICIPATE IN ANY FORM AT THE EGM, WHETHER DIRECTLY, BY PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE AN ATTENDANCE PREMIUM OF TEN EURO CENTS GROSS PER SHARE, PROVIDED THAT THEY HAVE THEM RECORDED IN THE PERTINENT BOOK-ENTRY LEDGER FIVE DAYS IN ADVANCE OF THE DATE SCHEDULED FOR THE EGM. * PLEASE BE ADVISED THAT ADDITIONAL INFORMATION Non-Voting *Management Position Unknown CONCERNING ALTADIS S.A., CAN ALSO BE VIEWED ON THE COMPANY S WEBSITE: HTTP://WWW..ALTADIS.COM/EN/INDEX.PHP * PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL Non-Voting *Management Position Unknown COMMENTS AND NORMAL MEETING BEEN CHANGED TO ISSUER PAY MEETING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
WALGREEN CO. WAG ANNUAL MEETING DATE: 01/09/2008 ISSUER: 931422109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For WILLIAM C. FOOTE Management For For ALAN G. MCNALLY Management For For CORDELL REED Management For For JEFFREY A. REIN Management For For NANCY M. SCHLICHTING Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 32 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND DAVID Y. SCHWARTZ Management For For ALEJANDRO SILVA Management For For JAMES A. SKINNER Management For For MARILOU M. VON FERSTEL Management For For CHARLES R. WALGREEN III Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 SHAREHOLDER PROPOSAL REGARDING REPORTS DISCLOSING Shareholder Against For CHARITABLE CONTRIBUTIONS. 04 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER VOTE Shareholder For Against ON THE ADOPTION, MAINTENANCE OR EXTENSION OF ANY POISON PILL. 05 SHAREHOLDER PROPOSAL THAT THE CHAIRMAN OF THE Shareholder Against For BOARD BE AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF WALGREEN CO.
ACUITY BRANDS, INC. AYI ANNUAL MEETING DATE: 01/10/2008 ISSUER: 00508Y102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ROBERT F. MCCULLOUGH Management For For NEIL WILLIAMS Management For For 02 APPROVAL OF THE AMENDED AND RESTATED ACUITY BRANDS, Management Against Against INC. LONG-TERM INCENTIVE PLAN 03 APPROVAL OF THE ACUITY BRANDS, INC. 2007 MANAGEMENT Management For For COMPENSATION AND INCENTIVE PLAN 04 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM
COGNOS INCORPORATED COGN SPECIAL MEETING DATE: 01/14/2008 ISSUER: 19244C109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 THE SPECIAL RESOLUTION APPROVING THE ARRANGEMENT Management For For UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING THE ACQUISITION BY 1361454 ALBERTA ULC, AN INDIRECT SUBSIDIARY OF INTERNATIONAL BUSINESS MACHINES CORPORATION, OF ALL OF THE ISSUED AND OUTSTANDING COMMON SHARES OF COGNOS INCORPORATED IN EXCHANGE FOR US$58.00 PER COMMON SHARE, IN THE FORM SET FORTH IN APPENDIX A TO THE MANAGEMENT PROXY CIRCULAR DATED DECEMBER 10, 2007.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 33 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND MONSANTO COMPANY MON ANNUAL MEETING DATE: 01/16/2008 ISSUER: 61166W101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 04 SHAREOWNER PROPOSAL TWO Shareholder Against For 03 SHAREOWNER PROPOSAL ONE Shareholder Against For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., Management For For D.V.M. 1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Management For For 1A ELECTION OF DIRECTOR: JOHN W. BACHMANN Management For For
JOHNSON CONTROLS, INC. JCI ANNUAL MEETING DATE: 01/23/2008 ISSUER: 478366107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For For AUDITORS FOR 2008. 01 DIRECTOR Management For NATALIE A. BLACK Management For For ROBERT A. CORNOG Management For For WILLIAM H. LACY Management For For STEPHEN A. ROELL Management For For
ARVINMERITOR, INC. ARM ANNUAL MEETING DATE: 01/25/2008 ISSUER: 043353101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JOSEPH B. ANDERSON, JR. Management For For RHONDA L. BROOKS Management For For STEVEN G. ROTHMEIER Management For For 02 APPROVAL OF SELECTION OF DELOITTE & TOUCHE LLP Management For For AS AUDITORS OF THE COMPANY.
ENERGIZER HOLDINGS, INC. ENR ANNUAL MEETING DATE: 01/28/2008 ISSUER: 29266R108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For WARD M. KLEIN Management For For RICHARD A. LIDDY Management For For W. PATRICK MCGINNIS Management For For JOE R. MICHELETTO Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 34 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND BECTON, DICKINSON AND COMPANY BDX ANNUAL MEETING DATE: 01/29/2008 ISSUER: 075887109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 05 ENVIRONMENTAL REPORT Shareholder Against For 04 CUMULATIVE VOTING Shareholder Against For 03 ANNUAL ELECTION OF DIRECTORS Shareholder Against For 02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 01 DIRECTOR Management For BASIL L. ANDERSON Management For For MARSHALL O. LARSEN Management For For GARY A. MECKLENBURG Management For For CATHY E. MINEHAN Management For For ALFRED SOMMER Management For For
COSTCO WHOLESALE CORPORATION COST ANNUAL MEETING DATE: 01/29/2008 ISSUER: 22160K105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For SUSAN L. DECKER Management For For RICHARD D. DICERCHIO Management For For RICHARD M. LIBENSON Management For For JOHN W. MEISENBACH Management For For CHARLES T. MUNGER Management For For 02 AMENDMENT TO THE SECOND RESTATED 2002 STOCK INCENTIVE Management Against Against PLAN. 03 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For For
MUELLER WATER PRODUCTS INC. MWA ANNUAL MEETING DATE: 01/30/2008 ISSUER: 624758207 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008. 03 TO APPROVE THE EXECUTIVE INCENTIVE PLAN. Management For For 02 TO APPROVE THE AMENDED AND RESTATED 2006 STOCK Management For For INCENTIVE PLAN. 01 DIRECTOR Management For DONALD N. BOYCE Management For For HOWARD L. CLARK, JR. Management For For GREGORY E. HYLAND Management For For JERRY W. KOLB Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 35 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND JOSEPH B. LEONARD Management For For MARK J. O'BRIEN Management For For BERNARD G. RETHORE Management For For NEIL A. SPRINGER Management For For LYDIA W. THOMAS Management For For MICHAEL T. TOKARZ Management For For
ASHLAND INC. ASH ANNUAL MEETING DATE: 01/31/2008 ISSUER: 044209104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For BERNADINE P. HEALY MD Management For For KATHLEEN LIGOCKI Management For For JAMES J. O'BRIEN Management For For BARRY W. PERRY Management For For 02 RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For For AUDITORS FOR FISCAL 2008. 03 SHAREHOLDER PROPOSAL TO INITIATE THE APPROPRIATE Shareholder Against For PROCESS TO IMPLEMENT MAJORITY VOTING FOR ELECTION OF DIRECTORS.
WHX CORPORATION WXCP SPECIAL MEETING DATE: 01/31/2008 ISSUER: 929248508 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS, Management For For AT ITS DISCRETION, TO AMEND WHX S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE WHX S AUTHORIZED CAPITAL STOCK FROM 55,000,000 SHARES, CONSISTING OF 50,000,000 SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, AND 5,000,000 SHARES OF PREFERRED STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ATMOS ENERGY CORPORATION ATO ANNUAL MEETING DATE: 02/06/2008 ISSUER: 049560105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008. 01 DIRECTOR Management For TRAVIS W. BAIN II Management For For DAN BUSBEE Management For For RICHARD W. DOUGLAS Management For For RICHARD K. GORDON Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 36 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ROCKWELL AUTOMATION, INC. ROK ANNUAL MEETING DATE: 02/06/2008 ISSUER: 773903109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- C TO APPROVE THE ROCKWELL AUTOMATION, INC. 2008 Management Against Against LONG-TERM INCENTIVES PLAN. B TO APPROVE THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. A DIRECTOR Management For BRUCE M. ROCKWELL Management For For JOSEPH F. TOOT, JR. Management For For
LANDAUER, INC. LDR ANNUAL MEETING DATE: 02/07/2008 ISSUER: 51476K103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 03 PROPOSAL TO APPROVE THE LANDAUER, INC. INCENTIVE Management For For COMPENSATION PLAN. 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. 01 DIRECTOR Management For MR. CRONIN Management For For MR. RISK Management For For MR. SAXELBY Management For For
INGLES MARKETS, INCORPORATED IMKTA ANNUAL MEETING DATE: 02/12/2008 ISSUER: 457030104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For FRED D. AYERS Management For For JOHN O. POLLARD Management For For
ROCKWELL COLLINS, INC. COL ANNUAL MEETING DATE: 02/12/2008 ISSUER: 774341101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For For AUDITORS FOR FISCAL YEAR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 37 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 01 DIRECTOR Management For C.A. DAVIS Management For For R.E. EBERHART Management For For
LEE ENTERPRISES, INCORPORATED LEE ANNUAL MEETING DATE: 02/20/2008 ISSUER: 523768109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RICHARD R. COLE Management For For NANCY S. DONOVAN Management For For LEONARD J. ELMORE Management For For HERBERT W. MOLONEY III Management For For 02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
NATIONAL FUEL GAS COMPANY NFG CONTESTED ANNUAL MEETING DATE: 02/21/2008 ISSUER: 636180101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 01 DIRECTOR Management For ROBERT T. BRADY Management For For ROLLAND E. KIDDER Management For For JOHN F. RIORDAN Management For For
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ROBERT T. BRADY Management For For ROLLAND E. KIDDER Management For For JOHN F. RIORDAN Management For For FREDERIC V. SALERNO Management For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
NOVARTIS AG NVS ANNUAL MEETING DATE: 02/26/2008 ISSUER: 66987V109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 09 ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED Management For For AT THE MEETING 08 APPOINTMENT OF THE AUDITORS AND THE GROUP AUDITORS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 38 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 7B ELECTION OF ANN FUDGE FOR A THREE-YEAR TERM Management For For 7AD RE-ELECTION OF PIERRE LANDOLT FOR A THREE-YEAR Management For For TERM 7AC RE-ELECTION OF ALEXANDRE F. JETZER FOR A THREE-YEAR Management For For TERM 7AB RE-ELECTION OF ULRICH LEHNER PH.D. FOR A THREE-YEAR Management For For TERM 7AA RE-ELECTION OF PETER BURCKHARDT M.D. FOR A ONE-YEAR Management For For TERM 6B AMENDMENT TO THE ARTICLES OF INCORPORATION-CONTRIBUTIONS Management For For IN KIND 6A AMENDMENT TO THE ARTICLES OF INCORPORATION-SPECIAL Management For For QUORUM 05 FURTHER SHARE REPURCHASE PROGRAM Management For For 04 REDUCTION OF SHARE CAPITAL Management For For 03 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS Management For For AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND 02 DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE Management For For BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE 01 APPROVAL OF THE ANNUAL REPORT, THE REMUNERATION Management For For REPORT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS
DEERE & COMPANY DE ANNUAL MEETING DATE: 02/27/2008 ISSUER: 244199105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 RE-APPROVAL OF THE JOHN DEERE MID-TERM INCENTIVE Management For For PLAN. 1E ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For 1D ELECTION OF DIRECTOR: JOACHIM MILBERG Management For For 1C ELECTION OF DIRECTOR: DIPAK C. JAIN Management For For 1B ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Management For For 1A ELECTION OF DIRECTOR: T. KEVIN DUNNIGAN Management For For 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
INTERNATIONAL GAME TECHNOLOGY IGT ANNUAL MEETING DATE: 02/27/2008 ISSUER: 459902102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ROBERT A. BITTMAN Management For For RICHARD R. BURT Management For For PATTI S. HART Management For For LESLIE S. HEISZ Management For For ROBERT A. MATHEWSON Management For For THOMAS J. MATTHEWS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 39 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ROBERT MILLER Management For For FREDERICK B. RENTSCHLER Management For For 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS IGT S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008. 02 APPROVAL OF THE AMENDMENTS TO THE INTERNATIONAL Management Against Against GAME TECHNOLOGY 2002 STOCK INCENTIVE PLAN.
PIEDMONT NATURAL GAS COMPANY, INC. PNY ANNUAL MEETING DATE: 03/06/2008 ISSUER: 720186105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008. 01 DIRECTOR Management For MALCOLM E. EVERETT III* Management For For FRANK B. HOLDING, JR.* Management For For MINOR M. SHAW* Management For For MURIEL W. SHEUBROOKS* Management For For FRANKIE T. JONES, SR.** Management For For
THE WALT DISNEY COMPANY DIS ANNUAL MEETING DATE: 03/06/2008 ISSUER: 254687106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 04 TO APPROVE THE TERMS OF THE AMENDED AND RESTATED Management For For 2002 EXECUTIVE PERFORMANCE PLAN. 03 TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED Management Against Against 2005 STOCK INCENTIVE PLAN. 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS FOR 2008. 1L ELECTION OF DIRECTOR: ORIN C. SMITH Management For For 1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Management For For 1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Management For For 1I ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For 1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Management For For 1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Management For For 1F ELECTION OF DIRECTOR: STEVEN P. JOBS Management For For 1E ELECTION OF DIRECTOR: ROBERT A. IGER Management For For 1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Management For For 1C ELECTION OF DIRECTOR: JOHN S. CHEN Management For For 1B ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For 1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 40 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND TYCO ELECTRONICS LTD. TEL ANNUAL MEETING DATE: 03/10/2008 ISSUER: G9144P105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For PIERRE R. BRONDEAU Management For For RAM CHARAN Management For For JUERGEN W. GROMER Management For For ROBERT M. HERNANDEZ Management For For THOMAS J. LYNCH Management For For DANIEL J. PHELAN Management For For FREDERIC M. POSES Management For For LAWRENCE S. SMITH Management For For PAULA A. SNEED Management For For DAVID P. STEINER Management For For SANDRA S. WIJNBERG Management For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For ELECTRONICS INDEPENDENT AUDITOR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE INDEPENDENT AUDITOR S REMUNERATION
WHOLE FOODS MARKET, INC. WFMI ANNUAL MEETING DATE: 03/10/2008 ISSUER: 966837106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 04 SHAREHOLDER PROPOSAL REGARDING SEPARATING THE Shareholder Against For ROLES OF COMPANY CHAIRMAN OF THE BOARD AND CEO. 03 SHAREHOLDER PROPOSAL REGARDING THE FUTURE ELECTION Shareholder Against For OF THE MEMBERS OF THE BOARD OF DIRECTORS BY A MAJORITY VOTE. 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, Management For For LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2008. 01 DIRECTOR Management For DR. JOHN B. ELSTROTT Management For For GABRIELLE E. GREENE Management For For HASS HASSAN Management For For JOHN P. MACKEY Management For For MORRIS J. SIEGEL Management For For DR. RALPH Z. SORENSON Management For For
WM. WRIGLEY JR. COMPANY WWY ANNUAL MEETING DATE: 03/12/2008 ISSUER: 982526105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: JOHN RAU A VOTE AGAINST Management For For THIS PROPOSAL WILL COUNT AS A WITHHELD VOTE 1B ELECTION OF DIRECTOR: RICHARD K. SMUCKER A VOTE Management For For AGAINST THIS PROPOSAL WILL COUNT AS A WITHHELD VOTE
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 41 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1C ELECTION OF DIRECTOR: WILLIAM WRIGLEY, JR. A Management For For VOTE AGAINST THIS PROPOSAL WILL COUNT AS A WITHHELD VOTE 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2008.
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: JOHN RAU A VOTE AGAINST Management For For THIS PROPOSAL WILL COUNT AS A WITHHELD VOTE 1B ELECTION OF DIRECTOR: RICHARD K. SMUCKER A VOTE Management For For AGAINST THIS PROPOSAL WILL COUNT AS A WITHHELD VOTE 1C ELECTION OF DIRECTOR: WILLIAM WRIGLEY, JR. A Management For For VOTE AGAINST THIS PROPOSAL WILL COUNT AS A WITHHELD VOTE 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2008.
TYCO INTERNATIONAL LTD TYC ANNUAL MEETING DATE: 03/13/2008 ISSUER: G9143X208 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For DENNIS C. BLAIR Management For For EDWARD D. BREEN Management For For BRIAN DUPERREAULT Management For For BRUCE S. GORDON Management For For RAJIV L. GUPTA Management For For JOHN A. KROL Management For For BRENDAN R. O'NEILL Management For For WILLIAM S. STAVROPOULOS Management For For SANDRA S. WIJNBERG Management For For JEROME B. YORK Management For For TIMOTHY M. DONAHUE Management For For 03 AMENDMENTS TO THE COMPANY S BYE-LAWS Management For For 02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION
COVIDIEN LTD COV ANNUAL MEETING DATE: 03/18/2008 ISSUER: G2552X108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For For OF THE AUDIT COMMITTEE TO SET THE AUDITORS REMUNERATION 1K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Management For For 1J ELECTION OF DIRECTOR: TADATAKA YAMADA Management For For 1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For 1H ELECTION OF DIRECTOR: RICHARD J. MEELIA Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 42 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Management For For 1F ELECTION OF DIRECTOR: KATHY J. HERBERT Management For For 1E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Management For For 1D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Management For For 1C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Management For For 1B ELECTION OF DIRECTOR: ROBERT H. BRUST Management For For 1A ELECTION OF DIRECTOR: CRAIG ARNOLD Management For For
PHH CORPORATION PHH ANNUAL MEETING DATE: 03/18/2008 ISSUER: 693320202 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ANN D. LOGAN Management For For GEORGE J. KILROY Management For For
OMNOVA SOLUTIONS INC. OMN ANNUAL MEETING DATE: 03/19/2008 ISSUER: 682129101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2008. 01 DIRECTOR Management For EDWARD P. CAMPBELL Management For For MICHAEL J. MERRIMAN Management For For WILLIAM R. SEELBACH Management For For
PETROLEO BRASILEIRO S.A. - PETROBRAS PBR SPECIAL MEETING DATE: 03/24/2008 ISSUER: 71654V408 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 03 SPLIT OF THE SHARES THAT REPRESENT THE CAPITAL Management For For STOCK. 2B APPROVAL OF THE APPOINTMENT OF A SPECIALIZED Management For For COMPANY TO EVALUATE AND APPROVE THE RESPECTIVE ASSESSMENT REPORT ELABORATED FOR THE UPB S.A. INCORPORATION OPERATION, UNDER THE TERMS OF 1 AND 3 OF ART. 227, LAW NO. 6.404/76. 2A APPROVAL OF THE INCORPORATION PROTOCOL AND JUSTIFICATION, Management For For DATED FEBRUARY 29, 2008, SIGNED BY PETROBRAS, AS THE SURVIVING COMPANY, AND BY UPB S.A., AS THE ACQUIRED COMPANY, TOGETHER WITH THE RESPECTIVE PERTINENT DOCUMENTS, AND WITH UPB S.A. S INCORPORATION OPERATION APPROVAL. 1B APPROVAL OF THE APPOINTMENT OF A SPECIALIZED Management For For COMPANY TO EVALUATE AND APPROVE THE RESPECTIVE ASSESSMENT REPORT ELABORATED FOR THE PRAMOA PARTICIPACOES S.A. INCORPORATION OPERATION, UNDER THE TERMS OF 1 AND 3 OF ART. 227, LAW NO. 6.404/76.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 43 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1A APPROVAL OF THE INCORPORATION PROTOCOL AND JUSTIFICATION, Management For For DATED FEBRUARY 28, 2008, SIGNED BY PETROBRAS, AS THE SURVIVING COMPANY, AND BY PRAMOA PARTICIPACOES S.A., AS THE ACQUIRED COMPANY, TOGETHER WITH THE RESPECTIVE PERTINENT DOCUMENTS, AND WITH PRAMOA PARTICIPACOES S.A. S INCORPORATION OPERATION APPROVAL.
GENCORP INC. GY ANNUAL MEETING DATE: 03/26/2008 ISSUER: 368682100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JAMES R. HENDERSON Management For For WARREN G. LICHTENSTEIN Management For For DAVID A. LORBER Management For For TODD R. SNYDER Management For For MARTIN TURCHIN Management For For TIMOTHY A. WICKS Management For For SHEILA E. WIDNALL Management For For ROBERT C. WOODS Management For For 02 RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT Management For For OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY.
NOBEL BIOCARE HOLDING AG NOBN.VX AGM MEETING DATE: 03/27/2008 ISSUER: H5783Q106 ISIN: CH0014030040 BLOCKING SEDOL: 7385722, 7413322, B02VBF2, B28ZVV8, 7389713
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * PLEASE NOTE THAT THE MEETING IS HELD IN Z RICH Non-Voting *Management Position Unknown AND SEB WILL NOT ARRANGE WITH AN REPRESENTATIVE. TO BE ABLE TO VOTE A SHAREHOLDER NEED TO BE TEMPORARILY REGISTERED IN THE SHARE REGISTER. * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. RECEIVE THE ANNUAL REPORT AND CONSOLIDATED FINANCIAL Management Take No Action STATEMENTS FOR 2007, REPORT OF THE GROUP AUDITORS 2. APPROVE THE STATUTORY FINANCIAL STATEMENTS OF Management Take No Action NOBEL BIOCARE HOLDINGS AG FOR 2007 INCLUDING REMUNERATION REPORT, REPORT OF THE STATUTORY AUDITORS 3. APPROVE THE APPROPRIATION OF THE AVAILABLE EARNINGS/DIVIDEND Management Take No Action FOR 2007 4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Take No Action 5.A RE-ELECT MR. STIG ERIKSSON AS A MEMBER OF THE Management Take No Action BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 44 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 5.B RE-ELECT MR. ANTOINE FIRMENCH AS A MEMBER OF Management Take No Action THE BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE 7. RE-ELECT THE AUDITORS AND GROUP AUDITORS Management Take No Action 5.C RE-ELECT MR. ROBERT LILJA AS A MEMBER OF THE Management Take No Action BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE 5.D RE-ELECT MRS. JANE ROYSTON AS A MEMBER OF THE Management Take No Action BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE 5.E RE-ELECT MR. ROLF SOIRON AS A MEMBER OF THE BOARD Management Take No Action OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE 5.F RE-ELECT MR. ROLF WATTER AS A MEMBER OF THE BOARD Management Take No Action OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE 5.G RE-ELECT MR. ERNST ZAENGERLE AS A MEMBER OF THE Management Take No Action BOARD OF DIRECTORS FOR A 1-YEAR TERM OF OFFICE 6. ELECT DR. EDGAR FLURI AS A BOARD OF DIRECTOR Management Take No Action AS OF 01 JUL 2008 FOR A TENURE ENDING AT THE NEXT ANNUAL GENERAL SHAREHOLDERS MEETING 8. APPROVE THE SPLIT OF SHARES AND CONVERSION OF Management Take No Action BEARER SHARES INTO REGISTERED SHARES 9. APPROVE TO ADJUST THE ARTICLES OF INCORPORATION Management Take No Action DUE TO MODIFIED REQUIREMENTS 10. APPROVE TO REDUCE THE SHARE CAPITAL Management Take No Action 11. APPROVE THE CONVERSION OF SHARE PREMIUM INTO Management Take No Action FREE RESERVES AND THE SHARE BUY-BACK PROGRAM
WILLIAM DEMANT HOLDING WDH.CO AGM MEETING DATE: 03/31/2008 ISSUER: K9898W129 ISIN: DK0010268440 SEDOL: B28N770, 5991819, B01XWB2, 5961544
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1. ADOPT THE REPORT OF THE DIRECTORS ON THE COMPANY Management For For S ACTIVITIES DURING THE PAST FY 2. RECEIVE AND ADOPT THE AUDITED ANNUAL REPORT, Management For For INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS 3. APPROVE TO TRANSFER THE PROFIT OF DKK 884 MILLION Management For For TO THE COMPANY S RESERVES TO THE EFFECT THAT NO DIVIDEND WILL BE PAID 4. RE-ELECT MR. LARS NORBY JOHANSEN, MR. PETER FOSS, Management For For MR. MICHAEL PRAM RASMUSSEN AS THE DIRECTORS, UNDER THE ARTICLE 11.2 OF THE ARTICLES OF ASSOCIATION; ELECT MR. NIELS B. CHRISTIANSEN, VICE CEO OF DANFOSS A/S AS A NEW DIRECTOR
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 45 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 5. RE-ELECT DELOITTE STATSAUTORISERET REVISIONSAKTIESELSKAB Management For For AS THE AUDITOR 6.a APPROVE, PURSUANT TO SECTION 25 OF THE DANISH Management For For COMPANIES ACT, TO INSERT A PROVISION AS A NEW ARTICLE 5.4 INTO THE ARTICLES OF THE ASSOCIATION THAT THE COMPANY S REGISTER OF THE SHAREHOLDERS SHALL BE KEPT BY AKTIEBOG DENMARK A/S, KONGEVEJEN 118, DK-2840 HOLTE, DENMARK 7. ANY OTHER BUSINESS Non-Voting *Management Position Unknown 6.b APPROVE TO REDUCE THE COMPANY S SHARE CAPITAL Management For For BY REDEMPTION OF THE COMPANY S HOLDING OF TREASURY SHARES OF NO LESS THAN THE NOMINAL SUM OF DKK 1,800,000 AND NO MORE THAN THE NOMINAL SUM OF DKK 2,500,000; THE COMPANY S TREASURY SHARES ARE ACQUIRED AS PART OF THE COMPANY S SHARE BUY BACK PROGRAMME; THE AMOUNT OF THE REDUCTION WILL BE PAID TO THE SHAREHOLDERS UNDER SECTION 44A(1)(2) OF THE DANISH COMPANIES ACT; THE GENERAL MEETING WILL BE INFORMED OF THE FINAL NOMINAL AMOUNT OF THE REDUCTION, THE AMOUNT TO BE PAID TO THE SHAREHOLDERS, AND THE AMOUNT EXCEEDING THE NOMINAL AMOUNT OF THE REDUCTION; THE SHARE BUY-BACK PROGRAMME WILL AS USUAL RUN UNTIL THE GENERAL MEETING; AT THE TIME OF THE PUBLICATION OF THE ANNUAL REPORT 2007 ON 06 MAR 2008, THE COMPANY HELD 1,819,520 TREASURY SHARES; AS A RESULT OF THE CAPITAL REDUCTION, AMEND ARTICLE 4.1 OF THE ARTICLES OF ASSOCIATION TO REFLECT THE SHARE CAPITAL AFTER THE REDUCTION 6.c AUTHORIZE THE BOARD OF DIRECTORS, UNTIL THE NEXT Management For For AGM TO ARRANGE FOR THE COMPANY TO BUY BACK SHARES OF A NOMINAL VALUE OF UP TO 10% OF THE SHARE CAPITAL; THE PURCHASE PRICE OF SUCH SHARES MAY NOT DIFFER BY MORE THAN 10% FROM THE PRICE QUOTED ON OMX NORDIC EXCHANGE COPENHAGEN AT THE TIME OF THE ACQUISITION 6.d AUTHORIZE THE CHAIRMAN OF THE GENERAL MEETING Management For For TO MAKE SUCH ADDITIONS, ALTERATIONS OR AMENDMENTS TO OR IN THE RESOLUTIONS PASSED BY THE GENERAL MEETING AND THE APPLICATION FOR REGISTRATION THEREOF TO THE DANISH COMMERCE AND COMPANIES AGENCY AS THE AGENCY MAY REQUIRE FOR REGISTRATION
PETROLEO BRASILEIRO S.A. - PETROBRAS PBR ANNUAL MEETING DATE: 04/04/2008 ISSUER: 71654V408 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- O1 MANAGEMENT REPORT AND FINANCIAL STATEMENTS, TOGETHER Management For For WITH THE AUDIT COMMITTEE S REPORT FOR THE FISCAL YEAR ENDING ON DECEMBER 31, 2007. O2 2008 FISCAL YEAR CAPITAL BUDGET. Management For For O3 2007 FISCAL YEAR RESULT APPROPRIATION. Management For For O4 ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For For O5 ELECTION OF THE PRESIDENT OF THE BOARD OF DIRECTORS. Management For For O6 ELECTION OF THE MEMBERS OF THE AUDIT COMMITTEE Management For For AND THEIR RESPECTIVE SUBSTITUTES. O7 DETERMINATION OF THE MANAGERS WAGES, INCLUDING Management For For THEIR PROFIT PARTICIPATION, PURSUANT TO ARTICLES 41 AND 56 OF THE ARTICLES OF INCORPORATION, AS WELL AS THAT OF THE FULL MEMBERS OF THE AUDIT COMMITTEE.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 46 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND E1 CAPITAL STOCK INCREASE VIA THE INCORPORATION Management For For OF PART OF THE CAPITAL RESERVES AND OF PROFIT RESERVES, FOR A TOTAL OF R$26,323 MILLION, INCREASING THE CAPITAL STOCK FROM R$52,644 MILLION TO R$78,967 MILLION, WITHOUT CHANGING THE NUMBER OF ORDINARY AND PREFERRED SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
BANK OF NEW YORK MELLON CORP. BK ANNUAL MEETING DATE: 04/08/2008 ISSUER: 064058100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For FRANK J. BIONDI, JR. Management For For RUTH E. BRUCH Management For For NICHOLAS M. DONOFRIO Management For For STEVEN G. ELLIOTT Management For For GERALD L. HASSELL Management For For EDMUND F. KELLY Management For For ROBERT P. KELLY Management For For RICHARD J. KOGAN Management For For MICHAEL J. KOWALSKI Management For For JOHN A. LUKE, JR. Management For For ROBERT MEHRABIAN Management For For MARK A. NORDENBERG Management For For CATHERINE A. REIN Management For For THOMAS A. RENYI Management For For WILLIAM C. RICHARDSON Management For For SAMUEL C. SCOTT III Management For For JOHN P. SURMA Management For For WESLEY W. VON SCHACK Management For For 02 PROPOSAL TO APPROVE THE ADOPTION OF LONG-TERM Management Against Against INCENTIVE PLAN. 03 PROPOSAL TO APPROVE THE ADOPTION OF EMPLOYEE Management For For STOCK PURCHASE PLAN. 04 PROPOSAL TO APPROVE THE ADOPTION OF EXECUTIVE Management For For INCENTIVE COMPENSATION PLAN. 05 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS. 06 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For VOTING. 07 STOCKHOLDER PROPOSAL REQUESTING ANNUAL VOTE ON Shareholder Against For AN ADVISORY RESOLUTION TO RATIFY EXECUTIVE COMPENSATION.
COCA-COLA FEMSA, S.A.B DE C.V. KOF ANNUAL MEETING DATE: 04/08/2008 ISSUER: 191241108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 REPORT OF THE BOARD; PRESENTATION OF FINANCIAL Management For *Management Position Unknown STATEMENTS, REPORT OF CHIEF EXECUTIVE OFFICER AND OPINION OF BOARD AND REPORTS OF CHAIRMAN OF AUDIT AND CORPORATE PRACTICES COMMITTEES. 02 REPORT WITH RESPECT TO THE COMPLIANCE OF TAX Management For *Management Position Unknown OBLIGATIONS, PURSUANT TO ARTICLE 86, SUBSECTION XX OF THE INCOME TAX LAW. 03 APPLICATION OF THE RESULTS FOR THE 2007 FISCAL Management For *Management Position Unknown YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND, IN MEXICAN PESOS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 47 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 04 DETERMINE AS THE MAXIMUM AMOUNT OF RESOURCES Management For *Management Position Unknown TO BE USED FOR THE SHARE REPURCHASE PROGRAM, THE AMOUNT OF $400,000,000.00 MEXICAN PESOS, PURSUANT TO ARTICLE 56 OF THE SECURITIES MARKET LAW. 05 ELECTION OF PROPRIETARY AND ALTERNATE MEMBERS Management For *Management Position Unknown AND SECRETARIES OF BOARD OF DIRECTORS, IN ACCORDANCE WITH SECURITIES MARKET LAW. 06 PROPOSAL TO INTEGRATE: (I) FINANCE AND PLANNING, Management For *Management Position Unknown (II) AUDIT, AND (III) CORPORATE PRACTICES; APPOINTMENT OF THEIR RESPECTIVE CHAIRMAN, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. 07 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND Management For *Management Position Unknown FORMALIZATION OF THE MEETING S RESOLUTION. 08 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For *Management Position Unknown
MORGAN STANLEY MS ANNUAL MEETING DATE: 04/08/2008 ISSUER: 617446448 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS REPORT Shareholder Against For 04 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against For ADVISORY VOTE 03 TO AMEND AND RESTATE THE CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE ALL SUPERMAJORITY VOTING REQUIREMENTS 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITOR 1K ELECTION OF DIRECTOR: LAURA D. TYSON Management For For 1J ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Management For For 1I ELECTION OF DIRECTOR: CHARLES E. PHILLIPS, JR. Management For For 1H ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Management For For 1G ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For 1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1E ELECTION OF DIRECTOR: JOHN J. MACK Management For For 1D ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For 1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Management For For 1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Management For For 1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
GRUPO BIMBO SAB DE CV, MEXICO GRBMF.PK OGM MEETING DATE: 04/09/2008 ISSUER: P4949B104 ISIN: MXP495211262 SEDOL: B02VBK7, 2392471, B2Q3NL8
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK YOU
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 48 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND I. DISCUSSION, APPROVAL OR MODIFICATION OF THE REPORT Non-Voting *Management Position Unknown OF THE BOARD OF DIRECTORS THAT IS REFERRED TO IN THE MAIN PART OF ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW, INCLUDING THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY, CONSOLIDATED WITH THOSE OF ITS SUBSIDIARY COMPANIES, FOR THE FISCAL YEAR THAT ENDED ON 31 DEC 2007, AFTER THE READING OF THE FOLLOWING REPORTS AND THAT OF THE CHAIRPERSON OF THE BOARD OF DIRECTORS, OF THE DIRECTOR GENERAL, OF THE EXTERNAL AUDITOR AND OF THE CHAIRPERSONS OF THE AUDIT COMMITTEE AND CORPORATE PRACTICES COMMITTEES OF THE COMPANY II. PRESENTATION, DISCUSSION AND IF RELEVANT, APPROVAL Non-Voting *Management Position Unknown OF THE REPORT THAT IS REFERRED TO IN ARTICLE 86(XX) OF THE INCOME TAX LAW, REGARDING THE FULFILLMENT OF THE TAX OBLIGATIONS OF THE COMPANY III. PRESENTATION, DISCUSSION AND IF RELEVANT, APPROVAL Non-Voting *Management Position Unknown OF THE ALLOCATION OF THE RESULTS FOR THE FISCAL YEAR THAT ENDED ON 31 DEC 2007 IV. PRESENTATION, DISCUSSION AND IF RELEVANT, APPROVAL Non-Voting *Management Position Unknown THE PAYMENT OF A DIVIDEND IN CASH IN THE AMOUNT OF MXN 0.46, FOR EACH 1 OF THE SHARES THAT REPRESENT THE SHARE CAPITAL OF THE COMPANY THAT ARE IN CIRCULATION V. DESIGNATION OR, IF RELEVANT, RATIFICATION OF Non-Voting *Management Position Unknown THE APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS AND DETERMINATION OF THEIR COMPENSATION VI. DESIGNATION OR, IF RELEVANT, RATIFICATION OF Non-Voting *Management Position Unknown THE APPOINTMENT THE CHAIRPERSONSAND MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEES OF THE COMPANY, AS WELL AS THE DETERMINATION OF THEIR COMPENSATION VII. PRESENTATION, DISCUSSION AND IF RELEVANT, APPROVAL Non-Voting *Management Position Unknown THE REPORT REGARDING THE PURCHASE OF OWN SHARES OF THE COMPANY, AS WELL AS THE DETERMINATION OF THE MAXIMUM AMOUNT OF FUNDS OF THE COMPANY THAT CAN BE ALLOCATED FOR THE PURCHASE OF OWN SHARES IN ACCORDANCE WITH THE TERMS OF ARTICLE 56(IV) OF THE SECURITIES MARKET LAW VIII. DESIGNATION OF SPECIAL DELEGATES Non-Voting *Management Position Unknown
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) SLB ANNUAL MEETING DATE: 04/09/2008 ISSUER: 806857108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For P. CAMUS Management For For J.S. GORELICK Management For For A. GOULD Management For For T. ISAAC Management For For N. KUDRYAVTSEV Management For For A. LAJOUS Management For For M.E. MARKS Management For For D. PRIMAT Management For For L.R. REIF Management For For T.I. SANDVOLD Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 49 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND N. SEYDOUX Management For For L.G. STUNTZ Management For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS Management For For 03 APPROVAL OF ADOPTION OF THE SCHLUMBERGER 2008 Management For For STOCK INCENTIVE PLAN 04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For FIRM
UNITED TECHNOLOGIES CORPORATION UTX ANNUAL MEETING DATE: 04/09/2008 ISSUER: 913017109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 06 SHAREOWNER PROPOSAL: PAY FOR SUPERIOR PERFORMANCE Shareholder Against For 05 SHAREOWNER PROPOSAL: GLOBAL SET OF CORPORATE Shareholder Against For STANDARDS 04 SHAREOWNER PROPOSAL: PRINCIPLES FOR HEALTH CARE Shareholder Against For REFORM 03 APPROVAL OF AMENDMENT TO THE 2005 LONG-TERM INCENTIVE Management Against Against PLAN 02 APPOINTMENT OF INDEPENDENT AUDITORS Management For For 01 DIRECTOR Management For LOUIS R. CHENEVERT Management For For GEORGE DAVID Management For For JOHN V. FARACI Management For For JEAN-PIERRE GARNIER Management For For JAMIE S. GORELICK Management For For CHARLES R. LEE Management For For RICHARD D. MCCORMICK Management For For HAROLD MCGRAW III Management For For RICHARD B. MYERS Management For For H. PATRICK SWYGERT Management For For ANDRE VILLENEUVE Management For For CHRISTINE TODD WHITMAN Management For For 07 SHAREOWNER PROPOSAL: OFFSETS FOR FOREIGN MILITARY Shareholder Against For SALES
WADDELL & REED FINANCIAL, INC. WDR ANNUAL MEETING DATE: 04/09/2008 ISSUER: 930059100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ALAN W. KOSLOFF Management For For JERRY W. WALTON Management For For 02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For THE WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN, AS AMENDED AND RESTATED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2008. 04 STOCKHOLDER PROPOSAL TO REQUIRE AN ADVISORY VOTE Shareholder Against For ON EXECUTIVE COMPENSATION.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 50 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND DISCOVER FINANCIAL SERVICES DFS ANNUAL MEETING DATE: 04/10/2008 ISSUER: 254709108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A TO ELECT JEFFREY S. ARONIN AS A DIRECTOR Management For For 1B TO ELECT MARY K. BUSH AS A DIRECTOR Management For For 1C TO ELECT GREGORY C. CASE AS A DIRECTOR Management For For 1D TO ELECT DENNIS D. DAMMERMAN AS A DIRECTOR Management For For 1E TO ELECT ROBERT M. DEVLIN AS A DIRECTOR Management For For 1F TO ELECT PHILIP A. LASKAWY AS A DIRECTOR Management For For 1G TO ELECT MICHAEL H. MOSKOW AS A DIRECTOR Management For For 1H TO ELECT DAVID W. NELMS AS A DIRECTOR Management For For 1I TO ELECT MICHAEL L. RANKOWITZ AS A DIRECTOR Management For For 1J TO ELECT E. FOLLIN SMITH AS A DIRECTOR Management For For 1K TO ELECT LAWRENCE A. WEINBACH AS A DIRECTOR Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITOR
NESTLE SA, CHAM UND VEVEY NSRGF.PK OGM MEETING DATE: 04/10/2008 ISSUER: H57312466 ISIN: CH0012056047 BLOCKING SEDOL: B0ZGHZ6, 3056044, 7125274, B01F348, 7123870, 7126578
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Take No Action BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 51 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND NESTLE SA, CHAM UND VEVEY NSRGF.PK AGM MEETING DATE: 04/10/2008 ISSUER: H57312466 ISIN: CH0012056047 SEDOL: B0ZGHZ6, 3056044, 7125274, B01F348, 7123870, 7126578
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown NOTICE SENT UNDER MEETING438827, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. 1. APPROVE THE ANNUAL REPORT, ANNUAL FINANCIAL STATEMENTS Management Take No Action OF NESTLE S.A., AND CONSOLIDATED FINANCIAL STATEMENTS OF NESTLE GROUP 2007, REPORT OF THE AUDITORS 2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management Take No Action THE MANAGEMENT 3. APPROVE THE APPROPRIATION OF PROFITS RESULTING Management Take No Action FROM THE BALANCE SHEET OF NESTLE S.A. 4.1.1 ELECT MR. ANDREAS KOOPMANN TO THE BOARD OF DIRECTORS Management Take No Action FOR A TERM OF 3 YEARS 4.1.2 ELECT MR. ROLF HAENGGI TO THE BOARD OF DIRECTORS Management Take No Action FOR A TERM OF 3 YEARS 4.2.1 ELECT MR. PAUL BULCKE TO THE BOARD OF DIRECTORS Management Take No Action FOR A TERM OF 3 YEARS 4.2.2 ELECT MR. BEAT W. HESS TO THE BOARD OF DIRECTORS Management Take No Action FOR A TERM OF 3 YEARS 4.3 RE-ELECT KPMG SA AS THE AUDITORS FOR A TERM OF Management Take No Action 1 YEAR 5.1 APPROVE CHF 10.1 MILLION REDUCTION IN SHARE CAPITAL Management Take No Action VIA CANCELLATION OF 10.1 MILLION 5.2 APPROVE 1:10 STOCK SPLIT Management Take No Action 5.3 AMEND THE ARTICLE 5 AND 5 BIS PARAGRAPH 1 OF Management Take No Action THE ARTICLES OF ASSOCIATION 6. APPROVE THE COMPLETE REVISION OF THE ARTICLES Management Take No Action OF ASSOCIATION
T. ROWE PRICE GROUP, INC. TROW ANNUAL MEETING DATE: 04/10/2008 ISSUER: 74144T108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF 03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 02 APPROVAL OF THE PROPOSED CHARTER AMENDMENT TO Management For For INCREASE AUTHORIZED COMMON STOCK 1I ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 52 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1H ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Management For For 1G ELECTION OF DIRECTOR: DR. ALFRED SOMMER Management For For 1F ELECTION OF DIRECTOR: BRIAN C. ROGERS Management For For 1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Management For For 1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Management For For 1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Management For For 1B ELECTION OF DIRECTOR: JAMES T. BRADY Management For For 1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Management For For
TELECOM ITALIA MEDIA SPA, ROMA TIT.MI AGM MEETING DATE: 04/10/2008 ISSUER: T92765121 ISIN: IT0001389920 BLOCKING SEDOL: B11JQG0, 5846704, B01DRM8, 5843642, 7184833
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 11 APR 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. O.1 APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007, Management Take No Action THE BOARD OF DIRECTORS REPORTAND THE BOARD OF AUDITORS REPORT ADJOURNMENT THEREOF O.2 APPOINT THE BOARD OF DIRECTORS TO DETERMINE THE Management Take No Action BOARD OF DIRECTORS COMPONENTS, DURATION AND EMOLUMENTS AND APPOINT THE BOARD OF DIRECTORS MEMBERS E.1 AMEND THE ARTICLES OF CORPORATE BY LAWS, ADJOURNMENT Management Take No Action THEREOF
THE GOLDMAN SACHS GROUP, INC. GS ANNUAL MEETING DATE: 04/10/2008 ISSUER: 38141G104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF LLOYD C. BLANKFEIN TO THE BOARD OF Management For For DIRECTORS 1B ELECTION OF JOHN H. BRYAN TO THE BOARD OF DIRECTORS Management For For 1C ELECTION OF GARY D. COHN TO THE BOARD OF DIRECTORS Management For For 1D ELECTION OF CLAES DAHLBACK TO THE BOARD OF DIRECTORS Management For For 1E ELECTION OF STEPHEN FRIEDMAN TO THE BOARD OF Management For For DIRECTORS 1F ELECTION OF WILLIAM W. GEORGE TO THE BOARD OF Management For For DIRECTORS
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 53 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1G ELECTION OF RAJAT K. GUPTA TO THE BOARD OF DIRECTORS Management For For 1H ELECTION OF JAMES A. JOHNSON TO THE BOARD OF Management For For DIRECTORS 1I ELECTION OF LOIS D. JULIBER TO THE BOARD OF DIRECTORS Management For For 1J ELECTION OF EDWARD M. LIDDY TO THE BOARD OF DIRECTORS Management For For 1K ELECTION OF RUTH J. SIMMONS TO THE BOARD OF DIRECTORS Management For For 1L ELECTION OF JON WINKELRIED TO THE BOARD OF DIRECTORS Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2008 FISCAL YEAR 03 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shareholder Against For 04 SHAREHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shareholder Against For ON EXECUTIVE COMPENSATION 05 SHAREHOLDER PROPOSAL REQUESTING A SUSTAINABILITY Shareholder Against For REPORT
CADBURY SCHWEPPES PLC CSG SPECIAL MEETING DATE: 04/11/2008 ISSUER: 127209302 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- CA1 TO CONSIDER, AND IF THOUGHT FIT, TO APPROVE (WITH Management For For OR WITHOUT MODIFICATION) THE SCHEME OF ARRANGEMENT REFERRED TO IN THE NOTICE OF COURT MEETING DATED 19 MARCH, 2008. EB1 TO APPROVE THE SCHEME OF ARRANGEMENT (WITH OR Management For For WITHOUT MODIFICATION), THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND OTHER RELATED MATTERS. C2 TO DECLARE THE FINAL DIVIDEND. Management For For C3 TO APPROVE THE DIRECTOR S REMUNERATION REPORT. Management For For C4 TO RE-APPOINT WOLFGANG BERNDT AS A DIRECTOR. Management For For C5 TO RE-APPOINT LORD PATTEN AS A DIRECTOR. Management For For C6 TO RE-APPOINT BOB STACK AS A DIRECTOR. Management For For C7 TO RE-APPOINT GUY ELLIOTT AS A DIRECTOR. Management For For C8 TO RE-APPOINT ELLEN MARRAM AS A DIRECTOR. Management For For C9 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS. Management For For C10 TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS Management For For FEES. C11 TO AUTHORISE THE DIRECTORS TO ALLOT FURTHER SHARES. Management For For C12 TO DISAPPLY PRE-EMPTION RIGHTS. Management For For C13 TO AUTHORISE THE COMPANY TO BUY BACK SHARES. Management For For EB2 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For 1, THE DEMERGER OF AMERICAS BEVERAGES, INCLUDING THE CADBURY PLC REDUCTION OF CAPITAL AND THE ENTRY INTO THE DEMERGER AGREEMENTS. EB3 TO APPROVE THE PROPOSED CADBURY PLC REDUCTION Management For For OF CAPITAL (AS DEFINED IN THE CIRCULAR AND DESCRIBED IN PART II EXPLANATORY STATEMENT OF THE CIRCULAR). EB4 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For For 1 AND 2, THE AMENDMENTS TO THE EXECUTIVE SHARE SCHEMES. EB5 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For 1, THE ESTABLISHMENT BY CADBURY PLC OF THE CADBURY PLC 2008 SHARE OPTION PLAN, THE CADBURY PLC 2008 LONG TERM INCENTIVE PLAN, THE CADBURY PLC 2008 BONUS SHARE RETENTION PLAN AND THE CADBURY PLC 2008 INTERNATIONAL SHARE AWARD PLAN.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 54 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND EB6 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For 1, THE ESTABLISHMENT BY CADBURY PLC OF THE CADBURY PLC 2008 SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 IRISH SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 IRISH AVC SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 INTERNATIONAL SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 US EMPLOYEES SHARE OPTION PLAN, THE CADBURY PLC 2008 AMERICAS EMPLOYEES SHARE OPTION PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. C1 TO RECEIVE THE 2007 FINANCIAL STATEMENTS AND Management For For THE 2007 ANNUAL REPORT AND ACCOUNTS. EB7 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For 1, THE ESTABLISHMENT BY CADBURY PLC OF ADDITIONAL SHARE SCHEMES TO THOSE MENTIONED IN RESOLUTIONS 4 AND 6 FOR THE BENEFIT OF OVERSEAS EMPLOYEES OF CADBURY PLC AND ITS SUBSIDIARIES. EB8 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For 1 AND 5, THE INCREASE IN THE MAXIMUM VALUE OF AN ANNUAL AWARD UNDER THE CADBURY PLC 2008 LONG TERM INCENTIVE PLAN TO 300% OF BASIC PAY.
A.O. SMITH CORPORATION SAOSA ANNUAL MEETING DATE: 04/14/2008 ISSUER: 831865209 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTORS Management For WILLIAM P. GREUBEL Management For For ROBERT J. O'TOOLE Management For For IDELLE K. WOLF Management For For 02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
NORTHERN TRUST CORPORATION NTRS ANNUAL MEETING DATE: 04/15/2008 ISSUER: 665859104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For LINDA WALKER BYNOE Management For For NICHOLAS D. CHABRAJA Management For For SUSAN CROWN Management For For DIPAK C. JAIN Management For For ARTHUR L. KELLY Management For For ROBERT C. MCCORMACK Management For For EDWARD J. MOONEY Management For For WILLIAM A. OSBORN Management For For JOHN W. ROWE Management For For HAROLD B. SMITH Management For For WILLIAM D. SMITHBURG Management For For ENRIQUE J. SOSA Management For For CHARLES A. TRIBBETT III Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 55 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND FREDERICK H. WADDELL Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
PUBLIC SERVICE ENTERPRISE GROUP INC. PEG ANNUAL MEETING DATE: 04/15/2008 ISSUER: 744573106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For CONRAD K. HARPER Management For For SHIRLEY ANN JACKSON Management For For THOMAS A. RENYI Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2008. 03 STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION. Shareholder Against For 04 STOCKHOLDER PROPOSAL RELATING TO THE NOMINATION Shareholder Against For OF DIRECTORS. 05 STOCKHOLDER PROPOSAL RELATING TO THE ELECTION Shareholder Against For OF DIRECTORS.
COLAS SA, BOULOGNE COABF.PK MIX Meeting Date: 04/16/2008 ISSUER: F19320104 ISIN: FR0000121634 SEDOL: 5996085, B03HKL8, B28GJX9, B1L5237, 4208918
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE O.1 APPROVE THE FINANCIAL STATEMENTS AND GRANT DISCHARGE Management For For TO THE DIRECTORS O.2 RECEIVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For For AND STATUTORY REPORTS O.3 APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Management For For OF EUR 8.50 PER SHARE O.4 APPROVE THE SPECIAL AUDITOR S REPORT REGARDING Management For For RELATED-PARTY TRANSACTIONS O.5 RATIFY THE APPOINTEMENT OF MR. JEAN-FRANCOIS Management For For GUILLEMIN AS A DIRECTOR O.6 RE-ELECT MR. JEAN-FRANCOIS GUILLEMIN AS A DIRECTOR Management For For O.7 RE-ELECT MR. PATRICK LE LAY AS A DIRECTOR Management For For O.8 GRANT AUTHORITY TO REPURCHASE UP TO 10% OF THE Management For For ISSUED SHARE CAPITAL O.9 GRANT AUTHORITY FOR THE FILING OF REQUIRED DOCUMENTS/OTHER Management For For FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 56 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND E.10 APPROVE THE ISSUANCE OF SECURITIES CONVERTIBLE Management For For INTO DEBT E.11 APPROVE THE REDUCTION IN SHARE CAPITAL VIA CANCELLATION Management For For OF REPURCHASED SHARES E.12 APPROVE THE EMPLOYEE STOCK PURCHASE PLAN Management For For E.13 APPROVE THE STOCK OPTION PLANS GRANTS Management For For E.14 GRANT AUTHORITY UP TO 10 % OF THE ISSUED CAPITAL Management For For FOR USE IN RESTRICTED STOCK PLAN E.15 GRANT AUTHORITY FOR THE FILING OF REQUIRED DOCUMENTS/OTHER Management For For FORMALITIES
IBERDROLA SA IBE.MC ANNUAL MEETING DATE: 04/16/2008 ISSUER: 450737101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- O1 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For For INDIVIDUAL ANNUAL FINANCIAL STATEMENTS OF IBERDROLA, S.A. AND OF THE CONSOLIDATED FINANCIAL STATEMENTS OF IBERDROLA, S.A. AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2007. O2 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For For PROPOSAL FOR THE ALLOCATION OF PROFITS/LOSSES AND THE DISTRIBUTION OF DIVIDENDS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2007. O3 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For For INDIVIDUAL MANAGEMENT REPORT OF IBERDROLA, S.A. AND OF THE CONSOLIDATED MANAGEMENT REPORT OF IBERDROLA, S.A. AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2007. O4 EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For For MANAGEMENT AND ACTIONS OF THE BOARD OF DIRECTORS DURING THE FISCAL YEAR ENDED ON DECEMBER 31, 2007. O5 RATIFICATION, IF APPLICABLE, OF THE INTERIM APPOINTMENT Management For For AS DIRECTOR OF MR. JOSE LUIS OLIVAS MARTINEZ TO FILL A VACANCY, AS AN EXTERNAL PROPRIETARY DIRECTOR, MADE AFTER THE HOLDING OF THE LAST GENERAL SHAREHOLDERS MEETING. O6 EXAMINATION AND APPROVAL, IF APPLICABLE, OF A Management For For SYSTEM FOR VARIABLE COMPENSATION TIED BOTH TO THE ACHIEVEMENT OF ANNUAL OBJECTIVES AND TO THE ACHIEVEMENT OF OBJECTIVES SET OUT IN THE 2008-2010 STRATEGIC PLAN FOR THE CHAIRMAN & CHIEF EXECUTIVE OFFICER AND FOR MANAGERS THROUGH THE DELIVERY OF SHARES, AND DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER TO IMPLEMENT, DEVELOP, FORMALIZE AND EXECUTE SUCH COMPENSATION SYSTEM. O7 CAPITAL INCREASE FOR CASH CONSIDERATION, BY A Management For For NOMINAL AMOUNT OF 34,947,798 EUROS, THROUGH THE ISSUANCE AND FLOTATION OF 46,597,064 NEW COMMON SHARES WITH A PAR VALUE OF SEVENTY-FIVE EURO CENTS (0.75) EACH AND A SHARE PREMIUM TO BE DETERMINED, PURSUANT TO THE PROVISIONS OF SECTION 159.1.C) IN FINE OF THE COMPANIES LAW, BY THE BOARD OF DIRECTORS, WITH EXPRESS POWERS OF DELEGATION, ON THE DATE OF EXECUTION OF THE RESOLUTION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. O8 AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH Management For For THE EXPRESS POWER OF DELEGATION, FOR THE DERIVATIVE ACQUISITION OF THE COMPANY S OWN SHARES BY THE COMPANY ITSELF AND/OR BY ITS SUBSIDIARIES, UP TO A MAXIMUM OF FIVE (5%) PERCENT OF THE SHARE CAPITAL, PURSUANT TO APPLICABLE LAW, FOR WHICH PURPOSE THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS MEETING OF MARCH 29, 2007 IS HEREBY DEPRIVED OF EFFECT TO THE EXTENT OF THE UNUSED AMOUNT.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 57 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND O9 DELEGATION TO THE BOARD OF DIRECTORS, WITH THE Management For For EXPRESS POWER OF DELEGATION, FOR A TERM OF FIVE YEARS, OF THE POWER TO ISSUE: A) BONDS OR SIMPLE DEBENTURES AND OTHER FIXED-INCOME SECURITIES OF A LIKE NATURE (OTHER THAN NOTES), AS WELL AS PREFERRED STOCK, UP TO A MAXIMUM AMOUNT OF TWENTY (20) BILLION EUROS, AND B) NOTES UP TO A MAXIMUM AMOUNT, INDEPENDENTLY OF THE FOREGOING, OF SIX (6) BILLION EUROS; AND AUTHORIZATION FOR THE COMPANY TO GUARANTEE, WITHIN THE LIMITS SET FORTH ABOVE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. O10 AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH Management For For THE EXPRESS POWER OF DELEGATION, TO APPLY FOR THE LISTING ON AND DELISTING FROM SPANISH OR FOREIGN, OFFICIAL OR UNOFFICIAL, ORGANIZED OR OTHER SECONDARY MARKETS OF THE SHARES, DEBENTURES, BONDS, NOTES, PREFERRED STOCK OR ANY OTHER SECURITIES ISSUED OR TO BE ISSUED, AND TO ADOPT SUCH RESOLUTIONS AS MAY BE NECESSARY TO ENSURE THE CONTINUED LISTING OF THE SHARES, DEBENTURES OR OTHER SECURITIES OF THE COMPANY THAT MAY THEN BE OUTSTANDING, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. O11 AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH Management For For THE EXPRESS POWER OF DELEGATION, TO CREATE AND FUND ASSOCIATIONS AND FOUNDATIONS, PURSUANT TO APPLICABLE LEGAL PROVISIONS, FOR WHICH PURPOSE THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS MEETING OF MARCH 29, 2007 IS HEREBY DEPRIVED OF EFFECT TO THE EXTENT OF THE UNUSED AMOUNT. O12 DELEGATION OF POWERS TO FORMALIZE AND EXECUTE Management For For ALL RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS MEETING, FOR CONVERSION THEREOF INTO A PUBLIC INSTRUMENT, AND FOR THE INTERPRETATION, CORRECTION AND SUPPLEMENTATION THEREOF OR FURTHER ELABORATION THEREON UNTIL THE REQUIRED REGISTRATIONS ARE MADE.
THE COCA-COLA COMPANY KO ANNUAL MEETING DATE: 04/16/2008 ISSUER: 191216100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 06 SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE Shareholder Against For ON HUMAN RIGHTS 05 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For BOARD CHAIR 04 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE Shareholder Against For ON EXECUTIVE COMPENSATION 03 APPROVAL OF THE COCA-COLA COMPANY 2008 STOCK Management Against Against OPTION PLAN 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS 1N ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For 1M ELECTION OF DIRECTOR: JACOB WALLENBERG Management For For 1L ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For 1K ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For 1J ELECTION OF DIRECTOR: SAM NUNN Management For For 1I ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For 1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 58 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1G ELECTION OF DIRECTOR: MUHTAR KENT Management For For 1F ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For 1E ELECTION OF DIRECTOR: ALEXIS M. HERMAN Management For For 1D ELECTION OF DIRECTOR: BARRY DILLER Management For For 1C ELECTION OF DIRECTOR: CATHLEEN P. BLACK Management For For 1B ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For 1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For
BP P.L.C. BP ANNUAL MEETING DATE: 04/17/2008 ISSUER: 055622104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS Management For For 02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For 03 DIRECTOR Management For MR A BURGMANS Management For For MRS C B CARROLL Management For For SIR WILLIAM CASTELL Management For For MR I C CONN Management For For MR G DAVID Management For For MR E B DAVIS, JR Management For For MR D J FLINT Management For For DR B E GROTE Management For For DR A B HAYWARD Management For For MR A G INGLIS Management For For DR D S JULIUS Management For For SIR TOM MCKILLOP Management For For SIR IAN PROSSER Management For For MR P D SUTHERLAND Management For For 17 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For AUTHORIZE THE BOARD TO SET THEIR REMUNERATION S18 SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF Management For For ASSOCIATION S19 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY 20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP Management For For TO A SPECIFIED AMOUNT S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTIVE RIGHTS
HEINEKEN NV HINKY.PK OGM MEETING DATE: 04/17/2008 ISSUER: N39427211 ISIN: NL0000009165 SEDOL: B010VP0, 7792559, B0CM7C4, B0339D1
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1.a RECEIVE THE REPORT FOR FINANCIAL STATEMENTS FOR Management For For THE FY 2007 1.b APPROVE THE DECISION ON THE APPROPRIATION OF Management For For THE BALANCE OF THE INCOME STATEMENT IN ACCORDANCE WITH ARTICLE 12, POINT 7 OF THE COMPANY S ARTICLES OF ASSOCIATION
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 59 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1.c GRANT DISCHARGE TO THE MEMBERS OF THE EXECUTIVE Management For For BOARD 1.d GRANT DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Management For For BOARD 2. APPROVE THE ACQUISITION SCOTTISH NEWCASTLE PLC Management For For PROPOSAL TO APPROVE THE ACQUISITION BY SUNRISE ACQUISITIONS LTD, A COMPANY JOINTLY OWNED BY HEINEKEN N.V. AND CARLSBERG A/S, OF THE ENTIRE ISSUED AND TO BE ISSUED SHARE CAPITAL OF SCOTTISH NEWCASTLE PLC AND THE SUBSEQUENT 100 % SHAREHOLDING BY HEINEKEN N.V. OF SUNRISE ACQUISITIONS LTD. AFTER TRANSFER BY IT OF CERTAIN BUSINESSES OF SCOTTISH NEWCASTLE PLC TO CARLSBERG A/S, ALL AS DESCRIBED IN DETAIL IN THE SHAREHOLDERS CIRCULAR 3. APPOINT THE EXTERNAL AUDITOR FOR A PERIOD OF Management For For 4 YEARS 4. AUTHORIZE THE EXTENSION OF THE EXECUTIVE BOARD Management For For TO ACQUIRE OWN SHARES 5. AUTHORIZE THE EXTENSION OF THE EXECUTIVE BOARD Management For For TO ISSUE RIGHTS TO SHARES AND TO RESTRICT OR EXCLUDE SHAREHOLDERS PRE-EMPTIVE RIGHTS 6. APPOINT MRS. M. MINNICK AS A MEMBER OF THE SUPERVISORY Management For For BOARD
HERCULES INCORPORATED HPC ANNUAL MEETING DATE: 04/17/2008 ISSUER: 427056106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ALLAN H. COHEN Management For For BURTON M. JOYCE Management For For JEFFREY M. LIPTON Management For For JOHN K. WULFF Management For For 02 APPROVAL OF THE PROVISIONS OF THE AMENDED AND Management For For RESTATED HERCULES INCORPORATED ANNUAL MANAGEMENT INCENTIVE COMPENSATION PLAN. 03 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS FOR 2008.
KIMBERLY-CLARK CORPORATION KMB ANNUAL MEETING DATE: 04/17/2008 ISSUER: 494368103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: JOHN R. ALM Management For For 1B ELECTION OF DIRECTOR: JOHN F. BERGSTROM Management For For 1C ELECTION OF DIRECTOR: ROBERT W. DECHERD Management For For 1D ELECTION OF DIRECTOR: IAN C. READ Management For For 1E ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 60 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 02 RATIFICATION OF AUDITORS Management For For 03 APPROVAL OF AMENDED AND RESTATED CERTIFICATE Management For For OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS 04 STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS Shareholder Against For FOR DIRECTOR NOMINEES 05 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF GLOBAL Shareholder Against For HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL LABOR CONVENTIONS 06 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For MEETINGS 07 STOCKHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shareholder Against For 08 STOCKHOLDER PROPOSAL REGARDING AMENDMENT OF BYLAWS Shareholder Against For TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY
TELEVISION FRANCAISE 1 SA TF1, BOULOGNE BILLANCOURT TVFCF.PK MIX Meeting Date: 04/17/2008 ISSUER: F91255103 ISIN: FR0000054900 SEDOL: 5999017, B030QV9, B11LJX4, 5883864, 5997118, 7166284, B043855, 4881160
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- O.9 APPROVE THE NAMES OF THE MANAGING MEMBERS OF Management For For THE WORKS COMMITTEE, THEIR ELECTION AND APPOINTMENT AS MANAGING MEMBERS OF THE WORKS COMMITTEE FOR A 2 YEAR PERIOD O.10 APPOINT THE CABINET KPMG SA AS THE STATUTORY Management For For AUDITOR, TO REPLACE THE CABINET SALUSTRO REYDEL WHO RESIGNED, FOR THE REMAINDER OF THE CABINET SALUSTRO REYDEL S TERM OF OFFICE, I.E. UNTIL T HE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2010 O.11 APPOINT MR. BERTRAND VIALATTE AS A DEPUTY AUDITOR, Management For For TO REPLACE MR. MICHEL SAVIOZ WHO RESIGNED, FOR THE REMAINDER OF MR. MICHEL SAVIOZ S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2010 O.12 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For For THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT TO THE CONDITIONS DESCRIBED: MAXIMUM PURCHASE PRICE: EUR 35.00, MINIMUM SALE PRICE EUR 13.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, I. E. 21,341,049 SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 960,347,214. 00; AUTHORITY EXPIRES AT THE NEXT GENERAL MEETING, WHICH WILL DELIBERATE UPON THE ANNUAL FINANCIAL STATEMENTS FOR FY 2008; IT SUPERSEDES THE PART UNUSED OF ANY AND ALL EARLIER AUTHORIZATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH AL L NECESSARY FORMALITIES E.13 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For For SHARE CAPITAL, ON 1 OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD; AUTHORITY ENDS AT THE END OF AN 18 MONTH PERIOD AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.14 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For For IN 1 OR MORE ISSUES, WITH THE ISSUANCE OF EQUITY WARRANTS WITH WAIVER OF SHAREHOLDERS PRE EMPTIVE RIGHTS IN THE EVENT OF A PUBLIC EXCHANGE OFFER CONCERNING THE SHARES OF THE COMPANY, AND TO INCREASE THE CAPITAL BY A MAXIMUM NOMINAL VALUE OF EUR 100,000,000.00, THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL CEILING SET FORTH IN RESOLUTION NO. 18 OF THE COMBINED SHAREHOLDERS MEETING OF 17 APR 2007; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 61 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND E.15 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For For FREE, ON 1 OR MORE OCCASIONS, EXISTING OR FUTURE SHARES, WITH WAIVER OF SHAREHOLDERS PRE-EMPTIVE RIGHTS IN FAVOUR OF THE EMPLOYEES AND OR THE CORPORATE OFFICERS OF TF1 AND RELATED COMPANIES; THEY MAY NOT REPRESENT MORE THAN 10% OF THE SHARE CAPITAL THE AMOUNT OF T HE CAPITAL INCREASE RESULTING FROM THE ISSUANCE OF THE SHARES SHALL NOT COUNT AGAINST THE CEILING SET FORTH IN RESOLUTION NO 18 OF THE COMBINED SHAREHOLDERS MEETING OF 17 APR 2007 AND NOT AGAINST THE OTHER CEILINGS SET FORTH BY THE COMBINED SHAREHOLDERS MEETING OF 17 APR 2007; AUTHORITY EXPIRES AT THE END OF AN 38 MONTH PERIOD; IT SUPERSEDES THE PART UNUSED OF ANY AND ALL EARLIER AUTHORIZATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.16 AUTHORIZE THE BOARD OF DIRECTORS, FOR AN 18 MONTH Management For For PERIOD, TO MAKE USE, IN THEEVENT OF A PUBLIC OFFER CONCERNING THE COMPANY S SHARES, OF THE DELEGATIONS AND AUTHORIZATIONS GRANTED BY THE COMBINED SHAREHOLDERS MEETING OF 17 APR 2007, TO INCREASE THE SHARE CAPITAL WITHIN THE CONDITIONS SET FORTH IN RESOLUTIONS NO. 18, 19, 20, 21, 22, 23, 24 AND 26 OF THE ABOVE MENTIONED SHAREHOLDERS MEETING Management For For E.17 AUTHORIZE THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THISMEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For For THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE AUDITORS; APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE 2007, AS PRESENTED ACCORDINGLY, GRANT PERMANENT DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE SAID FY O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For For THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE AUDITORS; AND APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLE L.225.38 OF THE FRENCH COMMERCIAL CODE; AND APPROVE SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 62 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND O.4 APPROVE, THE AVAILABLE PROFITS ARE OF EUR 302,803,577.81 Management For For NET INCOME OF 203,747,737.59 AND RETAINED EARNINGS OF EUR 99,055,840.22, THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES THAT THE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: TO THE OTHER RESERVES : EUR 15,999,105.58; DIVIDENDS: EUR 181,398,918.20; THE BALANCE OF EUR 105,405,554.03 TO THE RETAINED EARNINGS, THE SHARE HOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 0.85 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND WILL BE PAID ON 30 APR 2008; THE DIVIDENDS ACCRUING TO THE COMPANY S OWN SHARES, SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY LAW O.5 RATIFY THE COOPTATION OF MR. NONCE PAOLINI AS Management For For A DIRECTOR, TO REPLACE MR. PHILIPPE MONTAGNER WHO RESIGNED, FOR THE REMAINDER OF MR. PHILIPPE MONTAGNER S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2008 O.6 RATIFY THE COOPTATION OF THE SOCIETE FRANCAISE Management For For DE PARTICIPATION ET DE GESTION,(SEPG), REPRESENTED BY MR. PHILIPPE MONTAGNER, AS A DIRECTOR, TO REPLACE MR. ETIENNE MOUGEOTTE WHO RESIGNED, FOR THE REMAINDER OF MR. ETIENNE MOUGEOTTE S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2008 O.7 RATIFY THE CO-OPTATION OF THE COMPANY BOUYGUES, Management For For REPRESENTED BY MR. PHILIPPE MARIEN AS A DIRECTOR, TO REPLACE MR. OLIVIER POUPART LAFARGE WHO RESIGNED, FOR THE REMAINDER OF OLIVIER POUPART LAFARGE S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2008 O.8 APPROVE TO RENEW THE APPOINTMENT OF MR. ALAIN Management For For POUYAT AS A DIRECTOR FOR A 2-YEAR PERIOD
TEXAS INSTRUMENTS INCORPORATED TXN ANNUAL MEETING DATE: 04/17/2008 ISSUER: 882508104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 03 STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS Shareholder Against For FOR DIRECTOR NOMINEES. 02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 1J ELECTION OF DIRECTOR: C.T. WHITMAN Management For For 1I ELECTION OF DIRECTOR: R.K. TEMPLETON Management For For 1H ELECTION OF DIRECTOR: R.J. SIMMONS Management For For 1G ELECTION OF DIRECTOR: W.R. SANDERS Management For For 1F ELECTION OF DIRECTOR: P.H. PATSLEY Management For For 1E ELECTION OF DIRECTOR: D.R. GOODE Management For For 1D ELECTION OF DIRECTOR: C.S. COX Management For For 1C ELECTION OF DIRECTOR: D.A. CARP Management For For 1B ELECTION OF DIRECTOR: D.L. BOREN Management For For 1A ELECTION OF DIRECTOR: J.R. ADAMS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 63 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND WILMINGTON TRUST CORPORATION WL ANNUAL MEETING DATE: 04/17/2008 ISSUER: 971807102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For CAROLYN S. BURGER Management For For ROBERT V.A. HARRA, JR. Management For For REX L. MEARS Management For For ROBERT W. TUNNELL, JR. Management For For SUSAN D. WHITING Management For For 02 APPROVAL OF 2008 EMPLOYEE STOCK PURCHASE PLAN Management For For 03 APPROVAL OF 2008 LONG-TERM INCENTIVE PLAN Management Against Against
CRANE CO. CR ANNUAL MEETING DATE: 04/21/2008 ISSUER: 224399105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For E. THAYER BIGELOW Management For For PHILIP R. LOCHNER, JR. Management For For RONALD F. MCKENNA Management For For CHARLES J. QUEENAN, JR. Management For For 02 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2008 03 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING ADOPTION Shareholder Against For OF THE MACBRIDE PRINCIPLES
ELI LILLY AND COMPANY LLY ANNUAL MEETING DATE: 04/21/2008 ISSUER: 532457108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For M.L. ESKEW Management For For A.G. GILMAN Management For For K.N. HORN Management For For J.C. LECHLEITER Management For For 02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2008 03 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For TO PROVIDE FOR THE DECLASSIFICATION OF THE BOARD
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 64 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 04 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For TO PROVIDE FOR ELECTION OF DIRECTORS BY MAJORITY VOTE 05 AMENDING THE COMPANY S STOCK PLANS Management Against Against 06 PROPOSAL BY SHAREHOLDERS ON INTERNATIONAL OUTSOURCING Shareholder Against For OF ANIMAL RESEARCH 07 PROPOSAL BY SHAREHOLDERS ON ALLOWING SHAREHOLDERS Shareholder Against For TO AMEND THE COMPANY S BYLAWS 08 PROPOSAL BY SHAREHOLDERS ON ADOPTING A SIMPLE Shareholder Against For MAJORITY VOTE STANDARD 09 PROPOSAL BY SHAREHOLDERS ON REPORTING COMPANY Shareholder Against For S POLITICAL CONTRIBUTIONS
GENUINE PARTS COMPANY GPC ANNUAL MEETING DATE: 04/21/2008 ISSUER: 372460105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For DR. MARY B. BULLOCK Management For For RICHARD W. COURTS II Management For For JEAN DOUVILLE Management For For THOMAS C. GALLAGHER Management For For GEORGE C. "JACK" GUYNN Management For For JOHN D. JOHNS Management For For MICHAEL M. E. JOHNS, MD Management For For J. HICKS LANIER Management For For WENDY B. NEEDHAM Management For For JERRY W. NIX Management For For LARRY L. PRINCE Management For For GARY W. ROLLINS Management For For LAWRENCE G. STEINER Management For For 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
AMERICAN ELECTRIC POWER COMPANY, INC. AEP ANNUAL MEETING DATE: 04/22/2008 ISSUER: 025537101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For E.R. BROOKS Management For For RALPH D. CROSBY, JR. Management For For LINDA A. GOODSPEED Management For For LESTER A. HUDSON, JR. Management For For LIONEL L. NOWELL III Management For For KATHRYN D. SULLIVAN Management For For DONALD M. CARLTON Management For For JOHN P. DESBARRES Management For For THOMAS E. HOAGLIN Management For For MICHAEL G. MORRIS Management For For RICHARD L. SANDOR Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 65 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND BANCO SANTANDER CHILE SAN ANNUAL MEETING DATE: 04/22/2008 ISSUER: 05965X109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET Management For For AND CONSOLIDATED FINANCIAL STATEMENTS OF THE BANK AND ITS SUBSIDIARIES, THE INDEPENDENT REPORT OF THE EXTERNAL AUDITORS, AND THE NOTES CORRESPONDING TO THE FINANCIAL YEAR ENDING DECEMBER 31ST OF 2007. 02 ALLOCATION OF 2007 NET INCOME. A DIVIDEND OF Management For For CH$1.064602782675430 PER SHARE WILL BE PROPOSED, CORRESPONDING TO 65% OF 2007 NET INCOME. IT IS ALSO BEING PROPOSED THAT THE REMAINING 35% OF NET INCOME BE RETAINED. 03 DESIGNATION OF EXTERNAL AUDITORS. Management For For 04 ELECTION OF BOARD MEMBERS. CANDIDATES WILL BE Management For For PROPOSED AT THE SHAREHOLDERS MEETING. 05 DETERMINATION OF BOARD REMUNERATION FOR 2008. Management For For 06 AUDIT COMMITTEE S ANNUAL REPORT AND APPROVAL Management For For OF AUDIT COMMITTEE S BUDGET FOR 2008. 07 ACCOUNT OF ALL OPERATIONS WITH RELATED PARTIES Management For For AS DEFINED BY ARTICLE 44 OF LAW 18,046. 08 DISCUSS ANY MATTER OF INTEREST THAT SHOULD BE Management For For DISCUSSED IN AN ORDINARY SHAREHOLDERS MEETING AS DEFINED BY LAW AND BY THE BANK S BYLAWS.
CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/22/2008 ISSUER: 12541M102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management Withheld MARGARITA K. DILLEY Management Withheld Against STEVEN M. FETTER Management Withheld Against STANLEY J. GRUBEL Management Withheld Against 02 SHAREHOLDER PROPOSAL REQUESTING NECESSARY STEPS Shareholder For Against TO DECLASSIFY THE BOARD OF DIRECTORS.
CITIGROUP INC. C ANNUAL MEETING DATE: 04/22/2008 ISSUER: 172967101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG Management For For 1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA Management For For 1C ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Management For For 1D ELECTION OF DIRECTOR: KENNETH T. DERR Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 66 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1E ELECTION OF DIRECTOR: JOHN M. DEUTCH Management For For 1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ Management For For 1G ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For 1H ELECTION OF DIRECTOR: ANNE MULCAHY Management For For 1I ELECTION OF DIRECTOR: VIKRAM PANDIT Management For For 1J ELECTION OF DIRECTOR: RICHARD D. PARSONS Management For For 1K ELECTION OF DIRECTOR: JUDITH RODIN Management For For 1L ELECTION OF DIRECTOR: ROBERT E. RUBIN Management For For 1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For 1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON PRIOR Shareholder Against For GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS. 04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For CONTRIBUTIONS. 05 STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE Shareholder Against For COMPENSATION BE LIMITED TO 100 TIMES THE AVERAGE COMPENSATION PAID TO WORLDWIDE EMPLOYEES. 06 STOCKHOLDER PROPOSAL REQUESTING THAT TWO CANDIDATES Shareholder Against For BE NOMINATED FOR EACH BOARD POSITION. 07 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For EQUATOR PRINCIPLES. 08 STOCKHOLDER PROPOSAL REQUESTING THE ADOPTION Shareholder Against For OF CERTAIN EMPLOYMENT PRINCIPLES FOR EXECUTIVE OFFICERS. 09 STOCKHOLDER PROPOSAL REQUESTING THAT CITI AMEND Shareholder Against For ITS GHG EMISSIONS POLICIES. 10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON HOW Shareholder Against For INVESTMENT POLICIES ADDRESS OR COULD ADDRESS HUMAN RIGHTS ISSUES. 11 STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT Shareholder Against For BOARD CHAIRMAN. 12 STOCKHOLDER PROPOSAL REQUESTING AN ADVISORY VOTE Management Against For TO RATIFY EXECUTIVE COMPENSATION. CV PLEASE INDICATE IF YOU WOULD LIKE TO KEEP YOUR Management For *Management Position Unknown VOTE CONFIDENTIAL UNDER THE CURRENT POLICY.
FMC CORPORATION FMC ANNUAL MEETING DATE: 04/22/2008 ISSUER: 302491303 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For EDWARD J. MOONEY* Management For For ENRIQUE J. SOSA* Management For For VINCENT R. VOLPE, JR.* Management For For ROBERT C. PALLASH** Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 67 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND FOMENTO ECONOMICO MEXICANO S.A.B. DE CV FMX ANNUAL MEETING DATE: 04/22/2008 ISSUER: 344419106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 REPORT OF THE BOARD OF DIRECTORS; PRESENTATION Management For For OF THE FINANCIAL STATEMENTS OF FOMENTO ECONOMICO MEXICANO, S.A.B. DE C.V. FOR THE 2007 FISCAL YEAR; REPORT OF THE CHIEF EXECUTIVE OFFICER AND THE OPINION OF THE BOARD OF DIRECTORS WITH RESPECT TO SUCH REPORT, AND THE REPORTS OF THE CHAIRMEN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEES, PURSUANT TO ARTICLE 172 OF THE GENERAL LAW OF COMMERCIAL COMPANIES (LEY GENERAL DE SOCIEDADES MERCANTILES) AND THE APPLICABLE PROVISIONS OF THE SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES). 02 REPORT WITH RESPECT TO THE COMPLIANCE OF TAX Management For For OBLIGATIONS, PURSUANT TO ARTICLE 86, SUBSECTION XX OF THE INCOME TAX LAW (LEY DEL IMPUESTO SOBRE LA RENTA). 03 APPLICATION OF THE RESULTS FOR THE 2007 FISCAL Management For For YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND, IN MEXICAN PESOS, IN THE AMOUNT OF PS. $0.0807887 PER EACH SERIES B SHARE, AND PS. $0.100985875 PER EACH SERIES D SHARE, CORRESPONDING TO PS. $0.4039435 PER B UNIT AND PS. $0.4847322 PER BD UNIT. 04 PROPOSAL TO DETERMINE AS THE MAXIMUM AMOUNT OF Management For For RESOURCES TO BE USED FOR THE SHARE REPURCHASE PROGRAM, THE AMOUNT OF $3,000,000,000.00 MEXICAN PESOS, PURSUANT TO ARTICLE 56 OF THE SECURITIES MARKET LAW. 05 ELECTION OF PROPRIETARY AND ALTERNATE MEMBERS Management For For AND SECRETARIES OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE, IN ACCORDANCE WITH THE SECURITIES MARKET LAW, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. 06 PROPOSAL TO INTEGRATE THE FOLLOWING COMMITTEES: Management For For (I) FINANCE AND PLANNING, (II) AUDIT, AND (III) CORPORATE PRACTICES; APPOINTMENT OF THEIR RESPECTIVE CHAIRMAN, AND RESOLUTION WITH RESPECT TO THEIR REMUNERATION. 07 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND Management For For FORMALIZATION OF THE MEETING S RESOLUTION. 08 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For For 09 DECIDE WHETHER TO PERMIT SHARES TO CONTINUE TO Management For For BE BUNDLED IN UNITS BEYOND MAY 11, 2008, UNTIL THE SHAREHOLDERS APPROVE A RESOLUTION TO DISSOLVE SUCH UNIT STRUCTURE. 10 DECIDE WHETHER TO EXTEND, BEYOND MAY 11, 2008, Management For *Management Position Unknown THE CURRENT SHARE STRUCTURE OF THE COMPANY CONSISTING OF SERIES B ORDINARY SHARES THAT REPRESENT AT LEAST 51% OF OUR CAPITAL STOCK AND SERIES D SHARES WITH PREMIUM, NON-CUMULATIVE DIVIDEND RIGHTS AND LIMITED VOTING RIGHTS, WHICH REPRESENT UP TO 49% OF OUR CAPITAL STOCK, UNTIL THE SHAREHOLDERS APPROVE A RESOLUTION FOR THE CONVERSION OF THE SERIES D SHARES INTO SERIES B AND SERIES L SHARES. 11 DECIDE WHETHER TO AMEND ARTICLES 6, 22 AND 25 Management For For OF THE BYLAWS OF THE COMPANY TO IMPLEMENT ANY RESOLUTIONS TAKEN BY THE SHAREHOLDERS AFFECTING SUCH ARTICLES. 12 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND Management For For FORMALIZATION OF THE MEETING S RESOLUTION. 13 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For For 14 DECIDE WHETHER TO PERMIT SHARES TO CONTINUE TO Management For For BE BUNDLED IN UNITS BEYOND MAY 11, 2008, UNTIL THE SHAREHOLDERS APPROVE A RESOLUTION TO DISSOLVE SUCH UNIT STRUCTURE. 15 DECIDE WHETHER TO EXTEND, BEYOND MAY 11, 2008, Management For *Management Position Unknown THE CURRENT SHARE STRUCTURE OF THE COMPANY CONSISTING OF SERIES B ORDINARY SHARES THAT REPRESENT AT LEAST 51% OF OUR CAPITAL STOCK AND SERIES D SHARES WITH PREMIUM, NON-CUMULATIVE DIVIDEND RIGHTS AND LIMITED VOTING RIGHTS, WHICH REPRESENT UP TO 49% OF OUR CAPITAL STOCK, UNTIL THE SHAREHOLDERS APPROVE A RESOLUTION FOR THE CONVERSION OF THE SERIES D SHARES INTO SERIES B AND SERIES L SHARES.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 68 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 16 DECIDE WHETHER TO AMEND ARTICLES 6, 22 AND 25 Management For For OF THE BYLAWS OF THE COMPANY TO IMPLEMENT ANY RESOLUTIONS TAKEN BY THE SHAREHOLDERS AFFECTING SUCH ARTICLES. 17 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND Management For For FORMALIZATION OF THE MEETING S RESOLUTION. 18 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For For 19 DECIDE WHETHER TO PERMIT SHARES TO CONTINUE TO Management For For BE BUNDLED IN UNITS BEYOND MAY 11, 2008, UNTIL THE SHAREHOLDERS APPROVE A RESOLUTION TO DISSOLVE SUCH UNIT STRUCTURE. 20 DECIDE WHETHER TO EXTEND, BEYOND MAY 11, 2008, Management For *Management Position Unknown THE CURRENT SHARE STRUCTURE OF THE COMPANY CONSISTING OF SERIES B ORDINARY SHARES THAT REPRESENT AT LEAST 51% OF OUR CAPITAL STOCK AND SERIES D SHARES WITH PREMIUM, NON-CUMULATIVE DIVIDEND RIGHTS AND LIMITED VOTING RIGHTS, WHICH REPRESENT UP TO 49% OF OUR CAPITAL STOCK, UNTIL THE SHAREHOLDERS APPROVE A RESOLUTION FOR THE CONVERSION OF THE SERIES D SHARES INTO SERIES B AND SERIES L SHARES. 21 DECIDE WHETHER TO AMEND ARTICLES 6, 22 AND 25 Management For For OF THE BYLAWS OF THE COMPANY TO IMPLEMENT ANY RESOLUTIONS TAKEN BY THE SHAREHOLDERS AFFECTING SUCH ARTICLES. 22 APPOINTMENT OF DELEGATES FOR THE EXECUTION AND Management For For FORMALIZATION OF THE MEETING S RESOLUTION. 23 READING AND, IF APPLICABLE, APPROVAL OF THE MINUTES. Management For For
HANESBRANDS INC. HBI ANNUAL MEETING DATE: 04/22/2008 ISSUER: 410345102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For CHADEN Management For For COKER Management For For GRIFFIN Management For For JOHNSON Management For For MATHEWS Management For For MULCAHY Management For For NOLL Management For For PETERSON Management For For SCHINDLER Management For For 02 TO APPROVE THE HANESBRANDS INC. OMNIBUS INCENTIVE Management For For PLAN OF 2006. 03 TO APPROVE THE HANESBRANDS INC. PERFORMANCE-BASED Management For For ANNUAL INCENTIVE PLAN. 04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS HANESBRANDS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS 2008 FISCAL YEAR. 05 TO VOTE AND OTHERWISE REPRESENT THE UNDERSIGNED Management For For ON ANY OTHER MATTER THAT MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF IN THE DISCRETION OF THE PROXY HOLDER.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 69 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND MERCK & CO., INC. MRK ANNUAL MEETING DATE: 04/22/2008 ISSUER: 589331107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For 1B ELECTION OF DIRECTOR: JOHNNETTA B. COLE, PH.D. Management For For 1C ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For 1D ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For 1E ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. Management For For 1F ELECTION OF DIRECTOR: HARRY R. JACOBSON, M.D. Management For For 1G ELECTION OF DIRECTOR: WILLIAM N. KELLEY, M.D. Management For For 1H ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For 1I ELECTION OF DIRECTOR: THOMAS E. SHENK, PH.D. Management For For 1J ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For 1K ELECTION OF DIRECTOR: SAMUEL O. THIER, M.D. Management For For 1L ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For 1M ELECTION OF DIRECTOR: PETER C. WENDELL Management For For 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 03 STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT COMPENSATION Shareholder Against For 04 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE Shareholder Against For ON EXECUTIVE COMPENSATION 05 STOCKHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER Shareholder Against For MEETINGS 06 STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT Shareholder Against For LEAD DIRECTOR
MOODY'S CORPORATION MCO ANNUAL MEETING DATE: 04/22/2008 ISSUER: 615369105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- IA ELECTION OF DIRECTOR: ROBERT R. GLAUBER Management For For IB ELECTION OF DIRECTOR: CONNIE MACK Management For For IC ELECTION OF DIRECTOR: NANCY S. NEWCOMB Management For For II RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. III STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For VOTE REQUIREMENTS IN THE COMPANY S CHARTER AND BY-LAWS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 70 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ROLLINS, INC. ROL ANNUAL MEETING DATE: 04/22/2008 ISSUER: 775711104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For R. RANDALL ROLLINS Management For For JAMES B. WILLIAMS Management For For 02 FOR THE APPROVAL OF THE PERFORMANCE-BASED INCENTIVE Management For For CASH COMPENSATION PLAN FOR EXECUTIVE OFFICERS 03 FOR THE APPROVAL OF THE PROPOSED 2008 STOCK INCENTIVE Management For For PLAN
SWEDISH MATCH AB, STOCKHOLM SWMA.ST OGM MEETING DATE: 04/22/2008 ISSUER: W92277115 ISIN: SE0000310336 SEDOL: B2905Y3, 5068887, B02V7Q5, 5048566, 5496723
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE * MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting *Management Position Unknown OWNER INFORMATION FOR ALL VOTEDACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED * PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE Non-Voting *Management Position Unknown OPTION IN SWEDEN. THANK YOU. * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown 1. OPENING OF THE MEETING AND ELECT MR. SVEN UNGER Management For For AS THE CHAIRMAN OF THE MEETING 2. APPROVE OF THE VOTING LIST Management For For 3. ELECT OF 1 OR 2 PERSONS, WHO SHALL VERIFY THE Management For For MINUTES 4. APPROVE TO DETERMINE WHETHER THE MEETING HAS Management For For BEEN DULY CONVENED 5. APPROVE THE AGENDA Management For For 6. RECEIVE THE ANNUAL REPORT AND THE AUDITORS REPORT, Management For For THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITORS REPORT ON THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2007, THE AUDITORS STATEMENT REGARDING COMPLIANCE WITH THE PRINCIPLES FOR THE COMPENSATION OF THE SENIOR EXECUTIVES AS WELL AS THE BOARD OF DIRECTORS MOTION REGARDING THE ALLOCATION OF PROFIT AND EXPLANATORY STATEMENTS; IN CONNECTION THEREWITH, THE PRESIDENT S ADDRESS AND THE BOARD OF DIRECTORS REPORT REGARDING ITS WORK AND THE WORK AND FUNCTION OF THE COMPENSATION COMMITTEE AND THE AUDIT COMMITTEE 13. APPROVE A CALL OPTION PROGRAM FOR 2008 Management For For 7. ADOPT OF THE INCOME STATEMENT AND BALANCE SHEET Management For For AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET 8. APPROVE THAT A DIVIDEND BE PAID TO THE SHAREHOLDERS Management For For IN THE AMOUNT OF SEK 3.50PER SHARE AND THE REMAINING PROFITS BE CARRIED FORWARD, MINUS THE FUNDS THAT MAY BE UTILIZED FOR A BONUS ISSUE, PROVIDED THAT THE 2008 AGM PASSES A RESOLUTION IN ACCORDANCE WITH A REDUCTION OF THE SHARE CAPITAL PURSUANT TO RESOLUTION 10.A, AS WELL AS A RESOLUTION CONCERNING A BONUS ISSUE PURSUANT TO RESOLUTION 10.B; THE RECORD DATE FOR ENTITLEMENT TO RECEIVE A CASH DIVIDEND IS 25 APR 2008; THE DIVIDEND IS EXPECTED TO BE PAID THROUGH VPC AB THE SWEDISH SECURITIES REGISTER CENTER ON 30 APR 2008
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 71 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 9. GRANT DISCHARGE FROM LIABILITY TO THE BOARD MEMBERS Management For For AND THE PRESIDENT 10.A APPROVE TO REDUCE THE COMPANY S SHARE CAPITAL Management For For OF SEK 17,506,310.89 BY MEANS OF THE WITHDRAWAL OF 12,000,000 SHARES IN THE COMPANY; THE SHARES IN THE COMPANY FOR WITHDRAWAL HAVE BEEN REPURCHASED BY THE COMPANY IN ACCORDANCE WITH THE AUTHORIZATION GRANTED BY THE GENERAL MEETING OF THE COMPANY AND THE REDUCED AMOUNT BE ALLOCATED TO A FUND FOR USE IN REPURCHASING THE COMPANY S OWN SHARES 10.B APPROVE, UPON PASSING OF RESOLUTION 10.A, TO Management For For INCREASE IN THE COMPANY S SHARE CAPITAL OF SEK 17,506,310.89 THROUGH A TRANSFER FROM NON-RESTRICTED SHAREHOLDERS EQUITY TO THE SHARE CAPITAL BONUS ISSUE; THE SHARE CAPITAL SHALL BE INCREASED WITHOUT ISSUING NEW SHARES 11. AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For For THE ACQUISITION, ON 1 OR MORE OCCASIONS PRIOR TO THE NEXT AGM, OF A MAXIMUM OF AS MANY SHARES AS MAY BE ACQUIRED WITHOUT THE COMPANY S HOLDING AT ANY TIME EXCEEDING MORE THAN 10% OF ALL SHARES IN THE COMPANY, FOR A MAXIMUM AMOUNT OF SEK 3,000M; THE SHARES SHALL BE ACQUIRED ON THE OMX NORDIC EXCHANGE IN STOCKHOLM STOCK EXCHANGE AT A PRICE WITHIN THE PRICE INTERVAL REGISTERED AT ANY GIVEN TIME, I.E. THE INTERVAL BETWEEN THE HIGHEST BID PRICE AND THE LOWEST OFFER PRICE; REPURCHASE MAY NOT TAKE PLACE DURING THE PERIOD WHEN AN ESTIMATE OF AN AVERAGE PRICE FOR THE SWEDISH MATCH SHARE ON THE STOCKHOLM STOCK EXCHANGE IS BEING CARRIED OUT IN ORDER TO ESTABLISH THE TERMS OF ANY STOCK OPTION PROGRAMME FOR THE SENIOR COMPANY OFFICIALS OF SWEDISH MATCH 15. APPROVE TO DETERMINE THE NUMBER OF MEMBERS OF THE Management For For BOARD OF DIRECTORS AT 7 18. APPROVE TO DETERMINE THE NUMBER OF AUDITORS Management For For 12. ADOPT THE PRINCIPLES FOR DETERMINATION OF REMUNERATION Management For For AND OTHER TERMS OF EMPLOYMENT FOR THE PRESIDENT AND OTHER MEMBERS OF THE GROUP MANAGEMENT TEAM BY THE AGM 2007 14. APPROVE THAT THE COMPANY SHALL ISSUE A MAXIMUM OF Management For For 1,592,851 CALL OPTIONS TO EXECUTE THE OPTION PROGRAM FOR 2007; THAT THE COMPANY, IN A DEVIATION FROM THE PREFERENTIAL RIGHTS OF SHAREHOLDERS, BE PERMITTED TO TRANSFER A MAXIMUM OF 1,592,851 SHARES IN THE COMPANY AT A SELLING PRICE OF SEK 172.68 PER SHARE IN CONJUNCTION WITH A POTENTIAL EXERCISE OF THE CALL OPTIONS; THE NUMBER OF SHARES AND THE SELLING PRICE OF THE SHARES COVERED BY THE TRANSFER RESOLUTION IN ACCORDANCE WITH THIS ITEM MAY BE RECALCULATED AS A CONSEQUENCE OF A BONUS ISSUE OF SHARES, A CONSOLIDATION OR SPLIT OF SHARES, A NEW SHARE ISSUE, A REDUCTION IN THE SHARE CAPITAL, OR OTHER SIMILAR MEASURE 16. APPROVE TO DETERMINE THE FEES TO THE BOARD OF Management For For DIRECTORS BE PAID FOR THE PERIOD UNTIL THE CLOSE OF THE NEXT AGM AS FOLLOWS: THE CHAIRMAN SHALL RECEIVE SEK 1.575M AND THE OTHER BOARD MEMBERS ELECTED BY THE MEETING SHALL EACH RECEIVE SEK 630,000 AND, AS COMPENSATION FOR COMMITTEE WORK CARRIED OUT, BE ALLOCATED SEK 230,000 TO THE CHAIRMEN OF THE COMPENSATION COMMITTEE AND THE AUDIT COMMITTEE RESPECTIVELY AND SEK 115,000 RESPECTIVELY TO THE OTHER MEMBERS OF THESE COMMITTEES ALTHOUGH TOTALING NO MORE THAN SEK 920,000; AND THAT MEMBERS OF THE BOARD EMPLOYED BY THE SWEDISH MATCH GROUP SHALL NOT RECEIVE ANY REMUNERATION
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 72 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 17. RE-ELECT MESSRS. CHARLES A. BLIXT, ANDREW CRIPPS, Management For For ARNE JURBRANT, CONNY KARLSSON, KERSTI STANDQVIST AND MEG TIVEUS AND ELECT MS. KAREN GUERRA AS THE MEMBERS OF THE BOARD OF DIRECTORS; AND ELECT MR. CONNY KARLSSON AS THE CHAIRMAN OF THE BOARD, AND MR. ANDREW CRIPPS AS THE DEPUTY CHAIRMAN 19. APPROVE TO PAY THE REMUNERATION TO THE AUDITORS ON Management For For APPROVED ACCOUNT 20. RE-ELECT KPMG BOHLINS AB AS THE AUDITORS FOR THE 4 Management For For YEARS NO DEPUTY AUDITOR 21. APPROVE THE PROCEDURE FOR APPOINTING MEMBERS TO THE Management For For NOMINATING COMMITTEE AND THE MATTER OF REMUNERATION FOR THE NOMINATING COMMITTEE, IF ANY 22. ADOPT THE INSTRUCTIONS FOR SWEDISH MATCH AB S Management For For NOMINATING COMMITTEE WHICH ARE IDENTICAL TO THOSE BY THE 2007 AGM
TELEFONICA, S.A. TEF ANNUAL MEETING DATE: 04/22/2008 ISSUER: 879382208 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For For THE INDIVIDUAL ANNUAL ACCOUNTS, OF THE CONSOLIDATED FINANCIAL STATEMENTS AND OF THE MANAGEMENT REPORT OF TELEFONICA, S.A. 2A RE-ELECTION OF MR. JOSE FERNANDO DE ALMANSA MORENO-BARREDA Management For For AS A DIRECTOR. 2B RATIFICATION OF THE INTERIM APPOINTMENT OF MR. Management For For JOSE MARIA ABRIL PEREZ AS A DIRECTOR. 2C RATIFICATION OF THE INTERIM APPOINTMENT OF MR. Management For For FRANCISCO JAVIER DE PAZ MANCHO AS A DIRECTOR. 2D RATIFICATION OF THE INTERIM APPOINTMENT OF MS. Management For For MARIA EVA CASTILLO SANZ AS A DIRECTOR. 2E RATIFICATION OF THE INTERIM APPOINTMENT OF MR. Management For For LUIZ FERNANDO FURLAN AS A DIRECTOR. 03 AUTHORIZATION TO ACQUIRE THE COMPANY S OWN SHARES, Management For For EITHER DIRECTLY OR THROUGH GROUP COMPANIES. 04 REDUCTION OF THE SHARE CAPITAL THROUGH THE CANCELLATION Management For For OF SHARES OF TREASURY STOCK EXCLUDING CREDITOR S RIGHT TO OBJECT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 05 APPOINTMENT OF THE AUDITORS OF THE COMPANY FOR Management For For THE FISCAL YEAR 2008. 06 DELEGATION OF POWERS TO FORMALIZE, INTERPRET, Management For For CURE AND CARRY OUT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS MEETING.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 73 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND THE HERSHEY COMPANY HSY ANNUAL MEETING DATE: 04/22/2008 ISSUER: 427866108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For R.F. CAVANAUGH Management For For C.A. DAVIS Management For For A.G. LANGBO Management For For J.E. NEVELS Management For For T.J. RIDGE Management For For C.B. STRAUSS Management For For D.J. WEST Management For For K.L. WOLFE Management For For L.S. ZIMMERMAN Management For For 02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITORS FOR 2008. 03 STOCKHOLDER PROPOSAL REGARDING IMPLEMENTATION Shareholder Against For OF THE 2001 COCOA PROTOCOL. 04 STOCKHOLDER PROPOSAL REGARDING ESTABLISHMENT Shareholder Against For OF A HUMAN RIGHTS COMMITTEE OF THE BOARD.
THE NEW YORK TIMES COMPANY NYT ANNUAL MEETING DATE: 04/22/2008 ISSUER: 650111107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ROBERT E. DENHAM Management For For SCOTT GALLOWAY Management For For JAMES A. KOHLBERG Management For For THOMAS MIDDELHOFF Management For For DOREEN A. TOBEN Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For
THE PNC FINANCIAL SERVICES GROUP, INC. PNC ANNUAL MEETING DATE: 04/22/2008 ISSUER: 693475105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MR. BERNDT Management For For MR. BUNCH Management For For MR. CHELLGREN Management For For MR. CLAY Management For For MR. DAVIDSON Management For For MS. JAMES Management For For MR. KELSON Management For For MR. LINDSAY Management For For MR. MASSARO Management For For MS. PEPPER Management For For MR. ROHR Management For For MR. SHEPARD Management For For MS. STEFFES Management For For MR. STRIGL Management For For MR. THIEKE Management For For MR. USHER Management For For MR. WALLS Management For For MR. WEHMEIER Management For For 02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 74 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND WACHOVIA CORPORATION WB ANNUAL MEETING DATE: 04/22/2008 ISSUER: 929903102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1I ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For 1J ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For 1K ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Management For For 1L ELECTION OF DIRECTOR: ERNEST S. RADY Management For For 1M ELECTION OF DIRECTOR: VAN L. RICHEY Management For For 1N ELECTION OF DIRECTOR: RUTH G. SHAW Management For For 1O ELECTION OF DIRECTOR: LANTY L. SMITH Management For For 1P ELECTION OF DIRECTOR: G. KENNEDY THOMPSON Management For For 1Q ELECTION OF DIRECTOR: DONA DAVIS YOUNG Management For For 02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For For OF KPMG LLP AS AUDITORS FOR THE YEAR 2008. 03 A STOCKHOLDER PROPOSAL REGARDING NON-BINDING Shareholder Against For STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION. 04 A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL Shareholder Against For CONTRIBUTIONS. 05 A STOCKHOLDER PROPOSAL REGARDING THE NOMINATION Shareholder Against For OF DIRECTORS. 1A ELECTION OF DIRECTOR: JOHN D. BAKER, II Management For For 1B ELECTION OF DIRECTOR: PETER C. BROWNING Management For For 1C ELECTION OF DIRECTOR: JOHN T. CASTEEN, III Management For For 1D ELECTION OF DIRECTOR: JERRY GITT Management For For 1E ELECTION OF DIRECTOR: WILLIAM H. GOODWIN, JR. Management For For 1F ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER Management For For 1G ELECTION OF DIRECTOR: ROBERT A. INGRAM Management For For 1H ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
AMERIPRISE FINANCIAL, INC. AMP ANNUAL MEETING DATE: 04/23/2008 ISSUER: 03076C106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR - W. WALKER LEWIS Management For For 1B ELECTION OF DIRECTOR - SIRI S. MARSHALL Management For For 1C ELECTION OF DIRECTOR - WILLIAM H. TURNER Management For For 02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION Management For For OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 75 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ANHEUSER-BUSCH COMPANIES, INC. BUD ANNUAL MEETING DATE: 04/23/2008 ISSUER: 035229103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For AUGUST A. BUSCH III Management For For AUGUST A. BUSCH IV Management For For CARLOS FERNANDEZ G. Management For For JAMES R. JONES Management For For JOYCE M. ROCHE Management For For HENRY HUGH SHELTON Management For For PATRICK T. STOKES Management For For ANDREW C. TAYLOR Management For For DOUGLAS A. WARNER III Management For For 02 APPROVAL OF THE 2008 LONG-TERM EQUITY INCENTIVE Management Against Against PLAN FOR NON-EMPLOYEE DIRECTORS. 03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For FIRM. 04 STOCKHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE Shareholder Against For CONTRIBUTIONS. 05 STOCKHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER Shareholder Against For MEETINGS. 06 STOCKHOLDER PROPOSAL CONCERNING EXECUTIVE COMPENSATION. Shareholder Against For
BANK OF AMERICA CORPORATION BAC ANNUAL MEETING DATE: 04/23/2008 ISSUER: 060505104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Management For For 1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For 1C ELECTION OF DIRECTOR: JOHN T. COLLINS Management For For 1D ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Management For For 1E ELECTION OF DIRECTOR: TOMMY R. FRANKS Management For For 1F ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For 1G ELECTION OF DIRECTOR: KENNETH D. LEWIS Management For For 1H ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For 1I ELECTION OF DIRECTOR: WALTER E. MASSEY Management For For 1J ELECTION OF DIRECTOR: THOMAS J. MAY Management For For 1K ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Management For For 1L ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For 1M ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 76 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1N ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Management For For 1O ELECTION OF DIRECTOR: ROBERT L. TILLMAN Management For For 1P ELECTION OF DIRECTOR: JACKIE M. WARD Management For For 02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM FOR 2008 03 STOCKHOLDER PROPOSAL - STOCK OPTIONS Shareholder Against For 04 STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC Shareholder Against For COMP 05 STOCKHOLDER PROPOSAL - DETERMINATION OF CEO COMP Shareholder Against For 06 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shareholder Against For 07 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shareholder Against For 08 STOCKHOLDER PROPOSAL - SPECIAL SHAREHOLDER MEETINGS Shareholder Against For 09 STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES Shareholder Against For 10 STOCKHOLDER PROPOSAL - HUMAN RIGHTS Shareholder Against For
DPL INC. DPL ANNUAL MEETING DATE: 04/23/2008 ISSUER: 233293109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For PAUL M. BARBAS Management For For BARBARA S. GRAHAM Management For For GLENN E. HARDER Management For For 02 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For 03 SHAREHOLDER PROPOSAL TO DISSOLVE DPL INC. AND Shareholder Against For OTHER NON-UTILITY SUBSIDIARIES.
GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/23/2008 ISSUER: 369604103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- A1 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For A2 ELECTION OF DIRECTOR: SIR WILLIAM M. CASTELL Management For For A3 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For A4 ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ Management For For A5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For A6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For A7 ELECTION OF DIRECTOR: ANDREA JUNG Management For For A8 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For A9 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 77 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND A10 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For A12 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For A13 ELECTION OF DIRECTOR: SAM NUNN Management For For A14 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For B RATIFICATION OF KPMG Management For For 01 CUMULATIVE VOTING Shareholder Against For 02 SEPARATE THE ROLES OF CEO AND CHAIRMAN Shareholder Against For 03 RECOUP UNEARNED MANAGEMENT BONUSES Shareholder Against For 04 CURB OVER-EXTENDED DIRECTORS Shareholder Against For 05 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For 06 GLOBAL WARMING REPORT Shareholder Against For 07 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
HUNTINGTON BANCSHARES INCORPORATED HBAN ANNUAL MEETING DATE: 04/23/2008 ISSUER: 446150104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For DON M. CASTO III Management For For MICHAEL J. ENDRES Management For For WM.J. LHOTA Management For For DAVID L. PORTEOUS Management For For 02 APPROVAL TO AMEND THE CORPORATION S CHARTER TO Management For For DECLASSIFY THE BOARD OF DIRECTORS. 03 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR THE YEAR 2008.
NEWMONT MINING CORPORATION NEM ANNUAL MEETING DATE: 04/23/2008 ISSUER: 651639106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For G.A. BARTON Management For For V.A. CALARCO Management For For J.A. CARRABBA Management For For N. DOYLE Management For For V.M. HAGEN Management For For M.S. HAMSON Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 78 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND R.J. MILLER Management For For R.T. O'BRIEN Management For For J.B. PRESCOTT Management For For D.C. ROTH Management For For J.V. TARANIK Management For For 02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR Management For For 2008. 03 STOCKHOLDER PROPOSAL TO APPROVE MAJORITY VOTING Shareholder Against For FOR THE ELECTION OF DIRECTORS IN A NON-CONTESTED ELECTION IF INTRODUCED AT THE MEETING. 04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For CHAIRMAN IF INTRODUCED AT THE MEETING.
SEAT PAGINE GIALLE SPA, TORINO PG.MI OGM MEETING DATE: 04/23/2008 ISSUER: T8380H104 ISIN: IT0003479638 BLOCKING SEDOL: B010SW6, B11BPT2, 7743621, B020RD9, 7646593
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 24 APR 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. APPROVE THE FINANCIAL STATEMENTS AT 31 DEC 2007 Management Take No BOARD OF DIRECTORS REPORT, ADJOURNMENT THEREOF Action
WALTER INDUSTRIES, INC. WLT ANNUAL MEETING DATE: 04/23/2008 ISSUER: 93317Q105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For HOWARD L. CLARK, JR. Management For For JERRY W. KOLB Management For For PATRICK A. KRIEGSHAUSER Management For For MARK J. O'BRIEN Management For For VICTOR P. PATRICK Management For For BERNARD G. RETHORE Management For For GEORGE R. RICHMOND Management For For MICHAEL T. TOKARZ Management For For A.J. WAGNER Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 79 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND WEIS MARKETS, INC. WMK ANNUAL MEETING DATE: 04/23/2008 ISSUER: 948849104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ROBERT F. WEIS Management For For JONATHAN H. WEIS Management For For NORMAN S. RICH Management For For WILLIAM R. MILLS Management For For MATTHEW NIMETZ Management For For RICHARD E. SHULMAN Management For For STEVEN C. SMITH Management For For 02 PROPOSAL TO APPROVE THE APPOINTMENT OF GRANT Management For For THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
BURLINGTON NORTHERN SANTA FE CORPORATION BNI ANNUAL MEETING DATE: 04/24/2008 ISSUER: 12189T104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: A.L. BOECKMANN Management For For 1B ELECTION OF DIRECTOR: D.G. COOK Management For For 1C ELECTION OF DIRECTOR: V.S. MARTINEZ Management For For 1D ELECTION OF DIRECTOR: M.F. RACICOT Management For For 1E ELECTION OF DIRECTOR: R.S. ROBERTS Management For For 1F ELECTION OF DIRECTOR: M.K. ROSE Management For For 1G ELECTION OF DIRECTOR: M.J. SHAPIRO Management For For 1H ELECTION OF DIRECTOR: J.C. WATTS, JR. Management For For 1I ELECTION OF DIRECTOR: R.H. WEST Management For For 1J ELECTION OF DIRECTOR: J.S. WHISLER Management For For 1K ELECTION OF DIRECTOR: E.E. WHITACRE, JR. Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2008 (ADVISORY VOTE). 03 PROPOSAL REGARDING SAY ON EXECUTIVE PAY . Shareholder Against For
CORNING INCORPORATED GLW ANNUAL MEETING DATE: 04/24/2008 ISSUER: 219350105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JOHN SEELY BROWN Management For For GORDON GUND Management For For KURT M. LANDGRAF Management For For H. ONNO RUDING Management For For 03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS CORNING S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 02 APPROVE THE AMENDMENT OF THE 2005 EMPLOYEE EQUITY Management For For PARTICIPATION PROGRAM.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 80 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND FIDELITY SOUTHERN CORPORATION LION ANNUAL MEETING DATE: 04/24/2008 ISSUER: 316394105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JAMES B. MILLER, JR. Management For For MAJ GEN. DAVID R BOCKEL Management For For EDWARD G. BOWEN, M.D. Management For For KEVIN S. KING Management For For JAMES H. MILLER III Management For For H. PALMER PROCTOR, JR. Management For For ROBERT J. RUTLAND Management For For W. CLYDE SHEPHERD III Management For For RANKIN M. SMITH, JR. Management For For
JOHNSON & JOHNSON JNJ ANNUAL MEETING DATE: 04/24/2008 ISSUER: 478160104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MARY SUE COLEMAN Management For For JAMES G. CULLEN Management For For MICHAEL M.E. JOHNS Management For For ARNOLD G. LANGBO Management For For SUSAN L. LINDQUIST Management For For LEO F. MULLIN Management For For WILLIAM D. PEREZ Management For For CHRISTINE A. POON Management For For CHARLES PRINCE Management For For STEVEN S REINEMUND Management For For DAVID SATCHER Management For For WILLIAM C. WELDON Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL: ADVISORY VOTE ON EXECUTIVE Shareholder Against For COMPENSATION POLICIES AND DISCLOSURE
LOCKHEED MARTIN CORPORATION LMT ANNUAL MEETING DATE: 04/24/2008 ISSUER: 539830109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For E.C."PETE"ALDRIDGE, JR. Management For For NOLAN D. ARCHIBALD Management For For DAVID B. BURRITT Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 81 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND JAMES O. ELLIS, JR. Management For For GWENDOLYN S. KING Management For For JAMES M. LOY Management For For DOUGLAS H. MCCORKINDALE Management For For JOSEPH W. RALSTON Management For For FRANK SAVAGE Management For For JAMES M. SCHNEIDER Management For For ANNE STEVENS Management For For ROBERT J. STEVENS Management For For JAMES R. UKROPINA Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For 03 MANAGEMENT PROPOSAL: TO AMEND THE CHARTER TO Management For For PROVIDE FOR SIMPLE MAJORITY VOTING 04 MANAGEMENT PROPOSAL: TO AMEND THE CHARTER TO Management For For DELETE ARTICLE XIII 05 MANAGEMENT PROPOSAL: TO AUTHORIZE SHARES AND Management Against Against EXTEND APPROVAL OF PERFORMANCE GOALS FOR THE 2003 INCENTIVE PERFORMANCE AWARD PLAN 06 MANAGEMENT PROPOSAL: TO ADOPT THE 2009 DIRECTORS Management Against Against EQUITY PLAN 07 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For 08 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT CHARITABLE TRUST AND OTHER GROUPS 09 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For
MERRILL LYNCH & CO., INC. MER ANNUAL MEETING DATE: 04/24/2008 ISSUER: 590188108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: CAROL T. CHRIST Management For For 1B ELECTION OF DIRECTOR: ARMANDO M. CODINA Management For For 1C ELECTION OF DIRECTOR: JUDITH MAYHEW JONAS Management For For 1D ELECTION OF DIRECTOR: JOHN A. THAIN Management For For 02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 ADOPT CUMULATIVE VOTING Shareholder Against For 04 PROHIBIT SENIOR EXECUTIVE OFFICER STOCK SALES Shareholder Against For DURING BUYBACK 05 ADOPT ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For 06 ADOPT RESPONSIBLE EMPLOYMENT PRINCIPLES Shareholder Against For
NEWMARKET CORPORATION NEU ANNUAL MEETING DATE: 04/24/2008 ISSUER: 651587107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For THOMAS E. GOTTWALD Management For For BRUCE C. GOTTWALD Management For For PHYLLIS L. COTHRAN Management For For PATRICK D. HANLEY Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 82 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND JAMES E. ROGERS Management For For SIDNEY BUFORD SCOTT Management For For CHARLES B. WALKER Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS NEWMARKET S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
PFIZER INC. PFE ANNUAL MEETING DATE: 04/24/2008 ISSUER: 717081103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1E ELECTION OF DIRECTOR: W. DON CORNWELL Management For For 1D ELECTION OF DIRECTOR: ROBERT N. BURT Management For For 1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For 1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For 1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For 04 SHAREHOLDER PROPOSAL REQUESTING SEPARATION OF Shareholder Against For CHAIRMAN AND CEO ROLES. 03 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shareholder Against For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 1N ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Management For For 1M ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For 1L ELECTION OF DIRECTOR: DANA G. MEAD Management For For 1K ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For 1J ELECTION OF DIRECTOR: JEFFREY B. KINDLER Management For For 1I ELECTION OF DIRECTOR: JAMES M. KILTS Management For For 1H ELECTION OF DIRECTOR: WILLIAM R. HOWELL Management For For 1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For 1F ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
SENSIENT TECHNOLOGIES CORPORATION SXT ANNUAL MEETING DATE: 04/24/2008 ISSUER: 81725T100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For HANK BROWN Management For For FERGUS M. CLYDESDALE Management For For JAMES A.D. CROFT Management For For WILLIAM V. HICKEY Management For For KENNETH P. MANNING Management For For PETER M. SALMON Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 83 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ELAINE R. WEDRAL Management For For ESSIE WHITELAW Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2008.
SUNCOR ENERGY INC. SU SPECIAL MEETING DATE: 04/24/2008 ISSUER: 867229106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MEL E. BENSON Management For For BRIAN A. CANFIELD Management For For BRYAN P. DAVIES Management For For BRIAN A. FELESKY Management For For JOHN T. FERGUSON Management For For W. DOUGLAS FORD Management For For RICHARD L. GEORGE Management For For JOHN R. HUFF Management For For M. ANN MCCAIG Management For For MICHAEL W. O'BRIEN Management For For EIRA M. THOMAS Management For For 02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR. 03 AMENDMENT AND RESTATEMENT OF SHAREHOLDERS RIGHTS Management Against Against PLAN. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. 04 AMENDMENT OF ARTICLES: TWO FOR ONE DIVISION OF Management For For COMMON SHARES. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
THE AES CORPORATION AES ANNUAL MEETING DATE: 04/24/2008 ISSUER: 00130H105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For PAUL HANRAHAN Management For For KRISTINA M. JOHNSON Management For For JOHN A. KOSKINEN Management For For PHILIP LADER Management For For SANDRA O. MOOSE Management For For PHILIP A. ODEEN Management For For CHARLES O. ROSSOTTI Management For For SVEN SANDSTROM Management For For 02 REAPPROVAL OF THE AES CORPORATION 2003 LONG-TERM Management For For COMPENSATION PLAN. 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 84 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND VIVENDI VIV.VX AGM MEETING DATE: 04/24/2008 ISSUER: F97982106 ISIN: FR0000127771 SEDOL: B0CR3H6, B1G0HP4, 4834777, B0334V4, B11SBW8, 4841379, 4863470, 4859587
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE * PLEASE NOTE THAT THIS IS AN MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. O.1 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For For AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE IN 2007, AS PRESENTED, SHOWING A PROFIT OF EUR 1,504,370,455.00 O.2 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For For AND THE AUDITORS, THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLE L.225.88 OF THE FRENCH COMMERCIAL CODE, AND APPROVE THE AGREEMENTS ENTERED INTO OR WHICH REMAINED IN FORCE DURING THE FY O.4 APPROVE THE RECOMMENDATIONS OF THE EXECUTIVE Management For For COMMITTEE AND RESOLVES THAT THE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: EARNINGS FOR THE FY: EUR 1,504,370,455.00 RETAINED EARNINGS: EUR 2,200,000,000.00 BALANCE AVAILABLE FOR DISTRIBUTION: EUR 3,704,370,455.00 LEGAL RESERVE: EUR 4,240,216.00 DIVIDENDS: EUR 1,514,062,753.00 OTHER RESERVES: EUR 0.00 RETAINED EARNINGS: EUR 2,186,067,486.00 TOTAL: EUR 3,704,370,455.00 THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 1.30 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE, THIS DIVIDEND WILL BE PAID ON 14 MAY 2008 O.5 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. JEAN-RENE Management For For FOURTOU AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD O.6 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. CLAUDE Management For For BEBEAR AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD O.7 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. GERARD Management For For BREMOND AS A MEMBER OF THESUPERVISORY BOARD FOR A 4-YEAR PERIOD O.8 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. MEHDI Management For For DAZI AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD O.9 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. HENRI Management For For LACHMANN AS A MEMBER OF THESUPERVISORY BOARD FOR A 4-YEAR PERIOD O.10 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. PIERRE Management For For RODOCANACHI AS A MEMBER OFTHE SUPERVISORY BOARD FOR A 4-YEAR PERIOD O.11 APPROVE TO RENEWS THE APPOINTMENT OF MR. M. KAREL Management For For VAN MIERT AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 85 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND O.12 APPOINT MR. M. JEAN-YVES CHARLIER AS A MEMBER Management For For OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD O.13 APPOINT MR. M. PHILIPPE DONNET AS A MEMBER OF Management For For THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD O.14 APPROVE TO AWARD A TOTAL ANNUAL FEES OF EUR 1,500,000.00 Management For For TO THE SUPERVISORY BOARD O.15 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE IN Management For For THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 40.00, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 3,490,000,000.00; AUTHORITY EXPIRES FOR 18-MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 19 APR 2007 IN ITS RESOLUTION NUMBER 6 E.16 GRANT AUTHORITY TO THE EXECUTIVE COMMITTEE TO Management For For REDUCE THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 26-MONTH PERIOD; AUTHORITY EXPIRES FOR 24-MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 19 APR 2007 IN ITS RESOLUTION NUMBER 11 E.17 GRANT AUTHORITY TO THE EXECUTIVE COMMITTEE, IN Management For For 1 OR MORE TRANSACTIONS, TO BENEFICIARIES TO BE CHOSEN BY IT, OPTIONS GIVING THE RIGHT EITHER TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY TO BE ISSUED THROUGH A SHARE CAPITAL INCREASE, OR TO PURCHASE EXISTING SHARES PURCHASED BY THE COMPANY, IT BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL EXCEED 2.5% OF THE CAPITAL SHARE; AUTHORITY EXPIRES FOR 38-MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 7 OF THE 19 APR 2007 SHAREHOLDERS MEETING; THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE GENERAL MEETING HELD IN 28 APR 2005 IN ITS RESOLUTION NUMBER 12 E.18 GRANT AUTHORITY TO THE EXECUTIVE COMMITTEE, FOR Management For For FREE, ON 1 OR MORE OCCASIONS,EXISTING OR FUTURE SHARES, IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES; THEY MAY NOT REPRESENT MORE THAN 0.5% OF THE SHARE CAPITAL; AUTHORITY EXPIRES FOR 38-MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 7 OF THE 19 APR 2007 SHAREHOLDERS MEETING; THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE GENERAL MEETING HELD IN 28 APR 2005 IN ITS RESOLUTION NUMBER 13 E.19 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For For THE SHARE CAPITAL, ON 1 OR MOREOCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY EXPIRES FOR 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 2.5% OF THE CAPITAL SHARE; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 7 OF THE GENERAL MEETING HELD IN 19 APR 2007; THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF MEMBERS OF A CORPORATE SAVINGS PLAN; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 19 APR 2007 IN ITS RESOLUTION NUMBER 10
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 86 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND E.20 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For For THE SHARE CAPITAL, ON 1 OR MOREOCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE FOREIGNER SUBSIDIARY COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY EXPIRES FOR 18-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 2.5% OF THE CAPITAL SHARE; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 19 OF THE GENERAL MEETING HELD IN 19 APR 2007; THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF ANY PERSON CORRESPONDING TO THE SPECIFICATION GIVEN BY THE SHAREHOLDERS MEETING; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 19 APR 2007 IN ITS RESOLUTION NUMBER 19 E.21 GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For For A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW
ABBOTT LABORATORIES ABT ANNUAL MEETING DATE: 04/25/2008 ISSUER: 002824100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For R.S. AUSTIN Management For For W.M. DALEY Management For For W.J. FARRELL Management For For H.L. FULLER Management For For W.A. OSBORN Management For For D.A.L. OWEN Management For For B. POWELL JR. Management For For W.A. REYNOLDS Management For For R.S. ROBERTS Management For For S.C. SCOTT III Management For For W.D. SMITHBURG Management For For G.F. TILTON Management For For M.D. WHITE Management For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For 03 SHAREHOLDER PROPOSAL - ACCESS TO MEDICINES Shareholder Against For 04 SHAREHOLDER PROPOSAL - ADVISORY VOTE Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 87 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ALLEGHANY CORPORATION Y ANNUAL MEETING DATE: 04/25/2008 ISSUER: 017175100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: REX D. ADAMS Management For For 1B ELECTION OF DIRECTOR: WESTON M. HICKS Management For For 1C ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Management For For 02 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2008.
AT&T INC. T ANNUAL MEETING DATE: 04/25/2008 ISSUER: 00206R102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For 1B ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Management For For 1C ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For 1D ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For 1E ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For 1F ELECTION OF DIRECTOR: AUGUST A. BUSCH III Management For For 1G ELECTION OF DIRECTOR: JAMES P. KELLY Management For For 1H ELECTION OF DIRECTOR: JON C. MADONNA Management For For 1I ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For 1J ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For 1K ELECTION OF DIRECTOR: MARY S. METZ Management For For 1L ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For 1M ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Management For For 1N ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For 03 REPORT ON POLITICAL CONTRIBUTIONS. Shareholder Against For 04 PENSION CREDIT POLICY. Shareholder Against For 05 LEAD INDEPENDENT DIRECTOR BYLAW. Shareholder Against For 06 SERP POLICY Shareholder Against For 07 ADVISORY VOTE ON COMPENSATION Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 88 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 04/25/2008 ISSUER: 171871106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JOHN F. CASSIDY* Management For For ROBERT W. MAHONEY* Management For For DANIEL J. MEYER* Management For For BRUCE L. BYRNES** Management For For 02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For RESTATED AMENDED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED REGULATIONS TO REQUIRE ANNUAL ELECTION OF DIRECTORS. 03 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For RESTATED AMENDED ARTICLES OF INCORPORATION TO REQUIRE A MAJORITY VOTE FOR THE ELECTION OF A DIRECTOR AND TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED REGULATIONS ADDRESSING HOLDOVER DIRECTORS. 04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2008.
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JOHN F. CASSIDY* Management For For ROBERT W. MAHONEY* Management For For DANIEL J. MEYER* Management For For BRUCE L. BYRNES** Management For For 02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For RESTATED AMENDED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED REGULATIONS TO REQUIRE ANNUAL ELECTION OF DIRECTORS. 03 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For RESTATED AMENDED ARTICLES OF INCORPORATION TO REQUIRE A MAJORITY VOTE FOR THE ELECTION OF A DIRECTOR AND TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED REGULATIONS ADDRESSING HOLDOVER DIRECTORS. 04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2008.
FERRO CORPORATION FOE ANNUAL MEETING DATE: 04/25/2008 ISSUER: 315405100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For SANDRA AUSTIN CRAYTON Management For For RICHARD J. HIPPLE Management For For WILLIAM B. LAWRENCE Management For For DENNIS W. SULLIVAN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 89 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND GATX CORPORATION GMT ANNUAL MEETING DATE: 04/25/2008 ISSUER: 361448103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 01 DIRECTOR Management For JAMES M. DENNY Management For For RICHARD FAIRBANKS Management For For DEBORAH M. FRETZ Management For For ERNST A. HABERLI Management For For BRIAN A. KENNEY Management For For MARK G. MCGRATH Management For For MICHAEL E. MURPHY Management For For DAVID S. SUTHERLAND Management For For CASEY J. SYLLA Management For For
KELLOGG COMPANY K ANNUAL MEETING DATE: 04/25/2008 ISSUER: 487836108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For DAVID MACKAY Management For For STERLING SPEIRN Management For For JOHN ZABRISKIE Management For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 03 SHAREOWNER PROPOSAL TO ENACT A MAJORITY VOTE REQUIREMENT Shareholder Against For
POPULAR, INC. BPOP ANNUAL MEETING DATE: 04/25/2008 ISSUER: 733174106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MARIA LUISA FERRE Management For For FREDERIC V. SALERNO Management For For WILLIAM J. TEUBER JR. Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 90 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/28/2008 ISSUER: 025816109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For D.F. AKERSON Management For For C. BARSHEFSKY Management For For U.M. BURNS Management For For K.I. CHENAULT Management For For P. CHERNIN Management For For J. LESCHLY Management For For R.C. LEVIN Management For For R.A. MCGINN Management For For E.D. MILLER Management For For S.S REINEMUND Management For For R.D. WALTER Management For For R.A. WILLIAMS Management For For 02 A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 A PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For TO REQUIRE A MAJORITY VOTE FOR THE ELECTION OF DIRECTORS IN NON-CONTESTED ELECTIONS. 4A PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION. 4B PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: SALE, LEASE, EXCHANGE OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE COMPANY S ASSETS OUTSIDE THE ORDINARY COURSE OF BUSINESS. 4C PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE OF SHARES. 4D PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION. 05 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For VOTING FOR DIRECTORS.
BALDOR ELECTRIC COMPANY BEZ ANNUAL MEETING DATE: 04/28/2008 ISSUER: 057741100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JEFFERSON W. ASHER, JR. Management For For RICHARD E. JAUDES Management For For ROBERT J. MESSEY Management For For 02 RATIFY APPOINTMENT OF AUDITORS Management For For 03 TO CONSIDER SHAREHOLDER PROPOSAL Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 91 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND HONEYWELL INTERNATIONAL INC. HON ANNUAL MEETING DATE: 04/28/2008 ISSUER: 438516106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For 1B ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For 1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For 1D ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For 1E ELECTION OF DIRECTOR: LINNET F. DEILY Management For For 1F ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For 1G ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For 1H ELECTION OF DIRECTOR: ERIC K. SHINSEKI Management For For 1I ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For 1J ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For 02 APPROVAL OF INDEPENDENT ACCOUNTANTS Management For For 03 AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION Management For For - RIGHT TO CALL A SPECIAL MEETING OF SHAREOWNERS 04 PAY-FOR-SUPERIOR-PERFORMANCE PRINCIPLE Shareholder Against For
THE BOEING COMPANY BA ANNUAL MEETING DATE: 04/28/2008 ISSUER: 097023105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: JOHN H. BIGGS Management For For 1B ELECTION OF DIRECTOR: JOHN E. BRYSON Management For For 1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Management For For 1D ELECTION OF DIRECTOR: LINDA Z. COOK Management For For 1E ELECTION OF DIRECTOR: WILLIAM M. DALEY Management For For 1F ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For 1G ELECTION OF DIRECTOR: JAMES L. JONES Management For For 1H ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For 1I ELECTION OF DIRECTOR: JOHN F. MCDONNELL Management For For 1J ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Management For For 1K ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Management For For 02 ADVISORY VOTE ON APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITOR. 03 PREPARE A REPORT ON FOREIGN MILITARY SALES Shareholder Against For 04 ADOPT HEALTH CARE PRINCIPLES Shareholder Against For 05 ADOPT, IMPLEMENT AND MONITOR HUMAN RIGHTS POLICIES Shareholder Against For 06 REQUIRE AN INDEPENDENT LEAD DIRECTOR Shareholder Against For 07 REQUIRE PERFORMANCE-BASED STOCK OPTIONS Shareholder Against For 08 REQUIRE AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Shareholder Against For COMPENSATION 09 REQUIRE SHAREHOLDER APPROVAL OF FUTURE SEVERANCE Shareholder Against For ARRANGEMENTS
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 92 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND COOPER INDUSTRIES, LTD. CBE ANNUAL MEETING DATE: 04/29/2008 ISSUER: G24182100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For R.M. DEVLIN Management For For L.A. HILL Management For For J.J. POSTL Management For For 02 APPOINT ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management For For FOR THE YEAR ENDING 12/31/2008. 03 APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE Management For For PLAN. 04 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shareholder Against For A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR ORGANIZATION HUMAN RIGHTS STANDARDS.
ENI S P A E OGM MEETING DATE: 04/29/2008 ISSUER: T3643A145 ISIN: IT0003132476 BLOCKING SEDOL: B020CR8, 7145056, B07LWK9, B0ZNKV4, 7146059
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * PLEASE NOTE THAT THE MEETING HELD ON 22 APR 2008 Non-Voting *Management Position Unknown HAS BEEN POSTPONED AND THAT THE SECOND CONVOCATION WILL BE HELD ON 29 APR 2008. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. 1. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007 Management Take No Action OF THE SUBSIDIARY AGIPFUEL, BOARD OF DIRECTORS, OF AUDITORS AND AUDIT FIRM REPORT, ALLOCATION OF PROFIT 2. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007 Management Take No Action OF THE SUBSIDIARY PRAOIL-OLEODOTTI ITALIANI, BOARD OF DIRECTORS, OF AUDITORS AND AUDIT FIRM REPORT, ALLOCATION OF PROFIT 3. APPROVE THE FINANCIAL STATEMENT AT 31 DEC 2007, Management Take No Action BOARD OF DIRECTORS, OF AUDITORS AND AUDIT FIRM REPORT 4. APPROVE THE ALLOCATION OF PROFIT Management Take No Action 5. AUTHORIZE THE BUY BACK OWN SHARES Management Take No Action
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 93 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND FORTUNE BRANDS, INC. FO ANNUAL MEETING DATE: 04/29/2008 ISSUER: 349631101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 03 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For ELECT EACH DIRECTOR ANNUALLY . 01 DIRECTOR Management For RICHARD A. GOLDSTEIN Management For For PIERRE E. LEROY Management For For A.D. DAVID MACKAY Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
GROUPE DANONE, PARIS GDNNY.PK OGM MEETING DATE: 04/29/2008 ISSUER: F12033134 ISIN: FR0000120644 SEDOL: B018SX1, B043GP1, B1YBYC5, B01HKG5, B1Y9TB3, B2B3XM4, 5981810, 5984057, 7164437, B0ZGJH2, B01HK10, B033328, B1YBWV0, B1Y9RH5, B1Y95C6, 0799085, 5983560, 5984068
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE 1. RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS AND Management For For THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE 31 DEC 2007, AS PRESENTED 2. RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS AND Management For For THE AUDITORS AND APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING 3. APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management For For AND RESOLVES THAT THE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: EUR 4,046,112,118.85, RETAINED EARNINGS: EUR 2,142,651,098.23, DISTRIBUTABLE INCOME: EUR 6,188,763,217.08, DIVIDENDS: EUR 564,136,606.00, OTHER RESERVES: EUR 2,000,000,000.00, RETAINED EARNINGS: EUR 3,624,626,611.08 THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 1.10 PER SHARE, AND WILL ENTITLE TO THE 40 % DEDUCTION PROVIDED BY THE FRENCH TAX CODE, THIS DIVIDEND WILL BE PAID ON 14 MAY 2008, IN THE EVENT THAT THE COMPANY HOLDS SO ME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST 3 FY, THE DIVIDENDS PAID, WERE AS FOLLOWS: EUR 0.675 FOR FY 2004 EUR 0.85 FOR FISCAL YEAR 2005, EUR 1.00 FOR FISCAL YEAR 2006 4. RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLESL.225-38 OF THE FRENCH COMMERCIAL CODE AND APPROVE THE SAID REPORT, THE AGREEMENTS REFERRED TO THEREIN AND THE ONES AUTHORIZED EARLIER AND WHICH REMAINED IN FORCE DURING THE FY
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 94 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 5. APPROVE TO RENEW THE APPOINTMENT OF MR. BRUNO Management For For BONELL AS A MEMBER OF THE BOARDOF DIRECTOR FOR A 3 YEAR PERIOD 6. APPROVE TO RENEW THE APPOINTMENT OF MR. MICHEL Management For For DAVID-WEILL AS A MEMBER OF THEBOARD OF DIRECTOR FOR A 3 YEAR PERIOD 7. APPROVE TO RENEW THE APPOINTMENT OF MR. BERNARD Management For For HOURS AS A MEMBER OF THE BOARD OF DIRECTOR FOR A 3 YEAR PERIOD 8. APPROVE TO RENEW THE APPOINTMENT OF MR. JACQUES Management For For NAHMIAS AS A MEMBER OF THE BOARD OF DIRECTOR FOR A 3 YEAR PERIOD 9. APPROVE TO RENEW THE APPOINTMENT OF MR. NAOMASA Management For For TSURITANI AS A MEMBER OF THE BOARD OF DIRECTOR FOR A 3 YEAR PERIOD 10. APPROVE TO RENEW THE APPOINTMENT OF MR. JACQUES Management For For VINCENT AS A MEMBER OF THE BOARD OF DIRECTOR FOR A 3 YEAR PERIOD 11. APPROVE TO RENEW THE APPOINTMENT OF MR. CHRISTIAN Management For For LAUBIE AS A MEMBER OF THE BOARD OF DIRECTOR FOR A 3 YEAR PERIOD 12. RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLE L.225.42.1 OF THE FRENCH COMMERCIAL CODE, SAID REPORT AND THE AGREEMENTS REFERRED THEREIN WITH REGARDS TO THE ALLOWANCES DUE TO MR. FRANCK RIBOUD IN CASE OF CESSATION OF HIS OFFICE TERM 13. RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLE L.225.42.1 OF THE FRENCH COMMERCIAL CODE, SAID REPORT AND THE AGREEMENTS REFERRED THEREIN WITH REGARDS TO THE ALLOWANCES DUE TO MR. JACQUES VINCENT IN CASE OF CESSATION OF HIS OFFICE TERM 14. RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLE L.225.42.1 OF THE FRENCH COMMERCIAL CODE, SAID REPORT AND THE AGREEMENTS REFERRED THEREIN WITH REGARDS TO THE ALLOWANCES DUE TO MR. EMMANUELFABER IN CASE OF THE INTERRUPTION OF HIS OFFICE TERM 15. RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLE L.225.42.1 OF THE FRENCH COMMERCIAL CODE, SAID REPORT AND THE AGREEMENTS REFERRED THEREIN WITH REGARDS TO THE ALLOWANCES DUE TO MR. BERNARD HOURS IN CASE OF THE INTERRUPTION OF HIS OFFICE TERM 16. AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For For THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 80.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 % OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,102,811,680.00, THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 26 APR 2007 IN ITS RESOLUTION NUMBER 8, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES 17. GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, A Management For For COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 95 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND INTERNATIONAL BUSINESS MACHINES CORP. IBM ANNUAL MEETING DATE: 04/29/2008 ISSUER: 459200101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For C. BLACK Management For For W.R. BRODY Management For For K.I. CHENAULT Management For For M.L. ESKEW Management For For S.A. JACKSON Management For For L.A. NOTO Management For For J.W. OWENS Management For For S.J. PALMISANO Management For For J.E. SPERO Management For For S. TAUREL Management For For L.H. ZAMBRANO Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder Against For 04 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION Shareholder Against For 05 STOCKHOLDER PROPOSAL ON BOARD COMMITTEE ON HUMAN Shareholder Against For RIGHTS 06 STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS Shareholder Against For 07 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shareholder Against For COMPENSATION
PAGESJAUNES, SEVRES PGJUF.PK AGM MEETING DATE: 04/29/2008 ISSUER: F6954U126 ISIN: FR0010096354 SEDOL: B01TNH3, B28L5W5, B01N3F3, B02TRX6
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- E.10 GRANT ALL POWERS TO THE BOARD OF DIRECTORS TO Management For For REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD THIS AUTHORITY EXPIRES AT THE END OF 18 MONTH PERIOD THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING ON 26 APR 2008 IN ITS RESOLUTION NUMBER 18, DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.11 GRANT THE FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For For A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 96 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND * PLEASE NOTE THAT THIS IS AN MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE IN 2007, PRESENTED, CREATING A PROFIT OF EUR 220,207,377.91 ACCORDINGLY, THE SHAREHOLDERS MEETING GIVES PERMANENT DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE SAID FY O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING O.9 APPROVE TO RESOLVE THE AWARD TOTAL ANNUAL FEES Management For For OF EUR 365,000.00 TO THE BOARDOF DIRECTORS O.3 APPROVE THE BOARD OF DIRECTORS AND RESOLVES THAT Management For For THE INCOME FOR THE FY BE APPROPRIATED AS SPECIFIED: EARNINGS FOR THE FY EUR 220,207,377.91 RETAINED EARNINGS: EUR 1,070,927,808.70 LEGAL RESERVE EUR 7,553.40 THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 0.96 PER SHARE, AND WILL ENTITLE TO THE 40 % DEDUCTION PROVIDED BY THE FRENCH TAX CODE THIS DIVIDEND WILL BE PAID ON 14 MAY 2008, DIVIDENDS EUR 269,4 18,672.00 IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST3 FY, THE DIVIDENDS PAID, WERE AS FOLLOWS EUR 0.93 FOR FY 2004 EUR 1.02 FOR FY 2005 EUR 1.08 FOR FY 2006 O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLE L 225.38 OF THE FRENCH COMMERCIAL CODE, APPROVE THE SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN O.5 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For For THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW MAXIMUM PURCHASE PRICE EUR 20, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED 10% OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS EUR 561,288,900.00 AUTHORITY EXPIRES AT THE END OF 18 MONTH PERIOD O.6 APPROVE AND RATIFY THE COOPTATION OF MR. M. THOMAS Management For For GEITNER AS A DIRECTOR, AS A REPLACEMENT OF MR. M. JOHANNES HUTH, UNTIL THE SHAREHOLDERS MEETING CALLED TO THE FINANCIAL STATEMENTS FOR THE FY 2009 O.7 APPROVE AND RATIFY THE COOPTATION OF MR. M. NICOLAS Management For For GHEYSENS AS A DIRECTOR, AS A REPLACEMENT OF MR. M. MATTIA CAPRIOLI, UNTIL THE SHAREHOLDERS MEETING CALLED THE FINANCIAL STATEMENTS FOR THE FY 2009 O.8 APPROVE THE ARTICLES L.225.42.1 AND L 225.40 Management For For OF THE FRENCH COMMERCIAL LAW, COMMITMENT OF ALLOWANCE OF DEPARTURE OF WHICH MR. MICHEL DATCHARY IS THE BENEFICIARY
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 97 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND SUNTRUST BANKS, INC. STI ANNUAL MEETING DATE: 04/29/2008 ISSUER: 867914103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For PATRICIA C. FRIST Management For For BLAKE P. GARRETT, JR. Management For For M. DOUGLAS IVESTER Management For For KAREN HASTIE WILLIAMS Management For For 02 PROPOSAL TO APPROVE THE AMENDMENTS TO THE SUNTRUST Management For For BANKS, INC. 2004 STOCK PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS INDEPENDENT AUDITORS FOR 2008.
WELLS FARGO & COMPANY WFC ANNUAL MEETING DATE: 04/29/2008 ISSUER: 949746101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: JOHN S. CHEN Management For For 1B ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For 1C ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For 1D ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For 1E ELECTION OF DIRECTOR: ROBERT L. JOSS Management For For 1F ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Management For For 1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For 1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For 1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For 1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For 1K ELECTION OF DIRECTOR: DONALD B. RICE Management For For 1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For 1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For 1N ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For 1O ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For 1P ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For 02 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT AUDITORS FOR 2008. 03 PROPOSAL TO APPROVE THE PERFORMANCE-BASED COMPENSATION Management For For POLICY. 04 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management Against Against LONG-TERM INCENTIVE COMPENSATION PLAN. 05 PROPOSAL REGARDING A BY-LAWS AMENDMENT TO REQUIRE Management Against For AN INDEPENDENT CHAIRMAN. 06 PROPOSAL REGARDING AN EXECUTIVE COMPENSATION Management Against For ADVISORY VOTE.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 98 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 07 PROPOSAL REGARDING A PAY-FOR-SUPERIOR-PERFORMANCE Management Against For COMPENSATION PLAN. 08 PROPOSAL REGARDING HUMAN RIGHTS ISSUES IN INVESTMENT Management Against For POLICIES. 09 PROPOSAL REGARDING A NEUTRAL SEXUAL ORIENTATION Management Against For EMPLOYMENT POLICY. 10 PROPOSAL REGARDING A REPORT ON RACIAL DISPARITIES Management Against For IN MORTGAGE LENDING.
AGL RESOURCES INC. ATG ANNUAL MEETING DATE: 04/30/2008 ISSUER: 001204106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 01 DIRECTOR Management For SANDRA N. BANE Management For For ARTHUR E. JOHNSON Management For For JAMES A. RUBRIGHT Management For For JOHN W. SOMERHALDER II Management For For BETTINA M. WHYTE Management For For
ALBEMARLE CORPORATION ALB ANNUAL MEETING DATE: 04/30/2008 ISSUER: 012653101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For J. ALFRED BROADDUS, JR. Management For For WILLIAM M. GOTTWALD Management For For R. WILLIAM IDE III Management For For RICHARD L. MORRILL Management For For MARK C. ROHR Management For For JOHN SHERMAN, JR. Management For For CHARLES E. STEWART Management For For HARRIETT TEE TAGGART Management For For ANNE MARIE WHITTEMORE Management For For 02 THE PROPOSAL TO APPROVE THE ALBEMARLE CORPORATION Management For For 2008 INCENTIVE PLAN. 03 THE PROPOSAL TO APPROVE THE 2008 STOCK COMPENSATION Management For For PLAN FOR NON-EMPLOYEE DIRECTORS OF ALBEMARLE CORPORATION. 04 THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 99 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND E. I. DU PONT DE NEMOURS AND COMPANY DD ANNUAL MEETING DATE: 04/30/2008 ISSUER: 263534109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RICHARD H. BROWN Management For For ROBERT A. BROWN Management For For BERTRAND P. COLLOMB Management For For CURTIS J. CRAWFORD Management For For ALEXANDER M. CUTLER Management For For JOHN T. DILLON Management For For ELEUTHERE I. DU PONT Management For For MARILLYN A. HEWSON Management For For CHARLES O. HOLLIDAY, JR Management For For LOIS D. JULIBER Management For For SEAN O'KEEFE Management For For WILLIAM K. REILLY Management For For 02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 ON PLANT CLOSURE Shareholder Against For 04 ON SEPARATION OF POSITIONS OF CHAIRMAN AND CEO Shareholder Against For 05 ON GLOBAL WARMING REPORT Shareholder Against For 06 ON AMENDMENT TO HUMAN RIGHTS POLICY Shareholder Against For 07 ON SHAREHOLDER SAY ON EXECUTIVE PAY Shareholder Against For
STARWOOD HOTELS & RESORTS WORLDWIDE HOT ANNUAL MEETING DATE: 04/30/2008 ISSUER: 85590A401 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ADAM ARON Management For For CHARLENE BARSHEFSKY Management For For BRUCE DUNCAN Management For For LIZANNE GALBREATH Management For For ERIC HIPPEAU Management For For STEPHEN QUAZZO Management For For THOMAS RYDER Management For For FRITS VAN PAASSCHEN Management For For KNEELAND YOUNGBLOOD Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
TECO ENERGY, INC. TE ANNUAL MEETING DATE: 04/30/2008 ISSUER: 872375100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: DUBOSE AUSLEY Management For For 1B ELECTION OF DIRECTOR: JAMES L. FERMAN, JR. Management For For 1C ELECTION OF DIRECTOR: JOHN B. RAMIL Management For For 1D ELECTION OF DIRECTOR: PAUL L. WHITING Management For For 02 RATIFICATION OF THE CORPORATION S INDEPENDENT Management For For AUDITOR
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 100 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND THE MCGRAW-HILL COMPANIES, INC. MHP ANNUAL MEETING DATE: 04/30/2008 ISSUER: 580645109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For SIR WINFRIED BISCHOFF* Management For For DOUGLAS N. DAFT* Management For For LINDA KOCH LORIMER* Management For For HAROLD MCGRAW III* Management For For SIR MICHAEL RAKE** Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 SHAREHOLDER PROPOSAL REQUESTING THE ANNUAL ELECTION Shareholder Against For OF EACH DIRECTOR. 04 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against For SIMPLE MAJORITY VOTE.
AVON PRODUCTS, INC. AVP ANNUAL MEETING DATE: 05/01/2008 ISSUER: 054303102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For W. DON CORNWELL Management For For EDWARD T. FOGARTY Management For For FRED HASSAN Management For For ANDREA JUNG Management For For MARIA ELENA LAGOMASINO Management For For ANN S. MOORE Management For For PAUL S. PRESSLER Management For For GARY M. RODKIN Management For For PAULA STERN Management For For LAWRENCE A. WEINBACH Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ADOPTION OF THE EXECUTIVE INCENTIVE PLAN Management For For 04 RESOLUTION REGARDING NANOMATERIAL PRODUCT SAFETY Shareholder Against For REPORT
EMBARQ CORPORATION EQ ANNUAL MEETING DATE: 05/01/2008 ISSUER: 29078E105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For PETER C. BROWN Management For For STEVEN A. DAVIS Management For For RICHARD A. GEPHARDT Management For For THOMAS A. GERKE Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 101 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND JOHN P. MULLEN Management For For WILLIAM A. OWENS Management For For DINESH C. PALIWAL Management For For STEPHANIE M. SHERN Management For For LAURIE A. SIEGEL Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2008 FISCAL YEAR. 03 TO APPROVE THE EMBARQ CORPORATION 2008 EQUITY Management Against Against INCENTIVE PLAN. 04 TO APPROVE THE EMBARQ CORPORATION 2008 EMPLOYEE Management For For STOCK PURCHASE PLAN. 05 TO APPROVE THE MATERIAL TERMS OF PERFORMANCE Management For For GOALS FOR QUALIFIED PERFORMANCE-BASED COMPENSATION. 06 TO CONSIDER A SHAREHOLDER PROPOSAL, IF PROPERLY Shareholder Against For PRESENTED, SEEKING TO REQUIRE AN ADVISORY VOTE ON COMPENSATION.
IDEARC INC. IAR ANNUAL MEETING DATE: 05/01/2008 ISSUER: 451663108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 APPROVAL OF THE 2008 INCENTIVE COMPENSATION PLAN. Management For For 01 DIRECTOR Management For JERRY V. ELLIOTT Management For For JONATHAN F. MILLER Management For For DONALD B. REED Management For For STEPHEN L. ROBERTSON Management For For THOMAS S. ROGERS Management For For PAUL E. WEAVER Management For For 03 RATIFICATION OF ERNST & YOUNG LLP AS IDEARC S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
JANUS CAPITAL GROUP INC. JNS ANNUAL MEETING DATE: 05/01/2008 ISSUER: 47102X105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 ELECTION OF DIRECTOR: PAUL F. BALSER Management For For 02 ELECTION OF DIRECTOR: GARY D. BLACK Management For For 03 ELECTION OF DIRECTOR: JEFFREY J. DIERMEIER Management For For 04 ELECTION OF DIRECTOR: GLENN S. SCHAFER Management For For 05 ELECTION OF DIRECTOR: ROBERT SKIDELSKY Management For For 06 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For AS INDEPENDENT AUDITOR 07 APPROVE THE 2008 MANAGEMENT INCENTIVE COMPENSATION Management For For PLAN
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 102 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND MUELLER INDUSTRIES, INC. MLI ANNUAL MEETING DATE: 05/01/2008 ISSUER: 624756102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ALEXANDER P. FEDERBUSH Management For For PAUL J. FLAHERTY Management For For GENNARO J. FULVIO Management For For GARY S. GLADSTEIN Management For For SCOTT J. GOLDMAN Management For For TERRY HERMANSON Management For For HARVEY L. KARP Management For For WILLIAM D. O'HAGAN Management For For 02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS INDEPENDENT AUDITORS OF THE COMPANY. 03 STOCKHOLDER PROPOSAL REGARDING BOARD INCLUSIVENESS. Shareholder Against For
NSTAR NST ANNUAL MEETING DATE: 05/01/2008 ISSUER: 67019E107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For CHARLES K. GIFFORD Management For For PAUL A. LA CAMERA Management For For SHERRY H. PENNEY Management For For WILLIAM C. VAN FAASEN Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2008.
RECKITT BENCKISER GROUP PLC, SLOUGH RB.L AGM MEETING DATE: 05/01/2008 ISSUER: G74079107 ISIN: GB00B24CGK77 SEDOL: B28STJ1, B24CGK7, B28THT0
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1. ADOPT THE 2007 REPORT AND FINANCIAL STATEMENTS Management For For 2. APPROVE THE DIRECTORS REMUNERATION REPORT Management For For 3. DECLARE A FINAL DIVIDEND Management For For 4. RE-ELECT MR. ADRIAN BELLAMY MEMBER OF THE REMUNERATION Management For For COMMITTEES 5. RE-ELECT MR. GRAHAM MACKAY MEMBER OF THE REMUNERATION Management For For COMMITTEES 6. RE-ELECT MR. BART BECHT Management For For 7. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS Management For For 8. AUTHORIZE THE DIRECTORS TO DETERMINE THE AUDITORS Management For For THE REMUNERATION 9. APPROVE TO RENEW THE AUTHORITY TO ALLOT SHARES Management For For S.10 APPROVE TO RENEW THE POWER TO DISAPPLY PRE-EMPTION Management For For RIGHTS S.11 APPROVE TO RENEW THE AUTHORITY TO PURCHASE OWN Management For For SHARES S.12 AMEND THE ARTICLES OF ASSOCIATION Management For For 13. APPROVE THE ELECTRONIC COMMUNICATIONS WITH SHAREHOLDERS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 103 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND STERLING BANCORP STL ANNUAL MEETING DATE: 05/01/2008 ISSUER: 859158107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ROBERT ABRAMS Management For For JOSEPH M. ADAMKO Management For For LOUIS J. CAPPELLI Management For For FERNANDO FERRER Management For For ALLAN F. HERSHFIELD Management For For HENRY J. HUMPHREYS Management For For ROBERT W. LAZAR Management For For JOHN C. MILLMAN Management For For EUGENE ROSSIDES Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2008.
TOMKINS PLC TKS AGM MEETING DATE: 05/01/2008 ISSUER: G89158136 ISIN: GB0008962655 SEDOL: B02S379, 5626906, 0896265
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1. RECEIVE THE DIRECTORS REPORT AND FINANCIAL STATEMENTS Management For For FOR THE YE 29 DEC 2007TOGETHER WITH THE INDEPENDENT AUDITORS REPORT 2. APPROVE THE REMUNERATION COMMITTEE REPORT FOR Management For For THE YE 29 DEC 2007 3. DECLARE THE FINAL DIVIDEND OF 8.57P PER ORDINARY Management For For SHARE FOR THE YE 29 DEC 2007 4. RE-APPOINT MR. JAMES NICOL AS A DIRECTOR Management For For 5. RE-APPOINT MR. DAVID RICHARDSON AS A DIRECTOR Management For For 6. RE-APPOINT MR. JOHN MCDONOUGH AS A DIRECTOR Management For For 7. RE-APPOINT MR. LEO QUINN AS A DIRECTOR Management For For 8. RE-APPOINT MR. JOHN ZIMMERMAN AS A DIRECTOR Management For For 9. RE-APPOINT DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For AUDITORS 10. AUTHORIZE THE DIRECTORS TO DETERMINE THE INDEPENDENT Management For For AUDITORS REMUNERATION 11. AUTHORIZE THE DIRECTORS, SUBJECT TO THE TERMS Management For For OF ARTICLE 5 OF THE COMPANY S ARTICLES OF ASSOCIATION, TO ALLOT RELEVANT SECURITIES: UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 14,673,721; AND SUBJECT TO AND CONDITIONAL ON THE REDUCTION OF CAPITAL AS SPECIFIED AND ASSOCIATED MATTERS REFERRED TO IN RESOLUTION 16 BECOMING EFFECTIVE THE REDENOMINATION, AND IN SUBSTITUTION FOR THE AUTHORITY GRANTED BY PARAGRAPH A OF THIS RESOLUTION 11, BUT WITHOUT PREJUDICE TO ANY PRIOR EXERCISE OF SUCH AUTHORITY, UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 29,359,180 S.15 ADOPT THE ARTICLES OF ASSOCIATION PRODUCED TO Management For For THE MEETING AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF. THE EXISTING ARTICLES OF ASSOCIATION 12. APPROVE TO REDUCE THE AUTHORIZED SHARE CAPITAL Management For For OF THE COMPANY BY USD 1,956,000,000 BY CANCELLATION OF USD 13,920,000 DENOMINATED VOTING CONVERTIBLE CUMULATIVE REDEEMABLE PREFERENCE SHARES OF USD 50 EACH AND USD 25,200,000 DENOMINATED VOTING CONVERTIBLE CUMULATIVE REDEEMABLE PREFERENCE SHARES OF USD 50 EACH
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 104 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND S.13 AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH AND Management For For SUBJECT TO THE TERMS OF ARTICLE 6 OF THE COMPANY S ARTICLES OF ASSOCIATION, TO ALLOT SHARES FOR CASH FOR THE PURPOSES OF ARTICLE 6, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,210,266; AND SUBJECT TO AND CONDITIONAL ON THE REDENOMINATION BECOMING EFFECTIVE, AND IN SUBSTITUTION FOR THE AUTHORITY GRANTED BY PARAGRAPH (A) OF THIS RESOLUTION 13, BUT WITHOUT PREJUDICE TO ANY PRIOR EXERCISE OF SUCH AUTHORITY, UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 4,422,300 S.14 AUTHORIZE THE COMPANY, IN SUBSTITUTION OF ANY Management For For AUTHORITY TO PURCHASE ORDINARY SHARES IN THE CAPITAL OF THE COMPANY SHARES PREVIOUSLY CONFERRED SAVE TO THE EXTENT THE SAME HAS BEEN EXERCISED, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 (ACT) OF SHARES PROVIDED THAT: MAXIMUM NUMBER OF SHARES TO BE ACQUIRED IS 88,410,677 SHARES OR, IF LOWER SUCH NUMBER OF SHARES AS IS EQUAL TO 10% OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AT THE CLOSE OF BUSINESS ON 30 APR 2008; THE MAXIMUM PRICE WHICH MAY BE PAID FOR ANY SHARE IS AN AMOUNT EQUAL TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR A SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE SHARE IS CONTRACTED TO BE PURCHASED AND THE MINIMUM PRICE WHICH MAY BE PAID FOR ANY SUCH SHARE SHALL BE THE NOMINAL VALUE OF THAT SHARE; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 1 MAY 2009; BUT A CONTRACT OF PURCHASE MAY BE MADE BEFORE SUCH EXPIRY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY THEREAFTER, AND A PURCHASE OF SHARES MAY BE MADE IN PURSUANCE OF ANY SUCH CONTRACT S.16 APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For For PASSING AS A SPECIAL RESOLUTION OF RESOLUTION 15, AND IN ADDITION TO AND WITHOUT PREJUDICE TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 11: (A) THE CAPITAL OF THE COMPANY BE INCREASED BY GBP 50,000 BY THE CREATION OF 50,000 DEFERRED SHARES OF GBP 1 EACH EACH A DEFERRED SHARE HAVING THE RIGHTS AND RESTRICTIONS AS SPECIFIED IN ARTICLE 6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY ADOPTED PURSUANT TO RESOLUTION 15 THE NEW ARTICLES; THE SUM OF GBP 50,000 STANDING TO THE CREDIT OF THE COMPANY S RESERVES BE CAPITALIZED AND, ACCORDINGLY, THE DIRECTORS BE AND ARE HEREBY AUTHORIZED AND DIRECTED TO APPROPRIATE PRIOR TO THE EFFECTIVE DATE (AS DEFINED IN PARAGRAPH (E) OF THIS RESOLUTION 16) THE SAID SUM OF GBP 50,000 IN PAYING UP IN FULL AT PAR 50,000 DEFERRED SHARES AND TO ALLOT AND ISSUE THE SAME, CREDITED AS FULLY PAID TO THE THEN COMPANY SECRETARY OF THE COMPANY OR ANY DIRECTOR AS THE BOARD OF DIRECTORS OF THE COMPANY SHALL NOMINATE AND FOR THE PURPOSE OF SECTION 80 OF THE COMPANIES ACT 1985 THE ACT SUCH AUTHORITY SHALL EXPIRE AT THE EARLIER OF THE EFFECTIVE DATE AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; (C) THE SHARE CAPITAL OF THE COMPANY BE REDUCED BY CANCELING AND EXTINGUISHING ALL OF THE ISSUED AND UNISSUED ORDINARY SHARES OF SP EACH IN THE CAPITAL OF THE COMPANY THE EXISTING ORDINARY SHARES IN EXISTENCE AS AT 6.00 P.M. ON THE BUSINESS DAY IMMEDIATELY PRECEDING THE DAY ON WHICH THE HIGH COURT OF JUSTICE IN ENGLAND AND WALES MAKES
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 105 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND AN ORDER CONFIRMING SUCH REDUCTION OF CAPITAL SUCH CANCELLATION AND EXTINGUISHMENT BEING REFERRED TO AS THE REDUCTION OF CAPITAL AND THE CREDIT ARISING IN THE COMPANY S BOOKS OF ACCOUNT AS A RESULT OF THE REDUCTION OF CAPITAL BE TRANSFERRED TO A SPECIAL RESERVE OF THE COMPANY THE CANCELLATION RESERVE; (D) FORTHWITH AND CONDITIONAL UPON THE REDUCTION OF CAPITAL TAKING EFFECT AND PRIOR TO THE ALLOTMENT AND ISSUE OF THE NEW DOLLAR SHARES, THE NEW ARTICLES OF THE COMPANY AS SPECIFIED; (E) IMMEDIATELY UPON THE REDUCTION OF CAPITAL TAKING EFFECT SUCH DATE TO BE THE EFFECTIVE DATE: THE AUTHORIZED SHARE CAPITAL OF THE COMPANY BE INCREASED TO SUCH AMOUNT AS RESULTS FROM THE CREATION OF SUCH NUMBER OF NEW ORDINARY SHARES AS IS EQUAL TO THE NUMBER THE RELEVANT NUMBER OF EXISTING ORDINARY HARES AS WERE CANCELLED PURSUANT TO THE REDUCTION TO THE CAPITAL, EACH SUCH SHARE A NEW DOLLAR SHARE HAVING A NOMINAL VALUE IN CENTS ROUNDED DOWN TO THE NEAREST WHOLE CENT EQUIVALENT TO 5P THE DOLLAR NOMINAL VALUE CALCULATED BY REFERENCE TO THE CLOSING MID-POINT EXCHANGE RATE FOR US DOLLARS WITH STERLING IN LONDON AS DERIVED FROM REUTERS AT 4.00 P.M. ON THE DAY IMMEDIATELY PRIOR TO THE EFFECTIVE DATE OR IF SUCH DAY IS NOT A BUSINESS DAY, THE BUSINESS DAY IMMEDIATELY PRECEDING THE EFFECTIVE DATE AS PUBLISHED IN THE FINANCIAL TIMES ON THE EFFECTIVE DATE, OF ANOTHER PUBLISHED RATE CONSIDERED APPROPRIATE BY THE DIRECTORS THE EXCHANGE RATE; THE SUM STANDING TO THE CREDIT OF THE CANCELLATION RESERVE BE CONVERTED INTO US DOLLARS AT THE EXCHANGE RATE; THE SUM STANDING TO THE CREDIT OF THE CANCELLATION RESERVE AS A RESULT OF THE CONVERSION REFERRED TO IN SUB-PARAGRAPH E OF THIS RESOLUTION 16 BE APPLIED IN PAYING UP THE NUMBER OF NEW DOLLAR SHARES IN FULL AT THE DOLLAR NOMINAL VALUE AS IS EQUAL TO THE RELEVANT NUMBER, PROVIDED THAT IF THERE WOULD OTHERWISE BE ANY SURPLUS AMOUNT REMAINING IN THE CANCELLATION RESERVE, RELEVANT NUMBER OF NEW DOLLAR SHARES SHALL BE PAID UP AT AN AGGREGATE PREMIUM EQUAL TO SUCH REMAINING AMOUNT; AND THE RELEVANT NUMBER OF NEW DOLLAR SHARES BE ALLOTTED AND ISSUED CREDITED AS FULLY PAID TO THOSE PERSONS WHO APPEAR ON THE REGISTER OF MEMBERS OF THE COMPANY AT 6.00 P.M. ON THE BUSINESS DAY IMMEDIATELY PRIOR TO THE EFFECTIVE DATE AS THE HOLDERS OF THE CANCELLED EXISTING ORDINARY SHARES ON THE BASIS OF ONE NEW DOLLAR SHARE FOR EACH EXISTING ORDINARY SHARE HELD BY THEM; (F) IN ADDITION TO AND WITHOUT PREJUDICE TO ANY OTHER AUTHORITY CONFERRED UPON THE DIRECTORS TO ALLOT RELEVANT SECURITIES OF THE COMPANY, THE DIRECTORS BE AND THEY ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED PURSUANT TO AND FOR THE PURPOSES OF SECTION 80 OF THE ACT TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT THE RELEVANT NUMBER OF THE NEW DOLLAR SHARES CREATED BY THIS RESOLUTION 16 IN AGGREGATE, A MAXIMUM NOMINAL AMOUNT IN US DOLLARS OF RELEVANT SECURITIES AS IS EQUAL TO THE RELEVANT NUMBER MULTIPLIED BY THE DOLLAR NOMINAL VALUE AND THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 106 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND TRACTOR SUPPLY COMPANY TSCO ANNUAL MEETING DATE: 05/01/2008 ISSUER: 892356106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JAMES F. WRIGHT Management For For JOHNSTON C. ADAMS Management For For WILLIAM BASS Management For For JACK C. BINGLEMAN Management For For S.P. BRAUD Management For For RICHARD W. FROST Management For For CYNTHIA T. JAMISON Management For For GERARD E. JONES Management For For GEORGE MACKENZIE Management For For EDNA K. MORRIS Management For For 02 TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2008.
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/01/2008 ISSUER: 92343V104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For 1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For 1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For 1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For 1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For 1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1G ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For 1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For 1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For 1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For 1K ELECTION OF DIRECTOR: JOHN W. SNOW Management For For 1L ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 ELIMINATE STOCK OPTIONS Shareholder Against For 04 GENDER IDENTITY NONDISCRIMINATION POLICY Shareholder Against For 05 SEPARATE OFFICES OF CHAIRMAN AND CEO Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 107 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND CURTISS-WRIGHT CORPORATION CW ANNUAL MEETING DATE: 05/02/2008 ISSUER: 231561101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MARTIN R. BENANTE Management For For S. MARCE FULLER Management For For ALLEN A. KOZINSKI Management For For CARL G. MILLER Management For For WILLIAM B. MITCHELL Management For For JOHN R. MYERS Management For For JOHN B. NATHMAN Management For For WILLIAM W. SIHLER Management For For ALBERT E. SMITH Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2008.
OCCIDENTAL PETROLEUM CORPORATION OXY ANNUAL MEETING DATE: 05/02/2008 ISSUER: 674599105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Management For For 1B ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For 1C ELECTION OF DIRECTOR: JOHN S. CHALSTY Management For For 1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Management For For 1E ELECTION OF DIRECTOR: JOHN E. FEICK Management For For 1F ELECTION OF DIRECTOR: RAY R. IRANI Management For For 1G ELECTION OF DIRECTOR: IRVIN W. MALONEY Management For For 1H ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Management For For 1I ELECTION OF DIRECTOR: RODOLFO SEGOVIA Management For For 1J ELECTION OF DIRECTOR: AZIZ D. SYRIANI Management For For 1K ELECTION OF DIRECTOR: ROSEMARY TOMICH Management For For 1L ELECTION OF DIRECTOR: WALTER L. WEISMAN Management For For 02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Management For For AUDITORS. 03 SCIENTIFIC REPORT ON GLOBAL WARMING. Shareholder Against For 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Shareholder Against For 05 INDEPENDENCE OF COMPENSATION CONSULTANTS. Shareholder Against For 06 PAY-FOR-SUPERIOR-PERFORMANCE PRINCIPLE. Shareholder Against For 07 SPECIAL SHAREHOLDER MEETINGS. Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 108 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND THE PHOENIX COMPANIES, INC. PNX Contested ANNUAL MEETING DATE: 05/02/2008 ISSUER: 71902E109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTORS Management For AUGUSTUS K. OLIVER Management For *Management Position Unknown JOHN CLINTON Management For *Management Position Unknown CARL SANTILLO Management For *Management Position Unknown MGT NOM-MARTIN N. BAILY Management For *Management Position Unknown MGT NOM-JOHN H FORSGREN Management For *Management Position Unknown 02 APPROVAL OF THE COMPANY S PROPOSAL TO RATIFY Management For *Management Position Unknown APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE COMPANY S FISCAL YEAR ENDING DECEMBER 31, 2008.
MOTOROLA, INC. MOT ANNUAL MEETING DATE: 05/05/2008 ISSUER: 620076109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For G. BROWN Management For For D. DORMAN Management For For W. HAMBRECHT Management For For J. LEWENT Management For For K. MEISTER Management For For T. MEREDITH Management For For N. NEGROPONTE Management For For S. SCOTT III Management For For R. SOMMER Management For For J. STENGEL Management For For A. VINCIQUERRA Management For For D. WARNER III Management For For J. WHITE Management For For M. WHITE Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL RE: SAY-ON-PAY Shareholder Against For 04 SHAREHOLDER PROPOSAL RE: POLICY TO RECOUP UNEARNED Shareholder Against For MANAGEMENT BONUSES 05 SHAREHOLDER PROPOSAL RE: A GLOBAL SET OF CORPORATE Shareholder Against For STANDARDS AT MOTOROLA
ROHM AND HAAS COMPANY ROH ANNUAL MEETING DATE: 05/05/2008 ISSUER: 775371107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTORS: W.J. AVERY Management For For 1B ELECTION OF DIRECTORS: R.L. GUPTA Management For For 1C ELECTION OF DIRECTORS: D.W. HAAS Management For For 1D ELECTION OF DIRECTORS: T.W. HAAS Management For For 1E ELECTION OF DIRECTORS: R.L. KEYSER Management For For 1F ELECTION OF DIRECTORS: R.J. MILLS Management For For 1G ELECTION OF DIRECTORS: S.O. MOOSE Management For For 1H ELECTION OF DIRECTORS: G.S. OMENN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 109 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1I ELECTION OF DIRECTORS: G.L. ROGERS Management For For 1J ELECTION OF DIRECTORS: R.H. SCHMITZ Management For For 1K ELECTION OF DIRECTORS: G.M. WHITESIDES Management For For 1L ELECTION OF DIRECTORS: M.C. WHITTINGTON Management For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For ROHM AND HAAS COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
SEARS HOLDINGS CORPORATION SHLD ANNUAL MEETING DATE: 05/05/2008 ISSUER: 812350106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For WILLIAM C. CROWLEY Management For For EDWARD S. LAMPERT Management For For STEVEN T. MNUCHIN Management For For RICHARD C. PERRY Management For For ANN N. REESE Management For For KEVIN B. ROLLINS Management For For EMILY SCOTT Management For For THOMAS J. TISCH Management For For 02 RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2008 03 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For SHAREHOLDER COMMITTEE
TOOTSIE ROLL INDUSTRIES, INC. TR ANNUAL MEETING DATE: 05/05/2008 ISSUER: 890516107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MELVIN J. GORDON Management For For ELLEN R. GORDON Management For For LANE JANE LEWIS-BRENT Management For For BARRE A. SEIBERT Management For For RICHARD P. BERGEMAN Management For For 02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 110 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND TRINITY INDUSTRIES, INC. TRN ANNUAL MEETING DATE: 05/05/2008 ISSUER: 896522109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JOHN L. ADAMS Management For For RHYS J. BEST Management For For DAVID W. BIEGLER Management For For LELDON E. ECHOLS Management For For RONALD J. GAFFORD Management For For RONALD W. HADDOCK Management For For JESS T. HAY Management For For ADRIAN LAJOUS Management For For DIANA S. NATALICIO Management For For TIMOTHY R. WALLACE Management For For 02 TO APPROVE RATIFICATION OF THE APPOINTMENT OF Management For For ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2008.
ZIMMER HOLDINGS, INC. ZMH ANNUAL MEETING DATE: 05/05/2008 ISSUER: 98956P102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: DAVID C. DVORAK Management For For 1B ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Management For For 1C ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Management For For 1D ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. Management For For 02 AUDITOR RATIFICATION Management For For 03 APPROVAL OF THE AMENDED ZIMMER HOLDINGS, INC. Management For For EXECUTIVE PERFORMANCE INCENTIVE PLAN 04 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. AGII ANNUAL MEETING DATE: 05/06/2008 ISSUER: G0464B107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For H. BERRY CASH Management For For BRADLEY E. COOPER Management For For FAYEZ S. SAROFIM Management For For MARK E. WATSON III Management For For 02 TO CONSIDER AND APPROVE THE RECOMMENDATION OF Management For For THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008 AND TO REFER THE DETERMINATION OF THE INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 111 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND BAXTER INTERNATIONAL INC. BAX ANNUAL MEETING DATE: 05/06/2008 ISSUER: 071813109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER, PH.D. Management For For 1B ELECTION OF DIRECTOR: JOSEPH B. MARTIN, M.D., Management For For PH.D. 1C ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. Management For For 1D ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Management For For 1E ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM
BOSTON SCIENTIFIC CORPORATION BSX ANNUAL MEETING DATE: 05/06/2008 ISSUER: 101137107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For URSULA M. BURNS Management For For WARREN B. RUDMAN Management For For JAMES R. TOBIN Management For For NANCY-ANN DEPARLE Management For For J. RAYMOND ELLIOTT Management For For MARYE ANNE FOX Management For For RAY J. GROVES Management For For N.J. NICHOLAS, JR. Management For For PETE M. NICHOLAS Management For For JOHN E. PEPPER Management For For 02 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management Against Against 2003 LONG-TERM INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2008. 04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF
BRISTOL-MYERS SQUIBB COMPANY BMY ANNUAL MEETING DATE: 05/06/2008 ISSUER: 110122108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For 1B ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For 1C ELECTION OF DIRECTOR: L.J. FREEH Management For For 1D ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For 1E ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 112 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1F ELECTION OF DIRECTOR: L. JOHANSSON Management For For 1G ELECTION OF DIRECTOR: A.J. LACY Management For For 1H ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For 1I ELECTION OF DIRECTOR: T.D. WEST, JR. Management For For 1J ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For
DANAHER CORPORATION DHR ANNUAL MEETING DATE: 05/06/2008 ISSUER: 235851102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Management For For 1B ELECTION OF DIRECTOR: MITCHELL P. RALES Management For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS DANAHER S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. 03 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shareholder Against For COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS TO ADOPT SPECIFIED PRINCIPLES RELATING TO THE EMPLOYMENT OF ANY NAMED EXECUTIVE OFFICER. 03 TO ACT UPON A SHAREHOLDER PROPOSAL URGING THE Shareholder Against For COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS TO ADOPT SPECIFIED PRINCIPLES RELATING TO THE EMPLOYMENT OF ANY NAMED EXECUTIVE OFFICER.
GREAT PLAINS ENERGY INCORPORATED GXP ANNUAL MEETING DATE: 05/06/2008 ISSUER: 391164100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For D.L. BODDE Management For For M.J. CHESSER Management For For W.H. DOWNEY Management For For M.A. ERNST Management For For R.C. FERGUSON, JR. Management For For L.A. JIMENEZ Management For For J.A. MITCHELL Management For For W.C. NELSON Management For For L.H. TALBOTT Management For For R.H. WEST Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITORS FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 113 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND INTERNATIONAL FLAVORS & FRAGRANCES INC. IFF ANNUAL MEETING DATE: 05/06/2008 ISSUER: 459506101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MARGARET HAYES ADAME Management For For ROBERT M. AMEN Management For For GUNTER BLOBEL Management For For MARCELLO BOTTOLI Management For For LINDA B. BUCK Management For For J. MICHAEL COOK Management For For PETER A. GEORGESCU Management For For ALEXANDRA A. HERZAN Management For For HENRY W. HOWELL, JR. Management For For ARTHUR C. MARTINEZ Management For For BURTON M. TANSKY Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
THE DUN & BRADSTREET CORPORATION DNB ANNUAL MEETING DATE: 05/06/2008 ISSUER: 26483E100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For STEVEN W. ALESIO Management For For NAOMI O. SELIGMAN Management For For MICHAEL J. WINKLER Management For For 02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
THE TRAVELERS COMPANIES, INC. TRV ANNUAL MEETING DATE: 05/06/2008 ISSUER: 89417E109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: ALAN L. BELLER Management For For 1B ELECTION OF DIRECTOR: JOHN H. DASBURG Management For For 1C ELECTION OF DIRECTOR: JANET M. DOLAN Management For For 1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For 1E ELECTION OF DIRECTOR: JAY S. FISHMAN Management For For 1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Management For For 1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Management For For 1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 114 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, Management For For JR. 1J ELECTION OF DIRECTOR: ROBERT I. LIPP Management For For 1K ELECTION OF DIRECTOR: BLYTHE J. MCGARVIE Management For For 1L ELECTION OF DIRECTOR: GLEN D. NELSON, MD Management For For 1M ELECTION OF DIRECTOR: LAURIE J. THOMSEN Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For AS TRAVELERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
UST INC. UST ANNUAL MEETING DATE: 05/06/2008 ISSUER: 902911106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JOHN D. BARR Management For For JOHN P. CLANCEY Management For For PATRICIA DIAZ DENNIS Management For For JOSEPH E. HEID Management For For MURRAY S. KESSLER Management For For PETER J. NEFF Management For For ANDREW J. PARSONS Management For For RONALD J. ROSSI Management For For LAWRENCE J. RUISI Management For For 02 PROPOSAL TO RATIFY AND APPROVE ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR 2008. 03 STOCKHOLDER PROPOSAL RELATING TO THE CALLING Shareholder Against For OF SPECIAL MEETINGS BY STOCKHOLDERS. 04 STOCKHOLDER PROPOSAL RELATING TO HEALTH CARE Shareholder Against For REFORM PRINCIPLES.
AQUILA, INC. ILA ANNUAL MEETING DATE: 05/07/2008 ISSUER: 03840P102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For HERMAN CAIN Management For For PATRICK J. LYNCH Management For For NICHOLAS SINGER Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITORS FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 115 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND CHAMPION ENTERPRISES, INC. CHB ANNUAL MEETING DATE: 05/07/2008 ISSUER: 158496109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ROBERT W. ANESTIS Management For For ERIC S. BELSKY Management For For WILLIAM C. GRIFFITHS Management For For SELWYN ISAKOW Management For For BRIAN D. JELLISON Management For For G. MICHAEL LYNCH Management For For THOMAS A. MADDEN Management For For SHIRLEY D. PETERSON Management For For
CVS/CAREMARK CORPORATION CVS ANNUAL MEETING DATE: 05/07/2008 ISSUER: 126650100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For 1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For 1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For 1D ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Management For For 1E ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For 1F ELECTION OF DIRECTOR: WILLIAM H. JOYCE Management For For 1G ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For 1H ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For 1I ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For 1J ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Management For For 1K ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For 1L ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR. 03 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For MEETINGS. 04 STOCKHOLDER PROPOSAL REGARDING TAX GROSS-UP PAYMENTS. Shareholder Against For 05 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For AND EXPENDITURES.
EL PASO ELECTRIC COMPANY EE ANNUAL MEETING DATE: 05/07/2008 ISSUER: 283677854 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For GARY R. HEDRICK Management For For KENNETH R. HEITZ Management For For MICHAEL K. PARKS Management For For ERIC B. SIEGEL Management For For 02 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 116 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND LABORATORY CORP. OF AMERICA HOLDINGS LH ANNUAL MEETING DATE: 05/07/2008 ISSUER: 50540R409 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Management For For 1B ELECTION OF DIRECTOR: KERRII B. ANDERSON Management For For 1C ELECTION OF DIRECTOR: JEAN-LUC BELINGARD Management For For 1D ELECTION OF DIRECTOR: DAVID P. KING Management For For 1E ELECTION OF DIRECTOR: WENDY E. LANE Management For For 1F ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, Management For For JR. 1G ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH Management For For 1H ELECTION OF DIRECTOR: BRADFORD T. SMITH Management For For 1I ELECTION OF DIRECTOR: M. KEITH WEIKEL, PH.D Management For For 1J ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. Management For For 02 TO APPROVE THE COMPANY S MANAGEMENT INCENTIVE Management For For BONUS PLAN. 03 TO APPROVE THE COMPANY S 2008 STOCK INCENTIVE Management Against Against PLAN. 04 TO APPROVE AN AMENDMENT TO THE 1997 EMPLOYEE Management For For STOCK PURCHASE PLAN TO EXTEND THE TERMINATION DATE OF THE PLAN. 05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
MIRANT CORPORATION MIR ANNUAL MEETING DATE: 05/07/2008 ISSUER: 60467R100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For THOMAS W. CASON Management For For A.D. (PETE) CORRELL Management For For TERRY G. DALLAS Management For For THOMAS H. JOHNSON Management For For JOHN T. MILLER Management For For EDWARD R. MULLER Management For For ROBERT C. MURRAY Management For For JOHN M. QUAIN Management For For WILLIAM L. THACKER Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANT FOR 2008
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 117 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND NORTEL NETWORKS CORPORATION NT ANNUAL MEETING DATE: 05/07/2008 ISSUER: 656568508 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JALYNN H. BENNETT Management For For DR. MANFRED BISCHOFF Management For For HON. JAMES B. HUNT, JR. Management For For DR. KRISTINA M. JOHNSON Management For For JOHN A. MACNAUGHTON Management For For HON. JOHN P. MANLEY Management For For RICHARD D. MCCORMICK Management For For CLAUDE MONGEAU Management For For HARRY J. PEARCE Management For For JOHN D. WATSON Management For For MIKE S. ZAFIROVSKI Management For For 02 THE BOARD OF DIRECTORS RECOMMENDS THAT YOU VOTE Management For For FOR THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. 03 THE BOARD OF DIRECTORS RECOMMENDS THAT YOU VOTE Management Against Against FOR THE AMENDMENTS TO THE NORTEL 2005 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED. 04 THE BOARD OF DIRECTORS RECOMMENDS THAT YOU VOTE Management For For FOR THE AMENDMENTS TO THE NORTEL GLOBAL STOCK PURCHASE PLAN, AS AMENDED AND RESTATED, THE NORTEL U.S. STOCK PURCHASE PLAN, AS AMENDED AND RESTATED, AND THE NORTEL STOCK PURCHASE PLAN FOR MEMBERS OF THE NORTEL SAVINGS AND RETIREMENT PROGRAM, AS AMENDED. 05 THE BOARD OF DIRECTORS RECOMMENDS THAT YOU VOTE Management For For FOR THE ADOPTION OF THE NORTEL U.S. STOCK PURCHASE PLAN, AS AMENDED AND RESTATED.
PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/07/2008 ISSUER: 713448108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: I.M. COOK Management For For 1B ELECTION OF DIRECTOR: D. DUBLON Management For For 1C ELECTION OF DIRECTOR: V.J. DZAU Management For For 1D ELECTION OF DIRECTOR: R.L. HUNT Management For For 1E ELECTION OF DIRECTOR: A. IBARGUEN Management For For 1F ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For 1G ELECTION OF DIRECTOR: I.K. NOOYI Management For For 1H ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For 1I ELECTION OF DIRECTOR: J.J. SCHIRO Management For For 1J ELECTION OF DIRECTOR: L.G. TROTTER Management For For 1K ELECTION OF DIRECTOR: D. VASELLA Management For For 1L ELECTION OF DIRECTOR: M.D. WHITE Management For For 02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For 03 SHAREHOLDER PROPOSAL - BEVERAGE CONTAINER RECYCLING Shareholder Against For REPORT (PROXY STATEMENT P. 43) 04 SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED Shareholder Against For PRODUCTS REPORT (PROXY STATEMENT P. 45) 05 SHAREHOLDER PROPOSAL - RIGHT TO WATER POLICY Shareholder Against For (PROXY STATEMENT P. 46) 06 SHAREHOLDER PROPOSAL - GLOBAL WARMING REPORT Shareholder Against For (PROXY STATEMENT P. 48) 07 SHAREHOLDER PROPOSAL - ADVISORY VOTE ON COMPENSATION Shareholder Against For (PROXY STATEMENT P. 49)
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 118 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND QUAKER CHEMICAL CORPORATION KWR ANNUAL MEETING DATE: 05/07/2008 ISSUER: 747316107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ROBERT E. CHAPPELL Management For For RONALD J. NAPLES Management For For ROBERT H. ROCK Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
RANK GROUP PLC RNK.L AGM MEETING DATE: 05/07/2008 ISSUER: G7377H121 ISIN: GB00B1L5QH97 SEDOL: B1VNTC9, B1L5QH9, B1VQFP3
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For For ACCOUNTS FYE 31 DEC 2007 2. APPROVE THE DIRECTORS REMUNERATION REPORT FYE 31 DEC Management For For 2007 3. RE-APPOINT MR. PETER GILL AS A DIRECTOR Management For For 4. RE-APPOINT MR. JOHN WARREN AS A DIRECTOR Management For For 5. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For TO HOLD OFFICE UNTILL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 6. AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION Management For For OF THE AUDITORS 7. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH THE Management For For TERMS OF (A) OF ARTICLE 6 OF THE ARTICLES OF ASSOCIATION ON THE BASIS THAT THE PRESCRIBED PERIOD ( AS SPECIFIED) SHALL BE THE PERIOD EXPIRING ON THE DATE ON WHICH THE AGM OF THE COMPANY NEXT FOLLOWING THIS MEETING IS CONVENED AND THE SECTION 80 AMOUNT SHALL BE GBP 18,800,000 S.8 AUTHORIZE THE DIRECTORS THE SUBJECT TO AND CONDITIONAL Management For For UPON THE PASSING AS ANORDINARY RESOLUTIONS OF THE RESOLUTION NUMBERED 7 AS SPECIFIED IN THE NOTICE CONTAINING THIS RESOLUTION, AND EMPOWERED IN ACCORDANCE (C) OF ARTICLE 6 OF THE ARTICLES OF ASSOCIATION ON THE BASIS THAT PRESCRIBED PERIODAS DEFINED (D) OF THE ARTICLE SHALL BE EXPIRING ON THE DATE FOR WHICH THE AGM OF THE COMPANY NEXT FOLLOWING THIS MEETING IS CONVENED AND THE SECTION 89 AMOUNT(AS SPECIFIED) SHALL BE GBP 2,700,000 S.9 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 4(B) OF THE ARTICLE Management For For ASSOCATION, INACCORDANCE WITH SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985OF UP TO 58,500,000 ORDINARY SHARES 13% OF THE ISSUED SHARE CAPITAL OF 50P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 13%PENCE AND NOT MORE THAN 5% ABOVE THE AVERAGE MARKET VALUE FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE 5 BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AUTHORITY EXPIRES AT THE EARLY CONCLUSION OF THE AGM OF THE COMPANY IN 2009 OR 18 MONTHS, THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 119 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 10. AUTHORIZE THE COMPANY AND ANY COMPANY WHICH IS Management For For OR BECOMES ITS SUBSIDIARY DURING THE PERIOD TO WHICH THIS RESOLUTION RELATES, (A ) TO MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND /OR, WITH EFFECT FROM 01 OCT 2008, INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING GBP 25,000 IN TOTAL (B ) TO MAKE POLITICAL DONATIONS TO POLITICAL ORGANIZATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 25,000 IN TOTAL ( C ) TO INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 50,000 IN TOTAL DURING THE PERIOD BEGINNING WITH THE DATE OF PASSING THIS RESOLUTION AND ENDING AT THE END OF THE AGM OF THE COMPANY TO BE HELD IN 2009 OR ON THE DATE FALLING 15 MONTHS FROM THE DATE OF PASSING OF THIS RESOLUTION, WHICHEVER SHALL BE THE EARLIER THE AGGREGATE AMOUNT OF DONATIONS MADE AND POLITICAL EXPENDITURE INCURRED BY THE COMPANY PURSUANT TO THIS RESOLUTION SHALL NOT EXCEED GBP 100,000
ROLLS-ROYCE GROUP PLC, LONDON RR.L AGM MEETING DATE: 05/07/2008 ISSUER: G7630U109 ISIN: GB0032836487 SEDOL: B01DQ43, 7618514, 3283648
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For For FINANCIAL STATEMENTS FOR THE YE 31 DEC 2007 2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For For THE YE 31 DEC 2007 3. ELECT MISS HELEN ALEXANDER CBE AS A DIRECTOR Management For For 4. ELECT DR. JOHN MCADAM AS A DIRECTOR Management For For 5. ELECT MR. MIKE TERRETT AS A DIRECTOR Management For For 6. RE-ELECT MR. PETER BYROM AS A DIRECTOR Management For For 7. RE-ELECT SIR JOHN ROSE AS A DIRECTOR Management For For 8. RE-ELECT MR. ANDREW SHILSTON AS A DIRECTOR Management For For 9. RE-ELECT MR. COLIN SMITH AS A DIRECTOR Management For For 10. RE-ELECT MR. IAN STRACHAN AS A DIRECTOR Management For For 11. RE-APPOINT AND APPROVE THE REMUNERATION OF THE Management For For AUDITORS 12. APPROVE TO ALLOT AND ISSUE OF B SHARES Management For For 13. APPROVE THE POLITICAL DONATIONS AND EXPENDITURE Management For For 14. APPROVE THE REMUNERATION OF NON-EXECUTIVE DIRECTORS Management For For S.15 APPROVE THE ALLOTMENT OF SHARES-SECTION 80 AMOUNT Management For For S.16 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS-SECTION Management For For 89 AMOUNT S.17 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For For S.18 APPROVE TO ALLOT AND ISSUE OF C SHARES Management For For S.19 ADOPT NEW ARTICLES OF ASSOCIATION Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 120 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND THOMAS & BETTS CORPORATION TNB ANNUAL MEETING DATE: 05/07/2008 ISSUER: 884315102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JEANANNE K. HAUSWALD Management For For DEAN JERNIGAN Management For For RONALD B. KALICH Management For For KENNETH R. MASTERSON Management For For DOMINIC J. PILEGGI Management For For JEAN PAUL RICHARD Management For For KEVIN L. ROBERG Management For For DAVID D. STEVENS Management For For WILLIAM H. WALTRIP Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN Management For For 04 APPROVAL OF THE THOMAS AND BETTS 2008 STOCK INCENTIVE Management Against Against PLAN
UNITRIN, INC. UTR ANNUAL MEETING DATE: 05/07/2008 ISSUER: 913275103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JAMES E. ANNABLE Management For For ERIC J. DRAUT Management For For DONALD V. FITES Management For For DOUGLAS G. GEOGA Management For For REUBEN L. HEDLUND Management For For JERROLD V. JEROME Management For For W.E. JOHNSTON, JR. Management For For WAYNE KAUTH Management For For FAYEZ S. SAROFIM Management For For DONALD G. SOUTHWELL Management For For RICHARD C. VIE Management For For ANN E. ZIEGLER Management For For 02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2008.
ABB LTD ABB ANNUAL MEETING DATE: 05/08/2008 ISSUER: 000375204 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Management For For FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2007. 03 APPROVAL OF THE DISCHARGE OF THE BOARD OF DIRECTORS Management For For AND THE PERSONS ENTRUSTED WITH MANAGEMENT. 04 APPROVAL OF APPROPRIATION OF AVAILABLE EARNINGS Management For For AND RELEASE OF LEGAL RESERVES. 05 APPROVAL OF THE CREATION OF ADDITIONAL CONTINGENT Management For For SHARE CAPITAL. 06 APPROVAL OF THE CAPITAL REDUCTION THROUGH NOMINAL Management For For VALUE REPAYMENT.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 121 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 07 APPROVAL OF THE AMENDMENT TO THE ARTICLES OF Management For For INCORPORATION RELATED TO THE CAPITAL REDUCTION. 8A APPROVAL OF THE GENERAL AMENDMENTS TO THE ARTICLES Management For For OF INCORPORATION: AMENDMENT TO ARTICLE 8 PARA. 1 OF THE ARTICLES OF INCORPORATION. 8B APPROVAL OF THE GENERAL AMENDMENTS TO THE ARTICLES Management For For OF INCORPORATION: AMENDMENT TO ARTICLE 19(I) OF THE ARTICLES OF INCORPORATION. 8C APPROVAL OF THE GENERAL AMENDMENTS TO THE ARTICLES Management For For OF INCORPORATION: AMENDMENT TO ARTICLE 20 OF THE ARTICLES OF INCORPORATION. 8D APPROVAL OF THE GENERAL AMENDMENTS TO THE ARTICLES Management For For OF INCORPORATION: AMENDMENT TO ARTICLE 22 PARA. 1 OF THE ARTICLES OF INCORPORATION. 8E APPROVAL OF THE GENERAL AMENDMENTS TO THE ARTICLES Management For For OF INCORPORATION: AMENDMENT TO ARTICLE 28 OF THE ARTICLES OF INCORPORATION. 9A APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH: HUBERTUS VON GRUNBERG, GERMAN, RE-ELECT AS A DIRECTOR. 9B APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH: ROGER AGNELLI, BRAZILIAN, RE-ELECT AS A DIRECTOR. 9C APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH: LOUIS R. HUGHES, AMERICAN, RE-ELECT AS A DIRECTOR. 9D APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH: HANS ULRICH MARKI, SWISS, RE-ELECT AS A DIRECTOR. 9E APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH: MICHEL DE ROSEN, FRENCH, RE-ELECT AS A DIRECTOR. 9F APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH: MICHAEL TRESCHOW, SWEDISH, RE-ELECT AS A DIRECTOR. 10 APPROVAL OF THE ELECTION OF THE AUDITORS. Management For For 9G APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH: BERND W. VOSS, GERMAN, RE-ELECT AS A DIRECTOR. 9H APPROVAL OF THE ELECTIONS TO THE BOARD OF DIRECTORS, Management For For AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH: JACOB WALLENBERG, SWEDISH, RE-ELECT AS A DIRECTOR. 11 IN CASE OF AD-HOC MOTIONS DURING THE ANNUAL GENERAL Management For For MEETING, I AUTHORIZE MY PROXY TO ACT AS FOLLOWS.
ALCOA INC. AA ANNUAL MEETING DATE: 05/08/2008 ISSUER: 013817101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JOSEPH T. GORMAN Management For For KLAUS KLEINFELD Management For For JAMES W. OWENS Management For For RATAN N. TATA Management For For 02 PROPOSAL TO RATIFY THE INDEPENDENT AUDITOR Management For For 03 SHAREHOLDER REQUESTING REPORT ON HOW ALCOA S Shareholder Against For ACTION TO REDUCE ITS IMPACT ON CLIMATE CHANGE HAS AFFECTED THE GLOBAL CLIMATE
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 122 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND BARNES GROUP INC. B ANNUAL MEETING DATE: 05/08/2008 ISSUER: 067806109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For WILLIAM S. BRISTOW, JR. Management For For WILLIAM C. DENNINGER Management For For GREGORY F. MILZCIK Management For For 02 APPROVE AMENDMENT TO THE BARNES GROUP INC. EMPLOYEE Management For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE 03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
CENTURYTEL, INC. CTL ANNUAL MEETING DATE: 05/08/2008 ISSUER: 156700106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For VIRGINIA BOULET Management For For CALVIN CZESCHIN Management For For JAMES B. GARDNER Management For For GREGORY J. MCCRAY Management For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For S INDEPENDENT AUDITOR FOR 2008. 03 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For EXECUTIVE COMPENSATION.
COLGATE-PALMOLIVE COMPANY CL ANNUAL MEETING DATE: 05/08/2008 ISSUER: 194162103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: JOHN T. CAHILL Management For For 1B ELECTION OF DIRECTOR: JILL K. CONWAY Management For For 1C ELECTION OF DIRECTOR: IAN M. COOK Management For For 1D ELECTION OF DIRECTOR: ELLEN M. HANCOCK Management For For 1E ELECTION OF DIRECTOR: DAVID W. JOHNSON Management For For 1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Management For For 1G ELECTION OF DIRECTOR: DELANO E. LEWIS Management For For 1H ELECTION OF DIRECTOR: REUBEN MARK Management For For 1I ELECTION OF DIRECTOR: J. PEDRO REINHARD Management For For 1J ELECTION OF DIRECTOR: STEPHEN I. SADOVE Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 123 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For AS COLGATE S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 AMEND RESTATED CERTIFICATE OF INCORPORATION TO Management For For INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
DUKE ENERGY CORPORATION DUK ANNUAL MEETING DATE: 05/08/2008 ISSUER: 26441C105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For WILLIAM BARNET, III Management For For G. ALEX BERNHARDT, SR. Management For For MICHAEL G. BROWNING Management For For DANIEL R. DIMICCO Management For For ANN MAYNARD GRAY Management For For JAMES H. HANCE, JR. Management For For JAMES T. RHODES Management For For JAMES E. ROGERS Management For For MARY L. SCHAPIRO Management For For PHILIP R. SHARP Management For For DUDLEY S. TAFT Management For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For ENERGY CORPORATION S INDEPENDENT PUBLIC ACCOUNTANT FOR 2008 03 APPROVAL OF THE AMENDED AND RESTATED DUKE ENERGY Management For For CORPORATION EXECUTIVE SHORT-TERM INCENTIVE PLAN
MANULIFE FINANCIAL CORPORATION MFC ANNUAL MEETING DATE: 05/08/2008 ISSUER: 56501R106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JOHN M. CASSADAY Management For For LINO J. CELESTE Management For For GAIL C.A. COOK-BENNETT Management For For DOMINIC D'ALESSANDRO Management For For THOMAS P. D'AQUINO Management For For RICHARD B. DEWOLFE Management For For ROBERT E. DINEEN, JR. Management For For PIERRE Y. DUCROS Management For For SCOTT M. HAND Management For For LUTHER S. HELMS Management For For THOMAS E. KIERANS Management For For LORNA R. MARSDEN Management For For ARTHUR R. SAWCHUK Management For For HUGH W. SLOAN, JR. Management For For GORDON G. THIESSEN Management For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS Management For For 3A SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For 3B SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For 3C SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 124 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 3D SHAREHOLDER PROPOSAL NO. 4 Shareholder Against For 3E SHAREHOLDER PROPOSAL NO. 5 Shareholder Against For 3F SHAREHOLDER PROPOSAL NO. 6 Shareholder Against For 3G SHAREHOLDER PROPOSAL NO. 7 Shareholder Against For 3H SHAREHOLDER PROPOSAL NO. 8 Shareholder Against For 3I SHAREHOLDER PROPOSAL NO. 9 Shareholder Against For
PEABODY ENERGY CORPORATION BTU ANNUAL MEETING DATE: 05/08/2008 ISSUER: 704549104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For SANDRA VAN TREASE Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF A PROPOSAL TO DECLASSIFY THE BOARD Management For For OF DIRECTORS. 04 APPROVAL OF THE 2008 MANAGEMENT ANNUAL INCENTIVE Management For For COMPENSATION PLAN.
PROLIANCE INTERNATIONAL, INC. PLI ANNUAL MEETING DATE: 05/08/2008 ISSUER: 74340R104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For BARRY R. BANDUCCI Management For For CHARLES E. JOHNSON Management For For VINCENT L. MARTIN Management For For 02 APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
SLM CORPORATION SLM ANNUAL MEETING DATE: 05/08/2008 ISSUER: 78442P106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: ANN TORRE BATES Management For For 1B ELECTION OF DIRECTOR: W.M. DIEFENDERFER III Management For For 1C ELECTION OF DIRECTOR: DIANE SUITT GILLELAND Management For For 1D ELECTION OF DIRECTOR: EARL A. GOODE Management For For 1E ELECTION OF DIRECTOR: RONALD F. HUNT Management For For 1F ELECTION OF DIRECTOR: ALBERT L. LORD Management For For 1G ELECTION OF DIRECTOR: MICHAEL E. MARTIN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 125 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1H ELECTION OF DIRECTOR: BARRY A. MUNITZ Management For For 1I ELECTION OF DIRECTOR: HOWARD H. NEWMAN Management For For 1J ELECTION OF DIRECTOR: A. ALEXANDER PORTER, JR. Management For For 1K ELECTION OF DIRECTOR: FRANK C. PULEO Management For For 1L ELECTION OF DIRECTOR: WOLFGANG SCHOELLKOPF Management For For 1M ELECTION OF DIRECTOR: STEVEN L. SHAPIRO Management For For 1N ELECTION OF DIRECTOR: ANTHONY P. TERRACCIANO Management For For 1O ELECTION OF DIRECTOR: BARRY L. WILLIAMS Management For For 02 AMENDMENT TO THE CERTIFICATE OF INCORPORATION. Management For For 03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
SOUTHWEST GAS CORPORATION SWX ANNUAL MEETING DATE: 05/08/2008 ISSUER: 844895102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For GEORGE C. BIEHL Management For For THOMAS E. CHESTNUT Management For For STEPHEN C. COMER Management For For RICHARD M. GARDNER Management For For JAMES J. KROPID Management For For MICHAEL O. MAFFIE Management For For ANNE L. MARIUCCI Management For For MICHAEL J. MELARKEY Management For For JEFFREY W. SHAW Management For For CAROLYN M. SPARKS Management For For TERRENCE L. WRIGHT Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2008.
SOVEREIGN BANCORP, INC. SOV ANNUAL MEETING DATE: 05/08/2008 ISSUER: 845905108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JOSEPH P. CAMPANELLI Management For For WILLIAM J. MORAN Management For For MARIA FIORINI RAMIREZ Management For For ALBERTO SANCHEZ Management For For 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For OF SOVEREIGN S BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS SOVEREIGN S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 03 TO APPROVE THE AMENDMENT TO THE SOVEREIGN BANCORP, Management For For INC. 2004 BROAD-BASED STOCK INCENTIVE PLAN.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 126 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND SPECTRA ENERGY CORP SE ANNUAL MEETING DATE: 05/08/2008 ISSUER: 847560109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For PAUL M. ANDERSON Management For For AUSTIN A. ADAMS Management For For F. ANTHONY COMPER Management For For MICHAEL MCSHANE Management For For 02 APPROVAL OF THE SPECTRA ENERGY CORP 2007 LONG-TERM Management For For INCENTIVE PLAN 03 APPROVAL OF THE SPECTRA ENERGY CORP EXECUTIVE Management For For SHORT-TERM INCENTIVE PLAN 04 RATIFICATION OF DELOITTE & TOUCHE LLP AS SPECTRA Management For For ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2008
TELUS CORPORATION TULCF SPECIAL MEETING DATE: 05/08/2008 ISSUER: 87971M202 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 APPROVE AMENDMENT TO, AND RECONFIRM AND APPROVE Management Against Against THE COMPANY S SHAREHOLDER RIGHTS PLAN, AS AMENDED AND RESTATED.
TENET HEALTHCARE CORPORATION THC ANNUAL MEETING DATE: 05/08/2008 ISSUER: 88033G100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JOHN ELLIS "JEB" BUSH Management For For TREVOR FETTER Management For For BRENDA J. GAINES Management For For KAREN M. GARRISON Management For For EDWARD A. KANGAS Management For For J. ROBERT KERREY Management For For FLOYD D. LOOP, M.D. Management For For RICHARD R. PETTINGILL Management For For JAMES A. UNRUH Management For For J. MCDONALD WILLIAMS Management For For 02 PROPOSAL TO APPROVE THE TENET HEALTHCARE 2008 Management Against Against STOCK INCENTIVE PLAN. 03 PROPOSAL TO APPROVE THE TENET HEALTHCARE CORPORATION Management For For EIGHTH AMENDED AND RESTATED 1995 EMPLOYEE STOCK PURCHASE PLAN. 04 PROPOSAL TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS Management For For IN TENET S ARTICLES OF INCORPORATION. 05 PROPOSAL REGARDING RATIFICATION OF EXECUTIVE COMPENSATION. Shareholder Against For 06 PROPOSAL REGARDING PEER BENCHMARKING OF EXECUTIVE Shareholder Against For COMPENSATION. 07 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 127 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND THE WASHINGTON POST COMPANY WPO ANNUAL MEETING DATE: 05/08/2008 ISSUER: 939640108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For CHRISTOPHER C. DAVIS Management For For JOHN L. DOTSON JR. Management For For RONALD L. OLSON Management For For 02 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE SAID MEETING OR ANY ADJOURNMENT THEREOF.
WINDSTREAM CORPORATION WIN ANNUAL MEETING DATE: 05/08/2008 ISSUER: 97381W104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For CAROL B. ARMITAGE Management For For SAMUEL E. BEALL, III Management For For DENNIS E. FOSTER Management For For FRANCIS X. FRANTZ Management For For JEFFERY R. GARDNER Management For For JEFFREY T. HINSON Management For For JUDY K. JONES Management For For WILLIAM A. MONTGOMERY Management For For FRANK E. REED Management For For 02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS WINDSTREAM S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2008 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
DOMINION RESOURCES, INC. D ANNUAL MEETING DATE: 05/09/2008 ISSUER: 25746U109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: PETER W. BROWN Management For For 1B ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. Management For For 1C ELECTION OF DIRECTOR: THOMAS F. FARRELL, II Management For For 1D ELECTION OF DIRECTOR: JOHN W. HARRIS Management For For 1E ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. Management For For 1F ELECTION OF DIRECTOR: MARK J. KINGTON Management For For 1G ELECTION OF DIRECTOR: BENJAMIN J. LAMBERT, III Management For For 1H ELECTION OF DIRECTOR: MARGARET A. MCKENNA Management For For 1I ELECTION OF DIRECTOR: FRANK S. ROYAL Management For For 1J ELECTION OF DIRECTOR: DAVID A. WOLLARD Management For For 02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 128 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ST. JUDE MEDICAL, INC. STJ ANNUAL MEETING DATE: 05/09/2008 ISSUER: 790849103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RICHARD R. DEVENUTI Management For For STUART M. ESSIG Management For For THOMAS H. GARRETT III Management For For WENDY L. YARNO Management For For 02 TO APPROVE THE PROPOSED AMENDMENTS TO THE ST. Management Against Against JUDE MEDICAL, INC. 2007 STOCK INCENTIVE PLAN. 03 TO APPROVE THE PROPOSED AMENDMENTS TO THE ST. Management For For JUDE MEDICAL, INC. ARTICLES OF INCORPORATION. 04 TO RATIFTY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
WASTE MANAGEMENT, INC. WMI ANNUAL MEETING DATE: 05/09/2008 ISSUER: 94106L109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A PROPOSAL TO ELECT: PASTORA SAN JUAN CAFFERTY Management For For 1B PROPOSAL TO ELECT: FRANK M. CLARK, JR. Management For For 1C PROPOSAL TO ELECT: PATRICK W. GROSS Management For For 1D PROPOSAL TO ELECT: THOMAS I. MORGAN Management For For 1E PROPOSAL TO ELECT: JOHN C. POPE Management For For 1F PROPOSAL TO ELECT: W. ROBERT REUM Management For For 1G PROPOSAL TO ELECT: STEVEN G. ROTHMEIER Management For For 1H PROPOSAL TO ELECT: DAVID P. STEINER Management For For 1I PROPOSAL TO ELECT: THOMAS H. WEIDEMEYER Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 PROPOSAL RELATING TO DISCLOSURE OF POLITICAL Shareholder Against For CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING.
PATRIOT COAL CORP PCX ANNUAL MEETING DATE: 05/12/2008 ISSUER: 70336T104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For J. JOE ADORJAN Management For For MICHAEL M. SCHARF Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 129 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 3M COMPANY MMM ANNUAL MEETING DATE: 05/13/2008 ISSUER: 88579Y101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For LINDA G. ALVARADO Management For For GEORGE W. BUCKLEY Management For For VANCE D. COFFMAN Management For For MICHAEL L. ESKEW Management For For W. JAMES FARRELL Management For For HERBERT L. HENKEL Management For For EDWARD M. LIDDY Management For For ROBERT S. MORRISON Management For For AULANA L. PETERS Management For For ROBERT J. ULRICH Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE LONG-TERM INCENTIVE PLAN. Management Against Against
GRIFFIN LAND & NURSERIES, INC. GRIF ANNUAL MEETING DATE: 05/13/2008 ISSUER: 398231100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For W.J. CHURCHILL, JR. Management For For EDGAR M. CULLMAN Management For For DAVID M. DANZIGER Management For For FREDERICK M. DANZIGER Management For For THOMAS C. ISRAEL Management For For ALAN PLOTKIN Management For For DAVID F. STEIN Management For For 02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS.
HOSPIRA, INC. HSP ANNUAL MEETING DATE: 05/13/2008 ISSUER: 441060100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For IRVING W. BAILEY, II Management For For RONALD A. MATRICARIA Management For For JACQUE J. SOKOLOV, M.D. Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 130 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ITT CORPORATION ITT ANNUAL MEETING DATE: 05/13/2008 ISSUER: 450911102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For STEVEN R. LORANGER Management For For CURTIS J. CRAWFORD Management For For CHRISTINA A. GOLD Management For For RALPH F. HAKE Management For For JOHN J. HAMRE Management For For FRANK T. MACINNIS Management For For SURYA N. MOHAPATRA Management For For LINDA S. SANFORD Management For For MARKOS I. TAMBAKERAS Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS ITT S INDEPENDENT AUDITOR FOR 2008 03 APPROVAL OF AMENDMENTS TO THE RESTATED ARTICLES Management For For OF INCORPORATION OF ITT CORPORATION: TO AUTHORIZE ADDITIONAL SHARES; TO AUTHORIZE THE COMPANY S BY-LAWS TO PROVIDE FOR MAJORITY VOTING FOR DIRECTORS IN UNCONTESTED ELECTIONS 04 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management For For THE ITT CORPORATION 2003 EQUITY INCENTIVE PLAN 05 RE-APPROVAL OF MATERIAL TERMS OF THE ITT CORPORATION Management For For 2003 EQUITY INCENTIVE PLAN 06 APPROVAL OF THE MATERIAL TERMS OF THE ITT CORPORATION Management For For ANNUAL INCENTIVE PLAN FOR EXECUTIVE OFFICERS 07 APPROVAL OF THE MATERIAL TERMS OF THE ITT CORPORATION Management For For 1997 LONG-TERM INCENTIVE PLAN 08 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shareholder Against For THAT THE COMPANY PROVIDE A COMPREHENSIVE REPORT, AT A REASONABLE COST AND OMITTING PROPRIETARY AND CLASSIFIED INFORMATION OF THE COMPANY S FOREIGN SALES OF MILITARY AND WEAPONS-RELATED PRODUCTS AND SERVICES
KRAFT FOODS INC. KFT ANNUAL MEETING DATE: 05/13/2008 ISSUER: 50075N104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For AJAY BANGA Management For For JAN BENNINK Management For For MYRA M. HART Management For For LOIS D. JULIBER Management For For MARK D. KETCHUM Management For For RICHARD A. LERNER, M.D. Management For For JOHN C. POPE Management For For FREDRIC G. REYNOLDS Management For For IRENE B. ROSENFELD Management For For MARY L. SCHAPIRO Management For For DEBORAH C. WRIGHT Management For For FRANK G. ZARB Management For For 02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For AUDITORS
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 131 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND LEUCADIA NATIONAL CORPORATION LUK ANNUAL MEETING DATE: 05/13/2008 ISSUER: 527288104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For IAN M. CUMMING Management For For PAUL M. DOUGAN Management For For LAWRENCE D. GLAUBINGER Management For For ALAN J. HIRSCHFIELD Management For For JAMES E. JORDAN Management For For JEFFREY C. KEIL Management For For J. CLYDE NICHOLS, III Management For For JOSEPH S. STEINBERG Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2008.
LOEWS CORPORATION LTR ANNUAL MEETING DATE: 05/13/2008 ISSUER: 540424108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: A.E. BERMAN Management For For 1B ELECTION OF DIRECTOR: J.L. BOWER Management For For 1C ELECTION OF DIRECTOR: C.M. DIKER Management For For 1D ELECTION OF DIRECTOR: P.J. FRIBOURG Management For For 1E ELECTION OF DIRECTOR: W.L. HARRIS Management For For 1F ELECTION OF DIRECTOR: P.A. LASKAWY Management For For 1G ELECTION OF DIRECTOR: G.R. SCOTT Management For For 1H ELECTION OF DIRECTOR: A.H. TISCH Management For For 1I ELECTION OF DIRECTOR: J.S. TISCH Management For For 1J ELECTION OF DIRECTOR: J.M. TISCH Management For For 02 RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS Management For For 03 SHAREHOLDER PROPOSAL-CUMULATIVE VOTING Shareholder Against For 04 SHAREHOLDER PROPOSAL-PERFORMANCE STANDARDS FOR Shareholder Against For EXECUTIVE COMPENSATION 05 SHAREHOLDER PROPOSAL-HEALTH CARE REFORM Shareholder Against For 06 SHAREHOLDER PROPOSAL-ADVERTISING EXPENDITURES Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 132 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND MGM MIRAGE MGM ANNUAL MEETING DATE: 05/13/2008 ISSUER: 552953101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ROBERT H. BALDWIN Management For For WILLIE D. DAVIS Management For For KENNY C. GUINN Management For For ALEXANDER M. HAIG, JR. Management For For ALEXIS M. HERMAN Management For For ROLAND HERNANDEZ Management For For GARY N. JACOBS Management For For KIRK KERKORIAN Management For For J. TERRENCE LANNI Management For For ANTHONY MANDEKIC Management For For ROSE MCKINNEY-JAMES Management For For JAMES J. MURREN Management For For RONALD M. POPEIL Management For For DANIEL J. TAYLOR Management For For MELVIN B. WOLZINGER Management For For 02 RATIFICATION OF THE SELECTION OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008 03 STOCKHOLDER PROPOSAL REGARDING CONDUCTING A STUDY Shareholder Against For OF DIVIDENDS PAID BY OTHER COMPANIES IN OUR PEER GROUP
NORTHEAST UTILITIES NU ANNUAL MEETING DATE: 05/13/2008 ISSUER: 664397106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RICHARD H. BOOTH Management For For JOHN S. CLARKESON Management For For COTTON M. CLEVELAND Management For For SANFORD CLOUD JR. Management For For JAMES F. CORDES Management For For E. GAIL DE PLANQUE Management For For JOHN G. GRAHAM Management For For ELIZABETH T. KENNAN Management For For KENNETH R. LEIBLER Management For For ROBERT E. PATRICELLI Management For For CHARLES W. SHIVERY Management For For JOHN F. SWOPE Management For For 02 RATIFICATION OF AUDITORS. Management For For
SOUTHERN UNION COMPANY SUG ANNUAL MEETING DATE: 05/13/2008 ISSUER: 844030106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For GEORGE L. LINDEMANN Management For For MICHAL BARZUZA Management For For DAVID BRODSKY Management For For FRANK W. DENIUS Management For For KURT A. GITTER, M.D. Management For For HERBERT H. JACOBI Management For For ADAM M. LINDEMANN Management For For THOMAS N. MCCARTER, III Management For For GEORGE ROUNTREE, III Management For For ALLAN D. SCHERER Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS SOUTHERN UNION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 133 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND SPRINT NEXTEL CORPORATION S ANNUAL MEETING DATE: 05/13/2008 ISSUER: 852061100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For 1B ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For 1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For 1D ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For 1E ELECTION OF DIRECTOR: DANIEL R. HESSE Management For For 1F ELECTION OF DIRECTOR: V. JANET HILL Management For For 1G ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For 1H ELECTION OF DIRECTOR: RODNEY O NEAL Management For For 1I ELECTION OF DIRECTOR: RALPH V. WHITWORTH Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2008. 03 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING Shareholder Against For SPECIAL SHAREHOLDER MEETINGS.
THE MCCLATCHY COMPANY MNI ANNUAL MEETING DATE: 05/13/2008 ISSUER: 579489105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ELIZABETH BALLANTINE Management For For K. FOLEY FELDSTEIN Management For For S. DONLEY RITCHEY Management For For FREDERICK R. RUIZ Management For For 02 TO APPROVE THE AMENDED AND RESTATED 2004 STOCK Management Against Against INCENTIVE PLAN. 03 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Management For For LONG-TERM INCENTIVE PLAN. 04 TO APPROVE THE AMENDED AND RESTATED CEO BONUS Management For For PLAN. 05 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE Management For For STOCK PURCHASE PLAN. 06 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE 2008 FISCAL YEAR.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 134 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 05/14/2008 ISSUER: 026874107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Management For For 1B ELECTION OF DIRECTOR: MARTIN S. FELDSTEIN Management For For 1C ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For 1D ELECTION OF DIRECTOR: RICHARD C. HOLBROOKE Management For For 1E ELECTION OF DIRECTOR: FRED H. LANGHAMMER Management For For 1F ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Management For For 1G ELECTION OF DIRECTOR: MORRIS W. OFFIT Management For For 1H ELECTION OF DIRECTOR: JAMES F. ORR III Management For For 1I ELECTION OF DIRECTOR: VIRGINIA M. ROMETTY Management For For 1J ELECTION OF DIRECTOR: MARTIN J. SULLIVAN Management For For 1K ELECTION OF DIRECTOR: MICHAEL H. SUTTON Management For For 1L ELECTION OF DIRECTOR: EDMUND S.W. TSE Management For For 1M ELECTION OF DIRECTOR: ROBERT B. WILLUMSTAD Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 SHAREHOLDER PROPOSAL RELATING TO THE HUMAN RIGHT Shareholder Against For TO WATER. 04 SHAREHOLDER PROPOSAL RELATING TO THE REPORTING Shareholder Against For OF POLITICAL CONTRIBUTIONS.
CAMERON INTERNATIONAL CORPORATION CAM ANNUAL MEETING DATE: 05/14/2008 ISSUER: 13342B105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For PETER J. FLUOR Management For For JACK B. MOORE Management For For DAVID ROSS III Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS CAMERON S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2008.
CHEMTURA CORPORATION CEM ANNUAL MEETING DATE: 05/14/2008 ISSUER: 163893100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For NIGEL D.T. ANDREWS Management For For ROBERT A. FOX Management For For MARTIN M. HALE Management For For C.A. (LANCE) PICCOLO Management For For BRUCE F. WESSON Management For For ROBERT L. WOOD Management For For 02 PROPOSAL TO RATIFY CHEMTURA CORPORATION S SELECTION Management For For FOR THE CALENDAR YEAR 2008 OF KPMG LLP AS ITS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 135 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND CONOCOPHILLIPS COP ANNUAL MEETING DATE: 05/14/2008 ISSUER: 20825C104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For 1B ELECTION OF DIRECTOR: JAMES J. MULVA Management For For 1C ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Management For For 02 TO AMEND AMENDED AND RESTATED BY-LAWS AND RESTATED Management For For CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 03 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For CONOCOPHILLIPS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 04 QUALIFICATIONS FOR DIRECTOR NOMINEES Shareholder Against For 05 REPORT ON RECOGNITION OF INDIGENOUS RIGHTS Shareholder Against For 06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For 07 POLITICAL CONTRIBUTIONS Shareholder Against For 08 GREENHOUSE GAS REDUCTION Shareholder Against For 09 COMMUNITY ACCOUNTABILITY Shareholder Against For 10 DRILLING IN SENSITIVE/PROTECTED AREAS Shareholder Against For 11 ENVIRONMENTAL IMPACT Shareholder Against For 12 GLOBAL WARMING Shareholder Against For
EASTMAN KODAK COMPANY EK ANNUAL MEETING DATE: 05/14/2008 ISSUER: 277461109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RICHARD S. BRADDOCK Management For For TIMOTHY M. DONAHUE Management For For MICHAEL J. HAWLEY Management For For WILLIAM H. HERNANDEZ Management For For DOUGLAS R. LEBDA Management For For DEBRA L. LEE Management For For DELANO E. LEWIS Management For For WILLIAM G. PARRETT Management For For ANTONIO M. PEREZ Management For For HECTOR DE J. RUIZ Management For For DENNIS F. STRIGL Management For For LAURA D'ANDREA TYSON Management For For 02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL ON MAJORITY VOTING REQUIREMENTS Shareholder Against For FOR DIRECTOR NOMINEES
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 136 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND EL PASO CORPORATION EP ANNUAL MEETING DATE: 05/14/2008 ISSUER: 28336L109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF Management For For 1B ELECTION OF DIRECTOR: JAMES L. DUNLAP Management For For 1C ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Management For For 1D ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Management For For 1E ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Management For For 1F ELECTION OF DIRECTOR: THOMAS R. HIX Management For For 1G ELECTION OF DIRECTOR: WILLIAM H. JOYCE Management For For 1H ELECTION OF DIRECTOR: RONALD L KUEHN, JR. Management For For 1I ELECTION OF DIRECTOR: FERRELL P. MCCLEAN Management For For 1J ELECTION OF DIRECTOR: STEVEN J. SHAPIRO Management For For 1K ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For 1L ELECTION OF DIRECTOR: ROBERT F. VAGT Management For For 1M ELECTION OF DIRECTOR: JOHN L. WHITMIRE Management For For 1N ELECTION OF DIRECTOR: JOE B. WYATT Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
HENRY SCHEIN, INC. HSIC ANNUAL MEETING DATE: 05/14/2008 ISSUER: 806407102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For STANLEY M. BERGMAN Management For For GERALD A. BENJAMIN Management For For JAMES P. BRESLAWSKI Management For For MARK E. MLOTEK Management For For STEVEN PALADINO Management For For BARRY J. ALPERIN Management For For PAUL BRONS Management For For M.A. HAMBURG, M.D. Management For For DONALD J. KABAT Management For For PHILIP A. LASKAWY Management For For KARYN MASHIMA Management For For NORMAN S. MATTHEWS Management For For LOUIS W. SULLIVAN, M.D. Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 137 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND LSI CORPORATION LSI ANNUAL MEETING DATE: 05/14/2008 ISSUER: 502161102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: TIMOTHY Y. CHEN Management For For 1B ELECTION OF DIRECTOR: CHARLES A. HAGGERTY Management For For 1C ELECTION OF DIRECTOR: RICHARD S. HILL Management For For 1D ELECTION OF DIRECTOR: MICHAEL J. MANCUSO Management For For 1E ELECTION OF DIRECTOR: JOHN H.F. MINER Management For For 1F ELECTION OF DIRECTOR: ARUN NETRAVALI Management For For 1G ELECTION OF DIRECTOR: MATTHEW J. O ROURKE Management For For 1H ELECTION OF DIRECTOR: GREGORIO REYES Management For For 1I ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR Management For For 02 TO RATIFY THE AUDIT COMMITTEE S SELECTION OF Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 TO APPROVE OUR AMENDED 2003 EQUITY INCENTIVE Management Against Against PLAN. 04 TO APPROVE OUR AMENDED EMPLOYEE STOCK PURCHASE Management For For PLAN.
PROGRESS ENERGY, INC. PGN ANNUAL MEETING DATE: 05/14/2008 ISSUER: 743263105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: J. BOSTIC Management For For 1B ELECTION OF DIRECTOR: D. BURNER Management For For 1C ELECTION OF DIRECTOR: H. DELOACH Management For For 1D ELECTION OF DIRECTOR: W. JOHNSON Management For For 1E ELECTION OF DIRECTOR: R. JONES Management For For 1F ELECTION OF DIRECTOR: W. JONES Management For For 1G ELECTION OF DIRECTOR: E. MCKEE Management For For 1H ELECTION OF DIRECTOR: J. MULLIN Management For For 1I ELECTION OF DIRECTOR: C. PRYOR Management For For 1J ELECTION OF DIRECTOR: C. SALADRIGAS Management For For 1K ELECTION OF DIRECTOR: T. STONE Management For For 1L ELECTION OF DIRECTOR: A. TOLLISON Management For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS PROGRESS ENERGY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 THE PROPOSAL REGARDING EXECUTIVE COMPENSATION. Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 138 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND REPSOL YPF, S.A. REP ANNUAL MEETING DATE: 05/14/2008 ISSUER: 76026T205 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND Management For For THE MANAGEMENT REPORT OF REPSOL YPF, S.A. 02 AMENDMENT OF THE ARTICLES OF ASSOCIATION. Management For For 3A RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For ISIDRE FAINE CASAS. 3B RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For JUAN MARIA NIN GENOVA. 04 APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL Management For For YPF, S.A. AND OF ITS CONSOLIDATED GROUP. 05 AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE Management For For DERIVATIVE ACQUISITION OF SHARES OF REPSOL YPF, S.A. 06 DELEGATION OF POWERS TO SUPPLEMENT, DEVELOP, Management For For EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING.
SAFEWAY INC. SWY ANNUAL MEETING DATE: 05/14/2008 ISSUER: 786514208 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: STEVEN A. BURD Management For For 1B ELECTION OF DIRECTOR: JANET E. GROVE Management For For 1C ELECTION OF DIRECTOR: MOHAN GYANI Management For For 1D ELECTION OF DIRECTOR: PAUL HAZEN Management For For 1E ELECTION OF DIRECTOR: FRANK C. HERRINGER Management For For 1F ELECTION OF DIRECTOR: ROBERT I. MACDONNELL Management For For 1G ELECTION OF DIRECTOR: DOUGLAS J. MACKENZIE Management For For 1H ELECTION OF DIRECTOR: KENNETH W. ODER Management For For 1I ELECTION OF DIRECTOR: REBECCA A. STIRN Management For For 1J ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Management For For 1K ELECTION OF DIRECTOR: RAYMOND G. VIAULT Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For 04 STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER APPROVAL Shareholder Against For OF FUTURE SERPS OR INDIVIDUAL RETIREMENT AGREEMENTS FOR SENIOR EXECUTIVES. 05 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A Shareholder Against For POLICY REGARDING USE OF RULE 10B5-1 TRADING PLANS BY SENIOR EXECUTIVES.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 139 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND TRONOX INC. TRXB ANNUAL MEETING DATE: 05/14/2008 ISSUER: 897051207 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: DAVID G. BIRNEY Management For For 1B ELECTION OF DIRECTOR: BRADLEY C. RICHARDSON Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT AUDITORS.
UIL HOLDINGS CORPORATION UIL ANNUAL MEETING DATE: 05/14/2008 ISSUER: 902748102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For THELMA R. ALBRIGHT Management For For MARC C. BRESLAWSKY Management For For ARNOLD L. CHASE Management For For JOHN F. CROWEAK Management For For BETSY HENLEY-COHN Management For For JOHN L. LAHEY Management For For F.P. MCFADDEN, JR. Management For For DANIEL J. MIGLIO Management For For WILLIAM F. MURDY Management For For JAMES A. THOMAS Management For For JAMES P. TORGERSON Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS UIL HOLDINGS CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 PROPOSAL TO APPROVE THE UIL HOLDINGS CORPORATION Management For For 2008 STOCK AND INCENTIVE COMPENSATION PLAN.
ALLEGHENY ENERGY, INC. AYE ANNUAL MEETING DATE: 05/15/2008 ISSUER: 017361106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For H. FURLONG BALDWIN Management For For ELEANOR BAUM Management For For PAUL J. EVANSON Management For For CYRUS F. FREIDHEIM, JR. Management For For JULIA L. JOHNSON Management For For TED J. KLEISNER Management For For CHRISTOPHER D. PAPPAS Management For For STEVEN H. RICE Management For For GUNNAR E. SARSTEN Management For For MICHAEL H. SUTTON Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2008. 03 PROPOSAL TO APPROVE THE ALLEGHENY ENERGY, INC. Management For For 2008 LONG-TERM INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL RELATING TO A SHAREHOLDER Shareholder Against For SAY ON EXECUTIVE PAY.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 140 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND AQUA AMERICA, INC. WTR ANNUAL MEETING DATE: 05/15/2008 ISSUER: 03836W103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MARY C. CARROLL Management For For CONSTANTINE PAPADAKIS Management For For ELLEN T. RUFF Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE 2008 FISCAL YEAR.
DENBURY RESOURCES INC. DNR ANNUAL MEETING DATE: 05/15/2008 ISSUER: 247916208 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RONALD G. GREENE Management For For MICHAEL L. BEATTY Management For For MICHAEL B. DECKER Management For For DAVID I. HEATHER Management For For GREGORY L. MCMICHAEL Management For For GARETH ROBERTS Management For For RANDY STEIN Management For For WIELAND F. WETTSTEIN Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR 2008
DEUTSCHE TELEKOM AG DT ANNUAL MEETING DATE: 05/15/2008 ISSUER: 251566105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management For *Management Position Unknown 03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2007 FINANCIAL YEAR. 04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2007 FINANCIAL YEAR. 05 RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT Management For *Management Position Unknown AUDITOR AND THE GROUP AUDITOR FOR THE 2008 FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT PURSUANT TO SECTIONS 37W (5), 37Y NO. 2 OF THE GERMAN SECURITIES TRADING ACT (WERTPAPIERHANDELSGESETZ - WPHG). 06 RESOLUTION AUTHORIZING THE CORPORATION TO PURCHASE Management For *Management Position Unknown AND USE TREASURY SHARES WITH POSSIBLE EXCLUSION OF SUBSCRIPTION RIGHTS AND ANY RIGHT TO PURCHASE.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 141 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 07 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown 08 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown 09 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH LAMBDA TELEKOMMUNIKATIONSDIENSTE GMBH. 10 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH OMIKRON TELEKOMMUNIKATIONSDIENSTE GMBH. 11 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH THETA TELEKOMMUNIKATIONSDIENSTE GMBH. 12 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH ETA TELEKOMMUNIKATIONSDIENSTE GMBH. 13 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH EPSILON TELEKOMMUNIKATIONSDIENSTE GMBH. 14 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH OMEGA TELEKOMMUNIKATIONSDIENSTE GMBH. 15 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH SIGMA TELEKOMMUNIKATIONSDIENSTE GMBH. 16 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH KAPPA TELEKOMMUNIKATIONSDIENSTE GMBH. 17 RESOLUTION ON THE AMENDMENT TO SECTION 13 (3) Management For *Management Position Unknown SENTENCE 2 OF THE ARTICLES OF INCORPORATION.
DTE ENERGY COMPANY DTE ANNUAL MEETING DATE: 05/15/2008 ISSUER: 233331107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For LILLIAN BAUDER Management For For W. FRANK FOUNTAIN, JR. Management For For JOSUE ROBLES, JR. Management For For JAMES H. VANDENBERGHE Management For For RUTH G. SHAW Management For For 02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For DELOITTE & TOUCHE LLP 03 SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For
INTEGRYS ENERGY GROUP INC TEG ANNUAL MEETING DATE: 05/15/2008 ISSUER: 45822P105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RICHARD A. BEMIS Management For For WILLIAM J. BRODSKY Management For For ALBERT J. BUDNEY, JR. Management For For ROBERT C. GALLAGHER Management For For JOHN C. MENG Management For For 02 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 142 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND KEYCORP KEY ANNUAL MEETING DATE: 05/15/2008 ISSUER: 493267108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For EDWARD P. CAMPBELL Management For For H. JAMES DALLAS Management For For LAURALEE E. MARTIN Management For For BILL R. SANFORD Management For For 02 AMENDMENT TO CODE OF REGULATIONS TO REQUIRE THE Management For For ANNUAL ELECTION OF ALL DIRECTORS. 03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For AUDITORS.
MARSH & MCLENNAN COMPANIES, INC. MMC ANNUAL MEETING DATE: 05/15/2008 ISSUER: 571748102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: STEPHEN R. HARDIS Management For For 1B ELECTION OF DIRECTOR: THE RT. HON. LORD LANG Management For For OF MONKTON, DL 1C ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Management For For 1D ELECTION OF DIRECTOR: ADELE SIMMONS Management For For 1E ELECTION OF DIRECTOR: BRIAN DUPERREAULT Management For For 1F ELECTION OF DIRECTOR: BRUCE P. NOLOP Management For For 02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 PROPOSAL TO AMEND MMC S RESTATED CERTIFICATE Management For For OF INCORPORATION TO ELIMINATE CLASSIFIED BOARD STRUCTURE 04 STOCKHOLDER PROPOSAL: POLITICAL CONTRIBUTIONS Shareholder Against For
ONEOK, INC. OKE ANNUAL MEETING DATE: 05/15/2008 ISSUER: 682680103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JAMES C. DAY* Management For For DAVID L. KYLE* Management For For BERT H. MACKIE* Management For For JIM W. MOGG* Management For For MOLLIE B. WILLIFORD* Management For For JULIE H. EDWARDS** Management For For 02 A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. Management For For CERTIFICATE OF INCORPORATION TO REDUCE THE MAXIMUM NUMBER OF DIRECTORS AND TO ELIMINATE UNNECESSARY AND OUTDATED PROVISIONS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 143 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 03 A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. Management For For CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. 04 A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. Management For For EQUITY COMPENSATION PLAN. 05 A PROPOSAL TO AMEND AND RESTATE THE ONEOK, INC. Management For For EMPLOYEE STOCK PURCHASE PLAN. 06 A PROPOSAL TO APPROVE THE ONEOK, INC. EMPLOYEE Management For For STOCK AWARD PROGRAM. 07 A PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP Management For For AS THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM OF ONEOK, INC. 08 A SHAREHOLDER PROPOSAL RELATING TO A REPORT ON Shareholder Against For GREENHOUSE GAS EMISSIONS.
PETROCHINA COMPANY LIMITED PTR ANNUAL MEETING DATE: 05/15/2008 ISSUER: 71646E100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, Management For For THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY MADE IN ACCORDANCE WITH THE COMPANY LAW OF THE PRC AND THE GUIDELINES OF ARTICLES OF ASSOCIATION FOR LISTED COMPANIES ISSUED BY THE CHINA SECURITIES REGULATORY COMMISSION BE AND ARE HEREBY APPROVED AND THE CHAIRMAN OF THE COMPANY BE AND IS HEREBY AUTHORISED TO MAKE ANY AMENDMENT AS HE MAY CONSIDER NECESSARY AND APPROPRIATE TO THE ARTICLES OF ASSOCIATION. 02 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD Management For For OF DIRECTORS OF THE COMPANY FOR THE YEAR 2007. 03 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY Management For For COMMITTEE OF THE COMPANY FOR THE YEAR 2007. 04 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Management For For STATEMENTS OF THE COMPANY FOR THE YEAR 2007. 05 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT Management For For OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2007 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS. 06 TO CONSIDER AND APPROVE THE AUTHORISATION OF Management For For THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2008. 07 TO CONSIDER AND APPROVE THE CONTINUATION OF APPOINTMENT Management For For OF PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INTERNATIONAL AUDITORS OF THE COMPANY AND PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED PUBLIC ACCOUNTANTS, AS THE DOMESTIC AUDITORS OF THE COMPANY, FOR THE YEAR 2008 AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. 8A TO CONSIDER AND APPROVE THE ELECTION OF MR JIANG Management For For JIEMIN AS DIRECTOR OF THE COMPANY. 8B TO CONSIDER AND APPROVE THE ELECTION OF MR ZHOU Management For For JIPING AS DIRECTOR OF THE COMPANY. 8C TO CONSIDER AND APPROVE THE ELECTION OF MR DUAN Management For For WENDE AS DIRECTOR OF THE COMPANY. 8D TO CONSIDER AND APPROVE THE ELECTION OF MR WANG Management For For YILIN AS DIRECTOR OF THE COMPANY. 8E TO CONSIDER AND APPROVE THE ELECTION OF MR ZENG Management For For YUKANG AS DIRECTOR OF THE COMPANY. 8F TO CONSIDER AND APPROVE THE ELECTION OF MR WANG Management For For FUCHENG AS DIRECTOR OF THE COMPANY. 8G TO CONSIDER AND APPROVE THE ELECTION OF MR LI Management For For XINHUA AS DIRECTOR OF THE COMPANY.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 144 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 8H TO CONSIDER AND APPROVE THE ELECTION OF MR LIAO Management For For YONGYUAN AS DIRECTOR OF THE COMPANY. 8I TO CONSIDER AND APPROVE THE ELECTION OF MR WANG Management For For GUOLIANG AS DIRECTOR OF THE COMPANY. 8J TO CONSIDER AND APPROVE THE ELECTION OF MR JIANG Management For For FAN AS DIRECTOR OF THE COMPANY. 8K TO CONSIDER AND APPROVE THE ELECTION OF MR CHEE-CHEN Management For For TUNG AS INDEPENDENT DIRECTOR OF THE COMPANY. 8L TO CONSIDER AND APPROVE THE ELECTION OF MR LIU Management For For HONGRU AS INDEPENDENT DIRECTOR OF THE COMPANY. 8M TO CONSIDER AND APPROVE THE ELECTION OF MR FRANCO Management For For BERNABE AS INDEPENDENT DIRECTOR OF THE COMPANY. 8N TO CONSIDER AND APPROVE THE ELECTION OF MR LI Management For For YONGWU AS INDEPENDENT DIRECTOR OF THE COMPANY. 8O TO CONSIDER AND APPROVE THE ELECTION OF MR CUI Management For For JUNHUI AS INDEPENDENT DIRECTOR OF THE COMPANY. 9A TO CONSIDER AND APPROVE THE ELECTION OF MR CHEN Management For For MING AS SUPERVISOR OF THE COMPANY. 9B TO CONSIDER AND APPROVE THE ELECTION OF MR WEN Management For For QINGSHAN AS SUPERVISOR OF THE COMPANY. 9C TO CONSIDER AND APPROVE THE ELECTION OF MR SUN Management For For XIANFENG AS SUPERVISOR OF THE COMPANY. 9D TO CONSIDER AND APPROVE THE ELECTION OF MR YU Management For For YIBO AS SUPERVISOR OF THE COMPANY. 9E TO CONSIDER AND APPROVE THE ELECTION OF MR WU Management For For ZHIPAN AS INDEPENDENT SUPERVISOR OF THE COMPANY. 9F TO CONSIDER AND APPROVE THE ELECTION OF MR LI Management For For YUAN AS INDEPENDENT SUPERVISOR OF THE COMPANY. 10 TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, Management For For TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE. 11 TO CONSIDER AND APPROVE, BY WAY OF ORDINARY RESOLUTION, Management For For TO ADOPT THE RULES AND PROCEDURES OF SHAREHOLDERS GENERAL MEETING. 12 TO CONSIDER AND APPROVE, BY WAY OF ORDINARY RESOLUTION, Management For For TO ADOPT THE RULES AND PROCEDURES OF THE BOARD. 13 TO CONSIDER AND APPROVE, BY WAY OF ORDINARY RESOLUTION, Management For For TO ADOPT THE RULES OF ORGANISATION AND PROCEDURES OF THE SUPERVISORY COMMITTEE. 14 TO CONSIDER AND APPROVE OTHER MATTERS, IF ANY. Management For For
R.H. DONNELLEY CORPORATION RHD ANNUAL MEETING DATE: 05/15/2008 ISSUER: 74955W307 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: MICHAEL P. CONNORS Management For For 1B ELECTION OF DIRECTOR: THOMAS J. REDDIN Management For For 1C ELECTION OF DIRECTOR: DAVID M. VEIT Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 APPROVAL OF THE EXCHANGE PROGRAM PROPOSAL. Management Against Against 04 STOCKHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shareholder Against For STRUCTURE. 05 MANAGEMENT PROPOSAL TO AMEND THE COMPANY S CERTIFICATE Management For For OF INCORPORATION IN ORDER TO DECLASSIFY ITS BOARD.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 145 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND THE CHARLES SCHWAB CORPORATION SCHW ANNUAL MEETING DATE: 05/15/2008 ISSUER: 808513105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: FRANK C. HERRINGER Management For For 1B ELECTION OF DIRECTOR: STEPHEN T. MCLIN Management For For 1C ELECTION OF DIRECTOR: CHARLES R. SCHWAB Management For For 1D ELECTION OF DIRECTOR: ROGER O. WALTHER Management For For 1E ELECTION OF DIRECTOR: ROBERT N. WILSON Management For For 02 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shareholder Against For 03 STOCKHOLDER PROPOSAL REGARDING SUBMISSION OF Shareholder Against For NON-BINDING STOCKHOLDER PROPOSALS
THE DOW CHEMICAL COMPANY DOW ANNUAL MEETING DATE: 05/15/2008 ISSUER: 260543103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ARNOLD A. ALLEMANG Management For For JACQUELINE K. BARTON Management For For JAMES A. BELL Management For For JEFF M. FETTIG Management For For BARBARA H. FRANKLIN Management For For JOHN B. HESS Management For For ANDREW N. LIVERIS Management For For GEOFFERY E. MERSZEI Management For For DENNIS H. REILLEY Management For For JAMES M. RINGLER Management For For RUTH G. SHAW Management For For PAUL G. STERN Management For For 02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 STOCKHOLDER PROPOSAL ON CHEMICALS WITH LINKS Shareholder Against For TO RESPIRATORY PROBLEMS. 04 STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REMEDIATION Shareholder Against For IN THE MIDLAND AREA. 05 STOCKHOLDER PROPOSAL ON GENETICALLY ENGINEERED Shareholder Against For SEED. 06 STOCKHOLDER PROPOSAL ON A COMPENSATION PLAN. Shareholder Against For
THE STUDENT LOAN CORPORATION STU ANNUAL MEETING DATE: 05/15/2008 ISSUER: 863902102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- II RATIFICATION OF INDEPENDENT AUDITORS Management For For I DIRECTOR Management For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 146 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND VIKRAM A. ATAL Management For For JAMES L. BAILEY Management For For GINA DOYNOW Management For For RODMAN L. DRAKE Management For For RICHARD GARSIDE Management For For
UNILEVER N.V. UN ANNUAL MEETING DATE: 05/15/2008 ISSUER: 904784709 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 15 TO RE-APPOINT THE LORD SIMON OF HIGHBURY CBE Management For For AS A NON-EXECUTIVE DIRECTOR. 16 TO RE-APPOINT MR K J STORM AS A NON-EXECUTIVE Management For For DIRECTOR. 17 TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE Management For For DIRECTOR. 18 TO RE-APPOINT MR J VAN DER VEER AS A NON-EXECUTIVE Management For For DIRECTOR. 19 TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS Management For For N.V. AS AUDITORS OF THE COMPANY. 20 TO APPROVE THE PROPOSAL TO CHANGE THE REPORTING Management For For LANGUAGE. 21 TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY Management For For BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. 22 TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE Management For For SHARES AND DEPOSITARY RECEIPTS IN THE COMPANY. 23 TO APPROVE THE PROPOSAL TO REDUCE THE CAPITAL Management For For THROUGH CANCELLATION OF SHARES. 02 TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION Management For For OF THE PROFIT FOR THE 2007 FINANCIAL YEAR. 03 TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE Management For For IN THE 2007 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. 04 TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE Management For For IN THE 2007 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. 05 TO RE-APPOINT MR P J CESCAU AS AN EXECUTIVE DIRECTOR. Management For For 06 TO APPOINT MR J A LAWRENCE AS AN EXECUTIVE DIRECTOR. Management For For 07 TO INCREASE GSIP AWARD AND BONUS LIMITS FOR MR Management For For J A LAWRENCE. 08 TO RE-APPOINT PROFESSOR G BERGER AS A NON-EXECUTIVE Management For For DIRECTOR. 09 TO RE-APPOINT THE RT HON THE LORD BRITTAN OF Management For For SPENNITHORNE QC, DL AS A NON-EXECUTIVE DIRECTOR. 10 TO RE-APPOINT PROFESSOR W DIK AS A NON-EXECUTIVE Management For For DIRECTOR. 11 TO RE-APPOINT MR C E GOLDEN AS A NON-EXECUTIVE Management For For DIRECTOR. 12 TO RE-APPOINT DR B E GROTE AS A NON-EXECUTIVE Management For For DIRECTOR. 13 TO RE-APPOINT MR N MURTHY AS A NON-EXECUTIVE Management For For DIRECTOR. 14 TO RE-APPOINT MS H NYASULU AS A NON-EXECUTIVE Management For For DIRECTOR.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 147 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND WESTAR ENERGY, INC. WR ANNUAL MEETING DATE: 05/15/2008 ISSUER: 95709T100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MOLLIE H. CARTER Management For For JERRY B. FARLEY Management For For ARTHUR B. KRAUSE Management For For WILLIAM B. MOORE Management For For 02 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
LADBROKES PLC LAD.L AGM MEETING DATE: 05/16/2008 ISSUER: G5337D107 ISIN: GB00B0ZSH635 SEDOL: B0ZSH63, B1321T5, B100LK3
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1. RECEIVE AND ADOPT THE REPORTS OF THE DIRECTORS Management For For AND THE AUDITOR AND THE ACCOUNTS OF THE COMPANY FOR THE YE 31 DEC 2007 2. DECLARE THE FINAL DIVIDEND OF 9.05P ON EACH OF Management For For THE ORDINARY SHARES ENTITLED THERETO IN RESPECT OF THE YE 31 DEC 2007 3. RE-APPOINT MR. C. BELL AS A DIRECTOR OF THE COMPANY, Management For For WHO RETIRES BY ROTATION 4. RE-APPOINT MR. C.P. WICKS AS A DIRECTOR OF THE Management For For COMPANY, WHO RETIRES BY ROTATION 5. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR TO Management For For THE COMPANY AND AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR 6. APPROVE THE 2007 DIRECTORS REMUNERATION REPORT Management For For 7. AUTHORIZE THE COMPANY AND ALL COMPANIES THAT Management For For ARE SUBSIDIARIES OF THE COMPANY,FOR THE PURPOSE OF SECTION 366 OF THE COMPANIES ACT 2006 AND , TO MAKE DONATIONS TO POLITICAL PARTIES OR INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING GBP 50,000; AND MAKE POLITICAL DONATIONS TO POLITICAL ORGANIZATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 50,000; AND INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 50,000, PROVIDED THAT THE AGGREGATE AMOUNT OF ANY SUCH DONATION AND EXPENDITURE SHALL NOT EXCEED GBP 50,000; AUTHORITY EXPIRES AT THE DATE OF THE AGM OF THE COMPANY HELD IN 2009 8. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For For ANY EXISTING AUTHORITY AND FOR THE PURPOSE OF SECTION 80 OF THE COMPANIES ACT 1985, TO ALLOT RELEVANT SECURITIES WITH IN THE MEANING OF THAT SECTION UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 56,123,995; AUTHORITY EXPIRES EARLIER THE DATE OF THE AGM OF THE COMPANY HELD IN 2009 OR ON 30 JUN 2009; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.9 AUTHORIZE THE DIRECTORS, TO ALLOT EQUITY SECURITIES Management For For SECTION 94 OF THE COMPANIES ACT 1985 THE ACT PURSUANT TO THE AUTHORITY FOR THE PURPOSES OF SECTION 80 OF THE ACT CONFERRED BY THE ORDINARY RESOLUTION PASSED AT THE 2008 AGM OF THE COMPANY AND TO SELL EQUITY SECURITIES WHICH IMMEDIATELY BEFORE THE SALE ARE HELD BY THE COMPANY AS TREASURY SHARESSECTION 162A OF THE ACT IN EACH CASE, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER IS LIMITED TO: A) UP TO AN AGGREGATE NOMINAL AMOUNT GBP 8,662,866; AND B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 56,123,995; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY TO BE HELD IN 2009 OR IF EARLIER, ON 30 JUN 2009; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 148 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND S.10 AUTHORIZE THE COMPANY, TO MAKE ONE OR MORE MARKET Management For For PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 (THE ACT) OF UP TO 61,149,640 SHARES REPRESENTING OF THE COMPANY S ISSUED ORDINARY SHARE CAPITAL OF 28 1/3P EACH, AT A MINIMUM PRICE WHICH MAY BE PAID FOR THE ORDINARY PER SHARE AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO 105% OF THE AVERAGE MARKET VALUE OF SHARES AS DERIVED FROM THEMED-MARKET PRICE OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES AT EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY TO BE HELD 2009 OR IF EARLIER ON 30 JUN 2009; THE COMPANY MAY MAKE A CONTRACT TO PURCHASE SHARES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY 11. APPROVE TO EXTEND THE TERM OF THE LADBROKES PLC Management For For 1978 SHARE OPTION SCHEME TO FURTHER 10 YEARS UNTIL 2018 AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO DO ALL ACTS AND THINGS NECESSARY TO PUT THE EXTENSION OF THE SCHEME INTO EFFECT S.12 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For For BY DELETING ARTICLES 121 DIRECTOR MAY HAVE INTEREST AND 122 DISCLOSURE OF INTEREST TO BOARD AND SUBSTITUTING FOR THOSE ARTICLES THE AS SPECIFIED
MACY'S INC. M ANNUAL MEETING DATE: 05/16/2008 ISSUER: 55616P104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS MACY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2009. 01 DIRECTOR Management For STEPHEN F. BOLLENBACH Management For For DEIRDRE P. CONNELLY Management For For MEYER FELDBERG Management For For SARA LEVINSON Management For For TERRY J. LUNDGREN Management For For JOSEPH NEUBAUER Management For For JOSEPH A. PICHLER Management For For JOYCE M. ROCHE Management For For KARL M. VON DER HEYDEN Management For For CRAIG E. WEATHERUP Management For For MARNA C. WHITTINGTON Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 149 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND OCEANEERING INTERNATIONAL, INC. OII ANNUAL MEETING DATE: 05/16/2008 ISSUER: 675232102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For T. JAY COLLINS Management For For D. MICHAEL HUGHES Management For For 02 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK FROM 93,000,000 TO 183,000,000 AND INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 90,000,000 TO 180,000,000. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008.
PACTIV CORP. PTV ANNUAL MEETING DATE: 05/16/2008 ISSUER: 695257105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: LARRY D. BRADY Management For For 1B ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For 1C ELECTION OF DIRECTOR: ROBERT J. DARNALL Management For For 1D ELECTION OF DIRECTOR: MARY R. (NINA) HENDERSON Management For For 1E ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Management For For 1F ELECTION OF DIRECTOR: ROGER B PORTER Management For For 1G ELECTION OF DIRECTOR: RICHARD L. WAMBOLD Management For For 1H ELECTION OF DIRECTOR: NORMAN H. WESLEY Management For For 02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For INDEPENDENT PUBLIC ACCOUNTANTS.
SCHERING-PLOUGH CORPORATION SGP ANNUAL MEETING DATE: 05/16/2008 ISSUER: 806605101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For HANS W. BECHERER Management For For THOMAS J. COLLIGAN Management For For FRED HASSAN Management For For C. ROBERT KIDDER Management For For EUGENE R. MCGRATH Management For For CARL E. MUNDY, JR. Management For For ANTONIO M. PEREZ Management For For PATRICIA F. RUSSO Management For For JACK L. STAHL Management For For CRAIG B. THOMPSON, M.D. Management For For KATHRYN C. TURNER Management For For ROBERT F.W. VAN OORDT Management For For ARTHUR F. WEINBACH Management For For 02 RATIFY THE DESIGNATION OF DELOITTE & TOUCHE LLP Management For For TO AUDIT THE BOOKS AND ACCOUNTS FOR 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 150 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/16/2008 ISSUER: 887317105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For 1B ELECTION OF DIRECTOR: JEFFREY L. BEWKES Management For For 1C ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Management For For 1D ELECTION OF DIRECTOR: FRANK J. CAUFIELD Management For For 1E ELECTION OF DIRECTOR: ROBERT C. CLARK Management For For 1F ELECTION OF DIRECTOR: MATHIAS DOPFNER Management For For 1G ELECTION OF DIRECTOR: JESSICA P. EINHORN Management For For 1H ELECTION OF DIRECTOR: REUBEN MARK Management For For 1I ELECTION OF DIRECTOR: MICHAEL A. MILES Management For For 1J ELECTION OF DIRECTOR: KENNETH J. NOVACK Management For For 1K ELECTION OF DIRECTOR: RICHARD D. PARSONS Management For For 1L ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management For For 02 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION TO ELIMINATE THE REMAINING SUPER-MAJORITY VOTE REQUIREMENTS. 03 COMPANY PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For TIME WARNER INC. ANNUAL BONUS PLAN FOR EXECUTIVE OFFICERS. 04 RATIFICATION OF AUDITORS. Management For For 05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For ROLES OF CHAIRMAN AND CEO.
TOTAL S.A. TOT ANNUAL MEETING DATE: 05/16/2008 ISSUER: 89151E109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- O1 APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS Management For For O2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Management For For O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Management For For O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Management For For FRENCH COMMERCIAL CODE O5 COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE Management For For FRENCH COMMERCIAL CODE CONCERNING MR. THIERRY DESMAREST O6 COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE Management For For FRENCH COMMERCIAL CODE CONCERNING MR. CHRISTOPHE DE MARGERIE O7 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE Management For For SHARES OF THE COMPANY O8 RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS Management For For JR. AS A DIRECTOR O9 RENEWAL OF THE APPOINTMENT OF MR. BERTRAND JACQUILLAT Management For For AS A DIRECTOR O10 RENEWAL OF THE APPOINTMENT OF LORD PETER LEVENE Management For For OF PORTSOKEN AS A DIRECTOR O11 APPOINTMENT OF MRS. PATRICIA BARBIZET AS A DIRECTOR Management For For O12 APPOINTMENT OF MR. CLAUDE MANDIL AS A DIRECTOR Management For For 13 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL WHILE MAINTAINING SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS OR BY CAPITALIZING PREMIUMS, RESERVES, SURPLUSES OR OTHER LINE ITEMS
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 151 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 14 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS 15 DELEGATION OF POWERS GRANTED TO THE BOARD OF Management For For DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL, IN PAYMENT OF SECURITIES THAT WOULD BE CONTRIBUTED TO THE COMPANY 16 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For OF DIRECTORS TO INCREASE SHARE CAPITAL UNDER THE CONDITIONS PROVIDED FOR IN ARTICLE 443-5 OF THE FRENCH LABOR CODE 17 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO GRANT Management For For RESTRICTED SHARES OF THE COMPANY TO GROUP EMPLOYEES AND TO EXECUTIVE OFFICERS OF THE COMPANY OR OF GROUP COMPANIES 17A REMOVAL OF MR. ANTOINE JEANCOURT-GALIGNANI FROM Shareholder Against For HIS DIRECTORSHIP 17B ADDITION OF A FINAL LAST PARAGRAPH TO ARTICLE Shareholder Against For 12 OF THE COMPANY S ARTICLES OF ASSOCIATION TO ENSURE THAT STATISTICS ARE PUBLISHED IDENTIFYING BY NAME THE DIRECTORS IN ATTENDANCE AT MEETINGS OF THE BOARD OF DIRECTORS AND ITS COMMITTEES 17C AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE Shareholder Against For COMPANY TO ALL EMPLOYEES OF THE GROUP
TRANSOCEAN INC RIG ANNUAL MEETING DATE: 05/16/2008 ISSUER: G90073100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: JON A. MARSHALL Management For For 1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Management For For 1C ELECTION OF DIRECTOR: ROBERT E. ROSE Management For For 1D ELECTION OF DIRECTOR: IAN C. STRACHAN Management For For 02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
ANADARKO PETROLEUM CORPORATION APC ANNUAL MEETING DATE: 05/20/2008 ISSUER: 032511107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Management For For 1B ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For 1C ELECTION OF DIRECTOR: JOHN R. GORDON Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For AUDITORS. 03 APPROVAL OF 2008 OMNIBUS INCENTIVE COMPENSATION Management For For PLAN. 04 APPROVAL OF 2008 DIRECTOR COMPENSATION PLAN. Management For For 05 STOCKHOLDER PROPOSAL - DECLASSIFICATION OF BOARD Shareholder Against For 06 STOCKHOLDER PROPOSAL - AMENDMENT TO NON-DISCRIMINATION Shareholder Against For POLICY
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 152 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND FANNIE MAE FNM ANNUAL MEETING DATE: 05/20/2008 ISSUER: 313586109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1F ELECTION OF DIRECTOR: BRIDGET A. MACASKILL Management For For 1G ELECTION OF DIRECTOR: DANIEL H. MUDD Management For For 1H ELECTION OF DIRECTOR: LESLIE RAHL Management For For 1I ELECTION OF DIRECTOR: JOHN C. SITES, JR. Management For For 1J ELECTION OF DIRECTOR: GREG C. SMITH Management For For 1K ELECTION OF DIRECTOR: H. PATRICK SWYGERT Management For For 1L ELECTION OF DIRECTOR: JOHN K. WULFF Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 PROPOSAL TO AUTHORIZE CUMULATIVE VOTING. Management Against For 1D ELECTION OF DIRECTOR: BRENDA J. GAINES Management For For 1E ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Management For For 1A ELECTION OF DIRECTOR: STEPHEN B. ASHLEY Management For For 1B ELECTION OF DIRECTOR: DENNIS R. BERESFORD Management For For 1C ELECTION OF DIRECTOR: LOUIS J. FREEH Management For For
JPMORGAN CHASE & CO. JPM ANNUAL MEETING DATE: 05/20/2008 ISSUER: 46625H100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For 1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For 1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For 1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For 1E ELECTION OF DIRECTOR: JAMES DIMON Management For For 1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For 1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For 1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For 1I ELECTION OF DIRECTOR: ROBERT I. LIPP Management For For 1J ELECTION OF DIRECTOR: DAVID C. NOVAK Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 153 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1K ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For 1L ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For 02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Management Against Against PLAN 04 REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN Management For For 05 GOVERNMENTAL SERVICE REPORT Shareholder Against For 06 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For 07 INDEPENDENT CHAIRMAN OF THE BOARD Shareholder Against For 08 EXECUTIVE COMPENSATION APPROVAL Shareholder Against For 09 TWO CANDIDATES PER DIRECTORSHIP Shareholder Against For 10 HUMAN RIGHTS AND INVESTMENT REPORT Shareholder Against For 11 LOBBYING PRIORITIES REPORT Shareholder Against For
METAVANTE TECHNOLOGIES, INC. MV ANNUAL MEETING DATE: 05/20/2008 ISSUER: 591407101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For DAVID A. COULTER Management For For L. DALE CRANDALL Management For For MICHAEL D. HAYFORD Management For For STEPHAN A. JAMES Management For For TED D. KELLNER Management For For DENNIS J. KUESTER Management For For FRANK R. MARTIRE Management For For SHANTANU NARAYEN Management For For DIANNE M. NEAL Management For For JAMES NEARY Management For For ADARSH SARMA Management For For 02 PROPOSAL TO APPROVE THE METAVANTE 2007 EMPLOYEE Management For For STOCK PURCHASE PLAN, AS AMENDED. 03 PROPOSAL TO APPROVE THE METAVANTE 2007 EQUITY Management Against Against INCENTIVE PLAN. 04 PROPOSAL TO APPROVE THE METAVANTE INCENTIVE COMPENSATION Management For For PLAN. 05 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION Management For For OF DELOITTE & TOUCHE LLP AS METAVANTE S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
NATIONAL PRESTO INDUSTRIES, INC. NPK ANNUAL MEETING DATE: 05/20/2008 ISSUER: 637215104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MELVIN S. COHEN Management For For JOSEPH G. STIENESSEN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 154 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ROYAL DUTCH SHELL PLC RDSA ANNUAL MEETING DATE: 05/20/2008 ISSUER: 780259206 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 ADOPTION OF ANNUAL REPORT & ACCOUNTS Management For For 02 APPROVAL OF REMUNERATION REPORT Management For For 03 ELECTION OF DR. JOSEF ACKERMANN AS A DIRECTOR Management For For OF THE COMPANY 04 RE-ELECTION OF SIR PETER JOB AS A DIRECTOR OF Management For For THE COMPANY 05 RE-ELECTION OF LAWRENCE RICCIARDI AS A DIRECTOR Management For For OF THE COMPANY 06 RE-ELECTION OF PETER VOSER AS A DIRECTOR OF THE Management For For COMPANY 07 RE-APPOINTMENT OF AUDITORS Management For For 08 REMUNERATION OF AUDITORS Management For For 09 AUTHORITY TO ALLOT SHARES Management For For 10 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For 11 AUTHORITY TO PURCHASE OWN SHARES Management For For 12 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For 13 AMENDMENTS TO LONG-TERM INCENTIVE PLAN Management For For 14 AMENDMENTS TO RESTRICTED SHARE PLAN Management For For 15 ADOPTION OF NEW ARTICLES OF ASSOCIATION Management For For
STATOIL ASA STO ANNUAL MEETING DATE: 05/20/2008 ISSUER: 85771P102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 13 AUTHORISATION TO ACQUIRE STATOILHYDRO SHARES Management For For IN ORDER TO CONTINUE IMPLEMENTATION OF SHARE SAVING SCHEME FOR EMPLOYEES 12 STATEMENT ON REMUNERATION AND OTHER EMPLOYMENT Management For For TERMS FOR CORPORATE EXECUTIVE COMMITTEE 11 DETERMINATION OF REMUNERATION FOR THE NOMINATION Management For For COMMITTEE 10 DETERMINATION OF REMUNERATION FOR THE CORPORATE Management For For ASSEMBLY 09 ELECTION OF A MEMBER TO THE NOMINATION COMMITTEE Management For For 08 ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY Management For For 07 DETERMINATION OF REMUNERATION FOR THE COMPANY Management For For S AUDITOR 06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR Management For For STATOILHYDRO ASA AND THE STATOILHYDRO GROUP FOR 2007. 05 ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES Management For For TOGETHER WITH THE CHAIR OF THE MEETING 03 APPROVAL OF THE NOTICE AND THE AGENDA Management For For 02 ELECTION OF A CHAIR OF THE MEETING Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 155 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND THE ALLSTATE CORPORATION ALL ANNUAL MEETING DATE: 05/20/2008 ISSUER: 020002101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For 1B ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For 1C ELECTION OF DIRECTOR: W. JAMES FARRELL Management For For 1D ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For 1E ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For 1F ELECTION OF DIRECTOR: J. CHRISTOPHER REYES Management For For 1G ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management For For 1H ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For 1I ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management For For 1J ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management For For 1K ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS ALLSTATE S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2008. 03 STOCKHOLDER PROPOSAL CALLING FOR CUMULATIVE VOTING Shareholder Against For IN THE ELECTION OF DIRECTORS. 04 STOCKHOLDER PROPOSAL SEEKING THE RIGHT TO CALL Shareholder Against For SPECIAL SHAREHOLDER MEETINGS. 05 STOCKHOLDER PROPOSAL SEEKING AN ADVISORY RESOLUTION Shareholder Against For TO RATIFY COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
THERMO FISHER SCIENTIFIC INC. TMO ANNUAL MEETING DATE: 05/20/2008 ISSUER: 883556102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: SCOTT M. SPERLING Management For For 1B ELECTION OF DIRECTOR: BRUCE L. KOEPFGEN Management For For 1C ELECTION OF DIRECTOR: MICHAEL E. PORTER Management For For 02 APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC Management Against Against INC. 2008 STOCK INCENTIVE PLAN. 03 APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC Management For For INC. 2008 ANNUAL INCENTIVE AWARD PLAN. 04 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 156 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND BERU AG, LUDWIGSBURG BRUXF.PK AGM MEETING DATE: 05/21/2008 ISSUER: D1015D108 ISIN: DE0005072102 SEDOL: B28FFK5, 5340314
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown MEETING IS 30 APR 2008, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU * AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS Non-Voting *Management Position Unknown REQUIRE THAT YOU DISCLOSEWHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU 1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown ANNUAL REPORT FOR THE 2007 FY WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE 2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For For PROFIT OF EUR 11,000,000AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.10 PER SHARE EX-DIVIDEND AND PAYABLE DATE: 22 MAY 2008 3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For For DIRECTORS 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For For 5. APPOINTMENT OF AUDITORS FOR THE 2008 FY: KPMG, Management For For BERLIN 8. APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT Management For For WITH BERU ELECTRONICS GBMH, A WHOLLY OWNED SUBSIDIARY OF THE COMPANY, EFFECTIVE FOR AN INITIAL PERIOD OF 5 YEARS 6. AUTHORIZATION TO ACQUIRE OWN SHARES THE COMPANY Management For For SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE CAPITAL, AT PRICES NO T DEVIATING MORE THAN 20% FROM THE MARKET PRICE, ON OR BEFORE 31 OCT 2009, THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED TO SELL THE SHARES ON THE STOCK EXCHANGE, TO OFFER THE SHARES TO THE SHAREHOLDERS, AND TO RETIRE THE SHARES. 7. APPROVAL OF THE CONTROL AND PROFIT TRANSFER AGREEMENT Management For For WITH BORG WARNER GERMANY GMBH THE COMPANY SHALL TRANSFER ITS MANAGEMENT AND ITS ENTIRE PROFITS TO BORGWARNER GERMANY GMBH, FOR AN INITIAL PERIOD OF 5 YEARS FROM THE ENTRY OF THIS AGREEMENT IN THE COMPANY S COMMERCIAL REGISTER, AS COMPENSATION FOR THE TRANSFER, THE OUTSIDE SHAREHOLDERS OF THE COMPANY SHALL RECEIVE ANNUAL COMPENSATION OF EUR 4.73 PER SHARE FOR THE DURATION OF THE AGREEMENT, THE CONTROLLING COMPANY SHALL ALSO BE OBLIGED TO ACQUIRE THE SHARES OF ANY OUTSIDE SHAREHOLDER, UPON REQUEST AND FREE OF CHARGE, AGAINST CASH CONSIDERATION OF EUR 71.32 PER SHARE 9. AMENDMENT TO SECTION 10 OF THE ARTICLES OF ASSOCIATION Management For For THE VARIABLE SUPERVISORY BOARD REMUNERATION SHALL BE REVOKED, THE FIXED REMUNERATION BEING INCREASED TO EUR 28,000 PER MEMBER PER YEAR, THE CHAIRMAN SHALL RECEIVE 3.5 TIMES THE AMOUNT
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 157 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND BNP PARIBAS, PARIS BNP.PA OGM MEETING DATE: 05/21/2008 ISSUER: F1058Q238 ISIN: FR0000131104 SEDOL: B0Z5388, B19GH59, B0CRJ34, 6222187, 7166057, 7309692, 7310070, 7529757, 4144681, B01DCX4, 4133667, 4904357, 6507000, 7309681, 7309766
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FYE IN 31 DEC 2007, IN THE FORM PRESENTED TO THE MEETING O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For For AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE IN 31 DEC 2007, AS PRESENTED, SHOWING AN AFTER TAX NET INCOME OF EUR 4,531, 812,601.84 O.3 AUTHORIZE THE BOARD OF DIRECTORS, TO RESOLVES Management For For THAT THE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: NET INCOME FOR THE FY: EUR 4,531,812,601.84 PROFIT RETAINED EARNINGS: EUR 12,439,561,352.21 TOTAL EUR 16,971,373,954.05 TO THE SPECIAL INVESTMENT RESERVE: EUR 19,544, 500.00 DIVIDENDS: EUR 3,034,079,740 .75 RETAINED EARNINGS: EUR 13,917,7 49,713.30 TOTAL : EUR 16,971,373,95 4.05 THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 3.35 PER S HARE OF A PAR VALUE OF EUR 2.00 EACH, AND WILL ENTITLE TO THE DEDUCTION PROVIDED BY THE FRENCH TAX CODE ARTICLE 158.3.2, THIS DIVIDEND WILL BE PAID ON 29 MAY 2008, THE COMPANY HOLDING SOME OF ITS OWN SHARES, SO THAT THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST 3 FY, THE DIVIDENDS PAID, WERE AS FOLLOWS: EUR 2.00 FOR FY 2004 EUR 2.60 FOR FY 2005 EUR 3.10 FOR FY 2006; AND TO WITHDRAW FROM THE RETAINED EARNINGS ACCOUNT THE NECESSARY SUMS TO PAY THE DIVIDEND ABOVE MENTIONED, RELATED TO THE SHARES OF WHICH THE EXERCISES OF THE STOCK SUBSCRIPTION OPTIONS WERE CARRIED OUT BEFORE THE DAY THE DIVIDEND WAS PAID O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For For AGREEMENTS GOVERNED BY ARTICLESL.225.38 AND SEQUENTIAL OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENTS REFERRED T O THEREIN O.6 APPOINTS MRS. DANIELA WEBER REY AS A DIRECTOR Management For For FOR A 3 YEAR PERIOD E.24 AMEND THE ARTICLE NUMBER 18 OF THE BY LAWS Management For For O.5 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For For THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 100.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 % OF THE SHARE CAPITAL, THAT IS 90,569, 544 SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 9,056,95 4,400.00; AUTHORITY EXPIRES AT 18 MONTH PERIOD IT SUPERSEDES THE AUTHORIZATION GRANTED BY THE COMBINED SHAREHOLDERS MEETING OF 15 MAY 2007 IN ITS RESOLUTION NUMBER 5; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 158 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND O.7 APPROVE TO RENEW APPOINTMENT OF MR. FRANCOIS Management For For GRAPPOTTE AS DIRECTOR FOR A 3 YEAR PERIOD O.8 APPROVE TO RENEW APPOINTMENT OF MR. FRANCOIS Management For For LEPET IT AS DIRECTOR FOR A 3 YEAR PERIOD O.9 APPROVE TO RENEW APPOINTMENT OF MRS. SUZANNE Management For For BERGE R. KENISTON AS DIRECTOR FOR A 3 YEAR PERIOD O.10 APPROVE TO RENEW APPOINTMENT OF MRS. HELENE PLOIX Management For For AS DIRECTOR FOR A 3 YEAR PERIOD O.11 APPROVE TO RENEW APPOINTMENT OF MR. BAUDOUIN Management For For PROT AS DIRECTOR FOR A 3 YEAR PERIOD O.12 AUTHORIZE THE BEARER OF AN ORIGINAL, A COPY OR Management For For EXTRACT OF THE MINUTES OF THISMEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW E.13 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For THE CAPITAL, ON 1 OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00, BY ISSUANCE, WITH PREFERRED SUBSCRIPT ION RIGHTS MAINTAINED, OF BNP PARIBA S ORDINARY SHARES AND SECURITIES GIVING ACCESS TO BNP PARIBAS CAPITAL, THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 10,000,000,000 .00, AUTHORITY EXPIRES AT 26 MONTH PERIOD IT SUPERSEDES, FOR THE UNUSED AMOUNTS, ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, TO CHARGE THE S HARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL RESERVE E.14 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For THE CAPITAL, ON 1 OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 350,000,000.00, BY ISSUANCE, WITHOUT PREEMPTIVE SUBSCRIPTION RIGHTS AND GRANTING OF A PRIORITY TIME LIMIT, OF BNP PARIBAS SHARES AND SECURITIES GIVING ACCESS TO BNP PARIBAS CAPITAL, THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 7,000,000,000.00; AUTHORITY EXPIRES AT 26 MONTH PERIOD; IT SUPERSEDES, FOR THE UNUSED AMOUNTS, ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, TO CHARGE THE SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL RESERVE E.15 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For ON 1 OR MORE OCCASIONS, WITHOUT PREEMPTIVE SUBSCRIPT ION RIGHTS, THE SHARE CAPITAL TO A MAXIMUM NOMINAL AMOUNT OF EUR 250,0 00,000.00, BY ISSUANCE OF SHARES TENDERED TO ANY PUBLIC EXCHANGE OFFER MADE BY BNP PARIBAS; AUTHORITY EXPIRES AT 26 MONTH PERIOD, AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, TO CHARGE THE SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL RESERVE E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For THE SHARE CAPITAL, UP TO 10 % OFTHE SHARE CAPITAL, BY WAY OF ISSUING , WITHOUT PRE EMPTIVE SUBSCRIPTION RIGHTS, SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF UNQUOTED CAPITAL SECURITIES; AUTHORITY EXPIRES AT 26 MONTH PERIOD AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, TO CHARGE THE SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL RESERVE
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 159 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND E.17 APPROVE TO DECIDES THAT THE OVERALL NOMINAL AMOUNT Management For For PERTAINING TO: THE CAPITALINCREASES TO BE CARRIED OUT WITH THE USE OF THE AUTHORIZATIONS GIVEN BY RESOLUTIONS 14 TO 16 SHALL NOT EXCEED EUR 350,000,000.00, THE ISSUES OF DEBT SECURITIES TO BE CARRIED OUT WITH THE USE OF THE AUTHORIZATIONS GIVEN BY RESOLUTIONS NUMBER 14 TO 16 SHALL NOT EXCEED EUR 7,000,000,000.00, THE SHAREHOLDERS SUBSCRIPTION RIGHTS BEING CANCELLED E.18 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For THE SHARE CAPITAL, IN 1 OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY A MAXI MUM NOMINAL AMOUNT OF EUR 1,000,000 ,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, OR ADDITIONAL PAID IN CAPITAL, BY ISSUING BONUS SHARE S OR RAISING THE PAR VALUE OF EXISTING SHARES, OR BY A COMBINATION OF THESE METHODS; AUTHORITY EXPIRES AT 26 MONTH PERIOD IT SUPERSEDES, FOR THE UNUSED AMOUNTS, ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.19 APPROVE THE OVERALL NOMINAL AMOUNT OF THE ISSUES, Management For For WITH OR WITHOUT PRE-EMPTIVESUBSCRIPTION RIGHTS, PERTAINING TO: THE CAPITAL INCREASES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS 13 TO 16 SHALL NOT EXCEED EUR 1,00 0,000,000.00, THE ISSUES OF DEBT SECURITIES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 13 TO 16 SHALL NOT EXCEED EUR 10,000,000,000.00 E.20 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For For THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION, BY WAY OF ISSUING SHARES, IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN OF THE GROUP BNP PARIBAS; AUTHORITY EXPIRES AT 26 MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 36,000,000.00, IT SUPERSEDES, FOR THE UNUSED AMOUNTS, ANY AND ALL EARLIER AUTHORIZATION TO THE SAME EFFECT; AND TO DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF THE BENEFICIARIES ABOVE MENTIONED; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, TO CHARGE THE SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL RESERVE E.21 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For For FREE, ON 1 OR MORE OCCASIONS, EXISTING OR FUTURE SHARES, IN FAVOUR OF THE EMPLOYEES OF BNP PARIBAS AND CORPORATE OFFICERS OF THE RELATED COMPANIES, THEY MAY NOT REPRESENT MORE THAN 1.5 % OF THE SHARE CAPITAL; AUTHORITY EXPIRES AT 38 MONTH PERIOD, IT SUPERSEDES, FOR THE UNUSED AMOUNTS, ANY AND ALL EARLIER AUTHORIZATION TO THE SAME EFFECT; AND TO DECIDES TO CANCEL T HE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF ANY PERSONS CONCERNED BY THE CHARACTERISTICS GIVEN BY THE BOARD OF DIRECTORS; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 160 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND E.22 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN Management For For 1 OR MORE TRANSACTIONS, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES, OPTIONS GIVING THE RIGHT EITHER TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY OR TO PURCHASE EXISTING SHARES PURCHASED BY THE COMPANY, IT BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL EXCEED 3 % OF THE SHARE CAPITAL, THE TOTAL NUMBER OF SHARES ALLOCATED FREE OF CHARGE, ACCORDINGLY WITH T HE AUTHORITY EXPIRES IN ITS RESOLUTION 21, SHALL COUNT AGAINST THIS CEILING, THE PRESENT AUTHORIZATION IS GRANTED FOR A 38 MONTH PERIOD, IT SUPERSEDES, FOR THE AMOUNTS UNUSED, ANY AND ALL EARLIER DELEGATION S TO THE SAME EFFECT; AND TO DECIDES TO CANCEL THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF THE BENEFICIARIES OF THE STOCK SUBSCRIPTION OPTIONS; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.23 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For For SHARE CAPITAL, ON 1 OR MORE OCCASIONS, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 % OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD; AUTHORITY EXPIRES AT 18 MONTH PERIOD IT SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 15 MAY 2007 IN ITS RESOLUTION 11; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.25 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For For A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW
CORN PRODUCTS INTERNATIONAL, INC. CPO ANNUAL MEETING DATE: 05/21/2008 ISSUER: 219023108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RICHARD J. ALMEIDA Management For For GREGORY B. KENNY Management For For JAMES M. RINGLER Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS FIRM FOR THE COMPANY FOR 2008.
EMC CORPORATION EMC ANNUAL MEETING DATE: 05/21/2008 ISSUER: 268648102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MICHAEL W. BROWN Management For For MICHAEL J. CRONIN Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 161 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND GAIL DEEGAN Management For For JOHN R. EGAN Management For For W. PAUL FITZGERALD Management For For OLLI-PEKKA KALLASVUO Management For For EDMUND F. KELLY Management For For WINDLE B. PRIEM Management For For PAUL SAGAN Management For For DAVID N. STROHM Management For For JOSEPH M. TUCCI Management For For 02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 03 TO APPROVE AMENDMENTS TO EMC S ARTICLES OF ORGANIZATION Management For For AND BYLAWS TO IMPLEMENT MAJORITY VOTE FOR DIRECTORS, AS DESCRIBED IN EMC S PROXY STATEMENT. 04 TO APPROVE AMENDMENTS TO EMC S ARTICLES OF ORGANIZATION Management For For TO IMPLEMENT SIMPLE MAJORITY VOTE, AS DESCRIBED IN EMC S PROXY STATEMENT.
GLAXOSMITHKLINE PLC GSK ANNUAL MEETING DATE: 05/21/2008 ISSUER: 37733W105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- O1 TO RECEIVE AND ADOPT THE DIRECTORS REPORT AND Management For For THE FINANCIAL STATEMENTS O2 TO APPROVE THE REMUNERATION REPORT Management For For O3 TO ELECT MR ANDREW WITTY AS A DIRECTOR Management For For O4 TO ELECT MR CHRISTOPHER VIEHBACHER AS A DIRECTOR Management For For O5 TO ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR Management For For O6 TO RE-ELECT SIR CHRISTOPHER GENT AS A DIRECTOR Management For For O7 TO RE-ELECT SIR IAN PROSSER AS A DIRECTOR Management For For O8 TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR Management For For O9 RE-APPOINTMENT OF AUDITORS Management For For O10 REMUNERATION OF AUDITORS Management For For S11 TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO Management For For EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL EXPENDITURE S12 AUTHORITY TO ALLOT SHARES Management For For S13 DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL Management For For RESOLUTION) S14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Management For For SHARES (SPECIAL RESOLUTION) S15 ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) Management For For
HALLIBURTON COMPANY HAL ANNUAL MEETING DATE: 05/21/2008 ISSUER: 406216101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For 1B ELECTION OF DIRECTOR: J.R. BOYD Management For For 1C ELECTION OF DIRECTOR: M. CARROLL Management For For 1D ELECTION OF DIRECTOR: K.T. DERR Management For For 1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 162 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1F ELECTION OF DIRECTOR: J.T. HACKETT Management For For 1G ELECTION OF DIRECTOR: D.J. LESAR Management For For 1H ELECTION OF DIRECTOR: J.L. MARTIN Management For For 1I ELECTION OF DIRECTOR: J.A. PRECOURT Management For For 1J ELECTION OF DIRECTOR: D.L. REED Management For For 02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For AUDITORS. 03 PROPOSAL ON REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE Management For For GOALS UNDER 1993 STOCK AND INCENTIVE PLAN. 04 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For 05 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For 06 PROPOSAL ON HUMAN RIGHTS BOARD COMMITTEE. Shareholder Against For
INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/21/2008 ISSUER: 458140100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Management For For 1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For 1C ELECTION OF DIRECTOR: CAROL A. BARTZ Management For For 1D ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For 1E ELECTION OF DIRECTOR: REED E. HUNDT Management For For 1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For 1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For 1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For 1I ELECTION OF DIRECTOR: JANE E. SHAW Management For For 1J ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For 1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR. 03 STOCKHOLDER PROPOSAL TO AMEND THE BYLAWS TO ESTABLISH Shareholder Against For A BOARD COMMITTEE ON SUSTAINABILITY.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 163 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND NORTHROP GRUMMAN CORPORATION NOC ANNUAL MEETING DATE: 05/21/2008 ISSUER: 666807102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: LEWIS W. COLEMAN Management For For 1B ELECTION OF DIRECTOR: THOMAS B. FARGO Management For For 1C ELECTION OF DIRECTOR: VICTOR H. FAZIO Management For For 1D ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For 1E ELECTION OF DIRECTOR: STEPHEN E. FRANK Management For For 1F ELECTION OF DIRECTOR: PHILLIP FROST Management For For 1G ELECTION OF DIRECTOR: CHARLES R. LARSON Management For For 1H ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For 1I ELECTION OF DIRECTOR: AULANA L. PETERS Management For For 1J ELECTION OF DIRECTOR: KEVIN W. SHARER Management For For 1K ELECTION OF DIRECTOR: RONALD D. SUGAR Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR. 03 PROPOSAL TO APPROVE THE PERFORMANCE CRITERIA Management For For FOR THE 2001 LONG TERM INCENTIVE STOCK PLAN. 04 SHAREHOLDER PROPOSAL REGARDING A REPORT ON FOREIGN Shareholder Against For MILITARY SALES. 05 SHAREHOLDER PROPOSAL REGARDING A VOTE ON EXECUTIVE Shareholder Against For COMPENSATION. 06 SHAREHOLDER PROPOSAL REGARDING TAX GROSS UP PAYMENTS. Shareholder Against For
CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 05/22/2008 ISSUER: 12686C109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For ZACHARY W. CARTER Management For For CHARLES D. FERRIS Management For For THOMAS V. REIFENHEISER Management For For JOHN R. RYAN Management For For VINCENT TESE Management For For LEONARD TOW Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2008.
CBS CORPORATION CBS ANNUAL MEETING DATE: 05/22/2008 ISSUER: 124857103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For DAVID R. ANDELMAN Management For For JOSEPH A. CALIFANO, JR. Management For For WILLIAM S. COHEN Management For For GARY L. COUNTRYMAN Management For For CHARLES K. GIFFORD Management For For LEONARD GOLDBERG Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 164 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND BRUCE S. GORDON Management For For LINDA M. GRIEGO Management For For ARNOLD KOPELSON Management For For LESLIE MOONVES Management For For DOUG MORRIS Management For For SHARI REDSTONE Management For For SUMNER M. REDSTONE Management For For FREDERIC V. SALERNO Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008.
MEDCO HEALTH SOLUTIONS, INC. MHS ANNUAL MEETING DATE: 05/22/2008 ISSUER: 58405U102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: JOHN L. CASSIS Management For For 1B ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN Management For For 1C ELECTION OF DIRECTOR: BLENDA J. WILSON Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2008 FISCAL YEAR 03 APPROVAL OF PROPOSED AMENDMENT TO THE COMPANY Management For For S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY S COMMON STOCK FROM 1,000,000,000 SHARES TO 2,000,000,000 SHARES 04 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against For
OGE ENERGY CORP. OGE ANNUAL MEETING DATE: 05/22/2008 ISSUER: 670837103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For KIRK HUMPHREYS Management For For LINDA PETREE LAMBERT Management For For LEROY RICHIE Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For OUR PRINCIPAL INDEPENDENT ACCOUNTANTS. 03 APPROVAL OF THE OGE ENERGY CORP. 2008 STOCK INCENTIVE Management For For PLAN. 04 APPROVAL OF THE OGE ENERGY CORP. 2008 ANNUAL Management For For INCENTIVE COMPENSATION PLAN. 05 SHAREOWNER PROPOSAL TO ELIMINATE THE CLASSIFICATION Shareholder Against For OF THE TERMS OF THE DIRECTORS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 165 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND QWEST COMMUNICATIONS INTERNATIONAL INC. Q ANNUAL MEETING DATE: 05/22/2008 ISSUER: 749121109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: EDWARD A. MUELLER Management For For 1B ELECTION OF DIRECTOR: LINDA G. ALVARADO Management For For 1C ELECTION OF DIRECTOR: CHARLES L. BIGGS Management For For 1D ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For 1E ELECTION OF DIRECTOR: PETER S. HELLMAN Management For For 1F ELECTION OF DIRECTOR: R. DAVID HOOVER Management For For 1G ELECTION OF DIRECTOR: PATRICK J. MARTIN Management For For 1H ELECTION OF DIRECTOR: CAROLINE MATTHEWS Management For For 1I ELECTION OF DIRECTOR: WAYNE W. MURDY Management For For 1J ELECTION OF DIRECTOR: JAN L. MURLEY Management For For 1K ELECTION OF DIRECTOR: FRANK P. POPOFF Management For For 1L ELECTION OF DIRECTOR: JAMES A. UNRUH Management For For 1M ELECTION OF DIRECTOR: ANTHONY WELTERS Management For For 02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 A STOCKHOLDER PROPOSAL REQUESTING THAT OUR BOARD Shareholder Against For SEEK STOCKHOLDER APPROVAL OF CERTAIN FUTURE SEVERANCE AGREEMENTS WITH SENIOR EXECUTIVES. 04 A STOCKHOLDER PROPOSAL REQUESTING THAT OUR BOARD Shareholder Against For ESTABLISH A POLICY OF SEPARATING THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER WHENEVER POSSIBLE.
THE HOME DEPOT, INC. HD ANNUAL MEETING DATE: 05/22/2008 ISSUER: 437076102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For 1B ELECTION OF DIRECTOR: DAVID H. BATCHELDER Management For For 1C ELECTION OF DIRECTOR: FRANCIS S. BLAKE Management For For 1D ELECTION OF DIRECTOR: ARI BOUSBIB Management For For 1E ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Management For For 1F ELECTION OF DIRECTOR: ALBERT P. CAREY Management For For 1G ELECTION OF DIRECTOR: ARMANDO CODINA Management For For 1H ELECTION OF DIRECTOR: BRIAN C. CORNELL Management For For 1I ELECTION OF DIRECTOR: BONNIE G. HILL Management For For 1J ELECTION OF DIRECTOR: KAREN L. KATEN Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 1, 2009
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 166 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 03 TO APPROVE THE MATERIAL TERMS OF OFFICER PERFORMANCE Management For For GOALS UNDER THE MANAGEMENT INCENTIVE PLAN 04 TO APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF RESERVED SHARES 05 SHAREHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP Shareholder Against For 06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For MEETINGS 07 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shareholder Against For REPORT DISCLOSURE 08 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER Shareholder Against For COMPENSATION 09 SHAREHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR Shareholder Against For PERFORMANCE
XEROX CORPORATION XRX ANNUAL MEETING DATE: 05/22/2008 ISSUER: 984121103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For GLENN A. BRITT Management For For URSULA M. BURNS Management For For RICHARD J. HARRINGTON Management For For WILLIAM CURT HUNTER Management For For VERNON E. JORDAN, JR. Management For For ROBERT A. MCDONALD Management For For ANNE M. MULCAHY Management For For N.J. NICHOLAS, JR. Management For For ANN N. REESE Management For For MARY AGNES WILDEROTTER Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 APPROVE AMENDMENT OF CERTIFICATE OF INCORPORATION Management For For REQUIRING MAJORITY VOTING FOR ELECTION OF DIRECTORS IN NON-CONTESTED ELECTION. 04 SHAREHOLDER PROPOSAL RELATING TO REPORTING OF Shareholder Against For COMPLIANCE WITH THE VENDOR CODE OF CONDUCT.
FPL GROUP, INC. FPL ANNUAL MEETING DATE: 05/23/2008 ISSUER: 302571104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For SHERRY S. BARRAT Management For For ROBERT M. BEALL, II Management For For J. HYATT BROWN Management For For JAMES L. CAMAREN Management For For J. BRIAN FERGUSON Management For For LEWIS HAY, III Management For For TONI JENNINGS Management For For OLIVER D. KINGSLEY, JR. Management For For RUDY E. SCHUPP Management For For MICHAEL H. THAMAN Management For For HANSEL E. TOOKES, II Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 167 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND PAUL R. TREGURTHA Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2008. 03 APPROVAL OF THE FPL GROUP EXECUTIVE ANNUAL INCENTIVE Management For For PLAN. 04 SHAREHOLDER PROPOSAL - GLOBAL WARMING REPORT. Shareholder Against For
CLEAR CHANNEL COMMUNICATIONS, INC. CCU ANNUAL MEETING DATE: 05/27/2008 ISSUER: 184502102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: ALAN D. FELD Management For For 1B ELECTION OF DIRECTOR: PERRY J. LEWIS Management For For 1C ELECTION OF DIRECTOR: L. LOWRY MAYS Management For For 1D ELECTION OF DIRECTOR: MARK P. MAYS Management For For 1E ELECTION OF DIRECTOR: RANDALL T. MAYS Management For For 1F ELECTION OF DIRECTOR: B.J. MCCOMBS Management For For 1G ELECTION OF DIRECTOR: PHYLLIS B. RIGGINS Management For For 1H ELECTION OF DIRECTOR: THEODORE H. STRAUSS Management For For 1I ELECTION OF DIRECTOR: J.C. WATTS Management For For 1J ELECTION OF DIRECTOR: JOHN H. WILLIAMS Management For For 1K ELECTION OF DIRECTOR: JOHN B. ZACHRY Management For For 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008. 03 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For REGARDING MAJORITY VOTE PROTOCOL. 04 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For REGARDING CHANGING STANDARDS FOR ELIGIBILITY FOR COMPENSATION COMMITTEE MEMBERS. 05 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For REGARDING TAX GROSS-UP PAYMENTS. 06 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For REGARDING EXECUTIVE COMPENSATION.
FRANCE TELECOM FTE SPECIAL MEETING DATE: 05/27/2008 ISSUER: 35177Q105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE Management For For THE SHARE CAPITAL THROUGH THE CANCELLATION OF ORDINARY SHARES 15 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN 14 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For TO PROCEED WITH THE ISSUANCE AT NO CHARGE OF OPTION-BASED LIQUIDITY INSTRUMENTS RESERVED FOR THOSE HOLDERS OF STOCK OPTIONS OF ORANGE S.A. WHO ARE BENEFICIARIES OF A LIQUIDITY AGREEMENT
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 168 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 13 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For TO ISSUE SHARES RESERVED FOR PERSONS SIGNING A LIQUIDITY AGREEMENT WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF ORANGE S.A. 12 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS Management For For 11 DIRECTORS FEES ALLOCATED TO THE BOARD OF DIRECTORS Management For For 10 APPOINTMENT OF MR. JOSE-LUIS DURAN AS A DIRECTOR Management For For 09 APPOINTMENT OF MR. CHARLES-HENRI FILIPPI AS A Management For For DIRECTOR 08 RATIFICATION OF THE COOPTATION OF A DIRECTOR Management For For 07 RATIFICATION OF THE COOPTATION OF A DIRECTOR Management For For 06 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For TO PURCHASE, RETAIN OR TRANSFER FRANCE TELECOM SHARES 05 APPROVAL OF THE COMMITMENT IN FAVOR OF MR. DIDIER Management For For LOMBARD, ENTERED INTO ACCORDING TO ARTICLE L. 225-42-1 OF THE FRENCH COMMERCIAL CODE 04 APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE Management For For L. 225-38 OF THE FRENCH COMMERCIAL CODE 03 ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR Management For For ENDED DECEMBER 31, 2007, AS STATED IN THE STATUTORY FINANCIAL STATEMENTS 02 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For FOR THE FINANCIAL YEAR ENDED 31 DECEMBER, 2007 01 APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Management For For FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2007 17 POWERS FOR FORMALITIES Management For For
ALTRIA GROUP, INC. MO ANNUAL MEETING DATE: 05/28/2008 ISSUER: 02209S103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTORS: ELIZABETH E. BAILEY Management For For 1B ELECTION OF DIRECTORS: GERALD L. BALILES Management For For 1C ELECTION OF DIRECTORS: DINYAR S. DEVITRE Management For For 1D ELECTION OF DIRECTORS: THOMAS F. FARRELL, II Management For For 1E ELECTION OF DIRECTORS: ROBERT E.R. HUNTLEY Management For For 1F ELECTION OF DIRECTORS: THOMAS W. JONES Management For For 1G ELECTION OF DIRECTORS: GEORGE MUNOZ Management For For 1H ELECTION OF DIRECTORS: MICHAEL E. SZYMANCZYK Management For For 02 RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS Management For For 03 STOCKHOLDER PROPOSAL 1 - SHAREHOLDER SAY ON EXECUTIVE Shareholder Against For PAY 04 STOCKHOLDER PROPOSAL 2 - CUMULATIVE VOTING Shareholder Against For 05 STOCKHOLDER PROPOSAL 3 - APPLY GLOBALLY PRACTICES Shareholder Against For DEMANDED BY THE MASTER SETTLEMENT AGREEMENT 06 STOCKHOLDER PROPOSAL 4 - STOP YOUTH-ORIENTED Shareholder Against For AD CAMPAIGNS 07 STOCKHOLDER PROPOSAL 5 - TWO CIGARETTE APPROACH Shareholder Against For TO MARKETING 08 STOCKHOLDER PROPOSAL 6 - ENDORSE HEALTH CARE PRINCIPLES Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 169 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND CHEVRON CORPORATION CVX ANNUAL MEETING DATE: 05/28/2008 ISSUER: 166764100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For 1B ELECTION OF DIRECTOR: L.F. DEILY Management For For 1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For 1D ELECTION OF DIRECTOR: R.J. EATON Management For For 1E ELECTION OF DIRECTOR: S. GINN Management For For 1F ELECTION OF DIRECTOR: F.G. JENIFER Management For For 1G ELECTION OF DIRECTOR: J.L. JONES Management For For 1H ELECTION OF DIRECTOR: S. NUNN Management For For 1I ELECTION OF DIRECTOR: D.J. O REILLY Management For For 1J ELECTION OF DIRECTOR: D.B. RICE Management For For 1K ELECTION OF DIRECTOR: P.J. ROBERTSON Management For For 1L ELECTION OF DIRECTOR: K.W. SHARER Management For For 1M ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For 1N ELECTION OF DIRECTOR: R.D. SUGAR Management For For 1O ELECTION OF DIRECTOR: C. WARE Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 PROPOSAL TO AMEND CHEVRON S RESTATED CERTIFICATE Management For For OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK 04 ADOPT POLICY TO SEPARATE THE CEO/CHAIRMAN POSITIONS Shareholder Against For 05 ADOPT POLICY AND REPORT ON HUMAN RIGHTS Shareholder Against For 06 REPORT ON ENVIRONMENTAL IMPACT OF CANADIAN OIL Shareholder Against For SANDS OPERATIONS 07 ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS Management Against For 08 REVIEW AND REPORT ON GUIDELINES FOR COUNTRY SELECTION Shareholder Against For 09 REPORT ON HOST COUNTRY LAWS Shareholder Against For
EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/28/2008 ISSUER: 30231G102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For M.J. BOSKIN Management For For L.R. FAULKNER Management For For W.W. GEORGE Management For For J.R. HOUGHTON Management For For R.C. KING Management For For M.C. NELSON Management For For S.J. PALMISANO Management For For S.S REINEMUND Management For For W.V. SHIPLEY Management For For R.W. TILLERSON Management For For E.E. WHITACRE, JR. Management For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 47) Management For For 03 SHAREHOLDER PROPOSALS PROHIBITED (PAGE 49) Shareholder Against For 04 DIRECTOR NOMINEE QUALIFICATIONS (PAGE 49) Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 170 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 05 BOARD CHAIRMAN AND CEO (PAGE 50) Shareholder Against For 06 SHAREHOLDER RETURN POLICY (PAGE 52) Shareholder Against For 07 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For (PAGE 53) 08 EXECUTIVE COMPENSATION REPORT (PAGE 55) Shareholder Against For 09 INCENTIVE PAY RECOUPMENT (PAGE 57) Shareholder Against For 10 CORPORATE SPONSORSHIPS REPORT (PAGE 58) Shareholder Against For 11 POLITICAL CONTRIBUTIONS REPORT (PAGE 60) Shareholder Against For 12 AMENDMENT OF EEO POLICY (PAGE 61) Shareholder Against For 13 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 63) Shareholder Against For 14 ANWR DRILLING REPORT (PAGE 65) Shareholder Against For 15 GREENHOUSE GAS EMISSIONS GOALS (PAGE 66) Shareholder Against For 16 CO2 INFORMATION AT THE PUMP (PAGE 68) Shareholder Against For 17 CLIMATE CHANGE AND TECHNOLOGY REPORT (PAGE 69) Shareholder Against For 18 ENERGY TECHNOLOGY REPORT (PAGE 70) Shareholder Against For 19 RENEWABLE ENERGY POLICY (PAGE 71) Shareholder Against For
MINERALS TECHNOLOGIES INC. MTX ANNUAL MEETING DATE: 05/28/2008 ISSUER: 603158106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For PAULA H.J. CHOLMONDELEY Management For For DUANE R. DUNHAM Management For For STEVEN J. GOLUB Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM.
ADVANCED MEDICAL OPTICS, INC. EYE ANNUAL MEETING DATE: 05/29/2008 ISSUER: 00763M108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JAMES V. MAZZO Management For For ROBERT J. PALMISANO Management For For JAMES O. ROLLANS Management For For 02 TO APPROVE RATIFICATION OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 TO RE-APPROVE THE ADVANCED MEDICAL OPTICS, INC. Management For For 2002 BONUS PLAN 04 TO APPROVE THE 2004 STOCK INCENTIVE PLAN TO ALLOW Management For For BROADER UTILIZATION
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 171 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND DEUTSCHE BANK AG DB ANNUAL MEETING DATE: 05/29/2008 ISSUER: D18190898 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 02 RESOLUTION 2. Management For For 03 RESOLUTION 3. Management For For 04 RESOLUTION 4. Management For For 05 RESOLUTION 5. Management For For 06 RESOLUTION 6. Management For For 07 RESOLUTION 7. Management For For 08 RESOLUTION 8. Management For For 9A ELECTION TO THE SUPERVISORY BOARD: CLEMENS BORSIG Management For For 9B ELECTION TO THE SUPERVISORY BOARD: KARL-GERHARD Management For For EICK 9C ELECTION TO THE SUPERVISORY BOARD: HENNING KAGERMANN Management For For 9D ELECTION TO THE SUPERVISORY BOARD: SUZANNE LABARGE Management For For 9E ELECTION TO THE SUPERVISORY BOARD: TILMAN TODENHOFER Management For For 9F ELECTION TO THE SUPERVISORY BOARD: WERNER WENNING Management For For 9G ELECTION TO THE SUPERVISORY BOARD: PETER JOB Management For For 9H -NOTE- NO LONGER AVAILABLE FOR RE-ELECTION Management For For 9I ELECTION TO THE SUPERVISORY BOARD: MAURICE LEVY Management For For 10 RESOLUTION 10. Management For For 11 RESOLUTION 11. Management For For 12 RESOLUTION 12. Management Against For 13 RESOLUTION 13. Management Against For 14 RESOLUTION 14. Management Against For 15 RESOLUTION 15. Management Against For 16 RESOLUTION 16. Management Against For 17 RESOLUTION 17. Management Against For 18 RESOLUTION 18. Management Against For 19 RESOLUTION 19. Management Against For CB2 COUNTER MOTION B Management *Management Position Unknown CC3 COUNTER MOTION C Management *Management Position Unknown 9J ELECTION TO THE SUPERVISORY BOARD: JOHANNES TEYSSEN Management For For CA1 COUNTER MOTION A Management *Management Position Unknown
RAYTHEON COMPANY RTN ANNUAL MEETING DATE: 05/29/2008 ISSUER: 755111507 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: BARBARA M. BARRETT Management For For 1B ELECTION OF DIRECTOR: VERNON E. CLARK Management For For 1C ELECTION OF DIRECTOR: JOHN M. DEUTCH Management For For 1D ELECTION OF DIRECTOR: FREDERIC M. POSES Management For For 1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 172 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1F ELECTION OF DIRECTOR: RONALD L. SKATES Management For For 1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Management For For 1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Management For For 1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For 02 RATIFICATION OF INDEPENDENT AUDITORS Management For For 03 STOCKHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE Shareholder Against For RETIREMENT PLANS 04 STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE Shareholder Against For ON EXECUTIVE COMPENSATION
THE BEAR STEARNS COMPANIES INC. BSC SPECIAL MEETING DATE: 05/29/2008 ISSUER: 073902108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For MERGER, DATED AS OF MARCH 16, 2008, BY AND BETWEEN THE BEAR STEARNS COMPANIES INC. AND JPMORGAN CHASE & CO., AS AMENDED BY AMENDMENT NO. 1 DATED AS OF MARCH 24, 2008 AND AS SUCH AGREEMENT MAY BE FURTHER AMENDED FROM TIME TO TIME. 02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE MERGER AGREEMENT.
AETNA INC. AET ANNUAL MEETING DATE: 05/30/2008 ISSUER: 00817Y108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1L ELECTION OF DIRECTOR: RONALD A. WILLIAMS Management For For 1K ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Management For For 1J ELECTION OF DIRECTOR: EDWARD J. LUDWIG Management For For 1I ELECTION OF DIRECTOR: ELLEN M. HANCOCK Management For For 1H ELECTION OF DIRECTOR: GERALD GREENWALD Management For For 1G ELECTION OF DIRECTOR: EARL G. GRAVES Management For For 1F ELECTION OF DIRECTOR: JEFFREY E. GARTEN Management For For 1E ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN Management For For 1D ELECTION OF DIRECTOR: ROGER N. FARAH Management For For 1C ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Management For For 1B ELECTION OF DIRECTOR: BETSY Z. COHEN Management For For 1A ELECTION OF DIRECTOR: FRANK M. CLARK Management For For 04 SHAREHOLDER PROPOSAL ON NOMINATING A RETIRED Shareholder Against For AETNA EXECUTIVE TO THE BOARD 03 SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder Against For 02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For FIRM
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 173 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND BANCO POPULAR ESPANOL SA, MADRID POP.MC OGM MEETING DATE: 05/30/2008 ISSUER: E19550206 ISIN: ES0113790531 SEDOL: B0BXD53, B0BXNY2, B0Z4ZR8, B0BV6K3, B0BXHX9, B0XHWN4
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown ID 470737 DUE TO RECEIPT OF DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 31 MAY 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1. APPROVAL OF THE ANNUAL ACCOUNTS (BALANCE SHEETS, Management For For PROFIT AND LOSS ACCOUNT AND ANNUAL REPORT, STATEMENT OF CHANGE IN FINANCIAL POSITION, CASH FLOW AND DIRECTORS AND NOTES TO THE FINANCIAL STATEMENTS) AND THE DIRECTORS REPORT OF BANCO POPULAR ESPANOL, S.A. AND ITS CONSOLIDATED GROUP, AS WELL AS THE PROPOSED APPLICATION OF RESULTS AND THE DIRECTORS PERFORMANCE FOR FY 2007, THE INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS AND DIRECTORS REPORT FOR FY 2007, FORMULATED BY THE BOARD OF DIRECTORS AT ITS MEETING ON 05 MAR 2008 ARE CONTAINED IN THE INDIVIDUAL AND CONSOLIDATED ANNUAL REPORTS, RESPECTIVELY, THE PROPOSED DISTRIBUTION OF 2007 PROFITS EARNED BY THE BANCO POPULAR ESPANOL AS SHOWN IN THE 2007 ANNUAL REPORT IS AS FOLLOWS: EUROS DISTRIBUTION: STATUTORY RESERVES - VOLUNTARY RESERVES 288.178.712,53 FOR INVESTMENT IN CANARY ISLANDS - ACTIVE DIVIDENDS 597.871.266,43 INTERIM DIVIDENDS 147.431.967,10 UNPAID DIVIDENDS 450.439.299,33 DISTRIBUTED PROFITS 886.049.978,96 FY PROFITS 886.049.978,96 OF THE SUM OF 597,871,266.43 WHICH WILL BE ALLOCATED TO THE PAYMENT OF DIVIDENDS, SHAREHOLDERS HAVE ALREADY RECEIVED 445,942,198.924 EUROS FOR THE FIRST, SECOND AND THIRD QUARTER INTERIM DIVIDENDS PAID AGAINST 2007 PROFITS. THE REMAINING 151,929,067.5 EUROS REFERS TO THE PAYMENT OF A COMPLEMENTARY DIVIDEND AGAINST 2007 PROFITS IN THE AMOUNT OF 0.1250 EUROS PER SHARE. THIS DIVIDEND WILL BE PAID TO SHAREHOLDERS ON 11-Jul-2008 2.1.A RATIFICATION OF THE MANAGING DIRECTOR, MR. JOSE Management For For MARIA LUCIA AGUIRRE, APPOINTED BY THE BOARD OF DIRECTORS BY CO-OPTION AT ITS SESSION HELD ON 18-Jul-2007 2.1.B RATIFICATION OF THE DIRECTOR MR. VICENTE TARDIO Management For For BARUTEL, APPOINTED BY THE BOARD OF DIRECTORS BY CO-OPTION AT ITS SESSION HELD ON 19 DEC 2007, AT THE PROPOSAL OF ALLIANZ AKTIENGESELLCHAT HOLDING. 2.2.A RE-ELECTION OF MS. ANGEL RON GUIMIL AS A MEMBER Management For For OF THE BOARD OF DIRECTORS 2.2.B RE-ELECTION OF MR. AMERICO FERREIRA DE AMORIM Management For For AS A MEMBER OF THE BOARD OF DIRECTORS 2.2.C RE-ELECTION OF THE ASOCIACION PROFESIONAL DE Management For For DIRECTIVOS DE BPE AS A MEMBER OF THE BOARD OF DIRECTORS 2.2.D RE-ELECTION OF ERIC MR. GANCEDO HOLMER AS A MEMBER Management For For OF THE BOARD OF DIRECTORS
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 174 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 2.2.E RE-ELECTION OF MR. CASIMIRO MOLINS RIBOT AS A Management For For MEMBER OF THE BOARD OF DIRECTORS 2.2.F RE-ELECTION OF MR. LUIS MONTUENGA AGUAYO AS A Management For For MEMBER OF THE BOARD OF DIRECTOR 2.2.G RE-ELECTION OF MR. MANUEL MORILLO OLIVERA AS Management For For A MEMBER OF THE BOARD OF DIRECTORS 2.2.H RE-ELECTION OF MR. MIGUEL NIGORRA OLIVER AS A Management For For MEMBER OF THE BOARD OF DIRECTORS 2.2.I RE-ELECTION OF MR. JOS RAM N RODRIGUEZ GARCIA Management For For AS A MEMBER OF THE BOARD OF DIRECTORS 2.2.J RE-ELECTION OF MR. VICENTE SANTANA APARICIO AS Management For For A MEMBER OF THE BOARD OF DIRECTORS 2.2.K RE-ELECTION OF MR. MIGUEL ANGEL DE SOLIS MARTINEZ-CAMPOS Management For For AS A MEMBER OF THE BOARD OF DIRECTORS 2.2.L RE-ELECTION OF MR. HERBERT WALTER AS A MEMBER Management For For OF THE BOARD OF DIRECTORS 2.3 BASED ON THE PROPOSAL OF THE APPOINTMENTS, REMUNERATION, Management For For CORPORATE GOVERNANCE AND CONFLICT OF INTEREST COMMITTEE ACCEPTED BY THE BOARD OF DIRECTORS AT ITS SESSION ON 22 APR 2008, IT IS AGREED TO RATIFY MR. ROBERTO HIGUERA MONTEJO AND TO MAINTAIN HIS CURRENT STATUS 3. FOLLOWING THE RECOMMENDATION OF THE AUDIT AND Management For For CONTROL COMMITTEE, ASSUMED BY THE BOARD OF DIRECTORS AND PURSUANT TO ARTICLE 204 OF THE SPANISH PUBLIC LIMITED COMPANIES ACT, RE-ELECTION OF PRICEWATERHOUSECOOPERS AUDITORES, S.L. AS THE AUDITORS OF THE FINANCIAL STATEMENTS OF THE BANK AND ITS CONSOLIDATED GROUP FOR ONE YEAR 4. PURSUANT TO ARTICLE 75 OF THE PUBLIC LIMITED Management For For COMPANIES ACT, THE FOLLOWING RESOLUTION IS PROPOSED: TO AUTHORISE THE BOARD OF DIRECTORS OF BANCO POPULAR ESPANOL AND THE GOVERNING BODIES OF THE COMPANIES CONTROLLED BY BANCO POPULAR ESPA OL TO ACQUIRE, UNDER THE CONDITIONS ALLOWED BY THE LAW, SHARES IN BANCO POPULAR ESPA OL UP TO THE LIMITS AND SUBJECT TO THE REQUIREMENTS SET OUT BELOW: THE PAR VALUE OF THE SHARES ACQUIRED, COMBINED WITH THOSE ALREADY POSSESSED BY THE BANK AND ITS SUBSIDIARIES, MAY NOT EXCEED FIVE PERCENT OF THE SHARE CAPITAL AT ANY GIVEN TIME. THE BANK AND ANY ACQUIRING SUBSIDIARY MUST BE ABLE TO FUND THE UNAVAILABLE RESERVE STIPULATED BY LAW IN THESE CASES WITHOUT DEPLETING THE CAPITAL OR THE LEGALLY UNAVAILABLE RESERVES, ALL SHARES THUS ACQUIRED MUST BE PAID IN FULL. THE MINIMUM AND MAXIMUM PURCHASE PRICES MAY NOT BE MORE THAN 20% MORE OR LESS THAN THE QUOTED PRICE OF THE SHARES ON THE STOCK MARKET ON THE DATE OF THE PURCHASE. THIS AUTHORISATION, WHICH IS GRANTED FOR THE MAXIMUM LEGAL PERIOD, IS UNDERSTOOD WITHOUT PREJUDICE TO THE CIRCUMSTANCES ENVISAGED IN THE LAW SUCH AS THE FREEDOM OF ACQUISITION. THE BOARD OF DIRECTORS IS FURTHER AUTHORISED TO DISPOSE OF THE TREASURY STOCK ACQUIRED OR WHICH MAY BE ACQUIRED IN THE FUTURE AND TO AMORTISE SUCH TREASURY STOCK AGAINST STOCKHOLDER EQUITY, REDUCING THE SHARE CAPITAL AND AMENDING THE ARTICLES OF ASSOCIATION ACCORDINGLY, IN THE AMOUNTS CONSIDERED APPROPRIATE OR NECESSARY AT ANY GIVEN TIME, UP TO THE MAXIMUM LIMIT OF TREASURY STOCK ESTABLISHED AT ANY GIVEN TIME, IN ONE OR MORE OPERATION BUT WITHIN EIGHTEEN MONTHS OF THE DATE OF THE GENERAL MEETING. THIS AUTHORISATION ENCOMPASSES AND REPLACES THE AUTHORIZATION GRANTED AT THE ORDINARY AND EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS HELD ON 30 MAY07 5. REPORT TO THE GENERAL MEETING OF SHAREHOLDERS Management For For ON THE REMUNERATION POLICIES AFFECTING THE MEMBERS OF THE BOARD OF DIRECTORS, FOR A CONSULTATIVE VOTE
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 175 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 6. TO VEST THE BOARD OF DIRECTORS WITH THE POWERS THAT Management For For ARE LEGALLY NECESSARY TO FULLY EXECUTE THE RESOLUTIONS PASSED BY THE GENERAL MEETING OF SHAREHOLDERS, INCLUDING THE ABILITY TO DELEGATE THE EXECUTIVE COMMITTEE OR OTHER PERSONS WITH SUCH POWERS AS THE BOARD DEEMS APPROPRIATE AND TO TAKE ANY AND ALL ACTIONS AS MAY BE REQUIRED TO OBTAIN THE AUTHORISATION OR REGISTRATION REQUIRED BY THE BANK OF SPAIN, THE DIRECTORATE GENERAL OF THE TREASURY AND FINANCIAL POLICY, THE NATIONAL STOCK MARKET COMMISSION, THE BUSINESS REGISTER OR ANY OTHER PUBLIC OR PRIVATE ENTITY. TO THIS END, THEY ARE AUTHORISED WITH THE BROADEST POWERS TO FORMALIZE, INTERPRET, REMEDY AND EXECUTE THE RESOLUTIONS PASSED BY THE GENERAL MEETING UNTIL THEY ARE DEFINITIVELY REGISTERED IN ALL CORRESPONDING REGISTERS AND TO RECTIFY OR CORRECT SUCH RESOLUTIONS, PROVIDED THAT SUCH RECTIFICATIONS OR CORRECTIONS ARE LIMITED TO FOLLOWING THE VERBAL OR WRITTEN INSTRUCTIONS OF THE BUSINESS REGISTRAR OF THE COMPETENT GOVERNMENT AUTHORITY. THE CHAIRMAN OF THE BOARD, NGEL CARLOS RON G IMIL, THE SECRETARY OF THE BOARD, FRANCISCO APARICIO VALLS, AND THE VICE PRESIDENTS, FRANCISCO JAVIER ZAPATA CIRUGEDA AND FRANCISCO JAVIER LLE FERN NDEZ, ARE FURTHER EMPOWERED TO APPEAR INDIVIDUALLY BEFORE A NOTARY PUBLIC AND TO SIGN AND GRANT ANY AND ALL PUBLIC DEEDS AS MAY BE NECESSARY TO FORMALISE THE PRECEDING RESOLUTIONS, WITH THE COMPLEMENTARY AUTHORITY TO TAKE ANY AND ALL DECISIONS AS MAY BE NECESSARY TO REGISTER OR DEPOSIT THEM WITH THE PERTINENT REGISTERS, INCLUDING PARTIAL REGISTRATION IF NECESSARY, AND TO RECTIFY OF CORRECT THE SAID RESOLUTIONS, PROVIDED THAT SUCH RECTIFICATIONS OR CORRECTIONS ARE LIMITED TO FOLLOWING THE VERBAL OR WRITTEN INSTRUCTIONS OF THE BUSINESS REGISTRAR * IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 7. REPORT TO THE GENERAL MEETING OF SHAREHOLDERS ON Management For For THE FOLLOWING CHANGES MADE TO THE RULES OF THE BOARD OF DIRECTORS IN ORDER TO ADAPT THEM TO THE UNIFIED CODE OF GOOD GOVERNANCE 8. PRESENTATION TO THE GENERAL MEETING OF SHAREHOLDERS Management For For OF AN EXPLANATORY REPORT ON THE ELEMENTS OF THE MANAGEMENT REPORT MENTIONED IN ARTICLE 116 BIS OF THE STOCK MARKET ACT * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown IN MEETING DATE FROM 29 MAY2008 TO 30 MAY 2008 AND NORMAL MEETING TURNED TO ISSUER PAY MEETING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 176 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND FLOWSERVE CORPORATION FLS ANNUAL MEETING DATE: 05/30/2008 ISSUER: 34354P105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JOHN R. FRIEDERY** Management For For JOE E. HARLAN** Management For For MICHAEL F. JOHNSTON** Management For For KEVIN E. SHEEHAN** Management For For GAYLA J. DELLY* Management For For CHARLES M. RAMPACEK* Management For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP TO Management For For SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008
WEATHERFORD INTERNATIONAL LTD. WFT ANNUAL MEETING DATE: 06/02/2008 ISSUER: G95089101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION AS DIRECTOR: NICHOLAS F. BRADY Management For For 1B ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Management For For 1C ELECTION AS DIRECTOR: DAVID J. BUTTERS Management For For 1D ELECTION AS DIRECTOR: ROBERT B. MILLARD Management For For 1E ELECTION AS DIRECTOR: BERNARD J. DUROC-DANNER Management For For 1F ELECTION AS DIRECTOR: ROBERT K. MOSES, JR. Management For For 1G ELECTION OF DIRECTOR: ROBERT A. RAYNE Management For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2008, AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S REMUNERATION.
GENERAL MOTORS CORPORATION GM ANNUAL MEETING DATE: 06/03/2008 ISSUER: 370442105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For P.N. BARNEVIK Management For For E.B. BOWLES Management For For J.H. BRYAN Management For For A.M. CODINA Management For For E.B. DAVIS, JR. Management For For G.M.C. FISHER Management For For E.N. ISDELL Management For For K. KATEN Management For For K. KRESA Management For For E.J. KULLMAN Management For For P.A. LASKAWY Management For For K.V. MARINELLO Management For For E. PFEIFFER Management For For G.R. WAGONER, JR. Management For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP FOR YEAR Management For For 2008 03 STOCKHOLDER PROPOSAL: DISCLOSURE OF POLITICAL Shareholder Against For CONTRIBUTIONS 04 STOCKHOLDER PROPOSAL: DISCLOSURE OF POLITICAL Shareholder Against For CONTRIBUTIONS 05 STOCKHOLDER PROPOSAL: HEALTH CARE REFORM PRINCIPLES Shareholder Against For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 177 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 06 STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE Shareholder Against For ON EXECUTIVE COMPENSATION 07 STOCKHOLDER PROPOSAL: GREENHOUSE GAS EMISSIONS Shareholder Against For 08 STOCKHOLDER PROPOSAL: CUMULATIVE VOTING Shareholder Against For 09 STOCKHOLDER PROPOSAL: SPECIAL STOCKHOLDER MEETINGS Shareholder Against For 10 STOCKHOLDER PROPOSAL: PERFORMANCE-BASED EQUITY Shareholder Against For COMPENSATION
MASTERCARD INCORPORATED MA ANNUAL MEETING DATE: 06/03/2008 ISSUER: 57636Q104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For BERNARD S.Y. FUNG Management For For MARC OLIVIE Management For For MARK SCHWARTZ Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2008
THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/03/2008 ISSUER: 25459L106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RALPH F. BOYD, JR. Management For For JAMES M. CORNELIUS Management For For GREGORY B. MAFFEI Management For For JOHN C. MALONE Management For For NANCY S. NEWCOMB Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For ACCOUNTANTS.
DEVON ENERGY CORPORATION DVN ANNUAL MEETING DATE: 06/04/2008 ISSUER: 25179M103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For DAVID A. HAGER Management For For JOHN A. HILL Management For For MARY P. RICCIARDELLO Management For For 02 RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For AUDITORS FOR 2008 03 AMEND THE RESTATED CERTIFICATE OF INCORPORATION Management For For TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK 04 AMEND THE RESTATED CERTIFICATE OF INCORPORATION Management For For TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 178 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND INGERSOLL-RAND COMPANY LIMITED IR ANNUAL MEETING DATE: 06/04/2008 ISSUER: G4776G101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For A.C. BERZIN Management For For G.D. FORSEE Management For For P.C. GODSOE Management For For H.L. HENKEL Management For For C.J. HORNER Management For For H.W. LICHTENBERGER Management For For T.E. MARTIN Management For For P. NACHTIGAL Management For For O.R. SMITH Management For For R.J. SWIFT Management For For T.L. WHITE Management For For 02 APPROVAL OF THE AMENDED AND RESTATED BYE-LAWS Management For For OF THE COMPANY. 03 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For For OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION. 04 SHAREHOLDER PROPOSAL TO REQUIRE A SHAREHOLDER Shareholder Against For VOTE ON AN ADVISORY RESOLUTION WITH RESPECT TO EXECUTIVE COMPENSATION.
TENARIS, S.A. TS ANNUAL MEETING DATE: 06/04/2008 ISSUER: 88031M109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 08 APPOINTMENT OF INDEPENDENT AUDITORS AND APPROVAL Management For For OF THEIR FEES. 07 AUTHORIZATION TO BOARD OF DIRECTORS TO CAUSE Management For *Management Position Unknown DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING. 06 COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown 05 ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown 04 DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS. Management For *Management Position Unknown 03 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND Management For For PAYMENT. 02 APPROVAL OF COMPANY S ANNUAL ACCOUNTS AS AT DECEMBER Management For For 31, 2007. 01 APPROVAL OF THE COMPANY S CONSOLIDATED FINANCIAL Management For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2007, 2006 AND 2005.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 179 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND DISH NETWORK CORPORATION DISH ANNUAL MEETING DATE: 06/05/2008 ISSUER: 25470M109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JAMES DEFRANCO Management For For CANTEY ERGEN Management For For CHARLES W. ERGEN Management For For STEVEN R. GOODBARN Management For For GARY S. HOWARD Management For For DAVID K. MOSKOWITZ Management For For TOM A. ORTOLF Management For For CARL E. VOGEL Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2008. 03 THE SHAREHOLDER PROPOSAL TO AMEND THE CORPORATION Shareholder Against For S EQUAL OPPORTUNITY POLICY. 04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF.
ECHOSTAR CORPORATION SATS ANNUAL MEETING DATE: 06/05/2008 ISSUER: 278768106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For MICHAEL T. DUGAN Management For For CHARLES W. ERGEN Management For For STEVEN R. GOODBARN Management For For DAVID K. MOSKOWITZ Management For For TOM A. ORTOLF Management For For C. MICHAEL SCHROEDER Management For For CARL E. VOGEL Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2008.
FREEPORT-MCMORAN COPPER & GOLD INC. FCX ANNUAL MEETING DATE: 06/05/2008 ISSUER: 35671D857 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For RICHARD C. ADKERSON Management For For ROBERT J. ALLISON, JR. Management For For ROBERT A. DAY Management For For GERALD J. FORD Management For For H. DEVON GRAHAM, JR. Management For For J. BENNETT JOHNSTON Management For For CHARLES C. KRULAK Management For For BOBBY LEE LACKEY Management For For JON C. MADONNA Management For For DUSTAN E. MCCOY Management For For GABRIELLE K. MCDONALD Management For For JAMES R. MOFFETT Management For For B.M. RANKIN, JR. Management For For J. STAPLETON ROY Management For For STEPHEN H. SIEGELE Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 180 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND J. TAYLOR WHARTON Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS. 03 APPROVAL OF THE PROPOSED AMENDMENT TO THE FREEPORT-MCMORAN Management For For COPPER & GOLD INC. AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 1,800,000,000.
LAS VEGAS SANDS CORP. LVS ANNUAL MEETING DATE: 06/05/2008 ISSUER: 517834107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For CHARLES D. FORMAN Management For For GEORGE P. KOO Management For For IRWIN A. SIEGEL Management For For 02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Management For For THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE PERFORMANCE-BASED PROVISIONS OF Management For For THE LAS VEGAS SANDS CORP. 2004 EQUITY AWARD PLAN. 04 TO APPROVE THE PERFORMANCE-BASED PROVISIONS OF Management For For THE LAS VEGAS SANDS CORP. EXECUTIVE CASH INCENTIVE PLAN.
UNITEDHEALTH GROUP INCORPORATED UNH ANNUAL MEETING DATE: 06/05/2008 ISSUER: 91324P102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Management For For 1B ELECTION OF DIRECTOR: RICHARD T. BURKE Management For For 1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Management For For 1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Management For For 1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Management For For 1F ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Management For For 1G ELECTION OF DIRECTOR: GLENN M. RENWICK Management For For 1H ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. Management For For 02 APPROVAL OF THE MATERIAL TERMS FOR PAYMENT OF Management For For EXECUTIVE INCENTIVE COMPENSATION 03 APPROVAL OF THE AMENDMENT TO THE UNITEDHEALTH Management For For GROUP 1993 EMPLOYEE STOCK PURCHASE PLAN 04 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR PERIOD ENDING DECEMBER 31, 2008 05 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shareholder Against For ON EXECUTIVE COMPENSATION 06 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE VESTING Shareholder Against For SHARES
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 181 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND VIACOM INC. VIAB ANNUAL MEETING DATE: 06/05/2008 ISSUER: 92553P102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For GEORGE S. ABRAMS Management For For PHILIPPE P. DAUMAN Management For For THOMAS E. DOOLEY Management For For ALAN C. GREENBERG Management For For ROBERT K. KRAFT Management For For BLYTHE J. MCGARVIE Management For For CHARLES E. PHILLIPS JR. Management For For SHARI REDSTONE Management For For SUMNER M. REDSTONE Management For For FREDERIC V. SALERNO Management For For WILLIAM SCHWARTZ Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM INC. FOR 2008.
FEDERAL HOME LOAN MORTGAGE CORPORATION FRE ANNUAL MEETING DATE: 06/06/2008 ISSUER: 313400301 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For BARBARA T. ALEXANDER Management For For GEOFFREY T. BOISI Management For For MICHELLE ENGLER Management For For ROBERT R. GLAUBER Management For For RICHARD KARL GOELTZ Management For For THOMAS S. JOHNSON Management For For JEROME P. KENNEY Management For For WILLIAM M. LEWIS, JR. Management For For NICOLAS P. RETSINAS Management For For STEPHEN A. ROSS Management For For RICHARD F. SYRON Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2008. 03 APPROVAL OF AMENDED AND RESTATED 2004 STOCK COMPENSATION Management For For PLAN.
WAL-MART STORES, INC. WMT ANNUAL MEETING DATE: 06/06/2008 ISSUER: 931142103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For 1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For 1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 182 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For 1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For 1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For 1G ELECTION OF DIRECTOR: DAVID D. GLASS Management For For 1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For 1I ELECTION OF DIRECTOR: ALLEN I. QUESTROM Management For For 1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For 1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For 1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For 1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For 1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For 1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For 02 APPROVAL OF MANAGEMENT INCENTIVE PLAN, AS AMENDED Management For For AND RESTATED 03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For ACCOUNTANTS 04 AMEND EQUAL EMPLOYMENT OPPORTUNITY POLICY Shareholder Against For 05 PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For 06 RECOUPMENT OF SENIOR EXECUTIVE COMPENSATION POLICY Shareholder Against For 07 ESTABLISH HUMAN RIGHTS COMMITTEE Shareholder Against For 08 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For 09 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For 10 SOCIAL AND REPUTATION IMPACT REPORT Shareholder Against For 11 SPECIAL SHAREHOLDERS MEETING Shareholder Against For
ENI S P A E OGM MEETING DATE: 06/09/2008 ISSUER: T3643A145 ISIN: IT0003132476 BLOCKING SEDOL: B020CR8, 7145056, B07LWK9, B0ZNKV4, 7146059
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 10 JUN 2008. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. APPROVE TO DETERMINE THE BOARD OF DIRECTORS COMPONENTS Management Take No Action 2. APPROVE TO DETERMINE THE BOARD OF DIRECTORS TERM Management Take No Action 3. APPOINT THE BOARD OF DIRECTORS Management Take No Action 4. APPOINT THE BOARD OF DIRECTORS CHAIRMAN Management Take No Action 5. APPROVE TO DETERMINE THE BOARD OF DIRECTORS AND Management Take No Action CHAIRMAN EMOLUMENTS 6. APPOINT THE BOARD OF AUDITORS Management Take No Action 7. APPOINT THE BOARD OF AUDITORS CHAIRMAN Management Take No Action 8. APPROVE TO DETERMINE THE REGULAR AUDITORS AND Management Take No Action CHAIRMAN EMOLUMENTS 9. APPROVE THE EMOLUMENTS OF THE NATIONAL AUDIT Management Take No Action OFFICE MAGISTRATE APPOINTED AS DELEGATE TO THE FINANCIAL CONTROL
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 183 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND PETROLEO BRASILEIRO S.A. - PETROBRAS PBR SPECIAL MEETING DATE: 06/09/2008 ISSUER: 71654V408 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 TO APPROVE THE DISPOSAL OF THE CONTROL OF THE Management For For SUBSIDIARY OF PETROBRAS, DAPEAN PARTICIPACOES S.A., BY MEANS OF THE MERGER INTO THIS COMPANY OF FASCIATUS PARTICIPACOES S.A., A TRANSACTION INSERTED IN THE SPHERE OF THE INVESTMENT AGREEMENT ENTERED INTO AMONG PETROBRAS, PETROBRAS QUIMICA S.A. - PETROQUISA AND UNIPAR-UNIAO DE INDUSTRIAS PETROQUIMICAS S.A., FOR THE CREATION OF A PETROCHEMICAL COMPANY, ACCORDING TO A MATERIAL FACT OF NOVEMBER 30, 2007.
RAIFFEISEN INTERNATIONAL BANK-HOLDING AG, WIEN RAIFF.PK AGM MEETING DATE: 06/10/2008 ISSUER: A7111G104 ISIN: AT0000606306 BLOCKING SEDOL: B07ZH40, B28LHN0, B07T0L0, B0704T9
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1. RECEIVE THE ANNUAL STATEMENT OF THE ACCOUNTS Management Take No FOR THE COMPANY AND CORPORATION GROUP INCLUDING Action REPORT OF THE SUPERVISORY BOARD 2. APPROVE THE APPROPRIATION OF NET PROFITS Management Take No Action 3. APPROVE THE ACTIVITIES UNDERTAKEN BY BOARD OF Management Take No DIRECTORS Action 4. APPROVE THE ACTIVITIES UNDERTAKEN BY SUPERVISORY Management Take No BOARD Action 5. APPROVE THE REMUNERATION FOR SUPERVISORY BOARD Management Take No Action 6. ELECT THE SUPERVISORY BOARD Management Take No Action 7. ELECT THE BALANCE SHEET AUDITOR FOR THE COMPANY Management Take No AND CORPORATION GROUP Action 8. AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE CONVERTIBLE Management Take No BONDS PROVIDED CONSENT OF SUPERVISORY BOARD DURING Action A PERIOD OF 5 YEARS STARTING THE DAY OF APPROVAL IN ONE OR MORE TRANCHES OF A TOTAL FACE VALUE OF UP TO EUR 2.000.000.000, GRANTING CONVERSION OR SUBSCRIPTION RIGHTS TO UP TO 15.466.750 COMMON BEARER SHARES WITH NO PREEMPTIVE RIGHTS OF EXISTING SHAREHOLDERS AND TO DECIDE UPON TERMS OF ISSUANCE, THIS AUTHORIZATION CAN ALSO BE EXERCISED AS A GUARANTEE FOR ISSUANCE BY A SUBSIDIARY COMPANY 9. APPROVE THE CONDITIONAL CAPITAL INCREASE OF THE Management Take No Action EQUITY CAPITAL OF UP TO EUR 47.173.587.50 BY ISSUING UP TO 15.466.750 NEW COMMON BEARER SHARES TO COVER CONVERSION OR SUBSCRIPTION RIGHTS ARISING FROM CONVERTIBLE BONDS MENTIONED UNDER ITEM 8, ALTERATION OF STATUTES 10. APPROVE A MERGER OF RAIFFEISEN INTERNATIONAL Management Take No Action GROUP IT, VIENNA INTO RAIFFEISENINTERNATIONAL BANK-HOLDING AG ON 31 DEC 2007 WITHOUT INCREASING EQUITY CAPITAL
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 184 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 11. AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK OWN SHARES UP TO AN Management Take No AMOUNT OF 10% OF THE EQUITY CAPITAL DURING A PERIOD OF 30 MONTHS Action STARTING THE DAY OF APPROVAL AND TO EVENTUALLY WITHDRAW BOARD OF DIRECTORS, SHALL BE EMPOWERED TO TAKE OTHER STEPS FOR SALE THAN VIA THE S/E OF VIA A PUBLIC OFFER WITHOUT PREEMPTIVE RIGHTS OF EXISTING SHAREHOLDERS PROVIDED CONSENT OF SUPERVISORY BOARD
CATERPILLAR INC. CAT ANNUAL MEETING DATE: 06/11/2008 ISSUER: 149123101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For W. FRANK BLOUNT Management For For JOHN R. BRAZIL Management For For EUGENE V. FIFE Management For For GAIL D. FOSLER Management For For PETER A. MAGOWAN Management For For 02 RATIFY AUDITORS Management For For 03 STOCKHOLDER PROPOSAL-ANNUAL ELECTION OF DIRECTORS Shareholder Against For 04 STOCKHOLDER PROPOSAL-DIRECTOR ELECTION MAJORITY Shareholder Against For VOTE STANDARD 05 STOCKHOLDER PROPOSAL-FOREIGN MILITARY SALES Shareholder Against For
PHH CORPORATION PHH ANNUAL MEETING DATE: 06/11/2008 ISSUER: 693320202 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For JAMES W. BRINKLEY Management For For JONATHAN D. MARINER Management For For 02 APPROVE THE ISSUANCE OF (A) UP TO 12,195,125 Management For For SHARES, ISSUABLE UPON CONVERSION OF THE COMPANY S 4.00% CONVERTIBLE SENIOR NOTES DUE 2012, (B) UP TO 12,195,125 SHARES ISSUABLE PURSUANT TO RELATED CONVERTIBLE NOTE HEDGE TRANSACTIONS, AND (C) UP TO 12,195,125 SHARES ISSUABLE UPON EXERCISE OF RELATED WARRANTS, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 185 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND THE E.W. SCRIPPS COMPANY SSP ANNUAL MEETING DATE: 06/13/2008 ISSUER: 811054204 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For WILLIAM R. BURLEIGH Management For For DAVID A. GALLOWAY Management For For DAVID M. MOFFETT Management For For JARL MOHN Management For For
FAIRPOINT COMMUNICATIONS, INC. FRP ANNUAL MEETING DATE: 06/18/2008 ISSUER: 305560104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For CLAUDE C. LILLY Management For For ROBERT S. LILIEN Management For For THOMAS F. GILBANE, JR. Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. 03 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management Against Against 2008 LONG TERM INCENTIVE PLAN. 04 TO APPROVE THE FAIRPOINT COMMUNICATIONS, INC. Management For For 2008 ANNUAL INCENTIVE PLAN.
THE PEP BOYS - MANNY, MOE & JACK PBY ANNUAL MEETING DATE: 06/19/2008 ISSUER: 713278109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 DIRECTOR Management For WILLIAM LEONARD Management For For PETER A. BASSI Management For For JANE SCACCETTI Management For For JOHN T. SWEETWOOD Management For For M. SHAN ATKINS Management For For ROBERT H. HOTZ Management For For JAMES A. MITAROTONDA Management For For NICK WHITE Management For For JAMES A. WILLIAMS Management For For THOMAS R. HUDSON JR. Management For For DR. IRVIN D. REID Management For For 02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 THE AMENDMENT OF OUR ARTICLES OF INCORPORATION Management For For TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 186 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND BANCO SANTANDER CENTRAL HISPANO S.A. STD ANNUAL MEETING DATE: 06/20/2008 ISSUER: 05964H105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 EXAMINATION AND APPROVAL, IF DEEMED APPROPRIATE, Management For For OF THE ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS STATEMENT, STATEMENTS OF CHANGES IN NET ASSETS AND CASH FLOWS, AND NOTES) AND OF THE CORPORATE MANAGEMENT OF BANCO SANTANDER, S.A. AND ITS CONSOLIDATED GROUP, ALL WITH RESPECT TO THE FISCAL YEAR ENDED 31 DECEMBER 2007. 02 APPLICATION OF RESULTS FROM FISCAL YEAR 2007. Management For For 3A RATIFICATION OF THE APPOINTMENT OF MR. JUAN RODRIGUEZ Management For For INCIARTE 3B RE-ELECTION OF MR. LUIS ALBERTO SALAZAR-SIMPSON Management For For BOS 3C RE-ELECTION OF MR. LUIS ANGEL ROJO DUQUE Management For For 3D RE-ELECTION OF MR. EMILIO BOTIN-SANZ DE SAUTUOLA Management For For Y GARCIA DE LOS RIOS 04 RE-ELECTION OF THE AUDITOR OF ACCOUNTS FOR FISCAL Management For For YEAR 2008. 05 AUTHORIZATION FOR THE BANK AND ITS SUBSIDIARIES Management For For TO ACQUIRE THEIR OWN STOCK PURSUANT TO THE PROVISIONS OF SECTION 75 AND THE FIRST ADDITIONAL PROVISION OF THE BUSINESS CORPORATIONS LAW [LEY DE SOCIEDADES ANONIMAS], DEPRIVING OF EFFECT THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS MEETING HELD ON 23 JUNE 2007 TO THE EXTENT OF THE UNUSED AMOUNT. 06 APPROVAL, IF APPROPRIATE, OF NEW BYLAWS AND ABROGATION Management For For OF CURRENT BYLAWS. 07 AMENDMENT, IF APPROPRIATE, OF ARTICLE 8 OF THE Management For For RULES AND REGULATIONS FOR THE GENERAL SHAREHOLDERS MEETING. 08 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management For For TO CARRY OUT THE RESOLUTION TO BE ADOPTED BY THE SHAREHOLDERS AT THE MEETING TO INCREASE THE SHARE CAPITAL, PURSUANT TO THE PROVISIONS OF SECTION 153.1A) OF THE BUSINESS CORPORATIONS LAW, DEPRIVING OF EFFECT THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS AT SUCH GENERAL MEETING ON 23 JUNE 2007. 09 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management For For TO ISSUE FIXED-INCOME SECURITIES THAT ARE CONVERTIBLE INTO AND/OR EXCHANGEABLE FOR SHARES OF THE COMPANY, SETTING STANDARDS FOR DETERMINING THE CONDITIONS FOR AND MODALITIES OF THE CONVERSION AND OR EXCHANGE AND ALLOCATION TO THE BOARD OF DIRECTORS OF THE POWERS TO INCREASE CAPITAL IN THE REQUIRED AMOUNT, AS WELL AS TO EXCLUDE THE PREEMPTIVE SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS AND HOLDERS OF CONVERTIBLE DEBENTURES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 10 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management For For TO ISSUE FIXED-INCOME SECURITIES NOT CONVERTIBLE INTO SHARES. 11A INCENTIVE POLICY: WITH RESPECT TO THE LONG TERM Management For For INCENTIVE POLICY APPROVED BY THE BOARD OF DIRECTORS, APPROVAL OF NEW CYCLES AND A PLAN FOR THE DELIVERY OF SANTANDER SHARES FOR IMPLEMENTATION BY THE BANK AND COMPANIES OF THE SANTANDER GROUP, LINKED TO CERTAIN REQUIREMENTS OF PERMANENCE OR CHANGES IN TOTAL SHAREHOLDER RETURN AND EARNINGS PER SHARE OF THE BANK. 11B INCENTIVE POLICY: APPROVAL OF AN INCENTIVE PLAN Management For For FOR EMPLOYEES OF ABBEY NATIONAL PLC. AND OTHER COMPANIES OF THE GROUP IN THE UNITED KINGDOM BY MEANS OF OPTIONS TO SHARES OF THE BANK LINKED TO THE CONTRIBUTION OF PERIODIC MONETARY AMOUNTS AND TO CERTAIN REQUIREMENTS OF PERMANENCE. 12 AUTHORIZATION TO THE BOARD OF DIRECTORS TO INTERPRET, Management For For REMEDY, SUPPLEMENT, CARRY OUT AND FURTHER DEVELOP THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE MEETING, AS WELL AS TO DELEGATE THE POWERS RECEIVED FROM THE SHAREHOLDERS AT THE MEETING, AND THE GRANT OF POWERS TO CONVERT SUCH RESOLUTIONS INTO NOTARIAL INSTRUMENTS.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 187 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND ALSTOM, PARIS ALO.PA MIX MEETING DATE: 06/24/2008 ISSUER: F0259M475 ISIN: FR0010220475 SEDOL: B0FRLJ1, B0G0412, B0DJ8Q5, B0GLY93, B0YLTQ7
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE O.1 APPROVE THE FINANCIAL STATEMENTS AND STATUTORY Management For For REPORTS O.2 APPROVE TO ACCEPT CONSOLIDATED FINANCIAL STATEMENTS Management For For AND STATUTORY REPORTS O.3 APPROVE TO ALLOCATE THE INCOME AND DIVIDENDS Management For For OF EUR 1.60 PER SHARE O.4 APPROVE THE SPECIAL AUDITORS REPORT REGARDING Management For For RELATED-PARTY TRANSACTIONS O.5 APPROVE THE TRANSACTION WITH MR. PATRICK KRON Management For For O.6 RATIFY THE APPOINTMENT OF MR. BOUYGUES AS A DIRECTOR Management For For O.7 REELECT MR. JEAN-PAUL BECHAT AS A DIRECTOR Management For For O.8 RE-ELECT MR. PASCAL COLOMBANI AS A DIRECTOR Management For For O.9 RE-ELECT MR. GERARD HAUSER AS A DIRECTOR Management For For O.10 GRANT AUTHORITY TO THE REPURCHASE OF UP TO 10% Management For For OF ISSUED SHARE CAPITAL E.11 GRANT AUTHORITY TO ISSUE THE EQUITY OR EQUITY-LINKED Management For For SECURITIES WITH PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 600 MILLION E.14 APPROVE THE EMPLOYEE STOCK PURCHASE PLAN Management For For E.12 GRANT AUTHORITY TO ISSUE THE EQUITY OR EQUITY-LINKED Management For For SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 250 MILLION E.13 GRANT AUTHORITY TO THE CAPITAL INCREASE OF UP Management For For TO 10% OF ISSUED CAPITAL FOR FUTURE ACQUISITIONS E.15 AUTHORIZE THE BOARD TO ISSUE SHARES RESERVED Management For For FOR SHARE PURCHASE PLAN FOR EMPLOYEES OF SUBSIDIARIES E.16 APPROVE THE 1 FOR 2 STOCK SPLIT AND AMEND BYLAWS Management For For ACCORDINGLY E.17 AMEND THE ARTICLE 15 OF BYLAWS REGARDING ELECTRONIC Management For For VOTING, VOTING RIGHTS E.18 GRANT AUTHORITY TO THE FILING OF REQUIRED DOCUMENTS/OTHER Management For For FORMALITIES
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 188 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND SUPERVALU INC. SVU ANNUAL MEETING DATE: 06/26/2008 ISSUER: 868536103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 1A ELECTION OF DIRECTOR: A. GARY AMES Management For For 1B ELECTION OF DIRECTOR: PHILIP L. FRANCIS Management For For 1C ELECTION OF DIRECTOR: EDWIN C. GAGE Management For For 1D ELECTION OF DIRECTOR: GARNETT L. KEITH, JR. Management For For 1E ELECTION OF DIRECTOR: MARISSA T. PETERSON Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTANTS 03 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shareholder Against For AS DESCRIBED IN THE ATTACHED PROXY STATEMENT 04 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shareholder Against For AS DESCRIBED IN THE ATTACHED PROXY STATEMENT
THE GREAT ATLANTIC & PACIFIC TEA CO INC. GAP SPECIAL MEETING DATE: 06/26/2008 ISSUER: 390064103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 05 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. 04 PROPOSAL TO APPROVE THE ADOPTION OF THE COMPANY Management Against Against S 2008 LONG TERM INCENTIVE AND SHARE AWARD PLAN. 03 PROPOSAL TO APPROVE THE ISSUANCE OF AN ADDITIONAL Management For For 1,577,569 SHARES OF THE COMPANY S COMMON STOCK PURSUANT TO THE SHARE LENDING AGREEMENTS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 02 PROPOSAL TO APPROVE THE ISSUANCE OF THE COMPANY Management For For S COMMON STOCK PURSUANT TO A NET SHARE SETTLEMENT OF THE WARRANTS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For S CHARTER IN THE FORM ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS APPENDIX A AND INCORPORATED HEREIN BY REFERENCE TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK WHICH THE COMPANY HAS AUTHORITY TO ISSUE FROM 80,000,000 SHARES TO 160,000,000 SHARES.
WIMM BILL DANN FOODS WBD CONSENT MEETING DATE: 06/27/2008 ISSUER: 97263M109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 01 APPROVAL OF WBD FOODS OJSC ANNUAL REPORT: BE Management For *Management Position Unknown IT RESOLVED THAT WBD FOODS OJSC ANNUAL REPORT, PREPARED ON THE BASIS OF ACCOUNTING DATA ACCORDING TO RUSSIAN STANDARDS FOR Y2007, BE APPROVED. 02 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS, Management For *Management Position Unknown INCLUDING THE INCOME STATEMENT, (PROFIT AND LOSS ACCOUNTS) OF WBD FOODS OJSC: BE IT RESOLVED THAT THE Y2007 ANNUAL FINANCIAL STATEMENTS, INCLUDING THE INCOME STATEMENT (PROFIT AND LOSS ACCOUNTS) OF WBD FOODS OJSC, BE APPROVED.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 189 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 03 ALLOCATION OF THE PROFIT (INCLUDING PAYMENT/DECLARATION Management For *Management Position Unknown OF DIVIDENDS) AND LOSSES OF WBD FOODS OJSC: THE PART OF NET PROFIT REFLECTED IN Y2007 FINANCIAL STATEMENTS IN ACCORDANCE WITH RUSSIAN STANDARDS, IN THE AMOUNT OF 9 897 017 RUR 16 KOP. BE TRANSFERRED TO THE RESERVE FUND. THE REST OF THE NET PROFIT IN THE AMOUNT OF 967 589 417 RUR 82 KOP. BE UNALLOCATED. NOT TO DECLARE PAYMENT OF DIVIDENDS. 04 APPROVAL OF ERNST & YOUNG LLC AS WBD FOODS OJSC Management For *Management Position Unknown AUDITOR FOR 2008. 06 APPROVAL OF CHANGE OF THE AMOUNT OF THE BOARD Management For *Management Position Unknown OF DIRECTOR MEMBER COMPENSATION. 7A ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown COMMISSION: GAVRILENKO, LESYA MIKHAILOVNA 7B ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown COMMISSION: DAVIDIUK, ALEXANDER ANATOLIEVICH 7C ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown COMMISSION: DZHEMELINSKAYA, VICTORIA VALERIEVNA 08 APPROVAL OF THE COMPANY S AMENDED CHARTER. Management For *Management Position Unknown 7D ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown COMMISSION: IESHKINA, IRINA NIKOLAEVNA 7E ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown COMMISSION: NAZAROVA, TATIANA ANATOLIEVNA 7F ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown COMMISSION: KOZLOVA, ELENA ALEKSEEVNA 7G ELECTION OF THE MEMBER OF WBD FOODS OJSC AUDITING Management For *Management Position Unknown COMMISSION: POPOV, ALEXANDER DMITRIEVICH
WIMM BILL DANN FOODS WBD ANNUAL MEETING DATE: 06/27/2008 ISSUER: 97263M109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management --------- -------------------------------------------------------------------- ------------- --------- ---------------------------- 5A ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown OF DIRECTORS: DE SELLIERS, GUY YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES. 01 PLEASE NOTE: CUMULATIVE VOTING IS MANDATORY FOR Management For *Management Position Unknown THE ELECTION OF DIRECTORS FOR THIS MEETING. ANY VOTING DONE ON THIS AGENDA IS FOR RECORD KEEPING PURPOSES ONLY. IN ORDER FOR YOUR CUMULATIVE VOTE ON DIRECTORS TO BE COUNTED YOU MUST RETURN THE APPROPRIATE PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE. NO VOTING WILL BE ACCEPTED FROM THIS AGENDA 5K ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown OF DIRECTORS: VINCENT, JACQUES YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES. 5J ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown OF DIRECTORS: KOSTIKOV, IGOR VLADIMIROVICH YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES. 5I ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown OF DIRECTORS: RHODES, MARCUS J. YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES. 5G ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown OF DIRECTORS: IAKOBACHVILI, DAVID YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES.
ProxyEdge - Investment Company Report Report Date: 07/09/2008 Meeting Date Range: 07/01/2007 to 06/30/2008 Page 190 of 190 Selected Accounts: NPX GABELLI EQUITY INCOME FUND 5H ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown OF DIRECTORS: YASSIN, EVGENY GRIGORIEVICH YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES. 5F ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown OF DIRECTORS: YUSHVAEV, GAVRIL ABRAMOVICH YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES. 5E ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown OF DIRECTORS: PLASTININ, SERGEI ARKADIEVICH YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES. 5D ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown OF DIRECTORS: ORLOV, ALEKSANDR SERGEEVICH YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES. 5C ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown OF DIRECTORS: O NEIL, MICHAEL YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES. 5B ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Management For *Management Position Unknown OF DIRECTORS: DUBININ, MIKHAIL VLADIMIROVICH YOU MUST RETURN THE PHYSICAL PROXY CARD TO YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER FOR YOUR VOTE TO BE COUNTED. THIS AGENDA IS ONLY FOR RECORD KEEPING PURPOSES.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 1 of 17 DELIA*S, INC. DLIA ANNUAL MEETING DATE: 07/11/2007 ISSUER: 246911101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For MATTHEW L. FESHBACH Management For For ROBERT E. BERNARD Management For For WALTER KILLOUGH Management For For SCOTT M. ROSEN Management For For CARTER S. EVANS Management For For GENE WASHINGTON Management For For 02 PROPOSAL TO RATIFY AND CONFIRM THE SELECTION Management For For OF BDO SEIDMAN, LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2008. 03 PROPOSAL TO APPROVE DELIA*S, INC. AMENDED AND Management For For RESTATED 2005 STOCK INCENTIVE PLAN.
COLUMBUS MCKINNON CORPORATION CMCO ANNUAL MEETING DATE: 07/30/2007 ISSUER: 199333105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For TIMOTHY T. TEVENS Management For For RICHARD H. FLEMING Management For For ERNEST R. VEREBELYI Management For For WALLACE W. CREEK Management For For STEPHEN RABINOWITZ Management For For LINDA A. GOODSPEED Management For For NICHOLAS T. PINCHUK Management For For
ALLIANT TECHSYSTEMS INC. ATK ANNUAL MEETING DATE: 07/31/2007 ISSUER: 018804104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For FRANCES D. COOK Management For For MARTIN C. FAGA Management For For RONALD R. FOGLEMAN Management For For CYNTHIA L. LESHER Management For For DOUGLAS L. MAINE Management For For ROMAN MARTINEZ IV Management For For DANIEL J. MURPHY Management For For MARK H. RONALD Management For For MICHAEL T. SMITH Management For For WILLIAM G. VAN DYKE Management For For 04 STOCKHOLDER PROPOSAL - REPORT ON DEPLETED URANIUM Shareholder Against For WEAPONS AND COMPONENTS 03 APPROVAL OF AMENDED AND RESTATED 2005 STOCK INCENTIVE Management For For PLAN 02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 2 of 17 NOBLE INTERNATIONAL, LTD. NOBL ANNUAL MEETING DATE: 08/30/2007 ISSUER: 655053106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 05 ADJOURNMENT. Management For For 04 RATIFICATION OF AUDITORS. Management For For 03 APPROVAL OF NOBLE INTERNATIONAL, LTD. 2007 STOCK Management For For OPTION PLAN. 02 TO APPROVE THE SHARE PURCHASE AGREEMENT WITH Management For For ARCELOR S.A. 01 DIRECTOR Management For ROBERT J. SKANDALARIS Management For For MARK T. BEHRMAN Management For For VAN E. CONWAY Management For For FRED L. HUBACKER Management For For THOMAS L. SAELI Management For For ROBERT K. BURGESS Management For For LARRY R. WENDLING Management For For
POLYMEDICA CORPORATION PLMD ANNUAL MEETING DATE: 09/18/2007 ISSUER: 731738100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 02 TO RATIFY THE SELECTION BY THE BOARD OF DIRECTORS Management For For OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2008. 01 DIRECTOR Management For FRANK W. LOGERFO, M.D. Management For For MARCIA J. HOOPER Management For For EDWARD A. BURKHARDT Management For For JAMES J. MAHONEY, JR. Management For For 03 TO RATIFY THE ADOPTION OF THE POLYMEDICA CORPORATION Management For For SENIOR EXECUTIVE ANNUAL BONUS PLAN.
DEL MONTE FOODS COMPANY DLM ANNUAL MEETING DATE: 09/27/2007 ISSUER: 24522P103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 03 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING APRIL 27, 2008. 02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against DEL MONTE FOODS COMPANY 2002 STOCK INCENTIVE PLAN. 1C TO ELECT DAVID R. WILLIAMS AS A CLASS I DIRECTOR Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 3 of 17 TO HOLD OFFICE FOR THREE-YEAR TERM. 1B TO ELECT JOE L. MORGAN AS A CLASS I DIRECTOR Management For For TO HOLD OFFICE FOR THREE-YEAR TERM. 1A TO ELECT VICTOR L. LUND AS A CLASS I DIRECTOR Management For For TO HOLD OFFICE FOR THREE-YEAR TERM.
KIMBALL INTERNATIONAL, INC. KBALB ANNUAL MEETING DATE: 10/16/2007 ISSUER: 494274103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For DR. JACK R. WENTWORTH Management For For
TEXAS INDUSTRIES, INC. TXI ANNUAL MEETING DATE: 10/16/2007 ISSUER: 882491103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For MEL G. BREKHUS Management For For ROBERT D. ROGERS Management For For RONALD G. STEINHART Management For For 02 TO AMEND THE CERTIFICATE OF INCORPORATION TO Management For For INCREASE THE AUTHORIZED COMMON STOCK FROM 40 MILLION TO 100 MILLION SHARES. 03 TO APPROVE THE SELECTION OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT AUDITORS. 04 TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For A SUSTAINABILITY REPORT.
THE MARCUS CORPORATION MCS ANNUAL MEETING DATE: 10/16/2007 ISSUER: 566330106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For STEPHEN H. MARCUS Management For For DIANE MARCUS GERSHOWITZ Management For For DANIEL F MCKEITHAN, JR Management For For ALLAN H. SELIG Management For For TIMOTHY E. HOEKSEMA Management For For BRUCE J. OLSON Management For For PHILIP L. MILSTEIN Management For For BRONSON J. HAASE Management For For JAMES D. ERICSON Management For For GREGORY S. MARCUS Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 4 of 17 LAWSON SOFTWARE, INC. LWSN ANNUAL MEETING DATE: 10/18/2007 ISSUER: 52078P102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 02 PROPOSAL TO RATIFY AND APPROVE APPOINTMENT OF Management For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2008 01 DIRECTOR Management For STEVEN C. CHANG Management For For HARRY DEBES Management For For PETER GYENES Management For For DAVID R. HUBERS Management For For H. RICHARD LAWSON Management For For MICHAEL A. ROCCA Management For For ROBERT A. SCHRIESHEIM Management For For ROMESH WADHWANI Management For For PAUL WAHL Management For For
POLYMEDICA CORPORATION PLMD SPECIAL MEETING DATE: 10/31/2007 ISSUER: 731738100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 APPROVE THE MERGER AGREEMENT WITH MEDCO HEALTH Management For For SOLUTIONS, INC. 02 THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF APPROVAL OF THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER AGREEMENT.
MAGNETEK, INC. MAG ANNUAL MEETING DATE: 11/02/2007 ISSUER: 559424106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For DEWAIN K. CROSS Management For For YON YOON JORDEN Management For For MITCHELL I. QUAIN Management For For DAVID P. REILAND Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 5 of 17 LIFECORE BIOMEDICAL, INC. LCBM ANNUAL MEETING DATE: 11/14/2007 ISSUER: 532187101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT FISCAL YEAR ENDING JUNE 30, 2008. 01 DIRECTOR Management For DENNIS J. ALLINGHAM Management For For MARTIN J. EMERSON Management For For THOMAS H. GARRETT Management For For LUTHER T. GRIFFITH Management For For RICHARD W. PERKINS Management For For JOHN E. RUNNELLS Management For For
ANDREW CORPORATION ANDW SPECIAL MEETING DATE: 12/10/2007 ISSUER: 034425108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF JUNE 26, 2007, BY AND AMONG COMMSCOPE, INC., A DELAWARE CORPORATION, DJROSS, INC., A DELAWARE CORPORATION AND AN INDIRECT WHOLLY OWNED SUBSIDIARY OF COMMSCOPE, AND THE COMPANY, AS THE SAME MAY BE AMENDED FROM TIME TO TIME. 02 TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL Management For For PROXIES FOR APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, IF NECESSARY.
EDO CORPORATION EDO SPECIAL MEETING DATE: 12/18/2007 ISSUER: 281347104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING, Management For For IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL AND ADOPTION OF THE MERGER AGREEMENT. 01 THE PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Management For For AND PLAN OF MERGER, DATED AS OF SEPTEMBER 16, 2007, BY AND AMONG EDO CORPORATION, ITT CORPORATION AND DONATELLO ACQUISITION CORP.
FSI INTERNATIONAL, INC. FSII ANNUAL MEETING DATE: 01/16/2008 ISSUER: 302633102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 TO ELECT TWO CLASS III DIRECTORS TO SERVE FOR Management For For THE ENSUING THREE YEARS UNTIL THE EXPIRATION OF THEIR TERM IN 2011, OR UNTIL THEIR SUCCESSORS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 6 of 17 ARE DULY ELECTED AND QUALIFIED. 02 TO ACT UPON A PROPOSAL TO APPROVE THE FSI INTERNATIONAL, Management Against Against INC. 2008 OMNIBUS STOCK PLAN. 03 TO APPROVE AN AMENDMENT TO OUR EMPLOYEES STOCK Management For For PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 500,000. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 30, 2008. 05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE MEETING.
ALBERTO-CULVER COMPANY ACV ANNUAL MEETING DATE: 01/24/2008 ISSUER: 013078100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For THOMAS A. DATTILO Management For For JIM EDGAR Management For For SAM J. SUSSER Management For For 02 APPROVAL OF THE EMPLOYEE STOCK OPTION PLAN OF Management For For 2006, AS AMENDED. 03 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN, AS Management For For AMENDED. 04 APPROVAL OF THE 2006 SHAREHOLDER VALUE INCENTIVE Management For For PLAN, AS AMENDED. 05 APPROVAL OF THE 2006 RESTRICTED STOCK PLAN, AS Management For For AMENDED.
SALLY BEAUTY HOLDINGS, INC. SBH ANNUAL MEETING DATE: 01/24/2008 ISSUER: 79546E104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2008. 01 DIRECTOR Management For KATHLEEN J. AFFELDT Management For For WALTER L. METCALFE, JR. Management For For EDWARD W. RABIN Management For For GARY G. WINTERHALTER Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 7 of 17 SURMODICS, INC. SRDX ANNUAL MEETING DATE: 01/28/2008 ISSUER: 868873100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 02 DIRECTOR Management For K.H. KELLER, PH.D. Management For For ROBERT C. BUHRMASTER Management For For 01 SET THE NUMBER OF DIRECTORS AT TEN (10). Management For For
GRIFFON CORPORATION GFF ANNUAL MEETING DATE: 02/06/2008 ISSUER: 398433102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For BERTRAND M. BELL* Management For For ROBERT G. HARRISON* Management For For RONALD J. KRAMER* Management For For MARTIN S. SUSSMAN* Management For For JOSEPH J. WHALEN* Management For For GORDON E. FORNELL** Management For For JAMES A. MITAROTONDA** Management For For 03 APPROVAL OF AMENDMENT TO THE GRIFFON CORPORATION Management For For 2006 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR GRANT UNDER THE PLAN BY 300,000 SHARES. 02 APPROVAL OF AMENDMENT OF THE GRIFFON CORPORATION Management For For CERTIFICATE OF INCORPORATION TO REDUCE THE SUPERMAJORITY VOTE REQUIRED BY ARTICLE TWELFTH TO A MAJORITY VOTE. 04 RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE Management For For OF GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
TIER TECHNOLOGIES, INC. TIER ANNUAL MEETING DATE: 02/28/2008 ISSUER: 88650Q100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 02 TO RATIFY THE SELECTION OF MCGLADREY & PULLEN, Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008. 01 DIRECTOR Management For CHARLES W. BERGER Management For For SAMUEL CABOT III Management For For JOHN J. DELUCCA Management For For MORGAN P. GUENTHER Management For For RONALD L. ROSSETTI Management For For JAMES STONE Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 8 of 17 THE TORO COMPANY TTC ANNUAL MEETING DATE: 03/11/2008 ISSUER: 891092108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 02 APPROVE AN AMENDMENT TO THE TORO COMPANY 2000 Management Against Against STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN BY 800,000. 01 DIRECTOR Management For KATHERINE J. HARLESS Management For For MICHAEL J. HOFFMAN Management For For INGE G. THULIN Management For For 03 RATIFY SELECTION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING OCTOBER 31, 2008.
H.B. FULLER COMPANY FUL ANNUAL MEETING DATE: 04/03/2008 ISSUER: 359694106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For J. MICHAEL LOSH Management For For LEE R. MITAU Management For For R. WILLIAM VAN SANT Management For For 03 TO APPROVE THE AMENDED AND RESTATED H.B. FULLER Management For For COMPANY ANNUAL AND LONG-TERM INCENTIVE PLAN. 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING NOVEMBER 29, 2008.
NEWALLIANCE BANCSHARES, INC. NAL ANNUAL MEETING DATE: 04/17/2008 ISSUER: 650203102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For DOUGLAS K. ANDERSON Management For For ROXANNE J. COADY Management For For JOHN F. CROWEAK Management For For SHEILA B. FLANAGAN Management For For 02 TO APPROVE THE NEWALLIANCE BANK EXECUTIVE INCENTIVE Management For For PLAN (PROPOSAL 2). 03 TO RATIFY THE APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS, Management For For LLP AS INDEPENDENT AUDITORS (PROPOSAL 3). 04 THE PROXIES ARE AUTHORIZED TO VOTE UPON ANY OTHER Management For For BUSINESS THAT PROPERLY COMES BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENTS OF THE MEETING, IN ACCORDANCE WITH THE DETERMINATION OF A MAJORITY OF THE BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 9 of 17 FEDERAL SIGNAL CORPORATION FSS ANNUAL MEETING DATE: 04/22/2008 ISSUER: 313855108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For CHARLES R. CAMPBELL Management For For PAUL W. JONES Management For For BRENDA L. REICHELDERFER Management For For DENNIS J. MARTIN Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For FEDERAL SIGNAL CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shareholder Against For APPROVAL OF FUTURE SEVERANCE AGREEMENTS.
FMC CORPORATION FMC ANNUAL MEETING DATE: 04/22/2008 ISSUER: 302491303 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For EDWARD J. MOONEY* Management For For ENRIQUE J. SOSA* Management For For VINCENT R. VOLPE, JR.* Management For For ROBERT C. PALLASH** Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM.
HMN FINANCIAL, INC. HMNF ANNUAL MEETING DATE: 04/22/2008 ISSUER: 40424G108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For ALLAN R. DEBOER Management For For TIMOTHY R. GEISLER Management For For KAREN L. HIMLE Management For For 02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For AS THE AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
NEWMARKET CORPORATION NEU ANNUAL MEETING DATE: 04/24/2008 ISSUER: 651587107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For THOMAS E. GOTTWALD Management For For BRUCE C. GOTTWALD Management For For PHYLLIS L. COTHRAN Management For For PATRICK D. HANLEY Management For For JAMES E. ROGERS Management For For SIDNEY BUFORD SCOTT Management For For CHARLES B. WALKER Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 10 of 17 LLP AS NEWMARKET S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
PEPSIAMERICAS, INC. PAS ANNUAL MEETING DATE: 04/24/2008 ISSUER: 71343P200 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 1G ELECTION OF DIRECTOR: JAMES R. KACKLEY Management For For 1H ELECTION OF DIRECTOR: MATTHEW M. MCKENNA Management For For 1I ELECTION OF DIRECTOR: ROBERT C. POHLAD Management For For 1J ELECTION OF DIRECTOR: DEBORAH E. POWELL Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTANTS. 1A ELECTION OF DIRECTOR: HERBERT M. BAUM Management For For 1B ELECTION OF DIRECTOR: RICHARD G. CLINE Management For For 1C ELECTION OF DIRECTOR: MICHAEL J. CORLISS Management For For 1D ELECTION OF DIRECTOR: PIERRE S. DU PONT Management For For 1E ELECTION OF DIRECTOR: ARCHIE R. DYKES Management For For 1F ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. Management For For
ARCH CHEMICALS, INC. ARJ ANNUAL MEETING DATE: 04/25/2008 ISSUER: 03937R102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For MICHAEL E. CAMPBELL Management For For DAVID LILLEY Management For For WILLIAM H. POWELL Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
TENNANT COMPANY TNC ANNUAL MEETING DATE: 04/29/2008 ISSUER: 880345103 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For DAVID MATHIESON Management For For STEPHEN G. SHANK Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 11 of 17 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. 03 TO APPROVE THE 2009 SHORT-TERM INCENTIVE PLAN. Management For For
DELUXE CORPORATION DLX ANNUAL MEETING DATE: 04/30/2008 ISSUER: 248019101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For RONALD C. BALDWIN Management For For CHARLES A. HAGGERTY Management For For ISAIAH HARRIS, JR. Management For For DON J. MCGRATH Management For For C.E. MAYBERRY MCKISSACK Management For For NEIL J. METVINER Management For For STEPHEN P. NACHTSHEIM Management For For MARY ANN O'DWYER Management For For MARTYN R. REDGRAVE Management For For LEE J. SCHRAM Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS DELUXE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. 03 APPROVAL OF THE DELUXE CORPORATION 2008 ANNUAL Management For For INCENTIVE PLAN. 04 APPROVAL OF THE DELUXE CORPORATION 2008 STOCK Management Against Against INCENTIVE PLAN.
MARINER ENERGY, INC. ME ANNUAL MEETING DATE: 04/30/2008 ISSUER: 56845T305 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For JONATHAN GINNS Management For For SCOTT D. JOSEY Management For For 02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2008.
CHURCH & DWIGHT CO., INC. CHD ANNUAL MEETING DATE: 05/01/2008 ISSUER: 171340102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For JAMES R. CRAIGIE Management For For ROBERT A. DAVIES, III Management For For ROSINA B. DIXON Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 12 of 17 ROBERT D. LEBLANC Management For For 02 APPROVAL OF AN AMENDMENT TO CHURCH & DWIGHT S Management For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON STOCK FROM 150 MILLION SHARES TO 300 MILLION SHARES. 03 APPROVAL OF THE CHURCH & DWIGHT CO., INC. OMNIBUS Management Against Against EQUITY COMPENSATION PLAN. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2008 CONSOLIDATED FINANCIAL STATEMENTS.
ERESEARCH TECHNOLOGY, INC. ERES ANNUAL MEETING DATE: 05/01/2008 ISSUER: 29481V108 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For JOEL MORGANROTH, MD Management For For STEPHEN S. PHILLIPS Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
PENTAIR, INC. PNR ANNUAL MEETING DATE: 05/01/2008 ISSUER: 709631105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For LESLIE ABI-KARAM Management For For JERRY W. BURRIS Management For For RONALD L. MERRIMAN Management For For 02 TO APPROVE THE PENTAIR, INC. 2008 OMNIBUS STOCK Management Against Against INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.
THE BRINK'S COMPANY BCO ANNUAL MEETING DATE: 05/02/2008 ISSUER: 109696104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For MARC C. BRESLAWSKY Management For For JOHN S. BRINZO Management For For MICHAEL T. DAN Management For For LAWRENCE J. MOSNER Management For For CARROLL R. WETZEL, JR. Management For For 02 APPROVE THE THE BRINK S COMPANY NON-EMPLOYEE Management Against Against DIRECTORS EQUITY PLAN. 03 APPROVE THE SELECTION OF KPMG LLP AS AN INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 13 of 17 GAYLORD ENTERTAINMENT COMPANY GET ANNUAL MEETING DATE: 05/06/2008 ISSUER: 367905106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management Withheld E.K. GAYLORD II Management Withheld Against E. GORDON GEE Management Withheld Against ELLEN LEVINE Management Withheld Against RALPH HORN Management Withheld Against MICHAEL J. BENDER Management Withheld Against R. BRAD MARTIN Management Withheld Against MICHAEL D. ROSE Management Withheld Against COLIN V. REED Management Withheld Against MICHAEL I. ROTH Management Withheld Against 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
HICKORYTECH CORPORATION HTCO ANNUAL MEETING DATE: 05/06/2008 ISSUER: 429060106 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For ROBERT D. ALTON JR. Management For For JAMES W. BRACKE Management For For R. WYNN KEARNEY JR. Management For For DALE E. PARKER Management For For
HILB ROGAL & HOBBS COMPANY HRH ANNUAL MEETING DATE: 05/06/2008 ISSUER: 431294107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For JULIE A. BECK Management For For T.L. CHANDLER, JR. Management For For WARREN M. THOMPSON Management For For 02 SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD Shareholder Against For OF DIRECTORS 03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS OF THE COMPANY S 2008 FINANCIAL STATEMENTS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 14 of 17 MIDAS, INC. MDS ANNUAL MEETING DATE: 05/06/2008 ISSUER: 595626102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For THOMAS L. BINDLEY Management For For ROBERT R. SCHOEBERL Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR ENDING JANUARY 3, 2009.
WEST PHARMACEUTICAL SERVICES, INC. WST ANNUAL MEETING DATE: 05/06/2008 ISSUER: 955306105 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For JENNE K. BRITELL* Management For For DONALD E. MOREL, JR.* Management For For JOHN H. WEILAND* Management For For ROBERT C. YOUNG* Management For For THOMAS W. HOFMANN** Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.
IMATION CORP. IMN ANNUAL MEETING DATE: 05/07/2008 ISSUER: 45245A107 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For LINDA W. HART Management For For RAYMOND LEUNG Management For For MARK E. LUCAS Management For For CHARLES REICH Management For For FRANK P. RUSSOMANNO Management For For 02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF THE 2008 STOCK INCENTIVE PLAN. Management Against Against
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 15 of 17 BARNES GROUP INC. B ANNUAL MEETING DATE: 05/08/2008 ISSUER: 067806109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For WILLIAM S. BRISTOW, JR. Management For For WILLIAM C. DENNINGER Management For For GREGORY F. MILZCIK Management For For 02 APPROVE AMENDMENT TO THE BARNES GROUP INC. EMPLOYEE Management For For STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE 03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FURMANITE CORPORATION FRM ANNUAL MEETING DATE: 05/12/2008 ISSUER: 361086101 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For SANGWOO AHN Management For For JOHN R. BARNES Management For For CHARLES R. COX Management For For HANS KESSLER Management For For
ALLETE, INC. ALE ANNUAL MEETING DATE: 05/13/2008 ISSUER: 018522300 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For BREKKEN Management For For EDDINS Management For For EMERY Management For For HOOLIHAN Management For For LUDLOW Management For For MAYER Management For For NEVE Management For For RAJALA Management For For SHIPPAR Management For For STENDER Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS ALLETE S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
COMSTOCK RESOURCES, INC. CRK ANNUAL MEETING DATE: 05/13/2008 ISSUER: 205768203 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 01 DIRECTOR Management For M. JAY ALLISON Management For For DAVID W. SLEDGE Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 16 of 17 STEINWAY MUSICAL INSTRUMENTS, INC. LVB ANNUAL MEETING DATE: 05/19/2008 ISSUER: 858495104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For KYLE R. KIRKLAND Management For For DANA D. MESSINA Management For For THOMAS KURRER Management For For JOHN M. STONER, JR. Management For For A. CLINTON ALLEN Management For For RUDOLPH K. KLUIBER Management For For PETER MCMILLAN Management For For DAVID LOCKWOOD Management For For 02 RATIFICATION OF UHY LLP TO SERVE AS THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY S FINANCIAL STATEMENTS AND INTERNAL CONTROLS FOR 2008
INTERMEC, INC. IN ANNUAL MEETING DATE: 05/23/2008 ISSUER: 458786100 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For PATRICK J. BYRNE Management For For GREGORY K. HINCKLEY Management For For LYDIA H. KENNARD Management For For ALLEN J. LAUER Management For For STEPHEN P. REYNOLDS Management For For STEVEN B. SAMPLE Management For For OREN G. SHAFFER Management For For LARRY D. YOST Management For For 02 RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Management For For INTERMEC, INC. S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 APPROVE THE INTERMEC, INC. 2008 EMPLOYEE STOCK Management For For PURCHASE PLAN. 04 APPROVE THE INTERMEC, INC. 2008 OMNIBUS INCENTIVE Management Against Against PLAN.
HAWK CORPORATION HWK ANNUAL MEETING DATE: 06/04/2008 ISSUER: 420089104 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For ANDREW T. BERLIN Management For For PAUL R. BISHOP Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2007 to 06/30/2008 Report Date: 07/16/2008 Selected Accounts: NPX GABELLI WOODLAND SMALL CAP Page 17 of 17 JACK F. KEMP Management For For RICHARD T. MARABITO Management For For DAN T. MOORE, III Management For For 02 APPROVAL OF AMENDMENTS TO AND THE RESTATEMENT Management Against Against OF THE HAWK CORPORATION 2000 LONG TERM INCENTIVE PLAN. 03 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS PERFORMANCE-BASED Management For For COMPENSATION.
C&D TECHNOLOGIES, INC. CHP ANNUAL MEETING DATE: 06/05/2008 ISSUER: 124661109 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 01 DIRECTOR Management For WILLIAM HARRAL III Management For For PAMELA L. DAVIES Management For For KEVIN P. DOWD Management For For JEFFREY A. GRAVES Management For For ROBERT I. HARRIES Management For For MICHAEL H. KALB Management For For GEORGE MACKENZIE Management For For JOHN A.H. SHOBER Management For For STANLEY W. SILVERMAN Management For For ELLEN C. WOLF Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2009.
EDGEWATER TECHNOLOGY, INC. EDGW ANNUAL MEETING DATE: 06/11/2008 ISSUER: 280358102 ISIN: SEDOL:
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against Number Proposal Type Cast Management -------- -------------------------------------------------------------------- ---------------- -------------- ------------------ 05 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY. 04 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against INTERIM INCENTIVE PLAN. 03 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management Against Against OMNIBUS INCENTIVE PLAN. 02 APPROVAL OF THE EDGEWATER TECHNOLOGY, INC. 2008 Management For For EMPLOYEE STOCK PURCHASE PLAN. 01 DIRECTOR Management For CLETE T. BREWER Management For For PAUL E. FLYNN Management For For PAUL GUZZI Management For For NANCY L. LEAMING Management For For MICHAEL R. LOEB Management For For SHIRLEY SINGLETON Management For For BARRY B. WHITE Management For For WAYNE WILSON Management For For
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant Gabelli Equity Series Funds, Inc. By (Signature and Title)* /s/ Bruce N. Alpert --------------------------- Bruce N. Alpert, Principal Executive Officer Date August 25, 2008 * Print the name and title of each signing officer under his or her signature.