MA-I 0000877538 XXXXXXXX Carri Baum 636-730-2174 carri.baum@commercebank.com kimberly.bao@commercebank.com tpisarkiewicz@ljhartco.com N N Eric Michael Bambick 7079388 N 1 0000877538 L.J. HART AND COMPANY 10-31-2024 N 867-01126 SUPERVISED 10-31-2024 8001 Forsyth Blvd ST. LOUIS MO 63105 LOCATED 10-31-2024 1000 Walnut Street Third Floor Kansas City MO 64106 LOCATED 04-04-2025 02-2019 Commerce Bank Kansas City MO 64106 N Y Associate Investment Compliance Principal 05-2010 02-2019 Commerce Bank Kansas City MO 64106 N Y Funds Processor 07-2008 05-2010 Commerce Bank Lawrence KS 66044 N Y Teller Y 10-2024 L.J. Hart & Company 8000 Forsyth Blvd Clayton MO 63105 Y Y Municipal Bonds Associate Investment Compliance Principal 8 Mr. Bambick is a dually registered Representative in the Commerce Bank Capital Markets Group ("CMG") which is a separately identifiable division (SID) of Commerce Bank, and Mr. Bambick is the Associate Investment Compliance Principal. CMG is a bank-dealer registered with the SEC (Registration number 086-00021) and is regulated by the Federal Reserve. Mr. Bambick is also an Associate Investment Compliance Principal for Commerce Brokerage Services, Inc. ("CBSI"). LJ Hart, CMG and CBSI are wholly owned subsidiaries and affiliates under common control by Commerce Bank. 01-2018 Commerce Brokerage Services, LLC 1000 Walnut St. Third Floor Kansas City MO 64106 N Y Brokerage Services Associate Investment Compliance Principal 8 Mr. Bambick is a dually registered Compliance Principal in the Commerce Bank Capital Markets Group located at 1000 Walnut St. Kansas City, MO 64106. The Commerce Bank Capital Markets Group ("CMG") is a separately identifiable division (SID) of Commerce Bank. CMG is a bank-dealer registered with the Securities and Exchange Commission (registration number 086-00021) and is regulated by the Federal Reserve. Mr. Bambick began his relationship in 01/2018 with Commerce Bank in the Capital Markets Group. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-09-2026 Thomas Pisarkiewicz President