0000877538-25-000004.txt : 20250124 0000877538-25-000004.hdr.sgml : 20250124 20250124093232 ACCESSION NUMBER: 0000877538-25-000004 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: HARMON,THOMAS,DARIN, FILED AS OF DATE: 20250123 DATE AS OF CHANGE: 20250124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: L.J. HART AND COMPANY CENTRAL INDEX KEY: 0000877538 ORGANIZATION NAME: IRS NUMBER: 431592723 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04182 FILM NUMBER: 25551977 BUSINESS ADDRESS: STREET 1: 8000 FORSYTH BLVD CITY: ST. LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: (636) 537-9939 MAIL ADDRESS: STREET 1: 8000 FORSYTH BLVD STREET 2: CLHART CITY: ST. LOUIS STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: HART L J & CO /BD DATE OF NAME CHANGE: 19990407 FORMER COMPANY: FORMER CONFORMED NAME: HART L J & CO/MO /BD DATE OF NAME CHANGE: 19910723 MA-I 1 primary_doc.xml MA-I 0000877538 XXXXXXXX Carri Baum 636-730-2174 carri.baum@commercebank.com kimberly.bao@commercebank.com tpisarkiewicz@ljhartco.com carri.baum@commercebank.com N N THOMAS DARIN HARMON 7787415 N 1 0000877538 L.J. HART AND COMPANY 03-29-2024 N 867-01126 LOCATED 03-29-2024 8000 FORSYTH BLVD ST. LOUIS MO 63105 04-2016 COMMERCE BANK ST LOUIS MO 63105 N Y PRESIDENT - COMMERCIAL BANKING 03-2014 08-2016 THE PRIVATE BANK BRENTWOOD MO 63144 N Y PRESIDENT - COMMERCIAL BANK 10-2010 03-2014 LEGACY PHARMACEUTICAL PACKAGING EARTH CITY MO 63045 N N PRESIDENT - COMPANY OVERSIGHT Y 06-2024 COMMERCE BROKERAGE SERVICES, INC. 8000 FORSYTH BLVD SUITE 1200 ST. LOUIS MO 63105 N Y BROKERAGE SERVICES DIRECTOR 8 Mr. Harmon is a dually registered Representative in the Commerce Bank Capital Markets Group ("CMG") which is a separately identifiable division (SID) of Commerce Bank, and Mr. Harmon is the Director. CMG is a bank-dealer registered with the SEC (Registration number 086-00021) and is regulated by the Federal Reserve. Mr. Harmon is also the President/Supervisory Principal for Commerce Brokerage Services, Inc. ("CBSI"). LJ Hart, CMG and CBSI are wholly owned subsidiaries and affiliates under common control by Commerce Bank. 04-2024 L.J. HART & COMPANY 8000 FORSYTH BLVD ST. LOUIS MO 63105 Y Y MUNICIPAL BONDS CHAIRMAN 8 Mr. Harmon is a dually registered Representative in the Commerce Bank Capital Markets Group ("CMG") which is a separately identifiable division (SID) of Commerce Bank, and Mr. Harmon is the Director. CMG is a bank-dealer registered with the SEC (Registration number 086-00021) and is regulated by the Federal Reserve. Mr. Harmon is also the President/Supervisory Principal for Commerce Brokerage Services, Inc. ("CBSI"). LJ Hart, CMG and CBSI are wholly owned subsidiaries and affiliates under common control by Commerce Bank. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-23-2025 Thomas J. Pisarkiewicz President