0000877538-24-000022.txt : 20240913 0000877538-24-000022.hdr.sgml : 20240913 20240913073545 ACCESSION NUMBER: 0000877538-24-000022 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: BRANHAM,NEIL,ALLEN, FILED AS OF DATE: 20240912 DATE AS OF CHANGE: 20240913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: L.J. HART AND COMPANY CENTRAL INDEX KEY: 0000877538 ORGANIZATION NAME: IRS NUMBER: 431592723 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04182 FILM NUMBER: 241296454 BUSINESS ADDRESS: STREET 1: 8000 FORSYTH BLVD CITY: ST. LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: (636) 537-9939 MAIL ADDRESS: STREET 1: 8000 FORSYTH BLVD STREET 2: CLHART CITY: ST. LOUIS STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: HART L J & CO /BD DATE OF NAME CHANGE: 19990407 FORMER COMPANY: FORMER CONFORMED NAME: HART L J & CO/MO /BD DATE OF NAME CHANGE: 19910723 MA-I/A 1 primary_doc.xml MA-I/A 0000877538 XXXXXXXX Carri Baum 636-730-2174 carri.baum@commercebank.com tpisarkiewicz@ljhartco.com kimberly.bao@commercebank.com carri.baum@commercebank.com N 0000877538-22-000003 N Neil Allen Branham 6145307 N 1 0000877538 L.J. HART AND COMPANY 06-01-2015 N 867-01126 LOCATED SUPERVISED 06-01-2015 8000 Forsyth Blvd ST. LOUIS MO 63105 06-2015 L.J. Hart & Company Saint Louis MO 63105 Y Y Assistant Vice President 08-2014 05-2015 University of Missouri - St. Louis St. Louis MO 63121 N N Full-time education 05-2014 08-2014 Suddarth Painting Company Troy MO 63379 N N Painter 08-2013 05-2014 University of Missouri - St. Louis St. Louis MO 63121 N N Full-time education 05-2013 01-2014 Northwestern Mutual St. Louis MO 63101 Y Y Financial Representative Intern 08-2012 05-2013 University of Missouri - St. Louis St. Louis MO 63121 N N Full-time education 05-2012 08-2012 Suddarth Painting Company Troy MO 63379 N N Painter 08-2011 05-2012 University of Missouri - St. Louis St. Louis MO 63121 N N Full-time education 04-2011 08-2011 Self employed Troy MO 63379 N N Landscaper 08-2007 04-2011 Troy Buchanan High School Troy MO 63379 N N Full-time student Y 06-2023 Commerce Bank 8000 Forsyth Blvd Clayton MO 63105 N Y Bank Assistant Vice President 0 L.J. HART & COMPANY IS A WHOLLY OWNED SUBSIDIARY OF COMMERCE BANK. COMMERCE BANK ACQUIRED L.J. HART & COMPANY OFFICIALLY ON JUNE 1, 2023. MR. BRANHAM'S JOB DUTIES AT COMMERCE BANK ARE ONLY ASSOCIATED WITH L.J. HART & COMPANY. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-12-2024 Carri Baum Associate Investment Compliance Principal