0000877538-24-000018.txt : 20240911 0000877538-24-000018.hdr.sgml : 20240911 20240911085330 ACCESSION NUMBER: 0000877538-24-000018 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: LINDSEY,JEFFREY,DAVID, FILED AS OF DATE: 20240910 DATE AS OF CHANGE: 20240911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: L.J. HART AND COMPANY CENTRAL INDEX KEY: 0000877538 ORGANIZATION NAME: IRS NUMBER: 431592723 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04182 FILM NUMBER: 241291507 BUSINESS ADDRESS: STREET 1: 8000 FORSYTH BLVD CITY: ST. LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: (636) 537-9939 MAIL ADDRESS: STREET 1: 8000 FORSYTH BLVD STREET 2: CLHART CITY: ST. LOUIS STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: HART L J & CO /BD DATE OF NAME CHANGE: 19990407 FORMER COMPANY: FORMER CONFORMED NAME: HART L J & CO/MO /BD DATE OF NAME CHANGE: 19910723 MA-I/A 1 primary_doc.xml MA-I/A 0000877538 XXXXXXXX Carri Baum 636-730-2174 carri.baum@commercebank.com kimberly.bao@commercebank.com tpisarkiewicz@ljhartco.com N 0000877538-20-000003 N Jeffrey David Lindsey 7084427 N 1 0000877538 L.J. HART AND COMPANY 03-04-2019 N 867-01126 SUPERVISED 03-04-2019 8000 Forsyth Blvd CLHART ST. LOUIS MO 63105 LOCATED 08-23-2023 03-2019 L.J. Hart & Company St. Louis MO 63105 Y Y Vice President 07-2018 03-2019 Unemployed Van Buren MO 63965 N N Retired 07-2014 07-2018 Ste. Genevieve R-II School District Ste. Genevieve MO 63670 N N Superintendent 07-2005 07-2018 William Woods University Fulton MO 65251 N N Adjunct Instructor 07-2012 06-2014 Ste. Genevieve R-II School District Ste. Genevieve MO 63670 N N Assistant Superintendent 07-2000 07-2012 Three Rivers College Poplar Bluff MO 63901 N N Adjunct Instructor 07-2000 06-2012 Van Buren R-I School District Van Buren MO 63965 N N Superintendent Y 06-2023 COMMERCE BANK 8000 FORSYTH BLVD CLAYTON MO 63105 N Y BANK VICE PRESIDENT 0 L.J. HART & COMPANY IS A WHOLLY OWNED SUBSIDIARY OF COMMERCE BANK. COMMERCE BANK ACQUIRED L.J. HART & COMPANY OFFICIALLY ON JUNE 1, 2023. MR. LINDSEY'S DUTIES AT COMMERCE BANK ARE ONLY ASSOCIATED WITH L.J. HART & COMPANY. 01-2022 SOUTHEAST MISSOURI STATE UNIVERSITY 1 UNIVERSITY PLAZA CAPE GIRARDEAU MO 63701 N N HIGHER EDUCATION INSTITUTION ADJUNCT FACILITATOR 2 Mr. Lindsey holds a per course adjunct facilitator position with the university that started in 2022. Mr. Lindsey receives approximately $3,000 per course at 1 course per year. Mr. Lindsey devotes approximately 2 hours per month to this position that is outside of securities trading hours. 01-2020 ARKANSAS STATE UNIVERSITY 2105 EAST AGGIE RD. JONESBORO AR 72401 N N HIGHER EDUCATION INSTITUTION ADJUNCT FACILIATOR 2 Mr. Lindsey holds a per course adjunct facilitator position with the university that started in 2020. Mr. Lindsey receives approximately $3,500 per course at 1 or 2 courses per year. Mr. Lindsey devotes approximately 2 hours per month to this position that is outside of securities trading hours. 01-2018 OXSTOCK ENTERPRISES, LLC 2660 CARTER ROUTE D VAN BUREN MO 63965 N N LANDSCAPE PHOTOGRAPHY OWNER 5 Mr. Lindsey is the owner of this company that started in 2018. Currently this business is not profitable. Mr. Lindsey devotes approximately 5 hours per month on this business that is outside of securities trading hours. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-10-2024 Carri Baum Associate Investment Compliance Principal