MA-A 0000877538 XXXXXXXX Larry J. Hart 636-537-9939 ljhart@ljhartco.com tpisarkiewicz@ljhartco.com 12-31-2018 Y L.J. HART AND COMPANY 000028867 43-1592723 866-01376-00 867-01126 008-43976 000028867 16401 Swingley Ridge Road Suite 210 St. Louis MO 63017 636-537-9939 636-537-9005 N 16401 SWINGLEY RIDGE ROAD - SUITE 210 ST. LOUIS MO 63017 www.ljhartco.com Larry Joe Hart

16401 Swingley Ridge Road Suite 210 St. Louis MO 63017

636-537-9939 636-537-9005 ljhart@ljhartco.com Thomas John Pisarkiewicz

16401 Swingley Ridge Road Suite 210 St. Louis MO 63017

636-537-9939 636-537-9005 tpisarkiewicz@ljhartco.com December MO 11-12-1991 N 8 7 7 0 0 3 Municipal Entities 0 0 0 Not Applicable Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Y Y Y Y N 0 N N N N N N N N N N N N N N N N N N Y N Y Y N N N N N N Y N N N N N N N N Y N Larry Joe Hart Chairman/CEO/CCO 10-01-2017 D Y 000836620 Thomas John Pisarkiewicz President/CFO 10-01-2017 B N 005173363 Roger Dale Adamson Senior Vice President 10-01-2017 A N 004621943 Courtney Brooke Wegman Vice President 12-01-2013 A N 006189918 Bradley Matthew Wegman Vice President 01-01-2017 A N 006102183 Amend Larry Joe Hart Chairman/CEO/CCO 10-01-2017 D Y 000836620 Amend Thomas John Pisarkiewicz President/CFO 10-01-2017 B N 005173363 Delete Roger Dale Adamson Senior Vice President 10-01-2017 A N 004621943 Add Courtney Brooke Wegman Vice President 12-01-2013 A N 006189918 Amend Bradley Matthew Wegman Vice President 01-01-2017 A N 006102183 9-E2 L.J. Hart & Company 000028867 2011027491601 9-C2 9-C4 9-C5 L.J. Hart & Company 000028867 3-16622 9-E2 L.J. Hart & Company 000028867 2014039173301 9-E2 L.J. Hart & Company 000028867 C04980060 Larry J. Hart Larry J. Hart Chairman/CEO 03-14-2019 000836620 N N N N N Y N N N N N N N N N N N N N N N