0001144204-11-060794.txt : 20111102 0001144204-11-060794.hdr.sgml : 20111102 20111102153422 ACCESSION NUMBER: 0001144204-11-060794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111102 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PUSTIL STEPHEN CENTRAL INDEX KEY: 0001283586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13718 FILM NUMBER: 111174358 MAIL ADDRESS: STREET 1: 45 HAZELTON AVE CITY: TORONTO CANADA STATE: A6 ZIP: 999999999 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MDC PARTNERS INC CENTRAL INDEX KEY: 0000876883 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 980364441 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 646 429 1800 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORP INC DATE OF NAME CHANGE: 20001204 FORMER COMPANY: FORMER CONFORMED NAME: MDC COMMUNICATIONS CORP DATE OF NAME CHANGE: 19961028 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORPORATION DATE OF NAME CHANGE: 19950419 4 1 v238975_4.xml OWNERSHIP DOCUMENT X0304 4 2011-11-02 0 0000876883 MDC PARTNERS INC MDCA 0001283586 PUSTIL STEPHEN C/O MDC PARTNERS INC. 45 HAZELTON AVENUE TORONTO A6 M5R 2E3 ONTARIO, CANADA 1 1 0 0 Vice Chairman Class A Shares 200622 D Class A Shares 2011-11-02 4 P 0 5000 14.50 A 205622 D Stock Options 9.19 2002-04-29 2012-04-29 Class A Shares 1905 1905 D Stock Appreciation Rights 3.72 2010-02-12 2014-02-12 Class A Shares 129310 129310 D Extraordinary Equity Value Appre. Restricted Stock Awards 2013-12-31 Restricted Stock Units 45000 45000 D Includes unvested Restricted Stock Units (Class A Shares) of the Issuer. Represents open market purchases. Canadian dollars. A total of 129,310 Stock Appreciation Rights ("SARs") were granted February 12, 2009, 33% vested on the first anniversary of the grant date, 33% vested on the second anniversary of the grant date, and 34% vest on the third anniversary of the grant date, and all such SARs expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer. 5. Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive Restricted Stock Units on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement. /s/ Stephen Pustil 2011-11-02