0001144204-11-060794.txt : 20111102
0001144204-11-060794.hdr.sgml : 20111102
20111102153422
ACCESSION NUMBER: 0001144204-11-060794
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111102
FILED AS OF DATE: 20111102
DATE AS OF CHANGE: 20111102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PUSTIL STEPHEN
CENTRAL INDEX KEY: 0001283586
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13718
FILM NUMBER: 111174358
MAIL ADDRESS:
STREET 1: 45 HAZELTON AVE
CITY: TORONTO CANADA
STATE: A6
ZIP: 999999999
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MDC PARTNERS INC
CENTRAL INDEX KEY: 0000876883
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 980364441
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 745 FIFTH AVENUE, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151
BUSINESS PHONE: 646 429 1800
MAIL ADDRESS:
STREET 1: 745 FIFTH AVENUE, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151
FORMER COMPANY:
FORMER CONFORMED NAME: MDC CORP INC
DATE OF NAME CHANGE: 20001204
FORMER COMPANY:
FORMER CONFORMED NAME: MDC COMMUNICATIONS CORP
DATE OF NAME CHANGE: 19961028
FORMER COMPANY:
FORMER CONFORMED NAME: MDC CORPORATION
DATE OF NAME CHANGE: 19950419
4
1
v238975_4.xml
OWNERSHIP DOCUMENT
X0304
4
2011-11-02
0
0000876883
MDC PARTNERS INC
MDCA
0001283586
PUSTIL STEPHEN
C/O MDC PARTNERS INC.
45 HAZELTON AVENUE
TORONTO
A6
M5R 2E3
ONTARIO, CANADA
1
1
0
0
Vice Chairman
Class A Shares
200622
D
Class A Shares
2011-11-02
4
P
0
5000
14.50
A
205622
D
Stock Options
9.19
2002-04-29
2012-04-29
Class A Shares
1905
1905
D
Stock Appreciation Rights
3.72
2010-02-12
2014-02-12
Class A Shares
129310
129310
D
Extraordinary Equity Value Appre. Restricted Stock Awards
2013-12-31
Restricted Stock Units
45000
45000
D
Includes unvested Restricted Stock Units (Class A Shares) of the Issuer.
Represents open market purchases.
Canadian dollars.
A total of 129,310 Stock Appreciation Rights ("SARs") were granted February 12, 2009, 33% vested on the first anniversary of the grant date, 33% vested on the second anniversary of the grant date, and 34% vest on the third anniversary of the grant date, and all such SARs expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.
5. Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive Restricted Stock Units on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.
/s/ Stephen Pustil
2011-11-02