0001144204-11-019905.txt : 20110404
0001144204-11-019905.hdr.sgml : 20110404
20110404121850
ACCESSION NUMBER: 0001144204-11-019905
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110330
FILED AS OF DATE: 20110404
DATE AS OF CHANGE: 20110404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Doft David B.
CENTRAL INDEX KEY: 0001409510
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13718
FILM NUMBER: 11734493
MAIL ADDRESS:
STREET 1: C/O MDC PARTNERS INC.
STREET 2: 950 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MDC PARTNERS INC
CENTRAL INDEX KEY: 0000876883
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 980364441
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 45 HAZELTON AVE
CITY: TORONTO
STATE: A6
ZIP: M5R 2E3
BUSINESS PHONE: 646 429 1800
MAIL ADDRESS:
STREET 1: MDC PARTNERS INC. - LEGAL DEPT.
STREET 2: 950 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MDC CORP INC
DATE OF NAME CHANGE: 20001204
FORMER COMPANY:
FORMER CONFORMED NAME: MDC COMMUNICATIONS CORP
DATE OF NAME CHANGE: 19961028
FORMER COMPANY:
FORMER CONFORMED NAME: MDC CORPORATION
DATE OF NAME CHANGE: 19950419
4
1
v215548_ex.xml
X0303
4
2011-03-30
0
0000876883
MDC PARTNERS INC
MDCA
0001409510
Doft David B.
C/O MDC PARTNERS INC.
950 THIRD AVENUE
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Class A Shares
1000
I
See FN
Class A Shares
2011-03-30
4
S
0
10000
16.37
D
106179
D
Class A Shares
2011-03-31
4
S
0
5000
16.54
D
101179
D
Stock Appreciation Rights
3.72
2010-02-12
2014-02-12
Class A Shares
128205
128205
D
Extraordinary Equity Value Appre. Restricted Stock Awards
2013-12-31
Restricted Stock
45000
45000
D
Held in a UTMA account for benefit of a minor child of the Reporting Person.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging
from $16.32 to $16.50 on March 30, 2011 and $16.50 to $16.60 on March 31, 2011, inclusive. The reporting person undertakes
to
provide to MDC Partners Inc., any security holder of MDC Partners Inc., or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set
forth in footnote (3) to this Form 4.
In connection with the referenced sale, the Reporting Person has reconfirmed his commitment to continue to comply with the
Company's Stock Ownership Guidelines. The sale by the Reporting Person represents less than 15% of such individual's
holdings, and was made for portfolio diversification purposes.
SARs granted February 12, 2009, vested 33% on the first anniversary of the grant date, 33% vest on the second anniversary of
the grant date, and 34% vest on the third anniversary of the grant date, and all expire on February 12, 2014. These SARs may
be settled in cash or stock, at the discretion of the Issuer.
These Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") granted under the Issuer's EVARs program
(previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive shares of Restricted
Stock on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75
(15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.
/s/ David B. Doft
2011-03-31