-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DXiZPLKQkbtkKMn09bEP+tRY9ovYWD8Fyk4j2+M9Hxo4NGgURUBLQeEYQPYe6nEe FP7RmYUmE18bZUzGyhcZ/g== 0000876883-06-000017.txt : 20060316 0000876883-06-000017.hdr.sgml : 20060316 20060316172544 ACCESSION NUMBER: 0000876883-06-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060313 FILED AS OF DATE: 20060316 DATE AS OF CHANGE: 20060316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MDC PARTNERS INC CENTRAL INDEX KEY: 0000876883 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 980364441 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 45 HAZELTON AVE CITY: TORONTO STATE: A6 ZIP: M5R 2E3 BUSINESS PHONE: 646 429 1800 MAIL ADDRESS: STREET 1: MDC PARTNERS INC. - LEGAL DEPT. STREET 2: 950 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORP INC DATE OF NAME CHANGE: 20001204 FORMER COMPANY: FORMER CONFORMED NAME: MDC COMMUNICATIONS CORP DATE OF NAME CHANGE: 19961028 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORPORATION DATE OF NAME CHANGE: 19950419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENBERG GRAHAM LAWRENCE CENTRAL INDEX KEY: 0001283583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13718 FILM NUMBER: 06693209 MAIL ADDRESS: STREET 1: 35 ABBEYWOOD TRAIL CITY: TORONTO ONTARIO CANADA STATE: A6 ZIP: 999999999 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-03-13 0 0000876883 MDC PARTNERS INC MDCA 0001283583 ROSENBERG GRAHAM LAWRENCE C/O MDC PARTNERS INC. 45 HAZELTON AVENUE TORONTO A6 M5R 2E3 ONTARIO, CANADA 0 1 0 0 Managing Director Class A Subordinate Voting Shares 4000 I Owned by spouse Financial Performance-Based Restricted Stock Units (Class A) 35000 D Class A Subordinate Voting Shares 2006-03-13 4 M 0 65000 5 A 100000 D Class A Subordinate Voting Shares 2006-03-13 4 D 0 32696 9.94 D 67304 D Class A Subordinate Voting Shares 2006-03-14 4 M 0 26000 5.4 A 93304 D Class A Subordinate Voting Shares 2006-03-14 4 D 0 26000 9.53 D 67304 D Stock Appreciation Rights 5 2006-03-13 4 M 0 65000 0 D 2004-01-22 2007-01-22 Class A Subordinate Voting Shares 65000 0 D Stock Options 5.4 2006-03-14 4 M 0 26000 0 D 2002-10-09 2007-10-09 Class A Subordinate Voting Shares 26000 13000 D Stock Appreciation Rights 9.71 2004-07-30 2007-07-30 Class A Subordinate Voting Shares 13333 13333 D Stock Options 8.4 2003-07-31 2012-04-09 Class A Subordinate Voting Shares 47625 47625 D A portion of the Financial Performance-Based Restricted Stock Units (Class A Shares) of the Issuer may vest in each of 2007, 2008 and / or 2009 if the Issuer achieves specified performance targets in 2006 - 2008, and is dependent on continued employment. Such financial targets are set forth in a "Financial Performance-Based Restricted Stck Unit Agreement", a form of which was filed by the Issuer as an exhibit to a Form 8-K filed with the SEC on March 2, 2006. Canadian dollars. Stock Appreciation Rights (previously granted on January 22, 2003 or on July 30, 2003) vest 1/3 on each anniversary of the grant date, expire four years from the grant date, and are settled in cash or in stock, at the option of the Issuer. Stock Options (previously granted on October 9, 2002) vest 1/5 on grant and 1/5 on each anniversary of the grant date, expiring five years from the grant date. Stock Options (previously granted on July 31, 2003) are deemed to have fully vested on the grant date. Graham L. Rosenberg 2006-03-16 -----END PRIVACY-ENHANCED MESSAGE-----