0000876661-16-001044.txt : 20160616
0000876661-16-001044.hdr.sgml : 20160616
20160616151408
ACCESSION NUMBER: 0000876661-16-001044
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20160616
DATE AS OF CHANGE: 20160616
EFFECTIVENESS DATE: 20160616
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS AG
CENTRAL INDEX KEY: 0001114446
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 000000000
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15060
FILM NUMBER: 161717454
BUSINESS ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
STREET 2: P O BOX CH 8001
CITY: ZURICH
STATE: V8
ZIP: CH 8001
BUSINESS PHONE: 203-719-5241
MAIL ADDRESS:
STREET 1: 677 WASHINGTON BLVD.
CITY: STAMFORD
STATE: CT
ZIP: 06901
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC
CENTRAL INDEX KEY: 0000876661
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-2060
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC
DATE OF NAME CHANGE: 19910628
25-NSE
1
primary_doc.xml
X0203
0000876661
NEW YORK STOCK EXCHANGE LLC
1114446
UBS AG
001-15060
The Corporation Trust Co.
1209 Orange Street
Wilmington
DE
DELAWARE
19801
As Guarantor of the Trust Preferred Securities
17 CFR 240.12d2-2(a)(1)
Benjamin Sawyer
Manager
2016-06-16
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
The New York Stock Exchange hereby notifies the SEC of its intention to remove the Guarantor of the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 27, 2016, pursuant to the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(1) That the entire class of this security was called for redemption, maturity or retirement on June 15, 2016; appropriate notice thereof was given; funds sufficient for the payment of all such securities were deposited with an agency authorized to make such payment; and such funds were made available to security holders on June 15, 2016.
The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on June 15, 2016.