0000876661-14-000003.txt : 20140102
0000876661-14-000003.hdr.sgml : 20140101
20140102085025
ACCESSION NUMBER: 0000876661-14-000003
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20140102
DATE AS OF CHANGE: 20140102
EFFECTIVENESS DATE: 20140102
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 14500164
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC
CENTRAL INDEX KEY: 0000876661
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-2060
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC
DATE OF NAME CHANGE: 19910628
25-NSE
1
primary_doc.xml
X0203
0000876661
NEW YORK STOCK EXCHANGE LLC
0001230245
PIPER JAFFRAY COMPANIES
001-31720
800 Nicollet Mall, Suite 1000
Mail Stop J09S02
Minneapolis
NY
NEW YORK
55402
612-303-6000
Preferred Share Purchase Rights
17 CFR 240.12d2-2(a)(4)
Paras Madho
Director
2014-01-02
EX-99.25
2
pjcrt.txt
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED
SECURITIES
The New York Stock Exchange hereby notifies the SEC of its intention to remove
the entire class of the stated securities from listing and registration on the
Exchange at the opening of business on January 13, 2014, pursuant to the
provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(4) That the entire class of this security was
redeemed or expired on December 31, 2013.
The removal of the Preferred Share Purchase Rights OF Piper Jaffray Companies
is being effected because the Exchange knows or is reliably informed that on
December 31, 2013 all rights pertaining to the entire class of this security
were extinguished.
The Exchange also notifies the Securities and Exchange Commission that as a
result of the above indicated conditions this security was suspended on
December 31, 2013.