-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VQAHjkiq4LzjjPLxoGYla7DHbR14EleA2UhlUFK1OusSNZx2D2BfE3FplQXGnz2A MnX1rt3w5egCG7AvIVgsfg== 0001209191-05-047043.txt : 20050913 0001209191-05-047043.hdr.sgml : 20050913 20050913162453 ACCESSION NUMBER: 0001209191-05-047043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050912 FILED AS OF DATE: 20050913 DATE AS OF CHANGE: 20050913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EZCORP INC CENTRAL INDEX KEY: 0000876523 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 742540145 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1901 CAPITAL PKWY CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 5123143400 MAIL ADDRESS: STREET 1: 1901 CAPITAL PKWY CITY: AUSTIN STATE: TX ZIP: 78746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTUNDA JOSEPH L CENTRAL INDEX KEY: 0001219741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19424 FILM NUMBER: 051082478 BUSINESS ADDRESS: STREET 1: 1901 CAPTIAL PKWY CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 5123143459 MAIL ADDRESS: STREET 1: 1901 CAPITAL PKWY CITY: AUSTIN STATE: TX ZIP: 78746 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-09-12 0 0000876523 EZCORP INC EZPW 0001219741 ROTUNDA JOSEPH L 1901 CAPITAL PKWY AUSTIN TX 78746 1 1 0 0 Chief Exectuive Officer Class A Non-Voting Common Stock 2005-09-12 4 M 0 150000 2.00 A 151000 D Class A Non-Voting Common Stock 2005-09-12 4 M 0 2862 2.57 A 153862 D Class A Non-Voting Common Stock 2005-09-12 4 M 0 50000 4.00 A 203862 D Class A Non-Voting Common Stock 2005-09-12 4 M 0 57138 2.57 A 261000 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 100 18.41 D 260900 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 150 18.23 D 260750 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 200 18.22 D 260550 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 5699 18.21 D 254851 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 2300 18.20 D 252551 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 700 18.18 D 251851 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 500 18.17 D 251351 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 5450 18.16 D 245901 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 29600 18.15 D 216301 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 700 18.14 D 215601 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 6075 18.13 D 209526 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 100 18.12 D 209426 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 3200 18.11 D 206226 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 10705 18.10 D 195521 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 400 18.09 D 195121 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 5170 18.08 D 189951 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 1000 18.07 D 188951 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 3000 18.06 D 185951 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 500 18.05 D 185451 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 1500 18.04 D 183951 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 3200 18.03 D 180751 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 3830 18.02 D 176921 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 4859 18.01 D 172062 D Class A Non-Voting Common Stock 2005-09-12 4 S 0 18200 18.00 D 153862 D Class A Non-Voting Common Stock 441.193 I EZCORP, Inc. 401(K) Plan Incentive Stock Option 1998 Plan (right to buy) 2.00 2005-09-12 4 M 0 150000 0.00 A 2003-10-02 2010-10-02 Class A Non-Voting Common Stock 150000 50000 D Incentive Stock Option 1998 Plan (right to buy) 2.57 2005-09-12 4 M 0 2862 0.00 A 2004-10-30 2012-10-30 Class A Non-Voting Common Stock 2862 147138 D Non-Qualified Stock Option 1998 Plan (right to buy) 4.00 2005-09-12 4 M 0 50000 0.00 A 2002-02-24 2010-02-24 Class A Non-Voting Common Stock 50000 0 D Non-Qualified Stock Option 1998 Plan (right to buy) 2.57 2005-09-12 4 M 0 57138 0.00 A 2004-10-30 2012-10-30 Class A Non-Voting Common Stock 57138 90000 D The amount of Securities Beneficially owned includes 1,000 shares purchased on the open market by the Reporting Person and previously reported. These shares were sold to fund the exercise of stock options and the payment of any related taxes, pursuant to the provisions of a Rule 10b(5)-1 Plan established in August 2005. Column 5 - Amount of Securities Benefically owned does not include previously reported Derivative Securities in the amount of 290,000 and Restricted Stock Awards in the amount of 60,000 still held by the Reporting Person. These shares were exercised sold pursuant to the provisions of a Rule 10b(5)-1 Plan established in August 2005. Incentive Stock Options vest over a 3 year period in increments of 33.334% the first year, 33.333% in the second year, and 33.333% in the third year. Performance Based Options 15% vesting in FY04, 25% vesting in FY05, and 60% vesting in FY06 if Performance Targets met with final vesting on October 30, 2008. Non-Qualified Stock Options - 40,000 shares vest after first year, 10,000 shares vest after second year. /s/ Connie Kondik Attorney-in-fact 2005-09-13 -----END PRIVACY-ENHANCED MESSAGE-----