0001209191-17-002813.txt : 20170106 0001209191-17-002813.hdr.sgml : 20170106 20170106214737 ACCESSION NUMBER: 0001209191-17-002813 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170106 DATE AS OF CHANGE: 20170106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOTIME INC CENTRAL INDEX KEY: 0000876343 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943127919 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 5105213390 MAIL ADDRESS: STREET 1: 1301 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINGSLEY ALFRED D CENTRAL INDEX KEY: 0001229339 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 17515615 MAIL ADDRESS: STREET 1: 150 E 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2016-12-31 0 0 0 0000876343 BIOTIME INC BTX 0001229339 KINGSLEY ALFRED D 150 E. 57TH STREET NEW YORK NY 10022 1 1 0 0 See Remarks Common Shares, no par value 5931555 D Common Shares, no par value 2016-12-01 5 G 0 69300 D 1381805 I By Greenbelt Corp. Common Shares, no par value 375351 I By Greenway Partners, LP Option to Purchase Common Shares 4.60 2017-06-30 Common Shares 50000 50000 D Option to Purchase Common Shares 4.13 2018-06-30 Common Shares 50000 50000 D Option to Purchase Common Shares 3.11 2019-06-30 Common Shares 50000 50000 D Option to Purchase Common Shares 3.57 2020-06-30 Common Shares 50000 50000 D Option to Purchase Common Shares 2.72 2021-06-30 Common Shares 50000 50000 D Does not include shares that Mr. Kingsley may acquire through the exercise of certain options. During December 2016, Greenbelt Corp. gifted a total of 69,300 common shares to certain charitable organizations. 12,500 options became exercisable on September 30, 2012; December 31, 2012; March 31, 2013; and June 30, 2013. 12,500 options became exercisable on September 30, 2013; December 31, 2013; March 31, 2014; and June 30, 2014. 12,500 options became exercisable on September 30, 2014; December 31, 2014; March 31, 2015, and June 30, 2015. 12,500 options became exercisable on September 30, 2016 and December 31, 2016, and the remaining 25,000 options will become exercisable in 2 equal quarterly installments based upon continued service on the board of directors. Mr. Kingsley is Executive Chairman of certain BioTime subsidiaries. /s/ Alfred D. Kingsley 2017-01-05