0000919574-18-004518.txt : 20180703 0000919574-18-004518.hdr.sgml : 20180703 20180703173109 ACCESSION NUMBER: 0000919574-18-004518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180701 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADSHER NEAL C CENTRAL INDEX KEY: 0001278388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12830 FILM NUMBER: 18938625 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOTIME INC CENTRAL INDEX KEY: 0000876343 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943127919 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 ATLANTIC AVENUE STREET 2: SUITE 102 CITY: ALAMEDA STATE: CA ZIP: 94501 BUSINESS PHONE: 5105213390 MAIL ADDRESS: STREET 1: 1010 ATLANTIC AVENUE STREET 2: SUITE 102 CITY: ALAMEDA STATE: CA ZIP: 94501 4 1 ownership.xml X0306 4 2018-07-01 0 0000876343 BIOTIME INC BTX 0001278388 BRADSHER NEAL C C/O BROADWOOD CAPITAL INC. 724 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10019 1 0 1 0 OPTION TO PURCHASE COMMON SHARES 2.06 2018-07-01 4 A 0 40000 0 A 2023-06-30 COMMON SHARES 40000 40000 D OPTION TO PURCHASE COMMON SHARES 3.15 2022-06-30 COMMON SHARES 20000 20000 D OPTION TO PURCHASE COMMON SHARES 2.72 2021-06-30 COMMON SHARES 20000 20000 D OPTION TO PURCHASE COMMON SHARES 3.57 2020-06-30 COMMON SHARES 20000 20000 D OPTION TO PURCHASE COMMON SHARES 3.11 2019-06-30 COMMON SHARES 20000 20000 D These options will vest and become exercisable on June 30, 2019, provided, that Neal C. Bradsher remains a member of the issuer's board of directors on that date The options were granted to Neal Bradsher by the issuer on July 1, 2018 as director compensation pursuant to resolutions from the minutes of the issuer's board of directors meeting on January 24, 2018. These options are currently exercisable. /s/ Neal C. Bradsher 2018-07-03