0000933430-23-000014.txt : 20231101 0000933430-23-000014.hdr.sgml : 20231101 20231101164446 ACCESSION NUMBER: 0000933430-23-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231030 FILED AS OF DATE: 20231101 DATE AS OF CHANGE: 20231101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMORE BRADFORD T CENTRAL INDEX KEY: 0000933430 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20852 FILM NUMBER: 231368883 MAIL ADDRESS: STREET 1: 5215 OLD ORCHARD ROAD STREET 2: SUITE 620 CITY: SKOKIE STATE: IL ZIP: 60077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRALIFE CORP CENTRAL INDEX KEY: 0000875657 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 161387013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 BUSINESS PHONE: 3153327100 MAIL ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 FORMER COMPANY: FORMER CONFORMED NAME: ULTRALIFE BATTERIES INC DATE OF NAME CHANGE: 19940224 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-10-30 0 0000875657 ULTRALIFE CORP ULBI 0000933430 WHITMORE BRADFORD T 5215 OLD ORCHARD ROAD SUITE 620 SKOKIE IL 60077 1 0 1 0 0 Common Stock 2023-10-30 4 P 0 10171 7.0362 A 1182165 D Common Stock 2023-10-31 4 P 0 2600 7.3693 A 1184765 D Common Stock 2023-11-01 4 P 0 1100 7.5146 A 1185865 D Common Stock 4452283 I by Sunray I, LLC Common Stock 518616 I by Grace Brothers, LP The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.9224 to $7.2491. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.22 to $7.489. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.28 to $7.6199. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock. As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock. Bradford T. Whitmore 2023-11-01