0000933430-21-000004.txt : 20210804 0000933430-21-000004.hdr.sgml : 20210804 20210804155509 ACCESSION NUMBER: 0000933430-21-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210802 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITMORE BRADFORD T CENTRAL INDEX KEY: 0000933430 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20852 FILM NUMBER: 211143842 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE., STE 900 CITY: EVANSTON STATE: IL ZIP: 60201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRALIFE CORP CENTRAL INDEX KEY: 0000875657 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 161387013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 BUSINESS PHONE: 3153327100 MAIL ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 FORMER COMPANY: FORMER CONFORMED NAME: ULTRALIFE BATTERIES INC DATE OF NAME CHANGE: 19940224 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-08-02 0 0000875657 ULTRALIFE CORP ULBI 0000933430 WHITMORE BRADFORD T 1603 ORRINGTON AVE., STE 900 EVANSTON IL 60201 1 0 1 0 Common Stock; $.10 par value 2021-08-02 4 P 0 5113 7.9509 A 569015 D Common Stock; $.10 par value 2021-08-03 4 P 0 12400 7.8516 A 581415 D Common Stock; $.10 par value 2021-08-04 4 P 0 7687 7.9691 A 589102 D Common Stock; $.10 par value 4452283 I By Sunray I, LLC Common Stock; $.10 par value 518616 I By Grace Brothers, LP Common Stock; $.10 par value 3272 I By daughter The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.92 to $8.00. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.755 to $8.0099. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.94 to $8.0099. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4. As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock. As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock. Bradford T. Whitmore 2021-08-04