0000891839-13-000045.txt : 20130606 0000891839-13-000045.hdr.sgml : 20130606 20130606160957 ACCESSION NUMBER: 0000891839-13-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130604 FILED AS OF DATE: 20130606 DATE AS OF CHANGE: 20130606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRALIFE CORP CENTRAL INDEX KEY: 0000875657 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 161387013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 BUSINESS PHONE: 3153327100 MAIL ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 FORMER COMPANY: FORMER CONFORMED NAME: ULTRALIFE BATTERIES INC DATE OF NAME CHANGE: 19940224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POPIELEC MICHAEL D CENTRAL INDEX KEY: 0001226859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20852 FILM NUMBER: 13897424 MAIL ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-06-04 0000875657 ULTRALIFE CORP ULBI 0001226859 POPIELEC MICHAEL D ULTRALIFE CORPORATION 2000 TECHNOLOGY PARKWAY NEWARK NY 14513 1 1 0 0 President and CEO Common Stock; $.10 par value 185000 D Restricted Stock Units 2013-06-04 4 A 0 120000 0 A 2020-12-30 Common Stock 120000 120000 D Each restricted stock unit represents a contingent right to receive one share of common stock. This award of Conditional Restricted Stock Units was granted on January 29, 2013 subject to shareholder approval, which occurred on June 4, 2013. 30,000 shares will vest on the later of January 1, 2014 or the date when the common stock first reaches a closing price of $4.00 per share for 15 trading days in a 30 trading-day period; 30,000 shares will vest on the later of January 1, 2014 or the date when the common stock first reaches a closing price of $5.00 per share for 15 trading days in a 30 trading-day period; 30,000 shares will vest on the later of January 1, 2015 or the date when the common stock first reaches a closing price of $4.00 per share for 15 trading days in a 30 trading-day period; and 30,000 shares will vest on the later of January 1, 2015 or the date when the common stock first reaches a closing price of $5.00 per share for 15 trading days in a 30 trading-day period. /s/ Philip A. Fain, attorney-in-fact for Michael D. Popielec 2013-06-06