-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B/6mM3ZSmp4tieh7Hk7RXbKlqtywY1aoLfL582dMtHN3fR9mTdE1UpHwysYf6tdy zIoBOODtfYM6wBrvcD5C4Q== 0000875657-07-000001.txt : 20070105 0000875657-07-000001.hdr.sgml : 20070105 20070105121127 ACCESSION NUMBER: 0000875657-07-000001 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061219 FILED AS OF DATE: 20070105 DATE AS OF CHANGE: 20070105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMITZ WILLIAM A CENTRAL INDEX KEY: 0001245197 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-20852 FILM NUMBER: 07512511 BUSINESS ADDRESS: STREET 1: 2000 TECHNOLOGY PKWY CITY: NEWARK STATE: NY ZIP: 14513 BUSINESS PHONE: 3153327100 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRALIFE BATTERIES INC CENTRAL INDEX KEY: 0000875657 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 161387013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 BUSINESS PHONE: 3153327100 MAIL ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2006-12-19 2006-12-20 0000875657 ULTRALIFE BATTERIES INC ULBI 0001245197 SCHMITZ WILLIAM A 2000 TECHNOLOGY PARKWAY NEWARK NY 14513 0 1 0 0 Chief Operating Officer Common Stock, $.10 par value 2006-12-19 4 M 0 6000 4.15 A 22500 D Common Stock, $.10 par value 2006-12-19 4 S 0 6000 10.39 D 16500 D Common Stock, $.10 par value 300 I By Spouse Common Stock (Right to Buy) 4.15 2006-12-19 4 S 0 6000 0 D 2001-11-16 2007-11-16 Common Stock; $.10 par value 6000 19693 D Vest as follows: 10,000 shares on 11/16/02; 10,000 shares on 11/16/03; 10,000 shares on 11/16/04; 10,000 shares on 11/16/05 and 10,000 shares on 11/16/06 This amendment is being filed to reflect that this transaction was exercised and the resulting shares sold pursuant to a Rule 10b5-1 trading plan entered into on 12/12/06. /s/Peter F. Comerford; attorney-in-fact for William A. Schmitz 2007-01-05 -----END PRIVACY-ENHANCED MESSAGE-----